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Ralph K Winter Financial Disclosure Report For 2010
Ralph K Winter Financial Disclosure Report For 2010
Ralph K Winter Financial Disclosure Report For 2010
1. Person Reporting (last name, first, middle initial) WINTER, RALPH K. 4. Title (Article II1 judges indicate active or senior status; magistrate judges indicate full- or part-time) ] United States Circuit Judge (Senior) 2. Court or Organization Second Circuit Court of Appeals 5a. Report Type (check appropriate type) Nomination, [] Initial Date [] Annual ] Final
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)
5b. [] Amended Report 7. Chambers or Office Address 141 Church Street New Haven, CT 06510
8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.
Reviewing Officer
Date
IMPORTANT NOTES: The instructions accompanying this form must be followe~L Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.
[]
1. 2. 3. 4. 5.
POSITION
Professor (adjunct) of Law Trustee Yale University
NAME OF ORGANIZATION/ENTITY
II. AGREEMENTS. (Reporting individual only; see pp. 14-16 of filing instruction~)
~
Winter, Raloh K.
III. N O N-INV ES T ME NT IN C O ME. (Reporting individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
D
1. 2010 2. 3. 4.
NONE
B. Spouses Non-Investment Income - lf you were married during any portion of the reporting year, complete this section.
(Dollar amount not required except for honoraria.)
[]
DATE
2. 3. 4.
LOCATION Brooklyn, NY
JFK to Hawaii (round trip)
PURPOSE
2.
2/21/2010; 2/28/2010
3. 4. 5. 6.
Brooklyn, N
Board of Trustees Meeting Board of Trustees Meeting Dean Search Committee Meeting Board of Trustees Meeting
12/8/2010
Brooklyn, N
Transportation
V. GIFTS. (lncludes those to spouse and dependent children; see pp. 28-31 of filing instructions.)
[] NONE (No reportable gifts.)
SOURCE Brooklyn Law School
2. 3. 4. 5. DESCRIPTION Use of 2 vacant visiting professors apartments (7/2010); cost to BLS minimal
VALUE $1 ,ooo.oo
VI. LIABILITIES. anel~des those olspo~sc and dependent children; see pp. 32-33 of f!ling instructions.)
NONE (No reportable liabilities.) CREDITOR 1. 2. 3. 4. 5. DESCRIPTION
VALUECODE
VII. INVESTMENT S an d TRU ST S -- income, value, ~ra,~aetio,~ ancludes those o/spouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
TIAA-Pension Nuveen Mun. Value Fund 3. 4. 5. 6. 7. 8. 9. 10. II. 12. 13. 14. 15. 16. 17. Nuveen Prem. Inc. Mun. Fd. 4 Nuveen Div. Adv. Mun. Fund LEGG MASON Intermed-Term Mun. Fund. CLS Black Rock. Mun. Inc. TR Citibank NA South Dakota Bank Deposit Program Western Asset Money Market Fund Class A
E A B B C B A A
O K K K L K J J
1 ncomeGain Codes: (S~ 0!0mns B! and 04) 2. Va|ue Cod~ (See Cohtmns C I and D3) 3. Value Method Codes (See Column C2)
C =$2;501 - $5,000 HI --$1~000~00i - $5.000~000 P4 =M6~ tha6 $50!000~000 .... S gAss~nt W --Estimated
T =C~zh M~rk~i
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544