Matthew F Kennelly Financial Disclosure Report For 2010

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AO I0 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010


2. Court or Organization Northern District of Illinois
5a. Report Type (check appropriate type)

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

1. Person Reporting (last name, first, middle initial) Kennclly, Matthew F.


4. Title (Article 111 judges indicate active or senior status; magistrate judges indicate full-or part-time)

3. Date of Report 05/09/2011 6. Reporting Period 01/01/2010 to 12/31/2010

Nomination, [] Initial

Date [] Annual [] Final

United States District Judge

5b. [] Amended Report

7. Chambers or Office Address United States District Court 219 South Dearborn Street Chicago, Illinois 60604

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where yoa have no reportable information. Sign on last page.

I. POSITI ON S. ~Repo.ing individuul o.ly; see ~. 9-13 of filing instructions.)


~

NONE (No reportable positions.) POSITION


1. Director Director Director Director

NAME OF ORGANIZATION/ENTITY
Lawyers Club of Chicago (bar organization) Richard Linn American Inn of Court (bar organization) Federal Bar Assocation, Chicago Chapter (bar organization) HFS Chicago Scholars (not for profit scholarship fund)

2. 3. 4. 5.

II. AGREEMENTS. (Reponi.g individual only; seepp. 14-16 of filing instructions.)


[~] NONE (No reportable agreements.)
DATE PARTIES AND TERMS

Kennellv, Matthew F.

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Kennelly, Matthew F.

Date of Report 05/09/2011

III. NON-INVESTMENT INCOME. tRepo.ing individual andspouse; seepp. 17-24 of filing instructions.)
A. Filers Non-lnvestment Income [~] NONE (No reportable non-investment income.) DATE_ SOURCE AND TYPE
INCOME (yours, not spouses)

2. 3. 4.

B. Spouse s Non-Investment Income - if you were marr:ed during anyport:on of the reportmg year, complete thts sectwn.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)


DATE
1.2010 2. 3. 4.

SOURCE AND TYPE City of Evanston, Illinois

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.


(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~]

NONE (No reportable reimbursements.) SOURCE DATES 10/20/2010 10/21/2010 10/21/2010 10/21/2010

LOCATION
New York City, NY

PURPOSE speaker at seminar

ITEMS PAID OR PROVIDED transportation, food & lodging


transportation, food & lodging

i.

American Conference Institute Assn. of Intellectual Properly Lawyers of America

2.

Washington, DC

speaker at seminar

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Kennelly, Matthew F.

Date of Report 05/09/201 l

V. GIFTS. anelndes those to spouse a.a dependent children; see pp. 28-31 of filing instructions.)
D NONE (No reportable gifts.)
SOURCE
Union League Club of Chicago

DESCRIPTION
Privilege holder (< dues than member; privilege of using facilities standard fees)

VALUE $ 1,800

3.
4.

5.

VI. LIABILITIES. a.eludes those olspouse and depe.dent children; see pp. 32-33 offiling instructions.)
NONE (No reportable liabilities.)
CREDITOR
1. 2. 3. 4. 5.

DESCRIPTION

VALUE CODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Kennelly, Matthew F.

Date of Report 05/09/2011

VII. INVE STMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructlonx)
NONE (No reportable income, assets, or transactions.)
Description of Assets lncome during

(including trust assets) Place "(x)" after each asset exempt from prior disclosure

reporting period (2) (l) Amount Type (e.g., Code l div., rent, (A-H) or int.)

Gross value at end of reporting period (l) (2) Value Value Code 2 Method (J-P) Code 3 (Q-W) M M M M M L L T T T T

Transactions during reporting period


(l) Type (e.g., buy, sell, redemption) (2) (3) Date Value mm/dd/yy Code 2 (J-P) (4) Gain Code 1 (A-H) (5) Identity of buyer/seller (if private transaction)

Amer. Funds Growth Fund of America rout. fund 2. 3. 4. 5. 6. 7. 8. 9. 10. I I. 12. 13. 14. 15.
16. 17.

B C C C B B C C A A A A A

Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Dividend Interest None None

Amer. Funds Fundamental Investors mut. fund Amer. Funds Investment Co. of America mut. fund Amer. Funds Europacific Growth Fund rout. ~ fund Amer. Funds New Perspective rout. fund Amer. Funds Smallcap World Fund rout. fund MFS Municipal Bond Fund mut. fund Amer. Funds Tax Exempt Bond Fund of Amer. rnut. fund Baird Insured Deposit - money mkt. fund Dreyfuslnsured Deposit - money mkt. fund Fidelity Cash Reserves - money mkt. fund Fidelity Growth & Income mut. fund JP Morgan Chasebank accounts JP Morgan Chase checking account U.S. Savings Bonds
Amer. Funds AMCAP Fund mut. fund (IRA) Amer. Funds Growth Fund of Amer. 1nut. fund (IRA)

Sold J M K J Buy

07/19/10 J 07/19/10 J

A A

Dividend Dividend

L K

T T

I. Income Gain C0dcs: (See Columns B I and D41 2. Value Codes (See (olumnsCI and D3) 3. Value Method (odes (See Column C2)

A =$1.000 or less F =$50.001 - $100.OOU 3 ~$15,OO0 or less N ~$250.001 - $500,000 13 k $25.U00.OUl - $50.000.000 O ~ Appraisal U =[took Vahlc

B =$1,001 - $2.500 G ~$ 100.001 - $1,000.000 K =$15,001 - $50.000 O $500.001 - $1,000,000 R Cost (Real Estale Only) V ." Olhcr

C =$2,501 - $5,000 H I ~$1.000,001 - $5,000,000 L =$50.001 - $ 100,000 PI =$1,000,001 - $5,000,000 P4 =More than $50,000.000 S =Assessment W =Estimalcd

D $5,001-$15,000 H2 =More than $5,000,000 M $100,001-$250.000 P2 =$5,000,001 - $25,000,000 T-Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Kennelly, Matthew F.

Date of Report 05/09/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)
---] NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period (l) (2) Amount Type (e.g., Code 1 div., rent, (A-H) or int.) C. Gross value at end of reporting period (l) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) T T T T T T T T T T Sold J M T T Buy 0) Type (e.g., buy, sell, redemption) Transactions during reporting period (2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

18. 19. 20. 2 I. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31.

Amer. Funds Investment Co. ofAmer, mut. fund (IRA) Amer. Funds Wash. Mut. Investors mut. fund (IRA) Amer. Funds Europacific Growth Fund rout. fund (IRA) Amer. Funds Smallcap World Fund mut. fund (IRA) Amer. Funds Bond Fund of America mut. fund (IRA) Amer. Centry Heritage Fund mut. fund (IRA) Frank Russell Real Estate Secs Fund rout fund (IRA) Amer. Century Small Cap Orth mut. fund (IRA) (name change) Amer. Funds High Income Trust mut. fund (IRA) Amer. Funds Capital World Fund bond fund (IRA) Baird Insured Deposit money mkt fund (IRA) Dreyfuslnsured Deposit money mkt fund (IRA) Northwestern Mutual ExtraOrdinary Life ins. policy

A B B B D

Dividend Dividend Dividend Dividend Dividend None

K K M M N M M M L M

Dividend None

C C

Dividend Dividend None

07/19/10 07/19/10

J J

A D

Dividend Dividend

32. 33.
34.

I. Income Gain Codes: ( See Columns B I and D4) 2. Value Codes (See (olunans (1 and D3) 3. Value Method (odes (Scc Column C2)

A =$ 1.000 or less F =$50.001 - $ I ~O.000 J =$15.000 or bess N :=$250,001 - $500,000 P3 - $25.000,001 - $50,000.000 O -Appraisal U -Book Value

B =$1,001 - $2.500 G =$ 100,001 - $1.000.000 K = $15.001 - $50.000 O ~$500.001 - $1,000.000 R =Cost (Real Estale Only) V =Other

C =$2.501 - $5,000 H I =$1,000,001 - $5,000,000 L =$50.001 - $ 100.000 PI =$1.000,001 - $5,000,000 P4 =More than $50,000,000 S =Asscssmcnt W =Estimated

D =$5.001 - $15.000 H2 =More than $5.000,000 M =$ 100.001 - $250,000 P2 =$5,!)00,001 - $25,000,000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting Kennelly, Matthew F.

Date of Report 05/09/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


Gifts: Following my appointment in 1999, I was accorded "privilege holder" status at the Union League Club of Chicago. This is non-membership status that entitles the privilege holder to use club facilities at the standard rates for club members. The reported value consists of the approximate difference between my monthly dues and those charged to members.

FINANCIAL DISCLOSURE REPORT Page 7 of 7

Name of Person Reporting Kennelly, Matthew F.

Date of Report 05/09/201 I

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was ~vithheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Matthew F. Kennelly


NOTE: ANY INDIVIDUAL WHO KNOVVINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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