Christina C Reiss Financial Disclosure Report For Reiss, Christina C

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FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2010

I. Person Reporting (last name, first, middle initial) Reiss, Christina C. 4. Title (Article Iil judges indicate active or senior status; magistrate judges indicate full- or part-time) 2. Court or Organization United States District Court District of Vermont 5a. Report Type (check appropriate type) ] Nomination, Date [] Annual ] Final

Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. 101-111)

3. Date of Report 05/10/201

6. Reporting Period 01/01/2010 to 12/31/2010

U.S. District Chief Judge - Active Status

[] Initial

5b. [] Amended Report 7. Chambers or Office Address 8. On the basis of the information contained in this Report and any modifications pertaining thereto, it is, in my opinion, in compliance with applicable laws and regulations. Reviewing Officer Date

United States Federal Building 111 Elmwood Avenue P.O. Box 953 Burlington, VT 05401

IMPORTANT NOTES: The instructions accompanying this form must be followetL Complete all parts,
checking the NONE box for each part where you have no reportable information. Sign on last page.

I. POSITIONS. ~Repon~.g inalviauat only; see pp. 9-13 of filing instructions.)


[]

NONE (No reportable positions.) POSITION NAME OF ORGANIZATION/ENTITY

2. 3. 4. 5.

II. AGREEMENTS. ~Repornng i.aividuut o.iy; s~ pp. 14-16 of filing instructions.) NONE (No reportable agreements.)
DATE
1. 2004 2. 3.

PARTIES AND TERMS State of Vermont Employees Pension Fund (upon retirement age 65)

Reiss, Christina C.

FINANCIAL DISCLOSURE REPORT Page 2 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

IlL N ON-INVES TMENT INCOME. (Repar~ng individual and spouse; see pp. 17-24 of filing instructions.)
A. Filers Non-Investment Income
~] NONE (No reportable non-investment income.)

DATE

SOURCE AND TYPE

INCOME
(yours, not spouses)

2. 3.

4.

B. Spouses Non-Investment Income - If you were married during any portion of the reportingyear, complete this section.
(Dollar amount not required except for honoraria.)

NONE (No reportable non-investment income.) DATE SOURCE AND TYPE


Self-employed - Commercial and Residential Mill Working Company

1. 2010 2. 3. 4.

IV. REIMBURSEMENTS -transportation, lodging, food, entertainmen~


(Includes those to spouse and dependent children; see pp. 25-27 of f!ling instructions.)

NONE (No reportable reimbursements.)


SOURCE
1. 2. 3. 4. 5.

DATES

LOCATION

PURPOSE

ITEMS PAID OR PROVIDED

FINANCIAL DISCLOSURE REPORT Page 3 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/201 !

V. GIFTS. anciudes those to spo~e and dependent children; see pp. 28-31 of filing instructions.)
NONE (No reportable gifts.)
SOURCE
1. 2. 3. 4. 5.

DESCRIPTION

VALUE

VI. LIABILITIES. anct,,de~ those of ~po~e ,,nd dependent children; see pp. 32-33 of fillng instructions.)

D
1. 2. 3. 4. 5. 6. 7.

NONE (No reportable liabilities.) CREDITOR


Peoples United Bank Peoples United Bank Peoples United Bank Peoples United Bank Peoples United Bank Peoples United Bank Vermont Economic Development Authority Vermont Economic Development Authority

DESCRIPTION
Loan 7 Business Mortgage Loan - Business Equipment Loan - Business Equipment" Loan - Business - Line of Credit Loan - Business Refinance Loan - Business Mortgage Loan - Business Mortgage

VALUE CODE
N M K M L N N

8.

Loan - Equipment

FINANCIAL DISCLOSURE REPORT Page 4 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS an d TRUSTS - income, value, transactions (Includes those of spottse and dependent children; see pp. 34-60 of filing instructions.)

NONE (No reportable income, assets, or transactions.)

1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17.

TD Bank North Accounts Chittenden Bank Accounts Amoskeag Woodworking HRS, LLC Merchants Bank CD State Farm Life Insurance National Life Insurance IRA #1 - Davis NY Venture Fund - Diamond Hill Large Cap Fund - First Eagle Global Fund - Janus Balanced Fund - MFS Value Fund - Oppenheimer Gold & Special Minerals Funds - Pimco Total Return Fund - RS Global Natural Resources Fund - Sentinel Small Company Fund

A A A A C A A E

Interest Interest Distribution! Distribution Dividend Interest Interest Dividend

J J P1 N J J J M

T T W W T T T T

1. Income Gain Codes: (See Columns BI and-D4~ 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1,000 or less F =$50,001 - $100.000 J =$15.000 or tess N =$250.001 - $500.000 P3 =$25.0~0,001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 G =$100.001 - $1.000.000 K =$15.00t - $50.000 O =$500.001 - $1.000.000 R =Cost (Real Estate Only) V =Other

C =$2.501 - $5.000 HI =$1.000.001 - $5.000.000 L =$50.001 o $100.000 PI =$1.000.001 - $5,000,000 P4 =More than $50.000.000 S =Assessment W =Estimated

D =$5.001 - $15,000 H2 =More lhan $5,000.000 M =$100.001 -$250.000 P2 =$5,000.001 - $25.000.000 T =Cash Market

E =$15.001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 5 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS an d TRU ST S - income, volue, ~ousac,ions anc~udes those olsrouse ond ~erenden, ch,~d, en; see re. 34-60 of filing instructions.)

[]

NONE

(No rel) oFtab[e income, assets, or transactions.)

18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34.

- The Home Depot AT&T, Inc. ** General Electric Co. ** IRA #2 - IShares Russell 2000 Growth Fund - Vodafone Group PLC ADR Fund ** - Columbia Acorn Z Fund - Fidelity Diversified Intl Fund - ING Intl Small Cap Fund - ING Real Estate Fund - T Rowe Price Intl Fund - T Rowe Price Emerging Markets - Virtus Foreign Opportunities I Fund - Virtus Short Intermediate Bond I Fund - Virtus Intermediate Tax Exempt I Fund - Cisco Systems, Inc. - Zhone Technologies, Inc. Sold Sold 02/02/10 02/02/10 J J A A Sold Sold 02/02/10 J A A
Sold J A

None None C Dividend K T

Sold Sold

J J

A A

02/02/10 J

1. Income Gain Codes: ,See Columns BI and D41 2. Value Codes (See Columns C1 and 133) 3. Value Method Codes (See Column C2)

A =$1,090 or less F =$50,001 - $100.000 J =$15,000 or less N =$250,001 - $500.~0 P3 =$25,000.001 - $50.000,000 Q =Appraisal U =B~ok Value

B =$.1 ~01 - $2.500 G =$100.001 - $1.000,000 K =$15.001 - $50.000 O =$500.~31 - $1.000.000 R =Cost (Real Estate Only) V =Olher

C =$2,501 - $5,000 HI =$1.000,001 - $5.00~.000 L =$50.001 - $100.000 PI =$t.000,001 ~ $5.000,0~0 P4 =More than $50,000.000 S =Assessmenl W =Estimated

D =$5,001 - $15,000 H2 =More than $5.000.000 M =$100.001 - $250,000 P2 =$5.000.001 - $25.000,000 T =Cash Market

E =$15.~01 - $50.00~

FINANCIAL DISCLOSURE REPORT Page 6 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS an d T R U STS - income, vuiue, ~ansuctio~ anciudes those olspouse and dependent children; see pp. 34-60 of filing instructions.)
NONE (No reportable income, assets, or transactions.)

35. 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 5 I.

IRA #3 - New Perspective Fund - A - New World Fund - A - SMALL CAP World Fund - A - Capital World Growth and Income Fund A - Capital Income Builder - The Cash Management Trust of America - The Growth Fund of America - A - The Income Fund of America - A - American High Income Trust - A - The Bond Fund of America - A - Capital World Bond Fund - A - American Funds Money Market Fund - A IRA#4 - Capital World Growth & Income Fund - A

Dividend Sold 01/20/10 J A

Sold Sold Buy Buy Buy Buy Buy Sold A Dividend J T Buy Dividend Dividend J J T T

01120110 01/20/10 01/20/10 01/20/10 01/20/10 01/20/10 01/20/10 01/20/10

J J J J J J J J

D A

01/20/10

Vermont Higher Education Investment Plan B #1- Age Based Opt. Vermont Higher Education Investment Plan B #2 - Age Based Opt.

1. income 13ain Codes: See Columns BI and D4) 2. Value Codes (See Columns CI and D3) 3. Value Method Codes (See Column C2)

A =$1.000 or less F =$50.00t - $100.000 .~ =$15.000 or less N =$250.001 - $500.000 P3 =$25.000.001 - $50.000.000 Q =Appraisal U =Book Value

B =$1.001 - $2.500 13 =$100.001 - SL000.000 K =$15_001 - $50.000 O =$500.001 - $1.000.000 R =Cost IReal Estate Only) V =Other

C =$2,501 - $5,000 HI =$1.000.0Ol - $5.000,000 L =$50.001 - $100,000 P1 =$1.000.001 - $5,000.000 P4 =More than $50.000.000 S =Assessmenl W =Estimated

D =$5.001 - $15.000 H2 =More than ~,5,000.000 M =$100,00l - $250,000 P2 =$5,000.001 - $25.000.00(] T ~Cash Market

E =$15,001 - $50.000

FINANCIAL DISCLOSURE REPORT Page 7 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VII. INVESTMENTS and TRUSTS - income, ~ol~e, ~onsnctio,~ anct~des those oSsponse ond dependent children; see pp. 34-60 of filing instructions.)

[]

NONE

(No reportable income, assets, or transactions.)

52.

VC SP / College America Plan #1- Age Based Option

A A C

Dividend Dividend Dividend

J J J

T T T

53. VC SP / College America Plan #2 - Aged Based Option 54. IRA #5 55. 56. Cisco Systems, Inc. - Zhone Technologies New

FINANCIAL DISCLOSURE REPORT Page 8 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (Indicate part of repor~)


** - AT&T, Inc. stock, General Electric Company stock and Vodaphone Group ADR Fund were all sold on December 3, 2009. This date is between the date of the Nomination Financial Report (last report) and this 2010 Report. The program will not allow entry of a date in 2009. These entries should not be included on this report.

FINANCIAL DISCLOSURE REPORT Page 9 of 9

Name of Person Reporting Reiss, Christina C.

Date of Report 05/10/2011

IX. CERTIFICATION.
I certify that all information given above (including information pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

Signature: S[ Christina C. Reiss

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. 104)

Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

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