Assessing Mindfulness in Multiple Contexts - A Comment

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Mindfulness

DOI 10.1007/s12671-014-0326-y

COMMENTARY

Assessing Mindfulness in Multiple Contexts: a Comment


on Christopher, Woodrich, and Tiernan (2014)
Ruth A. Baer

# Springer Science+Business Media New York 2014

Abstract This paper comments on a recent study by Introduction


Christopher et al. (Mindfulness 5:145–160, 2014), in which
14 Zen Buddhist priests and laypersons residing in a monas- Christopher et al. (2014) describe an interesting study in
tery in the Northwestern US were interviewed about the extent which 14 Zen Buddhist priests and laypersons (50 % male,
to which the Five Facet Mindfulness Questionnaire and the mean age = 49 years) residing in a monastery in the
Toronto Mindfulness Scale capture the nature of mindfulness Northwestern US were individually interviewed about the
as they understand and practice it. Participants identified Five Facet Mindfulness Questionnaire (FFMQ; Baer et al.
strengths and weaknesses of both questionnaires; findings 2006) and the Toronto Mindfulness Scale (TMS; Lau et al.
were discussed in terms of the cultural validity of the mea- 2006). Participants had an average of 15.68 years of medita-
sures. Because mindfulness is taught, practiced, and studied in tion experience (range 3–43 years) and reported meditating for
both Buddhist and Western contexts, including contemporary a mean of 3.21 h per day (range 1–6 h). They were provided
medical, mental health, educational, and research environ- with background information about each instrument’s purpose
ments, this commentary argues that at least three domains of (e.g., to assess the general tendency to be mindful in daily
knowledge are important in developing measures of mindful- life), the factors assessed by each instrument (curiosity,
ness with broad applicability: (1) knowledge of mindfulness decentering, observing, nonjudging, etc.), and the nature of
as described, taught, and practiced in Buddhist traditions; (2) directly worded and reverse-scored items (i.e., items describ-
knowledge of mindfulness as described, taught, and practiced ing mindfulness or mindlessness). Then, they were asked to
in contemporary Western interventions and training programs; read through each measure and to verbalize their thoughts
and (3) knowledge of psychological assessment, especially aloud while responding to the items. Finally, they were asked
psychometrics and questionnaire construction. A balanced whether the measures capture the nature of mindfulness as
perspective that explicitly acknowledges the value for health they understand and practice it.
and well-being of both Buddhist and Western psychological Participants identified strengths and concerns for each in-
conceptions of mindfulness is recommended. strument. For the FFMQ, the observing and nonreactivity
facets were thought to capture the nature of mindfulness well.
Participants expressed concerns about the describing facet;
Keywords Mindfulness . Buddhism . Mindfulness they noted that describing is not an essential element of
questionnaires . Cultural validity mindfulness, that mindful awareness can be wordless, and
that people without a ready vocabulary for labeling their
experiences may be very mindful. Participants suggested that
mindful awareness of one’s tendencies to be distractible and
judgmental could make the acting with awareness and
nonjudging items difficult to interpret. They also expressed
concern about apparently redundant items. For the TMS,
R. A. Baer (*)
participants reported the curiosity facet to be a particular
Department of Psychology, University of Kentucky, 115 Kastle Hall,
Lexington, KY 40506-0044, USA strength. Although they admired the simplicity of the TMS
e-mail: rbaer@email.uky.edu and found it potentially useful for beginners, they questioned
Mindfulness

its utility for more advanced practitioners. They also noted (MBSR) is completely secular; similarly, Linehan (1993)
that items on the TMS resemble basic meditation instructions states that the mindfulness skills in dialectical behavior ther-
and suspected that they might be susceptible to impression apy (DBT) are psychological and behavioral versions of
management. Eastern meditation practices that can be used “outside of any
Participants suggested that both instruments lack important religious or spiritual context” (p. 65). Both MBSR and DBT
content: the intention to redirect attention to the present mo- intentionally describe mindfulness in ordinary language.
ment when it wanders; awareness of suffering, aversion, dis- Kabat-Zinn’s (1994) well-known operational definition states
satisfaction, and clinging; and compassion and interconnec- that “mindfulness means paying attention in a particular way:
tedness with others. They also noted that the process of on purpose, in the present moment, and nonjudgmentally” (p.
assessing one’s own levels of mindfulness is inconsistent with 4). Linehan (1993) conceptualizes mindfulness as a set of
the nonevaluative nature of mindfulness. In general, they behavioral skills, including observing and nonjudging, among
expressed the view that the assessment of mindfulness is others. Contemporary Western definitions in the psychologi-
problematic because mindfulness is hard to define and that cal literature have received mixed reviews from Buddhist
capturing the experience is “like trying to nail Jell-O to the scholars (see Williams and Kabat-Zinn 2013, for several
wall” (p. 155). discussions).
In this commentary I note many points of agreement with Psychologists conducting research on mindfulness have
Christopher et al. (2014). Mindfulness is hard to define, and found it necessary to define it as a psychological variable that
Western questionnaires designed to assess mindfulness do can be measured using established methods of assessment,
have some conceptual and psychometric flaws. However, I including self-report questionnaires (Baer 2011). Though
also note that mindfulness questionnaires are used in multiple challenging because of the definitional issues just summa-
contexts, for a variety of scientific and clinical purposes. rized, assessment of mindfulness is essential for several sci-
Because Buddhist and Western conceptions of mindfulness entific reasons (Baer 2011). It allows examination of whether
differ in important ways, several areas of expertise are neces- participants in mindfulness-based treatments are learning the
sary to construct mindfulness measures with broad applicabil- skills that the intervention is teaching and whether this new
ity. A more balanced view of the variety of cultures in which learning is related to improvements in health and well-being.
mindfulness is assessed is suggested. Assessment also facilitates the study of mindfulness as a
dispositional characteristic that varies in the general popula-
tion and is related to other aspects of psychological
Perspectives on Defining Mindfulness functioning.
The variety of historical and cultural contexts in which
A critical issue in the evaluation of any self-report measure is mindfulness has been discussed and practiced suggests that
the comprehensiveness and accuracy with which the items at least three domains of knowledge are important in devel-
capture the intended construct (Clark and Watson 1995). In oping and evaluating assessment instruments: (1) knowledge
the context of contemporary psychological assessment, mind- of mindfulness as described, taught, and practiced in Buddhist
fulness is an unusually difficult construct to define, largely traditions; (2) knowledge of mindfulness as described, taught,
because of its roots in Buddhist traditions. The original de- and practiced in contemporary Western intervention and train-
scriptions of mindfulness were written many centuries before ing programs; and (3) knowledge of psychological assess-
the advent of science and in languages that are unfamiliar in ment, especially psychometrics and questionnaire
the West. Moreover, contemporary Buddhist scholars note construction. Christopher et al. (2014) provide interesting
that the ancient texts describe mindfulness in a variety of and important information about the FFMQ and TMS from
ways. According to Dreyfus (2011), “Buddhism is a plural the first of these three perspectives. However, Buddhist prac-
tradition that has evolved over centuries to include a large titioners who do not provide mindfulness-based interventions
variety of views about mindfulness. Hence, there is no single in secular Western settings or conduct psychological research
view that can ever hope to qualify as ‘the Buddhist view of on mindfulness are unlikely to have knowledge of the second
mindfulness’” (p. 42). Similarly, Gethin (2011) notes that and third domains.
finding a “succinct definition of mindfulness in the texts of
early Buddhism is not so easy. Such definitions as there are are
rather different in character” (p. 269). Multiple Contexts for Cultural Validity
Westerners who introduced mindfulness to contemporary
medical and mental health settings recognized the need to A more complete perspective on the cultural validity of the
secularize and adapt it to increase its acceptability and poten- FFMQ and TMS would be provided by replicating the study
tial usefulness for non-Buddhist populations. Kabat-Zinn by Christopher et al. (2014) with other groups. Experienced
(2011) notes that mindfulness-based stress reduction providers of empirically supported mindfulness-based
Mindfulness

interventions, such as MBSR, DBT, mindfulness-based cog- in some clinical settings, participants are suffering from severe
nitive therapy (MBCT; Segal et al. 2013), and acceptance and emotional distress and behavioral disturbances that make
commitment therapy (ACT; Hayes et al. 2012), could be lengthy meditation practices impractical or unhelpful
interviewed about how well the FFMQ and TMS capture the (Linehan 1994). Accordingly, some mindfulness-based treat-
mindfulness skills they teach and practice. Similarly, ments, such as ACT and DBT, include behavioral exercises
completers of these treatment programs could be asked that teach basic mindfulness skills without requiring formal
whether the FFMQ and TMS capture the mindfulness skills meditation.
that they practiced, as they understand them. Such studies For example, DBT teaches observing and describing
might yield different findings about the strengths and (labeling) of thoughts and feelings as a way of responding
weaknesses of the FFMQ and TMS, for several related when intense emotions arise. Learning to say to oneself, “Ah,
reasons. a feeling of anger has arisen within me,” with a nonjudgmental
tone, facilitates nonreactive acceptance of anger (i.e., a mind-
Different Levels of Experience with Buddhism ful response to anger), rather than impulsive temper outbursts
and Meditation and aggressive behavior. For this reason, describing in DBT is
conceptualized as a mindfulness skill (Linehan 1993). A sim-
The participants in Christopher et al. (2014) identified them- ilar skill is taught in MBCT. If self-critical thoughts arise,
selves as Buddhists and appeared to have a strong commit- participants are encouraged to label them by saying, “self-
ment to a Buddhist way of life. Their level of meditation critical thoughts are here” or something similar. Such re-
experience was described as “ranging from novice to expert” sponses cultivate the nonjudgmental, decentered perspective
(p. 148); however, even the novices had practiced meditation on thoughts that is central to mindfulness. ACT also includes
for at least 3 years and reported meditating at least 1 h per day. labeling of thoughts, sensations, emotions, urges, memories,
In contrast, within the psychological literature, novices typi- and judgments. Saying “there’s a judgment” or “that’s an
cally are people who have meditated only rarely, if at all. Even urge” helps participants learn to be mindfully aware of such
at posttreatment, participants in MBSR, MBCT, and similar experiences without acting on them in maladaptive ways.
programs have meditated regularly for only 8 weeks, for a Advanced practitioners of mindfulness meditation may not
maximum of 45–60 min per day, at best. Studies show that, on need such labels and may be unaware of the therapeutic power
the average, participants typically engage in less practice than of mindful labeling in clinical populations. However, labeling
what is recommended (e.g., Carmody and Baer 2008). is sometimes mentioned by Buddhist teachers. For example,
Goldstein (2002) suggests the use of soft, short, mental notes
Different Goals to label experiences that arise during meditation, such as
“thinking,” “planning,” or “remembering” to describe
Christopher et al. (2014) note that in Buddhist meditation thoughts; “anger,” “boredom,” or “sadness” to describe emo-
traditions, the purposes of practicing mindfulness include the tions; or “family tape” or “work tape” to describe persistently
alleviation of general suffering, release from the cycles of recurrent thought patterns (p. 95). Similarly, Kornfield (1993)
birth and death, and insight into concepts such as imperma- states that “the naming of our experiences is the first step in
nence and nonself (see also Shapiro and Carlson 2009). bringing them to a wakeful conscious awareness” (p. 84) and
Western participants in mindfulness-based interventions are often suggests labels for experiences observed during meditation,
seeking the alleviation of suffering but may be concerned about such as “in-breath,” “long breath,” “tight breath,” “tingling,”
more specific problems or disorders, such as depression, anxiety, “itching,” “fear,” “delight,” or “longing” (pp. 84–86).
addiction, overeating, or various forms of stress. Important in- Kornfield attributes this method to the Buddha:
sights may arise, but these are typically focused on personal
patterns of thinking, feeling, and behaving. The usual goals for Give each problem or experience a simple name, as
Westerners in mental health settings are emotional and behavioral Buddha did when difficulties would appear before
self-regulation and the reduction of symptoms, rather than un- him. … In his instructions on mindfulness, he directed
derstanding the ultimate nature of self and reality. meditators to note, “This is a mind filled with joy” or
“This is a mind filled with anger,” acknowledging each
Different Practices state as it would arise and pass away (Kornfield 1993, p.
84).
Some mindfulness-based interventions, such as MBSR and
MBCT, incorporate formal meditation practices with strong Whether the describing items of current mindfulness mea-
roots in Buddhist traditions, such as sitting and walking med- sures adequately capture the tendency of ordinary people to
itation. However, these practices are taught in purely secular label their thoughts and feelings in daily life is debatable;
terms, with no explicit study of Buddhist teachings. Moreover, empirical findings for the describing facet have been mixed.
Mindfulness

However, for researchers and clinicians who wish to assess distancing from the afflicted and a lack of true empathy.
whether participants in mindfulness training are using this Similarly, equanimity may resemble indifference, but the for-
skill, altering or rewriting these items may be more helpful mer is defined by an openhearted emotional balance in the
than eliminating them. face of joy and sorrow, whereas the latter involves withdrawal
and lack of caring or concern. Loving-kindness is freely
offered without expectation or demands; its near enemy is a
clinging, controlling, fear-based emotional attachment
Psychometric Considerations masquerading as love. Near enemies, in short, are distorted,
unhelpful imitations of mindful, openhearted qualities
As Christopher et al. (2014) noted, the most widely used (Kornfield 1993).
mindfulness instruments may not capture all of the relevant The suggestion that Buddhist and Western forms of
content. Newer measures assessing additional elements of mindfulness are near enemies seems consistent with the
mindfulness have preliminary support for their utility following excerpt from Christopher et al. (2014):
(Erisman and Roemer 2012; Frewen et al. 2011). However,
some of the content areas mentioned by the participants in Unfortunately, Western psychologist-defined versions
Christopher et al. (2014) may be difficult to incorporate into of mindfulness were developed so that they can be
mindfulness measures. Awareness of aversion and suffering is understood by and generally have been validated with
likely to overlap with measures of neuroticism and general people untrained in mindfulness practices. Similarly, in
distress, a common problem in questionnaire construction. undergoing exportation from a Buddhist context to the
Compassion and interconnectedness are often viewed by world of scientific psychotherapy, mindfulness has been
Western researchers as separate constructs that may be out- adapted to ensure fit with Western ideals and to enhance
comes of practicing mindfulness rather than elements of its palatability to Western patients (pp. 147–148).
mindfulness.
Redundant content is another important concern. This excerpt is correct in stating that mindfulness has been
Redundancy should be minimized, in part because question- adapted for secular Western applications but inaccurate in
naires are less likely to be useful if respondents find them neglecting to recognize that several mindfulness question-
burdensome or annoying. On the other hand, apparent redun- naires have shown good psychometric properties in meditat-
dancy among items is sometimes necessary for adequate ing samples (Baer et al. 2008; Brown and Ryan 2003;
internal consistency. Decisions about the inclusion of items Buchheld et al. 2001). The central question for this commen-
that appear redundant must balance participants’ impressions tary is whether, in the context of cultural validity, the adapta-
with psychometric considerations. tion of mindfulness for Western settings is unfortunate. If
Finally, it is important to recognize that many aspects of Western participants are not receiving the potential benefits
human experience, such as moods, emotions, thoughts, and of a more Buddhist-consistent conception of mindfulness,
perceptions, have ineffable qualities that may be lost when then continued study of Buddhist perspectives is crucial, so
these phenomena are defined as measurable psychological that we may better understand what has been lost in translation
variables. However, scientific study of these variables has and consider how we might recover it, to the extent possible in
contributed greatly to the development of effective non-Buddhist settings.
interventions. On the other hand, it is important to recognize the substan-
tial therapeutic and scientific value of Western conceptions of
mindfulness. Because mindfulness has been secularized, op-
A Balanced Perspective on the Cultural Validity erationalized, and recontextualized as a psychological variable
of Mindfulness Measures that can be defined, measured, and studied using established
scientific methods, its potential benefits have become avail-
The need for a more balanced perspective on the differing able to many more Westerners than would otherwise be pos-
cultures in which mindfulness is assessed is illustrated by sible (Carmody 2014). Many studies of people suffering from
Christopher et al.’s (2014) description of Buddhist and serious problems (chronic pain, severe stress, emotional and
Western forms of mindfulness as “near enemies” (p. 145; behavioral disorders) have shown significant improvements
see also Grossman 2011). According to Buddhist teachers, after secular mindfulness-based interventions, even with all of
near enemies are characteristics that superficially resemble the deviations from Buddhist teachings (known or unrecog-
each other but are fundamentally quite different. For example, nized) that these programs contain. The availability of mea-
Kornfield (1993) describes compassion and pity as near ene- surement instruments, even with their acknowledged flaws,
mies: compassion includes genuine sorrow and a desire to has made it possible to determine that participants in mindful-
help the afflicted, whereas pity implies separation or ness training appear to learn the skills that are being taught and
Mindfulness

that this new learning is important in accounting for the be the most suitable. For assessing mindfulness as taught and
observed benefits. These findings increase the likelihood that practiced in Western interventions, additional scales, such as
the benefits of mindfulness training will become even more describing, acting with awareness, and nonjudging, may be
widely available. helpful. Instruments that provide reliable and valid scores in
For mindfulness questionnaires, joint influences (Buddhist both contexts are probably the most useful, so that findings
and Western) are already more present than is generally rec- can be compared across all populations of interest. As
ognized. Several of the available measures were developed in Christopher et al. (2014) suggest, mindfulness measures that
consultation with experienced Buddhist teachers and can be adapted for a variety of populations may be ideal.
practitioners. For example, in developing the Mindful However, this requires a balanced, multicultural perspec-
Attention Awareness Scale, Brown and Ryan (2003) asked tive that explicitly acknowledges the value and legitimacy of
nine experienced mindfulness practitioners to rate the initial both Buddhist and Western psychological forms of mindful-
pool of items for how well they capture the central experience ness, with all of their similarities and differences. Rather than
of mindfulness. Similarly, the developers of the Freiburg viewing adaptations for Western settings as unfortunate and
Mindfulness Inventory (Buchheld et al. 2001) asked eight Buddhist and Western conceptions as near enemies
teachers of insight meditation to evaluate the items for “ap- (Christopher et al. 2014; Grossman 2011), a multicultural
propriateness of formulation, accuracy of content, ease of perspective suggests that integrating Buddhist and Western
comprehension, and specificity for characterization of mind- perspectives with the requirements of current methods of
fulness” (p. 14). Items for the Southampton Mindfulness psychological assessment is most likely to lead to improve-
Questionnaire (Chadwick et al. 2008) were rated by an expe- ments that will advance the field.
rienced mindfulness meditation teacher as well as a senior
MBCT researcher. In contrast, items for the Kentucky
Inventory of Mindfulness Skills (Baer et al. 2004) were rated
by clinicians for how well they capture the mindfulness skills
taught in DBT, which were translated from Linehan’s experi- References
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