Professional Documents
Culture Documents
ebook download (eBook PDF) Fundamentals of Risk and Insurance, 11th Edition all chapter
ebook download (eBook PDF) Fundamentals of Risk and Insurance, 11th Edition all chapter
http://ebooksecure.com/product/ebook-pdf-principles-of-risk-
management-and-insurance-13th/
http://ebooksecure.com/product/ebook-pdf-principles-of-risk-
management-and-insurance-14th-edition/
http://ebooksecure.com/product/principles-of-risk-management-and-
insurance-13th-edition-ebook-pdf/
http://ebooksecure.com/product/ebook-pdf-fundamentals-of-anatomy-
physiology-11th-edition/
(eBook PDF) Health Insurance and Managed Care 5th
Edition
http://ebooksecure.com/product/ebook-pdf-health-insurance-and-
managed-care-5th-edition/
http://ebooksecure.com/product/fundamentals-of-anatomy-
physiology-global-edition-11th-edition-ebook-pdf/
http://ebooksecure.com/product/ebook-pdf-fundamentals-of-
physics-11th-edition-by-david-halliday/
https://ebooksecure.com/download/auditing-a-risk-based-approach-
ebook-pdf/
https://ebooksecure.com/download/scr-2022-sustainibility-and-
climate-risk-book-ebook-pdf/
Fundamentals of Seismic
Loading on Structures
11 Liquefaction 323
11.1 Definition and Description 323
11.1.1 Geotechnical Aspects of Liquefaction 323
11.2 Evaluation of Liquefaction Resistance 325
11.2.1 Analytical Procedure – Empirical Formulation
(Seed and Idriss, 1971) 325
11.2.2 A Simplified Method (Seed and Idriss, 1971) 327
11.3 Liquefaction Analysis – Worked Example 332
11.3.1 Problem Definition 332
11.3.2 Case Study – Using Field Data 335
11.4 SPT Correlation for Assessing Liquefaction 338
11.4.1 Current State of the Art 338
11.4.2 Most Recent Work 344
11.4.3 Worked Example with SPT Procedure (Idriss
and Boulanger, 2004) 346
11.5 Influence of Fines Content 348
11.6 Evaluation of Liquefaction Potential of Clay (cohesive) Soil 349
11.6.1 Fresh Evidence of Liquefaction of Cohesive Soils 349
11.7 Construction of Foundations of Structures in the Earthquake Zones
Susceptible to Liquefaction 350
11.8 References 353
Index 375
Preface
Since ancient times, earthquakes have taken a heavy toll on human life and property, made
worse on a psychological level by the unexpected nature of the event. Mitigation of the
damage caused by earthquakes is a prime requirement in many parts of the world today.
As part of the design process, assessment of seismic loading is of fundamental importance
and is the key step before any building design activity can be undertaken. Generally this also
requires the assessment of an appropriate structural loading.
Much effort has been devoted in the last fifty years towards understanding the causes of
earthquakes and defining the loading on buildings associated with such events. Great advances
have been made in the field of plate tectonics followed by developments in geotechnical
engineering and soil mechanics. Though much remains to be followed up and quantified,
understanding in these areas has reached a stage where the findings and procedures may
now be integrated into a rational determination of ‘earthquake loadings’ for the design of
structures.
There are many books on earthquake engineering and structural dynamics on the market,
so why the need for another book?
I have been a practising structural engineer for many years and now have the good fortune
to be teaching the subject at postgraduate level at City University in London. Interaction with
students has helped shape my perspective on this issue, and it has become apparent that a book
which blends the relevant aspects of structural dynamics with ground motion assessment and
hazard analysis, incorporating examples from practical design projects, should have its own
merit and fill a niche in the market. Definition of the loading was the difficult part for most
students. Their expectations shaped the contents of the book and its emphasis in a very large
measure. The final contents of the text reflect my own interpretation of the vast amount of
information that is available today.
This book is written from the perspective of a practising engineer at a level suitable for
graduate students and young engineers and is intended to be as brief and concise as possi-
ble rather than a lengthy text, while translating research findings into a project environment.
A significant portion of my effort has been devoted to making the design process and asso-
ciated mathematics accessible to a wider community of students, in an easily understandable
format.
With this aim, I have taken worked examples from design projects with actual numerical
values. I hope that it will give the reader a perspective on the engineering challenges and help
develop a working knowledge of the complex subject that is earthquake engineering.
xvi Preface
Earthquake engineering is multi-faceted with inputs from many disciplines. The designer
must grasp the interrelationship of structural dynamics, geotechnical aspects of soils, material
properties and detailing of joints, to highlight just a few matters. The contents have been laid
out with the aim of maintaining the focus on seismic loading in the broader context of overall
design, highlighting the essentials and basics, to help the student find their way through the
maze created by the explosion of information in this field.
To this end, it is organized into four major sections as shown in the flow diagram on
page xix. After an introductory survey of the science of earthquakes and the origin and
nature of seismic waves, the mathematical techniques needed for dynamic analysis of building
structures are explained under the section ‘Analysis’.
The initial two chapters (5 and 6) under ‘Seismic Loading’ deal with the characteristics of
ground motion, and proceed to attenuation relationships, application of the response spectrum
method to building structures, and development of site-dependent response spectra, with a
worked example from a design project.
In Chapter 7, special emphasis is given to explaining probabilistic methods, which are now
widely used in the assessment of seismic hazard. The use of Monte Carlo Simulation as a
numerical procedure for the construction of uniform hazard spectra is illustrated with many
worked examples. Following on from uniform hazard spectra, a simple numerical procedure
for deaggregation is outlined.
The philosophy behind development of the design codes and incorporation of loading pro-
visions is explored next (Chapter 8). Worked examples using Eurocode 8 and IBC 2000 are
included.
Inelastic design concepts, soil-structure interaction issues and the phenomenon of liq-
uefaction are each discussed with reference to behaviour observed at earthquake damaged
sites. This will help illustrate a few important concepts in our approach to seismic loading
and design. Assessment of liquefaction potential and more recent developments which are
currently in practical use are discussed with worked examples.
Finally Chapter 12 gives a very short introduction to performance based earthquake
engineering which, it is hoped, will help the reader with a way forward.
Simplicity of presentation has been my aim throughout the book, and if this succeeds in
appealing to the student then I will be amply rewarded.
Tapan K. Sen,
London,
August 2008
e-mail: tapan.sen@btinternet.com
Acknowledgements
This book has been in preparation for more than five years. The enormity of the task dawned
on me only after Wiley accepted the proposal. I knew the task of putting together information
that would be relevant from the graduate students’ perspective would not be easy. Almost all
weekends and evenings were devoted, sifting through the enormous volume of research mate-
rial that exists on the subject. The spontaneous outpouring of encouragement from colleagues,
old friends, fellow professionals and family members kept me going.
Through this long journey of mine, I have received help from many people. I am indebted
to Professor T.A. Wyatt, for his valuable suggestions and guidance and also for reviewing
several chapters.
For detailed critiques of individual chapters I am grateful to Dr. P. Sircar, Dr. Navil Shetty,
Dr. S. Bhattacharya, Dr. M.M. Mitra, Dr. P. Chakraborty, Professor J. Humar, Ms. Juliane
Buchheister, Mr. J.K. Mitra and Mr. K. Ghosh.
Mrs. Shikha Sen Gupta meticulously checked through the chapters, ensuring accuracy of
technical content, numerical inputs and calculations. I am most grateful for her dedicated help.
The book would not have been completed had Caitriona MacNeill not stepped in, to
organise and seek copyright permissions also making available valuable research material
throughout; a significant contribution. Most of all, I wish to acknowledge the serious and
painstaking effort of Caitriona, who proofread the manuscript, not once, but twice. I am
privileged and greatly indebted to her.
Professor S. Prakash provided valuable suggestions; Murray Russell read through large
chunks of the text suggesting improvements in presentation, style and conciseness. I am
extremely thankful for this.
I have also had the benefit of discussions with and help from many friends and colleagues
and would like to thank particularly: A. Bedrossian, M. Hesar, Peter Carr, Prof. R.N. Dutta,
P. Handidjaja, Prof. Leung Chun Fai, Ms. Gopa Roy, Debbie Warman, Miranda O’ Brien,
R. Sen Gupta, A.P. Sen, Dr. S.F. Yasseri. S. Mawer, Dr. R. Sabatino, Dr. S. Sengupta,
Dr. S. Bannerjee, Peter Loveridge, Rob Sears, T. Leggo, Dr. S.K. Ghosh, Miss Karabi and
Malini Basu, Prof. P.J. Dowling and Prof. L.F. Boswell.
Debra Francis and Dr. S. Bhattacharya also helped in a very large measure with the many
technical papers and reports for which I am thankful.
Grateful thanks are due to Ramesh Shanbagh, Sitangshu M. Basu and U.B. Dasgupta, who
all helped with preparing the illustrations. At a later stage, Stuart Holmes proved invaluable in
making the photographs come alive with his skill and knowledge of the subject. I am grateful
for all his help.
xviii Acknowledgements
Despite all this help, there are bound to be some mistakes; errors of understanding or errors
of printing. They are entirely my fault and I offer my sincere apologies.
The Wiley team of Wendy, Debbie, Nicky and Liz were highly commendable in their
support and special thanks to Wendy who assured me of help, if needed, with the illustrations.
And finally, undertaking a book of this nature cannot be sustained without the support of the
family and I would like to thank them for their forbearance over the past few years. I would
not have been able to devote the time at home if my wife, Mitra, had not been rock solid in
holding the family together. To my sons Sudipto and Saugata, who helped in various ways,
my heartfelt thanks. Young Saugata was always obliging and declared this to be very much a
family effort.
Tapan K. Sen,
London,
December 2008
1
Introduction to Earthquakes
Figure 1.1 Aftermath of the San Francisco earthquake (1906). Wreckage of the Emporium and James
Flood Building on Market Street. Reproduced from http://www.sfmuseum.org 18/07/08, the Virtual
Museum of the City of San Francisco.
Figure 1.2 San Francisco (1906) Huge crowds watch Market Street fire fight. Reproduced from
http://www.sfmuseum.org 18/07/08, the Virtual Museum of the City of San Francisco.
earthquake. For the first time people began to realize the knock-on effects earthquakes have
on our planet.
On average 17,000 persons per year were killed as a result of earthquake activity in the
twentieth century. Among the deadliest earthquakes of the past are those occurring in China,
including the Gansu (1920) and Xining (1927) whose death tolls were 200,000 each and the
Introduction to Earthquakes 3
Figure 1.3 Image of damage during the Mexico City (1985) earthquake. Reproduced from http://
www.drgeorgepc.com/Tsunami1985Mexico.html 21/07/08 by permission of Dr George Pararas-
Carayaniss.
Figure 1.4 A scene of destruction caused by Kobe earthquake (1995). Reproduced from
http://.bristol.ac.uk/civilengineering/research/structures/eerc/realearthquakes/kobe-fire.gif 13/12/07 by
permission of Dr A.J. Crewe, University of Bristol.
Tangshan (1976) which resulted in 255,000 deaths. The European earthquake with the highest
loss of life was the Messina earthquake in Italy (1908), which resulted in 70,000 deaths.
The enormity of the scale of these earthquakes is justification enough to understand
them and therefore to design structures that can most effectively resist them. First we must
4 Fundamentals of Seismic Loading on Structures
understand where and why earthquakes happen. Most severe earthquakes occur where the
Earth’s tectonic plates meet along plate boundaries. For example as two plates move towards
each other, one plate can be pushed down under the other into the Earth’s mantle. This is a
destructive plate boundary and if the plates become locked together immense pressure builds
up in the surrounding rocks. When this pressure is released shock waves are produced. These
are called seismic waves and radiate outward from the source of the earthquake known as the
epicentre, causing the ground to vibrate. Earthquakes are also very common on conservative
plate boundaries, where the two plates slide past each other. So-called intraplate earthquakes
occur away from plate boundaries, along fault zones in the interior of the plate.
The effects of earthquakes vary greatly due to a range of different factors, including the
magnitude of the earthquake, and the level of population and economic development in the
affected area. Earthquakes in seismic prone areas have an impact on our lives, on our buildings
and the very landscape of our planet.
The severity of an earthquake is described both in terms of its magnitude and its intensity.
These two frequently confused concepts refer to different, but related, observations. Mag-
nitude characterizes the size of an earthquake by measuring indirectly the energy released.
By contrast, intensity indicates the local effects and potential for damage produced by an
earthquake on the Earth’s surface as it affects population, structures, and natural features.
Basic consequences of earthquakes include collapsed buildings, fires (San Francisco, 1906),
tsunamis (Indonesia, 2004) and landslides. Again these impacts depend on magnitude and
intensity. Smaller tremors, that can occur either before or after the main shock, accompany
most large earthquakes; these are termed foreshocks and aftershocks. Aftershocks can be felt
from halfway around the world. While almost all earthquakes have aftershocks, foreshocks
occur in only about 10 % of events. The force of an earthquake is usually distributed over a
small area, but in large earthquakes it can spread out over the entire planet.
Since seismologists cannot directly predict when the next earthquake will happen, they rely
on numerical experiments to analyse seismic waves and to accurately assess the magnitude
and intensity of earthquakes. Such analyses allow scientists to estimate the locations and like-
lihoods of future earthquakes, helping to identify areas of greatest risk and to ensure the safety
of people and buildings located in such hazardous areas.
1. African Plate
2. Antarctic Plate
3. Arabian Plate
4. Australian Plate
5. Caribbean Plate
6. Cocos Plate
7. Eurasian Plate
8. Indian Plate
9. Juan de Fuca Plate
Introduction to Earthquakes 5
Figure 1.5 illustrates clearly that the Oceanic regions of the world have well-revealed seis-
micity following the lines of the plate boundaries. The major tectonic plates of the earth are
shown in Figure 1.14.
As well as the major tectonic plates, there are many smaller sub plates known as platelets.
These smaller plates often move which could be due to movement of the larger plates. The
presence of platelets means that small but nonetheless damaging earthquakes can potentially
occur almost anywhere in the world. These unexpected earthquakes, though less likely to
occur, can be extremely destructive as in the 1960 Agadir earthquake in Africa, where none
of the buildings in the affected area had been designed to be earthquake-resistant.
Figure 1.5 Epicentral Locations around the World (1963–1998). Courtesy of NASA. The NASA home
page is http://www.nasa.gov 01/12/07.
6 Fundamentals of Seismic Loading on Structures
The following examples of geotechnical damage to the built environment can be cited:
1. Failures of earth structures such as dams, embankments, landfill and waste sites. Failure of
dams often causes flooding. During the Bhuj (India) earthquake of 2001 four dams (Fate-
hgarh, Kaswati, Suvi and Tapar) suffered severe damage. Fortunately their reservoirs were
practically empty at the time of the earthquake and as a result there were no flood disasters.
2. Soil liquefaction resulting in widespread destruction to road networks and foundations.
It is often observed that raft and piled foundations collapse without any damage to the
superstructure.
3. Damage to underground or buried structures such as tunnels, box-culverts, underground
storage facilities, buckling of pipelines, lifting of manholes etc. During the Turkish
earthquake of 1999, the Bolu Tunnel suffered severe damage.
4. Damage to foundations due to large ground displacements owing to liquefaction-induced
lateral spreading. Such foundations include underground retaining walls, quay walls and
pile-supported wharfs.
5. Damage to foundations due to fault movement.
Some examples of damage to our environment due to geotechnical effects are shown in
Figures 1.6 to 1.8.
Figure 1.7 Liquefaction-induced damage. Image of leaning apartment houses following Niigata Earth-
quake, Japan 1964. Reproduced from http://www.ngdc.noaa.gov/seg/hazard/slideset/1/1_25_slide.shtml
01/06/08 by permission of the National Geophysical Data Center.
Figure 1.8 Subsidence of a running track by more than three metres. Reproduced from http://www.
whfreeman.com/bolt/content/bt00/figure2.jpg 08/04/08 by kind permission of Beverley Bolt.
Normal fault
Reverse or
thrust fault
Strike-slip fault
Figure 1.9 Fault categories. Courtesy of the U.S. Geological Survey. The USGS home page is http://
www.usgs.gov 18/07/2007.
occurred in the 1999 Taiwanese and Turkish earthquakes. Faults are usually defined as a form
of discontinuity in the bedrock and are associated with relative displacement of two large
blocks of rock masses. Faults are broadly subdivided into three categories depending on their
relative movement (Figure 1.9).
1. Normal fault: in normal faulting, one block (often termed as the hanging wall block) moves
down relative to the other block (often termed as footwall block). The fault plane usually
makes a high angle with the surface.
2. Reverse fault (also known as thrust fault): in reverse faulting, the hanging wall block
moves up relative to the footwall block. The fault plane usually makes a low angle with
the surface.
3. Strike-slip fault: in this fault, the two blocks move either to the left or to the right relative
to one another.
Love Wave
Ground Motion
Zo ult
Fa
ne
Transmission Path
Focus
P-Wave
Source
S-Wave
studies of the geological aspects and changes that that have occurred inside the Earth over
millions of years from which a broad picture of how earthquakes originate has emerged.
It is perhaps necessary to mention that tremors may be caused by other events, such as
nuclear explosions or volcanic activity. However this book is concerned with earthquakes
caused by disturbances deep inside the crust.
A schematic of the elements that affect ground motion is shown in Figure 1.10.
In the following sections some of the features of seismicity, the elements that affect ground
motion, recording devices and evolution of the most important concepts of geology are
explored.
J. M. Gibson.
Vicksburg, January 14, 1890.
HENRY W. GRADY.
E. A. B.
AT GRADY’S GRAVE.
Nor, my friend,
Will thy dull ears awaken to the songs,
Of jubilant birds, the Summer’s full-voiced choir,
Singing thy praises—for they sing of Love,
And Love was the high choral of thy life,
The swan-song of thy soul; thou canst not hear
The sweetest sounds—made sweeter for thy sake
By the presiding Genius of this place—
The silvery minor-music of the rain,
Those murmurous drops, with iterations soft,
Of every flower, and trembling blade of grass,
A fairy’s cymbal make; the whispering wind,
The sea-like moaning of the distant pines,
The sound of wandering streams, or, sweeter still,
The voice of happy children at their play—
Ah, none of these interminable tones
Of Nature’s many-chorded instrument,
Which make the music of the outward world,
As thou didst make its inner harmony,
Out of the finer love-chords of thy heart,
Shall ever move thee; but a mightier charm
Shall often woo thee from thy heavenly home,
To shed upon thy place of sculpture
The splendor of a Presence from the skies;
For thou shalt see a fairer sight than all
The panoramas of the Seasons bring,
And hear far sweeter music than the sound
Of murmuring waters, or the melody
Of birds that warble in their happy nests:
Yea, thou shalt see how little children come
To deck thy grave with daisies, wet with tears;
See homeless Want slow hither wend his way,
To bless the ashes of “the poor man’s friend,”
And from the scant dole of his wretchedness,
Despite his hunger, lay a liberal gift
Upon thy grave, in token of his love;
And in the pride and glory of her state,
Sceptred and crowned, the Spirit of the South,
Whose Heart, and Soul, and living Voice thou wert,
Will come with Youth and Manhood by her side,
To draw fresh inspirations from thy dust,
And consecrate her children with thy fame,
Till they have learned the lessons of thy life,
And glorify her, too, with noble deeds;
Thou shalt behold here, coming from all lands,
The men who honor Love and Loyalty,
Who glory in the strength of those who scale
The mountain-summits of Humanity,
And from their star-encircled peaks proclaim
The Fatherhood of the Eternal God,
The Brotherhood of Man—both being one
In holy bonds of justice, truth, and love—
Ch i t’ “P E th d d ill t M ”
Christ’s “Peace on Earth and good-will unto Men”—
That old evangel, preached anew by thee,
Till the persuasion of thy golden tongue
Quickened and moved the world with mighty love,
As if a god had come to earth again!
Charles W. Hubner.
Atlanta, Ga.
MEMORIAL MEETINGS.
THE ATLANTA MEMORIAL MEETING.