Roy 1/20tO

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FINANCIAL DISCLOSURE REPORT

FOR CALEN1)AR YEAR 2009
2. Courl ur Ovganiz~.llo. U S. Cuurt o~" Appeals. Nimh Cir~uit 5a. lleporl Type check apprupria~ ~)pcI ~ No:tartaric,n, l)a~e

RelmrtRequir"dhvtheEthics
m Go vtrnment ..l ct ~[ 197S

1. Ptr..un R~:pl~rling (ht~l ham,,:, {irsl, mnldl initmll I alhnan. Richard C. 4. Title (Article I11 judges indicate active or senior statu~; mngisrra~e judges indicate I~11- or Active United States Circuit Judge

,3. D;tl u~ Repurt IJS,l[li2(Jl(l 6. Reporting P~riod 01101~009 ~ 2/3 I,2009

7. (?h:md~tr~ or Office Adtlrcs~ William K. NzlkZlllltlra United States Cou~house 1~1(i [:ihh Avenue. Suite 9fl2 Seattle. Washington 981 f14- l t 3fl [

8. ()t~ the bas~s ol the infiwmation contained in thi~ Rq)ort u.d any with applicable I~ws and r~gulztionx. "

IMPORTANT NOTES: Tl~e instructions actnmptm.;,ing thi.~ Ibrm must be fidlowed. Complete all part.~,
chetking the NONE box for each part where you huve no reportable it~brmation. S~., on last page.

I. POSIT IONS. (u~,,,.;,,.~ indi,,idual only; x,," pp. 9-1~ of fili,,g i .........
: N()NE (No rt7;ortable positions.) [~(~SItION

;i,.,~.)

NAME OF ORGANIZATION/ENTITY

Mcmbct

Nut thwc.~tcrn Urn. crsi~ Schoul ~f Law AdvisoD Buard

Tallman, Richard C.

FINANCIAL DISCI,OSURE REPORT !,~ ......fPe ..... Reporting

I~atcotRcport

Page 2 of 7

Tallman, Richard C.

05/I0,2010

A. Fliers Non-Investment Incmnc

NONE No DATE

no~t-im~stment income) SOURCE AND TYPE IN(OME (yours. not spouses }

B. S p ou s e s IN o n - 1 n vest m e n t ] n c o m c - u y,,,, ,,ere ,nu,rhd duri,,a" u,,v p,nti,,t, ,*J th,, reporthtg year, ~omptet,, this :__~ NONE (:Vo r~q~ortcthlt, nv~-investmcnt income ) DATE SOURCE AND TYPE

2. 2009

Prudcnti:d le.surat~cc Company

i V. R E 1,~,I B U RS E M ENTS
.... ~ NONE (~~ r~portab&" SOURCE , Nollh~xcs{gllI Umxctatty School o[ Law
No~lhwcslcrn l.hm crsity

I)ATES Alnil 2-5. 2009

May 14-16. 2009

I_OUATION Chicago. II.

IURPOSE l.aw Board Meeting

ITEMS PAID OR PROVIDED fr:mspculatiot~. Ludging, Meals

Chicago. IL

Law School

"lranspooatioIt Lodging M,.als

FINANCIAL DISCLOSURE REPORT

Page 3 of 7

rP ..... ucpo~ti,,~
Tallman, Richard C. 05/10/2010

1~ ......
V. G I FTS. (t,,,tuaes a,v,+ t,, .v, ous ; a,,,t a+e,.,ae,+t +t, ita~e,,: .,,, pp. 2s+~ t of filit,g in+tru~tiot,s.)
NONE (No reportable g~s.)

SC)URCE
1

DESCRIPTION

3.
4

5.

,~j

NONE {No romrtable liabilities,) CREI)ITOR DESCRIPTION VALUE CODE

2 3. 4

FINANCIAL DISCLOSURE REPORT

[~ .......

fP .... Rtl, orli~g

Datt. of Repor,

Page 4 of 7
VII. INVESTMENTS and TRUSTS NONE (No reportab]~" ir~come, o.~:;ct.v, t)r Ironsattracts,)
Descrip ion el A~se s [including trusl a~sclx) Place "~ X)" after each asset cxmup~ Irom p~ior dixck~sur Income during rupoglng period Amount Code I div.. r*nt. l(A-tt) ~ orm~) (iruxs ~alu at ~nd of rcptmi~g period "lransacfi~ns during reporting period

Code 2 (l-I~

Method Cod3

buy, sol!. ~ rcdcmFfion)

ra!!rid,)/ ~ Code 2 ~ C~ l , (J-P) (A-If)

buyer/seller (ifpnxatc

I.

Prudential Rciircmcnt gUl~dS:

None

2.
3.

- PIM(O Total Return lnstl. Fund

- I)odgc & C.x Stuck Ftmd (:cc Par~ VII!

T
Sold Sold 112/011(19 J

4.

-I [o~chkis & Wiley Small-(;lp Value Fund (see Pint VHI n. ~) - I{uru P;lc{I]c Gruwth Ftmd (see Pu:t VIII nolo I ) - Vanguard lnstl Fund (scc PaM VIII note I) - Drclus Sm Cap Index I. T

02!0 Ii09

J K

5. 6. 7.

Sold Sold

02/01/09 02!01/09

I,

8. t). 10. I I. 12 13.

14.

- Vanguard Admiral .Mmmy Market (:,co Part VIII. no!c 2t Wells Fargo Ilank (hccking!S:.lvnlg5 accts Seattle tity Credit Union. checking & JPMo~gan Chase flank Chocking/Savings Accts Vanguard (;mup Funds: - Vanguard 5t0 Index
- Vanguard Explorer

Sold A A A Interest [nterc:;t Interest None 1 J J 0 M

M

08!! 1i09

T T T T T
T Sold O~;I It09 K

15. 16 17.

- Vanguard Social Index (soc Par~ VIII, t~otc - Vangumd PRIMECAP Core - V;mguatd GNMA I. T

FINANCIAL DISCLOSURE REPORT

VII. INVESTMENTS and TRUSTS NONE (No reportable income, assert, or transactions.)
~ B. ~ ~ I).

Place "{XI" after cad~ asset exempt liom priur disch~su~

[ Am,)unl " C~,d~ I div.. r~.t. ~ (A-Ii) " or mt ~ ~ ~

Codu 2 ~J- )

Mcflmd Cudc 3 (Q-W)

buy sell r~dcmptiont

mm~d,J, yy . (~dc 2 Uodc I ~j-P) (,~-I1) [

h.y~iscllcr 0t private transactionJ

18. ~ t9

-VanguardHigh-Yichl(urpuram - Vanguard Intcmalion;il Growth

K 1.

T T

21.

Aetna Universal I,itb Ins.

None

22
23 24.

MctIoHD F!exiblc Premium [.ilk: Ins.:

- l-~qmty ip, c.

N<me

1
J J

T
T T

- Growth

25 26.

- Vuyugcr Bank ol+Amcrica, (heckmg & Sa,ings A intcrcst

J J

T T

FINANCIAL DISCLOSURE REPORT Page 6 of 7

Name of Person Reporting

I)att" of Report

t~ m~, t~ ~h:,~o c.

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.

~ SoM to buy Vanguard Short Term lnv G~adc 3 ~xchange into Vanguard PI{IMECAI Core tim&

FINANCIAL DISCLOSURE REPORT

[~:l~t2 7 Or" 7

~ ....... fP ....... Repor6ag Tallman, Rich;ud C.

I)atl:afReport

IX. CERTIFICATION.
I ee~tif~ that all information given above (including information per{aiuin~ to my spouse and minor or dcpeudenl children, if any) is accurate, true, and complete to the best of m) knowledge aud belief, aud that any information not reported was withheld because it met applicablc statutory provisions perlltittJllg not~-disclosurc. I further certily tbat earned income from outside cmploym+nt and hmmraria and the acceptance of gilts which hale bevu reported are ia compliance s+ith the provisions of 5 U.S.C. app. ~ 501 ct. scq., 5 U.S.C. ~ 7353, and Judicial Conference regulations.

Si~nat

NOTE: ANY [NDIVII)UAL WIIO KNOWINGI.Y AND \VII.FULLY FALSIFIES OR F,\ILS TO FILE Tills REPORI" MAY BE St)BJECI TO CIVIL A.ND CRhMINAI. SAN(~TIONS (5 U.S.C. app. 104)

FILING INSTRUCTIONS Mail signed original and 3 addititmal copies tt~: Committcc on Financial Disclosu,c Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washinglon, D.C. 20544