AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District Court, Utah
5a. Report Type (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Required by the Ethics in Government Act of1978 (5 U.S.C. app. 101-111)

I. Person Reporting (last name, first, middle initial) Waddoups, Clark 4. Title (Article III judges indicate active or senior status; rnagistrate judges indicate full- or part-time) District Judge

3. Date of Report 5/13/201 I 6. Reporting Period 01/01/2010 12/31/2010

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance ~ith applicable laws and regulations.

110 Frank E. Moss Federal U.S. Courthouse 350 South Manin Street Salt Lake City, Utah 841011

Reviev,ing Officer

Date

IMPOR TANT NO TES: The instructions accompanying this form must be followed Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last paga

I. POSITIONS. tRepor~ng individual only; see pp. 9-13 of filing instructions.)

NONE (No reportable positions.) POSITION
1. 2. 3. 4. 5.

NAME OF ORGANIZATION/ENTITY

II. AGREEMENTS. ~epo~ng individual only; see pp. 14-16 of filing instructions.)
NONE (No reportable agreements.) DATE
1. 2. 3.

PARTIES AND TERMS

Waddoups, Clark

FINANCIAL DISCLOSURE REPORT Page 2 of 6

Name of Person Reporting \Vaddoups, Clark

Date of Report 5/13/201 I

III. NON-INVESTMENT INCOME. tnepor~ng indi,iduol ondspo~e: seepp. 17-:4 of:ling

A. Filers Non-lnvestment Income

~]

NONE(No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3. 4.

B. Spouses Non-lnvestment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE

1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment.

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

NONE (No reportable reimbursements.) SOURCE

1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 6

Name of Person Reporting Waddoups, Clark

Date of Report 5/13/201 I

V. GIFTS. ancludos,ho~e to spouse ond dependent children; see pp. 28-31 of filing instruction~)

D
I. 2. 3. 4.

NONE (]go reportable gifts.) SOURCE

Mark Broadway Tree pruning

DESCRIPTION

VALUE
$1,000.00

5.

VI. LIABILITIES. anclud~ tho,e o/spou,e and dependent children; see pp. 32-33 of filing instruction&)
NONE (]go reportable liabilities.)
CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 6

Name of Person Reporting Waddoups, Clark

Date of Reporl 5/13/2011

VII. INV ESTMENTS and TRU STS - i.come, volue, ~a.$act~o.$ a.ct.d~ those of sparse o.d depe.de.~ children: see pp. 34-60 of filing instructlons.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period Gross value at end of reporting period Transactions during reporling period (1) (2) (3) (4) (5)

] (t)
i Amount i Code I i (A-H)

(2)
Typ~ (e.g., div., rent, or int.)

(t) Value Code 2

(J-P)

(2) Value Method

Code 3

Type (e.g., buy, sell, redemption)

Date Value Gain mm/dd~y Code 2 Code I (J-P) (A-H)

(Q-w)
Interest

Identity of buyer/seller (if private transaction)

1.

Key Bank Checking

J J
J

T T
T

2.

Mass Mutual-universal policy

None

3.

Mass Mutual-whole life

None

4.

Mass Mutual-whole life

None

5.

1365 Roosevelt LLC

None

6.

1876 Wyoming LLC

None

7.

Batteries&Bands-common stock

None

8.

ZARS-common stock MassMutual RetireEase Annuity

None

9.

Distribution

10.

MassMutualOdyssey

Distribution

I I.

401k Account MMLISI Brokerage (Fidelity Managment Trust Co. Chase National Bank

None

12.

Distribution

L
J

T
T

13.

Interest

17.

I. Income Gain Codes: (see Columns BI and D4) 2. Value Codes (See Columns CI and 03) 3. Value/.tclhod Codes (See Cohlmn C2)

A =$1,000 or Icss F =$50,001 - $100.000 J =$15.0~0 or less N =$250.001 - $500.000 P3 =$25.000.0OI - $50,000.000 Q =Appraisal U -I:kx)k Value

B =$1,001 - $2.500 G =$100,001 - $1.000.000 K =$15,001 - $50,000 O =$500.001 - $1,000.000 R -~Zos! (Real Estate Only) V =Othcr

C =$2.501 - $5,000 HI =$1.000.00l - $5.0~0.000 L -$50.001 - $100,000 PI -$1.000.001 - $5,000.000 P4 =More than $50.000.000 S =Asscssmcr~! W =Estimated

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5.0(10,001 - $25.000.000 T =Cash gtarkcl

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 6

Name of Person Reporting Waddoups, Clark

Date of Report 5/13/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

FINANCIAL DISCLOSURE REPORT Page 6 of 6 IX. CERTIFICATION.

Name of Person Reporting Waddoups, Clark

Date of Report 5/13/2011

! certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S] Clark Waddoups

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

AO 10 Rev. 1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District Court, Utah
5a. Report Type (check appropriate type) ] Nomination, Date [] Annual [] Final

Report Required by the Ethics in Government Act ofl978 (5 U.S.C. app..~ 101-111)

I. Person Reporting (last name, first, middle initial) Waddoups, Clark

4. Title (Article III judges indicate active or senior status; magistratejudges indicate full-or part-time)

3. Date of Report 9/13/201 I 6. Reporting Period 01/01/2010 to

District Judge

[] Initial

12/31/2010

fit). [] Amended Report

7. Chambers or Office Address I I0 Frank E. Moss Federal U.S. Courthouse 350 South Martin Street Salt Lake City, Utah 841011

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it i~, in my opinion, in compliance with applicable laws and regulations.

Reviewing Officer

Date

IMPORTANT NOTES: The instructions accompanying thls form must be followea~ Complete all parts, checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. tRe~omng individual only; seepp. 9-13 of fillng instruction~)

~] NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. tR,porti, g indlviduol only; se, p~. 14-16 of filing instructions.I
[~] NONE (No reportable agreements.) DATE PARTIES AND TERMS

Waddoups, Clark A

FINANCIAL DISCLOSURE REPORT Page 2 of 7

Name of Person Reporting Waddoups, Clark

Date of Report 9/13/2011

111. NON-INVESTMENT INCOME. t Reporting i.dividual a.d spo.se; see p~ 17-24 of fillng instructions.)
A. Fliers Non-lnvestment Income

[]

NONE

reportable

non-investment income.)
SOURCE AND TYPE INCOME
(yours, not spouses)

DATE

2. 3. 4.

B. Spouses Non-Investment Income - If you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.)

DATE
1. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS - transportation, lodging, food, entertainment~

(Includes those to spouse and dependent children: see pp. 25-27 offiling instructions.)

~-~

NONE (No reportable reimbursements.) SOURCE DATES LOCATION

PURPOSE ITEMS PAID OR PROVIDED

2. 3. 4. 5.

FINANCIAL DISCLOSURE REPORT Page 3 of 7

Name of Person Reporting Waddoups, Clark

Date of Repot2 9/13/201 I

V. GIFTS. (lncludes those to spouse and dependent children; see pp. 28-31of filing in~truction~)
[~ NONE (No reportable g~s.)
SOURCE I. 2. 3. 4. 5. Ma~k Broadway Tree pruning DESCRIPTION

VALUE $ I ,ooo.oo

VI. LIABILITIES. ane/~d~ those o/spo~e ~nd dependent children; see pp. 32-33 of filing inslr~ctiong)
[] NONE (No reportable liabilities.) CREDITOR I. 2. 3. 4. 5. DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 7

Name of Person Reporting Waddoups, Clark

Date of Report 9/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includex those of spouse and dependent children; seepp. 34-60 of filing instructions.)

[]

NONE(No reportable income assets, or transactions.)

Dcsc~ption of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure Income during reporting period i (1) (2) ] Amount Type (e.g., Code I div., rent, (A-el) or int.) Gross value at end of reporting period (I) (2) Value Value Code 2 Method Code 3 (J-P) Transactions during reporting period

(i)
Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Date mm/dd~ Code 2 (J-P)

Gain Code I (A-H)

(5) Identity of buyer/seller (if private transaction)

(Q-W)
1. 2. 3. 4. 5. 6. 7. 8. 9. I0. I 1. 12. 13. 14. 15. 16. Key Bank Checking Mass Mutual-universal policy Mass Mutual-whole life Mass Mutual-whole life 1365 Roosevelt LLC 1876 Wyoming LLC Batteries&Bands-common stock ZARS-common stock MassMutual RetireEase Annuity MassMutual Odyssey Parr Brown Profit Sharing Plan (401k) Consumer Staples Select Sector SPDR (XLP) Health Care Select Sector SPDR (XLV) Market Vectors EtfTr Em LC Curt Dbt (EMLC) SPDR Barclays Capital High Yield Bond (INK) Utilities Select Sector SPDR (XLU) F F F F F F F E A Interest None None None None None None None I Distribution Distribution None Distribution Distribution Distribution Distribution Distribution Distribution J J J L K K K K O N J J J J J J K
T T T T W W U U T T T T T T T T T

17. Vanguard Total Bond Market ETF (BND)

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes lSee Columns CI and D3) 3. Value IMethod Codes (S Column C2)

A =$I.000 or less F =$50,001 - $I00,000 J =$15.000 or h.-ss N =$250.001 - $500.000 P3 =$25.0OO.O01 - $50.000.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100,001 - $1,000.000 K =$15.0OI - $50.000 O $500.001-$1.000.0OO R ~:ost (Real Eslatc Only) V =Other

C =$2,501 - $5,000 III =$1,000,00l - $5.000,000 L =$50.0OI - $100.0OO P I =$1,000.001 - $5.000.000 P4 =More than $50.000.000 S :Assessmcm W =Estimated

D =$5.001 - $15.000 112 =More than $5,000.000 M =$100.001 - $250.000 P2 = $5.000.001 - $25.000.0OO T =C~h Mark~

E -$ I 5.001 -$50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 7

Name of Person Reporting Waddoups, Clark

Date of Report 9/13/201 I

VII. INVESTMENTS and TRUSTS - inco~,,, value, ,ra.~uctlo,~ (Includes those of spouse and dependent children; seepp. 34-60 of filing instruction&)
[]

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period I (I) i Amount Code 1 (A-It) (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (1) Type (e.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm/ddiyy Code 2 Code I (J-P) (A-H) (5) Identity of buyer/seller (if private transaction)

18. 19. 20. 21. 22.

iShares Barclays 1-3 Year Treasury Bond (SHY)

iShares 20+ Year Treasury Bond (TLT)

F F F F A

Distribution Distribution Distribution Distribution Interest

J J J J J

iShares Barclays 7- I 0 Year Treasury (IEF) MML Investors Services Managed Account--Cash Chase National Bank

T T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes (See Cohunns CI and D3) 3. Value Method Codes tSee Cohnnn C2)

A =$1.000 or less F =$50,001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =lJool~ Value

B -$1,001 - $2.500 G=$100.001 - $1,000,000 K =$15,001 - $50,000 O -$500.001 * $1,000.000 R =(7ost tReal Estate Only) V =O~hcr

C =$2.501 - $5,0(30 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.0(30 P4 =More than $50.00~.000 W =Estimated

D =$5.001 - $15.000 it2 =More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000,001 - $25.000.0(~ T -C~h Markc~

E =$15,001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting \Vaddoups, Clark

Date of Report 9/13/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndlcatepartofrepor~)

In Part Vll Investments, items 12 through 21 were all held in an MML Investors Servies Account, NES/FMTC Rollover IRA, previously listed as "MMLIS! Brokerage(Fidelity Mnagement Trust Co.)" The distribution amounts are listed as lncome Code F ($50,000 - 100,000), which is the amount ofthe combined distributions for all items. The Account manager did not distinquish between line items in making the distribution and that information is not available from the reports to me. The distributions from each of the separate items was less than that amount, but the total was within Code F.

FINANCIAL DISCLOSURE REPORT Page 7 of 7 IX. CERTIFICATION.

Name of Person Reporting Waddoups, Clark

Date of Report 9/13/2011

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Clark Waddoups

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544