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Going Local - Decentralization, Democratization and The Promise of Good Governance - by Merilee Grindle (Governance, Vol. 21, Issue 3) (2008)
Going Local - Decentralization, Democratization and The Promise of Good Governance - by Merilee Grindle (Governance, Vol. 21, Issue 3) (2008)
Global Liberalism and Political Order: Toward a New Grand Compromise? Steven
Berstein and Louis Pauly (eds.). Albany, NY: SUNY Press, 2007. 231 pp. $24.99
(paper) $70.00 (cloth).
Woods Institutions (and the global north). While this could be read as a part
of a new grand compromise, he argues that the United Nations remains
more concerned with inequality (and emphasizes the need for foreign aid)
while the Bretton Woods institutions with economic performance and
freedom (and emphasize growth) and does not discount the potential for
a breakdown of the consensus given already clear gaps between Millen-
nium goals and real progress. Louis Pauly claims that the United Nations’
capacity to provide a voice for civil society groups and countries concerned
with globalization’s effects is precisely what has led it to its continued role
in development even as the logic espoused by the Bretton Wood institu-
tions has become more dominant. Rather than a grand compromise, Pauly
argues, we might think of a messy (but persistent) compromise. Tony
Porter’s claim is that we need to look beyond states as the institutions that
embed liberalism. New knowledge networks such as standards, codes, and
technical authority are important sites of embedded liberalism that both
operate differently than states did in the past, and their presence has
changed the way states operate today. There is a bit of tension in this section
between the first two chapters, which focus on particular territories to
examine such concepts as citizen support and global inequality, and the
latter two chapters, which focus on the incorporation of nonterritorial
actors such as global civil society groups and knowledge networks.
The final section on integration and fragmentation presents varying
views on the future. James Rosenau discounts the potential for a new
grand compromise and sees instead “continents desirable of order and
fragmentation surrounded by oceans of undesirable tyranny and chaos.”
Eric Helleiner’s chapter on currency blocs looks at the tension between the
U.S. strategy in the Americas (an entertainment of dollarization but not an
endorsement by a largely unfettered liberal few) and the European strat-
egy with the Economic and Monetary Union (EMU) (an endorsement of a
European currency bloc by liberals as well as those eager to embed liber-
alism in a larger regional institution) as both a harbinger of potential
conflict but also indications of the continued strength of the embedded
liberal view. The final chapter by Steven Bernstein and Maria Ivanova
examines the general fragmentation of the global environmental regime,
pointing out that fragmentation need not be seen in opposition to integra-
tion but that the current practice leans in that direction, limiting effective-
ness, legitimacy, and equity.
So, is there a new (or renewed) grand compromise in the works? As the
summary above should make clear, the answer is “maybe.” Although
many in the world still endorse the general principles on which embed-
ded liberalism rests, institutionalizing these principles in an era where
territorial states are no longer the only central actors is likely to be difficult.
The strongest chapters are those that address this condition head on. The
chapters by Ruggie and Porter, for instance, argue the necessity of includ-
ing such actors as corporations and knowledge networks as players in the
construction of global order and pose illustrations of how one might do
BOOK REVIEWS 467
that. Pauly also hints at the development of a new source of legitimacy for
the United Nations as a forum where nonterritorial-based interests can
have a voice. Finally, Bernstein and Ivanova address this issue with their
suggestion of alternative institutional machinery for global environmental
governance that integrate fragmented governance forms. Thinking about
how various agents, including states, shape outcomes on the global stage
and how the relations among them generate order or disorder—or more
or less legitimate order—is crucial to understanding the future of global
governance. By posing and beginning to grapple with these questions as
they affect the future of embedded liberalism, this volume takes a step
toward such an understanding.
She comes to several very surprising conclusions. First, she finds that
the competitiveness of local elections matters very little for government
performance, countering much of the received wisdom that increasing
electoral competition should improve accountability. Instead, more com-
petitive elections frequently translated into more divided municipal gov-
ernments, incentives for winners to spend resources on patronage, and
gridlock over important decisions. This lack of connection between com-
petition and performance was observable even in cases where the leaders
felt a strong pressure to perform well. So even though leaders responded
to competitive elections with a sense that they needed to perform better,
their actual performance was still frequently hindered by conflicts over
distribution with the newly powerful opposition.
Second, Grindle finds that individual leadership of mayors and other
elected and appointed officials is “the most important source of change in
local governments” and the best predictor of government performance.
This finding will be surprising to many institutionalists, who tend to
downplay the importance of individual initiatives in favor of focusing on
institutional incentives. However, in the fairly weak institutional setting of
newly democratic Mexico, where elections closely followed patterns set in
the pretransition era including patronage and “retail”-based campaigning,
the individual leadership proved remarkably important. Lacking strong
institutional constraints, some leaders were able to effect change dramati-
cally and effectively, while others were miserably inefficient. Grindle
argues that it is the very lack of institutional constraints that makes this
individual variation possible and so important to the overall performance
of government.
Third, the project addresses the extent to which capacity building ini-
tiatives and efforts to modernize public administration improve local
government. The findings on this issue are inconclusive. Although many
municipalities went through major efforts at modernization and capacity
building, these reforms were largely demand driven, not supply driven.
That is, although the resources were available, only the more effective
municipalities took advantage of the programs, making it very hard to tell
if they had an independent effect on governance.
Finally, Grindle looks at the question of civil society, asking how well
civil society mobilization explains the quality of local governance. The
connection between civil society and government performance was found
to be the weakest of the four hypotheses. Although civil society organiza-
tions were effective at extracting tangible resources from government, they
did little in the way of promoting more general types of accountability.
Overall, this project tackles an important question with a solid research
strategy and comes to some very interesting conclusions. The finding
that individual leadership is a better predictor of good governance than
electoral competition or other institutional reforms in particular ought to
provoke further discussion and research. Although intuitively the impor-
tance of leadership is compelling, it also raises some tricky policy and
BOOK REVIEWS 469
Public managers from all levels of government and all types of govern-
ment organizations are increasingly expected to work in both traditional
bureaucratic settings and collaborative network settings. While there is
ample research examining bureaucracy and bureaucratic behavior, there is
far less systematic research aimed at understanding collaborative activities
between public organizations. Robert Agranoff persuasively contends
that, given their increasing prominence, it is necessary to investigate the
inner workings of these new public management networks. While these
collaborative networks are not strictly hierarchical, they are not devoid of
structure, power, and conflict. Yet, it is not clear when typical patterns of
bureaucratic behavior will hold and when they will vary. Agranoff’s book
provides a significant step forward in describing and understanding how
interorganizational public networks emerge, operate, and affect public
problems, as well as examining the impact of these networks on tradi-
tional state and local boundaries.
Agranoff uses a grounded theory approach to examine 14 different
public management networks in Midwestern and central states. Substan-
tively, these networks are diverse, ranging from economic development
to transportation planning to water management. Agranoff contends that
because so little is known about these interorganizational public net-
works, grounded theory is a reasonable starting point that could be used
to anchor future deductive research. A grounded theory approach allows
for an in-depth, systematic investigation of interorganizational networks.
Using this technique, conceptual frameworks and theory emerge from the
data. Agranoff relies upon observations, minimal participation, semistruc-
tured interviews with more than 150 network participants, and document
coding to examine interorganizational networks in terms of their func-
tions, structure, maintenance, and impacts over time. Agranoff’s book is
thoroughly researched, well written, and contains an impressive amount
of detail regarding different types of public networks, along with the
structure and patterns within these spanning organizations.
470 BOOK REVIEWS
politics and the low expectations of legal compliance that prevails among
the population at large. It is this set of factors that have rendered the
environmental policymaking process in Brazil a nonlinear and highly
unpredictable process. Contrary to the widely held international view that
mechanisms for environmental protection in Brazil, especially in the
Amazon, are weak, Hochstetler and Keck demonstrate that this is not the
case; the country possesses myriad environmental tools, such as institu-
tions and legal provisions. However, given weak institutional capacity and
political will, success is mostly achieved when robust domestic alliances
among individuals within and outside the state apply pressure on policy
and programs from their inception through to their implementation.
Their analysis of the evolution of Brazil’s green movement is particularly
compelling. The authors trace the evolution of the environmental move-
ment in Brazil along three distinct waves: the early conservationist move-
ment that emerged in the 1950s and 1960s, a second wave that saw the
movement’s politicization and the adoption of “new environmentalism”
under the country’s latest military dictatorship, and the third, covering the
last 15 years, which saw an increase in interaction with international actors
and which has resulted in a broadening of the movement’s appeal, the
strengthening of socioenvironmentalism as a core objective, and a move
toward a partial professionalization of activities. Hochstetler and Keck
detail how the process of transition from the second to the third wave
of environmentalism was critical in giving the movement its very distinct
characteristics. Because of the comparatively more environmentally
friendly dictatorship Brazil had—it, for example, established the first envi-
ronment ministry and passed numerous legislations while countries such
as Argentina and Chile dismantled theirs—and the socioeconomic
inequalities that have characterized the country, Brazil’s green movement
adopted during the slow process into democratic rule a more political
approach based on socioenvironmentalism. This saw their struggles for
environmental sustainability as compatible with sustainable livelihoods
and the reduction of poverty. It was this process that has made the Brazilian
movement one of the most socially conscious and left leaning in the world.
This book is a must read for those interested in the environmental
politics of Latin America in particular and of the Global South more
generally. Given the complexity of its framework and approach, the book
is best suited for upper undergraduate and graduate students of politics,
environmental issues, and development.
Democratic Accountability: Why Choice in Politics Is Both Possible and Necessary. Leif
Lewin. Cambridge, MA: Harvard University Press, 2007. 247 pp. $45.00 (cloth).
The Politics of Biotechnology in North America and Europe. Eric Monpetit, Christine
Rothmayr, and Frédéric Varone (eds.). Lanham, MD: Lexington Books, 2006.
304 pp. $90.00 (cloth).