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Cont Math 382 2005 327-342
Cont Math 382 2005 327-342
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S. K. Vodopyanov
c
°1997 American Mathematical Society
1
2 S. K. VODOPYANOV
For the definition and properties p-capacity, see [CV, GR, M3, R1].
The main goal of the paper is to obtain necessary and sufficient conditions for
the mapping ϕ to induce a bounded operator (or an isomorphism) ϕ∗ : Wp1 (D0 ) →
Wp1 (D) by composition. In particular, we give a positive solution of the problem in
the following cases:
1) ϕ∗ : Wp1 (D0 ) → Wp1 (D) is a bounded operator, 1 ≤ p < n, in Theorem 1;
2) ϕ∗ : Wp1 (Rn ) → Wp1 (Rn ) is a bounded operator, n < p < ∞, in Theorem 2;
3) ϕ∗ : Wn1 (Rn ) → Wn1 (Rn ) is a bounded operator in Theorem 3;
4) ϕ∗ : Wp1 (D0 ) → Wp1 (D) is an isomorphism, p 6= n, in Theorem 4
Note that an analytic description of mappings ϕ : D → D0 , inducing a bounded
operator ϕ∗ : L1p (D0 ) → L1p (D) of homogeneous Sobolev spaces, is obtained in
[V1, VU1, VU2], where one can also find a detailed bibliography on this question.
The main difference between papers [V1, VU1-VU3] and those on this subject
written earlier is that we do not assume that ϕ is a diffeomorphism or a Lipschitz
homeomorphism, as was done in [M1, M2], nor even a homeomorphism [V2–V4].
1. To formulate the main results we need the following concepts. A function
f : D → R is said to be absolutely continuous on a straight line l having non-empty
intersection with D if it is absolutely continuous on an arbitrary closed segment of
this line which is contained in D. The function f : D → R belongs to the class
ACL(D) (absolutely continuous on almost all lines) if it is absolutely continuous
on almost all straight lines parallel to the jth coordinate axis, j = 1, . . . , n. Recall
that f belongs to the Sobolev space L11 (D) if and only if f is locally summable and
can be modified on a set of measure zero to belong to the class ACL(D) and its
∂f
partial derivatives ∂x i
(x), i = 1, . . . , n, existing almost everywhere, are just the
first generalized derivatives of f in D.
A mapping ϕ : D → D0 belongs to the class ACL(D) if its coordinate functions
ϕj belong to ACL(D), j = 1, . . . , n. Then the formal Jacobian matrix Dϕ(x) =
¡ ∂ϕi ¢
∂xj (x) , i, j = 1, . . . , n, and its Jacobian determinant are defined at almost all
points of D. The norm |Dϕ(x)| of the matrix Dϕ(x) is the norm of the linear
operator determined by the matrix in the Euclidean space Rn .
A mapping ϕ : D → D0 has Luzin’s condition N if the image of any set of
measure zero is a set of measure zero.
We formulate below a change-of-variable formula in the Lebesgue integral in
the form which is used in proofs of the basic results of the paper.
Z Z X
(1) u(x)|J(x, ϕ)| dx = u(x) dy.
A Rn x∈ϕ−1 (y)∩(A\Σϕ )
1
Note that any mapping whose coordinate functions belong to Wq,loc (D), q > n,
1
(are monotone and belong to Wn,loc (D)) has a continuous representative possessing
Luzin’s condition N [MM, V5–V7].
We say that a mapping ϕ : D → D0 of class ACL(D) has the finite distortion
if Dϕ(x) = 0 almost everywhere in Z = {x ∈ D : J(x, ϕ) = 0}.
For a mapping ϕ : D → D0 of the class ACL(D), we define the distortion
function
³ ´ p1
P |Dϕ|p (x)
,
|J(x,ϕ)|
(2) D0 3 y 7→ Hp (y) = x∈ϕ−1 (y)\Σϕ , J(x,ϕ)6=0
0, if {x ∈ ϕ−1 (y) \ Σϕ : J(x, ϕ) 6= 0} = ∅
(henceforth Σϕ ⊂ D is the set from Proposition 1). The distortion function was
introduced in [V1].
Two functions f : D0 → R and g : D0 → R are said to be equivalent (f ∼ g) if
αf (x) ≤ g(x) ≤ βf (x) for almost all x ∈ D0 , where 0 < α ≤ β < ∞ are constants
independent of the choice of x ∈ D0 .
To prove the main statements of the paper we need the following result, separate
fragments of which are contained in [VU1, VU2]. As usual, B(a, r) = {y ∈ Rn :
|y − x| < r} denotes a Euclidean ball in Rn .
Proof. For the operator ϕ∗ : L1p (D0 ) → L1p (D), the lemma is proved in [VU2].
For the reader’s convenience, we provide the details of the proof in the case of non-
homogeneous Sobolev spaces. For proving ϕ ∈ ACL(D), we consider finite functions
ξN ∈ C0∞ (Rn ), N ∈ N, equal to 1 on the compact set B(0, N ). For any coordinate
function yj : D0 → R, j = 1, . . . , n, ξN (y) · yj ∈ Wp1 (D0 ). Then the functions
ϕ∗ (ξN yj )(x) = ξN (ϕ(x))ϕj (x) can be modified on a set of measure zero to belong
to the class Wq1 (D) ∩ ACL(D).
Fix arbitrary coordinate axes and consider the family LN consisting of all
straight lines l which are parallel to the chosen coordinate axes and such that on
every line l ∈ LN , the modified function ϕ∗ (ξN yj ), N ∈ N, is absolutely continuous.
T∞
As the set {ϕ∗ (ξN yj )}N ∈N is countable, the projection of the set L = LN along
N =1
to the chosen axes to the subspace Rn−1 has full Lebesgue (n − 1)-measure.
The modification of the function ϕ∗ (ξN yj )(x) = ξN (ϕ(x))ϕj (x), N ∈ N,
implies also a modification of the mapping ϕ. Now we show that the modified
mapping ϕ e is absolutely continuous on any line l ∈ L. First and foremost, we
notice that the set ϕe−1 (B(0, N )) ∩ l is open on a line l since ξN (y) · yj = yj for
y ∈ B(0, N ), and the modified functions ϕ∗ (ξN yj )(x), N ∈ N, are continuous on
the line l. We choose two arbitrary points x1 , x2 ⊂ D on the line l in such a
way that the segment [x1 , x2 ] ⊂ D. Because the set ϕ e−1 (B(0, N )) ∩ l is open
S
∞
on the line l and [x1 , x2 ] ⊂ ϕe−1 (B(0, N )), there exists a number N1 such that
N =1
4 S. K. VODOPYANOV
since khj | Lp (D0 )k ≤ C|B(y, 2r)|1/p for all the balls B(y, 2r) ⊂ D0 , r ∈ (0, 1) (here
C is a constant depending only on the dimension n and the index p).
Let Z = {x ∈ D : J(x, ϕ) = 0}. We want to show that
Z
(4) |Dϕ|p (x) dx = 0.
Z
By formula (1), |ϕ(Z \ Σϕ )| = 0. Fix ε > 0 and an open set U ⊂ D0 such that
U ⊃ ϕ(Z\Σϕ ) and |U | < ε. We can choose a covering {B(yi , ri )}, ri < 12 dist(yi , ∂U ),
of U of finite multiplicity such that B(yi , 2ri ) ⊂ U , i ∈ N, and this collection of balls
also constitutes a covering of U of finite multiplicity. Moreover,
P the multiplicity M
of the covering {B(yi , 2ri )} is independent of U , and |B(yi , 2ri )| < M ε. Then,
i
applying the inequality (3), we derive
Z Z ∞
X Z
|Dh ϕ|p (x) d = |Dh ϕ|p (x) dx ≤ |Dh ϕ|q (x) dx
Z i=1
Z\Σϕ ϕ−1 (B(yi ,ri ))
∞
X
≤ C p kϕ∗ kp |B(yi , 2ri )| ≤ C1p kϕ∗ kp |U |.
i=1
Applying the Lebesgue differentiability theorem, we infer ess sup Hp (y) ≤ C 0 kϕ∗ k.
y∈D 0
The lemma is proved. ¤
Proof. By Lemma 1, the boundedness of the operator ϕ∗ : Wp1 (D0 ) → Wp1 (D)
(or ϕ∗ : L1p (D0 ) → L1p (D)), 1 ≤ p < n, implies that ϕ can be modified on a set of
measure zero to belong to ACL(D), ϕ has finite distortion and Hp (·) ∈ L∞ (D0 ).
Moreover, if the operator ϕ∗ : Wp1 (D0 ) → Wp1 (D) is bounded then the modified
mapping ϕ e induces a bounded operator ϕ∗ : L1p (D0 ) → L1p (D), 1 ≤ p < n, by
Theorem 1 of [VU2].
Now suppose that the operator ϕ∗ : L1p (D0 ) → L1p (D), 1 ≤ p < n, is bounded.
The essential part of the converse assertion is a verification that the bounded-
ness of the quantity kHp (·) | L∞ (D0 )k implies the boundedness of the operator
ϕ∗ : Wp1 (D0 ) → Wp1 (D). Indeed, by the pointwise relation |J(x, ϕ)| ≤ |Dϕ|n (x)
and Jensen inequality, we have
µ X ¶1
|Dϕ|p (x) p
Hp (y) =
−1
|J(x, ϕ)|
x∈ϕ (y)\Σϕ
µ X µ ¶ np ¶ p1
|Dϕ|n (x) 1
= · p
x∈ϕ−1 (y)\Σϕ
|J(x, ϕ)| |J(x, ϕ)|1− n
µ X ¶ p1 µ X ¶ p1 − n1
1 1
≥ p ≥
x∈ϕ−1 (y)\Σϕ
|J(x, ϕ)|1− n x∈ϕ−1 (y)\Σϕ
|J(x, ϕ)|
the operator ϕ∗ : Wp1 (D0 ) ∩ C 1 (D0 ) → Wp1 (D) by continuity coincides with the
composition operator.
Let E ⊂ Rn be a measurable set. A mapping ϕ : E → Rn is called Lipschitz if
|ϕ(y) − ϕ(x)| ≤ L|y − x| for some constant L and all points x, y ∈ E.
Proposition 2. Suppose ϕ : D → D0 induces a bounded operator ϕ∗ : L1p (D0 ) →
L1p (D),n < p < ∞. Then
1 p
1) |J(x, ϕ)| n ≤ |Dϕ|(x) ≤ kHp (·) | L∞ (D0 )k p−n for almost all x ∈ D;
1
2) ϕ ∈ W∞,loc (D);
3) the mapping ϕ can be modified on a set of measure zero to be a continuous
mapping Φ : D → Rn which is Lipschitz on every ball B ⊂ D;
4) the mapping Φ has Luzin’s property N .
Proof. Lemma 1 implies that ϕ can be modified on a set of measure zero to
belong to ACL(D), to have the finite distortion and Hp (·) ∈ L∞ (D0 ). In the case
J(x, ϕ) = 0 for almost all x ∈ D, the statement of the proposition is evident because
the ACL-property and finite distortion imply that ϕ differs from a mapping which
is constant on every connected component of the open set D on a set of measure
zero. Therefore, we assume that J(x, ϕ) 6= 0 on a set of positive measure.
By the pointwise relation |J(x, ϕ)| ≤ |Dϕ|n (x) and Jensen’s inequality, we have
µ X ¶1
|Dϕ|p (z) p
(6) Hp (y) =
|J(z, ϕ)|
z∈(ϕ−1 (y)∩V )\Σϕ ,
J(z,ϕ)6=0
µ X µ ¶ np ¶ p1
|Dϕ|n (z) 1 1 1
= · p ≥ |J(x, ϕ)| n − p
|J(z, ϕ)| |J(z, ϕ)|1− n
z∈(ϕ−1 (y)∩V )\Σϕ ,
J(z,ϕ)6=0
Evaluating the quantity Hp (y) by means of kHp (·) | L∞ (D0 )k, we obtain assertion 1.
The boundedness of the norm of the gradient and the ACL-property of the
mapping ϕ imply assertion 2.
Modifying the mapping on a set of measure zero, we obtain assertion 3. Asser-
tion 4 is a consequence of the fact that Φ is locally Lipschitz. ¤
since by (1),
Z X 1
|ϕ−1 (2Bj )| = dy ≤ V.
−1
|J(x, ϕ)|
B(zj ,1) x∈ϕ (y),J(x,ϕ)6=0
Here C depends only on the multiplicity of the covering and the norm of the
embedding operator i : Wp1 (Rn ) → C(Rn ). ¤
¡ ¢
Recall that the capacity cap e; Wp1 (Ω) of the compact e ⊂ Ω in the space
Wn1 (Ω) is the quantity
¡ ¢
cap e; Wp1 (Ω) = inf kg | Wp1 (Ω)kp ,
where the infimum is taken over all continuous functions g ∈ Wp1 (Ω) such that g ≥ 1
on e. For properties and applications of capacity see, for instance, [CV, M3, MS, R1].
Theorem 3. A mapping ϕ : Rn → Rn induces a bounded embedding operator
ϕ∗ : Wn1 (Rn ) → Wn1 (Rn ) if and only if
1) ϕ can be modified on a set of measure zero to belongs to ACL(Rn ) and has
the finite distortion;
2) Kn (·) ∈ L∞ (Rn );
3) the Banach indicatrix M (y, ϕ) = #{x ∈ ϕ−1 (y) \ Σϕ } belongs to L∞ (Rn );
4) the least constant in the inequality
Z X 1 ¡ ¢
dy ≤ C cap e; Wn1 (Rn )
−1
|J(x, ϕ)|
e x∈ϕ (y)\Σϕ , J(x,ϕ)6=0
3) R = sup sup |ϕ−1 (x) − ϕ−1 (y)| ≤ c2 kϕ∗ k where c2 depends on the
x∈Rn y∈B(x,1)
coefficient of distortion Kn .
The norm of the operator ϕ∗ : Wn1 (Rn ) → Wn1 (Rn ) does not exceed the quantity
(c3 R + 1)Kn . (Here c1 , c3 are constants.)
Proof. If a homeomorphism ϕ : Rn → Rn induces a bounded embedding
operator ϕ∗ : Wn1 (Rn ) → Wn1 (Rn ) then it is evident that ϕ ∈ Wn,loc
1
(Rn ).
Suppose that the embedding operator ϕ∗ : Wn1 (Rn ) → Wn1 (Rn ) is bounded.
Then Lemma 1 and [VU2], Theorem 1 imply the boundedness of the operator
ϕ∗ : L1n (Rn ) → L1n (Rn ) and the estimate on its norm. This condition is equivalent
to the quasiconformality of the mapping ϕ; see, for instance, [Mo, Vä]. Moreover,
the mapping ψ = ϕ−1 is also quasiconformal; therefore,
max |ψ(z) − ψ(y)|
y∈S(z,1)
sup = D < ∞,
z∈Rn min |ψ(z) − ψ(y)|
y∈S(z,1)
−1
measure zero. Then by (1), the Jacobian J(x, ϕ) vanishes on ϕ (Σ) a.e. Thus we
have fn ◦ ϕ → f ◦ ϕ in L1p (D) (or Wp1 (D)) and
n
X ∂fn X ∂fn
∂(fn ◦ ϕ) ∂ϕj ∂ϕj
(x) = (ϕ(x)) (x) → (ϕ(x)) (x) a.e.
∂xi j=1
∂yj ∂xi j=1
∂yj ∂xi
|J(y, ψ)| ≤ α < ∞. It follows that |J(x, ϕ)| = |J(y, ψ)|−1 ≥ α−1 > 0, y = ϕ(x), for
almost all points x ∈ D \ (E0 ∪ F ).
7) |Dψ|p (y) ≤ Ckϕ∗ −1 kp |J(y, ψ)| ≤ αCkϕ∗ −1 kp and |J(y, ψ)| ≥ γ −1 > 0 for
almost all y ∈ ϕ(D \ ϕ(E0 ∪ F )). Here the constant C is independent of the choice
of domains and the mapping ϕ.
We use estimate (8) to prove the last property. Indeed,
µ ¶p
∗ −1 p |Dψ|p (y) |Dψ|n (y) n 1 1
Ckϕ k ≥ = 1− p ≥ p ;
|J(y, ψ)| |J(y, ψ)| |J(y, ψ)| n |J(y, ψ)|1− n
therefore, |J(y, ψ)| ≥ γ −1 > 0 for almost all y ∈ ϕ(D \ (E0 ∪ F )).
8) |Dϕ|(x) ≤ L for almost all x ∈ D.
This property follows from the inequalities |Dϕ|p (x) ≤ C1 |J(x, ϕ)| and
|J(x, ϕ)| ≤ γ, which are valid for almost all x ∈ D (the first property follows
from Lemma 1 and the second one is a consequence of properties 5 and 7).
9) On every ball B ⊂ D, the mapping ϕ coincides almost everywhere with a
Lipschitz mapping Φ.
10) The image Φ(E0 ∪ F ) has measure zero.
11) The mapping Φ : D → Rn is Lipschitz on every ball B ⊂ D and invertible
outside of a set of measure zero; and |DΦ|n (x) ≤ Kn |J(x, Φ)| for almost all x ∈ D,
where Kn is some constant depending on n and kΦ∗ k. By Theorem 5 of [VU2],
the operator Φ∗ : L1n (D0 ) → L1n (D) is bounded.
Note that the findings of 4) and 11) coincide. Further, we have a common part
of arguments.
12) The mapping Φ is topologically non-degenerate, i.e., if a point Φ(z) does
not belong to the image Φ(S(z, r)) of the sphere S(z, r), where B(z, r) b D, then
the topological degree µ(Φ(z), Φ, B(z, r)) does not vanish.
To prove this, we show that the assumption µ(Φ(z), Φ, B(x, r)) = 0 contradicts
the condition of injectivity almost everywhere. Indeed, in this case, we substitute
the characteristic function χV of those connected component V of the complement
Rn \ Φ(B(z, r)) to which the point Φ(z) belongs, in place of f in the change-of-
variable formula with topological degree (see, for instance, [VG2, V5])
Z Z
(9) f (Φ(x))J(x, Φ) dx = f (y)µ(y, Φ, B(z, r)) dy
B(z,r) Rn
to obtain Z
J(x, Φ) dx = 0.
B(z,r)∩Φ−1 (V )
13) For any point y ∈ D0 , the one-dimensional Hausdorff measure of the pre-
image Φ−1 (y) equals zero.
Indeed, it was mentioned above that the operator Φ∗ : L1n (D0 ) → Wn1 (D) is
bounded and therefore the pre-image of a set of n-capacity zero in D0 is a set of
n-capacity zero in D (see, for instance, [V10]). In particular, the pre-image of a
point has n-capacity zero. Hence, it has one-dimensional Hausdorff measure zero
[CV, R1, R2].
Observe that the last property means that the mapping Φ is light: the pre-
image Φ−1 (y) is totally disconnected for any point y ∈ D0 .
14) The mapping Φ is a homeomorphism.
We first show that Φ is an open mapping. Let x ∈ D. Then, by the previous
property, there exists a ball B(x, r) such that Φ(x) ∈/ Φ(S(x, r)). By property 12,
we have µ(Φ(x), Φ, B(x, r)) 6= 0. Hence, by properties of the topological degree,
Φ(x) is an interior point of the image Φ(B(x, r)).
It is evident that a mapping which is continuous, open and injective almost
everywhere is injective. Hence, Φ is a homeomorphism.
15) The mapping Φ is a quasi-isometric homeomorphism.
Indeed, Φ is locally Lipschitz and the inequality |DΦ|n (x) ≤ Kn J(x, Φ) holds
a.e. if Φ is a sense-preserving homeomorphism (in other words, if its topological
degree is positive); otherwise, |DΦ|n (x) ≤ −Kn J(x, Φ) a.e. By properties of quasi-
conformal mappings [Mo], the inverse mapping Φ−1 = Ψ is also quasiconformal. As
α−1 ≤ |J(x, Φ)| ≤ γ a.e. in D, the mapping Φ is a quasi-isometric homeomorphism.
16) The domains D0 and Φ(D) are (1, p)-equivalent.
Indeed, on the one hand, by assumption, the operator ϕ∗ : Wp1 (D0 ) → Wp1 (D)
is an isomorphism. On the other hand, the operator Φ∗ : Wp1 (Φ(D)) → Wp1 (D),
Φ∗ (f ) = f ◦Φ, is also an isomorphism. Therefore, Φ∗ −1 ◦ϕ∗ : Wp1 (D0 ) → Wp1 (Φ(D))
is an isomorphism such that g|D0 ∩Φ(D) = (Φ∗ −1 ◦ ϕ∗ )(g)|D0 ∩Φ(D) . ¤
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