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https://sites.google.com/site/anilpedgaonkar/ DOI: 10.13140/RG.2.2.34457.21604
Abstract : In this article we shall discuss inverse and implicit mapping theorems for
mappings from one Banach space to other along with a dozen examples, a couple of which
Analysis” the proofs do not become shorter by even one line if we impose the restriction of
finite dimensions. Our proofs are based on Rudins approach for open mapping and injective
mapping, but Rudins derivation of the formula for derivative of inverse mapping is long and
further implicit function theorem is dragged. With modesty we want to state that our
approach is original shortest and besides Dieuodeene , Bourbaki, Land , Cartan , Keshavavn
In finite dimensions one can offer proofs avoiding contraction mapping theorem as for
example done in Apstol, but the price we pay is that the proofs are not coordinate free.
Further the proofs depend upon the existence of maxima and minima of real valued
functions. Current trends and demands of constructive real analysis [ theschool of “Bishop
with Bishops influential book rightly underemphasizees the existence of maxima and accept
function and the constructive school rightfully rejects the existence of maxima but accepts
Dieuodenne’s classic also the same objection is raised by him, for Mean value theorem and
he does not include the mean value theorem but uses only the mean inequality.
However most people teach calculus in finite dimension setting so we have avoided the detail
that the proof works in Banach spaces. In particular lemma in the proof of the implicit
function theorem is carefully stated and works even for Banach spaces.
Some other proofs of these results are available in Krantz book dedicated to these two
theorems only. This book also offers classical proof of implicit function theorem in two
analysis by Aubin gives an implicit function theorem for set valued mappings and says
2 Dr. Anil Pedgaonkar Ph.D, M.Tech, M.PHIL, M.Sc, Net, B.Ed profanilp@gmail.com
https://sites.google.com/site/anilpedgaonkar/ DOI: 10.13140/RG.2.2.34457.21604
distinction in inverse and implicit function theorem disappears for set valued mappings. The
Our proof can be generalized to the inverse function theorem in Tamed Frechet space Iit
g(y)= y1/3. Note g is differentiable at all points except y = 0. g′(0) does not exist. f′(0) = 0.
not even injective in any open interval around 0. f ′(0) exists from first principles.
continuous L.T f ′(x) Such that, f(x+h) - f(x) = f′(x)+ r(h), where r(h)is o(h) that is,
(Note that each L.T on a finite dimensional space is continuous and a L.T is continuous iff it
set E if the derivative f ′ (x) , is continuous in the space L( , ) of bounded linear maps
Remarks
2) If f: ℝN ℝM is C1 in an open set ,E ℝN, iff all partial derivatives exist and are
continuous in E.
orders exist in E.
Remarks :
1)If a mapping is differentable at a point x in ℝN, then all partial derivatives ( which are
simply directional derivatives in the direction of the basis vectors ek) exist at the point.
iff both block partial derivatives exist that is derivative Dxf and Dyb exist and
f ′( a, b) = Dxf(a, b) + Dy(a, b)
4) It is seen then the jacobian matrix is split coulmnwise into two blocks.
Remark:f ʹ(a) is invertible means the determinant of the derivative matrix that is called
differentiable at a point a in the open set E , with the derivative f′(a) invertible linear mapping
with continuous inverse . Then an open set U in such that aU & f is injective on U.
Proof of the lemma: x is a fixed pt iff (x) = x iff A-1(y -f(x)) = 0 iff y =f(x) as A is
ʹ(x) = I – A-1(f′(x)) = A-1(A - f′(x)) (5),as the derivative of x is the identity L.T. I ,
thevderivative of the constant y is the zero L.T. Thus ʹ(x)|< ½ (6).By mean
So is a contraction map.
Pf of injective mapping Thm: ϕ s a contraction mapping, so it has at most one fixed point in
Part B:Open mapping Thm: Under the hypotheis in injective mapping theorem fis an open
Select an open ball B with center x0 & radius r > 0,so small so that (closure of B)lies in U.
We consider a ball D, centre y0 with radius λr. Let y D. so |y–y0| < λr.
For this x, f(x) = y. So y is in image of . But U. So yf(U)= V. Thus any y in the ball
D, centred at y0 belongs to V. So the pt.y0 has a nbd in V. So V is open. Since the same
argument applies to any open set contained in U, image of an open set under ɸ is open.
Suppose f is a Ca1 mapping U V ( both are open sets ) f is bijective open mapping and for
some a U, f ʹ(a)= A is invertible (that is linear isomporphism ) then g is the inverse of f
defined on V and g is C1 mapping with gʹ(y) = [ f ʹ (g(y) ) ] -1.
Proof :- let M = || A-1 ||. y = f(x). Select r so small so that the ball S centered at y with radius
r is contained in V. let y + k lie in S, so that | k| < r and y + k = f(x+ h) .
With defined as in the lemma, (x)= x+A-1(y–f(x)), |( x+ h) - (x) | ≤ h/2(*)
|( x+ h) - (x) | = | x+ h – A-1 ( y –f(x+ h) ) - x – A-1 ( y –f(x) ) |
= | h - A-1 ( f( x+ h) – f( x)) | = | h - A-1( y + k –y) |
= | h - A-1 .k | | h | /2 by ( *)
But | | h | - | A-1 k | | | h – A-1 k |
So | | h | - | A-1 k | | | h | /2 . So | | A-1 k | | h | /2 .
Thus | h | 2 | A-1 k | 2|| A-1 || | k| = | k|/ λ , by def of operator norm as inf & 2 λ || A-1|| = 1.
Thus as k 0 h 0, Since in U, | f ʹ (x) – A| < λ ,|| f ʹ(x) || ≠ 0 and f ʹ(x) is invertible
such that f(a, b) = 0 for some point (a,b) E. Let A = f ʹ(a, b) & suppose Ax = A(x, 0),is
gʹ(y) = - (Ax)-1.Ay.
(The . stands for composite of linear maps, that is multiplication of Jacobian matrices ).
Prooff:
F is injective open mapping of U onto V & the continuously differentiable inverse map
If y W, then (0, y) = F(x, y), for some (x, y) U. So f(X, Y) = 0 for this y.
First we note that any Lt B such that ||B||< 1 is invertible as it is the sum of convergent
geometric series (I +B+ B2+….). So any Lt M such that || M –I || < 1 is invertible, as ||M || =
||I – (I –M)||.
partial derivatives exist and are continuous .So for each point (u, v)
+2I
As ez =ez,f (x, y+ 2i) = f(x, y) Let g be inverse of f in nbd of b.
Jacobian is determinant is r 0 so invertible at any pt
ans is not equal to zero except when isan integral multiple of .for
The open set u will be r > 0, 0< < /2 , 0 < < /2).
extra terms x2f(x, y), y2g(x, y), which are very small near the origin.
x2 + y2 -1 = 0 , X =Y =Z = R, N = M = 1.
there are two signs for the square root √1- y2. The implicit function
theorem enables to select one branch namely with positive sq root in nbd
the point is on the y axis, and in any nbd of y =0, we have both right
as a function of y, as each nbd has arcs from both semicircles and thus
for square root √(1- y2 -z2).The implicit fn thm enables to select one
not for x,y,z in terms ofu. 3x+ y –z + u2=0, x-y+2z+u =0, 2x+2y-3z+2u=
ans clearly O(0, 0, 0, 0) satisfies system thee equations are f1, f2 ,f3 .
= = A = at O. Ax =
Ex 11) g : ℝ2 ℝ 2
g(x, y) = (2ye2x, xey).
Ans for simplicity let N = 2.We write in place of x z & we let z =(x,
so f isC1. We find second order pd of both f1, f2 exist and are continuous
same with higher orders pds. So f is c∞. If f(z) =f(w) then z =w. so f is
injective & unit ball is carried into itself.f(0) =0 But the inverse