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MATERIALS FOR

INTRODUCTION
TO MUSICIANSHIP
An Integrated Approach to Music
Theory, Ear Training, Sight
Singing, & Keyboard Harmony

Volume I
Section I: Text

Anthony J. Kosar
Professor
Composition, History, and Theory Department
Westminster Choir College
Rider University
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Table of Contents--Text

Unit 1: Introduction to Notation and the Keyboard


Introduction --------------------------------------------------------------------------------------1
Pitch Notation -----------------------------------------------------------------------------------2
Time Organization—Rhythm and Meter ------------------------------------------------ 10
Rhythmic Notation ----------------------------------------------------------------- 10
Meter --------------------------------------------------------------------------------- 14
Introduction to Intervals: The Semitone and the Whole Tone ---------------------- 25

Unit 2: Major Scales and Key Signatures


The Major Scale ------------------------------------------------------------------------------ 29
Major Key Signatures ----------------------------------------------------------------------- 44

Unit 3: Intervals
Introduction ------------------------------------------------------------------------------------ 49
General Interval Names --------------------------------------------------------------------- 50
Specific Interval Names --------------------------------------------------------------------- 55
Interval Inversion ----------------------------------------------------------------------------- 77
Consonance and Dissonance --------------------------------------------------------------- 81

Unit 4: Minor Scales and Key Signatures


Introduction ------------------------------------------------------------------------------------ 83
The Minor Scale ------------------------------------------------------------------------------ 83
Minor Key Signatures ----------------------------------------------------------------------- 95
The Church Modes --------------------------------------------------------------------------- 97

Unit 5: Triads and Seventh Chords


Introduction ---------------------------------------------------------------------------------- 103
Triads in Root Position -------------------------------------------------------------------- 103
Triads in Inversion ------------------------------------------------------------------------- 109
Seventh Chords in Root Position -------------------------------------------------------- 115
Seventh Chords in Inversion ------------------------------------------------------------- 122
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Unit 1:
Introduction to Notation and the Keyboard
Western tonal music of the “common-practice” period, roughly from the late seventeenth

century until the late nineteenth century, was written for many different genres, in many different

textures, and by composers with very different styles. Despite the many differences in the

individual compositions, however, there is a fairly consistent musical language that serves as a

basis for much of this music. During the course of our study, we will examine this musical

language through its harmony, melody, rhythm, and form, with a constant emphasis on the

relationships among these elements. Our study will involve a close examination of the music

(analysis), a recreation of the music through performance (singing melodies and rhythms) and

keyboard activities (score reading and keyboard harmony), and a creative application of the music

elements (compositional exercises, original composition, and improvisation). While the focus of

our study will be the music of the common-practice period, the notational elements and the basic

concepts are applicable to music written both before and after that period.

Pitch Notation

All sound is created by the vibration of an elastic body—“a body that, when displaced

from its normal position, develops internal forces that tend to restore the body to its original

position.”1 There are four characteristics of every sound—pitch, intensity, duration, and

1
Willi Apel, ed., Harvard Dictionary of Music (Cambridge, MA: The Belknap Press of Harvard
University Press, 1969), p. 8. The definition above is taken from the article on acoustics (see pages 8-14).
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timbre—that are related to the vibration of the elastic body. When an elastic body is displaced

from its normal position, it returns to its original position and its momentum takes it past the

normal position to create a new displacement. Following the new displacement, the body returns

to its original position and its momentum carries it in the direction of its initial displacement. A

complete cycle—initial displacement, return, new displacement, return—is defined as a

“vibration.” The distance of the displacement is defined as the “amplitude.”

Pitch can be defined as the relative height (highness) or depth (lowness) of a sound,

determined by the frequency (rate of vibration) of the medium producing the sound. Fewer

vibrations per second create a lower pitch; more vibrations per second create a higher pitch.

Intensity can be defined as the loudness of a sound, determined by the amplitude of the vibration.

Smaller amplitudes create softer sounds; larger amplitudes create louder sounds. Duration can

be defined as to the length of a sound. When the vibrating body stops vibrating the sound ends.

Timbre can be defined as tone color. We can distinguish the sound of a clarinet from the sound

of a trumpet because of their different timbres. The more complex vibrations of the elastic body

create the timbre of a sound. When an elastic body is set in motion, the entire body vibrates, but

sections of the entire body vibrate at the same time. These simultaneous vibrations create a

sound’s timbre. We will address the characteristic of intensity and timbre at a later point, and we

will address the characteristic of duration when we discuss rhythm. First, however, we need to

address the characteristic of pitch in some detail.

Pitches are identified by the first seven letters of the alphabet—A, B, C, D, E, F, and G.

Our point of reference for pitches will be the piano keyboard.2 If you have previously studied a

keyboard instrument, such as piano or organ, the following information should be very familiar to

you. If you are just beginning your study of piano, it is important to realize that pitch names and

the placement of pitches on the piano keyboard are necessary skills that must be mastered

2
While the discussion above focuses on the piano keyboard, it is applicable to any keyboard instrument—
organ, harpsichord, or even the accordion.
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immediately. As you can see from Example 1.1, the piano keyboard consists of white keys and

black keys. The black keys are divided into recurring groups of two and three.3 The white keys

of the piano are named by the first seven letters of the alphabet, and the recurring pattern of black

keys will help us to identify the names of the white keys.

Example 1.1. Organization of Keys on the Piano Keyboard.

← lower pitches higher pitches →

The white key below (immediately to the left of) the group of two black keys—the first

white key in Example 1.1—is the pitch C. The white key above C is the letter immediately

following C in the alphabet—D. One could also think of the white key in between the group of

two black keys as D. The next white key is E. One could also think of the white key above

(immediately to the right of) the group of two black keys as the pitch E. The white key below the

group of three black keys is F, and the white keys immediately following F are G and A. The

white key above the group of three black keys is B, and then the pattern begins over. Notice that

the pitches B and C have no black keys between them and the pitches E and F have no black keys

between them. Example 1.2 contains a segment of a piano keyboard with the white keys named.4

3
If you look at a piano, there is one exception to the groupings of black keys into two and three. The
lowest white key on the piano has a single black key above it. One could think of this single black key as
the highest black key of an incomplete grouping of three.
4
We will address the names of the black keys (and alternate names for the white keys) later in this unit.
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Example 1.2. Names of the White Keys on the Piano Keyboard.

C D E F G A B C

Notice that in Example 1.2 C occurs as the lowest pitch and as the highest pitch. If the

next higher white key had been included in this example, the pitch D would have occurred twice

also. An octave is the distance between the nearest two pitches having the same letter name. The

first key in Example 1.2 is an octave lower than the last key in the example. The frequency of the

higher C is twice the frequency of the lower C. Since it may be necessary to designate the

specific octave of a pitch, we will identify an octave by numbering the Cs on the piano keyboard.

Example 1.3 illustrates a complete piano keyboard with the octaves designated by the numbered

Cs. The C immediately below them identifies the pitches other than C. The D above C1 is D1, the

A above C4 is A4, and the B above C6 (or directly below C7) is B6. (Try to identify these

pitches—and others—on the example below and on an actual piano keyboard.) The term pitch

class is often used to refer to note identified by its letter name, but without octave identification.

The pitch class C includes all Cs regardless of octave. Since a specific pitch is created by a

specific frequency, octave identification is needed to completely identify pitch.


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Example 1.3. Full Piano Keyboard with Octave Designations.

C1 C2 C3 C4 C5 C6 C7 C8

We will refer to C4 as middle C because it occurs roughly in the middle of the piano

keyboard. Usually on an actual piano, middle C is the C below the printed brand name of the

instrument. The pitch A that most orchestras use to tune is the A above middle C, or A4. This A

is often referred to as A-440 because the frequency of that pitch is typically 440 vibrations per

second.

Pitches are notated on a five-line (four-space) staff. The five-line staff can be extended in

both directions through the use of ledger lines. The height or depth of a pitch determines its

placement on the staff. Higher pitches are notated in a higher position on the staff and lower

pitches are notated in a lower position on the staff. Example 1.4 illustrates the staff and the

extension of the staff with ledger lines.

Example 1.4. The Five-line, Four-space Staff and Ledger Lines.

The staff alone (as shown in the previous example) is sufficient for indicating whether

one pitch is higher or lower than another pitch, but more information is necessary if we want to

notate specific pitches and their exact relationship with one another. A clef is placed at the

beginning of the staff in order to indicate the specific pitches of the notes. There are three

different clefs that we will encounter, and for the first several units we will focus on only two of

these. Example 1.5 illustrates the three clef signs. Each of these three clefs can be identified by
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either the specific pitch they indicate or where on the staff they indicate that specific pitch. The

first name never changes, but the second name will change depending upon the placement of the

clef on the staff. The first clef indicated in Example 1.5 is the G-clef. The middle “circle” of this

clef indicates the pitch G above middle C, or G4. When this clef indicates that the second line of

the staff is the pitch G above middle C, it is referred to as the treble clef.5 The second clef

indicated in Example 1.5 is the F-clef. The initial circle and the two “dots” of this clef indicate

the pitch F below middle C, or F3. When this clef indicates that the fourth line of the staff is the

pitch F below middle C, it is referred to as the bass clef.6 The third and fourth clefs indicated in

Example 1.5 are both C-clefs. The two semi-circles on the right side of this clef come together

to indicate the pitch middle C, or C4. When the third line is indicated as middle C, it is referred to

as the alto clef. When the fourth line is indicated as middle C, it is referred to as the tenor clef.7

A clef sign must appear at the beginning of every line of music.

5
In some older music, the G-clef was used to indicate that the first line of the staff was the G above middle
C. The clef, shown below, is then referred to as the French violin clef

6
In some older music, the F-clef was used to indicate that the third line of the staff was the F below middle
C. The clef, shown below, is then referred to as the baritone clef.

7
In some older music, the C-clef was used to indicate other lines as middle C. One such use of this clef
with the first line as middle C, shown below, is referred to as the soprano clef.
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Example 1.5. The Three Clefs in Their Most Typical Usage.

When music is notated using two staves, the upper one in treble clef and the lower one in

bass clef—such as most piano music and much choral music, a grand staff is used. Example 1.6

illustrates the octaves indicated in Example 1.3 on the grand staff. Notice the bracket at the

beginning of each system—this bracket indicates that this is a grand staff rather than music for

two different instruments, one in the treble clef and one in the bass clef. Notice also that middle

C is in the middle of the grand staff—this pitch is either the first ledger line below the treble clef

or the first ledger line above the bass clef. The last seven pitches of Example 1.6 (D7 through C8)

are notated using the octave sign. The 8va with the dotted line following indicate that the pitches

below that line are to be played an octave higher than written. The pitches C1 through B1 could

have been notated as C2 through B2 with the octave sign below the latter pitches.
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Example 1.6. The Grand Staff and the Notation of all Piano Pitches.8

Until now we have limited our study of the piano keyboard to the white keys only. In

order to address the black keys, we must introduce the concepts of flat and sharp. A flat (ß)

indicates the lowering of a pitch to the adjacent key to its left—whether the adjacent key is white

or black. A sharp (ƒ) indicates the raising of a pitch to the adjacent key to its right—whether the

adjacent key is white or black. The concept of adjacent key is a very important one. D, G, and A

have only black keys as their adjacent keys. C and F have black keys as the adjacent keys above

them, but have white keys as the adjacent keys below them. B and E have black keys as the

adjacent keys below them, but have white keys as the adjacent keys above them. Example 1.7

indicates the use of a sharp and a flat with all of the seven note names, and we are now able to

identify the names of the black keys of the piano.

8
Notice the octave designations of the first two pitches in Example 1.6. Since it is customary to identify
octaves by the C that begins them, these two pitches can be referred to as the A and B below C1. The
octave designation A0 and B0 is appropriate since no Cs occur below them.
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Example 1.7. Names of the Black and White Keys on the Piano Keyboard.

Cƒ Dƒ Fƒ Gƒ Aƒ
Dß Eß Gß Aß Bß

Bƒ Fß Eƒ Cß Bƒ
C D E F G A B C

Notice that all of the black keys (and now some of the white keys) have two names. The

black key between C and D could be either Cƒ—the adjacent key above C—or Dß—the adjacent

key below D. Pitches that are played on the same piano key but have different names are referred

to as enharmonic pitches. The other enharmonic pitch pairs contained in Example 1.7 are Bƒ,C;

Dƒ,Eß; E,Fß; Eƒ,F; Fƒ,Gß; Gƒ,Aß; Aƒ,Bß; and B,Cß. Example 1.8 illustrates the notation of the pitches

in Example 1.7, the first line assuming a beginning pitch of Bƒ2/C3 and the second line assuming a

beginning pitch of Bƒ3/C4. Notice that all of the pitches except D, G, and A have two possible

notations. In Example 1.8, a natural sign (½) precedes several of the pitches. A natural sign

cancels a sharp or flat that has previously occurred.9 The fifth note of the first line is D½3 (read D-

natural3); the natural is used to indicate that this pitch is different from the Dß3 that occurs as the

fourth note of the first line.

9
There are times when a natural sign is not needed to cancel a flat or sharp. For example, a bar line will
have the effect of canceling a flat or sharp. We will treat this topic in more detail after the introduction of
meter.
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Example 1.8. Notation of the Pitches Shown in Example 1.7.

In order to complete the system of accidentals, we need to introduce the double flat and

the double sharp. A double flat (å) indicates the lowering of a pitch two adjacent keys to its left.

A double sharp (©) indicates the raising of a pitch two adjacent keys to its right. The pitch D is

enharmonic with the pitches Eå and C©. The pitch G is enharmonic with the pitches Aå and F©.

The pitch A is enharmonic with the pitches Bå and G©.

Time Organization—Rhythm & Meter

Our study of tonal music must include an understanding of rhythm and meter and how

musical elements are unfolded through time. Basically, rhythm is the organization of music with

respect to time (indicating the duration of each sound), and meter is the pattern of fixed temporal

units (beats) and their regularly recurring accents. We will begin our study with the notation of

rhythm.

Rhythmic Notation

Example 1.9 illustrates the various parts of note—the note head, the stem, and the flag.

Some notes do not contain all three elements, and oftentimes some of the elements appear is a

slightly different form. In the note contained in Example 1.9, the note head is “filled in.” Some
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notes involve “open note heads” in which the note heads have a white center. Some notes have

more than one flag, or have the flags replaced by beams. (See Example 1.10.) Some notes have

only a note head and a stem (with no flags or beams), and some notes have only open note heads

(with no stem, flags, or beams).

Example 1.9. The Anatomy of a Note

e
← flag
stem →


note head

Table 1.1 contains all of the note values and the equivalent rests (which indicate the same

time span of silence). The most commonly used rhythmic values are the whole note, the half

note, the quarter note, the eighth note, and the sixteenth note; the focus of our rhythmic study will

involve these five rhythms. Each of the rhythmic values in Table 1.1 is one half of the length of

the value directly above it. For example, a whole note is one half the length of a breve; a half

note is one half the length of a whole note; and the quarter note is one half the length of a half

note. The names of the notes reflect this relationship.

Notice that the stems on the notes in Table 1.1 are below the note head (unlike the stem

in Example 1.9). Ascending stems (see Example 1.9) are connected to the right side of the note

head. Descending stems (see Table 1.1) are connected to the left side of the note head.

Regardless of whether the stems are ascending or descending, the flags are always to the right of

the stem. The breve, whole note, and half note all have open note heads. The breve and the

whole note are the only notes without stems. The half note and the quarter note are the only notes

with stems and no flags. Notice the similarity between the whole rest and the half rest; the only

difference is their placement below (whole rest) or above (half rest) the line. You should be able

to notate and understand the proportional relationships among all of the symbols in Table 1.1.
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Table 1.1. Note Values and Their Equivalent Rest Signs.

If two or more flagged notes appear together, beams usually replace the flags. Beaming

allows the grouping together of notes in order to help the performer understand the rhythmic
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organization faster and better. Grouping larger bits of information into several smaller, more

“manageable” groups is something we do all the time. Think of all the long-distance phone

numbers that you can remember. If we were to try to remember them as a string of ten numbers,

committing them to memory would be much more difficult than remembering them in three

segments of three numbers, three numbers, and four numbers. We are “beaming” or segmenting

the ten numbers into groups of three and four. Example 1.10 illustrates beamed and flagged notes

with the stems both ascending and descending for rhythmic values of the eighth note through the

one-hundred-twenty-eighth note.10

Example 1.10. Beamed and Flagged Note Heads.

All of the rhythmic values shown in Table 1.1 have a durational relationship based on the

proportion 1:2. That is, one breve equals two whole notes; one whole note equals two half notes;

one half note equals two quarter notes; etc. There are times when we must indicate a rhythmic

value that is “in the crack between” two of these values. For example, we may want a note that is

longer than a quarter note, but not as long as a half note. There are several methods for doing

notating such rhythms. One can use a tie—a curved line that connects two or more adjacent notes

of the same pitch. (Ties connect only note values—not rests.) A quarter note tied to a sixteenth

note creates a note that is longer than a quarter note, but not as long as a half note. One can also

use a dot—placed to the right of either a note head or a rest—that increases the duration of the

note or rest by one half of its original value. A dotted quarter note is the equivalent to a quarter

note increased by half of its length, an eighth note. A dotted quarter note and a quarter note tied

to an eighth note indicate the same rhythmic value. One could say that adding a dot to any note

10
The procedures for beaming rhythmic values are dependent upon several elements other than rhythm.
We will address these procedures in detail after introducing meter.
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in Table 1.1 is equivalent to tying that rhythmic value to the rhythmic value that occurs directly

below it in the table. As stated above, dots can be added to either notes or rests. One can also

extend the concept of dotting notes to the double dot—a pair of dots placed to the right of either

a note head or a rest—that increases the duration of the note or rest by one half of its original

value plus one fourth of its original value. One might think of the first dot as increasing the note

value by one half and the second dot as increasing the first dot’s value by one half. A double

dotted quarter note is equivalent to a quarter note tied to an eighth note tied to a sixteenth note.

You should work to accurately and quickly identify relationships among all of the rhythmic

values (notes and rests) contained in Table 1.1, as well as those rhythmic values using ties, dots,

and double dots.

Meter

In any metric organization, we must understand the recurring pattern of beats and the

division of those beats into smaller units. The most common recurring patterns consist of two-

beat units (duple meter), three-beat units (triple meter), and four-beat units (quadruple meter).

Recurring patterns larger than four can often be thought of as combinations of smaller patterns—a

pattern consisting of five-beat units is typically grouped into a two-beat unit and a three-beat unit.

Some like to equate the term beat with the term pulse, but it is useful if we distinguish between

these two terms. A pulse is the beginning of the beat, and the beat lasts until the next pulse. As

we listen to music, we sometimes tap our toe or snap our finger. The sound created by the “snap”

has little length to it; we can think of this instant as the initiation of the beat, which does have

length and can be divided and subdivided. This concept is shown graphically in Table 1.2.
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pulse 1 pulse 2 pulse 1


Duple Meter └─────┴─────┘
123 123
beat 1 beat 2

pulse 1 pulse 2 pulse 3 pulse 1


Triple Meter └─────┴─────┴─────┘
123 123 123
beat 1 beat 2 beat 3

pulse 1 pulse 2 pulse 3 pulse 4 pulse 1


Quadruple Meter └─────┴─────┴─────┴─────┘
123 123 123 123
beat 1 beat 2 beat 3 beat 4

Table 1.2. Metric Patterns of Duple, Triple, and Quadruple Meters.

There are two basic types of meter: simple and compound, either of which can be

divided into recurring patterns of two-, three-, and four-beat units. A meter is a simple meter if

the division of the beat (and all other non-borrowed subdivisions) is two. A meter is a compound

meter if the division of the beat is three, while all other non-borrowed subdivisions are two.

Table 1.3 graphically illustrates the distinction between simple and compound meters. Compare

simple quadruple meter and compound quadruple meter, both illustrated on the top line of Table

1.3. Both meters contain four beats. In simple quadruple meter each of the beats is divided into

two divisions, and further divided into four subdivisions (two for each division). In compound

quadruple meter each of the beats is divided into three divisions, and further divided into six

subdivisions (two for each division). Similar comparisons can be made between simple triple

meter and compound triple meter, as well as between simple duple meter and compound duple

meter, the second and third lines of Table 1.3.


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beat subdivision: - - - - - - - - - - - - - - - - ------------------------


beat division: / / / / / / / / / / / / / / / / / / / /
beats: | | | | | | | |

└────┴────┴────┴────┘ └────┴────┴────┴────┘
Simple Meter Compound Meter
Quadruple Meters

beat subdivision: - - - - - - - - - - - - ------------------


beat division: / / / / / / / / / / / / / / /
beats: | | | | | |

└────┴────┴────┘ └────┴────┴────┘
Simple Meter Compound Meter
Triple Meters

beat subdivision: - - - - - - - - ------------


beat division: / / / / / / / / / /
beats: | | | |

└────┴────┘ └────┴────┘
Simple Meter Compound Meter
Duple Meters

Table 1.3. Graphic Representation of the Distinction between Simple and Compound Meters.

All meters are indicated at the beginning of a composition, appearing after the clef sign

and key signature11. With a few exceptions, meters are notated using two numbers, one placed

above the other. (While these numbers may initially look like a fraction, no line occurs between

the two numbers. When writing a meter sign, simply write one number above the other.) In

order to understand what the two numbers tell us, we need to discuss simple and compound

meters separately.

In simple meters, the upper number tells us how many beats occur in each measure. The

most common upper numbers are two (duple meter), three (triple meter) and four (quadruple

meter). Other numbers can be found, such as one and five, but we will focus on the most

common three. The lower number tells us what type of note lasts one beat. The most common

11
Key signatures and more information about their placement will be addressed in Unit 2. Like the clef,
the key signature appears at the beginning of each line of music.
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lower numbers are two (the half note), four (the quarter note), and eight (the eighth note). Other

numbers can be found, such as one (the whole note) and sixteen (the sixteenth note), but we will

focus on the most common three. The meter signature of k indicates that there are three beats in

each measure and the quarter note gets one beat. The key signature n indicates there are four

beats in each measure and the half note gets one beat. The key signature i indicates there are two

beats in each measure and the eighth note gets one beat. Example 1.11 illustrates two frequently

used metric abbreviations—symbols other than two numbers used to indicate meter. The meter o

is often referred to as common time, and is indicated with a type of C. The meter g is often

referred to as alla breve, and is indicated with a type of C and a vertical line through it. The first

two symbols in Example 1.11 are equivalent to each other as are the last two symbols.

Example 1.11. Two Frequently Used Metric Abbreviations.

Table 1.4 illustrates the metric relationships for simple meters that have a quarter note as

the unit of beat (h; k; and o), an eighth note as the unit of beat (i; m; and p), and a half note as the

unit of beat (g; j; and n). For each type of beat unit, Table 1.4 contains the groupings of that unit

into two and four (above the beat units), the division of the beat into two divisions (directly below

the beat unit), and the first and second subdivisions of the beat (below the beat division). Not all

of the note values contained in Table 1.4 can be used in all meters. For example, in duple meters

(h; i; and g) one cannot use rhythmic values of greater than two beats, because a two-beat note

will completely fill a measure. In triple meters (k; m; and j) one cannot use rhythmic values of

greater than three beats, because a three-beat note (a two-beat note with a dot) will completely fill

a measure.
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Quarter Note Beat


four beats:

two beats:

beat:

beat division:

1st beat subdivision:

2nd beat subdivision:

Eighth-Note Beat
four beats:

two beats:

beat:

beat division:

1st beat subdivision:

2nd beat subdivision:

Half-Note Beat

four beats:

two beats:

beat:

beat division:

1st beat subdivision:

2nd beat subdivision:

Table 1-4. Simple Meter Rhythmic Relationships.


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In compound meters, the upper number usually tells us how many beat divisions occur in

each measure. The most common upper numbers are six (duple meter), nine (triple meter) and

twelve (quadruple meter). Other numbers can be found, such as three and fifteen, but we will

focus on the most common three. The lower number tells us what type of note divides the beat.

The most common lower numbers are four (the quarter note is the division and the dotted half

note is the beat), eight (the eighth note is the division and the dotted quarter note is the beat), and

sixteen (the sixteenth note is the division and the dotted eighth note is the beat). Other numbers

can be found, such as two (the half note is the division and the dotted whole note is the beat) and

thirty-two (the thirty-second note is the division and the dotted sixteenth note is the beat), but we

will focus on the most common three. The meter signature of v indicates that there are three beats
1
in each measure and the dotted quarter note gets one beat. The key signature h indicates there are

four beats in each measure and the dotted half note gets one beat. The key signature ¡ §− indicates

there are two beats in each measure and the dotted eighth note gets one beat.

Table 1.5 illustrates the metric relationships for compound meters that have a dotted
1
quarter note as the unit of beat (u; v; and i), a dotted eighth note as the unit of beat (¡ §−; ¡ §·; and ¡Ÿ§¤),

and a dotted half note as the unit of beat (¢−; ·¢ ; and Ÿ¢¤). For each type of beat unit, Table 1.5

contains the groupings of that unit into two and four (above the beat units), the division of the

beat into three divisions (directly below the beat unit), and the first and second subdivisions of the

beat (below the beat division). Not all of the note values contained in Table 1.5 can be used in all

meters. For example, in duple meters (u; ¡ §−; and ¢−) one cannot use rhythmic values of greater than

two beats, because a two-beat note will completely fill a measure. In triple meters (v; ¡ §·; and −¢ )

one cannot use rhythmic values of greater than three beats, because a three-beat note (a two-beat

note tied to a one-beat note) will completely fill a measure.


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Dotted quarter Note Beat


four beats:

two beats:

beat:

beat division:

1st beat subdivision:

2nd beat subdivision:

Dotted eighth-Note Beat


four beats:

two beats:

beat:

beat division:

1st beat subdivision:

2nd beat subdivision:

Dotted half-Note Beat


four beats:

two beats:

beat:

beat division:

1st beat subdivision:

2nd beat subdivision:

Table 1.5. Compound Meter Rhythmic Relationships.


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Occasionally both simple and compound meter signatures are described in the same

terms—the upper number of a meter signature provides the number of beats in a measure and the

lower number informs us of the type of note that receives one beat. This type of explanation

would define u as a meter with six beats in a measure and the eighth note receiving one beat.

While it is true that in very slow tempos one could indeed perceive this relationship, it is much

more common for u to be perceived as a duple meter. We will consider the latter to be the norm
1
and the former to be the exception. The meters of v and i are almost always performed as triple

and quadruple meters; one seldom finds music with nine or twelve beats per measure.

While we have included here an explanation of the notation of all simple and compound meters,

we will limit our performance exercises, for the present, to meters containing only the quarter

note or dotted quarter note as the unit of beat. Our performance exercises will include only six
1
meters, with the following time signatures: h k o u v i. The first three of these meters are

described as simple duple ( h ), simple triple ( k ), and simple quadruple ( o ). The last three of

these meters are described as compound duple ( u ), compound triple ( v ) and compound
1
quadruple ( i ). In each of the previous descriptions, the second term (duple, triple, or quadruple)

refers to the number of beats from one primary metrical accent until the next. The first term

(simple or compound) refers to the division of the beat. As stated earlier, in simple meter the beat

division (and all non-borrowed subdivisions) is two. In compound meter the beat division is

three, while all non-borrowed subdivisions are two. While there are other simple and compound

meters that we will include in our written study, we will perform only the six time signatures

mentioned above. You should practice performing the rhythms in the Performance Manual until

you feel comfortable singing them at sight. When practicing and performing the rhythm

exercises, you should conduct so that you “feel” where you are in the measure. (See page 12 in

the Performance Manual for an explanation of the conducting patterns.) Duple meter (whether

simple or compound) will be conducted with a “two-pattern,” triple meter (whether simple or
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compound) will be conducted with a “three-pattern,” and quadruple meter (whether simple or

compound) will be conducted with a “four-pattern.”

Melodic and Rhythmic Notation

Example 1.12 contains two melodic excerpts that we will used to introduce some

important notation issues and terminology. Carefully study the two excerpts as you read the

following passages.

Example 1.12. Two Melodic Excerpts.12

In both melody a and melody b in Example 1.12, the clef, key signature,13 and the meter

(always in that order) are indicated at the beginning of the melody. When a melody continues

onto a second line (as melody b does), only the clef and key signature are shown. The meter is

indicated only at the beginning and if it should change during the course of the melody. Bar

lines (vertical lines that extend between the outer lines of the staff) separate the melodies into

measures (the space between the bar lines). The meter determines the length of the measures.

12
The melodic excerpts in Example 1.12 come from the voice parts of two nineteenth-century songs. The
first excerpt is taken from Brahms’ Mädchenlied, mm. 1-4. The second excerpt is taken from Schubert’s
Frühlingstraum, mm. 9-14.
13
Specific key signatures will be discussed in Unit 2.
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Both melodies begin with an anacrusis, sometimes called a pick-up note (or notes), which creates

an incomplete measure at the beginning of the melody. A double bar line (not shown in either

melody of Example 1.12) consisting of two vertical lines placed next to one another occur at the

end of a melody or at the end of a larger section of a melody.

Notice the beaming of the eighth notes and sixteenth notes in the two melodies. In

melody a (written in k), the beaming reflects the beats and their divisions. The third measure

contains six eighth notes; these eighth notes are beamed into groups of two, clearly indicating

three beats each having two divisions. In melody b (written in u), the eighth notes are beamed

into groups of three, clearly indicating two beats each having three divisions. See, for example,

the second beat of measure 1 and the first beat of measure 4. The third and fifth measures of

melody b are also beamed by three eighth-note groupings even when the internal organization of

the beat is not three equal divisions. In these two measures the dotted eighth, sixteenth, and

eighth notes are all beamed together, indicating that these three rhythms constitute a single dotted

eighth note beat. Pay close attention to measure four of melody b. The three eighth notes that

constitute beat one are beamed together and the single eighth note and the four sixteenth note

subdivisions that constitute beat two are beamed together. Notice that the pitch E5 lasts the length

of a quarter note (two eighth notes tied together); notating that pitch as a quarter note, however,

would give the visual impression of k—two eighth notes indicating beat one, a quarter note

indicating beat two, and four sixteenth notes indicating beat three. The beaming in melody b is

based on the metric organization of u. A similar situation occurs in the second measure of

melody b. Notice that all of the eighth notes are flagged. If the second and third notes of that

measure had been beamed together, the measure would appear as a k measure rather than a u

measure.

Both melodies in Example 1.12 have pitches that would be played on the black keys of

the piano, indicated either through the key signature or accidentals placed in front of a specific
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note. In melody a, the single flat at the beginning of the line (a Bß) indicates that every B is to be

a Bß unless it is cancelled by an accidental in the music, such as in measures two and four. The

first and fourth notes of measure three are both Bß because the bar line has the effect of canceling

the B½ from the previous measure. Likewise, the bar line at the end of measure one has the effect

of canceling the Cƒ at the beginning of that measure; the C that occurs in measure two is a C½. In

melody b, the three sharps at the beginning of the line (an Fƒ, a Cƒ, and a Gƒ) indicate that every

occurrence of F, C and G is to be Fƒ, Cƒ, and a Gƒ unless it is cancelled by an accidental in the

music.14

Notice the directions of the stems in the two melodies in Example 1.12; some of the

stems ascend from the right side of the note heads and some of the stems descend from the left

side of the note heads. In general, in a single line melody if the note head is above the middle

line of the staff the stem will descend from the left side of the note head and if the note head is

below the middle line of the staff the stem will ascend from the right side of the note head.15 An

easy way to remember this principle—place the stem in the “empty” part of the staff. If the note

head is on the third line of the staff, its stem could go in either direction. See measure two of

melody b. The first two note heads are above the middle line, so their stems descend; the last two

note heads are below the middle line, so their stems ascend. If two note heads are beamed

together, the note head that is furthest away from the middle line determines the stem direction.

On the first beat of measure four in melody a, the F5 is above the middle line and should have a

descending stem, but the A4 is below the middle line and should have an ascending stem.

Because the F5 is further away from the middle line than the A4 is, the F5 determines that the two

notes beamed together should have descending stems. On the second beat of measure five in

melody b, the two pitches beamed together (D5 and Gƒ4) are equidistant from the third line. The

14
We will discuss the use of key signatures in much more detail in Unit 2.
15
If two parts are notated on a single staff, such as the soprano and alto parts or the tenor and bass parts,
then the stem direction will be used to indicate the specific part. The higher part (soprano or tenor) will be
notated with ascending stems and the lower part (alto or bass) will be notated with descending stems.
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D5 is a space and a line above the middle line (indicating a descending stem) and the Gƒ4 is a

space and a line below the middle line (indicating an ascending stem). Since there is a single D5

and two Gƒ4s, the stems for all three note heads are determined by the Gƒ4 and ascend. Had there

been a single D5 and a single Gƒ4, the stems could have gone in either direction. You should think

about the notation of the music that you are currently performing.

Introduction to Intervals: The Semitone and the Whole Tone

An interval is the distance between two pitches. We have already discussed one interval

when we defined the octave (on page 4) as “the distance between the nearest two pitches having

the same letter name.” Now we will address two smaller intervals that will form the building

blocks for scales (in Unit 2) and larger intervals (in Unit 3). The smallest interval in Western

tonal music16 is the semitone—the interval formed by adjacent keys on the piano keyboard.17

Example 1.13 contains two examples of semitones—one formed by a white key and an adjacent

black key (such as the pitch D and the black key above it as either Dƒ or Eß) and one formed by

two white keys that have no black key between them (such as the pitches B and C). Two black

keys cannot form a semitone because they can never be adjacent to one another.

Example 1.13. Two Types of Semitones on the Piano Keyboard.

D Dƒ/Eß B C
↓↓ ↓ ↓

16
In non-Western music (such as Indian music or eastern European folk music) and non-tonal Western
music (such as the music of the twentieth-century American composer George Crumb), intervals smaller
than the semitone are used. These pitches cannot be produced on a normally tuned piano, but are most
often called for in singing or instruments such as string instruments.
17
Some books refer to this interval as a half step.
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While the interval from D to Dƒ is a semitone and the interval from D to Eß is a semitone,

it is often useful to distinguish between the two. We will define a semitone with both pitches

notated on the same line or space as a chromatic semitone. The pitches D and Dƒ form a

chromatic semitone. We will define a semitone with one pitch notated on a line and the other

pitch notated on an adjacent space as a diatonic semitone. The pitches D and Eß form a diatonic

semitone. The pitches B and C form a diatonic semitone. Had the higher pitch (C) been notated

as a Bƒ, the interval would have been a chromatic semitone. Chromatic semitones will always be

formed by two pitches whose names involve the same letter of the alphabet; diatonic semitones

will always be formed by two pitches whose names are adjacent letters in the alphabet. For the

present, think of the difference between a chromatic semitone and a diatonic semitone as a

notational distinction. Two adjacent keys on the piano keyboard form a semitone; the notation of

those two pitches determines if the interval is diatonic or chromatic.

The next largest interval in Western tonal music is the whole tone—the interval formed

by two semitones. A whole tone could also be described as two keys on the piano keyboard that

have one key between them. Example 1.14 illustrates the three types of whole tones that can

occur. A whole tone can occur between two white keys that have a single black key between

them (such as D and E). A whole tone can occur between two black keys that have a single

white key between them (such as Fƒ and Gƒ). A whole tone can occur between a white key and a

black key that have a single white key between them (such as B and Cƒ).

Example 1.14. Three Types of Whole Tones on the Piano Keyboard.


Gß Aß
D E Fƒ Gƒ B Cƒ
↓ ↓ ↓ ↓ ↓ ↓
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Technically, the three intervals shown in Example 1.14 would constitute whole tones

regardless of their spelling. We will use the term whole tone as an abbreviated form of diatonic

whole tone—an interval notated with one pitch on a line and the other pitch on the adjacent space.

Using this definition, the pitches Fƒ and Gƒ would form a whole tone, as would the pitches Gß and

Aß. The intervals from Fƒ to Aß and Gß to Gƒ will not be described as whole tones although they

do form intervals that are enharmonic with (sound the same as—see page 8) the whole tone.18

Whole tones will always be formed by two pitches whose names are adjacent letters in the

alphabet.

You should be able to identify, construct, and perform at the piano keyboard the intervals

of the diatonic semitone, the chromatic semitone, and the (diatonic) whole tone with speed and a

high degree of accuracy. We will use these intervals to begin our discussion of scales in the next

unit.

18
We will address these intervals in Unit 3. The former would constitute a diminished third and the latter a
doubly augmented prime.
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Unit 2:
Major Scales and Key Signatures
The Major Scale

One of the most basic ways of thinking about tonal material is through a collection of

pitches expressed in the form of a scale. One might define the term scale used here as an

ascending or descending succession of tones based upon some fixed interval relationships and

encompassing a tonal space no greater than one octave. One could have a scale that extends past

a single octave, but the tones in the second octave merely duplicate those of the first octave in a

higher register. Because the focus of our study is Western tonal music of the common-practice

period, we will emphasize the scales that reflect the tonal material of that musical language—

specifically the major and minor scales.19 In this unit we will limit our study to the major scale.

While there are numerous methods for thinking about the construction of the major scale,

we will use two of the small intervals introduced at the end of the previous unit—the whole tone

and the diatonic semitone. (Review pages 25-27.) Each adjacent major scale degree (the

members of a scale) is separated by either a whole tone (abbreviated as WT) or a diatonic

semitone (abbreviated as dst). Remember that a diatonic semitone consists of two adjacent keys

on the piano keyboard—each having a different letter name—and a whole tone consists of two

semitones, or two keys on the piano keyboard separated by one other key—having letter names

that are adjacent letters in the alphabet. A major scale consists of the pattern: WT WT dst WT

WT WT WT dst. One could either remember this eight-interval pattern, or simplify matters by

19
We will study the relationships between these scales and scales that are not central to the common-
practice period—the church modes, the pentatonic scale, the whole-tone scale, and others—in later units.
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thinking of two identical major tetrachords (a collection of four pitches separated by the three

intervals—WT WT dst) separated by a WT. Example 2.1 contains an E major scale (notated in

the treble clef) and an Aß major scale (notated in the bass clef) with the consecutive intervals and

the tetrachords indicated.

Example 2.1. The Major Scale. 

Notice the numbers with carets above each pitch in Example. 2.1. This type of number

notation is used to indicate scale degree. A one with a caret (^1) is an abbreviation for “first scale

degree.” Similarly, a five with a caret (^5) is an abbreviation for “fifth scale degree.” Another

means of thinking about the organization of the major scale is to identify the placement of the

diatonic semitones (since there are only two of them). All adjacent scale degree are separated by

whole tones except for ^3 and ^4 and ^7 and ^8, which are separated by diatonic semitones.

Since the intervallic composition of every major tetrachord is the same, each major

tetrachord could be the first four pitches of a major scale (^1--^2--^3--^4) or the last four pitches of

another major scale (^5--^6--^7--^8). In the E major scale of Example 2.1, the E--Fƒ--G--A could also

serve as ^5--^6--^7--^8 of an A major scale, and the B--Dƒ--Dƒ--E could also serve as ^1--^2--^3--^4 of an

B major scale. In the Aß major scale of Example 2.1, the Aß--Bß--C--Dß could also serve as ^5--^6--

^7--^8 of a Dß major scale, and the Eß--F--G--Aß could also serve as ^1--^2--^3--^4 of an Eß major scale.
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You should practice constructing ascending and descending major tetrachords from any given

note at the piano keyboard and on staff paper in both the treble and bass clefs. After constructing

a tetrachord, construct a second tetrachord whose first note is a whole tone above the last note of

the first tetrachord (creating one major scale) and a third tetrachord whose last note is a whole

tone below the first note of the first tetrachord (creating another major scale).

In the pitch drill exercises that we have been singing since the beginning of Unit 1 (see

pages 8-11 in the Performance Manual), we have used solfège syllables to refer to scale degrees.

In addition to referring to scale degrees by numbers and solfège syllables, each scale degree also

has a function name. Table 2.1 lists the solfège syllable and function name for each scale degree.

You should be equally comfortable referring to a scale degree by all three methods.

^1 do tonic
2^ re supertonic
3^ mi mediant
4^ fa subdominant
5^ sol dominant
6^ la submediant
7^ ti leading tone

Table. 2.1. Scale Degrees Referenced by Number, Solfège Syllable, &Function Name

Your understanding of the major scale should allow you to complete all of the following

tasks accurately and quickly:

Major Scale Construction:

• Construct a complete ascending major scale given any pitch as a tonic.

• Construct a complete descending major scale given any pitch as a tonic.

• Construct a complete major scale given any pitch as a specific scale degree.

Major Scale Identification:

• Identify the tonic of any given major scale.

• Identify the major scales that would contain any given series of pitches.
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Strategies for completing each of the tasks listed above are discussed on the following pages.

You should attempt to master each task before attempting the next one. All of the tasks assume

that you can accurately construct a diatonic semitone and a whole tone above and below a given

pitch and that you can accurately identify diatonic semitones and whole tones.

Task 1: Constructing Ascending Major Scales

To construct an ascending major scale given the tonic pitch, you need to remember the

sequence of intervals in a major scale. You can either commit to memory the sequence of whole

tones and diatonic semitones in a complete major scale (WT WT dst WT WT WT dst) or

consider the interval content of a major tetrachord (WT WT dst), knowing that a major scale

consists of two major tetrachords separated by a whole tone. Alternately, you could remember

that a major scale contains whole tones between all adjacent scale degrees except for the pairs of

^3/^4 and ^7/^8, where there are diatonic semitones. Regardless of how one remembers the sequence

of whole tones and diatonic semitones, the process of constructing these seven intervals is the

same.

Example 2.2 contains two sample problems (with solutions) of constructing ascending

major scales. In problem #1, the task is to construct an ascending major scale (here in the treble

clef) given the tonic of Dß. To accomplish this task, you must construct the correct sequence of

intervals above the given pitch—a whole tone above Dß, then a whole tone above Eß, then a

diatonic semitone above F, then a whole tone above Gß, then a whole tone above Aß, then a whole

tone above Bß, and finally a diatonic semitone above C. (If you do not end on the pitch an octave

higher than the starting pitch, an error has been made.) In problem #2, the task is to construct an

ascending major scale (here in the bass clef) given the tonic of B. To accomplish this task, you

must construct the correct sequence of intervals above the given pitch—a whole tone above B,

then a whole tone above Cƒ, then a diatonic semitone above Dƒ, then a whole tone above E, then a

whole tone above Fƒ, then a whole tone above Gƒ, and finally a diatonic semitone above Aƒ.
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(Again, if you do not end on the pitch an octave higher than the starting pitch, an error has been

made.) As stated above, the method that you use for remembering the sequence of intervals is

less important than your ability to accurately construct the correct sequence.

Example 2.2. Construction of Ascending Major Scales.

Before going on to the next section, you should practice constructing ascending major scales in

both the treble and bass clefs beginning on any given pitch.

Task 2: Constructing Descending Major Scales

To construct a descending major scale given the tonic pitch, you need to remember the

sequence of intervals in an ascending major scale and reverse them. You can either commit to

memory the sequence of whole tone and diatonic semitones in a complete descending major scale

(dst WT WT WT dst WT WT) or consider the interval content of a descending major

tetrachord (dst WT WT), knowing that a major scale consists of two major tetrachords separated

by a whole tone. Alternately, you could remember that a major scale contains whole tones
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between all adjacent scale degrees except for the pairs of ^8/^7 and ^4/^3, where there are diatonic

semitones. Regardless of how one remembers the sequence of whole tones and diatonic

semitones, the process of constructing these seven intervals is the same.20

Example 2.3 contains two sample problems (with solutions) of constructing descending

major scales. In problem #1, the task is to construct a descending major scale (here in the treble

clef) given the tonic of D. To accomplish this task, you must construct the correct sequence of

intervals below the given pitch—a diatonic semitone below D, then a whole tone below Cƒ, then a

whole tone below B, then a whole tone below A, then a diatonic semitone below G, then a whole

tone below Fƒ, and finally a whole tone below E. (If you do not end on the pitch an octave lower

than the starting pitch, an error has been made.) In problem #2, the task is to construct a

descending major scale (here in the bass clef) given the tonic of Bß. To accomplish this task, you

must construct the correct sequence of intervals below the given pitch—a diatonic semitone

below Bß, then a whole tone below A, then a whole tone below G, then a whole tone below F,

then a diatonic semitone below Eß, then a whole tone below D, and finally a whole tone below C.

(Again, if you do not end on the pitch an octave lower than the starting pitch, an error has been

made.) As stated above, the method that you use for remembering the sequence of intervals is

less important than your ability to accurately construct the correct sequence.

20
One could construct a descending major scale by lowering the given pitch an octave and constructing an
ascending major scale. You should at this point, however, construct descending major scales by
constructing a descending series of intervals. This process will increase your comfort constructing
descending intervals.
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Example 2.3. Construction of Descending Major Scales.

Before going on to the next section, you should practice constructing ascending major scales in

both the treble and bass clefs beginning on any given pitch.

Task 3: Constructing Major Scales Given Any Scale Degree

To construct a major scale given a scale degree other than the tonic pitch, you also need

to remember the sequence of intervals in a major scale. However you have committed to memory

the sequence of whole tone and diatonic semitones in a complete major scale, you must know that

pattern so well that you can begin at any point in the sequence and proceed in either an ascending

or descending direction from any given starting point. For this task it may be easiest to that a

major scale contains whole tones between all adjacent scale degrees except for the pairs of ^3/^4

and ^7/^8, where there are diatonic semitones.

Examples 2.4 and 2.5 contain two sample problems (with solutions) of constructing

major scales given a scale degree other than the tonic. Because each problem includes two steps,
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the two problems have been separated into separate examples. In problem #1 (Example 2.4), the

task is to construct a major scale (here in the treble clef) given the fourth scale degree of B. To

accomplish this task, you must construct the correct sequence of intervals above and below the

given pitch. The first step given in this example (Step A) consists of constructing the descending

intervals from the given pitch to the tonic—a diatonic semitone below B, then a whole tone below

Aƒ, and finally a whole tone below Gƒ. The second step given in this example (Step B) consists of

constructing the ascending intervals from the given pitch to the tonic—a whole tone above B,

then a whole tone above Cƒ, then a whole tone above Dƒ, and finally a diatonic semitone above Eƒ.

(If your final pitch in Step B is not an octave above your final pitch in Step A, an error has been

made.) Steps A and B can be completed in any order.

Example 2.4. Construction of a Major Scale Given a Starting Pitch Other Than the Tonic—
Problem #1.

In problem #2 (Example 2.5), the task is to construct a major scale (here in the bass clef)

given the sixth scale degree of C. To accomplish this task, you must construct the correct

sequence of intervals above and below the given pitch. The first step given in this example (Step

A) consists of constructing the ascending intervals from the given pitch to the tonic—a whole
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tone above C and a diatonic semitone above D. The second step given in this example (Step B)

consists of constructing the descending intervals from the given pitch to the tonic—a whole tone

below C, then a whole tone below Bß, then a diatonic semitone below Aß, then a whole tone below

G, and finally a whole tone below F. (If your final pitch in Step B is not an octave below your

final pitch in Step A, an error has been made.) Steps A and B can be completed in any order.

Notice that steps A and B in this example have been reversed from steps A and B in the previous

example.

Example 2.4. Construction of a Major Scale Given a Starting Pitch Other Than the Tonic—
Problem #1.

Constructing only ascending intervals or constructing only descending intervals can

complete the task of constructing major scale given scale degrees other than the tonic. For

example, if in the solution of Problem #1 (see Example 2.4), one could complete Step A

(constructing the descending intervals from the given pitch to the tonic), then simply write the

tonic pitch (Fƒ) an octave higher and continue to construct descending intervals until arriving at

the given pitch. One would have then constructed the complete Fƒ major scale by constructing

only descending intervals. In the solution of Problem #2 (see Example 2.5), one could complete

Step A (constructing the ascending intervals from the given pitch to the tonic), then simply write
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the tonic pitch (Bß) an octave lower and continue to construct ascending intervals until arriving at

the given pitch. One would have then constructed the complete Bß major scale by constructing

only ascending intervals. Before going on to the next section, you should practice constructing

major scales in both the treble and bass clefs beginning on any scale degree and using any of the

methods described above.

Task 4: Identifying the Tonic of Any Given Major Scale

To identify the tonic of a given major scale, you must identify the sequence of intervals

and locate the series of intervals that defines the tonic—a diatonic semitone below and two whole

tones (not three!) above. As in the previous three tasks, this one depends on your committing to

memory the sequence of whole tone and diatonic semitones in a complete major scale. This task

is easiest to complete when a scale is written beginning on the tonic pitch and ending on the tonic

pitch an octave higher. Many times, however, scale may not begin and end with the tonic pitch,

and you should still be able to identify the tonic. Example 2.6 contains an ascending major scale,

but this scale does not begin on the tonic. In order to identify the tonic of this major scale, we

need to consider the sequence of whole tones and diatonic semitones.

Example 2.6. Ascending Major Scale Beginning on a Pitch Other Than the Tonic

As a first step in determining the tonic of the scale in Example 2.6, you should identify

each adjacent ascending interval. The interval between D and E is a whole tone; the distance

between E and Fƒ is a whole tone; the interval between Fƒ and Gƒ is a whole tone; the interval

between Gƒ and A is a diatonic semitone; the interval between A and B is a whole tone; the

interval between B and Cƒ is a whole tone; and the interval between Cƒ and D is a diatonic semi.

The ascending interval series is WT WT WT dst WT WT dst. Only the pitches preceded by a

diatonic semitone—A and D—could be the tonic. Of those two pitches, only the one followed by
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two whole tones (and not three) is capable of serving as a tonic pitch. The tonic of the scale

given in Example 2.6, therefore, must be A. If we reorder the pitches of Example 2.6 so that they

begin and end on A, the sequence of whole tones and diatonic semitones becomes that of a major

scale. See Example 2.7.

Example 2.7. Pitches of Example 2.6 Reordered to Begin on A.

Example 2.6 contains a descending major scale, but this scale does not begin on the tonic.

In order to identify the tonic of this major scale, we need to consider the sequence of whole tones

and diatonic semitones in a manner similar to the procedure we followed for Example 2.6.

Example 2.8. Descending Major Scale Beginning on a Pitch Other Than the Tonic

As a first step in determining the tonic of the scale in Example 2.8, you should identify

each adjacent descending interval. The interval between A and G is a whole tone; the distance

between G and F is a whole tone; the interval between F and Eß is a whole tone; the interval

between Eß and D is a diatonic semitone; the interval between D and C is a whole tone; the

interval between C and Bß is a whole tone; and the interval between Bß and A is a diatonic semi.

The descending interval series is WT WT WT dst WT WT dst. Only the pitches followed by

a descending diatonic semitone—Eß and Bß—could be the tonic. Of those two pitches, only the

one preceded by two whole tones (and not three) is capable of serving as a tonic pitch. The tonic

of the scale given in Example 2.8, therefore, must be Bß. If we reorder the pitches of Example 2.8

so that they begin and end on Bß, the descending sequence of whole tones and diatonic semitones

becomes that of a major scale. See Example 2.9.


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Example 2.9. Pitches of Example 2.8 Reordered to Begin on Bß.

Before going on to the next section, you should practice identifying ascending and descending

major scales in both the treble and bass clefs beginning on any scale degree.

Task 5: Identifying the Major Scales That Would Contain Any Given Series of Pitches

The final task that that we will master in this section is the identification of major scales

that would contain a given series of pitches. The number of scales that would contain a series of

pitches is dependent upon the number of pitches in the series and the sequence of intervals

contained in the stepwise statement of that series. The steps for completing this particular task

age given below:

1. If the series of pitches does not appear in an ascending stepwise (scalar) format,
place the pitches in such a format.

2. Determine the intervals between adjacent members of the stepwise form of the
series.

3. Determine if the interval sequence matches one or more segments of the interval
sequence that is contained in a major scale.

4. Determine the scale degrees involved in the segment or segments.

5. From one of those scale degrees, determine the tonic(s) of the scale(s) (using task
4 above).

Example 2.10 contains a problem and the use of the five steps given above to solve the

problem. The problem consists of determining if the series of pitches D—B—E—Cƒ are

contained in any major scales, and, if so, which ones. As a first step, the pitches should be placed

in an ascending stepwise format, so that they appear as a scale segment. In Example 2.10, the

pitches have been rearranged into the order B—Cƒ—D—E. The second step involves

determining the intervals between the adjacent, stepwise series of pitches. The four pitches

produce the interval sequence WT—dst—WT. A diatonic semitone preceded and followed by
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whole tones occur two different places in a major scale—as scale degrees ^6 ^7 ^8 ^2 and as scale

degrees ^2 ^3 ^4 ^5. We could determine the previous scale degree relationships because we know

that diatonic semitones occur between the scale degree pairs ^3/^4 and ^7/^8. In step 4a of Example

2.10, we know that the tonic is D because ^8 and ^1 are the same pitch class. Because we know that

B is ^2 of the major scale containing this particular series of pitches, we need to find the pitch that

lies a whole tone below B in order to determine the tonic of that scale. (See step 5 below.) The

solution steps illustrated in Example 2.10 show how to determine that the pitch series B—Cƒ—

D—E is contained in both the D and A major scales.

Example 2.10. Steps for Identifying the Major Scales That Contain a Given Series of
Pitches—Problem #1.

Example 2.11 contains a second problem and the use of the five steps given above to

solve the problem. The problem consists of determining if the series of pitches C—Bß—D are
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contained in any major scales, and, if so, which ones. As a first step, the pitches should be placed

in an ascending stepwise format, so that they appear as a scale segment. In Example 2.11, the

pitches have been rearranged into the order Bß—C—D. The second step involves determining the

intervals between the adjacent, stepwise series of pitches. The three pitches produce the interval

sequence WT—WT. Since there are no diatonic semitones, we must determine where in a major

scale there are two consecutive whole tones. Two consecutive whole tones occur in three

different places in a major scale—as scale degrees ^1 ^2 ^3, as scale degrees ^4 ^5 ^6, and as scale

degrees ^5 ^6 ^7. In step 4a of Example 2.11, we know that the tonic is Bß because ^1 begins the

pattern. Because we know that D is ^6 of the major scale containing this particular series of

pitches, we need to find the pitch that lies a whole tone above D (=E) and a diatonic semitone

above that in order to determine that F tonic of that scale. (See step 5a below.) Because we know

that D is ^7 of the major scale containing this particular series of pitches, we need to find the pitch

that lies a diatonic semitone above that in order to determine that Eß tonic of that scale. (See step

5b below.) In the previous example, we knew that the first note of the series was ^2 of some major

scale, so we constructed a whole tone below that note to determine the tonic. In Example 2.11 we

knew that the last note of the series could be either ^6 or ^7 of a major scale. In these cases

constructing intervals up to the tonic (^8) involved constructing fewer intervals that constructing

the scale down to the tonic (to ^1 from either ^4 or ^5). One could, of course, complete the scale

from the lowest note of the series down to the tonic or the highest note of the series up to the

tonic. The solution steps illustrated in Example 2.11 show how to determine that the pitch series

Bß—C—D is contained in the Bß, Eß and F major scales.


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Example 2.11. Steps for Identifying the Major Scales That Contain a Given Series of
Pitches—Problem #2.

Before going on to the next section, you should practice identifying ascending and descending

major scales excerpts in both the treble and bass clefs.


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Major Key Signatures

There are certain aspects of music that we must know so well that the recognition and use

of them seems “automatic.” If we are not color blind, we do not have to think hard about

recognizing a particular color. When we see a stop sign, the recognition of its red color is nearly

instantaneous. When we read a text, most of the words that we read are based on an immediate

recognition. You probably did not have to stop and think very hard about any of the words in the

previous sentence. Your recognition of each word, how it sounded, and what it meant, was

immediate. Key signatures are among the musical elements that should be nearly that automatic;

the recognition and construction of key signatures should require as little effort as identifying the

color of the stop sign at the corner.

Example 2.12 illustrates all the major key signatures used in the music we will be

studying.21 Upon seeing a piece of music with two flats in the keys signature, at this point in time

your immediate reaction should be “B-flat Major.” In order to determine the key of that

composition, we would have to examine elements other than the key signature—melody and/or

harmony. It may be that the key of a piece of music containing two flats is not B-flat major, but

G minor. It might be that the composition is a Baroque piece in c minor.22 It might also be that

the composition is modal rather than tonal—D Phrygian or F Mixolydian, among others.23 In

other words, our initial reaction of “B-flat major” might be incorrect, but it should be the “starting

point” from which our study of the musical elements begins. If the recognition and construction

of the major key signatures contained in Example 2.12 are not “automatic” for you, you should

study and practice them until they are. All of these key signatures should be committed to

memory so that you can quickly and accurately recognize them and write them.

21
In Unit 4 we will address the issue of minor key signatures.
22
Until the time of Bach, minor key signatures with flats were often notated with one flat less than we
notate them today. Thus, the key of C minor would be notated with two flats instead of three. The flat for
the sixth scale degree is the one omitted.
23
If the concepts of minor keys and the names of the church modes (such as Phrygian and Mixolydian) are
foreign to you, there is no need for concern. All of these concepts will be treated in later units after we
master major key signatures.
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Example 2.12. Major Key Signatures.

A close examination of the keys signatures will show that regardless of the number of

sharps or flats in a key signature, the ordering of the sharps and flats remains constant. You

should commit to memory the order of the sharps (F—C—G—D—A—E—B) and the order of

the flats (B—E—A—D—G—C—F). If a key signature has three sharps (the key of A major),

the three sharps will occur in the order F—C—G. If a key signature has five flats (the key of Dß

major), the five flats will occur in the order B—E—A—D—G. Not only is the ordering of sharps

and flats maintained, but the sharps and flats are consistently placed on the same lines or spaces

of the staff. Notice that the first sharp (Fƒ) is always placed on the top line of the treble clef,

never on the bottom space. Notice that the second flat (Eß) is always placed on the top space of

the treble clef, never on the bottom line. If you are concerned about committing the ordering of

both sharp and flat key signatures, notice that the order of the flats is the exact opposite of the

order of the sharps. An easy way to remember the order of flats is that the first four flats spell the

word bead (B—E—A—D) followed by the three letters G—C—F. The sharps simply reverse

this pattern—F—C—G, followed by the word bead in reverse—D—A—E—B. You should

practice writing the seven sharps and seven flats in both the treble and bass clefs imitating the

placement shown in Example 2.12 until you feel comfortable doing so. Every musician should be
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able to identify and write all major key signatures. You should practice the tasks described below

until you can complete them quickly and accurately.

Task 1: Recognizing Major Key Signatures

As stated above, all major key signatures should be committed to memory so that you can

recognize them automatically. Until the time when this recognition is immediate, you may need a

method for determining the tonic pitch of a major key signature. The following discussion

provides such a method, but it requires from the beginning the memorization of two key

signatures—those of C major and F major. If there are no sharps or flats in a key signature, it is

the major key signature of C. If there is a single flat (Bß) in the key signature, it is the major key

signature of F. (One might remember that the word flat begins with the letter F, and if the key

signature has only one flat it is the key of F major.) Once these two key signatures are

memorized, use the methods described below for determining major key signatures.

For all key signatures composed of sharps, the last sharp in the key signature is always

the leading tone of the major scale. Since we know that the leading tone is a diatonic semitone

below the upper tonic of a major scale, going up a diatonic semitone from the last sharp in a

major key signature tells us the tonic. If a key signature has only one sharp (Fƒ), the last (and

only) sharp is Fƒ. A diatonic semitone above Fƒ is G; a key signature with one sharp is the key

signature of G major. If a key signature has four sharps (F—C—G—D), the last sharp is Dƒ. A

diatonic semitone above Dƒ is E; a key signature with four sharps is the key signature of E major.

If a key signature has six sharps (F—C—G—D—A—E), the last sharp is Eƒ. A diatonic

semitone above Eƒ is Fƒ; a key signature with four sharps is the key signature of Fƒ major. Test

this method with the other key signatures composed of sharps in Example 2.12.

For all key signatures composed of flats, the last flat in the key signature is always the

fourth scale degree. Rather than constructing a major scale down to the tonic from this last flat

(perhaps a rather time-consuming activity), one could simply go the flat immediately preceding
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the last flat. This penultimate flat is the tonic of the major scale. If a key signature has two flats

(B—E), going from the last flat (Eß) to the penultimate flat Bß provides the tonic of the major key.

A key signature with two flats is the key signature of Bß major. If a key signature has four flats

(B—E—A—D), going from the last flat (Dß) to the penultimate flat Aß provides the tonic of the

major key. A key signature with four flats is the key signature of Aß major. If a key signature has

six flats (B—E—A—D—G—C), going from the last flat (Cß) to the penultimate flat Gß provides

the tonic of the major key. A key signature with six flats is the key signature of Gß major. Test

this method with the other key signatures composed of flats in Example 2.12.

As you practice identifying major key signatures, you will undoubtedly discover your

own “short cuts.” For example, if there are no sharps or flats the key is C major. If there are all

sharps or all flats, the key signature is Cƒ major (seven sharps) or Cß major (seven flats). One

might also find useful the fact that sharp and flat major key signatures involving the same letter

name (other than the ones mentioned in the previous sentence) have the sharps and flats in their

key signatures add up to seven. For example, the key signature of E major has four sharps and

the key signature of Eß major has three flats (for a total of seven sharps and flats in the “E keys”).

Likewise, the key signature of B major has five sharps and the key signature of Bß major has two

flats (for a total of seven sharps and flats in the “B keys”). Try to determine other relationships

that might help you commit the major key signatures to memory.

Task 2: Constructing Major Key Signatures

In addition to recognizing all major key signatures, it is also important to be able to write

all major key signatures. Reversing the methods described above should enable you to quickly

construct any major key signature. The first task, however, is to know whether you are

constructing a key signature with sharps or a key signature with flats. The two key signatures that

were memorized in the previous task must also be mentioned here. One must know that the key

of C major contains no sharps or flats and that the key of F major contains a single flat (Bß).
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Other than those two keys, if the name of the key has the word “flat” in it, it involves a key

signature with flats. If the name of the key does not have the word flat in it (and has either only a

letter name or a letter name with the word sharp), it involves a key signature with sharps.

In order to construct a major key signature for a “sharp key,” first determine the leading

tone (^7) by finding the pitch a diatonic semitone below the tonic. Write sharps in the following

order—Fƒ, Cƒ, Gƒ, Dƒ, Aƒ, Eƒ, Bƒ—until you have written the leading tone of the key. If requested

to write the key signature of A major, one would determine the leading tone of that key by

finding the pitch a diatonic semitone below the tonic—Gƒ. One would then begin writing sharps

until in the order above until the leading tone is reached—Fƒ, Cƒ, and Gƒ. In order to construct a

major key signature for a “flat key,” first determine the tonic. Write flats in the following

order—Bß, Eß, Aß, Dß, Gß, Cß, Fß—until you have written the flat one beyond the tonic of the key.

If requested to write the key signature of Aß major, one would determine the tonic of that key—

Aß. One would then begin writing sharps until in the order above until one flat beyond the tonic

note—Bß, Eß, Aß, and Dß. For both “sharp keys” and “flat keys,” the sharps and flats should be

written on the same lines as spaces as illustrated in Example 2.12. You should practice writing

and identifying all major key signatures.


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Unit 3:
Intervals

In addition to major scales and key signatures, another important musical element that

should be nearly automatic for you involves the construction and recognition of intervals. We

have defined interval as the distance between two pitches. (See page 25.) In the previous two

units we have encountered four intervals—the octave,24 the diatonic semitone, the chromatic

semitone, and the whole tone. In this unit we expand that knowledge and learn how to identify

and construct all intervals.

Intervals can be either harmonic or melodic. Harmonic intervals are those created by

two pitches that sound at the same time. An E4 and G4 played together at the piano form a

harmonic interval. Melodic intervals are those created by two pitches that sound one after the

other (as in a melody). An E4 played before a G4 on the piano form a melodic interval. The

specific name of an interval is the same whether it is a harmonic interval or a melodic interval.

Example 3.1. Harmonic and Melodic Intervals. 

24
While we have referred to this interval simply as the octave, we have encountered only the perfect
octave—an octave in which the lower pitch and the upper pitch have exactly the same letter name. The
pitches C3 and C4 are a perfect octave apart, as are the pitches Cƒ3 and Cƒ4. The interval between C3 and Cƒ4,
however, is slightly larger (a chromatic semitone larger) than the perfect octave between C3 and C4. In this
unit it will be important for us to distinguish between perfect octaves and octaves that are smaller or larger
than perfect octaves.
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General Interval Names

We will now identify all intervals by two names—a general name and a specific name.

Our first concern will be the general name—an ordinal number (with two exceptions) found by

counting the lines and spaces, inclusively, between two pitches. We will use the ordinal numbers

second (2nd), third (3rd), fourth (4th), fifth (5th), sixth (6th), seventh (7th), ninth (9th), tenth (10th), etc.

Notice that two ordinal numbers have been omitted from the preceding list—first and eighth. In

their place, we will use the terms prime25 (1me) and octave (8ve).

Example 3.2 illustrates the general names of intervals formed with the pitch G in the

treble clef (G4) from a prime (1me) through an eleventh (11th). If one counts the lines and spaces

between G4 and G4, the total is only a single line—the second line of the treble clef. The general

name of the first interval is a prime (1me). If one counts the lines and spaces between G4 and A4,

the total is two—the second line and the second space of the treble clef. The general name of the

second interval is a second (2nd). If one counts the lines and spaces between G4 and B4, the total

is three—the second line, the second space, and the third line of the treble clef. The general name

of the third interval is a third (3rd). If one counts the lines and spaces between G4 and C5, the total

is four—the second line, the second space, the third line, and the third space of the treble clef.

The general name of the fourth interval is a fourth (4th). Notice that in counting the lines and

spaces that the count is inclusive, but no line or space is counted more than once. We begin

counting the line or space on which the first note appears, we count the lines and spaces in

between the notes, and we count the line or space on which the second note appears, unless the

second note appears on the same line or space as the first note.

25
Some use the term unison rather than prime. We will reserve the term unison for two pitches that are
exact in every respect. The term prime will be used for two pitches of the same letter name and in the same
octave. The pitches F4 and F4 form one type of prime (a perfect prime), while the pitches F4 and Fƒ4 form a
different type of prime (an augmented prime). Only the first interval, however, will be referred to here as a
unison.
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Example 3.2. General Interval Names for Pitches above G4. 

One could also think about determining general interval name by counting the letters,

inclusively, representing the distance between the two pitches. The distance between G4 and F5 in

Example 3.2 could be determined by counting the letter names between the two pitches—G, A,

B, C, D, E, F—beginning with the letter name of the first pitch and including the letter name of

the second pitch. There are seven letters, including the beginning pitch G4 and the ending pitch

F5, so the interval is a seventh (7th). The distance between G4 and B5 in Example 3.2 could be

determined by counting the letter names between the two pitches—G, A, B, C, D, E, F, G, A, B.

There are ten letters, including the beginning pitch G4 and the ending pitch B5, so the interval is a

tenth (10th).

Chromatic alterations of pitches do not affect general interval names. The general name

of the interval between G4 and A4 is always a second (2nd), regardless of any chromatic

alterations of those pitches. While they are different types of seconds, the intervals between G4

and A4, G4 and Aß4, and Gƒ4 and A4 are all seconds, as shown in Example 3.3. We know that the

sounds and the specific intervals illustrated in Example 3.3 differ from one another. The first

interval in Example 3.3 is a whole tone and the next two intervals in that example are diatonic

semitones. For the present we will concern ourselves with only the general interval names. Any

version of G4 and any version of A4 will have the general interval name of a second.

Example 3.3. Different Types of Seconds Involving G4 and A4.


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You should be able to identify the general interval name between any two pitches, and

you should practice this skill until you can do it quickly and accurately. Any adjacent pitches—

notated on a line and space (or a space and a line)—will always be identified as seconds. Any

pitches on adjacent lines or adjacent spaces will always be identified as thirds. Fourths and sixths

will always involve a line and a space (or a space and a line), while fifths and sevenths will

always involve both pitches on lines (or both pitches on spaces). Observations such as these may

help you to quickly identify the general names of intervals. Use the intervals in Example 3.3 to

practice the skill of quickly identifying general names of intervals. At this time you should not be

concerned with how accidentals affect the interval names. After you have identified the general

names of the intervals in Example 3.4, turn the page and check your answers in the footnote.

Example 3.4. Practice Intervals in Treble and Bass Clefs.

All of the intervals in Example 3.4 are simple intervals. Simple intervals are intervals

within the span of an octave; all intervals that are an octave or smaller are simple intervals.

Compound intervals are intervals that are larger than an octave;26 all intervals that are a ninth or

larger are compound intervals. You should be able to quickly and accurately identify the general

names for all intervals, whether simple or compound.

26
While the definition given above is the most common definition of compound intervals, some authors
describe the octave as a compound interval. For example, Stephan Kostka and Dorothy Payne provide the
following description: “Intervals smaller than an 8ve are called simple intervals, while the larger intervals
(including the 8ve) are called compound intervals.” See Stephan Kostka and Dorothy Payne, Tonal
Harmony, 3rd ed.(New York: McGraw-Hill, Inc., 1995), p. 20.
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The general names for the intervals of Example 3.4 can be found in the footnote below.27

You should check your answers. If there were any incorrectly identified general interval names,

review the procedures described in the text preceding Example 3.4. Make sure that you can

quickly and accurately identify the general names for the interval in the example.

Compound intervals can be determined by the same method as simple intervals—by

counting the distance between two pitches in terms of the lines and spaces or number of letter

names that separate them. Since the distances are larger (all compound intervals will be a ninth

or larger), you might find this method too time-consuming. A faster method of calculating

compound intervals might be to “reduce” the interval to a simple interval (by lowering the upper

note one or more octaves or by raising the lower note one or more octaves), determining the

simple interval, and then “adding back” the octave (or octaves) taken away in the first step. In

Example 3.5, one could determine the compound interval between E4 and C6 in several ways.

One could count the lines and spaces or letter names between them (E, F, G, A, B, C, D, E, F, G,

A, B, C) and determine that the interval is a thirteenth (13th). It might be faster, however, to

lower the upper note an octave (to C5) or raise the lower note an octave (to E5)—see both versions

of step a in the example—and quickly determine that either E3 to C5 or E5 to C6 is the interval of a

sixth—see both versions of step b in the example. One could then “add back” the octave taken

away—see both versions of step c in the example. Adding an octave to a sixth transforms it into

a thirteenth.

27
The general names for the intervals in Example 3.4:
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Example 3.5. Determining the General Interval Name of Compound Intervals.

One might initially think that adding an octave to a simple interval would be the same as

adding eight. One must think of adding an octave to a simple interval as increasing the number of

the simple interval by seven. Using the previous pitches as an example, one would determine the

size of the interval from E3 to C5 as a sixth by counting the six letter names between them—E, F,

G, A, B, C. Likewise, one would determine the intervals from C5 to C6 as an octave by counting

the eight letter names between them—C, D, E, F, G, A, B, C. Notice that in determining these

two intervals that the pitch C5 has been counted twice—once in the count from E3 to C5 and a

second time in the count from C5 to C6. To avoid “double counting” this pitch in the addition of

the C5 to C6 octave to the E3 to C5 sixth, one should add seven (representing the addition of an

octave) to the six (representing the sixth) to arrive at the compound interval of the thirteenth.

Table 3.1 illustrates the relationship of simple intervals to their equivalent compound intervals at

the octave and the double octave. The third column is added mainly for illustrative purposes;

most of the compound intervals that we will be concerned with are found in the second column.28

Use the intervals in Example 3.6 to practice the skill of quickly identifying general names of

compound intervals. Turn the page and check your answers in the footnote.

Example 3.6. Practice Compound Intervals in Treble and Bass Clefs.

28
Notice that the first column has omitted the interval of a prime. Adding an octave to a prime changes it
into an octave, which is categorized here as a simple interval. It is this particular property that may cause
some writers to call the octave a compound interval—the octave has the same relationship to the prime that
the ninth has to the second.
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Simple Intervals Compound Intervals Compound Intervals


(adding 1 octave) (adding 2 octaves)
nd th
2 9 16th
rd th
3 10 17th
th th
4 11 18th
5th 12th 19th
th th
6 13 20th
th th
7 14 21st
8ve 15th 22nd
Table 3.1. Relationship Between Simple and Compound Intervals

The general names for the intervals of Example 3.6 can be found in the footnote below.29

You should check your answers. If there were any incorrectly identified general interval names,

review the procedures described in the text preceding Example 3.6. Make sure that you can

quickly and accurately identify the general names for the interval in the example.

Specific Interval Names

In all intervals, the general names that we discussed above (prime, second, third, fourth,

fifth, sixth, seventh, octave, ninth, tenth, etc.) are preceded by specific names that identify the

exact relationship between the two pitches. There are seven specific interval names that we will

use in connection with the general interval names: perfect (P), major (M), minor (m),

augmented (A), diminished (d), doubly augmented (dA), and doubly diminished (dd). Not all

of the specific interval names are applied to all of the general interval names. The specific name

perfect can be applied only to the simple intervals unisons, fourths, fifths, octaves, and the

compound versions of these intervals. (One can view the eleventh as a “compound version” of

29
The general names for the intervals in Example 3.6:
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the fourth because the eleventh is a fourth plus an octave. One can view the twelfth as a

“compound version” of the fifth because the twelfth is a fifth plus an octave. The fifteenth is a

“double octave.” See Table 3.1.) The specific names major and minor can be applied only to

seconds, thirds, sixths, sevenths, and compound versions of these intervals (such as the ninth,

tenth, thirteenth, and fourteenth). The other specific names (augmented, diminished, doubly

augmented, and doubly diminished) can be applied to all intervals.

As with the major scales in the previous unit, there are several methods of thinking about

intervals and calculating their size. One could think about interval size in terms of semitone

distance between the two pitches. Table 3.2 lists the semitone distances for all simple intervals

from zero through twelve semitones.30 All tonal intervals with different names, but the same

number of semitones, are enharmonic. When using this method for calculating interval size,

however, one must keep in mind the general interval name. For example, both a diminished fifth

(d5) and an augmented fourth (A4) contain six semitones between the two pitches forming these

intervals. From C to Gß would constitute a diminished fifth, while C to Fƒ would constitute an

augmented fourth. The reason for this distinction is that any form of C to any form of G must be

some type of fifth because there are five note names contained between C and G, counting

inclusively (C-D-E-F-G). Also, any form of C to any form of F must be some type of fourth

because there are four note names contained between C and F, counting inclusively (C-D-E-F).

Since the pitches Gß and Fƒ are enharmonic, the distance in semitones from C to either one of

them would be the same—six semitones. (One can calculate the number of semitones by

counting them on the piano keyboard—C to Cƒ (or Dß), Cƒ to D, D to Dƒ (or Eß), Dƒ to E, E to F,

and F to Fƒ (or Gß)).


30
This table omits any “simple intervals” greater than a perfect octave. For example, both an augmented
octave and a doubly augmented seventh would contain thirteen semitones. Similarly, a doubly augmented
octave would contain fourteen semitones. Since all of these intervals are enharmonic with more common
compound intervals (namely, the minor ninth and the major ninth), they have been omitted from Table 3.2.
Since no intervals can be smaller than 0 semitones, the chart does not contain diminished or doubly
diminished primes and doubly diminished seconds. These omitted intervals would constitute augmented or
doubly augmented primes and doubly diminished seconds that are descending rather than ascending.
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Tonal Intervals Number of Semitones


me nd
P1 , d2 0 semitones
m2nd, dd3rd, A1me 1 semitone
nd rd me
M2 , d3 , dA1 2 semitones
rd th nd
m3 , dd4 , A2 , 3 semitones
M3rd, d4 th, dA2nd, 4 semitones
th rd
P4, dd5 , A3 , 5 semitones
th rd
A4, d5, dd6 ,dA3 , 6 semitones
P5, d6th, dA4th 7 semitones
M6th, A5th, dd7th, 8 semitones
M6th, d7th, dA5th, 9 semitones
th th ve
M7 , A6 , dd8 , 10 semitones
th ve th
M7 , d8 , dA6 , 11 semitones
P8ve, A7th, 12 semitones
Table 3.2. Semitone Size of Tonal Intervals 

Because the music that we will be studying contains these intervals in a tonal context, it

might be easier to think about intervals in a tonal context rather than counting semitone distances.

Example 3.7 illustrates that all diatonic intervals formed between the tonic and a major scale

degree above it are either major or perfect. All diatonic intervals formed between the tonic and a

major scale degree below it are either minor or perfect. An “automatic” knowledge of key

signatures and major scales can enable one to quickly recognize or construct major, minor, or

perfect intervals. For example, if one had to identify the seventh from D up to C, one might

quickly realize that the Fƒ and Cƒ in the key of D major would mean that the seventh from D up to

Cƒ is a major seventh. One would immediately know that the seventh from D up to C½ is not a

major seventh. Similarly, one might also realize that the key signature of C major has no sharps

or flats, so the lower D would be in the scale of C major. The seventh from the tonic (C) to a

major scale degree below it (D) must be a minor seventh.


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Example 3.7. Intervals Formed between the Tonic and Scale Degrees Above and Below It—D
Major. 

Given the information in the previous example combined with your knowledge of major

scales and key signatures, you should be able to easily construct major and perfect intervals above

any given pitch or minor and perfect intervals below any given pitch. The ability to construct

intervals in that manner combined with the relationships illustrated in Table 3.2 should make it

possible for you to construct any interval. As an initial step, however, we will concentrate on

constructing and identifying intervals in which one of the pitches (either the upper or the lower

one) can be thought of as a tonic. After mastering that skill, we will begin constructing and

identifying all intervals.


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Task 1: Constructing Intervals Major & Perfect Intervals Above a Given Pitch

As Example 3.7 illustrates, all intervals created between a tonic and a major scale degree

above it are either major or perfect. Given that information, if we want to construct a major or

perfect interval above a given pitch, we simply have to make sure that the upper pitch is a scale

degree in the major scale of the given (lower) pitch. If asked to construct a major third (M3)

above Eß, one would simply determine the third scale degree of an Eß major scale. A third above

E (any form of E) is the pitch G. In an Eß major scale, the third scale degree is G½; the interval

from Eß to G is a major third. One could have reached this conclusion by either constructing an

Eß major scale to the third scale degree (two consecutive whole tones—Eß, F, G) or by thinking of

the key signature of Eß major (three flats—Bß, Eß, and Aß). Either thought process would have

resulted in our correctly identifying G as a major third above Eß. If asked to construct a perfect

fifth (P5) above Fƒ, one would simply determine the fifth scale degree of an Fƒ major scale. A

fifth above F (any form of F) is the pitch C. In an Fƒ major scale, the fifth scale degree is Cƒ; the

interval from Fƒ to Cƒ is a perfect fifth. One could have reached this conclusion by either

constructing an Fƒ major scale to the fifth scale degree (two consecutive whole tones following by

a diatonic semitone and another whole tone—Fƒ, Gƒ, Aƒ, B, Cƒ) or by thinking of the key signature

of Fƒ major (six sharps— Fƒ, Cƒ, Gƒ, Dƒ, Aƒ, and Eƒ). Either thought process would have resulted

in our correctly identifying Cƒ as a perfect fifth above Fƒ. (See Example 3.8.)

Example 3.8. Constructing Major and Perfect Intervals Above Given Pitches.
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The preceding methods will allow us to construct major and perfect intervals above

pitches that typically serve as tonics of major keys, but for pitches that are not typical major key

tonics we must adapt the procedure. For example, another problem might consist of constructing

the interval a perfect fourth above Aƒ. If we try to recall the key signature of Aƒ major, we will

discover that that key signature was not one studied. We could, however, construct the first four

pitches of the “theoretical” Aƒ major scale using the interval pattern of two whole tones followed

by a diatonic semitone—Aƒ, Bƒ, C©, Dƒ. One might also use the more familiar key signature of A

major by temporarily ignoring the sharp after the A and constructing a perfect fourth above A.

Since the key of A major has only three sharps—Fƒ, Cƒ, and Gƒ, we know that a perfect fourth

above A is the pitch D. A very important concept in tonal music is if both pitches in an interval

are altered in the same manner, the interval remains the same. If the interval A to D is a

perfect fourth and we raise both pitches by a chromatic semitone, the interval Aƒ to Dƒ is also a

perfect fourth.

Use the interval-constructing problems in Example 3.9 to practice the skill of quickly

constructing major and perfect intervals above the given pitches. Turn the page and check your

answers in the footnote.

Example 3.9. Practice Constructing Simple Major and Perfect Intervals Above Given Pitches.
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The correct solutions for the interval-constructing problems given in Example 3.9 can be

found in the footnote below.31 You should check your answers. If there were any incorrectly

constructed intervals, review the procedures described in the text preceding Example 3.9. Make

sure that you can quickly and accurately construct major and perfect intervals above a given

pitch.

In the preceding example, all of the intervals to be constructed were simple intervals.

You should also feel comfortable extending this task to compound intervals. The first step in

such a problem should be to “reduce” the compound interval to a simple one. In that way, asking

someone to construct a perfect eleventh above Dß4 becomes the same as asking someone to

construct a perfect fourth above Dß4. To complete the latter task, either one would construct the

first four notes of the Dß major scale (two whole tones followed by a diatonic semitone—Dß, Eß,

F, Gß) or think of the key signature of Dß major (five flats—Bß, Eß, Aß, Dß, Gß); in either case one

should determine that a perfect fourth above Dß4 is Gß4. A perfect eleventh above Dß4 is,

therefore, the Gß an octave higher, or Gß5. Use the interval-constructing problems in Example

3.10 to practice the skill of quickly constructing compound major and perfect intervals above the

given pitches. Turn the page and check your answers in the footnote.

Example 3.10. Practice Constructing Compound Major and Perfect Intervals Above Given
Pitches.

31
Solutions for the interval-construction problems in Example 3.9:
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The correct solutions for the interval-constructing problems given in Example 3.10 can

be found in the footnote below.32 You should check your answers. If there were any incorrectly

constructed intervals, review the procedures described in the text preceding Example 3.10. Make

sure that you can quickly and accurately construct major and perfect intervals (both simple and

compound) above a given pitch.

All of the preceding discussion has been concerned with accurately constructing major

and perfect intervals above given pitches. You should also be able to identify if an interval is

major or perfect. If the upper pitch of an interval is contained in the major scale of the lower

pitch, then the interval is major or perfect. If the upper pitch is not contained in the major scale of

the lower note, then the interval is not major or perfect. In the near future we will be concerned

with identifying the quality of the interval if it is not perfect or major, but for the present you need

only identify whether or not the interval is major or perfect and the general interval name.

Given the intervals in Example 3.11, determine the general interval name and whether or

not the interval is major or perfect.33 Try to make your determinations before reading the

explanation following Example 3.11.

Example 3.11. Identifying Whether or Not Given Intervals are Major or Perfect.

Interval a in the preceding example is a sixth; if the pitch B is contained in the major scale of D

the interval is a major one. Since the key of D major has two sharps (Fƒ and Cƒ), the pitch B is

contained in the major scale of D. The interval from D4 to B4 is a major sixth. Interval b in the

32
Solutions for the interval-construction problems in Example 3.10:

33
You may want to look ahead and examine the relationships illustrated in Table 3.3 to see if you can
identify the quality of those intervals that are not major or perfect.
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preceding example is a seventh; if the pitch Gß is contained in the major scale of Aß the interval is

a major one. Since the key of Aß major has four flats (Bß, Eß, Aß, and Dß), the pitch Gß is not

contained in the major scale of Aß. The interval from Aß4 to Gß5 is not a major seventh. Interval c

in the preceding example is a fourth; if the pitch Cƒ is contained in the major scale of G the

interval is a perfect one. Since the key of G major has one sharp (Fƒ), the pitch Cƒ is not contained

in the major scale of G. The interval from G2 to Cƒ3 is not a perfect fourth. Interval d in the

preceding example is a fifth; if the pitch F is contained in the major scale of Bß the interval is a

perfect one. Since the key of Bß major has two flats (Bß and Eß), the pitch F is contained in the

major scale of Bß. The interval from Bß2 to F3 is a perfect seventh.34

Task #2: Constructing Minor & Perfect Intervals Below a Given Pitch

As Example 3.7 illustrates, all intervals created between a tonic and a major scale degree

below it are either minor or perfect. Given that information, if we want to construct a minor or

perfect interval below a given pitch, we simply have to make sure that the lower pitch is a scale

degree in the major scale of the given (upper) pitch. If asked to construct a minor sixth (m6)

below E, one would simply determine the third scale degree (a sixth below the tonic) of an E

major scale. A sixth below E (any form of E) is the pitch G. In an E major scale, the third scale

degree is Gƒ; the interval from E down to Gƒ is a minor sixth. One could have reached this

conclusion by either constructing an E major scale down (or up!) to the third scale degree (a

descending diatonic semitone, three consecutive whole tones, and another diatonic semitone—E,

Dƒ, Cƒ, B, A, Gƒ) or by thinking of the key signature of E major (four sharps—Fƒ, Cƒ, Gƒ, and Dƒ).

Either thought process would have resulted in our correctly identifying Gƒ as a minor sixth below

E. If asked to construct a perfect fourth (P4) below Aß, one would simply determine the fifth

34
Intervals b and c in Example 3.10 are not major or perfect intervals. Try to determine if they are larger or
smaller than major or perfect intervals.
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scale degree (a fourth below the tonic) of an Aß major scale. A fourth below A (any form of A) is

the pitch E. In an Aß major scale, the fifth scale degree is Eß; the interval from Aß down to Eß is a

perfect fourth. One could have reached this conclusion by either constructing an Aß major scale

down (or up!) to the fifth scale degree (a diatonic semitone followed by two consecutive whole

tones—Aß, G, F, Eß) or by thinking of the key signature of Aß major (four sharps—Bß, Eß, Aß, and

Dß). Either thought process would have resulted in our correctly identifying Eß as a perfect fourth

below Aß. (See Example 3.12.)

Example 3.12. Constructing Minor and Perfect Intervals Below Given Pitches.

The preceding methods will allow us to construct minor and perfect intervals below

pitches that typically serve as tonics of major keys, but for pitches that are not typical major key

tonics we must adapt the procedure. For example, another problem might consist of constructing

the interval a perfect fifth below Dƒ. If we try to recall the key signature of Dƒ major, we will

discover that that key signature was not one studied. We could, however, construct the first five

descending pitches of the “theoretical” Dƒ major scale using the interval pattern of a diatonic

semitone, followed by three whole tones—Dƒ, C©, Bƒ, Aƒ, Gƒ. One might also use the more

familiar key signature of D major by temporarily ignoring the sharp after the D and constructing a

perfect fifth below D. Since the key of D major has only two sharps—Fƒ and Cƒ, we know that a

perfect fifth below D is the pitch G. Remember the important concept we learned previously, if
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both pitches in an interval are altered in the same manner, the interval remains the same. If

the interval D down to G is a perfect fifth and we raise both pitches by a chromatic semitone, the

interval Dƒ down to Gƒ is also a perfect fifth.

Use the interval-constructing problems in Example 3.13 to practice the skill of quickly

constructing minor and perfect intervals below the given pitches. Turn the page and check your

answers in the footnote.

Example 3.13. Practice Constructing Simple Minor and Perfect Intervals Below Given
Pitches.

In the preceding example, all of the intervals to be constructed were simple intervals.

You should also feel comfortable extending this task to compound intervals. The first step in

such a problem should be to “reduce” the compound interval to a simple one, and follow the same

procedures described above. In that way, asking someone to construct a minor thirteenth below

E5 becomes the same as asking someone to construct a minor sixth below E4 (see problem #1 in

Example 3.12). The procedure that you would follow is the same, but a minor thirteenth below

E5 is Gƒ3. Use the interval-constructing problems in Example 3.14 to practice the skill of

extending the preceding concepts to compound intervals. Turn the page and check your answers

in the footnote.

Example 3.14. Practice Constructing Compound Minor and Perfect Intervals Below Given
Pitches.
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The correct solutions for the interval-constructing problems given in Example 3.13 can

be found in the footnote below.35 The correct solutions for the interval-constructing problems

given in Example 3.14 can be found in the second footnote below.36 You should check your

answers. If there were any incorrectly constructed intervals, review the procedures described in

the text preceding Examples 3.13 and 3.14. Make sure that you can quickly and accurately

construct minor and perfect intervals (both simple and compound) below a given pitch.

At this point you should be able to identify all major, minor, and perfect intervals. If two

pitches are exactly the same or the same an octave or more apart, the interval formed is either a

perfect prime or perfect octave (or perfect double octave). If the two pitches have the same letter

name but one of them has a different chromatic inflection, the interval formed is not perfect. If

two pitches are a fourth or fifth apart and one of the pitches occurs in the major scale of the other

pitch, the interval formed is a perfect fourth or a perfect fifth. (Actually, if the upper pitch is

contained in the major scale of the lower pitch, the lower pitch will also be contained in the major

scale of the upper pitch.) If neither of the two pitches is contained in the major scale of the other,

then the interval is not perfect. If two pitches are a second, third, sixth, or seventh apart and the

upper pitch is contained in the major scale of the lower pitch, the interval formed is either a major

second, a major third, a major sixth, or a major seventh. If two pitches are a second, third, sixth,

or seventh apart and the lower pitch is contained in the major scale of the upper pitch, the interval

formed is either a minor second, a minor third, a minor sixth, or a minor seventh. If neither of the

35
Solutions for the interval-construction problems in Example 3.13:

36
Solutions for the interval-construction problems in Example 3.14:
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two pitches is contained in the major scale of the other pitch, then the interval formed is neither

major nor minor.

Look over the four intervals found in Example 3.15 and attempt to determine if the

following intervals are major, minor, or perfect by applying the preceding observations. Try to

make your determinations before reading the explanation following Example 3.15.

Example 3.15. Identifying Major, Minor, and Perfect Intervals.

Interval a in the preceding example is a fifth; if the pitch Bß is contained in the major scale of Eß

the interval is a perfect one. Since the key of Eß major has three flats (Bß, Eß, and Aß), the pitch Bß

is contained in the major scale of Eß. The interval from Eß4 to Bß4 is a perfect fifth. (Notice also

that Eß is contained in the major scale of Bß, a key that has two flats—Bß and Eß.) Interval b in the

preceding example is a sixth; if the pitch F is contained in the major scale of A the interval is a

major one. Since the key of A major has three sharps (Fƒ, Cƒ, and Gƒ), the pitch F is not contained

in the major scale of A. The interval from A4 to F5 is not a major seventh. If the pitch A is

contained in the major scale of F, however, the interval is a minor one. Since the key of F major

has one flat (Bß), the pitch A is contained in the major scale of F. The interval from A4 to F5 is a

minor seventh. Interval c in the preceding example is a fourth; if the pitch Gƒ is contained in the

major scale of D the interval is a perfect one. Since the key of D major has two sharps (Fƒ and

Cƒ), the pitch Gƒ is not contained in the major scale of D. The interval from D3 to Gƒ3 is not a

perfect fourth. We also know that the key of G major has only one sharp (Fƒ); we know from this

fact that D3 to G3 must be a perfect fourth and that D3 to Gƒ3 is not a perfect fourth. Interval d in

the preceding example is a third; if the pitch F is contained in the major scale of Dß the interval is

a major one. Since the key of Dß major has five flats (Bß, Eß, Aß, Dß, and Gß), the pitch F is
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contained in the major scale of Dß. The interval from Dß3 to F3 is a major third. If we have

determined that interval d is a major third, we know that Dß cannot be in the major scale of F

because an interval cannot be both a major third and a minor third. The major key of F major has

a single flat (Bß), and that fact tells us that Dß is not in the major scale of F and confirms for us

that the interval of F down to Dß cannot be a minor third.

Use the interval-identification problems in Example 3.16 to practice the skill of quickly

identifying major, minor and perfect intervals. If the interval in the following example is not

major, minor, or perfect, for the present you do not worry about identifying its specific quality—

simply identify its general interval name and the fact that it is not major, minor, or perfect. (If

you encounter a seventh that is not major or minor, simply identify it as X7.) Turn the page and

check your answers in the footnote.

Example 3.16. Practice Identifying Major, Minor and Perfect Intervals.


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The correct solutions for the interval-identification problems given in Example 3.16 can

be found in the footnote below.37 You should check your answers. If there were any incorrectly

identified intervals, review the procedures described in the text preceding Examples 3.16. Make

sure that you can quickly and accurately identify all major, minor, and perfect intervals (both

simple and compound).

Task #3: Constructing All Intervals Above or Below Given Pitches

The following table illustrates how the specific interval names relate to one another. As

one moves from left to right, the intervals become larger by chromatic semitones; as one move

from right to left, the intervals become smaller by chromatic semitones. An augmented sixth

(A6) is one chromatic semitone larger than a major sixth (M6) and two chromatic semitones

larger than a minor sixth (m6). A diminished fifth (d5) is one chromatic semitone smaller than a

perfect fifth (P5) and two chromatic semitones smaller than an augmented fifth (A5). As we

work with identifying and constructing intervals using both general and specific interval names,

you will become more familiar with these relationships.

37
Solutions for the interval-identification problems in Example 3.16:
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larger by chromatic semitones
mes ths ths ves
1 ,4 ,5 ,&8
doubly diminished diminished perfect augmented doubly augmented

(dd) (d) (P) (A) (dA)

doubly diminished diminished minor major augmented doubly augmented

(dd) (d) (m) (M) (A) (dA)

2nds, 3rds, 6ths, & 7ths


smaller by chromatic semitones
                                  

Table 3.3. Relationships Among Specific Interval Names

In order to construct a minor intervals above a given pitch, a major interval below a given

pitch, or an interval quality other than major, minor, or perfect, we will begin the task by

constructing an interval that we have already mastered and then altering that interval so that we

can transform it into the desired interval. For example, suppose we needed to construct a minor

sixth above the pitch D. We would first determine that the note a sixth above D must be some

form of B. If we consider the key signature of D major—two sharps (Fƒ and Cƒ)—then we know

that the pitch B is a major sixth above D. Now we must consider the relationship of major

intervals to minor intervals. We know from Table 3.3 that a minor sixth is one chromatic

semitone smaller than a major sixth. An interval can be made smaller by lowering the upper

pitch or raising the lower pitch. Given the preceding principle, we know we can transform the

major sixth from D to B into a minor sixth by lowering the upper pitch (D to Bß) or raising the

lower pitch (Dƒ to B). Since we were asked to construct a minor sixth above D, the correct

solution is Bß. We could check our solution by confirming that the lower pitch (D) is in the major

scale of the upper pitch (Bß). Since the major key signature of Bß has two flats—Bß and Eß—the
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pitch D is in the major scale of Bß, and the interval from Bß down to D is a minor sixth (and since

direction does not affect distance, the interval from D up to Bß is a minor sixth).

Suppose we needed to construct a major third below the pitch G. We would first

determine that the note a third below G must be some form of E. If we consider the key signature

of G major—one sharp (Fƒ)—then we know that the pitch E is a minor third below G. Now we

must again consider the relationship of major intervals to minor intervals. We know from Table

3.3 that a major third is one chromatic semitone larger than a minor third. An interval can be

made larger by raising the upper pitch or lowering the lower pitch. Given the preceding

principle, we know we can transform the minor third from G to E into a major third by raising the

upper pitch (E to Gƒ) or lowering the lower pitch (Eß to G). Since we were asked to construct a

major third below G, the correct solution is Eß. We could check our solution by confirming that

the upper pitch (G) is in the major scale of the lower pitch (Eß). Since the major key signature of

Eß has three—Bß, Eß, and Aß—the pitch G is in the major scale of Eß, and the interval from Eß up

to G is a major third (and since direction does not affect distance, the interval from G down to Eß

is a major third).

Suppose we needed to construct a diminished fifth above the pitch Aß. We would first

determine that the note a fifth above Aß must be some form of E. If we consider the key signature

of Aß major—four flats (Bß, Eß, Aß, and Dß)—then we know that the pitch Eß is a perfect fifth

above Aß. (We can confirm that Aß to Eß is a perfect fifth by checking to see if Aß is in the major

scale of Eß.) Now we must consider the relationship of diminished intervals to perfect intervals.

We know from Table 3.3 that a diminished fifth is one chromatic semitone smaller than a perfect

fifth. As stated previously, an interval can be made smaller by lowering the upper pitch or raising

the lower pitch. Given the preceding principle, we know we can transform the perfect fifth from

Aß to Eß into a diminished fifth by lowering the upper pitch (Eß to Eå) or raising the lower pitch
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(Aß to A½). Since we were asked to construct a diminished fifth above Aß, the correct solution is

Eå.

Suppose we needed to construct an augmented sixth below the pitch Fƒ. We would first

determine that the note a sixth below Fƒ must be some form of A. If we consider the key

signature of Fƒ major—six sharps (Fƒ, Cƒ, Gƒ, Dƒ, Aƒ, and Eƒ)—then we know that the pitch Aƒ is a

minor sixth below Fƒ. Now we must consider the relationship of augmented intervals to minor

intervals. We know from Table 3.3 that an augmented sixth two chromatic semitones larger than

a minor sixth. As previously stated, an interval can be made larger by raising the upper pitch or

lowering the lower pitch. Given the preceding principle, we know we can transform the minor

sixth from Aƒ to Fƒ into an augmented by raising the upper pitch two chromatic semitones (Fƒ to

Fƒ©—the “unlikely” F-triple sharp) or lowering the lower pitch two chromatic semitones (Aƒ to

Aß). Since we were asked to construct an augmented sixth below Fƒ, the correct solution is Aß.

Use the interval-construction problems in Example 3.17 to practice the skill of quickly

constructing all intervals. You should be able to explain your methodology for constructing all of

these intervals in a manner similar to the explanations above. Turn the page and check your

answers in the footnote.

Example 3.17. Practice Constructing Any Interval.


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The correct solutions for the interval-construction problems given in Example 3.17 can

be found in the footnote below.38 You should check your answers. If there were any incorrectly

constructed intervals, review the procedures described in the text preceding Examples 3.17. You

should continue practicing constructing intervals so that you can quickly and accurately construct

any interval.

Task #4: Identifying All Intervals

The process of identifying all intervals must now be mastered. Given an interval, the

easiest starting point for determining its name, after determining the general name, is to see if you

can think of one of its pitches as the tonic of a major key. If you are able to think of the lower

pitch as the tonic of a major key, you can quickly determine whether or not the upper pitch forms

a major or perfect interval. (You must simply determine if the upper pitch is in the major scale of

the lower pitch.) If you are able to think of the upper pitch as the tonic of a major key, you can

quickly determine whether or not the lower pitch forms a minor or perfect interval. (You must

simply determine if the lower pitch is in the major scale of the upper pitch.) If the interval is not

major, minor, or perfect, you must determine if it is larger or smaller and by how much in order to

determine the specific interval name. Some examples will help to clarify this process.

38
Solutions (given with the filled note heads) for the interval-construction problems in Example 3.17:
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Example 3.18. Identifying Any Interval.

Example 3.18 contains four intervals to identify using the method described above. For

interval a, after determining the general name of this interval is a sixth, we can think of either

pitch as the tonic of a major scale. If we consider the lower pitch (Eß) as the tonic, the key

signature would contain three flats (Bß, Eß, and Aß); a major sixth above Eß is C½. Since the

interval contains a Cƒ, it is larger than a major sixth by one chromatic semitone. The interval

from Eß to Cƒ is an augmented sixth. If we consider the upper pitch (Cƒ) as the tonic, the key

signature would contain seven sharps (all pitches would be sharp); a minor sixth below Cƒ is Eƒ.

Since the interval contains an Eß, it is larger than a minor sixth by two chromatic semitones. This

tells us that the interval one semitone larger Cƒ down to E½ is a major sixth, and the given interval

Cƒ down to Eß is an augmented sixth.

After determining the general name for interval b is a fifth, we should realize that it may

be difficult to think of the lower pitch (Gƒ) as a tonic of a major scale since there is no major key

of Gƒ. We can, however, think of the upper pitch (D) as the tonic of a major scale. The key

signature of D major contains two sharps (Fƒ and Cƒ); from this fact we know that from D down to

G½ is a perfect fifth. Since the interval from D down to Gƒ is one chromatic semitone smaller than

the perfect fifth we identified, we know that it must be a diminished fifth. We could also have

come to the realization that G to D is a perfect fifth by considering G½ as the tonic of a major

scale. The key of G major has only one sharp (Fƒ), so the fifth from G up to D is a perfect fifth.

Since the interval Gƒ up to D is one chromatic semitone smaller than that perfect fifth, we know

that it must be a diminished fifth.


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After determining the general name for interval c is a third, we should realize that it may

be difficult to think of the upper pitch (Fß) as a tonic of a major scale since there is no major key

of Fß. We can, however, think of the lower pitch (Dß) as the tonic of a major scale. The key

signature of Dß major contains five flats (Bß, Eß, Aß, Dß, and Gß); from this fact we know that from

Dß up to F½ is a major third. Since the interval from Dß up to Fß is one chromatic semitone smaller

than the major third we identified, we know that it must be a minor third. We could also have

considered F½ as the tonic of a major scale. The key of F major has only one flat (Bß), so the third

from F down to D½ is a minor third. Since the interval Fß down to Dß is the same size as the

interval of F down to D½ (both of the pitches are one chromatic semitone lower), we know both

must be minor thirds.

After determining the general name for interval d is a fourth, we should realize that it

might be difficult to think of either the lower pitch (Aƒ) or the upper pitch (D©) as a tonic of a

major scale since there is neither a major key of Aƒ nor a major key of D©. We can, however,

think either the pitch A or D as tonics of a major scale. The key signature of A major contains

three sharps (Fƒ, Cƒ, and Gƒ); from this fact we know that from A up to D is a perfect fourth.

Raising both pitches of this interval by chromatic semitones (resulting in the intervals Aƒ to Dƒ)

results in another perfect fourth. The interval from Aƒ up t D© is a chromatic semitone larger than

a perfect fourth, or an augmented fourth. Alternately, we could consider the key signature of D

major, which contains two sharps (Fƒ and Cƒ); from this fact we know that from D down to A is a

perfect fourth. Raising both pitches of this interval by chromatic semitones (resulting in the

intervals Dƒ down to Aƒ) results in another perfect fourth. The interval from D© up t Aƒ is a

chromatic semitone larger than a perfect fourth, or an augmented fourth. While it would be

possible to construct either an Aƒ scale or a D© major scale to arrive at the same results, it will

usually be much faster to use key signatures and major scales that you know well.
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Use the interval-identification problems in Example 3.19 to practice the skill of quickly

identifying all intervals. You should be able to explain your methodology for identifying all of

these intervals in a manner similar to the explanations above. Turn the page and check your

answers in the footnote.

Example 3.19. Practice Identifying Any Interval.


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The correct solutions for the interval-identification problems given in Example 3.19 can

be found in the footnote below.39 You should check your answers. If there were any incorrectly

identified intervals, review the procedures described in the text preceding Examples 3.19. You

should continue practicing identifying intervals so that you can quickly and accurately construct

any interval.

Interval Inversion

If we closely examine the relationships contained in Example 3.7, the example that

illustrates all the intervals formed between the tonic pitch and the major scale degrees above and

below it, we can begin to understand the important property of interval inversion that may help us

to construct larger intervals more quickly. Inversion of simple intervals is the “reversal” of the

relationship between the two pitches achieved either by raising the lower pitch an octave (so that

it appears above rather than below the other pitch) or by lowering the upper pitch an octave (so

that it appears below rather than above the other pitch). Example 3.20 illustrates the process of

inversion for three different intervals.

Example 3.20. The Process of Interval Inversion.

39
Solutions for the interval-identification problems in Example 3.19:
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Interval a in Example 3.20 (G4 to Bß4) is a minor third. To identify this interval we could

consider either note as the tonic of a major scale. In the scale of G major the major third from the

tonic up to the third scale degree is G to B, and since the given interval is a chromatic semitone

smaller it must be a minor third. In the scale of Bß major, the third from the tonic down to the

sixth scale degree is Bß to G, a minor third. As shown in Example 3.20, we could invert this

interval by either raising the lower pitch from G4 to G5 or by lowering the upper pitch from Bß4 to

Bß3. Since we already checked to see if these pitches are in the major scale of each other, we

already know that the pitch G is in the scale of Bß major and that Bß is not in the scale of G.

Because Bß is the lower note of the interval, the specific interval name is major, and the interval is

a major sixth.

Interval b in Example 3.20 (A4 to E5) is a perfect fifth. To identify this interval we could

consider either note as the tonic of a major scale. In the scale of A major the perfect fifth from

the tonic up to the fifth scale degree is A to E, since the only sharps in the key signature are Fƒ, Cƒ,

and Gƒ. In the scale of E major, the fifth from the tonic down to the fourth scale degree is E to A,

since the only sharps in the key signature are Fƒ, Cƒ, Gƒ, and Dƒ.. As shown in Example 3.20, we

could invert this interval by either raising the lower pitch from A4 to A5 or by lowering the upper

pitch from E5 to E4. Since we already checked to see if these pitches are in the major scale of

each other, we already know that the pitch E is in the scale of A major and that A is in the scale of

E. Because A to E is a perfect fifth, E to A must be a perfect fourth.

Interval c in Example 3.20 (D3 to Gƒ3) is an augmented fourth. To identify this interval

we could consider the lower note as the tonic of a major scale. In the scale of D major the perfect

fourth from the tonic up to the fourth scale degree is D to G, and since this interval is a chromatic

semitone larger it must be an augmented fourth. In the scale of G major (thinking here of an
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altered upper note rather than the theoretical key of Gƒ major), the fourth from the tonic down to

the fifth scale degree is G to D. Again, since this interval is a chromatic semitone larger it must be

an augmented fourth. As shown in Example 3.20, we could invert this interval by either raising

the lower pitch from D3 to D4 or by lowering the upper pitch from Gƒ3 to Gƒ2. Since we already

checked to see if these pitches are in the major scale of each other, we already know that neither

pitch is in the scale of the other. In the scale of D major the perfect fifth from the tonic down to

the fourth scale degree is D to G, and since this interval is a chromatic semitone smaller it must

be a diminished fourth. In the scale of G major (thinking here again of an altered lower note

rather than the theoretical key of Gƒ major), the fifth from the tonic up to the fifth scale degree is

G to D. Again, since this interval is a chromatic semitone smaller it must be a diminished fourth.

Since whatever scale relationships exit between two notes remains constant in interval

inversion, we can make the following observations concerning specific interval names: perfect

intervals invert into perfect intervals; major intervals invert into minor intervals and minor

intervals invert into major intervals; augmented intervals invert into diminished intervals and

diminished intervals invert into augmented intervals; and doubly augmented intervals invert into

doubly diminished intervals and doubly diminished intervals invert into doubly augmented

intervals. We can make the following observations concerning general interval names: primes

invert into octaves (and octaves invert into primes); seconds invert into sevenths (and sevenths

invert into seconds); thirds invert into sixths (and sixths invert into thirds); and fourths invert into

fifths (and fifths invert into fourths). Table 3.4 summarizes these relationships.

Specific Names General Names


perfect (P) <> perfect (P) prime (1me) <> octave (8ve)
major (M) <> minor (m) second (2nd) <> seventh (7th)
diminished (d) <> augmented (A) third (3rd) <> sixth (6th)
doubly diminished (dd) <> doubly augmented (dA) fourth (4th) <> fifth (5th)
Table 3.4. Relationships Between Inversions of Simple Intervals.
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A simple interval and its inversion will always “add up” to a perfect octave. We can

illustrate this principle using the intervals and their inversions shown in Example 3.20. Interval a

(G4 to Bß4) combined with its inversion Bß4 to G5 completes the space from G4 to G5. Interval a

combined with its inversion Bß3 to G4 completes the space from Bß3 to Bß4. Interval b (A4 to E5)

combined with its inversion E5 to A5 completes the space from A4 to A5. Interval b combined

with its inversion E4 to A4 completes the space from E4 to E5. Interval c (D3 to Gƒ3) combined

with its inversion Gƒ3 to D4 completes the space from D3 to D4. Interval c combined with its

inversion Gƒ2 to D3 completes the space from Gƒ2 to Gƒ3. The sum of the general interval names

for an interval and its inversion will always be nine. (The inversion of a minor third is a major

sixth—3 + 6 = 9. The inversion of a perfect fifth is a perfect fourth—5 + 4 = 9.)

As stated above, the property of interval inversion can be used to help us construct larger

intervals more quickly. Let us assume that we need to construct the interval of a diminished

seventh below the pitch Eß5. We could find the minor seventh below Eß5 by descending from that

pitch to the seventh below in the Eß major scale—resulting in the pitch F4. We would know that

Eß5 down to F4 is a minor seventh. To create a diminished seventh, we would have to alter the

lower pitch in such a manner that the interval is made smaller by a chromatic semitone. Raising

that pitch to Fƒ4 accomplishes this alteration. We could also construct the same interval by using

our knowledge of interval inversion. The inversion of a diminished seventh is an augmented

second. We could construct an augmented second above Eß5 and then invert the interval by

lowering the resulting upper pitch an octave. The second scale degree in an Eß major scale is F;

that tells us that F5 is a major second above Eß5. To create an augmented second, we would have

to alter the upper pitch in such a manner that the interval is made larger by a chromatic semitone.

Raising the pitch F5 to Fƒ5 accomplishes this alteration. Knowing that Eß5 up to Fƒ5 is an

augmented second informs us that Eß5 down to Fƒ4 is a diminished seventh.


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Consonance and Dissonance

Intervals are often categorized as either consonant or dissonant. These terms are used to

describe the relative stability (consonance) or relative instability (dissonance) of particular

intervals. This relative stability or instability is dependent upon the musical context and is

probably a “learned” cultural phenomenon. In Western tonal music we typically categorize all

perfect intervals and all major and minor thirds and sixths as consonant intervals and all seconds,

sevenths, and augmented and diminished intervals as dissonant intervals. We further subdivide

consonances into perfect consonances—perfect primes, fourths, fifths, and octaves—and

imperfect consonances—major and minor thirds and sixths. The perfect fourth is an exception to

this categorization—depending upon its use, sometimes it is considered a consonance and

sometimes it is considered a dissonance.

Because consonance and dissonance is dependent upon a musical context (rather than an

absolute physical property), without the musical context it may be impossible to tell whether an

interval is consonant or dissonant.40 Examine the two intervals at the beginning of Example 3.21;

interval a (C5 to Aß6) is a consonant minor sixth and interval b (C5 to Gƒ6) is a dissonant

augmented fifth. In isolation (without a musical context) both of these intervals sound the same.

If you were to play these two intervals at the piano, you would probably identify them both as

relatively stable and consonant. If, in addition to the two intervals, you played a third pitch that

defined the upper pitch as either Aß6 or Gƒ6, you would then be able to more easily recognize their

consonance or dissonance aurally. For example, the pitch F4 defines the upper pitch of interval a

as an Aß6 and the interval as a consonant minor sixth. On the other hand, however, the pitch E4

defines the upper pitch of interval b as a Gƒ6 and the interval as a dissonant augmented fifth.

40
Actually when there is no musical context, we probably supply the “simplest” musical context and
assume an interval that can be either consonant or dissonant to be consonant.
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Example 3.21. Context Often Necessary for Determining Consonance or Dissonance. 

For now, you should be able to label whether a particular interval is usually categorized as a

consonance or dissonance by relying on the notation (rather than the sound) of the interval.
Unit 4:
Minor Scales and Key Signatures
As we learned in Unit 2, one of the most basic ways of thinking about tonal material is

through a collection of pitches expressed in the form of a scale. In that unit we defined the term

scale as an ascending or descending succession of tones based upon some fixed interval

relationships and encompassing a tonal space no greater than one octave. While scales do extend

past a single octave, the tones in the second octave merely duplicate those of the first octave in a

higher register. In Unit 2 we limited our study of scales to the major scale. In this unit we will

closely examine the minor scale and introduce the church modes.

The Minor Scale

By this time, you should be very familiar with major scales and major key signatures. (If

you are not, you should review Unit 2 before continuing.) Since we have been referring to major

scales and key signatures in the construction and recognition of intervals, you should have

mastered the skills of constructing and recognizing any major scale or key signature. We will

begin our study of minor scale by examining their relationship to the major scale.

Unlike the single version of the major scale, there are three “forms” of the minor scale—

natural (or pure), harmonic, and melodic. Example 4.1 illustrates the first of these, the natural (or

pure) form in the key of G minor, the “primary” form of the minor scale to which we will relate

the other two forms. One could think of the natural minor scale as a step-wise compilation of all

the diatonic pitches of a major key beginning on the sixth scale degree and ending on the sixth

scale degree an octave higher. One could also think about the intervallic distance between each

adjacent scale degree as measured in diatonic semitones (dst) and whole tones (WT). A natural
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minor scale consists of the pattern: WT dst WT WT dst WT WT. If one thinks of the minor

scale in the first manner given (a major scale beginning on the sixth scale degree), then one could

think of the two keys—Bß major and G minor—as relative keys. Relative keys are the major and

minor keys that share the same key signature.

Example 4.1. The Natural (or Pure) Minor Scale. 

While one can think of the natural minor scale as a distinct pattern of whole tones and

diatonic semitones (as shown in the previous example), it is probably best to think of it in terms

of its relative major scale. This manner of thinking about the minor scale has two major

advantages. First of all, one has only one pattern of whole tones and diatonic semitones to

remember—that of the major scale. (Actually, one has to remember only the major tetrachord—

WT WT dst.) Secondly, thinking about the minor scale in terms of its relative major scale will

make learning the minor key signatures easier.

While one could think of the other forms of the minor scale as two additional series of

whole tones and diatonic semitones, it is probably easier to think of them as alterations of the

natural form of the minor scale. The seventh scale degree alone or both the sixth and seventh

scale degrees of the natural minor scale are chromatically altered to form the harmonic minor

scale and melodic minor scale. If one raises the seventh degree of the natural minor scale a

chromatic semitone, one forms the harmonic minor scale. If one raises both the sixth and seventh

degrees of the ascending natural minor scale by chromatic semitones and returns them to their

original form in the descending version, one forms the melodic minor scale. Note that there is no

difference between the descending natural minor scale and the descending melodic minor scale.

Example 4.2 illustrates the three forms of the G minor scale. The sixth and seventh scale degrees
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of the natural minor scale are in their “natural” state (½^6 is Eß and ½^7 is F). In the harmonic minor

scale, the seventh scale degree is raised by a chromatic semitone (ƒ^7) to Fƒ. In the melodic minor

scale, both the sixth and the seventh scale degrees are raised by chromatic semitones (ƒ^6 and ƒ^7) to

E½ and Fƒ in the ascending scale and returned to their “natural” states (½^6 is Eß and ½^7 is F) in the

descending scale.

Example 4.2. The Three Forms of the Minor Scale. 

In Example 4.2, the “natural” sixth scale degree is indicated by the symbol ½^6 and the

“natural” seventh scale degree is indicated by the symbol ½^7. The “natural sign” connected to the

scale degree numbers indicates “diatonic” (found in the key signature) and does not necessarily

reflect the actual musical symbol used. In G minor, the natural sixth scale degree is Eß and the

natural seventh scale degree is F½. In Example 3.2, the “raised” sixth scale degree is indicated by

the symbol ƒ^6 and the “raised” seventh scale degree is indicated by the symbol ½ƒ7. The “sharp

sign” connected to the scale degree numbers here indicates “raised” and does not necessarily
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reflect the actual musical symbol used. In G minor, the raised sixth scale degree is E½ and the

raised seventh scale degree is Fƒ.

The chromatically altered scale degrees found in the harmonic minor scale and the

ascending melodic minor scale are borrowed from the parallel major scale. Parallel scales are

the major and minor scales that share the same tonic pitch. G major and G minor are parallel

keys because the tonic pitch is the same for both. In Example 4.2 one could think of the “raised

sixth scale degree” as a sixth scale degree “borrowed” from G major, the parallel major. One

could think of the “raised seventh scale degree” as a seventh scale degree “borrowed” from the

parallel major. There are times when it is useful to think of the close connection between relative

keys (those sharing the same key signature), and there are times when it is useful to think of the

close connection between parallel keys (those sharing the same tonic). Examples 4.3, 4.4, and 4.5

illustrate the common scale degrees in the major scale and the three forms of the minor scale from

the parallel keys of D major and D minor. In these examples the arrows point out the scale

degrees that are different between the two scales. These examples also illustrate the solfège

syllables used to sing in these keys. Notice that in the minor scales, there are two possible

systems of solfège syllables—a “do-based” system that emphasizes the connection between

parallel keys and a “la-based” system that emphasizes the connection between relative keys. For

the present, we will use the first system (given in bold in the examples), but there are times that

applying the second system will be useful.

Example 4.3. Relationship between D Major and D Natural Minor Scales. 


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Example 4.4. Relationship between D Major and D Harmonic Minor Scales. 

Example 4.5. Relationship between D Major and D Melodic Minor Scales.41 

Regardless of the system of solfège used in the minor scale, some chromatic alteration of

the major scale solfège syllables is necessary. Since we will be using the “do-based” minor

solfège, we will view the third (^3), sixth (^6), and seventh (^7) scale degrees of the natural minor

scale as “lowered” versions of those scale degrees in the parallel major scale. (See Example 4.3.)

To indicate a chromatic lowering of a diatonic pitch in solfège, the beginning consonant remains

the same and the vowel sound is changed to “ay.”42 The mi (pronounced “me”) of the major scale

becomes me (pronounced “may”) in the minor scale. When the sixth scale degree of the

harmonic minor scale or the sixth and seventh scale degree of the ascending melodic minor scale

are raised, they become the same as the sixth or the sixth and seventh scale degrees of the major

scale. (See Examples 4.4 and 4.5.) The solfège syllables for the raised sixth and seventh scale

degrees in the minor scale are the same as the sixth and seventh scale degrees of the major

41
In Example 4.5, only the ascending melodic minor scale is given. For the relationship between the
descending D melodic minor scale and the D major scale, see Example 4.3.
42
The only exception is the second scale degree of the major scale. Since the vowel sound of the second
scale degree (“re” pronounced “ray”) is already “ay,” when that scale degree is lowered the solfège syllable
is changed to “rah.”
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scale—la and ti. Since the do-based minor solfège syllables are based on parallel keys, the scale

degrees that are different from the minor scale are sung with chromatically altered syllables even

though they may be diatonic in the key.

In the “la-based” minor solfège, any pitch that is diatonic in the key signature is sung

with an unaltered solfège syllable. (See Example 4.3.) To indicate a chromatic raising of a

diatonic pitch in solfège, the beginning consonant remains the same and the vowel sound is

changed to “ee.” When the sixth scale degree of the harmonic minor scale or the sixth and

seventh scale degree of the ascending melodic minor scale are raised, they are treated as

chromatically raised versions of fa and sol. The fa the major scale become fi (pronounced “fee”)

in the melodic minor scale, and the sol of the major scale becomes si (pronounced “see”) in the

harmonic and melodic minor scales. (See Examples 4.4 and 4.5.) Since the la-based minor

solfège syllables are based on relative keys, the minor scale degrees that are different from the

key signature are sung with chromatically altered syllables.

You should be able to construct or recognize (either visually or aurally) any of the three

forms of the minor scale. In all three forms, the first five scale degrees are the same. The

distinction between the three forms concerns only the sixth and seventh scale degrees. One might

distinguish between the three forms aurally in the following manner. The upper tetrachord of the

natural minor scale seems to lack the “drive” to the upper tonic created by the appearance of the

raised seventh scale degree in the other two forms. The upper tetrachord of the harmonic minor

scale contains the large augmented second between the sixth and seventh tetrachord. The upper

tetrachord of the melodic minor scale is the same as that of the major scale—one might think of

this scale as a minor tetrachord followed by a major tetrachord.

Constructing Minor Scales Given the Tonic

To construct any of the minor scales, it is best to think of it in terms of its relative major

scale. Suppose one were asked to construct an Fƒ harmonic minor scale. The first step in this
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problem would be to determine the relative major scale by determining what major scale has Fƒ as

its sixth scale degree and to construct the Fƒ natural minor scale. (You may want to review Task

#3 from Unit 2; see pages 35-38.) Beginning with the Fƒ and ascending a whole tone (to Gƒ) and

then a diatonic semitone (to A) provides the first three pitches of any form of the Fƒ minor scale

and provides the tonic (A) of the relative major scale.43 By this point, we should know that the

key of A major contains three sharps—Fƒ, Cƒ, and Gƒ. Since Fƒ minor and A major are relative

keys, they will have the same key signature and their scales will contain the same diatonic

pitches. The Fƒ natural minor scale, then, is Fƒ, Gƒ, A, B, Cƒ, D, E, Fƒ. The problem given above,

however, was to construct an Fƒ harmonic minor scale. Once we know the natural minor scale,

we can then transform it into the harmonic minor scale by raising the seventh scale degree a

chromatic semitone (here, to Eƒ) creating the scale Fƒ, Gƒ, A, B, Cƒ, D, Eƒ, Fƒ.

Construct the scales given in Example 4.6 using the method described above. Turn the

page and check your answers in Example 4.7, but try to construct the scales before checking your

answers and reading the explanations.

Example 4.6. Practice Constructing Minor Scales.

43
One could also use intervals to determine the relative major scale. The tonic of the relative major scale
lies a minor third above the tonic of the minor scale. In the example above, going up a minor third from Fƒ
(to A) gives us the tonic of the relative major scale.
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Example 4.7 illustrates the correctly constructed scales requested in Example 4.6. Check

your answers against those given in Example 4.7 and then read the method for constructing each

scale following Example 4.7.

Example 4.7. Answers for Practice Constructing Minor Scales from Example 4.6.

To construct a B melodic minor scale (problem 1 in Example 4.6), one should first think

of B as the sixth scale degree of a major scale in order to determine the relative major scale.

Beginning with the B and ascending a whole tone (to Cƒ) and then a diatonic semitone (to D)

provides the first three pitches of any form of the B minor scale and provides the tonic (D) of the

relative major scale.44 We know that the key of D major contains two sharps—Fƒ and Cƒ. Since

B minor and D major are relative keys, they will have the same key signature and their scales will

contain the same diatonic pitches. The B natural minor scale, then, is B, Cƒ, D, E, Fƒ, G, A, B.

The problem given above, however, was to construct a B melodic minor scale. Once we know

the natural minor scale, we can then transform it into the melodic minor scale by raising the sixth

44
One could also use intervals to determine the relative major scale. The tonic of the relative major scale
lies a minor third above the tonic of the minor scale. In the example above, going up a minor third from B
(to D) gives us the tonic of the relative major scale.
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and seventh scales degree by chromatic semitones in the ascending form of the scale and

returning them to their natural state in the descending form of the scale, as in the first scale of

Example 4.7.

To construct a Cƒ harmonic minor scale (problem 2 in Example 4.6), one should first

think of Cƒ as the sixth scale degree of a major scale in order to determine the relative major

scale. Beginning with the Cƒ and ascending a whole tone (to Dƒ) and then a diatonic semitone (to

E) provides the first three pitches of any form of the Cƒ minor scale and provides the tonic (E) of

the relative major scale. We know that the key of E major contains four sharps—Fƒ, Cƒ, Gƒ, and

Dƒ. Since Cƒ minor and E major are relative keys, they will have the same key signature and their

scales will contain the same diatonic pitches. The Cƒ natural minor scale, then, is Cƒ, Dƒ, E, Fƒ, Gƒ,

A, B, Cƒ. The problem given above, however, was to construct a Cƒ harmonic minor scale. Once

we know the natural minor scale, we can then transform it into the harmonic minor scale by

raising the seventh scale degree a chromatic semitone, as in the second scale of Example 4.7.

Unlike the previous scale, since the ascending and descending forms of the harmonic minor scale

are the same we need only show the ascending form.

To construct an F natural minor scale (problem 3 in Example 4.6), one should first think

of F as the sixth scale degree of a major scale in order to determine the relative major scale.

Beginning with the F and ascending a whole tone (to G) and then a diatonic semitone (to Aß)

provides the first three pitches of any form of the F minor scale and provides the tonic (Aß) of the

relative major scale. We know that the key of Aß major contains four flats—Bß, Eß, Aß, and Dß.

Since F minor and Aß major are relative keys, they will have the same key signature and their

scales will contain the same diatonic pitches. The F natural minor scale, then, is F, G, Aß, Bß, C,

Dß, Eß, F. Since the problem given above was to construct an F natural minor scale, we have

arrived at the answer provided in Example 4.7. Unlike the first scale, since the ascending and
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descending forms of the harmonic minor scale are the same we need only show the ascending

form.

To construct a Bß melodic minor scale (problem 2 in Example 4.6), one should first think

of Bß as the sixth scale degree of a major scale in order to determine the relative major scale.

Beginning with the Bß and ascending a whole tone (to C) and then a diatonic semitone (to Dß)

provides the first three pitches of any form of the Bß minor scale and provides the tonic (Dß) of the

relative major scale. We know that the key of Dß major contains five flats—Bß, Eß, Aß, Dß, and Gß.

Since Bß minor and Dß major are relative keys, they will have the same key signature and their

scales will contain the same diatonic pitches. The Bß natural minor scale, then, is Bß, C, Dß, Eß, F,

Gß, Aß, Bß. The problem given above, however, was to construct a Bß melodic minor scale. Once

we know the natural minor scale, we can then transform it into the melodic minor scale by raising

the sixth and seventh scales degree by chromatic semitones in the ascending form of the scale and

returning them to their natural state in the descending form of the scale, as in the first scale of

Example 4.7.

If asked to construct a descending minor scale, it is best to follow a procedure similar to

the one above. First determine the relative major key and use that information to construct a

descending natural minor scale. Then adjust the sixth and or seventh scale degrees as needed to

create the specified form of the minor scale. Essentially the thought process should be the same

for constructing ascending or descending minor scales given either the lower or the upper tonic

pitch.

Constructing Minor Scales Given a Scale Degree Other than the Tonic

Since the sixth and seventh scale degrees may differ in the three forms of the minor scale,

constructing minor scales given scale degrees other than the tonic is a slightly more complicated
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task than constructing major scales given scale degrees other than the tonic. If presented with one

of the first five scale degrees and asked to construct a minor scale, one should follow a series of

steps similar to those given above—find the tonic of the relative major scale, construct a natural

minor scale, and, if necessary, adjust the sixth or seventh scale degrees to transform the natural

minor scale into either the harmonic or melodic minor scale. Since a minor scale begins on the

sixth scale degree of its relative major scale, the third scale degree of the minor scale is the tonic

of the relative major. The interval pattern formed by the first five scale degrees of every minor

scale is WT—DST—WT—WT. When we were given the tonic of a minor key and asked to

construct a minor scale, we determined the relative major key by (and the first three scale degree

of the minor scale) by going up a whole tone and then a diatonic semitone. Knowing this interval

pattern will allow us quickly to find the tonic of the relative major scale by finding the third scale

degree of the minor scale we need to construct. If given the second scale degree, the tonic of the

relative major is a diatonic semitone above. If given the third scale degree, we have the tonic of

the relative major. If given the fourth scale degree, the tonic of the relative major is a whole tone

lower. If given the fifth scale degree, the tonic of the relative major is two whole tones lower.

If asked to construct a melodic minor scale for which the fifth scale degree is A, the first

step is to determine the tonic of the relative major scale by descending two whole tones (in this

case, first to G and then to F). We know that the key of F major contains a single flat—Bß. The

natural minor scale beginning on the sixth scale degree of an F major scale, then, is D, E, F, G, A,

Bß, C, D. The problem given above, however, was to construct the melodic minor scale that has

A as its fifth scale degree. Once we know the natural minor scale, we can then transform it into

the melodic minor scale by raising the sixth and seventh scale degrees by chromatic semitones

(here, to B½ and Cƒ) in the ascending form creating the scale D, E, F, G, A, B½, Cƒ, D C½, Bß, A, G,

F, E, D.
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If presented with either the sixth or seventh scale degrees and asked to construct a minor

scale, one should first find either the tonic or the fifth scale degree of the minor scale and then

follow the steps given above—find the tonic of the relative major scale, construct a natural minor

scale (being aware that this may involve the use of a different chromatic version of the given

pitch), and, if necessary, adjust the sixth or seventh scale degrees to transform the natural minor

scale into either the harmonic or melodic minor scale. If given the sixth scale degree, it is

probably best to find the fifth scale degree first. The sixth scale degree of the natural or harmonic

forms of the minor scale is a diatonic semitone above the fifth scale degree, and the sixth scale

degree of the ascending melodic minor scale is a whole tone above the fifth scale degree. If given

the sixth degree of a minor scale, the fifth scale degree can be found by descending either a

diatonic semitone or a whole tone. If given the seventh scale degree, it is probably best to find

the tonic scale degree first. The seventh scale degree of the harmonic or ascending melodic forms

of the minor scale is a diatonic semitone below the tonic scale degree, and the seventh scale

degree of the natural minor scale is a whole tone below the tonic scale degree. If given the

seventh degree of a minor scale, the tonic scale degree can be found by ascending either a

diatonic semitone or a whole tone. Once one finds the tonic or the fifth scale degree, the problem

becomes like one of the previous scale construction tasks.

If asked to construct a harmonic minor scale for which the seventh scale degree is Dƒ, the

first step is to determine the tonic of the minor scale by ascending a diatonic semitone (here, to

E). The next step in this problem is to determine the relative major scale by determining what

major scale has E as its sixth scale degree and to construct the E natural minor scale. Beginning

with the E and ascending a whole tone (to Fƒ) and then a diatonic semitone (to G) provides the

first three pitches of any form of the E minor scale and provides the tonic (G) of the relative

major scale. We know that the key of G major contains a single sharp—Bƒ. The natural minor

scale beginning on the sixth scale degree of an G major scale, then, is E, Eƒ, G, A, B, C, D, E.
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The problem given above, however, was to construct the harmonic minor scale that has Dƒ as its

seventh scale degree. Once we know the natural minor scale, we can then transform it into the

harmonic minor scale by raising the sixth scale degree a chromatic semitones (here, to D and Dƒ)

creating the scale E, Fƒ, G, A, B, C, Dƒ, E. Notice that when we constructed the E natural minor

scale, the form of the seventh scale degree was D and not the given Dƒ. When we altered the

natural minor scale to create the harmonic minor scale, the seventh scale degree became the one

given in the problem.

You should practice constructing all three forms of the minor scale beginning first on the

tonic and then on any scale degree. You should aim for accuracy first and then speed.

Minor Key Signatures

When constructing the minor scale in the previous section, one of the early steps in each

of the tasks was to determine the tonic of the relative major scale and to consider the key

signature of the relative major scale. Example 4.8 illustrates all of the key signatures and

provides the names of both the major key and the minor key for each signature. The ability to

recognize and construct any of these key signatures should be automatic. From this point on,

upon seeing a piece of music with two flats in the keys signature, one’s immediate reaction

should be “B-flat Major/g minor.” In order to determine the key of that composition, we would

have to examine elements other than the key signature—melody and/or harmony.45 While our

initial reaction of “B-flat major/g minor” might prove to be incorrect, it should be the “starting

point” from which our study of the musical elements begins. You should study and practice the

45
It may be that the key is neither B-flat major nor g minor. For example, it might be that the composition
is a Baroque piece in c minor. Until the time of Bach, minor key signatures with flats were often notated
with one flat less than we notate them today. Thus, the key of C minor would be notated with two flats
instead of three. The flat for the sixth scale degree is the one omitted. It might also be that the composition
is modal rather than tonal—D Phrygian or F Mixolydian, among others.
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signatures contained in Example 4.8 until the recognition and construction of these key signatures

is “automatic” for you. All of these key signatures should be committed to memory.

Example 4.8. Major and Minor Key Signatures.

The placement and ordering of sharps and flats in minor key signatures is the same as that

in the major key signatures. Since the major key signatures should be very familiar to you now,

think of the relative minor as the sixth scale degree of the major scale. For example, the key

signature of four sharps is E major. The sixth scale degree of E major is Cƒ—think do (E), ti (Dƒ),

la (Cƒ)—so the relative minor of E major is Cƒ minor. If one needed to write the key signature of

Bß minor, one could first determine that the relative major is Dß—think la (Bß), ti (C), do (Dß).

The key signature of Bß minor is the same as that of Dß major—five flats.

Notice that the identification of the key signatures in Example 4.8 is given in two ways.

If an upper case letter identifies the tonic, the mode (major or minor) must be specified next to the

upper case letter. (See the key identifications below the staves in the example.) One can also

identify the mode by using an upper case letter to indicate a major tonic and a lower case letter to

indicate a minor tonic. (See the key identifications in the middle of the grand staff in the
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example.) If using this latter system, you must clearly distinguish between upper and lower case

letters.

The Church Modes

The major and minor scales and key signatures that we have been studying provide a

good beginning for discussing the melodic and harmonic Western tonal music written during the

common-practice period. Western music before the common-practice period, especially music

from the Medieval (thirteenth and fourteenth centuries) and Renaissance periods (fifteenth and

sixteenth centuries), is often considered in terms of the church modes (or ecclesiastical modes).

These church modes are the tonal basis of Gregorian chant, and much of the music based on

chant. During the late nineteenth century and early twentieth century, many composers turned to

the church modes as an alternative to the major and minor scales of the common-practice period.

While there were several systems of numbering the modes found during the Medieval and

Renaissance periods, we will refer to the modes by their Greek names and consider them in their

relationship to the major scale. This method of thinking about the modes, obviously different

from Medieval and Renaissance musicians, allows us to consider them in terms of a more familiar

musical language.

The earliest modes are those found in Example 4.9—the Dorian, Phrygian, Lydian, and

Mixolydian modes. The modes contained in Example 4.9 are “untransposed.” The Dorian mode,

in its earliest use during the Medieval period, consisted of the pitches spanning the octave

beginning on D.46 The Phrygian mode consisted of the pitches spanning the octave beginning on

46
Each of the four modes in Example 4.9 consisted of two forms—an authentic mode and a plagal mode.
The authentic and plagal modes contained the same pitches and “tonic” (in modal theory, this pitch is
called the final), but differed in the range used in the melody. The authentic Dorian mode has a final of D
and range (referred to in modal theory as the ambitus) of D to the octave above. The plagal Dorian mode
has a final of D and a range of A below D to the A above D. These two forms of the Dorian mode are
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E, the Lydian mode consisted of the pitches spanning the octave beginning on F, and the

Mixolydian mode consisted of the pitches spanning the octave beginning on G. In modern

terminology, we can say that in the untransposed versions of these modes, the “white keys” of the

piano span the octaves mentioned above. Another way of thinking about the church modes is the

resulting sequences of whole tones (WT) and diatonic semitones (dst). These sequences are

shown below each mode in Example 4.9. Perhaps the easiest manners of thinking about the

church modes, however, are to relate them to the major and minor scales that we know so well.

There are two methods for doing so; the first method is to relate all of the modes to the major

scale. The Dorian mode can be considered a major scale with the supertonic (re) as its final. The

Phrygian mode can be considered a major scale with the mediant (mi) as its final. The Lydian

mode can be considered a major scale with the subdominant (fa) as its final. The Mixolydian

mode can be considered a major scale with the dominant (sol) as its final.

Example 4.9. The Untransposed Dorian, Phrygian, Lydian, and Mixolydian Modes. 

sometimes distinguished as Dorian and Hypodorian. Since each of the four modes in Example 4.9 had an
authentic form and a plagal form, the earliest system of modes was based on eight modes.
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During the Renaissance period, several theorists expanded the number of modes and

added to the list above that Ionian and Aeolian—what we currently refer to as the major scale and

the minor scale. These modes are illustrated in the example below. The sequences of whole

tones and diatonic semitones are shown for the two additional modes in Example 4.10. Again,

perhaps the easiest manner of thinking about these church modes, however, is to continue to

relate them to the major scale. The Ionian mode can be considered a major scale with the tonic

(do) as its final. The Aeolian mode can be considered a major scale with the submediant (la) as

its final.

Example 4.10. The Untransposed Ionian and Aeolian Modes. 

In modern writings about modes, the modal system has been “completed” by adding one

addition mode—the Locrian mode. While Renaissance theorists discussed this mode, it was

rejected because it would have been the only mode with a diminished fifth (rather than a perfect

fifth) between the first and fifth pitches of the mode. This mode is illustrated in the example

below. The sequence of whole tones and diatonic semitones is shown for this last mode in

Example 4.11. Again, perhaps the easiest manner of thinking about this mode is to relate it to the

major scale. The Locrian mode can be considered a major scale with the leading tone (ti) as its

final.

Example 4.11. The Untransposed Locrian Mode. 


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Since our study of modes will not be limited to Medieval and Renaissance music (where

the modes were either not transposed or transposed in a very limited manner), you should be able

to construct any of the modes beginning on any pitch. You should also be able to identify any of

the modes. The easiest way of accomplishing theses tasks is to relate the modes to the major

scale. Table 4.1 lists the seven modes introduced above and identifies each mode in terms of its

relationship to the major scale. The task of constructing a mode is the same a constructing a

major scale given a starting pitch other than the tonic. (We completed numerous problems of this

type in Unit 2.) By remembering that there are diatonic semitones between mi and fa (^3 and ^4)

and between ti and do (^7 and ^8) and whole tones between all other adjacent scale degrees, we can

easily construct the modes beginning on any pitch.

Mode Relationship to Major Scale


Ionian Major scale beginning on do. (= major scale)
Dorian Major scale beginning on re.
Phrygian Major scale beginning on mi.
Lydian Major scale beginning on fa.
Mixolydian Major scale beginning on sol.
Aeolian Major scale beginning on la. (= natural minor scale)
Locrian Major scale beginning on ti.
Table 4.1. Relationship of the Modes to the Major Scale

We should be able, for example, to construct a Phrygian mode beginning on the pitch Gƒ.

To complete this task, we would construct the major scale that has Gƒ as its third scale degree and

begin the scale on that scale degree. We could then think down from Gƒ to the tonic (mi-re-do or

Gƒ-Fƒ-E), think of a key signature of E major (four sharps—Fƒ, Cƒ, Gƒ, and Dƒ), and construct the

scale beginning on Gƒ: Gƒ, A, B, Cƒ, Dƒ, E, Fƒ, Gƒ. We could also complete the task by thinking in

solfège—mi-fa-sol-la-ti-do-re-mi, and placing all whole tones except for between mi and fa and

between ti and do.


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A second method of thinking about the church modes in relation to a more modern

musical language is to consider them as altered forms of major or natural minor scales. The

modes can be divided into major-type modes—those modes with a major third above the “tonic”

(Ionian, Mixolydian, and Lydian)—and minor-type modes—those modes with a minor third

above the “tonic” (Dorian, Phrygian, Aeolian, a d Locrian). An Ionian mode is equivalent to a

major scale; a Mixolydian mode is equivalent to a major scale with a lowered seventh scale

degree (ß^7); and a Lydian mode is equivalent to a major scale with a raised fourth scale degree

(ƒ^4). An Dorian mode is equivalent to a natural minor scale with a raised sixth scale degree (ƒ^6); a

Phrygian mode is equivalent to a natural minor scale with a lowered second scale degree (ß^2); an

Aeolian mode is equivalent to a natural minor scale; and a Locrian mode is equivalent to a natural

minor scale with a lowered second scale degree (ß^2) and a lowered fifth scale degree (ß^5). These

relationships are summarized in Table 4.2.

Major-Type Modes Relationship to Major Scale


Ionian Major scale.
Mixolydian Major scale with lowered seventh scale degree (ß^7).
Lydian Major scale with raised fourth scale degree (ƒ^4).
Minor-Type Modes Relationship to Natural Minor Scale
Dorian Natural minor scale with raised sixth scale degree (ƒ^6).
Phrygian Natural minor scale with lowered second scale degree (ß^2).
Aeolian Natural minor scale.
Locrian Natural minor scale with lowered second & fifh scale
degrees (ß^2 & ß^5)..
Table 4.2. Relationship of the Modes to the Major and Natural Minor Scales

If asked to identify a given mode, we would first determine what major scale contains the

pitches from the mode and what scale degree serves as the final of the mode. We should then, for

example, be able to identify the following mode: Bß, C, D, Eß, F, G, Aß, Bß. By extracting the

flats in the preceding mode—Bß, Eß, and Aß—we can identify a key signature of Eß major. The

final of this mode (here, the beginning and ending pitch) is Bß, the fifth scale degree (sol) of Eß

major. The given mode, therefore, is a Bß Mixolydian mode. One might also think that a Bß
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major scale has two flats—Bß and Eß. This collection of pitches also has an Aß, a lowered seventh

scale degree. This would then be a Mixolydian mode because it is a major scale with a lowered

seventh scale degree.

In addition to your work with the minor scale in its three forms, you should practice

constructing and identifying the modes discussed above.


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Unit 5:
Triads and Seventh Chords
The harmony employed in the music we will be studying can be understood as tertian, or

harmonies that can be described as superimposed (“stacked”) major and minor thirds. Triads—

three-note chords—and seventh chords—four-note chords—form most of the harmonies used

during the common practice period. We will begin our study of chords with an introduction to

the recognition and construction of triads first and then seventh chords. Our study of these chords

will serve as an introduction to the harmonic language that we will study in the following units.

Triads in Root Position

As stated above, triads are three-note chords consisting of superimposed (or “stacked”)

major and minor thirds. Since the triads employ only two types of thirds, there are only four

types of triads. Example 5.1 illustrates the four types of triads—the major triad (a major third

on the bottom and a minor third on the top), the minor triad (a minor third on the bottom and a

major third on the top), the diminished triad (minor thirds on both the bottom and top), and the

augmented triad (major thirds on both the bottom and top).

Example 5.1. The Four Types of Triads 

In each of the triads in Example 5.1, the lowest note of the superimposed thirds is C. In every

case, then, C can be described at the root of the triad. The root of a triad is the lowest pitch of the

triad when it is considered as two superimposed thirds. The other elements of the triad are named
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by their intervallic relationships to the root. The note above the root is the third of the chord

because, when considered as two superimposed thirds, it is a third above the root. The note above

that is the fifth of the chord because, when considered as two superimposed thirds, it is a fifth

above the root.

The letters beneath each triad type in Example 5.1 indicate the shorthand notation that we

will use to indicate the root and the quality of each triad. For each triad, the letter C indicates the

root and the appearance of the letter indicates the chord quality (major, minor, diminished,

augmented). In the first chord, an upper case letter C (C) indicates that it is a major triad. In the

second chord, a lower case letter C (c) indicates that it is a minor triad. In the third chord, a lower

case letter C with a “degree sign” (cø) indicates that it is a diminished triad. In the fourth chord,

an upper case letter C with a “plus sign” (C±) indicates that it is an augmented triad.

In major and minor triads, the fifth of the chord is a perfect fifth above the root of the

chord. In both of these triads, the chord quality is named for the type of third that is formed

above the root of the chord. In a major triad, the third is a major third above the root. In a minor

triad, the third is a minor third above the root. In diminished and augmented triads, the chord

quality is named for the type of fifth that is formed above the root of the triad. In a diminished

triad, the fifth is a diminished fifth above the root. In an augmented triad, the fifth is an

augmented fifth above the root.

You should be able to identify and construct all four types of triads given any of the triad

members. That is, you should be able to identify any major, minor, diminished, and augmented

triad, or construct any of those triads given the root, the third or the fifth. These tasks involve

either identifying or constructing two thirds or a third and a fifth. The examples below illustrate

the procedures for completing these tasks.


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Example 5.2 contains six triads; try to identify the quality of each before reading the

explanation that follows the example. In order to identify the triad quality, you should consider

the quality of the thirds and fifths in each one.

Example 5.2. Practice Identifying Triad Quality.

Triad a in Example 5.2 (F-Aß-C) is a minor triad. If we consider only the thirds, the third

between the root and the third of the chord (F-Aß) is a minor third, and the third between the third

of the chord and the fifth of the chord (Aß-C) is a major third. A triad with a minor third on the

bottom and a major third on the top is a minor triad. We could also have considered the two

intervals formed above the root. The third between the root and the third of the chord remains a

minor third, and the fifth between the root and the fifth of the chord (F-C) is a perfect fifth. A

triad with a minor third and a perfect fifth is a minor triad. Triad b in Example 5.2 (Dƒ-Fƒ-A) is a

diminished triad. If we consider only the thirds, the third between the root and the third of the

chord (Dƒ-Fƒ) is a minor third, and the third between the third of the chord and the fifth of the

chord (Fƒ-A) is a minor third. A triad with a minor third on the bottom and a minor third on the

top is a diminished triad. We could also have considered the two intervals formed above the root.

The third between the root and the third of the chord remains a minor third, and the fifth between

the root and the fifth of the chord (Dƒ-A) is a diminished fifth. A triad with a minor third and a

diminished fifth is a diminished triad. Triad c in Example 5.2 (Bß-D-F) is a major triad. If we

consider only the thirds, the third between the root and the third of the chord (Bß-D) is a major

third, and the third between the third of the chord and the fifth of the chord (D-F) is a minor third.

A triad with a major third on the bottom and a minor third on the top is a major triad. We could

also have considered the two intervals formed above the root. The third between the root and the

third of the chord remains a major third, and the fifth between the root and the fifth of the chord
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(Bß-F) is a perfect fifth. A triad with a major third and a perfect fifth is a major triad. Triad d in

Example 5.2 (G-B-Dƒ) is an augmented triad. If we consider only the thirds, the third between the

root and the third of the chord (G-B) is a major third, and the third between the third of the chord

and the fifth of the chord (B-Dƒ) is a major third. A triad with a major third on the bottom and a

major third on the top is an augmented triad. We could also have considered the two intervals

formed above the root. The third between the root and the third of the chord remains a major

third, and the fifth between the root and the fifth of the chord (G-Cƒ) is an augmented fifth. A

triad with a major third and an augmented fifth is an augmented triad. Triad e in Example 5.2

(Aß-C-Eß) is a major triad. If we consider only the thirds, the third between the root and the third

of the chord (Aß-C) is a major third, and the third between the third of the chord and the fifth of

the chord (C-Eß) is a minor third. A triad with a major third on the bottom and a minor third on

the top is a major triad. We could also have considered the two intervals formed above the root.

The third between the root and the third of the chord remains a major third, and the fifth between

the root and the fifth of the chord (Aß-Eß) is a perfect fifth. A triad with a major third and a

perfect fifth is a major triad. Triad f in Example 5.2 (Fƒ-A-Cƒ) is a minor triad. If we consider

only the thirds, the third between the root and the third of the chord (Fƒ-A) is a minor third, and

the third between the third of the chord and the fifth of the chord (A-Cƒ) is a major third. A triad

with a minor third on the bottom and a major third on the top is a minor triad. We could also

have considered the two intervals formed above the root. The third between the root and the third

of the chord remains a minor third, and the fifth between the root and the fifth of the chord (Fƒ-Cƒ)

is a perfect fifth. A triad with a minor third and a perfect fifth is a minor triad.

In each of the triads in Example 5.2, there are “shortcuts” that will help you more quickly

identify triad qualities. For example, in triad b, once you have identified the fifth (Dƒ-A) as a

diminished fifth, you should realize that the only triad type that contains a diminished fifth is a
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diminished triad. At that point, you need to merely establish that the third (Dƒ-Fƒ) is a minor third.

Likewise, in triad d, once you have identified the fifth (G-Dƒ) as an augmented fifth, you should

realize that the only triad type that contains an augmented fifth is an augmented triad. At that

point, you need to merely establish that the third (G-B) is a major third. If you recognize that the

fifth is a perfect fifth (as in triads a, c, e, and f), you can identify the third (as either major or

minor) to determine the triad quality as either major or minor. You should practice working with

triads in this manner until you can quickly and accurately identify the quality.

Example 5.3 contains six triads for you to construct. In the first four triads, you are given

the quality and the root of the triad; in the last two triads, you are given the quality and either the

third or the fifth. Try to construct each triad before checking your answers against those in

Example 5.4 and reading the explanations following that example. In order to construct triads,

you should consider the quality of the thirds and fifths in each one.

Example 5.3. Practice Constructing Triads.


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Example 5.4. Answers for the Constructing Triads Practice in Example 5.3.

In triads a, b, c, and d above, the procedure is the same, but the specific intervals to

construct differ with the quality of the triad. In triad a, the major triad with a root of B consists of

a major third above B (Dƒ) and a perfect fifth above B (Fƒ). One could also think of the fifth as a

minor third above the third (Dƒ-Fƒ). In triad b, the minor triad with a root of Eß consists of a minor

third above Eß (Gß) and a perfect fifth above Eß (Bß). One could also think of the fifth as a major

third above the third (Gß-Bß). In triad c, the diminished triad with a root of A consists of a minor

third above A (C) and a diminished fifth above A (Eß). One could also think of the fifth as a

minor third above the third (C-Eß). In triad d, the augmented triad with a root of F would consist

of a major third above F (A) and an augmented fifth above F (Cƒ). One could also think of the

fifth as a major third above the third (A-Cƒ). In triads e and f above, since the root is not given,

we must use our skill in interval construction to identify the root. In triad e, a major triad with a

third of F consists of a major third below F (Dß) and a minor third above F (Aß)—a Dß major triad.

In triad f, a minor triad with a fifth of Dƒ consists of a major third below Dƒ (B) and a perfiect fifth

below Dƒ (Gƒ)—a Gƒ major triad. One could also find the root by constructing a minor third

below the third (B-Gƒ). You should practice working with triads in this manner until you can

quickly and accurately construct any quality of triad given the root, the third, or the fifth.
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Triads in Inversion

All of the triads we have dealt with so far have been in root position. We will refer to the

lowest sounding note of a chord as the chord’s bass.47 A triad is in root position if the root of the

chord is in the bass. If the third of the chord is in the bass, the triad is in first inversion. If the

fifth of the chord is in the bass, the triad is in second inversion. The bass tone alone determines

the position of a triad (root position, first inversion, or second inversion), regardless of the

ordering of the other chord members above the bass. Example 5.5 illustrates the four qualities of

triads from Example 5.1 in all of their positions.

Example 5.5. All Qualities of C Triads in All Positions. 

The letters beneath each triad type in Example 5.5 employ the shorthand notation used to

indicate the root and the quality of each triad that was introduced in Example 5.1. Additional

symbols—stacked Arabic numerals—have been added to the letter notation to indicate the

position of the triad. These Arabic numerals have their origin in Baroque figured bass symbols.48

The Arabic numerals indicate the chord position by showing the intervals (general names only)

47
The term bass is borrowed from the lowest sounding voice part, but we will refer to the lowest sounding
member of the chord as the bass regardless of whether the note appears in that voice part’s register or the
voice part or instrument asked to perform that pitch.
48
In their original usage, figured bass symbols served as a shorthand notation to the performer indicated
intervals above a given bass. In practice, composers would write a bass line with figures to accompany a
melody line, either composed or pre-existent (such as in Bach’s Chorale Melodies with Figured Bass). See
J. S. Bach’s 371 Harmonized Chorales and 69 Chorale Melodies with Figured Bass, edited by Albert
Riemenschneider. New York: G. Schirmer, Inc., 1941.) In Baroque practice, these figures had much more
to do with voice leading than with chord inversion. We will be examining both uses of these symbols.
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formed between the bass and the chord tones above it. In root position triads, the upper notes of

the chord, the third and the fifth, form a third and a fifth with the bass (the root). Root position

triads can also be referred to as !-chords. In first inversion triads, the upper notes of the chord,

the fifth and the root, form a third and a sixth with the bass (the third). First inversion triads can

also be referred to as £−-chords. In second inversion triads, the upper notes of the chord, the root

and the third, form a fourth and a sixth with the bass (the fifth). Second inversion triads can also

be referred to as @-chords. Combining letter notation with Arabic numeral inversion symbols

allows us to identify every triad by root, quality, and inversion.

You should be able to identify and construct all four types of triads in any inversion given

any of the triad members. That is, you should be able to identify any major, minor, diminished,

and augmented triad by root, quality, and inversion. You should also be able to construct any of

those triads in any inversion given the root, the third or the fifth. These tasks are merely

extensions of the task introduced earlier in this unit and involve either identifying or constructing

two thirds or a third and a fifth. The examples below illustrate the procedures for completing

these tasks.

Example 5.6 contains six triads; try to identify the root, quality, and inversion of each

before reading the explanation that follows the example. In order to complete this task, you

should first determine the inversion of the triad by examining the intervals above the bass. Then

you should consider the triad in root position and identify the triad quality by considering the

quality of the thirds and fifths in each one, as in Example 5.2. Finally you should completely

identify the triad by using the notation in Example 5.5.

Example 5.6. Practice Identifying Triad Root, Quality, and Inversion.


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In triad a of Example 5.6, the intervals formed above the bass are a fourth and a sixth—

these intervals indicate a second inversion (@) triad. We can consider the triad in root position by

rearranging the pitches to create superimposed thirds (here, A-Cƒ-E). The third between the root

and the third of the chord is a major third (A-Cƒ), and the third between the third and the fifth of

the chord is a minor third (Cƒ-E). (Again, one could also consider the fifth between the root and

the fifth of the chord (A-E)—a perfect fifth.) We can conclude from the information gathered

that triad a is a second inversion A major triad (A@). In triad b of Example 5.6, the intervals

formed above the bass are a third and a sixth—these intervals indicate a second inversion (£−) triad.

We can consider the triad in root position by rearranging the pitches to create superimposed thirds

(here, E-G-B). The third between the root and the third of the chord is a minor third (E-G), and

the third between the third and the fifth of the chord is a major third (G-B). (Again, one could

also consider the fifth between the root and the fifth of the chord (E-B)—a perfect fifth.) We can

conclude from the information gathered that triad b is a first inversion E minor triad (e£−). In triad

c of Example 5.6, the intervals formed above the bass are a third and a fifth—these intervals

indicate a root position (!) triad. Since the triad is already in root position, we can immediately

begin to consider the superimposed thirds (here, F-A-Cƒ). The third between the root and the

third of the chord is a major third (F-A), and the third between the third and the fifth of the chord

is a major third (A-Fƒ). (Again, one could also consider the fifth between the root and the fifth of

the chord (F-Cƒ)—an augmented fifth.) We can conclude from the information gathered that triad

c is a root position F augmented triad (F±!). In triad d of Example 5.6, the intervals formed above

the bass are a third and a sixth—these intervals indicate a first inversion (£−) triad. We can

consider the triad in root position by rearranging the pitches to create superimposed thirds (here,

Cƒ-E-G). The third between the root and the third of the chord is a minor third (Cƒ-E), and the

third between the third and the fifth of the chord is a minor third (E-G). (Again, one could also
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consider the fifth between the root and the fifth of the chord (Cƒ-G)—a diminished fifth.) We can

conclude from the information gathered that triad d is a first inversion Cƒ diminished triad (cƒø£−).

In triad e of Example 5.6, the intervals formed above the bass are a fourth and a sixth—these

intervals indicate a second inversion (@) triad. We can consider the triad in root position by

rearranging the pitches to create superimposed thirds (here, B-D-Fƒ). The third between the root

and the third of the chord is a minor third (B-D), and the third between the third and the fifth of

the chord is a major third (D-Fƒ). (Again, one could also consider the fifth between the root and

the fifth of the chord (B-Fƒ)—a perfect fifth.) We can conclude from the information gathered

that triad d is a second inversion B minor triad (b@). In triad f of Example 5.6, the intervals

formed above the bass are a third and a sixth—these intervals indicate a second inversion (£−) triad.

We can consider the triad in root position by rearranging the pitches to create superimposed thirds

(here, Gß-Bß-Dß). The third between the root and the third of the chord is a major third (Gß-Bß),

and the third between the third and the fifth of the chord is a minor third (Bß-Dß). (Again, one

could also consider the fifth between the root and the fifth of the chord (Gß-Dß)—a perfect fifth.)

We can conclude from the information gathered that triad f is a first inversion Gß major triad

(Gߣ−).

As you practice identifying triads such as those in Example 5.6, you will discover

“shortcuts” (such as those discussed after Example 5.2). For example, quickly identifying the

root of a triad will help you think of the triad in root position if it is inverted. In the inverted

triads from Example 5.6 (triads a, b, d, e, and f), notice that there is a fourth formed between the

fifth of the chord and the root of the chord above it. In first inversion triads (triads b, d, and f),

the fourth appears between the upper two notes of the triad. In second inversion triads (triads a

and e), the fourth appears between the lower two notes of the triad. In every case, the upper pitch

of the fourth is the root of the chord. In triad a, the upper pitch of the fourth (E-A) is the root of
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this A@ chord. In triad b, the upper pitch of the fourth (B-E) is the root of this e£− chord.

Recognizing that these are perfect fourths (inversions of perfect fifths) means that you could

quickly check the third above the identified root (A-Cƒ in the first case and E-G in the second

case) to determine if the chord is major or minor. Recognizing that this is an augmented fourth

(the inversion of a diminished fifth) indicates that this is probably a diminished triad. Knowing

that fact means that you could quickly check the third above the identified root (Cƒ-E in this case)

to verify that the chord is diminished. You should practice working with triads in this manner

until you can quickly and accurately identify the root, quality, and inversion.

Example 5.7 contains six triads for you to construct. In the first three triads, you are

given the root, the quality, and the inversion. In the last three triads, you are given the bass, the

quality, and the inversion; for these you must determine the root. Try to construct each triad

before checking your answers against those in Example 5.8 and reading the explanations

following that example. In order to construct a triad given the root, quality, and inversion, you

should first construct a root position triad (as in Example 5.3) and then invert it. In order to

construct a triad given the bass, quality, and inversion, you should first determine whether you

have been given the third (the bass of a £−-chord) or the fifth (the bass of a @-chord). You should

then construct the chord in root position (as in Example 5.3, problems e and f) and invert it.

Example 5.7. Practice Constructing Inverted Triads.


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Example 5.8. Answers for the Constructing Inverted Triads Practice in Example 5.7.

In triads a, b, and c, above, the procedure is the same, but the specific intervals to

construct differ with the quality of the triad. In triad a, a second inversion Aß major triad, you

should first construct a root position Aß major triad by constructing a major third above Aß (C)

and a perfect fifth above Aß (Eß). The final step in this problem involves inverting the root

position Aß major triad (Aß-C-Eß) so that the fifth (Eß) of the chord is in the bass (Eß-Aß-C). In

triad b, a first inversion Bß augmented triad, you should first construct a root position Bß

augmented triad by constructing a major third above Bß (D) and an augmented fifth above Bß (Fƒ).

The final step in this problem involves inverting the root position Bß augmented triad (Bß-D-Fƒ) so

that the third of the chord (D) is in the bass (D-Fƒ-Bß). In triad c, a first inversion Fƒ diminished

triad, you should first construct a root position Fƒ diminished triad by constructing a minor third

above Fƒ (A) and a diminished fifth above Fƒ (C). The final step in this problem involves

inverting the root position Fƒ diminished triad (Fƒ-A-C) so that the third of the chord (C) is in the

bass (A-C-Fƒ). The procedure is slightly different for triads d, e, and f above. In triad d, a first

inversion diminished triad with a bass of G, you should first determine what element of the chord

you have been given. Since the bass of first inversion triad is the third of the chord, G is the third

of the diminished triad you must construct. A root position diminished triad contains a minor

third below the third (E) and a minor third above the third (Bß). The final step in this problem

involves inverting the resulting root position diminished triad (E-G-Bß) so that the third of the

chord (G) remains in the bass (G-Bß-E). In triad e, a second inversion major triad with a bass of

Aß, you should first determine what element of the chord you have been given. Since the bass of
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second inversion triad is the fifth of the chord, Aß is the fifth of the major triad you must

construct. A root position major triad contains a minor third below the fifth (F) and a perfect fifth

below the fifth (Dß). The final step in this problem involves inverting the resulting root position

major triad (Dß-F-Aß) so that the fifth of the chord (Aß) remains in the bass (Aß-Dß-C). In triad f,

a first inversion minor triad with a bass of B, you should first determine what element of the

chord you have been given. Since the bass of first inversion triad is the third of the chord, B is

the third of the minor triad you must construct. A root position minor triad contains a minor third

below the third (Gƒ) and a major third above the third (Dƒ). The final step in this problem

involves inverting the resulting root position minor triad (Gƒ-B-Dƒ) so that the third of the chord

(B) remains in the bass (B-Dƒ-Gƒ). You should practice working with triads in this manner until

you can quickly and accurately construct any quality of triad in any position given the root or the

bass.

Seventh Chords in Root Position

Seventh chords are four-note chords consisting of superimposed (or “stacked”) major

and minor thirds. If one adds an additional superimposed third to a triad, the interval formed

between this fourth pitch and the root of the triad is a seventh. Since there are four types of triads

(major, minor, diminished, and augmented) and two types of thirds (major and minor) that one

could superimpose above each triad, there are eight different types of seventh chords possible.

These are shown in Example 5.9.

Example 5.9. The Eight Possible Seventh Chord Qualities. 


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In each of the seventh chords in Example 5.9, the lowest note of the superimposed thirds

is D. In every case, then, D can be described at the root of the triad. The root of a seventh chord,

like the root of a triad, is the lowest pitch of the chord when it is considered as three

superimposed thirds. The other elements of the seventh chord are named by their intervallic

relationships to the root. The note above the root is the third of the chord because, when

considered as three superimposed thirds, it is a third above the root. The note above that is the

fifth of the chord because, when considered as three superimposed thirds, it is a fifth above the

root. The note above that is the seventh of the chord because, when considered as three

superimposed thirds, it is a seventh above the root.

Rather than thinking of seventh chords as three superimposed thirds, it is sometimes

better to consider them as triads with an additional third (which happens to create a seventh with

the root). We will refer to all seventh chords with “double names.” The first part of the seventh

chord name is the triad form by its two lowest superimposed thirds. The second part of the

seventh chord name is the quality of seventh the highest pitch creates with the lowest pitch when

the chord is considered as three superimposed thirds. The first chord in Example 5.9 is a major-

major seventh chord—a major triad with a major seventh. The second chord in Example 5.9 is

a major-minor seventh chord—a major triad with a minor seventh. The third chord in Example

5.9 is a minor-major seventh chord—a minor triad with a major seventh. The fourth chord in

Example 5.9 is a minor-minor seventh chord—a minor triad with a minor seventh. The fifth

chord in Example 5.9 is a diminished-minor seventh chord—a diminished triad with a minor

seventh. The sixth chord in Example 5.9 is a diminished-diminished seventh chord—a

diminished triad with a diminished seventh. The seventh chord in Example 5.9 is an augmented-

augmented seventh chord—an augmented triad with an augmented seventh. The eighth chord

in Example 5.9 is am augmented-major seventh chord—an augmented triad with a major

seventh.
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Not all of these seventh chords are common. In fact, we will immediately eliminate the

penultimate chord from Example 5.9—the augmented-augmented seventh chord. The augmented

seventh in this chord (here, D-C©) is enharmonic with the octave D-D. Sine this seventh chord

would sound the same as an augmented triad with its root doubled at the octave—a very common

occurrence, we will not consider this chord and reduce the number of possible seventh chords to

seven. Of the remaining seven possible seventh chords listed, the third chord in Example 5.9 (the

minor-major seventh chord) and the eighth chord in Example 5.9 (the augmented-major seventh

chord) are used with much less frequency than the other five. We will limit our study to the

seven seventh chords, but focus our study on the five most commonly used ones.

The letters beneath each triad type in Example 5.9 indicate the shorthand notation that we

will use to indicate the root and the quality of each seventh chord. The appearances of the letter

D indicate the root the chord quality (major, minor, diminished, augmented) of the triad. In the

first two chords, an upper case letter D (D) indicates a major triad. In the next two chords, a

lower case letter D (d) indicates a minor triad. In the next two chords, a lower case letter D with

a “degree sign” (dø or dØ) indicates a diminished triad. In the last two chords, an upper case letter

D with a “plus sign” (D±) indicates an augmented triad. The appearances of the superscripted

seven indicate the quality of the seventh. An upper case M preceding the seventh (‰‡) indicates a

major seventh. A seventh with nothing preceding it (‡) indicates a minor seventh, and a seventh

with a “plus sign” in front of it (±‡) indicates an augmented seventh. In the case of a diminished

triad, the appearance of the “degree sign” indicates not only the quality of the triad, but also the

quality of the seventh. An unmodified degree sign in front of the seven (ø‡) indicates a

diminished seventh, and a slash through the degree sign in front of the seven (؇) indicates a

minor seventh.

We will use the complete “double” seventh chord name (naming both the quality of the

triad and the quality of the seventh), but the five most commonly used seventh chords have
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shortened names that are frequently used. You should feel comfortable using either the complete

name or the shortened name. Table 5.1 contains both the complete names and the shortened

names for the five most common seventh chords.

Complete Seventh Chord Name Abbreviated Seventh Chord Name


Major-major seventh chord Major seventh chord
Major-minor seventh chord Dominant seventh chord
Minor-minor seventh chord Minor seventh chord
Diminished-minor seventh chord Half-diminished seventh chord
Diminished-diminished seventh chord Fully diminished chord
Table 5.1. Alternate Names for Seventh Chords

You should be able to identify and construct all types of seventh chords in root position

given any of the chord members. That is, you should be able to identify any seventh chord by

labeling the root and the quality using the chord designations found in Example 5.9. You should

also be able to construct any of those seventh chords in root position given the root, the third, the

fifth, or the seventh. These tasks are merely extensions of the task of identifying and constructing

triads introduced earlier in this unit and involve either identifying or constructing thirds, fifths,

and sevenths. The examples below illustrate the procedures for completing these tasks.

Example 5.10 contains six seventh chords; try to identify the root and quality of each

before reading the explanation that follows the example. In order to complete this task, you

should first determine the inversion of the triad by examining the intervals above the bass. Since

each seventh chord is in root position, in order to identify the seventh chord quality, you should

consider the quality of the thirds, fifths, and sevenths in each one. You should then identify the

seventh chord by using the notation in Example 5.9.

Example 5.10. Practice Identifying the Quality of Root Position Seventh Chords.

Seventh chord a in Example 5.10 (G-Bß-D-F) is a G minor-minor seventh chord (g‡). If

we consider only the triad first, the third between the root and the third of the chord (G-Bß) is a
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minor third, and the third between the third of the chord and the fifth of the chord (Bß-D) is a

major third. A triad with a minor third on the bottom and a major third on the top is a minor triad.

The interval between the root and the seventh of the chord (G-F) is a minor seventh, so the chord

is a minor triad with a minor seventh. Seventh chord b in Example 5.10 (E-Gƒ-B-D) is an E

major-minor seventh chord (E‡). If we consider only the triad first, the third between the root and

the third of the chord (E-Gƒ) is a major third, and the third between the third of the chord and the

fifth of the chord (Gƒ-B) is a minor third. A triad with a major third on the bottom and a minor

third on the top is a major triad. The interval between the root and the seventh of the chord (E-D)

is a minor seventh, so the chord is a major triad with a minor seventh. Seventh chord c in

Example 5.10 (Bß-D-F-A) is a Bß major-major seventh chord (B߉‡). If we consider only the triad

first, the third between the root and the third of the chord (Bß-D) is a major third, and the third

between the third of the chord and the fifth of the chord (F-D) is a major third. A triad with a

major third on the bottom and a minor third on the top is a major triad. The interval between the

root and the seventh of the chord (Bß-A) is a major seventh, so the chord is a major triad with a

major seventh. Seventh chord d in Example 5.10 (F-A-Cƒ-E) is a F augmented-major seventh

chord (F+‰‡). If we consider only the triad first, the third between the root and the third of the

chord (F-A) is a major third, and the third between the third of the chord and the fifth of the chord

(A-Cƒ) is a major third. A triad with a major third on the bottom and a major third on the top is an

augmented triad. The interval between the root and the seventh of the chord (F-E) is a major

seventh, so the chord is an augmented with a major seventh. Seventh chord e in Example 5.10

(Cƒ-E-G-Bß) is a Cƒ diminished-diminished seventh chord (cƒø‡). If we consider only the triad first,

the third between the root and the third of the chord (Cƒ-E) is a minor third, and the third between

the third of the chord and the fifth of the chord (E-G) is a minor third. A triad with a minor third

on the bottom and a minor third on the top is a diminished triad. The interval between the root
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and the seventh of the chord (Cƒ-Bß) is a diminished seventh, so the chord is a major diminished

triad with a diminished seventh. Seventh chord f in Example 5.10 (A-C-Eß-G) is an A

diminished-minor seventh chord (a؇). If we consider only the triad first, the third between the

root and the third of the chord (A-C) is a minor third, and the third between the third of the chord

and the fifth of the chord (C-Eß) is a minor third. A triad with a minor third on the bottom and a

minor third on the top is a diminished triad. The interval between the root and the seventh of the

chord (A-E) is a minor seventh, so the chord is a diminished triad with a minor seventh. You

should practice working with triads in this manner until you can quickly and accurately identify

the quality.

Example 5.11 contains six seventh chords for you to construct. In the first three chords,

you are given the quality and the root of the seventh chord; in the last three chords, you are given

the quality and either the third, the fifth, or the seventh. Try to construct each seventh chord

before checking your answers against those in Example 5.12 and reading the explanations

following that example. In order to construct triads, you should consider the quality of the thirds,

fifths, and sevenths in each one.

Example 5.11. Practice Constructing Root Position Seventh Chords.


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Example 5.12. Answers for the Constructing Root Position Seventh Chords Practice in
Example 5.11.

In seventh chords a, b, and c above, the procedure is the same, but the specific intervals

to construct differ with the quality of the chord. In seventh chord a, the diminished-minor

seventh chord with a root of E consists of a diminished triad—a minor third above E (G) and a

diminished fifth above E (Bß)—and a minor seventh above E (D). The resulting chord is also

referred to as a half diminished seventh chord (e؇). In seventh chord b, the minor-minor seventh

chord with a root of B consists of a minor triad—a minor third above B (D) and a perfect fifth

above B (Fƒ)—and a minor seventh above B (A). The resulting chord is also referred to as a

minor seventh chord (b‡). In seventh chord c, the major-major seventh chord with a root of G

consists of a major triad—a major third above G (B) and a perfect fifth above G (D)—and a

major seventh above B (Fƒ). The resulting chord is also referred to as a major chord (G‰‡). In

seventh chords d, e, and f above, since the root is not given, we must use our skill in interval

construction to identify the root. In seventh chord d, a diminished-diminished seventh chord with

a third of A consists of a diminished triad—with a root a minor third below A (Fƒ) and a fifth a

minor third above A (C)—and a diminished seventh above the root of Fƒ (Eß). The resulting

chord is also referred to as a fully diminished seventh chord (fƒø‡). In seventh chord e, a major-

minor seventh chord with a fifth of E consists of a major triad—with a root a perfect fifth below

E (A) and a third a major third above A (Cƒ) or a minor third below E (Cƒ)—and a minor seventh

above the root of A (G). The resulting chord is also referred to as a dominant seventh chord (A‡).

In seventh chord f, a minor-major seventh chord with a seventh of B has a root a major seventh

below B (C) and a minor triad built upon that root—with a third a minor third above C (Eß) and a
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fifth a perfect fifth above C (G). The resulting chord is referred to only as a minor-major seventh

chord (c‰‡). You should practice working with seventh chords in this manner until you can

quickly and accurately construct any quality of seventh chord given the root, the third, the fifth,

or the seventh.

Seventh Chords in Inversion

All of the triads discussed above are in root position. As with triads, we will refer to the

lowest sounding note of a chord as the chord’s bass. A seventh chord is in root position if the

root of the chord is in the bass. If the third of the chord is in the bass, the seventh chord is in first

inversion. If the fifth of the chord is in the bass, the seventh chord is in second inversion. If the

seventh of the chord is in the bass, the seventh chord is in third inversion. As with triads, the

bass tone alone determines the position of a seventh chord (root position, first inversion, second

inversion, or third inversion), regardless of the ordering of the other chord members above the

bass. Example 5.13 illustrates the most common seventh chords from Example 5.9 in all of their

positions.

Example 5.13. Most Common Qualities of D Seventh Chords in All Positions.49 

49
The two seventh chord types from Example 5.9 that are omitted in Example 5.13 are the minor-major
seventh chord and the augmented-augmented seventh chord. The elimination of the latter was discussed
previously (see page 115). The minor-major seventh chord is probably the next least used of the seventh
chords. It should be noted, however, that not all of the seventh chords in Example 5.13 are used with the
same degree of frequency.
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The letters beneath each seventh chord type in Example 5.13 employ the shorthand

notation used to indicate the root and the quality of the most common seventh chords that were

introduced in Example 5.9. Additional symbols—stacked Arabic numerals—have been added to

the letter notation to indicate the position of the triad. As mentioned in the discussion of inverted

triads, these Arabic numerals have their origin in Baroque figured bass symbols.50 The Arabic

numerals indicate the chord position by showing the some of the intervals (general names only)

formed between the bass and the chord tones above it. The Arabic numerals used in Example

5.13 are abbreviated versions of the complete symbols that would indicate all of the intervals

above the bass tone. Table 5.2 illustrates all inversions of an Eß major-minor seventh chord, the

complete Arabic symbol, and the abbreviated versions that we will employ. In root position

seventh chords, the upper notes of the chord, the third, the fifth, and the seventh, form those

intervals with the bass (the root). Root position seventh chords have their complete inversion

symbol based on all three intervals, but we will indicate them with a 7 alone. In first inversion

seventh chords, the upper notes of the chord, the fifth, the seventh, and the root, form a third, a

fifth, and a sixth with the bass (the third). First inversion seventh chords have their complete

inversion symbol based on all three intervals, but we will refer to them #-chords. In second

inversion seventh chords, the upper notes of the chord, the seventh, the root and the third, form a

third, a fourth and a sixth with the bass (the fifth). Second inversion seventh chords have their

complete inversion symbol based on all three intervals, but we will refer to them $-chords. In

third inversion seventh chords, the upper notes of the chord, the root, the third and the fifth, form

a second, a fourth and a sixth with the bass (the seventh). Third inversion seventh chords have

their complete inversion symbol based on all three intervals, but we will refer to them %-chords.

Combining letter notation with Arabic numeral inversion symbols allows us to identify every

seventh chord by root, quality, and inversion.

50
See page 107 above.
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All Positions of an Eß Major-minor Complete Arabic Abbreviated Arabic


Seventh Chord Numeral Inversion Numeral Inversion
Symbols Symbols
(Based on all intervals (Shortened versions based on
formed between the root and Baroque figured bass
the chord tones above.) practice.)

Gx‡£% Gx&

Gx¦£% Gxe

Gx¦£$ Gxr

Gx¦™$ Gxt
Table 5.2. Complete and Abbreviated Seventh Chord Inversion Symbols.51

You should be able to identify and construct all types of seventh chords in any inversion

given any of the triad members. That is, you should be able to identify any seventh chord by root,

quality, and inversion. You should also be able to construct any of those seventh chords in any

inversion given the root, the third, the fifth, or the seventh. These tasks are merely extensions of

the task introduced earlier in this unit. The examples below illustrate the procedures for

completing these tasks.

Example 5.14 contains six seventh chords; try to identify the root, quality, and inversion

of each before reading the explanation that follows the example. In order to complete this task,

you should first determine the inversion of the seventh chord by examining the intervals above

the bass. Then you should consider the seventh chord in root position and identify its quality by

considering the quality of the third, fifth, and seventh in each one, as in Example 5.5. Finally you

should completely identify the triad by using the notation in Example 5.13.

51
Some books shorten even further the abbreviated version of the Arabic numeral inversion symbol for the
third inversion seventh chord and use only the “2.” In that system of notation the third inversion Eß major-
minor seventh chord in Table 5.2 is indicated Eß™ .
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Example 5.14. Practice Identifying Seventh Chord Root, Quality, and Inversion.

In chord a of Example 5.14, the intervals formed above the bass are a third, a fifth, and a

sixth—these intervals indicate a first inversion (#) seventh chord. We can consider the chord in

root position by rearranging the pitches to create superimposed thirds (here, F-Aß-C-Eß). The

triad is minor because the third between the root and the third of the chord is a minor third (F-Aß),

and the fifth between the root and the fifth of the chord is a perfect fifth (F-C). The seventh from

the root to the seventh is a minor seventh (F-Eß). We can conclude from the information

gathered that chord a is a first inversion F minor-minor seventh chord (f#). In chord b of Example

5.14, the intervals formed above the bass are a third, a fourth, and a sixth—these intervals

indicate a second inversion ($) seventh chord. We can consider the chord in root position by

rearranging the pitches to create superimposed thirds (here, Cƒ-E-G-Bß). The triad is diminished

because the third between the root and the third of the chord is a minor third (Cƒ-E), and the fifth

between the root and the fifth of the chord is a diminished fifth (Cƒ-G). The seventh from the root

to the seventh is a diminished seventh (Cƒ-Bß). We can conclude from the information gathered

that chord b is a second inversion Cƒ diminished-diminished seventh chord (cƒø$). In chord c of

Example 5.14, the intervals formed above the bass are a second, a fourth, and a sixth—these

intervals indicate a third inversion (%) seventh chord. We can consider the chord in root position

by rearranging the pitches to create superimposed thirds (here, Bß-D-F-Aß). The triad is major

because the third between the root and the third of the chord is a major third (Bß-F), and the fifth

between the root and the fifth of the chord is a perfect fifth (Bß-F). The seventh from the root to

the seventh is a minor seventh (Bß-Aß). We can conclude from the information gathered that

chord c is a third inversion Bß major-minor seventh chord (Bß%). In chord d of Example 5.14, the
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intervals formed above the bass are a third, a fifth, and a seventh—these intervals indicate a root

position (‡) seventh chord. We know that the chord is already in root and can immediately

examine the superimposed thirds (here, G-Bß-Dß-F). The triad is diminished because the third

between the root and the third of the chord is a minor third (G-Bß), and the fifth between the root

and the fifth of the chord is a dimished fifth (G-Cß). The seventh from the root to the seventh is a

minor seventh (G-F). We can conclude from the information gathered that chord d is a root

position G diminished-minor seventh chord (g؇). In chord e of Example 5.14, the intervals

formed above the bass are a third, a fourth, and a sixth—these intervals indicate a second

inversion ($) seventh chord. We can consider the triad in root position by rearranging the pitches

to create superimposed thirds (here, A-Cƒ-E-G). The triad is major because the third between the

root and the third of the chord is a major third (A-Cƒ), and the fifth between the root and the fifth

of the chord is a perfect fifth (A-E). The seventh from the root to the seventh is a minor seventh

(A-G). We can conclude from the information gathered that chord e is a second inversion A

major-minor seventh chord (A$). In chord f of Example 5.14, the intervals formed above the

bass are a third, a fifth, and a sixth—these intervals indicate a first inversion (#) seventh chord.

We can consider the triad in root position by rearranging the pitches to create superimposed thirds

(here, B-D-Fƒ-A). The triad is minor because the third between the root and the third of the chord

is a minor third (B-D), and the fifth between the root and the fifth of the chord is a perfect fifth

(B-Fƒ). The seventh from the root to the seventh is a minor seventh (B-A). We can conclude

from the information gathered that chord f is a first inversion B minor-minor seventh chord (b#).

As you practice identifying seventh chords such as those in Example 5.14, you will

discover “shortcuts.” As in the case of inverted triads, quickly identifying the root of a seventh

chord will help you think of the chord in root position if it is inverted. In the inverted seventh

chords from Example 5.14 (chords a, b, c, e, and f), notice that there is a second formed between
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the seventh of the chord and the root of the chord above it. In every case, the upper pitch of the

second is the root of the chord. In chord a, the upper pitch of the second (Eß-F) is the root of this

f# chord. In chord b, the upper pitch of the second (Bß-Cƒ) is the root of this cƒø$ chord. In chord

c, the upper pitch of the second (Aß-Bß) is the root of this Aß% chord. In chord e, the upper pitch of

the second (G-A) is the root of this A$ chord. In chord f, the upper pitch of the second (A-B) is

the root of this B# chord. You should practice working with seventh chords in this manner until

you can quickly and accurately identify the root, quality, and inversion.

Example 5.15 contains six seventh chords for you to construct. In the first three chords,

you are given the root, the quality, and the inversion. In the last three chords, you are given the

bass, the quality, and the inversion; for these you must determine the root. Try to construct each

triad before checking your answers against those in Example 5.16 and reading the explanations

following that example. In order to construct a seventh chord given the root, quality, and

inversion, you should first construct a root position chord (as in Example 5.11, problems a, b, and

c) and then invert it. In order to construct a seventh chord given the bass, quality, and inversion,

you should first determine whether you have been given the third (the bass of a #-chord), the fifth

(the bass of a $-chord), or the seventh (the bass of a %-chord). You should then construct the chord

in root position (as in Example 5.11, problems d, e, and f) and invert it.

Example 5.15. Practice Constructing Inverted seventh Chords.


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Example 5.16. Answers for the Constructing Inverted Seventh Chords Practice in Example
5.15.

In chords a, b, and c, above, the procedure is the same, but the specific intervals to

construct differ with the quality of the triad. In chord a, a third inversion A major-minor seventh

chord, you should first construct a root position A major triad by constructing a major third above

A (Cƒ) and a perfect fifth above A (E). Next, you should construct a minor seventh above A (G).

The final step in this problem involves inverting the root position A major-minor seventh chord

(A-Cƒ-E-G) so that the seventh (G) of the chord is in the bass (G-A-Cƒ-E). In chord b, a first

inversion c minor-minor seventh chord, you should first construct a root position c minor triad by

constructing a minor third above C (Eß) and a perfect fifth above C (G). Next, you should

construct a minor seventh above C (Bß). The final step in this problem involves inverting the

root position c minor-minor seventh chord (C-Eß-G-Bß) so that the third (Eß) of the chord is in the

bass (Eß-G-Bß-C). In chord c, a second inversion D major-major seventh chord, you should first

construct a root position D major triad by constructing a major third above D (Fƒ) and a perfect

fifth above D (A). Next, you should construct a major seventh above D (Cƒ). The final step in

this problem involves inverting the root position D major-minor seventh chord (D-Fƒ-A-Cƒ) so

that the fifth (A) of the chord is in the bass (A-Cƒ-D-Fƒ). In chord d, a first inversion diminished-

minor seventh chord with a bass of G, you should first determine what element of the chord you

have been given. Since the bass of first inversion seventh chord is the third of the chord, G is the

third of the diminished triad you must construct. A root position diminished triad contains a

minor third below the third (E) and a minor third above the third (Bß). Next, you should construct

a minor seventh above E (D). The final step in this problem involves inverting the resulting root
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position diminished-minor seventh chord (E-G-Bß-D) so that the third of the chord (G) remains in

the bass (G-Bß-E-D). In chord e, a third inversion major-major seventh chord with a bass of F,

you should first determine what element of the chord you have been given. Since the bass of

third inversion seventh chord is the seventh of the chord, F is a major seventh above the root of

the chord. You should determine the root of the chord by constructing a major seventh below F

(Gß). Next you should build a major triad by constructing a major third above Gß (Bß) and a

perfect fifth above Gß (Dß). The final step in this problem involves inverting the resulting root

position major-major seventh chord (Gß-Bß-Dß-F) so that the seventh of the chord (F) remains in

the bass (F-Gß-Bß-Dß). In chord f, a second inversion diminished-diminished seventh chord with

a bass of Aß, you should first determine what element of the chord you have been given. Since

the bass of second inversion seventh chord is the fifth of the chord, Aß is the fifth of the

diminished triad you must construct. A root position diminished triad contains a minor third

below the fifth (F) and a diminished fifth above the fifth (D). Next, you should construct a

diminished seventh above D (Cß). The final step in this problem involves inverting the resulting

root position diminished-minor seventh chord (D-F-Aß-Cß) so that the fifth of the chord (Aß)

remains in the bass (Aß-Cß-F-D). You should practice working with seventh chords in this

manner until you can quickly and accurately construct any quality of seventh chord in any

position given the root or the bass.

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