Geotechnical Design
using Eurocode 7
YANG Kin Seng
Overall Scope of the Workshop
Introduction and Overview of Eurocodes framework and the
application of Eurocode 7 in Geotechnical Design
relerence to Singapore National Annexes on the folowing
Spread and Pile Foundations
v Earths
airing Structures and Anchorage
Y Hydraulic Fale, Overall Stabilly and ErbankmentsIntroduction and Overview of Eurocodes framework and
the application of Eurocode 7 in Geotechnical Design
J
. Scope
The framework of Eurocode
+ Ilroduction and how Eurocode works
+ Concepts: assumptions, principles, rules, design
situations, actions, materials
¥- Overview of Eurocade 7
+ General Rules
+ Geotechnical Design — Different Approaches
Introduction and Overview of Eurocodes framework and
the application of Eurocode 7 in Geotechnical Design
Scope (cont'd)
¥- Requirements on obtaining geotechnical design parameters
+ Information for Geotechnical Design and Ground
‘Characterisation
v ve
ication requirem
' of strength and serviceabi
¥- Geotechnical ReportsEurocode
Overall framework
What are Eurocodes ?
> The Struc
codes for
Eurocodes are a European suite of
ructural design
> They will effectively replace the current codes and
standards
> They will be used as an acceptable basis for meeting
‘compliance with the Building ReEN 1900 : Basis of Structural Design _ ]
[Eurocode 0
[Burocode 1
[Eurocado 2% ‘Design a
[Eurecode 3% | [EN 1003 : Design of Stoo Si
£N1904 Design of Compose Stet
‘Concrete Structures
Design of Timber Struct oe
{Design of Masonry Stu
sign sd)
[Euocode7_] ot
[Eurocode 8 ||EN 198: Design of Srucures for Earthquake
Reins
(Eivecedo 95] [EN 1060 Design ofAuminom Svuctues? =)
Geotechnical and
Seismic Design-EN.1996 (Masonry)
a
Fundamentals of
Structural Eurocodes
+ Servceabil
with 2p
¥ Fic requroment =
iho vequtd peed‘Normative Annexes
Informative Annexes
|
|
Normative
Informative
Contains supplementary information that may |
be followedANational Annex cannot change or modify the
content of the EN Eurocode text in any way other
than where it indicates that national choi
may be made by means of Nationally Determined
Parameters (NDPs).
(ae)
¥ Nationally Determined Parameters (NDPs)
or classes where ateratves are given inthe Eurocode (eg
for pile design) and values to be used whore a yo only
i given inthe Eurocode,}
¥ Country specific data at
¥ Procedure to be used where alternative procedures *?)".
are given in the Eurocode (eq Design Approaches 1, 2 0r3)
¥ Guidance on the informative annexes (e9 warning that
earth pressure formulation ignores water)
¥ Reference to non-contradictory, complementary
information to assist the user to apply the Eurocode
ee _ (ea elerence to BS 1977) |of fusmeoda in the UkLetter of 29 January 2010 issued by Department for
Communities and Local Government, UK ‘Withdrawal of
‘Structural Design Standards (British Standards) and
Updating Approved Documents A and
‘Under an agreement between the European
standardisation bodies, the national standards bodies
including BSI for the UK will withdraw any conflicting
national structural design standards by 31 March 2010.”
[> What is meant by “withdrawn” ?
31 Mar 2010
‘+ Introduction of a suite of new BS for structural design
based on Eurocodes
+ The BS to be withdrawn on 31 March are and will
remain available from BSI. But BSI committees have
already stepped updating those BS, and so they may
not necessarily be Suitable for aspects of structural
design in the medium and long term.
+ need to be aware of the risk of designs inappropriately
mixing new design standards based on the BS ENs and
withdrawn BS design standards.“Residual” Standards
ee ear
> BS 5930 : Site Investigations
» BS 1377 : Methods of test for soils
> BS 8002 : Earth Retaining Structures
> BS 8004
: FoundationsANNEKA: Number of Parts and National Annexes that are aplieable in
Singapore
ofyars | natossen
ane saa fe ANS eetAIMEE ting ef 3 Ehsan He te $6 and the conerponing
Se a a toon
‘Amex: Comparative It of Singapore/Bitsh standards tobe
Writharom and “the equivalent replacement” by
‘Snaspore/ European atandards (tara)General Aspects| Eurocodes
General Aspects
+ Basis o ral Design (EN 1990)
> Requirements |
> Assumptions
| ‘ Definitions of some common terms.
| > Action
> Effects |
> Values
“+ Limit State Design Principles
‘Separate paragraphs into
+ Principles (identifi by th
Principles and Application Rules |
acer
+ Application Rules (vers used include ‘shoul’, may, ‘can ete)
“+ gonerally recognised rules that comply wih the Principles and saisty
their requitemer
+ Permissible to use altemative design rues provided they are a east
tequivalnt vith regard tothe structural safely, servceabilly and
‘uray @Structure’s Design Life
i
|
i
¥ Whatis the structure's design working life ?
i
I
¥ What are
design woi
equirements forthe structure's
ie
The design working life should be specified.
ex 1860 20)
Design Working Life
“assumed period for which a structure
Jntended purpose with anticipated
without major repair being necessary.”
co 1s01528
togry 1105
Table 21 ~ Incest design working te
a
Femperay tucee®
Regen ropa oar
Aare ard Sra aconaces for the structure's design life
's design working ile ?
‘What are the requirements for the struct
‘They ae found in Secton 2 EN 1980 Evo: Bass of sta! dtm
eon 52.72)EN 1990: Basis of design |/
‘Action (Fis
Temperature changos, uneven setiement or earthquakes
{ingrect action) an
‘Action is action transmitted to the structure by
or groundwater
Classification of Actions : Basic variables
‘Actions shall be classified by ther variation in time as follows: e160 4.1
[ae Dorion @uraton and Tae
‘variation with time) ca
Serve ted
quprent an
Jeacedby uneven
Imgosed oad on
voratte(a) [1.584 but Nor,
oe
ra usualy | Matis untelytocecuon a | Explosion, impact
ecdertal(A) 11585 lohan” | wenseucnee asing ne | rom voce
| uration | osign working Ho
NOTE: Indrect actos caused by inposed delrmaton can be ether parmanent or vars,
Le(eee eeeeeeneaaeaaed
Values
Relating to Actions
oprosontative value ofan Action (F)
Value used
the charac
representative valve may be
ale (F,) or an accompanying value (W F,)
x The reprsortatve vale ola sje gone acon ganby? |
| Fee YF, |
Values
| -Poxmanent Action (6): The combistion actor Wi nite for permanent
| stone
Variable Actions (2) : The valve of ¥ 'stpically equal o 1.0 forthe leading
‘action (Q,), buts less than one fora ‘aocompanyrg! variable actions
Qo
Example
‘otal design action (F,)
Fae E ry Os, + Yor Qe Dro: Yo, Qs
ey (ae ee
whore 7 and fg ar appropiate para factors one various ationsValues of Factor,
oe
‘Appropriate values of shall be taken from EN 1990:2002.
Rg Ree le ae
|
|
| Values
| Relating to Mat
il and Product properties
| (Characteristic value (oR) is
|
|
|Number of e— Mean
Results
‘Standard deviation =
Value ot Parmeter
Xx, tower’ Xn Xa, righer”Values
Relating to Material and Product properties
4aqyP
stuctual member, hog!
Sonservatve val
EN 1990: Basis of design
Eurocodes are based on Limit State design principles.
states beyond which the structure
ihe relevant design criteria"
distinction shall be made between
Y Ultimate Limit States and
V Serviceability Limit StatesExamples
7 Loss of equitoriam
Excessive deformation, rupture, transformation into mechanism, loss of
stbiy
Fale caused by fatigue or other time-dependent effects.
tural members under
= The appearance of the construction works.
EN 1990: Basis of design |
Limit State Design Principles |
Limit states shall be related to design situations |
(ov 91090)
‘What are design situations ?
Xa tests. physical concon representing the ret conditions |
“*™ accurring during a certain time interval for which the design will |
|
|
demonstrate that relevant limit states are not exceeded."EN 1990: Basis of design
Design Situations
Dain stuns sab ssid at
Persistent —conations of normal use
+ Transient —temporary condition, e.g. during execution or repair.
+ Accidental — exceptional conditions og
+ Seismic —seemic events
impact, explosion
l (evs000 3229)
> Limit state concept used in conjunction wth the partial actor method
> Design situations determine
Combinations of actions
Partial Factors
EN 1990: Basis of design
Verification of Limit State Design
The verifications shall be carried out fr all relevant design,
situations and load cases.
Design for mit states shall be based on the use of structural
and load models
all be veritied that me Is exceeded when the
relevant design values are used in these models:
Actions
Material or Product properties, and
Geometrical dataEN 1991 : Actions on structures
Examples
anol 2 Caen cee at Seb ad)
Sing ae
ae —
= ee ee ed
ee
2 | | Mom | om FaeEN 1991 : Actions on structures
art 1-6 Actions during execution
Geotechnical actions
Gocjechnical actions _
‘The characteristic values of
+ geotechnical parameters,
+ soil and earth pressures, and
19 values for movements of foundations
shall be determined according to EN 199)
EN wor-64317Eurocode 7
> Overview
* Assumptions
+ Scope
> Basis of Geotechnical Design
* Geotechnical Category
> Geotechnical Data
* Investigation
* Geotechnical Parameters
* Characteristic Values of Geotechnical Parameters.
Eurocode 7
> Ground Investigation & Testing
* EC7—Pant2
* Ground Investigation Report
* Geotechnical Information
> Basis of Geotechnical Design (cont'd)
+ Geotechnical design by calculation; and
observational Method
+ Geotechnical Design Report
> Supervising of Construction, Monitoring and
Maintenancex
Eurocode 7 : Geotechnical Design
Eurcade 7 on geotechnical design, provides “one, untied methodology
for al geotechnical design problems.”
EN 1997-1 Eurocode 7:
Geotechnical Design Part 1:
General Rules
=the document inthe Eurocode
suite concamed withthe general
geotechnical aspects of the
Pesan of stuctures.
EN 1997-2 Eurocode 7:
Geotechnical Design Part 2 :
Ground Investigation and testing
= gives the general requirements and
testing or use in geotechnical design.
National Annex to EN 1997-1
[National Annex to EN 1997-2 |
[EN 1997
Vi.
EC7 : Geotechnical Design
Part t : General Rulos
Part 2: Ground Investigation and
ternational Standards
15014688 eriiicaon
and csseicaton of cols
Testing
+
1S0 14689 : dentifcation
and classication of rocks
Execution of special
geotechnical works
15022475 = Sarmpling by
sriling and excavation and
groundwater measurements
Examples:
15022476: Fed Tesing
[EW 12068: Shoot pie wal 15017802: Laboratory
Lye testog of 0h
EN 1697 Ground anchors
ISO 22477: Tesing of
geotechnical structures
EN 1856 : Diaphragm wallGeotechnical Project
Geotechnical Design
Eurocodes : EN 1997-1
‘and EN 1997-2
Eurocodes : Basis of
‘Structural Design
lox design.
‘fenced designers will not be able to proceed adequately
12 Eurocode alot
The Eurocode 7 assum:
knowiedge and experier
‘engineering appropriate for
reader has a level of
‘mechanics and geotechnical
’Eurocode 7 : Geotechnical Design
_/ Sean te s7
is intended tobe used in conjunction with EN 1990:2002
establishes the princples and requirements for safety and
/ Eurocode 7 : Geotechnical Design
‘Scope of EN 1997 (cont'd)
Separate European Standards ae Intended to be used to treat maters
of execution and workmanship,
‘7 InEN 1997 execution is covered tothe extent hats necessary to
Ihdoes not cover the special requirements of seismic designEurocode 7 : Geotechnical Design
ical Design Part 1 :
the document in the Eurocode suite
concerned with the general geotechnical aspects of the
design of structures,
EC 7 applies the principles of EN 1990 Eurocode : Basis of
Structural Design,
> by seting the rues for determining the geotechnical actions
and
> for checking he acceptabilty ofthe geotechnical resistances,
~ £C 7 adopts a common design philosophy based on the use
Eurocode 7 : Geotechnical Design |
) Aspects of EC 7
Limit state design
Principles and Application Rules
Characteristic values of geotechnical parameters
Partial factors of safety
Charact
v
v
ic values —~ design values
Ultimate limit states
vvvyvy>
| EN 1997-1 Eurocode 7 : Geotechnical Design
Part 1 : General Rules
Contents
Section 1 ~ General
Section 2 ~ Basis of geotechnical design
Section 3 — Geotechnical data
Section 4 ~ Supervision of construction, monitoring and maintenance:
Section 5 —
si
si
si
si
si
si
si
fection 12—Embankments
So
EN 1997-1 Eurocode 7: Geotechnical Design /
Part 1: General Rules
Annexes (normatvefinformatve)
+ Annex (cormatie) Pata ang corelaton factors for utmat it states and
recommended values
+ Annex B (sfrmatve) Background information on partial factors for Design
2
+ Annex € informative) A sample semi-empical method for bearing resistance
fetimation
‘malive) Sample methods fr setement evaluation
ive) Limiting values of structural deformation ard foundation
‘+ Annex, (formative) Checks for construction sypersion and pertormance
‘montoring“e
EN 1997-1 : ANNEX A
EN 1997-1 : INFORMATIVE ANNEXES.
% Examples |
Annex ¢
‘Sample procedures to determine earth pressureAnnee 2
‘Asample analytical method for bearing resistance calculation
D.3 Undrained conditions
|
(0) The gesign beanng resistance may be ealeulated from |
| are meaie,besckea on |
D4 Drained conditions
(1 The design beanng resistance may be ealeiate em:
FIA'= CNB, 5.1.4 q'NaBo Srl O5Y'BN, 6, 5,4 fa
Annex E
[Asample seml-empltical method fr bearing resistance estimationRatleent evaluation
| CT) sense,
‘Annex H
Lito values of stryctural deformation and foundation movement
EN 1997-1 Eurocode 7 : Geotechnical Design
Part 1: General Rules
> EN 1997-1 gives design guidance and actions for geotechnical
design of buildings and civil engineering works.
> EN 1997-1 is intonded to be used with EN 1990 and EN 1991
Sores N 1990 and EN 1981
> Inusing EN 1997-1 in pract
paid tothe underlying ass
lar regard should be
‘conditions given in 1.3,
> EN 1997-1 is supplemented by EN 1997-2 that is concemed
with ground investigation and test
> EN 1997-1 cannot be used without EN 1997-2| EN 1997-1 Eurocode 7 : Geotechnical Design
Part 1: General Rules
‘Assumptions
)Feerence is made o 1.3 of EN 19902002.
standard ar based on the assumptions given below
= doquat supenison an quaty contra are provided in aces. n
‘and on ste
EN 1997-1 Eurocode 7 : Geotechnical Design
Part 1 : General Rules
‘Assumptions (cont'd)
— execution is carried out accoréng to the relevant standards and
ons by pereonnel having the appropriate
(9) These assumptions need 1 be considered both
the client. To prevent uncertainty, compliance wih thom should be
documented, ein the geotechnical design report.( Gectecnical desig re
| category
{ Superson of tne executon of the work (4) and re-assessment of
Geotechnical Category
ripen ndtv 188 |
——— J
EC 7- Part 1 : Geotechnical Design
Actions
In geotechnical design, actions should include the following =vA
Actions (Examples:
Rotaining Structures
syraouneaton Pe undaon
ree tenants
we en
sta
EN 1997-1
Section 2 - Basis of Geotechnical DesignEC7-1 Section 2 Basis of geotechnical design
2.1 Design requirements
EN 1990:2002 detines limit states as states beyond which the
structure no longer ful the relevant design criteria’
EC 7-1 Section 2 Basis of geotechnical design
y, 2-1 Design requirements
‘o estabish minimum requirements
the extent and content of geotech
jons and
investigations,
+ construction control checks,
the complexity of each geotechnical design shall be identified
together with the associated risks -
design requirements, three
‘and 3, may be introduced.Geotechnical Category 1 |
S sto owed ony |
comparable local
below te water tale
ine
Geotechnical Category 2
conventional types of structure and foundation with no
SK oF eifclt solo loading conditions.
Routine procedures for fed and laboratory testing and fr design and
‘execution may be used.Geotechnical Category 3
should include structures or parts of:
limits of Geotechnical Categories 1
should normaly ini atematve provisions and rules to thoee i
‘standard on
[NOTE Geotechnical Category 3 includes the following examples
+ Vary farge or unusual structures;
+ Structures involving abnormal risks, or unusual or exceptionally
The depth of inesiga
the projector ae afected
specimens tobe tested sGeotechnical Investigations
Geotechnical investigation shall be planned in such a way as to
ensure that relevant geotechnical information and data are avalable
atthe various stages ofthe project. |
+ Geotechnical information shall be adequate to manage |
‘and antelpated project risks.
9 of accident
Geotechnic
and other
= the appr
of existing constructions, e.g. buildings, |
snnels, embankments and slopes:
— the history of development on and around the site.
cere 21.19
Ground Investigations
Ground investigation shal
> provide a description of ground conditions relevant tothe
proposed works and
> establish a basis
parameters relevant
1@ assessment ofthe geotechnical
‘construction stages.
sere 2120?
‘The information obtained should enable assessment of the
following aspects, if possible:
the deformation ofthe ground caused by the structure or resulting
from constuction works, ts spatial distrbution and behaviour
‘overtime;Ground Investigations
contd
= the safety with respect limit states (e.g subsidence, ground heave,
pit sippage of sland rock masses, bucking of ples, et)
the structure rom the ground (eg atral
= the ofets ofthe
{cure and is use on the surroundings;
any additional structural measures 09
the type and extent of ground contamination on, adn the vicinity of, the
si;
the offecivonass of measures taken to contain or romedy contamination
core aia
Ground Investigations
‘Groundwater
{Groundwater investigations shal provide al relevant information on|
‘roundwater needed for geotechnical design and constuction. core evar
‘Re Information obtained shoe sullen to assess te owing
aspects, wher
L—Lr—
— possible harm eects ofthe groundwater on excavations or on slopes
(9. eek of hydraul fare, excossive soopage pressure or erosion)
any measures necessary to protec the sttucture (e.g, waterproofing,
ee ee
So so groundwater lowering, desicaton, impounding et. on he
eae
the capacity ofthe ground to absorb water injected during constuction
work
— whater itis possible to use local groundwater, gven ts chemical
onsttuton, for construction purposes. eetGround Investigations
(Ground investigations sheulé normally be performed in phases :
Ground Investigations
Locations and depths of the investigation points
Locations and depyns of the investigation points
shall be explored to depts below
‘any potential sip sutace
NOTE For the spacing of investigation points and investigation depths, the
|v rn)
formative) Planning of Geotechnical Investigations
2.3: examples of recommendations forthe spacing and depth of investigationSW" Ground investigations
E672 Annex B (informative) Planning of Geotechnical nvestigaions |
8.3; exampeeo recommendations wesigaton
saci and cnn
Spacing and depth of investigations - guidance
‘Structure Spacing ‘Arrangement
High-se and industrial 1s40m
Large area 260m
Linear structures (eg roads,
|
|
20-200m |
Dams and wets 2-76m__ | verealsectore |
Special (69 bes) 26 per foundation | |
wore eam
Sacina of vestiatve pots
a TTY |
Spin = 15M Space 40m |
10% storey high
rise bigShallow foundation
An ilustation
Depth of investigation points
Shallow footing
8), j= 2m wide
Zong 9X (6m ,3x.6)}=
Raft foundation
V I j An tustation
a
ee fiat foundation
sy; Bp =0m wide
(6) For raft foundations and structs
ral foundation ele
fects in doepe st
242 15nby Zap =max | 6m, 15xby}= 45m
‘there Bais th smal side ofthe src.Piled foundation
Ae o°
Aan iustration
iad foundation
or, Dy= 100mm
ile group, b= 30m
(Depth of vestigation points
(19) For piles, tha following three conctions
should be met
2,2 1.00,
2,250
-2,2 30,
Dyis tne ple base ameter: and
foundation atte veo eps base
Zag max [b, 5m_.3xOp) =30m
For cut-off w
= 2,2 2m
below the surface ofthe stratum
limpermeable to groundwater.For dams
08h < 2, < 12h
-2,26m
there is th embankment hight
For cuttings.
-% 220m
=2,204n
hori the dam height or depth of
ctng
= 2,2 04h
= 2,2 (1420) m
where tis the embectied length of the support; and his the excavation depth.face and the groundwater tables are
the lager value ofthe fllowing
where Hs the height of the grounewater level above the excavation base;
{andi tis the embodded fegth of tha support.
vk Tunnels and Caverns
(9) For small tunnels and caverns
Duy 25-< 2.00.0
where bypis the width of excavation.
"|The groundwater conditions described
in 10 (b} should also be taken into
account.EN 1997-2
Section 3 — Soil and rock sam
| groundwater measurements |
Part 2 : Ground Investigation and Testing
(geotechnical design dala are obtained,
‘Tein eupmant sab slot accord
‘the sampling categories required, as defined in 3.4.1 and 8.5.1,
the dopn tobe reached and the required ameter ofthe sample;EN 1997-2 Eurocode 7 : Geotechnical Design
Part 2 : Ground Investigation and Testing
‘The equiremer
+ the
of EN ISO 2247-1 forthe selection of
ing oF excavation methods and |
+ samping equipment
adequate tothe sol sampling category prescribed,
lasses, as detalled in able 3.1,
ers 54308)
aps ]s
Ta
1
a
vi
TaEC7-2 Table2.2: Soil Classification Tests_(forcuine ess)
Tieseibo
Sy
Poramoter a “+ Se
Plel i i z
pltLe [ali i a i
Sagaaromoe Ty vt v [v[v[v[+ |v
co viele [vlelelele
viel - yTel- 5
zi elele[.[4
viyy iv viv fv =
7. Vivi iv x
v ot ]- :
v vi[eTelele
v bebe bh
rs ev 19> Po der tere = aE
EC 7.2 Table 2.3 Laboratory tat forthe determination of geotechnical parameters‘Organi Soil
‘Voleanie Soll
EN/ISO 14689-1:2003
Identification of Rocks |
Rock Types: Usual Structure
Ioneous Massive
‘SEDIMENTARY Bekdod
METAMORPHIC Foliated MassiveIGNEOUS ROCKS
EN ISO 14689-1:2003 &SEDIMENTARY ROCKS
|
aeLimestones
| tAtteast 50% graina are of carbonate)
EN ISO 146991:2003 |
Aid to rock identification for
Pri gan eerEN 1997-2 Eurocode 7 : Geotechnical Design
Part 2: Ground Investigation and Testing
Number of tests
‘The necessary number of specimens tobe tested shall be estabshed
pending on
“the homogenelty ofthe ground
+ the quay and amou
rable experience with the ground and
‘Depending onthe test type, a minimum numberof specimens should be
investigate.
lannexes can ago be used lo check whether the extent ofthe teting Wa
sufientChzetenton tet. (Aner tobe tested in one sol stratum |
|
| Examples Suggested minimum number of samples
|
Denay ete (Amex
EN 1997-2 3
Section 4
— Field tests on soil and rock
Section 5
— Laboratory tests on soil and rock