AO 10 Rev.

1/2011

FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

2. Court or Organization U.S. District Court, TX-E
5a. Report T~e (check appropriate type) ] Nomination, [] Initial Date [] Annual [] Final

Report Reqtdred by the Ethics in Go vernment Act of 1978 (5 U.S.C. app. ,~,~ 101-111)

!. Person Reporting (last name, first, middle initial) Ward, Thomas J. 4. Title (Article III judges indicate active or senior status; magistrate judges indicate full- or part-time)

3. Date of Report 05/10/2011

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Judge (Active)

5b. [] Amended Report

7. Chambers or Office Address 100 East Houston Street Marshall, Texas 75670

8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations.

Review ing Officer

Date

IMPORTANT NO TES: The instructions accompanying this form must be followed Complete ali parts,
checking the NONE box for each part where you have no reportable information. Sign on last pag~

I .P 0 S I T I 0 N S. ~Repom.g individual only; see pp. 9-13 of filing instructions.)

[~ NONE (No reportable positions.) POSITION
I. Joint Venturer 2. 3. 4. 5.

NAME OF ORGANIZATION/ENTITY
J&J Joint Venture #I.

II. AGREEMENTS. cR,~,o,~,,g ~naivl,tuot o,ty; see ~p. ~ ~-~ 6 of filing instructions.) [~] NONE (No reportable agreements.)
DATE

PARTIES AND TERMS

Ward, Thomas J.

FINANCIAL DISCLOSURE REPORT Page 2 of 13

Name of Person Reporting \Vard, Thomas J.

Date of Report 05/10/201 I

III. NON-INVESTM ENT INCOME. tRepomng individual andspouse; seepp. ! 7-24 of filing instructions.)
A. Filers Non-Investment Income ~ NONE (No reportable DATE
non-investment

income.) SOURCE AND TYPE

INCOME
(yours, not spouses)

2.
3. 4.

B. Spouses Non-Investment Income - if you were married during any portion of the reporting )ear, complete this section.
(Dollar amount not required except for honoraria.)

NONE 0Vo reportable non-investment income.)

DATE
I. 2. 3. 4.

SOURCE AND TYPE

IV. REIMBURSEMENTS -,rons~,o..,~o,,, ~odgi.g,/ood, entertoi..,en"

(Includes those to spouse and dependent children," see pp. 25-27 ~f f!ling instructions.)

[~

NONE (No reportable reimbursements.)

SOURCE DATES
March 4-7, 2010

LOCATION
Palm Desert, California

PURPOSE
Panel participant

ITEMS PAID OR PROVIDED

Travel, lodging and meals

I.

American College of Trial Lawyers American College of Trial Lawyers Baylor Law School University of Texas

2.

March 25-26, 2010

Dallas, Texas

Judge Natl trial competition Panel participant Panel participant

Travel, lodging and meals

3. 4. 5.

June 4-5, 2010

Waco, Texas

Lodging Travel, lodging and meals

October 28-29, 2010 Austin, Texas

FINANCIAL DISCLOSURE REPORT Page 3 of 13

Name of Person Reporting Ward, Thomas J.

Date of Report 05/I0/2011

V. GIFTS. ancludes,hose Io spouse ond dependen~ children: see pp. 28-~ ! of filing instruclion~)
NONE (No reportable gifts.) SOURCE
I. 2. 3. 4.

DESCRIPTION

VALUE

5.

V I. L I A B I L I T I E S. (Includes those of spouse and dependent children; see pp. 32-33 of filing instructlor~)
NONE (No reportable liabilities.) CREDITOR
I. 2. 3. 4. 5.

DESCRIPTION

VALUECODE

FINANCIAL DISCLOSURE REPORT Page 4 of 1 3

Name of Person Reporting Ward, Thomas J.

Date of Report 05/10/2011

[~]

NONE (No reportable income, assets, or transactions.)

A. Description of Assets (including trust assets) Place "iX)" after each asset exempt from prior disclosure B. Income during reporting period (I) [ Amount ] Code I I [ (A-H) [ (2) Type (e.g., div., rent, or int.) C. Gross value at end of reporting period (I) Value Code 2 (J-P) (2) Value Method Code 3 (Q-W) (I) Type (.g., buy, sell, redemption) D. Transactions during reporting period (2) (3) (4) Date Value Gain mm:dd!yy Code 2 Code I (J-P) (A-lit (5) Identity of buyer!seller (if private transaction)

I. 2. 3.

Hartford Life Variable Annuity AXA Equitable Annuity Hartford Life Variable Annuity NE Territory Addition LLC Garden City Kansas Las Cruces Associates located Las Cruces, New Mexico Fidelity Municipal Money Market (FTEXX) Amer. Funds Capital World Growth and Income Fund CLA (CWGIX) D A A A A A A D

None Interest None None Rent Interest Dividend Dividend Dividend Dividend Dividend Dividend Dividend E A A lnt./Div. Interest Interest Interest

L M K K J L

T T T U U T

8. 9. 10. I1. 12. 13. 14. 15. 16. 17.

American Funds Capital Growth World Bond Fund CLA (CWBFX)

American Funds Growth Fund of America Class A (AGTHX) American Funds Income Fund of America CLA (AMECX) American Funds Investment Co. of America CLA (AVIVSX) American Funds New Economy Fund CLA (ANEFX) American Funds New Perspective Fund CLA (ANWPX)
IRA#1

N L J K

T T T

-Amer. Bond Funds of Amer. Class A (ABNDX) - Putnam Master Int. Inc. Trust

-American Funds Capital World Bond Fund A CLA (CWBFX)

1. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ~See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50.001 - $100,000 J =$15.000 or le~s N =$250,001 - $500.000 P3 =$25,~O0.001 - $50.000,000 Q-Appraisal U =Book Value

B $1,001 - $2,500 G =$I00.091 - $1.000,000 K =$15,001 - $50,000 O -$500,001 - $1.000.000 R ~os! ~Rcal r-state Only) V =Other

C =$2,501 - $5,000 III =$1.000,001 - $5.0~).0~0 L =$50.001 - $100.00~ PI $1,000.001 - $5,000,000 P4 =More than $50.00{).000 S =Assessment W =Estimated

D $5,001 . $15.000 112 =More than $5.0~0,000 M =$100,001 - $250,000 P2 =$5,000.001 - $25.000.000 T :C~h Idarkct

E =$15.001 - $50,000

FINANCIAL DISCLOSURE REPORT Page 5 of 13

Name of Person Reporting \Vard, Thomas J.

Date of Report 05/10/201 I

VII. INVESTMENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) B. Income during repining period (I) (2) C. Gross value al end of reporting period (l) (2)
(I}

Transactions during reporting period

(2) (3) (4)

Place "(X)" after each asset exempt from prior disclosure

I Amount I Code 1 [ (A-H)

Type (e.g., div., rent, or int.)

Value Code 2 (J-P}

Value Method Code 3

Typ~ (e.g., buy, sell, redemption)

Value Gain Date mm/dd~y Code 2 Code I (J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

18.

-American Funds Income Fund of America CLA (AMECX)

A A B B B A A A A A A B A D A A A

Dividend Interest Interest Interest Interest Interest Interest Dividend Dividend Dividend Interest Interest Interest lnt./Div. Interest Dividend Interest

K K K K K

T T T T T Redeemed Redeemed 01/29/10 11/10/10 10/26/101 10/28/10 10/29/10 03/26/10 11/19/10 K K J K J K K

19. -GECapital InterNotes 20. 21. 22. 23. 24. 25. -General Electric Co. Bond -Amer. Funds US Govt Securities Fund of Amer. CLA (AMUSX) -Intermediate Bond Fund of America CLA (AIBAX) -FHLB Call Bond -FHLMCCalINotes Clorox Co DeI(CLX)

J K J

T T T

Buy Buy Buy Redeemed Redeemed

26. Tootsie Rolllnds(TR) 27. 28. 29. 30. 31. 32. 33. 34. Unilever PLC ADS-EA Repr I ORD GPBO.0311 (UL) -Little Bank Inc. CD -Marshall & llsley Bank WlS CD -Fidelity Cash Reserves(FDR.XX) IRA #2 --Amer. Funds Capital Growth World Bond Fund CLA (CWBFX) -American Funds Income Fund of America CLA (AMECX) -American Funds US Govt Securities Fund CLA (AMUSX)

M L J K K

T T T T T

I. Income Gain Codes: (See Columns B I and D4) 2. Value Codes (SccColumnsCI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $ 100,000 J =$15,000 or less N =5250.001 $500.000 P3 =$25.000.001 - 550.000.000 Q =Appraisal U -Book Value

B =$1,001 - $2,500 G =$100.001 - $1.000,000 K -$15.0OI - $50.00~ O $500.001 - $1.000.000 R =~os! (Real Estate Only) V Oiho"

C =52.501 - $5,000 I I I =$ 1.000.001 - $5.000.~00 L =550.0~1 - $100,000 I1 =$1.000.001 - $5.000.000 P4 =More Ihan $50.00.000 S =As~ssmcnt w -Eslimalcd

D =55.001 - $15,000 112 =More Ihan $5.000.000 M =5100.001 - 5250.000 P2-55.000.001 - 525.000.000 T =Cash Markcl

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 6 of 13

Name of Person Reporting Ward, Thomas J.

Date of Report 05/10/201 I

VII. INVESTMENTS and TRUSTS -inc~me~a~uetransacti~ns(~nc~udesth~se~fsp~useanddependentchi~dren;seepp~34~6~~f~linginstructi~ns~)

NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. C. Income during Gross value at end of reporting period reporting period (1) (2) (I) (2) Amount Type (e.g., Value Value , Code I Method div., rent, Code 2 (A-ll) or int.) (J-P) Code 3

Transactions during reporting period

(I) Type (e.g., buy, sell, redemption) (2) (3) (4) Value Gain Date mm!ddh!y Code 2 Code I (A-B) (J-P) (5) Identity of buyer/seller (if private transaction)

35. 36. 37. 38. 39.

40.

-Ameican Funds Bond FundofAmerica CLA (ABNDX) -Amer. Funds Intermediate Bond Fund of Amer. CLA (AIBAX) -Fidelity Cash Reserve (FDRX) Tx Bank & Trust (fka Longview Bank & Trust)(Accts) Real Estate, Upshur County, Texas
NAB Asset Corp. Common Stock

A A A B

Interest Interest Interest Interest None

None

K K J K J
J

T T T T W
T

41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51.

Cherokee Water Co. Common Stock Cherokee Club Capital Stock Southside Bank (accounts) Ponderosa Gathering, LLC located Gregg County, Texas Account Receivable J&J Joint Venture No. I, Longview, TX CIBC Oppenheimer Money Market Accounts Viropharma Inc. Common Stock (VPHM) Microsoft Corporation Common Stock (MSFT) New Jersey Development Aulhority Bond Working Interest - Denson #1, Gregg County, Texas A A C B A

None None Interest Interest None B Distribution A Interest None Dividend Interest Royalty

J J M J J K J J J J J

T T T U U U T T T T W

I. Income Gain Codes: (See Col umns B I a nd 134 ) 2. Value Codes {See Columns CI and D3) 3. Value Mclhod Codes ~S Column C2)

A =$1.000 or less F =$ 50.001 - $ 100.000 J -$15.000 or kss N =$250.001 - $500.000 P3 =$25.000.001 - $50.0~30.000 Q Appraisal U Book Value

B $1.001 - $2.500 G =$ 100.001 - $ 1,000.000 K =$15.001 - $50.000 O =$500.001 - $1,000.000 R ~2os~ (Real Estalc Only) V -O~hcr

C =$2,501 - $5,000 I I I =$ 1.000.001 - $5.000.000 L :$50.001 - $100.000 PI $1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Assessment W =Eslimaled

D-$5.001 - $15.000 112 =M ore Ihan $5.000,000 M =$100.001 - $250.000 P2 $5.000.001 - $25.000.000 T =~ash Market

E =$15,001 - $50,0~0

FINANCIAL DISCLOSURE REPORT Page 7 of 13

Name of Person Reporting \Vard, Thomas J.

Date of Report 05/10/201 I

VI 1. INVESTMENTS and TRUSTS - inco.,e, ~al.e, ~a,~oction$ (Includes those of spouse and dependent children; see pp. 34-60 of filing instructionsO
NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trttst assets)

Income during
reporting p~riod (I) (2)

Gross value at end

of reporting period (I) (2) (I)

Transactions during reporting period

(2) (3) (4) (5)

Place "(X)" after each asset exempt from prior disclosure

Amount Code I (A-H)

Type (e.g., div., tx-nt, or int.)

Value Code 2 (J-P)

Value Method Code 3 (Q-W) W

Type (e.g., buy, sell, redemption)

Date Value Gain mrn,dd!yy Code 2 Code I (J-P) (A-H)

Identity of buyer/seller (if private transaction)

52. 53. 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68.

Working Interest - J.Bussey #1, Gregg County, Texas

Royalty Royalty J

Working Interest - Culpepper #3, Gregg County, Texas

Working Interest - Flewellen #3, Gregg County, Texas Working Interest - Flewellen #4, Gregg County, Texas Working Interest - Castleberry #3, Gregg County, Texas Working Interest - Denson #2, Gregg County, Texas Working Interest - Denson #3, Gregg County, Texas Working Interest - Denson #4, Gregg County, Texas Working Interest - Castleberry #4, Gregg County, Texas Working Interest - Flewellen #5, Gregg County, Texas Working Interest - Castleberry #5, Gregg County, Texas Working Interest - Culpepper #5, Gregg County, Texas Working Interest - Culpepper #6, Gregg County, Texas Working Interest - Castleberry #10, Gregg County, Texas Working Inlerest - Flewellen #7, Gregg County, Texas Working Interest - Castleberry #11, Gregg County, Texas Working Interest - Culpepper #7, Gregg County, Texas B A A A A A A A
A

W
W W

A A A B

Royalty Royalty Royalty Royalty None Royalty Royalty Royalty Royalty Royalty Royalty Royalty Royalty
Royalty J W

W
W

W
W

W
W

J J

W W W

W
W

Royalty

I. Income Gain Codes: (See Columns B I and 1)4) 7. Value Codcs IScc Colunms CI and D3) 3. Value Method Codes lScc Column C2I

A =$1.000 or less F =$50.001 - $ 100.000 J -S 15.000 or I~.~-.q N =$250.001 - $500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal U =Book Value

B =$1,001 - $2.500 G =$100.001 - $ 1.000.000 K =$15,001 - $50.000 O =$50~.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2,501 - $5.0~0 I I I =$ 1.000.001 - $5.000.000 L =$50.0OI - $100.00~ PI $1,0~O.001 - $5.000,0(~ P4 =More than $50.000.000 S =Assessnlc~! W =Estimated

D =$5,001 - $15,000 112 =More than $5.000.000 M =$100.001 - $250.000 P2 -$5.0~).001 - $25.000.000 T =Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 8 of 13

Name of Person Reporting Ward, Thomas J.

Date of Report 05/10/2011

V I I. I N V E S T M E N T S a n d T R U S T S - i, co,,,, vat,e. ~a,~oaio,~ t tncl, des ,hose o/~po,,, o,a aep,nde,r children; see pp. 34-60 of filing instruction~)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets (including trust assets) Place "(X)" after each asset exempt from prior disclosure B. Income during reporting period ~ (i) (2) i Amount Type (e.g., i Code I div., ~mt, ii (A-H) or int.) C. Gross value at end of reporting period (i) (2) Value Value Method Code 2 (J-P) Code 3 Transactions during reporting period

Typ~ (e.g., buy, sell, redemption)

Date mm/dd~y

Value Code 2 (J-P)

Gain Code I (A-H)

Identity of buyer/seller (if private transaction)

69. 70. 71. 72. 73. 74. 75. 76. 77. 78. 79. 80. 81. 82. 83. 84. 85.

Working Interest - Flewellen #8, Gregg County, Texas

Royalty

W
W

Working Interest - Flewellen #9, Gregg County, Texas

Working Interest - Trudie Bruton #1, Gregg County, Texas Working Interest - Denson #5, Gregg County, Texas (WSP) Working Interest - Castleberry #6, Gregg County, Texas (WSP) Working Interest - Castleberry #7, Gregg County, Texas (WSP) Working Interest - Castleberry #8, Gregg County, Texas (WSP) Royalty - Davis #1, Wood County, Texas Working Interest -Utzman #1, Gregg County, Texas Working Interest - McCarter # I, Rusk County, Texas Working Interest - W.W. Mackey #2, Gregg County, Texas Longview, TX Municipal Bonds Pleasanton, TX Municipal Bond BrazosRiver Authority Bond TX State Technical College Bond Brazosport,IX ISD Bond Killeen, TX Municipal Bond

A
B A

Royalty
Royalty Royalty Royalty Royalty Royalty K J J J J J

W W W W W W
W W

B A A A
B

Royalty Royalty Royalty Royalty

Interest

J
K

W
T

B A A B
A

Interest Interest Interest Interest

Interest

K J K K
K

T T T T
T

I. Income Gain Codes: (See Columns BI and D4) 2. Value Codes ISee Columrts CI and D3) 3. Value Mclhod Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J -$15,00~ or h.ss N -$250.001 - $500.000 P3 =$25.000.001 - $50,000.0~O Q -Appraisal U -Book Value

B =$l,00l - $2,500 G =$100.001 - $1.000.000 K =$15,001 - $50,000

R -Cost IRcal Estale Only) V -Olher

C =$2.501 - $5,000 I I I =$1,000.001 - $5,000.000 L =$50,001 - $100.000 PI =$1.000.001 - $5,000.000 P4 ~Mor lhan $50.000.000 S = Asg:ssmt~l! W =Estimated

D =$5.001 - $15,000 112 :More lhan $5.000.000 M =$100.001 - $250.000 P2 =$5,000,001 . $25.000.000 T =Cash Market

E :$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 9 of 13

Name of Person Reporting \Vard, Thomas J.

Date of Report 05/10/201 I

V II. INV ESTMENTS and TRUSTS - i,co,,e, valu,, tro,~crion~ ancludes,hose o/~po~se ~nd aepende,, children: seepp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
A. Description of Assets B. Income during C. Gross value at end

Transactions during reporting period

(1) Type (e.g., buy, sell, redemption) (2) Date mn~dd/yy (3) (4) Value Gain Code 2 Code I (J-P) (A-tl) (5) Identity of buyerlrseller (if private transaction)

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period O) i Amount i Code I ! (A-H) (2) Type (e.g., div., rent, or int.)

of reporting period (I) (2) Value Value Method Code 2 (J-P) Code 3

86. 87. 88. 89. 90. 91. 92. 93. 94. 95. 96. 97. 98. 99.

Kate Dudley #I Working Interest, Gregg County, TX First National Albany- Breckenridge Bank Accounts Pauline & Charles Davis #1 Working Int.,Harrison Co.,TX Mary B. Allen #2 Working Interest, Gregg County, TX Patton-Jarvis #1 Working Interest, Gregg County, TX McMichael#1 Workinglnterest, Gregg County, TX Williams #1 Working Interest, Leon County, TX Williams #2 Working Interest, Leon County, TX KC Timberland #1 Working Interest, Rusk County, TX Katy, TX ISD Bond Houston, TX Arpt System Bond La Joya, TX Indpt. School District Bond DeSoto, TX Indpt. School District Bond Hays, TX Indpt School District Bond

B C A A B A A A D B C B B B
C

Royalty Interest Royalty Royalty Royalty Royalty Royalty Royalty Royalty Interest Interest Interest Interest Interest
Royalty

J M J J J J J J K L K L K L
J

W T W W W W W W W T T T T T
W

I00. KC Timberland #2 Rusk Co. TX Wl

101. Flagstone Reinsurance Holdings Ltd Corn Stk (FSR) 102. White Mountains Ins. Group Com Stk (WTW) A

Dividend Dividend

K K

I. Income Gain Codes: (See Columns n I and D4 ) 2. Vahl Cod...~ (See Columns CI and D3) 3 Value Method Codes (Sc Column C2)

A =$1.000 or less F =$ 50.001 - $100,000 J =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.0~0.000 Q =Appraisal U Book Value

B =$1,001 - $2.500 G = $ 100.001 - $ 1.000.000 K =$15.001 - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estalc Only) V-~:hhcr

C =$2.501 - $5.000 111 =$ 1.000.001 - $5.000.000 L =$50.001 - $10~.000 PI =$1.000.001 - $5.000.000 P4 =More than $50.000.000 S =Ass.cssment W Estimated

D =$5.001 - $15.000 112 = More than $5.000.000 M =$100.001 - $250.000 P2 =$5.000.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 10 of 13

~ame of Person Reporting Ward, Thomas J.

Date of Report 05/I0/2011

VII. INVESTMENTS and TRUSTS - income, votue, .ansaetlons anetudes those of spouse and dependent children see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)
Description of Assets Income during Gross value at end

Transactions during reporting period (t) Type (e.g., buy, sell,

redemption)

(including trust assets) Place "(X)" after each asset exempt from prior disclosure

reporting period i (i) (2) i Amount Type (e.g., ! Code 1 div., rent, [ (AdD or int.)

of reporting period O) (2)

Value Value

Code 2
(J-P)

Method Code 3 (Q-W) T T T T T T T T T T W T T T

(2) (3) (4) Date Value Gain mm/dd/yy Code 2 Code l

(J-P) (A-H)

(5) Identity of buyer/seller (if private transaction)

103. Kraft Foods Inc. CL A (KFT) 104. Coca Cola Co. (KO) 105. Heinz H. J. Co. (HNZ) 106. Dish Network Corp. CLA (DISH) 107. Glaxosmithkline ADR (GSK) 108. Hershey Co. (HSY) 109. Sanofi-Aventis Spon ADR (SNY) 110. Wal-Mart Stores, Inc. (WMT) 11 I. Unilever PLC ADS-EA (UL) I 12. Morgan Stanley S & P 500 Index A Cust.Accts UTMA-TX (SPIAX) 113. Working Interest Jordan #1 Rusk Co., TX 114. Fairfax Financial Hldgs LTD Sub VIG 115. Montpelier Re Holdings Com (MRH) 116. 99 Cents Only Stores (NDN) 117. Lorillard Inc Com (LO) 118. 119. Real Estate Gregg Co

A A A

Dividend Dividend Dividend None

K K K K K K K K K J J K K K

B A

Dividend Dividend None None

A A A

Dividend Dividend Royalty None

Buy Buy Buy Buy Sold

04/14/10 06/03/10 06/08/10 03/26/10 04/16/10 08/02110

K K K K K M Tom Tibiletti

Dividend None None

None

Buy

I. Income Gain Codes: (See Columns BI and 1)4) 2. Value Codc~ |See Columns CI and D3) 3. Value Method Codes {Sc Cohnnn C2)

A =$1,000 or less F =$50,001 - $100,000 J =$15.0~ or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q :Appraisal U =Book Value

B $1,001-$2.500 G =$100.001 - $1.000.000 K $15,001 - $50.000 O-$500,001-$1.000,000 R ::Cost (Real Eslate Only) V =Other

C =$2.501 - $5.0~0 III =$1.000.001 - $5.000,000 L =$50.0OI - $100.000 PI $1.000.001-$5.000,000 P4 =More than $50,000.000 S =Assessm~ml W Estimated

D -$5.001 - $153XK~ 112 =More ~han $5.000.000 M -$100.001 - $250.000 p2 = $5.000.001 - $25.000.000 T :Cash Market

E =$15.091 - $50.000

FINANCIAL DISCLOSURE REPORT Page 11 of 13

Name of Person Reporting Ward, Thomas J.

Date of Report 05/10/201 I

VII. INVESTMENTS and TRUSTS - i.come, ,.aZu,, transactions (Includes those of spouse and dependent children; see pp. 3 4-60 of filing lnstruction~.)
NONE (No reportable income, assets, or transactions.)
Description of Assets (including trust assets) Income during reporting period Gross value at end of reporting period Transactions during reporting period

i 0)
Place "(X)" after each asset exempt from prior disclosure

(2)
Type (e.g., div., rent, or int.)

O)
Value Code 2 (J-P)

(2)
Value Method Code 3

! Amount Code 1 i (A-II)

(l) Type (e.g., buy, sell, redemption)

(2) (3) (4) Value Gain Date mrn!dd/yy Code 2 Code 1 (J-P) (A-H)

(Q-W)
120.
121. Promissory Note B None Interest M U

(5) Identity of buyer/seller (if private transaction)

Sold

08/10/10 M

Susan Ward
See Sec. Vlll

122. Working interest Snider #I 123. Working interest Hamilton #1

Royalty
None

J
J

W
W

Buy Buy

04/01/10 J 08/24/10 J

Machin & Assoc. Machin & Assoc.

I. Income Gain Codes: (See Columns BI and D4) 2. Value Cod~ (See Columns CI and D31 3. Value Method Codes (See Column C2)

A =$1,01)4) or less F =$50.0OI - $ 100,000 J =$ lS.000 or less N =$250,001 - $500.000 P3 ~$25,000,001 . $50,000,000 Q -Appraisal U Book Value

B =$1,001 - $2.500 G =$100.001 - $ 1.000.000 K -$15.0OI - $50,000 O =$500.001 - $1.000.000 R =Cost [Real Estate Only) V

C $2.501 - $5+000 I I I =$1.000,00l - $5.000.000 L =$50.001 - $100.000 PI =$1.000.001 - $5.000.000 P4 =More Ihan $50.000.000 S - Asscssmenl W Eslimaled

D =$5.001 - $15.000 112 =More than $5.000.000 M =$100.0OI - $250.0~ P2 =$5.000,001 - $25,000,000 T =Cash I",taxkct

E =$15.001 -$50.000

FINANCIAL DISCLOSURE REPORT Page 12 of 13

Name of Person Reporting Ward, Thomas J.

Date of Repor~ 05/10/201 I

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. and~ca,opar, o~r,epor~)

VII. INVESTMENTS AND TRUSTS Item Nos. 4 and 5: Undivided interest in real estate limited partnership. Filer cannot direct, influence or in any manner effect the purchase, exchange, sale, or disposition of the entity or properly ofentity. Item No. 14: Reported in the aggregate. Items 15-30 identify the separate assets held in Item 15. Item No. 31: Reported in the aggregate. Items 32-37 identify the separate assets held in Item 34. Item No. 45: Debtor is NE Territory Addition LLC identified in item number 4. Item No. 47: Filer is passive investor in this joint venture real estate investment; assets are undivided interests in real estate limited partnership. Neither filer nor joint venture can direct, influence or in any manner effect the purchase, exchange, sale or disposition of limited partnership assets. Item Nos. 72, 73, 74 and 75: Funds attributable to fliers working interest in these wells are distributed to filer by Willow Springs Farmout Partnership (WSP). Filer is not a partner in WSP and has no capital account in WSP. Filer farmed out his working interest to WSP along with other working interest owners of leasehold estates in approximately December 1994. Item No. 117: On 2009 report. Is not listed on this report because well proved non-productive. Item No. 121: Is associated with Item 120.

FINANCIAL DISCLOSURE REPORT Page 13 of 13 IX. CERTIFICATION.

Name of Person Reporting Ward, Thomas J.

Date of Report 05/10/201 I

I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure. I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S/Thomas J. Ward

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544