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Russel H Holland Financial Disclosure Report For 2009
Russel H Holland Financial Disclosure Report For 2009
L Person Reporting (last name. ~ middle initinl) HOLLAND, H. Russel 4. Title (Ar{iele HI jodge~ indicate a~tive or sea/or status; magistrate judges indicate full- or part-time) Distdct,Tudge(Senior)
7. Chambers er Ofike Address U~t~d States District Court 222 West 7th Avenuo - Unit 54 Ataehorag~, Alaska 99513
5b. [] Awa:ndod Report i & On the basis ol the information contained in this Report and any modit~cations pertaining thereto, it is, in my opinloa, in compliance with applicable laws and regulations. f Reviewing Ofli~er Date
IMPORTANT ]VOTES: rl, etnst, uctlons accompanying thts form must ~e followetL Complete all parts,
checking the NONE box for each part where you have no reporlable inforraatlon. Sign on last pag,"
Holland, H. Russel
Date of Report
05/~2/20t0
Ill. N ON-INVESTMENT IN CO ME. a~por~ ~i,~,,,,l ,~ ~o~e; ,ee ~,~. 17-24 o/~g ~,,~ao,~)
A. Filers Non-Investment Income
[] NONE (No reportable non-investment income.) DATE
L 2, 3.
~NCOME
(yours, not spouszs)
B. Spouses Non-Investment Income - lf yon were married during any portion of the reporting year, complete this sectlor~
(Dollar amount not required except for honoraria.)
[]
No/qE (No reportable reimbursements.) SOURCE DATES LOCATION PURPOSE ITEMS pAID OR PROVIDED
1. 2. 3. 4. 5.
I~ame
of Person ~epor~ng
Da~e of ~eport
05/I~010
"[
~ HOLL~, H. Russel
1.
2, 3. 4.
I. 2. 3. 4. 5.
Page 4 of 10
I~ame
Date of ]Report
05/12/2010
B. In.me d~g
~g p~iod
C. ~o~ v~ue at ~d
of ~o~g
D. T~io~ ~ng ~ug p~ 0) T~ (e.~, ~e~fion) (2) ~ (3) ~ (~) Value Oa~ (J-P) (A-~ (5) Id~fiW of (ifp~v~
Fl~ "~)" ~ ~h ~
(~) V~ (J-P)
1. 2. 3. 4. 5. 6.
7.
CMS Ener~ Nor~om, ~e. Rowan Compani~ MS Liquid Asset Fund (formerly MSDW (Individual Liquid....) Talkeetaa, Alaska, Lot ChilL, m, Alaska, Lot
First National Bank Alaska
A A
J K J K K J
L
T T T T W W
T
Interest
MS Trust Bank (formerly MSDW Individual Liquid Asset A/C) Bank of America / Portland, Oregon Pepsico Franklin Value Mark II Variable Annuity Contract FhstNafiottal Bank Alaska / Saving~ Bank of America Investment A/C Nations Cash Reserves Daily Yum Brands (formerly Tri-Global Restaurant) Franklin Income Fund MS Global Infrastruoture Merrill Lynch [was Dean WiRer Liquid Asset] (IRA A/C)
A A A A A A A C A A
Dividend Interest Dividend Dividend Interest Dividend Dividend Dividend Dividend Interest
K J J K J J J L
T T T T T T T T Sold Closed 1 t/! 9/09 11/20/09 2[ J A A ! see Note, Part VIII see Note, PartVIII
I. Incoam Gain Codes: (~ Cohmns Bl ~ad D4) 2. Value Codes (See Colmr~r~ CI and D3) 3. Vatu Method ~ (See Cohtr~ C2)
A =$ 1,0110 or lcms F ~$50,00 ! - $t 00.OO0 $ ~$15,000 or Icss N ,,~2~0,001 - $500,000 1~ =$2~,000,001 - $50,000,000 Q =Apptai.~[ LI ~Book Vaht~
B ~$1,001 - $2500 G =$1(10.001 - $1.000.000 K =$15,001 - $50,000 O ~$500.001 - $1,0~0,000 R ~Cost (Real Estate Only) V .~Oth~
C =$2,501 - $5.000 HI =$ 1,000.001 - $5,000.000 L =~50,001 - $100,000 PI ---$1,000.001 - $S,000.000 P4 ~More ~x $50.000.000 S =Assessment W =E~fimated
D ---$5.001 - $15.000 H2 ~More than M ~$100,00I - $7.50,000 P2 ---$5,~10,001 - $2f,000,000 T =Cash Market
E -$15.001 - $50,000
Date of Report
NONE ~o r~ortable income, ~sets, or tra~actio~.) D~p~on of As~ pia~)"aRer~ch~s~ ~ d~g ~o~t ~ T~(.g., G~ vMu~ at ~d V~v (~-P) VMu C~e 3 T~e(e.g., ~empfion) ~tio~ ~ ~g ~od Date V~u* (J-P) G~ (A-~ Id~of (ifp~
~
18. I9.
20. 21. 22. 23, 24. 25. 26.
or inc)
A A
A A A A A A
Di~dend Dividend
Dividend Dividend Dividend Dividend Di~dvnd Dividend
~ J
J I K J ] ~
T T
T T T T T T ~o Note, P~ ~
27. -MS ~d-Cap Gro~h C (fo~[y MSDW ~l~ig ~w~) ~. --~S Ufilifi~ F~ C
A A
Di~dend Di~dend
Sold Sold
11/06/09 11/0~09
K K
C B
-MS Bank (formerly MSDW Active Assets Money Trust) -EMC Corp. Stock -American Income Fund --Unit Van Kampcn CoherdSteeas PElT (new name) -Geaeral Electric Capital Corp. (bond) ****R*R.7 (04) --Geaeral El~tric Capital Corp. (bond) ****G59 (05)
Interest None
T Sold Sold Sold Ma0ared Matured 11116/09 11/12/09 07/23109 11/06/09 11109/09 K K K K K A A A A A
A C A A
A =$1#00 or less
F =$50,001 - $100,000 I ~ 15#00 o leas N =$250,001 - $$00,000 P~ =$25,00~,001 - $fi0,000.0~0 Q =Ap~ralssl
1L1 =nook Vah~o
B =$1,00t - $2,S00
O --$ I00,001. $1 o000,0~0 K =$15#01 - $50,000 O ~$500,001 - $1.000,000 R --Cost (Real Eslat Oaly)
V mOther
=,$2,501 - $5,000
HI =$ t.O00,O01 - $5,00~000 L ~1;50,00I - $ 100.000 PI =$!,000,001 - $5.0~0,000 P4 =Mor thaa S =Assessment
W =Estimated
D =$5,001 - $15,000
Date of Report
05/1212010
(ifphva~
35,
A A C C A A A A A A
A A A
Interest Interest Interest Dividend Interest Interest Dividend Dividend Dividend Dividend
Dividend Dividend Dividend
l K
36. --Cateq3illar Finance Sexvico (bond) ****LC2 37. --Lane County G/O Bond 38. 39. 40. 41. 42. 43, 44,
45. 46. 47.
--Gabelli Global -Western Bank Puerto Rico CD --New South Federal Savings Bank CD --Coca Cola Co. --General Electric Co. --General Electric Co. -Google, Inc.
--Intel Corp. --Johnson & Jolmson --Microsoft Corp.
K J J K
T T T T
Buy (addq)
K
J K J
T
T T T Buy 09/04109 J
(addl)
A A A A
K K K J
Name ~fPersonReperting
DateorRqmrt
Page 7 of 10
VII. INVESTMENTS and TRUSTS -
HOLLAND, IL Rus~el
05112/2010
~s~fi~ of A~ (in~g ~t ~)
Pl~ "~" ~ ~ch ~ ~x~pt ~m ~or disclo~
~s value ~ ~d ofr~ng 0) ~)
Valu~ (J-P) Value C~ 3
(2)
Date
(3)
O)
(5)
Id~fi~ of (if p~w~
52. --Proctor & Gamble 53. 54. : 55. 56, --Eaton Vance / Muni. Bond -Exdon Corp, Comcast Corp.. One Point, ~c/a Portland Teadters Cr.Union - savings A/C
A B A A A A A A A A A A A D A C A
Dividend Interest Dividend Dividend Interest Dividend Interest Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Dividend
K K J .t J K" I J L K K J J L J M L
T T T T T T T T T T T T T T T T T
(addi)
Buy Buy
Buy
J K J
57. CoIumbia Convexfibte See., f/ba Nations Convertible S~c. 58. 59. 60. Met Life- whole llfe Met Life- whole life Ampice Financial Life - whole life
6i. American General - whole life 62. American General - whole life 63. 64. 65. 66. 67. 68. Canada Life - whole life MONY - whole life Massaolhusetts Mutual - flexible retirement annuity Wells Fargo & Co. Nationwide Annuity [formerly AIG
Ann~ty]
Bank of America - Managed Portfolio
V~rigy Bank of America - Franklin Oregon Tax Freo Nuvcm Premium Income Nuveen Premium Incomo MSDW Ishares Canada Index PLMCO All Asset I All Authority Blackrock Global Allocation (IRA accoun0 Colombia Cash Reserves Daily (IRA D A A A B A A
2" M
T T Sold Sold 11/19109 11119/09 J J A A see Note, Part VIII see Note, Part VIII
l K J J
T T T T Buy Buy Opon ! 11/17/09 I 1/20109 11/20109 K J J see Note, Part VIII see Note, Part VIII
L Income Gai~ Codes: (Set Co[um~ BI m~l IM) 2.VahmCodta " (See Colunms Cl and D$) 3. Value Method Code~ (See Colmm C2)
A =$1,~30 or le~ F ~$50,001 - $100,000 J=$15,000orle~ N =$250,001 - $500.000 P3 =$25,000,001 - $50,000.000 Q =Aplntisal U ~Book Value
B =$1,001 - $2,500 G =$100,001 - $1,0O0,000 K~$15,001 -$50,000 O =$500.001 - $1,000,000 R =Cost (Real Estate Only) V =Other
C =$2,501 - $5,000 H I =$1,000,001 - $5,000,000 L--$50~001 -$10~,000 PI =$1,0~0,001 - $5.0~0,000 P4 =More tl~tt $50,000,000 S =Asse~ment W =F~timated
Part VII, I~. 16: Items at Ins. 16, 74, and 75 were IRA account assots; assots wvre sold and proooeds rolled into another IRA account: Blaclcrook Global Allocatioa at 1n.78, Pact VII, ln. 17: This IRA cash account was closed and funds transforred to Columbia Cash Rcsvrvvs Daily (an IRA account) at In. 79. Part VII, In. 26: TRUST #1: ins. 53 & 54 arc now trust acquisitions. Part VI~, In. 41: Coca-Cola: Consolidated acquisitions (Ins. 52 & 53 on previous report). Part VII, In. 49: 3M Company: Consolidated acquisitions (Ins. 61 & 62 on previous report). Part VII, In. 50: Monsanto Co.: Consolidated acquisitions (Ins. 63 & 64 on pr~vions report). Part VII, In. 67: Now: Nafionwido Annuity (retied over from AIG Annuity, In. 80 on previous report). Part VII, Ins. 74 & 75: Items at Ins. 16, 74, and 75 were IRA account assets; assets sold and proceeds rolled into another IRA account: Blacktcck Global Allocation at In.78. Part VII, In. 78: Assets from other IRA accounts (Ins. 16, 74, and 75) were sold and proceeds roiled into Blackrock Global Allocation (IRA account) o Part VII, In. 79: An IRA account; Merrill Lynch account at In.17 was closed and funds transferred to Columbia Cash Reserves Daily.
I certify that aH information given above (including information pertaining to my spouse and minor or dependent children, ff any) is accurate, true~ and complete to the best of my knowledge and belief, and that any information not reported was withheld.because it met applicable statutery provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions ors U.S.C. app. 50I et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)
FILING INSTRUCTIONS Mail signed original and 3 additional copies to: Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544