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A_Comparative_Study_of_Two_Widely_Used_Grid-Forming_Droop_Controls_on_Microgrid_Small-Signal_Stability
A_Comparative_Study_of_Two_Widely_Used_Grid-Forming_Droop_Controls_on_Microgrid_Small-Signal_Stability
A_Comparative_Study_of_Two_Widely_Used_Grid-Forming_Droop_Controls_on_Microgrid_Small-Signal_Stability
Abstract— Historically, two similar grid-forming droop con- islanded system [1], [2]. Droop control is a well-established
trols are widely reported in literature—the single-loop and multi- method that enables multiple grid-forming inverters to
loop droop controls. Although being very similar, the authors operate in a stable manner [3]. Historically, one of the
find that the dynamic performance and stability characteristics of
each control method are very different in a microgrid. Compared two droop controls is typically used for grid-forming
with the single-loop droop control, the multi-loop droop control inverters—single-loop droop control [3] or multi-loop droop
is prone to be less damped and loses stability more easily control [4]–[6]. The single-loop droop control was developed
under some circumstances. This article provides a novel insight by the Consortium for Electric Reliability Technology
into the different dynamic responses of the two basic controls. Solutions (CERTS) Microgrid program [2] and has been
It points out that the two similar controls adjust the angular
frequency and voltage magnitude at different locations within the applied in several MW-level microgrid projects [7]–[10].
inverter, resulting in different coupling reactances that impact The multi-loop droop control is also widely reported in both
the dynamic response and stability of microgrids differently. academia and industry [5], [6], [11]–[15]. In recent years,
The use of the single-loop droop control results in a larger numerous new control strategies have been developed based
coupling reactance, which helps improve the dynamic response on these two basic controls [16]–[21], but few references
and stability. This novel insight is verified through full-order
small-signal analysis, offline electromagnetic transient simulation, study the fundamental differences between them.
and real-time hardware-in-the-loop simulation experiments. The Despite being very similar, the authors find that the dynamic
results show that the microgrid has a larger small-signal stability response and stability characteristics of these two controls are
boundary when using single-loop droop control, and this differ- very different in a microgrid. The multi-loop droop control
ence increases as the value of an inverter’s inner filter inductance is prone to be less damped and loses stability more easily
increases.
under some circumstances. The work in [22] notices the
Index Terms— Droop control, grid-forming, inverter, difference in the dynamic responses between the two controls,
microgrid, stability.
but it does not discuss the mechanism that causes this dif-
I. I NTRODUCTION ference. In [10] and [5], the full-order small-signal models
of the inverter-based microgrids with single-loop and multi-
G RID-FORMING inverters are crucial to the operation
of an inverter-based microgrid because of their ability
to independently generate the voltage and frequency of an
loop droop controls are established, respectively. However,
there is a lack of comparative study of the dynamic response
and stability between them. The work in [23] proposes a
Manuscript received June 11, 2019; revised August 6, 2019 and reduced-order model of grid-forming inverters to assess the
September 13, 2019; accepted September 15, 2019. Date of publication
September 19, 2019; date of current version May 6, 2020. The Pacific North- stability of microgrids, but only the multi-loop droop control
west National Laboratory is operated by Battelle for the U.S. Department of is considered. As shown in later sections of this article, the use
Energy under Contract DE-AC05-76RL01830. Recommended for publication of the single-loop droop control results in a different stability
by Associate Editor Mario Paolone. (Corresponding author: Wei Du.)
W. Du, S. Pushpak Nandanoori, and S. Kundu are with the boundary of microgrids.
Electricity Infrastructure Group, Pacific Northwest National Laboratory, To better understand the fundamental differences between
Richland, WA 99354 USA (e-mail: wei.du@pnnl.gov; saipushpak.n@ the two basic controls, and their impacts on microgrid stability,
pnnl.gov; soumya.kundu@pnnl.gov).
Z. Chen and R. H. Lasseter are with the Department of Electrical and a comprehensive comparative study is conducted in this article.
Computer Engineering, University of Wisconsin–Madison, Madison, More importantly, this article provides a novel insight into
WI 53706-1691 USA (e-mail: zchen275@wisc.edu; lasseter@engr.wisc.edu). the different dynamic response and stability characteristics of
K. P. Schneider and F. K. Tuffner are with the Electricity Infrastruc-
ture Group, Pacific Northwest National Laboratory, Seattle Research Cen- the two controls. It points out that these two controls adjust the
ter, Seattle, WA 98109 USA (e-mail: kevin.schneider@pnnl.gov; francis. angular frequency and voltage magnitude at different locations
tuffner@pnnl.gov). within the inverter. Specifically, the single-loop droop control
Color versions of one or more of the figures in this article are available
online at http://ieeexplore.ieee.org. controls the angular frequency and the magnitude at the
Digital Object Identifier 10.1109/JESTPE.2019.2942491 inverter’s internal voltage, while the multi-loop droop control
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DU et al.: COMPARATIVE STUDY OF TWO WIDELY USED GRID-FORMING DROOP CONTROLS 965
Fig. 2. Inverters with two basic grid-forming droop controls and their equivalent circuits in the fundamental frequency. (a) Single-loop droop control.
(b) Multi-loop droop control. (c) Equivalent circuit of an inverter with the single-loop droop control. (d) Equivalent circuit of an inverter with the multi-loop
droop control.
kiv is the integral gain of the integral controller. Note that the
function of the Q–V droop control is to avoid circulating the
reactive power between inverters in steady state. Therefore,
the response of the integral controller does not need to be
very fast. A time constant between 0.1 and 0.3 s would be
enough. During load transients, the inverter internal voltage
magnitude E inv can be assumed to be approximately constant,
and X L limits the circulating reactive power between grid-
forming inverters. As shown in Fig. 2(a), once the magnitude
∗ and the instantaneous angle θ
reference E inv inv are obtained, Fig. 3. Inner control loops. (a) Voltage loop. (b) Current loop.
the modulation waveform mcan be generated to allow the
pulsewidth modulation (PWM) control.
According to the above analysis, although the single-loop dq rotational reference frame, as shown
droop control measures the grid-side voltage and current,
it treats the internal voltage E inv δinv as a controllable volt- P = v od i od + v oq i oq (8)
age source and controls its angular frequency ω and mag- Q = v od i oq − v oq i od . (9)
nitude E inv according to the P– f droop and Q–V droop,
respectively. Although the instantaneous value of the internal Being similar to the single-loop droop control, the instan-
voltage einv has a significant amount of harmonics due to taneous values P and Q are passed through the low-pass
the high-frequency switching, they can be filtered by the filters to obtain the values of Pf and Q f according to (7). The
LCL filter. calculation of the voltage magnitude of the filter capacitor is
not needed for the multi-loop droop control. The value of time
constant T in the low-pass filter is selected as 0.01 s. The
calculation of Pf and Q f allows the use of P– f and Q–V
B. Multi-Loop Droop Control
droop controls, as shown in Fig. 2(b).
Fig. 2(b) shows the multi-loop droop control of a grid- Fig. 3(a) and (b) shows the typical control blocks of the
forming inverter. This control strategy is widely reported in inner voltage and current control loops, respectively. The
the literature [4]–[6], [11]–[14]. The controller has a cascaded ∗ and i ∗ , are the current
outputs of the voltage control loop, i ld lq
structure, including the P– f and Q–V droop control loops, references in the dq-frame for the current control loop. The
inner voltage control loop, and inner current control loop. outputs of the current control loop, einvd∗ ∗
and einvq , are the
As shown in Fig. 2(b), the controller measures the filter internal voltage reference in the dq-frame for PWM control.
capacitor voltage v o and output current i o , as well as calculates The purpose of adding the additional inner voltage and cur-
the instantaneous active power P and reactive power Q in the rent loops is to guarantee fast control of the inverter filter
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DU et al.: COMPARATIVE STUDY OF TWO WIDELY USED GRID-FORMING DROOP CONTROLS 967
TABLE II
S INGLE -L OOP D ROOP C ONTROLLER PARAMETERS
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Fig. 6. Circuits for Case I. (a) Studied microgrid. (b) Equivalent circuit of
the inverter with the single-loop droop control. (c) Equivalent circuit of the using the multi-loop droop control, the gains for the voltage
inverter with the multi-loop droop control. loop were selected as kvp = 20 pu/s and kvi = 400 pu/s; the
gains for the current loop were selected as kip = 2 pu and
kii = 100 pu/s. Fig. 6(b) and (c) shows the equivalent circuits
is used for inverters in PSCAD with a switching frequency
of the inverters with the two controls. The following small-
of 12 kHz. The real-time HiL simulation is conducted at the
signal analysis and simulations show that the difference in the
OPAL-RT OP5600 platform [33], and a TI 28335 DSP [34]
value of X L results in significantly diverse dynamic response
is used as the digital controller to implement the two control
and stability characteristics.
strategies and generate gate signals for one inverter. In the real-
time HiL simulation, space vector PWM is used for inverters
with the same switching frequency as that used in PSCAD. The A. Small-Signal Analysis
simulation scenario is that two 100-kW inverters equally share Extensive eigenvalue analysis was conducted to study how
100 kW of load initially, and the power set point of inverter 1 the variation in the controller parameters impacts the small-
is dispatched from 0.5 to 1 pu at t = 0.1 s. In Case I, the value signal stability. Fig. 7(a) and (b) shows the traces of eigenval-
of L 1 is larger than L 2 , and in Case II, the values of L 1 and L 2 ues as the P– f droop gain increases under the two controls.
are switched. For each case, the two basic grid-forming droop As seen in Fig. 7(a), when the single-loop droop control is
controls are compared under different P– f droop gains. used, the system does not lose stability until the P– f droop
It should be noted that the oscillation mode studied in is larger than 9.2%. In contrast, when the multi-loop
this article is caused by the interactions between grid-forming droop control is used, the system loses stability once the
inverters, which is mainly affected by the coupling reactance P– f droop is larger than 2.3%, as shown in Fig. 7(b). This
X L and P– f droop gains. Therefore, Cases I and II only comparison shows that the single-loop droop control can
present the results of how L 1 , L 2 , and P– f droop gain allow a much larger P– f droop gain without losing stability.
affect the stability. In addition, inappropriate parameters of This difference can be attributed to the different values of
the inner controllers can also cause poor dynamic performance X L caused by the two controls. Specifically, the value of
and instability. However, those results should be attributed to X L is too small when using the multi-loop droop control,
inappropriate selection of parameters for the inner controllers, deteriorating the control effect of droop control.
and hence should not be used for comparison. The comparative As introduced in Section II, a properly designed X L is crit-
studies in Cases I and II are based on well-designed parameters ical for droop control to be effective. Therefore, a P– f droop
of the inner controllers for both controls. A detailed discussion gain versus filter inductance 2-D eigenvalue scan is performed,
of how the parameters of the inner controllers are chosen and and approximate linear stability boundaries are obtained.
how they influence the stability is provided in Section VIII. Fig. 8(a) and (b) shows the P– f droop versus L 1 boundaries
for both controls. As shown in Fig. 8(a), when using the
VI. C ASE I: L 1 > L 2 single-loop droop control for both inverters, the increase in
In Case I, L 1 is selected as 0.06 pu and L 2 is selected as L 1 allows a larger P– f droop gain to maintain stability. This
0.01 pu for both inverters, as shown in Fig. 6(a). With this filter is because L 1 is counted for X L when using the single-loop
configuration, according to Fig. 2(c), the value of X L should droop control, as shown in Fig. 6(b). In contrast, when using
be 0.07 pu (L 1 + L 2 = 0.07) when using a single-loop droop the multi-loop droop control, the variation in L 1 does not
control, resulting in an overall X/R ratio of 4 for the microgrid. affect the stability boundary, as shown in Fig. 8(b). This is
In contrast, according to Fig. 2(d), the value of X L should be because the fast inner voltage and current loops of the multi-
0.01 pu (L 2 = 0.01) when a using multi-loop droop control, loop droop control compensate for the function of L 1 as a
resulting in an overall X/R ratio of 1 for the microgrid. Again, coupling reactance, so its variation does not have an impact
only L 2 should be counted for X L when using the multi-loop on X L .
droop control, and the fast inner voltage and current control Fig. 9(a) and (b) shows the P– f droop versus L 2 boundaries
loops compensate for the coupling reactance function of L 1 . for both controls. The increase in L 2 results in a larger P– f
To guarantee fast control of the filter capacitor voltage when droop to maintain stability for both controls. In conclusion,
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DU et al.: COMPARATIVE STUDY OF TWO WIDELY USED GRID-FORMING DROOP CONTROLS 969
B. Simulation
Fig. 9. P– f droop versus L 2 small-signal stability boundary, Case I.
(a) Single-loop droop control. (b) Multi-loop droop control. Fig. 10(a)–(d) shows both the PSCAD and HiL simulation
results when the 1% P– f droop is used for both controls.
It can be seen that the PSCAD simulation results match well
with the HiL simulation results, verifying the correctness of
both models. As shown in Fig. 10(a) and (b), when using
the single-loop droop control for both inverters, the output
active power and reactive power of each inverter quickly reach
steady state within 0.1 s, showing a good dynamic response.
In contrast, when using the multi-loop droop control for
both inverters, although remaining stable, there are significant
oscillations during transient, as shown in Fig. 10(c) and (d).
As discussed in Section III, this is because even with the same
LCL filter, the inverter has a much smaller X L when using the
multi-loop droop control, resulting in a less-damped dynamic
response of the system.
Fig. 11(a)–(d) shows both the PSCAD and HiL simula-
tion results when the P– f droop is increased to 3% for
both controls. Fig. 11(a) and (b) shows that the microgrid
remains stable when using the single-loop droop control, while
Fig. 10. Case I, 1% P– f droop. Pset1 increases from 0.5 to 1 pu at Fig. 11(c) and (d) shows that the microgrid loses stability
t = 0.1 s. (a) and (b) P and Q when using the single-loop droop control. when using the multi-loop droop control. It is important to
(c) and (d) P and Q when using the multi-loop droop control. note that many small-size off-the-shelf synchronous generators
have a fixed 4%–5% governor droop [35]. This indicates that
the inverters should have a 4%–5% P– f droop if they are
the results in Figs. 8 and 9 verify the insight provided in required to share loads with synchronous generators in the
Section III that both L 1 and L 2 must be counted for X L when microgrids. Therefore, the value of L 2 needs to be increased
using the single-loop droop control, while only L 2 is counted to allow a higher droop gain without losing stability when
for X L when using the multi-loop droop control. The “×” and using the multi-loop droop control.
“♦” symbols in Figs. 8 and 9 are tied to the simulation results Fig. 12 shows the currents of Inverter 2 of the HiL test
presented Section VI-B in Figs. 10 and 11. Note that the gains results when using the multi-loop droop control with a 3%
of the inner voltage and current loops of the multi-loop droop P– f droop. After the disturbance, the currents are distorted
control are kept the same during the eigenvalue scan, as they and cannot maintain stability.
are designed large enough to guarantee fast control of the filter By comparing the small-signal analysis and simulation,
capacitor voltage when L 1 changes from 0.01 to 0.12 pu. The it can be seen that the small-signal analysis has accurately
parameter of the inner voltage loop of the single-loop droop predicted the simulation results. As indicated by the green
control kiv is also kept the same during the scan. “×” symbols in Figs. 8(a) and 9(a), the microgrid is stable
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970 IEEE JOURNAL OF EMERGING AND SELECTED TOPICS IN POWER ELECTRONICS, VOL. 8, NO. 2, JUNE 2020
Fig. 12. Three-phase currents of Inverter 2 when using the multi-loop droop Fig. 14. Traces of eigenvalues as the P– f droop gain increases, Case II.
control with 3% P– f droop. (a) Single-loop droop control. (b) Multi-loop droop control.
Fig. 13. Circuits for Case II. (a) Studied microgrid. (b) Equivalent circuit of decrease in the value of L 1 results in a significant increase in
the inverter with the single-loop droop control. (c) Equivalent circuit of the
inverter with the multi-loop droop control.
the bandwidth of the inner control loops, which is close to the
PWM switching frequency, and hence causes high-frequency
instability. Therefore, the gains of the inner voltage and current
when both inverters use the single-loop droop control with loops are reduced to half of the gains used in Case I to avoid
a 1% P– f droop, which agrees with the simulation results high-frequency instability. However, the gains are still large
in Fig. 10(a) and (b). Similarly, the green “×” sym- enough to guarantee fast control of the filter capacitor voltage
bols in Figs. 8(b) and 9(b) predict the stable simula- when using the multi-loop droop control. On the other hand,
tion results in Fig. 10(c) and (d). The green “♦” sym- for the single-loop droop control, the parameter of the inner
bols in Figs. 8(a) and 9(a) predict the stable simulation voltage loop, kiv , is kept the same with Case I, as it does not
results in Fig. 11(a) and (b), and the red “♦” symbols cause any high-frequency instability.
in Figs. 8(b) and 9(b) predict the unstable simulation results
in Fig. 11(c) and (d). Both small-signal analysis and simulation A. Small-Signal Analysis
show that the single-loop droop control has a larger stability Fig. 14(a) and (b) shows the traces of eigenvalues as the
boundary and a better dynamic performance in this case. P– f droop gain increases when the two controls are used.
With the values of L 1 and L 2 switched, the two droop
VII. C ASE II: L 1 < L 2 controls exhibit similar small-signal stability characteristics.
In Case II, the values of L 1 and L 2 are switched, with By comparing Figs. 7(a) and 14(a), it can be seen that when
L 1 equal to 0.01 pu and L 2 equal to 0.06 pu, as shown in using the single-loop droop control, the switch of L 1 and L 2
Fig. 13(a). The filter configuration results in a similar coupling does not change the small-signal stability. This is because the
reactance X L for both droop controls, as shown in Fig. 13(b) value of X L is not changed when using the single-loop droop
and (c). When using the single-loop droop control, X L is control. In contrast, by comparing Figs. 7(b) and 14(b), it can
still 0.07 pu (L 1 + L 2 = 0.07), while X L is increased to be seen that the switch of L 1 and L 2 results in a much larger
0.06 pu (L 2 = 0.06) when using the multi-loop droop control, P– f droop gain to maintain stability when using the multi-
much larger than the value in Case I. The following small- loop droop control. The maximum P– f droop gain to maintain
signal analysis and simulations show that the similar value stability is increased from 2.3% to 8.4%. This is because the
of X L results in a similar dynamic response and stability switch of L 1 and L 2 results in a much larger X L for the multi-
characteristics for both controls. loop droop control.
It should be noted that for the multi-loop droop control, Fig. 15(a) and (b) shows the P– f droop versus L 1 bound-
instability with a high-frequency oscillation is observed in the aries for both controls. Being similar to Fig. 8(a) and (b),
HiL experiment when using the same gains of the inner voltage when the single-loop droop control is used, the increase in
and current loops as those in Case I. This is because the L 1 results in a larger P– f droop gain to maintain stability,
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IX. C ONCLUSION
This article has presented a comparative study of the impact
of two widely used grid-forming droop controls on the small-
Fig. 22. Case I, 1% P– f droop. Traces of eigenvalues as kvp increases from
signal stability of inverter-based microgrids. More importantly,
2 to 40 pu when using the multi-loop droop control, where kvi /kvp is fixed a novel insight is provided into the different dynamic responses
at 20. (a) Low-frequency oscillation mode. (b) High-frequency oscillation of these two controls. This article points out that the two
mode.
similar controls adjust the angular frequency and voltage
magnitude at different locations within the inverter, resulting in
the oscillation frequencies of the four pairs of eigenvalues a different X L that impacts the dynamic response and stability
that are far away from the imaginary axis increase from of microgrids differently. The results of the full-order small-
around 750 Hz to around 6 kHz. Although the four pairs signal analysis, offline electromagnetic transient simulation,
of eigenvalues are far away from the imaginary axis, they and real-time HiL simulation experiments have verified the
might interact with the PWM high-frequency switching and insight and demonstrated that the microgrid has a larger small-
cause high-frequency instability if their oscillation frequencies signal stability boundary when using a single-loop droop
are too high. The small-signal model developed in this article control, and the difference in the stability boundary increases
can reflect the high-frequency oscillation modes, but it cannot as the value of an inverter’s inner inductance increases.
predict the high-frequency instability for the multi-loop droop Compared with the multi-loop droop control, the single-
control because it ignores the PWM high-frequency switching. loop droop control has a simpler control structure and also
As shown in Fig. 23, the high-frequency instability appears in provides a better dynamic performance in microgrids. The
the HiL simulation when the gains of kvp and kvi are increased study results advance the understanding of how to design
to 40 pu and 800 pu/s, respectively. grid-forming droop controls to improve the dynamic response
According to the work in [36], the high-frequency instability and stability of microgrids. Specifically, when designing grid-
shown in Fig. 23 can be considered as harmonic instability, forming droop controls, close attention should be paid to the
which is out of the scope of this article. Based on the location where the controller regulates the voltage magnitude
eigenvalue analysis and the HiL simulation results, the gains and angular frequency within the inverter, as it will directly
of kvp and kvi are finally selected as 20 pu and 400 pu/s, result in a different X L that impacts the stability of microgrids
respectively, for Case I to guarantee good damping of the in a different way.
oscillation mode shown in Fig. 22(a), while at the same time Future work should include the following: 1) develop
avoiding the high-frequency instability when implementing the reduced-order models for both types of controls that can accu-
control in a digital controller, as shown in Fig. 23. A similar rately predict the stability of microgrids and 2) investigate new
process is conducted for Case II to select the parameters. grid-forming controls that can further improve the stability of
By comparing the results in Fig. 10(c) and (d) to the microgrids in both normal operations and fault scenarios based
results in Fig. 21(a) and (b), it can be seen that the dynamic on the in-depth understanding of the two basic grid-forming
performance is significantly improved after increasing the droop controls studied in this article.
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DU et al.: COMPARATIVE STUDY OF TWO WIDELY USED GRID-FORMING DROOP CONTROLS 975
Kevin P. Schneider (Senior Member, IEEE) Sai Pushpak Nandanoori (Member, IEEE) received
received the B.S. degree in physics and the M.S. the B.Tech. degree in electrical engineering from
and Ph.D. degrees in electrical engineering from the Pondicherry Engineering College, Pondicherry,
University of Washington, Seattle, WA, USA. India, in 2009, the M.S. degree in electrical
He is currently with the Seattle Research Center, engineering from the IIT Madras, Chennai,
Seattle. He is also a Chief Engineer with the India, in 2013, and the Ph.D. degree in electrical
Pacific Northwest National Laboratory, Richland, engineering from Iowa State University, Ames, IA,
WA, USA. He is also an Adjunct Faculty Member USA, in 2018.
with Washington State University, Pullman, WA, Since March 2018, he has been an Electrical
USA; also an Affiliate Associate Professor with Engineer with the Pacific Northwest National
the University of Washington; and also a Licensed Laboratory (PNNL), Richland, WA, USA. His
Professional Engineer with Washington State. His current research interests current research interests include the stability of inverter-based microgrids,
include distribution system analysis and power system operations. effective utilization of distributed energy resources (DERs) to provide grid
Dr. Schneider is the Past Chair of the Power and Energy Society (PES) services, system theoretic-based analysis of cyber-physical systems, and
Distribution System Analysis (DSA) Sub-Committee and the Current Chair phase space analysis of nonlinear systems based on Koopman operator theory.
of the Analytic Methods for Power Systems (AMPS) Committee.
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