Richard J Arcara Financial Disclosure Report For 2009

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k~.~.. I."2olt.

FOR CAI,ENDAR YEAR 2009

A rca~ a. l..ic hat d I

~s t,.sc ,v.r, ~: tt:l.tll)

U S District Court W. O N.Y.

I...5 Distuct .h,,!,_,

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~~,~o,., Acqm, c.lhv t&, Ethic.,

FINANCIAL DISCLOSURE REPORT

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NON E I.V,~ rcp,~rt<tbla p,g:~ itio>ls.)

POSITION

NAME OF Ot~GANIZATI{)NiE~FITY

5.

l 1. AGREE~I ENTS..,,-; ..........

194-1 E

q, it,di, i,it,M,,,,O; sect>it 14-16 I~H ,,~. it It

PARTIES AND ] ~RMS

1
2

Arcara, Richard J.

FINANCIAL DISCLOSURE REPORT


Page 2 of 1 1

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1 !. NON-I NVESTM ENT INCOM E. ,u~v,,-,,-.~, ,,,,r,,.,a.,,~,,,,,~ ,~.........


.,<,rr. ~-~,,~,,,~ ~ ........
,,,,,,.~
A. l:ilers Non-Investment Income
~]

NONE (,Vo rc~pott~lb/,~ ~:o~t-inve.~tment income.)


DATE

SOURC~ AND TYPE

]NCOM [~

B. Spot, ses .~O fl-|illYeSt lllell 1" l llcllllle -/fj.m~ u,ere married,luritr,g, ~m),l,o.tion ,,fth; ,ept, rtit,gyet,ro ~o.q,lete tidy sect.,,,.
inc.me.)
DATE

SOURC~ AND TYPE

I 2009

AAA Western ~md Cclu~a~ Ne~ Yutk Board k,embc~ -

2. 2009

Executive Dimcnsi,ms -

3 2009

llealih Now Board Member-

SOURCE

~%TES

LOC,tkfflON

PURPOSE

ITEMS PAl f)OR PR(~V1DED

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FINANCIAL DISCLOSURE REPORT [N .......

S 7)UR(?E
I

2
3
4

5.

])ES(RIITION

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V,,XI I IF

FINANCIAL DISCLOSURE REPORT

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5.12.2LH0

Page 4 of ] I
t

V I 1. I N V E SFS1 EN TS a n d TR I.ISTS -- ~ ..........

A=cara, RichardJ.

. ,,,~,,,.. ,, ................ ~,..,~,,,~., ,~ ....... ..~ ............ ~,/,~.,,,,,,/ ..... ,,~u,..,,. ,,,.~,~,. ~-,.,,,,//;~,,,~. ~ .......... ,,,,,~

NONE ~No repo tabh income, assets, or trans~tions.)

Tamarack in~L Fds Prmw

3.

Aim Basic Value Fund C

":.

Allianz NF.I I)i.h:lend Val I.i C

e,

,~ ....... ~,,., .....

Di,idcnd

Nor:c

Db.idend

"r

Davis NY \cnlure Fund

D~idcnd

I<.

Fidclib. Adv. New Insighls ["1 A

[)ix id:l!d

I<

"f

FINANCIAl, DISCLOSURE REPORT


Pag~ 5 of l ]

2-1

Phnto ttigh Income Fd

Di,.idcnd

25

lvv Asscl Strat A

D{,.Mcnd

],1

DV,:~ lhvm.m Iti,.3h Rtu t-tufA

I)bidcnd

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~:1

R~,, Fuml - Tut:d P,,_tum C {m

Dividend

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"F

FINANCIAL DISCLOSURE REPORT


Page 6 ol" 1 I

,\ra,a. I~ichar(I J.

5,12,2010

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FINANCIAL DISCLOSURE REPORT


lage 7 of 11

Arcara, I,t.ichard J
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52

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.

I ilx~t>. G!ob:d h:c (

Nunc

50

P~}chex Inc

:X

I Dividcnd
I

57

Ptoclor ,~ ()~mblc

Dividc~d

5S

Prudential t ml h~

lmcrcst

I 5) Royce f:unJ - PA

N,mc

ol

] i,nc Wa,nul ln~

(i7.

q cmplcton G,m~th C FranklY.

[Jhwt;~ock ~nhanced (Jo~ I

,,

1"

Dividend

L)ividcnd

l"

l)ividcnd

BuF

t,.,,, ~,~ r~,-i,,.,

FINA~NCIAL DISCLOSURE REPORT


Page 8 ofl!

.,\rcara, ltichardJ.

5 i2201U

IINA. CIAL DISCLOSURE R~PORT


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Arc~ra, Richard J.

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V 11. I N V E sr 51 E N fS a n d T R USTS -- i,,,. ........... ~ ........... ,,,.,i,,., a,,,,.,~.,.


NONE LV,) *eport~*.l~- ,~co,~c-. osset.~, or t,ansactiuns.)
a

x;

Dircd t ~ k ~aas .X

Im~es:

B:U

.............................

1.21:09

,I

VIII. A1)DITIONAL INFORMATION OR EXPLANATIONS. a,:,/;,,,~,, ......

FINANCIAL DISCLOSURE REPORT

1 X. CERTI FICATION.

Sig!!atu!I

NO+ILL: ANY INDtVIDU..\L \X IIO I~N(J\\+I,~GI+Y AND \\ILFULI+.Y I"ALSIFIES (JR FAILS TO I"II+E Tills I~tEI+ORT ,M.-X+~ ICE +L~UIklI+X I ++ O <+I\ II+
AND CRIP, IIN+,x.I+ &.~NCI-I(hN.% ~5 U.S,C. ~pp. 104)

FILING INSTRUCTIONS
Mnii signud origh+:+! und 3 addition;.fl o~+ptc::, to:
(.-~ommittcc or+ l-in::mcial Disclosure
/\dmitdstrativc Ollicc of the United States (;ourts
Suite 2-301
One (7oiumbus Circle, N.E.
\Vashinglon, D.(7. 2054,+.

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