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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

2019/12/02
BIN AU R AL R EC OR D IN G TEC H N IQU ES

The binaural recording technique builds on the principle of placing


microphones on a human’s head - or an artificial head. The
microphones' position is either just outside each ear canal or at the
bottom of the ear canal close to the eardrum. When you reproduce the
recording and listen with headphones, the image is very much similar to
“being there”. This article explains using a binaural headset (instead of
an artificial head solution), so the binaural sound recording takes place

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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

at the entrance of the ear canal of a real person.

The head affects how w e hear


We express the physical influence from the head by the so-called Head-Related Transfer Function or
HRTF for short. This transfer function expresses how the head, the ears (and also the torso) affects the
transmission of an acoustical signal from a sound source to the eardrums. The size and the shape of the
head, the size and the shape of the ears and the distance between the ears all contribute to a filtering of
the acoustical signal before it reaches the eardrums.

When the sound comes from in front of a person, the influence is symmetrical, meaning that the sound is
the same at both ears. However, as soon as the sound moves to one of the sides, the sound becomes
different as it reaches each ear. The level, the frequency response and the time of arrival differ. The side of
the head closest to the sound source provides a reflection which causes a pressure build-up in the mid-
frequency range. On the opposite side of the head, some shadowing effect occurs in the same frequency
range.

HRTF is closely related to the individual shape of the human head. Thus binaural recordings sound the
best if recorded using your personal HRTF. However, in general, everybody experiences a much higher
envelopment of the surrounding sound, even though the HRTF is not their own. This is why the binaural
recording technique is worth considering for many purposes.

Much research has been done regarding binaural sound during the last 30 years. The researchers at
Aalborg University, Denmark, carried out comprehensive studies in the 90s [1].

In the next figure, you can see two sets of curves (HRTFs). Each curve represents an average across
many subjects. The curves on the left are measured with an open ear canal. The curves to the right show
the HRTFs from subjects with blocked ear canal.

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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

Figure 1 HRTF of human subjects, open and closed ear canal [1].

Using the a binaural headset is very close to the HRTF measured with a blocked ear canal (to the right).

Soundbites from the play: Good for Nothing


This play was developed by students of the Danish National School of Performing Arts. Nanna-Karina
Schleimann created sound design and musical compositions.

In the play, the audience moves around among the actors. The entire theater space works as the stage and
minor “incidents” take place here and there. Nanna chose to use binaural microphones for several of the
actors and transmit the signals to the audience by using stereo receivers and headphones. In this way, the
audience participates in the most intimate way.

The music was played and mixed live on the stage during performances. The sound bites are recordings
taken directly from a performance.

Privacy policy
“GFN Alex”: One actor is talking; another actor is listening (wearing the binaural microphones). During this
scene they both put their heads into a cardboard box. The audience now experiences being in that box as
well.

“Composition”: Composition/sound effects for a scene.

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“Pose Paranoia”: Composition/sound effects for a scene.

Up-mix from the binaural sound


The binaural technique is designed for playback with headphones. If the binaurally recorded sound is
played back by loudspeakers, some correction is needed. The correction is basically an inversed HRTF. As
the HRTF changes with direction, it is complicated to design this inverted function. However, a simple filter
approximates the ideal correction. The function of the filter is to recreate the timbral balance to match the
timbre of the sound reproduced in headphones.

Figure 2 Proposed filter curve for up-mixing of binaural recordings for loudspeaker playback.

In figure 2, the filter curve shown is created by applying Adobe Audition’s parametric equalizer. Most
parametric equalizers can create a curve like this one – or close.

Settings:
480 Hz Low shelf, Gain = +2 dB
4 kHz Bell, Gain = -11 dB, Q = 1
8 kHz Bell, Gain = +8 dB, Q = 2
Master gain = 0 dB

So, when a binaural recording is made, simply add the equalizing to both channels. Then the recording is
better adapted for loudspeaker reproduction.

HRTFs are individual so that you might need to use other filter compensations than the one shown above.

The curve below is recorded in a very reverberant space so the sound field is rather diffuse. The sound
source is pink noise reproduced by a loudspeaker. An omnidirectional microphone (DPA 4060) is recording

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the diffuse sound at one point for one minute. Then the omnidirectional microphone is substituted by a
person wearing a DPA 4560 and the sound is recorded (in two channels) for one minute. An FFT analysis
(FFT size = 8K) is carried out. Left and right spectra from the binaural headset recording are averaged. The
measured spectral data from the omni is then subtracted from the averaged spectral data from the binaural
recording. The curve shows, more or less, the effect of the head (frequency-wise) when in a diffuse sound
field.

Putting the headset on another person will provide a slightly different result.

If you are working with the acquisition of sound effects, you can leave the signal un-equalized until you put
it in the mix, to keep the signal as clean as possible for as long as possible. Or you can apply a “less
aggressive” equalization like shelving.

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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

This is a “mild” compensation curve, a -6 dB shelf from 2.2 kHz.

Appl i cati ons


There are many applications, where the binaural technique can deliver interesting new sound experiences.
Here are a few:

Podcasting
Talking or interviewing while wearing the binaural headset, adds a completely new dimension to a
podcasts. The listener will experience the surrounding world from the podcaster's (acoustical) perspective.
Group discussions will provide much more spatial resolution and intelligibility compared to other
techniques.

Sound effects acquisition


Sound designers are always searching for exciting sounds. In situations where the act of recording needs
to be inconspicuous, (the microphone should not be seen) a binaural headset solution can be used. Once
recorded, you may correct the timbre to meet the purpose.

Binaural recording is the closest we can get to the real thing – experiencing what the ears actually hear.

Hands-free, active recording

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How about recording while dancing in the Brazilian carnival parade? Or recording the Gullfoss waterfall in
Iceland while feeling the power of the falling water all around you? These types of action-oriented
recordings are easy to do with a binaural headset. It allows users to capture realistic audio in virtually any
situation and it does so inconspicuously.

Analyzing soundscapes
From a scientific perspective, the soundscapes of cities, streets, parks, playgrounds, markets, etc. are
subject to analysis. In an environmental context, the soundscape helps us understand the acoustic ecology
of a place. We can begin to understand how sounds interact with each other. Applying binaural techniques
can provide an emotional dimension to these types of analysis.

Sound for the gaming industry


Most gamers are wearing headsets, which makes this the perfect application for binaural recordings. Real
scene recordings made this way are blended into the final mix giving a very realistic audio experience via a
headset.

Sound for AR/VR


Sound for Virtual Reality and Augmented Reality is built upon binaural audio. The sound is picked up using
your head for the headset or perhaps by placing the headset on a mannequin or artificial head.

Theatrical plays including binaural storytelling


Modern theatre seeks to present plays to an audience in many ways, sometimes involving challenging new
technologies. Increasingly headphones, mobile devices, Bluetooth, Wi-Fi, motion capture, 3D audio
systems, etc. find their way into the theatre to provide augmented experiences.
By equipping the actors with binaural headsets and the audience with headphones, you transport the
audience's experience directly to the stage. New dimensions are added and it can become a very intimate
experience.

Documentation of sound systems


Sound designers, sound engineers and system engineers, can benefit from documenting a system’s
performance using binaural recordings. By using reference music (or pink noise) on your PA/SR system, a
user can move from one position to another, commenting on position and experience while recording the
whole session.
This provides the option of assessing the performance of a given sound system across different venues.

Acoustic assessment of concert venues and live music


Like testing the sound design of a venue, events taking place there can be recorded binaurally. Again
listening to different positions in a hall or at a stadium may provide sound samples for the assessment -
and enhance your recollection of the event.

Recording a band
Musicians can record the band to get a very precise idea of the ensemble feeling, on how you perform and

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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

how you position yourself in the mix.

Psycho-acoustic experiments
In psycho-acoustic research, the application of binaural techniques is quite common. Binaural recordings
can provide much more detail than other techniques.

Sound exposure from headphones


Comparisons of (over-the-ear) headphones can be done by using the binaural microphones under the
headphone cushions.

D PA's 4560 C OR E Bi naur al H eadset M i cr ophone


The 4560 CORE Binaural Headset Microphone is, in its essence, a selected pair of 4060 CORE Miniature
Omnidirectional Microphones that are mounted on two ear hooks (as known from the 4266 Flex type of
headset). The microphones are a stereo pair; two handpicked 4060s, selected on sensitivity within ±1.5 dB.
The actual headset is ergonomically designed to fit comfortably and easily. It adjusts to fit any ear size and
head shape while at the same time it mounts securely and is hardly visible. Foam windscreens are
supplied with the microphones to secure the position in the ear and to offer some damping of wind noise.

For some (more scientific) purposes, it is common practice to calibrate the microphones applied in the
binaural headset. The easiest procedure is to use an acoustic calibrator that produces a known frequency
and SPL, typically 1000 Hz/94 dB SPL. Or use a pistonphone (typically 250 Hz/114 dB SPL).

A special insert that fits all calibrators with a 1" opening is available from DPA: DWA1011 calibrator inserts
for 4060s (which is the microphone type used for 4560 CORE Binaural Headset Microphone.

If you don't have a calibrator, it is possible to arrange the microphones close to each other in front of a
loudspeaker and use narrowband noise to calibrate the microphones.

H i - r es r ecor di ngs w i th M M A- A D i gi tal Audi o Inter face


DPA offers a special tool for your binaural recordings, the MMA-A Digital Audio Interface. Connect the 4560
via the MicroDot connectors of the MMA-A. (If the white-marked microphone is at your left ear, connect the
white-sleeved connector to “I” which is the left channel of a stereo signal).

Then connect the interface to an iPhone. In the App Store get the app “DPA MAA-A.” When installed, in the
MODE section, choose STEREO. If you are recording outdoors, you may activate the low cut FILTER
(pressing one activates both channels when in STEREO mode).

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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

Use your favorite stereo recording software on the iPhone. The MMA-A accommodates up to 24 bit/96 kHz
recording. You may prefer to use a USB recording device, like your laptop. The MMA-A also supports this
solution.

R efer ences
[1] Møller, Henrik; Friis Sørensen, Michael; Hammershøi, Dorte; Jensen, Clemen Boje: Head-Related
Transfer Functions of Human Subjects. J. Audio Eng. Soc., Vol 43, No 5, 1995 May.

2012 C om pact C ar di oi d M i cr ophone

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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

Great close miking on any instrument on the live stage

The 2012 Compact Cardioid Microphone is an all-around generalist pencil mic that
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Binaural Recording Techniques - The Complete Guide https://www.dpamicrophones.com/mic-university/binaural-recor...

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