Professional Documents
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New Promotion Guidelines2023
New Promotion Guidelines2023
5004,
KAZAURE, JIGAWA STATE.
MAY, 2023
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HUSSAINI ADAMU FEDERAL POLYTECHNIC KAZAURE, JIGAWA STATE
POLYTECHNIC VISION
POLYTECHNIC MISSION
“To create a conducive teaching and learning environment for individuals towards self-
reliance and sustainable National Development”
CORE VALUES
Quality, Hard Work and Diligence
Performance-Based Reward and Recognition System
Openness, Transparency and Accountability
Respect for Human Dignity and Human Rights
Focused and Dedicated Leadership at Each Hierarchy of Authority
TABLE OF CONTENTS
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SUBJECT PAGE
Title Page
Approval Page
Polytechnic Vision
Polytechnic Mission
Core Values
Table of Contents
1.0 INTRODUCTION
2.0 GENERAL RULES
3.0 APPOINTMENTS, PROMOTIONS AND DISCIPLINARY COMMITTEE
3.2 Terms of Reference of AP&DC
3.3 Composition of Appointments, Promotions and Disciplinary Committee
4.0 PROCEDURE FOR APPOINTMENTS AND PROMOTIONS
4.2 Promotions
4.3 Basis for Appointments and Promotions of Academic Staff
5.0 APPOINTMENTS
6.0 POWERS OF APPOINTMENT
6.1 Powers of Council on Appointments
6.2 Powers of the Rector on Appointments
7.0 TYPES OF APPOINTMENTS
7.1 Permanent and Pensionable Appointments
7.2 Contract Appointment
7.3 Sabbatical Appointment
7.4 Visiting Appointment
7.5 Temporary Full-Time Appointment
7.6 Temporary Part-Time Appointment
8.0 VACANCIES
8.1 Advertisement for fresh Appointments
8.2 Processing of Applications
8.2.1 Referees
8.2.2 Fresh Appointments of Chief and Principal Lecturers
8.3 Procedure for Part-Time Appointment
8.4 Confirmation of Appointments
8.5 External Assessment
9.0 REQUIREMENT FOR APPOINTMENT OF ACADEMIC STAFF TO VARIOUS
RANKS
9.1 Assistant Lecturer – CONPCASS 02
9.2 Lecturer III – CONPCASS 03
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9.3 Lecturer II – CONPCASS 04
9.3 Lecturer I – CONPCASS 06
9.4 Senior Lecturer – CONPCASS 07
9.5 Principal Lecturer – CONPCASS 08
9.6 Chief Lecturer – CONPCASS 09
10.0 PROMOTIONS
10.1 General Guidelines
10.2 Procedure for Assessment for promotion of Academic Staff
a. Terms of Reference of the Committee (ASPSC)
b. Quorum
11.0 ACADEMIC POSITION
11.1. Fundamental Requirements for Promotions of Lecturers/Librarian
11.2. Fundamental Requirements for Promotions of Instructors
11.3. Fundamental Requirements for Promotions of Technologists
12.0 OVERALL ASSESSMENT FOR PROMOTION OF ACADEMIC STAFF
12.1 Lecturer/Librarian Cadre
12.2 Instructor Cadre
12.3 Technologist Cadre
13.0 METHODS OF SUBMISSION OF APPLICATION FOR PROMOTIONS
14.0 ALLOTMENT OF POINTS
14.1 Allotment of Points for promotions of academic staff
15.0 APPEALS
15.1 Guidelines for Handling Appeals Arising from Promotions
15.2 Appeals against Rejection at Department or Unit Level.
15.3 Appeal against Rejection at School or Units Level
15.4 Appeal against Decision of the ASPSC
15.4 Appeal against Decision of the Appointments, Promotions and Disciplinary
Committee
16.0 INTERPETATION OF KEY TERMS
1.0 INTRODUCTION
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The guidelines for the appointments and promotions of academic staff are derived from the
component of the Scheme of Service of Federal Polytechnics in line with the current trends
and procedures of advancement of employees as clearly stated in the Federal Civil Service
Commission revised guidelines. This strategic document is meant to help the Polytechnic
administration to evolve a more comprehensive format for assessing all grades of academic
staff for appointments and promotions.
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2.16 Staff on contract appointment are not eligible for promotion.
2.17 The criteria for appointment and promotion appraisal of academic staff shall be carried out
in compliance with the specific criteria for each of the various categories of staff.
2.18 Applicant must be medically fit and must present evidence of fitness from the Polytechnic
clinic.
2.19 Ex-convict shall not be appointed.
In Attendance:
iv Deputy Registrar Council
v Principal Confidential Secretary to the Registrar
4.2 Promotions
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4.2.1 Promotions of existing academic staff shall normally take place during annual promotions
exercise to be undertaken by the Polytechnic’s AP&DC.
4.2.2 Such promotion meetings shall be preceded each year by a Call Circular issued by the
Registrar who shall invite submission from Heads of Department of staff who shall have
been screened and cleared by the appropriate Department/ School Appraisal Committees
and recommended to AP&DC for promotion.
4.2.3 The process shall begin within each academic Department from June to September of each
year. Recommendations from the Departments shall reach the School not later than July.
Recommendations from Schools shall, through the Registrar, reach the Academic Staff
Promotion Screening Committee (ASPSC) not later than August. Recommendations from
the ASPSC must reach the Establishment Committee not later than September.
5.0 APPOINTMENTS
5.1 Appointments of staff to established post shall be on pensionable or contract bases or on
secondment or visiting or sabbatical or transfer from such service in Nigeria as the
Polytechnic may accept for that purpose.
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6.2.1 The Rector shall have the power to make temporary appointments of suitable candidates to
vacant posts for up to a maximum of 12 months; pending the procedures laid down for the
interview and assessment of applicants as appropriate. However, the Rector cannot appoint
a Chief Lecturer or Principal Lecturer or Chief Librarian on a temporary basis.
6.2.2 Temporary appointments that are not regularised within 12 months shall lapse or cease.
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salary at the place of primary assignment or as may be determined by the Governing
Council from time to time. In exceptional cases a Senior Lecturer or Principal Lecturer
may be considered for a visiting appointment.
8.0 VACANCIES
i) Vacancies on the establishment shall normally be advertised. Promotions may, however,
be made from among serving employees of the Polytechnic to fill any vacancy. Any
departure from this rule shall be subject to the approval of the Governing Council.
ii) Notification of Vacancies: Heads of Departments shall send a list of all positions
approved in the estimates in line with the Strategic Plan, including likely resignations,
to the Registrar during December of every year.
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through the Dean/Director, as the case may be.
Iv) The Rector shall approve the shortlists of candidates at all levels before they are
invited for interview.
8.2.1 Referees
i) Candidates shall be required to ask three referees to submit report on them. One of
the referees should be the applicant’s present employer/Head of Department, where
applicable.
8.2.2 Fresh Appointments of Lecturer 11 and above
i) Shortlisted candidates for the ranks of Lecturer 11 and above shall be required to
submit three copies of each of their publications or other evidence of research for
the effective assessment of their applications.
ii) Candidates shall be expressly informed that publications mean materials published
in scholarly journals or by recognised publishers as further defined under
publications in this Guidelines.
iii) The publications in (ii) above, together with the interview report shall be forwarded
to AP&DC for the purpose of establishing a prima facie case.
iv) Three copies of the publications of candidates (Principal and Chief Lecturers) with
established prima facie cases shall be sent out for external assessment
v) On receipt of a minimum of 2 positive external assessors’ reports, the Rector shall
present such reports to the AP&DC for consideration and recommendation to
Council for approval.
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iv) Appointments may be confirmed to retiring age. However, the probation period
may be extended/deferred or the appointment terminated after due notice has been
given to the member of staff concerned.
v) Confirmation to retiring age after the probationary service shall be on the receipt of
positive recommendation from his/her Head of Department through the Dean of the
School.
vi) A Staff on probation shall not be granted training or study leave.
vii) A recommendation for non-confirmation shall be made only after the member of
staff concerned has been warned of his/her shortcomings in writing and has been given
sufficient time to remedy this.
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9.1 Assistant Lecturer – CONPCASS 02
By direct appointment of a candidate possessing a good Bachelor’s Degree (minimum of Second
Class Lower Division) in relevant discipline plus NYSC discharge or exemption certificate.
9.3.2: By direct appointment of a candidate possessing relevant Master’s Degree plus at least six
years’ teaching/research or industrial work experience or a Doctorate Degree in relevant discipline
plus three publications and three journal conference/seminar papers.
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9.5.3: Membership of relevant professional body is mandatory.
10.0 PROMOTIONS
10.1 General Guidelines
i. Promotion means the elevation or advancement of an employee to an office or position
of higher rank on the ground of merit. For this purpose, an upward regrading to
overcome a previous anomaly in appointment or following the acquisition of higher
qualification shall not be regarded as promotion.
ii. Soon after receiving a notice from the Registrar, Heads of Department/ Academic
Units shall commence the promotion assessment of each staff using the relevant
appraisal form and this will thereafter be considered at the various promotion
committees, that is, Department, Schools Appraisal Committee, Academic Staff
Promotion Screening Committee and the Appointment, Promotion and Disciplinary
Committee
iii. The assessment of employees for promotion shall take into account, among other
things, the character, efficiency, loyalty, productivity and devotion to duty of the staff
concerned. In order to provide an objective basis for a continuing assessment, all Heads
of Department are required to submit an annual evaluation report on the relevant form
on every staff within the Department.
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iv. The annual evaluation report shall be written in triplicate on the relevant form. The
report shall include an appraisal of the work and character of staff member in respect of
whom it is written for the preceding 12 months.
v. Refusal to assess a staff by the Head of Department and refusal to complete the
appraisal form by a staff is misconduct, which attracts appropriate sanctions.
vi. The promotion of a staff whose character is reported to be unsatisfactory shall be
delayed until such a staff is cleared after due investigation by a disciplinary committee.
If misconduct is confirmed, such a staff shall have his/her promotion stopped for one
year before reconsideration, without back dating the promotion.
vii. For the position of Senior Lecturer and above, 50% of publications must be housed in
journals of candidates’ area of specialization.
viii. Where members of staff are on leave of absence, the years of such leave of absence
shall not be counted as earned periods for promotion.
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All candidates must meet the minimum qualifications set out before promotion to the respective
ranks indicated below:
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11.2. Fundamental Requirements for Promotions of Instructors
S/N From To Requirements
1. Higher Snr. Instructor Three (3) years satisfactory service
Instructor
2. Snr. Prin. i. Three (3) years satisfactory service
Instructor Instructor II ii. Evidence of independent practical project or
exhibition of independent practical project or (1)
journal article or two (2) conference/ seminar papers
read since last promotion
3. Prin. Prin. i. Three (3) years satisfactory service.
Instructor II Instructor I ii. Evidence of one (1) additional independent practical
project or exhibition and one (1) journal article or (2)
conference/seminar papers
iii. Evidence of community service.
iv. Certificate of registration with professional
body/learned society
v. Possession of relevant Postgraduate Diploma (PGD)
4. Prin. Asst. Chief i. Three (3) years satisfactory service since.
Instructor I Inst. ii. One (1) additional independent practical project or
exhibition or two (2) conference/seminar papers and
two (2) journal articles or (1) chapter contribution.
iii. Evidence of community service
iv. Certificate of registration with professional
body/learned society
5. Asst. Chief Chief i. Three (3) years satisfactory service since last
Inst. Instructor promotion.
ii. Evidence of two (2) independent practical projects or
exhibitions or three (3) conference/seminar papers and
(3) journal articles or 2 chapters or (1) textbook
iii. Evidence of community service
iv. Certificate of registration with professional
body/learned society
Note Below:
a) An Instructor with relevant Degree or Academic Master Degree shall be converted to
Lecturer cadre, subject to satisfying the cumulative requirements for equivalent rank in the
Lecturer cadre.
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b) Independent practical project or exhibition shall have evidence of originality and relevance
to officer’s field of specialization.
c) An Instructor with relevant Degree or Academic Master Degree must apply for the
conversion to equivalent rank in the lecturer cadre.
Note Below:
Independent practical project or exhibition shall have evidence of originality and relevance to
officer’s field of specialization.
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5 Snr Lect/Asst Chief Libr – Princ Lect/Chief Libr 36 out of 90 (40%)
6 Princ Lect – Chief Lect 38 out of 95 (40%)
Note Below: For all cadres, the promotion applicant must satisfy all fundamental requirements.
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15 Chapter contribution shall be in a standard text book
16 A letter of acceptance for journal publication
17 Previous and current output shall be bound in one copy.
18 Evidence of community service may include but not limited to membership of
NGOS, donations, verifiable community project or service, a newspaper article on topical
issue and informative program presentation on radio or TV etc
19 Evidence of any other duty assigned and executed by the officer.
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iii. Journal Article/Independent personal - 1pt local and 1.5 pt High ethical per paper
Project/Exhibition (max 6pts)
Note: For a joint article/IPP/Exhibition, the collaborating authors shall have same point.
iv. Standard Textbook - 4 pts Per book
v. Chapter in a Textbook - 1.5pts per chapter
vi. Editing of Standard Textbook/Journal - 1.5pts per book/journal
vii. Compilation of bibliography or Index - 1 pt
15.0 APPEALS
15.1 Guidelines for Handling Appeals Arising from Promotions
A Candidate not recommended for promotion at any point in the assessment or appraisal process
may petition in the manner prescribed below:
15.2 Appeals against Rejection at Department
i. The appeal shall be addressed to the Dean of the School through the Head of
Department within 14 days on receipt of the information.
ii. The appeal shall first be discussed by the Department Assessment Committee before
being transmitted, with appropriate comments, to the Dean by the Head of Department.
iii. The Dean shall present the appeal, together with the comments of the Head of
Department to the School Assessment Committee.
iv. The decision of the School Assessment Committee shall be final.
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i. The appeal shall be addressed to the Chairman of the Appointments, Promotion and
Disciplinary Committee of the Council, through the Chairman of the ASPSC, through
the Dean of the School and through the Head of Department.
ii. It shall first be discussed by the ASPSC
iii. The comments, together with the appeal shall be forwarded to the Appointments,
Promotions and Disciplinary Committee of Council.
iv. The decision of the Appointments, Promotions and Disciplinary Committee shall be
final.
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iv. Published by recognized academic institutions, professional bodies or publishing
companies.
5. Chapter in Textbook
Shall be in standard Textbook and relevant to officers’ field of specialization
6. Practical Project
A product created by an individual or group with evidence of originality. The project must
be accompanied with project report.
7. Exhibition
i. A Public show of products with evidence of original and relevant to the officers’
field of specialization
ii. For local exhibition (within Polytechnic) the Management shall invite an external
assessor to the exhibition.
iii. For National/International exhibitions, assessment report or certificate shall be
submitted
8. Community Service
Evidence of community service may include, but not limited to, the followings:
i) Membership of an NGO,
ii) A donation,
iii) A verifiable community project or service,
iv) A newspaper article on a topical issue or an informative programme
v) Presentation on radio or television
10. Contact hours/Work Load: Is the number of hours for courses calculated per week
contact to students.
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11. Consultancy Experience: The provision of expertise or strategic advice that is presented
for consideration and decision-making.
13. External Examiners Report: A report on the procedure, conduct and outcomes of the
examination, this could be provided in various forms and by various means.
14. Publication: Definition of Publication: An original work issued to the public for
advancement of knowledge in any of the following forms:
1. Articles published in reputable journals
2. Chapters in relevant books
3. Published conference papers
4. Creative works/exhibitions in fields such as Art, music, graphic design, engineering etc
5. Research Reports, book reviews
6. Project design, project implementation/supervision. It an academic writup reviewed and
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APPENDIX A1
A - PERSONAL DATA
Name………………………………………………………………….…………………………
Department ………………………………………………….……………………………………
School/Unit………………………….………………….. Present rank ………………………….
Present salary /COMPACASS………………………………………………………………….
Date of first appointment……………………………..………………………………………...
Date of present appointment………………………….………………………………………….
Rank/promotion (in view)…………………………………..………………………………………
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Sub-Total ……………………………………………………
5. Industrial Experience
1) SIWES Supervision/Field Trip (2 points) …… (Attach letter of nomination)
2) Consultancy (2 points) ………(Attach letter/evidence of participation)
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4. Standard Text Book (4 points per book) …………………………………………………
5. Chapter in Text Book (1.5 points per chapter) (maximum of 3 points)
……………………………………………………………………………………..……….
6. Editing of Standard Text Book/Journal (1.5 points per each edited) (Out of 3 points)
………………………………………………………………………………………….…
7. Compilation of Bibliography or Index (0.5 points per each max of 1 point)
Sub Total …………………………………………………………………..
G. OVERALL ASSESSMENT
1. Minimum Number of Points Required ………………………………………………….
2. Total Number of Points Scored ……………………………………………………………
3. Recommendation of Departmental Screening Committee……………….……………...
……………………………………………………………………………………….…
Rector’s Approval
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Signature ……………………………………….. Date …………………………………..
APPENDIX A2
SECTION B (ASSESSMENT)
Appropriateness of topic (5 marks) ………………………
Quality of Journal/publication (5 marks)………..……………
Abstract (5 marks)
………………………..………
Introduction / Statement of purpose (10 marks) …………………..
Content (45 marks)
…………………….……..
Where applicable, contents are broken as follows:
Literature review (5 marks)
Methodology (10 marks)
Result/Data presentation (15 marks)
Discussion (15 marks)
Conclusion / Recommendation (10 marks) ………………………………………
Contribution to knowledge (10 marks) ……………………………………….
References (10 marks)
……………………………………………….…
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Total score (100%)
…………………………………………………
SECTION C (RECOMMENDATION)
Suitable / Not suitable
………………………………………………………………………………………
NB: Only score of 50% and above are suitable for promotion
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APPENDIX A3
Please refer to your submission dated on the above-mentioned subject. The Academic Staff
Promotion Screening Committee has identified the following deficiencies in your submission.
1. ………………………………………………………………………………………………
2. ………………………………………………………………………………………………
3. ……………………………………………………………………………………………..
4. …………………………………………………………………………………………….
You are expected to remedy the identified deficiencies above and submit within one week for
further consideration of your submission.
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Thank you.
Committee Secretary
………………………………………
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