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a LANGE medical book

2021
CURRENT
Medical Diagnosis
& Treatment
SIXTIETH EDITION

Edited by

Maxine A. Papadakis, MD
Professor of Medicine, Emeritus
Department of Medicine
University of California, San Francisco

Stephen J. McPhee, MD
Professor of Medicine, Emeritus
Division of General Internal Medicine
Department of Medicine
University of California, San Francisco

Associate Editor

Michael W. Rabow, MD
Professor of Medicine and Urology
Division of Palliative Medicine
Department of Medicine
University of California, San Francisco

With Associate Authors

Mc
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Contents
Authors v 13. Blood Disorders 512
Preface xiii
Lloyd E. Damon, MD, & Charalambos Babis
1. Disease Prevention & Health Promotion 1 Andreadis, MD, MSCE

Michael Pignone, MD, MPH, & Rene Salazar, MD 14. Disorders of Hemostasis, Thrombosis, &
Antithrombotic Therapy 558
2. Common Symptoms 16
Andrew D. Leavitt, MD, Erika Leemann Price, MD,
Paul L. Nadler, MD, & Ralph Gonzales, MD, MSPH MPH, & Tracy Minichiello, MD

3. Preoperative Evaluation & Perioperative 15. Gastrointestinal Disorders 592


Management 44
Kenneth R. McQuaid, MD
Hugo Q. Cheng, MD
16. Liver, Biliary Tract, & Pancreas
4. Geriatric Disorders 54 Disorders 693
G. Michael Harper, MD, C. Bree Johnston, Lawrence S. Friedman, MD
MD, MPH, & C. Seth Landefeld, MD
17. Breast Disorders 758
5. Palliative Care & Pain Management 70
Armando E. Giuliano, MD, FACS, FRCSEd, &
Michael 1/1/. Rabow, MD, Steven Z. Pantilat, MD, Sara A. Hurvitz, MD, FACP
Ann Cai Shah, MD, Lawrence Poree, MD, MPH, PhD,
& Scott Steiger, MD 18. Gynecologic Disorders 785

6. Dermatologic Disorders 102 Jason Woo, MD, MPH, FACOG, &


Jill Long, MD, MPH, MHS, FACOG
Kanade Shinkai, MD, PhD, & Lindy P. Fox, MD
19. Obstetrics & Obstetric Disorders 820
7. Disorders of the Eyes & Lids 173
Vanessa L. Rogers, MD, & Scott W. Roberts, MD
Jacque L. Duncan, MD, Neeti B. Parikh, MD, &
Gerami D. Seitzman, MD 20. Rheumatologic, Immunologic,
& Allergic Disorders 849
8. Ear, Nose, & Throat Disorders 210
Jinoos Yazdany, MD, MPH, Rebecca Manno, MD,
Lawrence R. Lustig, MD, & Joshua S. Schindler, MD MHS, David B. Hellmann, MD, MACP, &John B.
Imboden Jr., MD
9. Pulmonary Disorders 251
Asha N. Chesnutt, MD, Mark S. Chesnutt, MD, 21. Electrolyte & Acid-Base Disorders 909
Niall T. Prendergast, MD, & Nayan Arora, MD, &J. Ashley Jefferson, MD
Thomas J. Prendergast, MD
22. Kidney Disease 938
10. Heart Disease 334
Tonja C. Dirkx, MD, & Tyler B. Woodell, MD, MCR
Thomas M. Bashore, MD, Christopher B. Granger,
MD, Kevin P. Jackson, MD, & Manesh R. Patel, MD 23. Urologic Disorders 980
11. Systemic Hypertension 453 Mathew Sorensen, MD, MS, FACS, Thomas J. Walsh,
MD, MS, & Kevin A. Ostrowski, MD
Michael Sutters, MD, MRCP (UK)
24. Nervous System Disorders 1005
12. Blood Vessel & Lymphatic Disorders 485
Vanja C. Douglas, MD, &
Warren J. Gasper, MD, James C. lannuzzi, MD, MPH, Michael J. Aminoff, MD, DSc, FRCP
& Meshell D. Johnson, MD

iii
iv CMDT2021 CONTENTS

25. Psychiatric Disorders 1082 39. Cancer 1654


Kristin S. Raj, MD, Nolan Williams, MD, & Sunny Wang, MD, Tiffany 0. Dea, PharmD, BCOP,
Charles DeBattista, DMH, MD Patricio A. Cornett, MD, Lawrence S. Friedman, MD,
Carling Ursem, MD, Kenneth R. McQuaid, MD, &
26. Endocrine Disorders 1138 George R. Schade, MD
Paul A. Fitzgerald, MD
40. Genetic & Genomic Disorders 1721
27. Diabetes Mellitus & Hypoglycemia 1242 Reed E. Pyeritz, MD, PhD
Umesh Moshorani, MB, BS, MRCP (UK)
41. Sports Medicine & Outpatient
Orthopedics 1730
28. Lipid Disorders 1288
Anthony Luke, MD, MPH, &C. Benjamin Mo, MD
Michael J. Blaha, MD, MPH
42. Sexual & Gender Minority Health 1765
29. Nutritional Disorders 1299
Juno Obedln-Mallver, MD, MPH, MAS,
Katherine H. Sounders, MD, &
Patricio A. Robertson, MD, Kevin L. Arc/, MD, MPH,
Leon I. lgel, MD, FACP, FTOS Kenneth H. Moyer, MD, &Madeline B. Deutsch,
MD, MPH
30. Common Problems in lnfedious
Diseases & Antimicrobial Therapy 1320 e1. Anti-lnfedive Chemotherapeutic &
Peter V. Chin-Hong, MD, & Antibiotic Agents Online*
B. Joseph Guglielmo, PharmD Katherine Gruenberg, PharmD, &
B. Joseph Guglielmo, PhormD
31. HIV Infection & AIDS 1361
Mitchell H. Katz, MD e2. Diagnostic Testing & Medical
Decision Making Online*
32. Viral & Rickettsial Infections 1403 Chuonyi Mark Lu, MD
Eva Clark. MD, PhD, & Wayne X. Shandera, MD
e3. Information Technology in Patient
33. Baderlal& Chlamydlallnfectlons 1490 Care Online*
Bryn A. Boslett, MD, & Brion S. Schwartz, MD Russ Cue/no, MD, MS

34. Spirochetal Infections 1535 e4. Integrative Medicine Online*


Susan S. Philip, MD, MPH Dorshon Mehta, MD, MPH

35. Protozoal& Helminthic Infections 1552 e5. Podiatric Disorders Online*


Philip J. Rosenthal, MD Monara Dlnl, DPM, & Charles B. Parks, DPM

36. Mycotic Infections 1593 e6. Women's Health Issues Online*


Stacey R. Rose, MD, & Richard J. Hamill, MD Brigid Dolan, MD, MEd, & Judith Walsh, MD, MPH

37. Disorders Related to Environmental e7. Appendix: Therapeutic Drug Monitoring,


Emergencies 1608 Laboratory Reference Intervals, &
Pharmacogenetic Tests Online*
Jacqueline A. Nemer, MD, FACEP, &
Marianne A. Juarez. MD Chuanyi Mark Lu, MD

Index 1787
38. Poisoning 1624
Craig Smollin, MD, & Kent R. Olson, MD

"Free access to online chapters at www.accessmedicine.com/cmdt


Preface
Current Medical Diagnosis & Treatment 2021 (CMDT 2021) is the 60th edition of this single-source reference for
practitioners in both hospital and ambulatory settings. The book emphasizes the practical features of clinical diagnosis and
patient management in all fields of internal medicine and in specialties of interest to primary care practitioners and to
subspecialists who provide general care.
Our students have inspired us to look at issues of race and justice, which surely impact peoples health. We have therefore
reviewed the content of our work to ensure that it contains the dignity and equality that every patient deserves.

INTENDED AUDIENCE FOR CMDT


House officers, medical students, and all other health professions students will find the descriptions of diagnostic and
therapeutic modalities, with citations to the current literature, of everyday usefulness in patient care.
Internists, family physicians, hospitalists, nurse practitioners, physician assistants, and all primary care providers will
appreciate CMDT as a ready reference and refresher text. Physicians in other specialties, pharmacists, and dentists will find
the book a useful basic medical reference text. Nurses, nurse practitioners, and physician assistants will welcome the format
and scope of the book as a means of quickly referencing medical diagnosis and treatment modalities.
Patients and their family members who seek information about the nature of specific diseases and their diagnosis and
treatment may also find this book to be a valuable resource.

NEW IN THIS EDITION OF CMDT


• INNOVATIVE TABLE highlighting the “Year in Review: Key Clinical Updates in CMDT 2021,” individually listed with
page numbers and reference citations, for easy access to significant changes in this edition
• New section on SARS-CoV-2 virus and COVID-19 infection
• Extensive revision of the Viral & Rickettsial Infections chapter, including new section on acute flaccid myelitis as well
as updates on measles, mumps, and Zika virus
• 140 NEW online images in the Heart Disease, Gastrointestinal Disorders, and Cancer chapters
• Addition of the 2019 European guidelines for treating pulmonary embolism
• New table outlining agents to consider for reversing anticoagulant effect during life-threatening bleeding based on the
Anticoagulation Forum and American Society of Hematology 2019 guidelines
• Bedaquiline considered first-line medication for multidrug-resistant tuberculosis
• Lefamulin, a new commercially available medication for treating community-acquired bacterial pneumonia
• New information on the combination of emtricitabine/tenofovir alafenamide as antiretroviral treatment for preexposure
prophylaxis among men
• A two-drug regimen, dolutegravir plus lamivudine, included in the top recommended HIV antiretroviral regimens
• Recommendation from the Advisory Committee on Immunization Practices for shared clinical decision-making
regarding HPV vaccination for adults aged 26-45 years
• Substantial revision of the Sexual & Gender Minority Health chapter
• Bempedoic acid, a new FDA-approved pharmacologic option for lowering LDL cholesterol in patients who cannot toler­
ate statins
• FDA approval of various closed loop systems that adjust basal insulin delivery for diabetic patients
• Eculizumab, a newly FDA-approved medication for both myasthenia gravis and neuromyelitis optica
• FDA approval of lasmiditan, a new pharmacologic option that can safely be given to migraine sufferers with cardiovas­
cular risk factors
• The sodium-glucose linked transporter (SGLT) inhibitors slow progression of early diabetic nephropathy in addition to
their having cardioprotective effects
• The US Preventive Services Task Force recommendation for hepatitis C screening of asymptomatic adults between ages
18 and 79 years

xiii
XIV CMDT 2021 PREFACE

• FDA approval of adjuvant trastuzumab emtansine for patients with HER2-positive breast cancer with residual disease
after standard trastuzumab-containing neoadjuvant therapy
• Data from HER2CLIMB, a phase III trial, expected to lead to FDA approval of a new therapy for breast cancer patients
with pretreated HER2-positive advanced disease
• Promising results from phase 3 clinical trials of gene therapy for hemophilia A and B
• Information on bremelanotide, a second FDA-approved medication for hypoactive sexual desire disorder in premeno­
pausal women
• Mepolizumab, newly FDA approved for the treatment of eosinophilic granulomatosis with polyangiitis

OUTSTANDING FEATURES OF CMDT


• Medical advances up to time of annual publication
• Detailed presentation of internal medicine disciplines, plus primary care topics in gynecology, obstetrics, dermatology,
ophthalmology, otolaryngology, psychiatry, neurology, toxicology, urology, geriatrics, orthopedics, womens health,
sexual and gender minority health, preventive medicine, and palliative care
• Concise format, facilitating efficient use in any practice setting
• More than 1000 diseases and disorders
• Annual update on HIV/AIDS and other newly emerging infections
• Specific disease prevention information
• Easy access to medication dosages, with trade names indexed and costs updated in each edition
• Recent references, with unique identifiers (PubMed, PMID numbers) for rapid downloading of article abstracts and, in
some instances, full-text reference articles

E-CHAPTERS, CMDT ONLINE, & AVAILABLE APPS


Seven e-chapters listed in the Table of Contents can be accessed at www.AccessMedicine.com/CMDT. These online-only
chapters (available without need for subscription) include
• Anti-Infective Chemotherapeutic & Antibiotic Agents
• Diagnostic Testing & Medical Decision Making
• Information Technology in Patient Care
• Integrative Medicine
• Podiatric Disorders
• Womens Health Issues
• Appendix: Therapeutic Drug Monitoring, Laboratory Reference Intervals, & Pharmacogenetic Tests
Institutional or individual subscriptions to AccessMedicine also have full electronic access to CMDT 2021.
Subscribers to CMDT Online receive full electronic access to CMDT 2021 as well as
• An expanded, dedicated media gallery
• Quick Medical Diagnosis & Treatment (QMDT)—a concise, bulleted version of CMDT 2021
• Guide to Diagnostic Tests—for quick reference to the selection and interpretation of commonly used diagnostic tests
• CURRENT Practice Guidelines in Primary Care—delivering concise summaries of the most relevant guidelines in
primary care
• Diagnosaurus—consisting of 1000+ differential diagnoses
CMDT 2021, QMDT, Guide to Diagnostic Tests, and Diagnosaurus are also available as individual apps for your smartphone
or tablet and can be found in the Apple App Store and Google Play.
CMDT 2021

Disease Prevention &


Health Promotion
Michael Pignone, MD, MPH1
Rene Salazar, MD

patients are less than 90% adherent and that adherence


GENERAL APPROACH TO THE PATIENT
tends to decrease over time.
The medical interview serves several functions. It is used to Patient reasons for suboptimal adherence include sim­
collect information to assist in diagnosis (the “history” of ple forgetfulness, being away from home, being busy, and
the present illness), to understand patient values, to assess changing daily routine. Other reasons include psychiatric
and communicate prognosis, to establish a therapeutic disorders (depression or substance misuse), uncertainty
relationship, and to reach agreement with the patient about about the effectiveness of treatment, lack of knowledge
further diagnostic procedures and therapeutic options. It about the consequences of poor adherence, regimen com­
also serves as an opportunity to influence patient behavior, plexity, and treatment side effects. The rising costs of medi­
such as in motivational discussions about smoking cessa­ cations, including generic drugs, and the increase in
tion or medication adherence. Interviewing techniques patient cost-sharing burden, has made adherence even
that avoid domination by the clinician increase patient more difficult, particularly for those with lower incomes.
involvement in care and patient satisfaction. Effective Patients seem better able to take prescribed medications
clinician-patient communication and increased patient than to adhere to recommendations to change their diet,
involvement can improve health outcomes. exercise habits, or alcohol intake or to perform various self-
care activities (such as monitoring blood glucose levels at
Patient Adherence home). For short-term regimens, adherence to medications
can be improved by giving clear instructions. Writing out
For many illnesses, su ccessfu l prevention and treatment
advice to patients, including changes in medication, may
depends on difficu lt fu ndamental behavioral changes,
be helpful. Because low functional health literacy is com­
including altering diet, taking up exercise, giving up smok­
mon (almost half of English-speaking US patients are
ing, cu tting down drinking, and adhering to medication
unable to read and understand standard health education
regimens that are often complex. Adherence is a problem in
materials), other forms of communication—such as illus­
every practice; up to 50% of patients fail to achieve full
trated simple text, videotapes, or oral instructions—may be
adherence, and one-third never take their medicines. Many
more effective. For non-English-speaking patients, clini­
patients with medical problems, even those with access
cians and health care delivery systems can work to provide
to care, do not seek appropriate care or may drop out of
culturally and linguistically appropriate health services.
care prematu rely. Adherence rates for short-term, self­
To help improve adherence to long-term regimens, cli­
administered therapies are higher than for long-term
nicians can work with patients to reach agreement on the
therapies and are inversely correlated with the number of
goals for therapy, provide information about the regimen,
interventions, their complexity and cost, and the patients
ensure understanding by using the “teach-back” method,
perception of overmedication.
counsel about the importance of adherence and how to
As an example, in HIV-infected patients, adherence to
organize medication-taking, reinforce self-monitoring,
antiretroviral therapy is a crucial determinant of treatment
provide more convenient care, prescribe a simple dosage
success. Studies have unequivocally demonstrated a close
regimen for all medications (preferably one or two doses
relationship between patient adherence and plasma HIV
daily), suggest ways to help in remembering to take doses
RNA levels, CD4 cell counts, and mortality. Adherence
(time of day, mealtime, alarms) and to keep appointments,
levels of more than 95% are needed to maintain virologic
and provide ways to simplify dosing (medication boxes).
suppression. However, studies show that over 60% of
Single-unit doses supplied in foil wrappers can increase
adherence but should be avoided for patients who have dif­
1Dr. Pignone is a former member of the US Preventive Services ficulty opening them. Medication boxes with compart­
Task Force (USPSTF). The views expressed in this chapter are ments (eg, Medisets) that are filled weekly are useful.
his and Dr. Salazar's and not necessarily those of the USPSTF. Microelectronic devices can provide feedback to show
CMDT 2021 CHAPTER 1

patients whether they have taken doses as scheduled or to


Cutler RL et al. Economic impact of medication non-adherence
notify patients within a day if doses are skipped. Reminders, by disease groups: a systematic review. BMJ Open. 2018 Jan
including cell phone text messages, are another effective 21;8(l):e016982. [PMID: 29358417]
means of encouraging adherence. The clinician can also Kini V et al. Interventions to improve medication adherence:
enlist social support from family and friends, recruit an a review. JAMA. 2018 Dec 18;320(23):2461-73. [PMID:
adherence monitor, provide a more convenient care envi­ 30561486]
ronment, and provide rewards and recognition for the
patients efforts to follow the regimen. Collaborative pro­
grams in which pharmacists help ensure adherence are also HEALTH MAINTENANCE & DISEASE
effective. Motivational interviewing techniques can be PREVENTION
helpful when patients are ambivalent about their therapy. Preventive medicine can be categorized as primary, sec­
Adherence is also improved when a trusting doctor­ ondary, or tertiary. Primary prevention aims to remove or
patient relationship has been established and when patients reduce disease risk factors (eg, immunization, giving up or
actively participate in their care. Clinicians can improve not starting smoking). Secondary prevention techniques
patient adherence by inquiring specifically about the behav­ promote early detection of disease or precursor states (eg,
iors in question. When asked, many patients admit to routine cervical Papanicolaou screening to detect carci­
incomplete adherence with medication regimens, with noma or dysplasia of the cervix). Tertiary prevention mea­
advice about giving up cigarettes, or with engaging only in sures are aimed at limiting the impact of established
“safer sex” practices. Although difficult, sufficient time must disease (eg, partial mastectomy and radiation therapy to
be made available for communication of health messages. remove and control localized breast cancer).
Medication adherence can be assessed generally with a Tables 1-1 and 1-2 give leading causes of death in the
single question: “In the past month, how often did you take United States and estimates of deaths from preventable
your medications as the doctor prescribed?” Other ways of causes. Recent data suggest increased mortality rates,
assessing medication adherence include pill counts and driven by increases in suicide and substance misuse and its
refill records; monitoring serum, urine, or saliva levels of sequelae. Unintentional injuries, including deaths from
drugs or metabolites; watching for appointment nonatten­ opioid-related overdoses, have become the third leading
dance and treatment nonresponse; and assessing predict­ cause of death in the United States. Non-Hispanic whites
able drug effects, such as weight changes with diuretics or with a high school education or less have suffered
bradycardia from beta-blockers. In some conditions, even disproportionately.
partial adherence, as with drug treatment of hypertension Many effective preventive services are underutilized,
and diabetes mellitus, improves outcomes compared with and few adults receive all of the most strongly recom­
nonadherence; in other cases, such as HIV antiretroviral mended services. Several methods, including the use of
therapy or tuberculosis treatment, partial adherence may provider or patient reminder systems (including interac­
be worse than complete nonadherence. tive patient health records), reorganization of care environ­
ments, and possibly provision of financial incentives to
Guiding Principles of Care
Ethical decisions are often called for in medical practice, at
both the “micro” level of the individual patient-clinician Table 1-1. Leading causes of death in the United States,
relationship and at the “macro” level of the allocation of 2017.
resources. Ethical principles that guide the successful
approach to diagnosis and treatment are honesty, benefi­ Category Estimate
cence, justice, avoidance of conflict of interest, and the
All causes 2,179,857
pledge to do no harm. Increasingly, Western medicine
involves patients in important decisions about medical 1. Diseases of the heart 647,457
care, eg, which colorectal screening test to obtain or which 2. Malignant neoplasms 599,108
modality of therapy for breast cancer or how far to proceed
3. Unintentional injuries 169,936
with treatment of patients who have terminal illnesses (see
Chapter 5). 4. Chronic lower respiratory 160,201
The clinician’s role does not end with diagnosis and diseases
treatment. The importance of the empathic clinician in 5. Cerebrovascular diseases 146,383
helping patients and their families bear the burden of seri­ 6. Alzheimer disease 121,404
ous illness and death cannot be overemphasized. “To cure
7. Diabetes mellitus 83,564
sometimes, to relieve often, and to comfort always” is a
French saying as apt today as it was five centuries ago—as 8. Influenza and pneumonia 55,672
is Francis Peabody’s admonition: “The secret of the care of 9. Nephritis, nephrotic syndrome, 50,633
the patient is in caring for the patient.” Training to improve and nephrosis
mindfulness and enhance patient-centered communica­ 10. Intentional self-harm (suicide) 47,173
tion increases patient satisfaction and may also improve
clinician satisfaction. Data from National Center for Health Statistics 2019.
DISEASE PREVENTION & HEALTH PROMOTION CMDT2021

the United States (eg, regional epidemics) highlight the need


Table 1-2. Leading preventable causes of death in the to understand the association of vaccine refusal and disease
United States, 2017. epidemiology.
Evidence suggests annual influenza vaccination is safe
Category Estimate
and effective with potential benefit in all age groups, and
Dietary risks 503,390 the Advisory Committee on Immunization Practices
High systolic blood pressure 454,346 (ACIP) recommends routine influenza vaccination for all
persons aged 6 months and older, including all adults.
Tobacco 437,706
When vaccine supply is limited, certain groups should be
High fasting plasma glucose 420,192 given priority, such as adults 50 years and older, individuals
High BMI 408,831 with chronic illness or immunosuppression, and pregnant
women. An alternative high-dose inactivated vaccine is
High LDL cholesterol 221,557
available for adults 65 years and older. Adults 65 years and
Impaired kidney function 173,378 older can receive either the standard-dose or high-dose
Air pollution 107,506 vaccine, whereas those younger than 65 years should
Alcohol use 104,536 receive a standard-dose preparation.
The ACIP recommends two doses of measles, mumps,
Drug use 104,440
and rubella (MMR) vaccine in adults at high risk for expo­
Low physical activity 70,844 sure and transmission (eg, college students, health care
Occupational risks 63,580 workers). Otherwise, one dose is recommended for adults
aged 18 years and older. Physician documentation of dis­
BMI, body mass index; LDL, low-density lipoprotein. ease is not acceptable evidence of MMR immunity.
Data from the US Burden of Disease Collaborators, 2019. Routine use of 13-valent pneumococcal conjugate
vaccine (PCV13) is recommended among adults aged 65
clinicians (though this remains controversial), can increase and older. Individuals 65 years of age or older who have
utilization of preventive services, but such methods have never received a pneumococcal vaccine should first receive
not been widely adopted. PCV13 followed by a dose of 23-valent pneumococcal
polysaccharide vaccine (PPSV23) 6-12 months later.
Borsky A et al. Few Americans receive all high-priority, appro­ Individuals who have received more than one dose of
priate clinical preventive services. Health Aff. (Millwood). PPSV23 should receive a dose of PCV13 more than 1 year
2018 Jun;37(6):925-8. [PMID: 29863918] after the last dose of PPSV23 was administered.
Heron M. Deaths: leading causes for 2017. Natl Vital Stat Rep.
The ACIP recommends routine use of a single dose of
2019 Jun 24;68(6)l-77. https://www.cdc.gov/nchs/data/nvsr/
nvsr68/nvsr68_06-508.pdf
tetanus, diphtheria, and five-component acellular pertussis
Levine DM et al. Quality and experience of outpatient care in the vaccine (Tdap) for adults aged 19-64 years to replace the
United States for adults with or without primary care. JAMA next booster dose of tetanus and diphtheria toxoids
Intern Med. 2019 Mar l;179(3):363-72. Erratum in: JAMA vaccine (Td). Due to increasing reports of pertussis in the
Intern Med. 2019 Jun 1;179(6):854. [PMID: 30688977] United States, clinicians may choose to give Tdap to per­
US Burden of Disease Collaborators. The state of US health,
sons aged 65 years and older (particularly to those who
1990-2016: burden of diseases, injuries, and risk factors
among US states. JAMA. 2018 Apr 10;319(14):1444-72.
might risk transmission to at-risk infants who are most
[PMID: 29634829] susceptible to complications, including death), despite lim­
Woolf SH et al. Life expectancy and mortality rates in the United ited published data on the safety and efficacy of the vaccine
States, 1959-2017. JAMA. 2019 Nov 26;322(20):1996-2016. in this age group.
[PMID: 31769830] Both hepatitis A vaccine and immune globulin pro­
vide protection against hepatitis A; however, administra­
PREVENTION OF INFECTIOUS DISEASES tion of immune globulin may provide a modest benefit
over vaccination in some settings. Hepatitis B vaccine
Much of the decline in the incidence and fatality rates of administered as a three-dose series is recommended for all
infectious diseases is attributable to public health children aged 0-18 years and high-risk individuals (ie,
measures—especially immunization, improved sanitation, health care workers, injection drug users, people with end­
and better nutrition. stage renal disease). Adults with diabetes are also at
Immunization remains the best means of preventing increased risk for hepatitis B infection. The ACIP recom­
many infectious diseases. Recommended immunization mends vaccination for hepatitis B in diabetic patients
schedules for children and adolescents can be found online at aged 19-59 years. The hepatitis B vaccine should also be
http://www.cdc.gov/vaccines/schedules/hcp/child-adolescent. considered in diabetic persons age 60 and older.
html, and the schedule for adults is at http://www.cdc.gov/ Human papillomavirus (HPV) virus-like particle
vaccines/schedules/hcp/adult.html (see also Chapter 30). (VLP) vaccines have demonstrated effectiveness in pre­
Substantial morbidity and mortality from vaccine-preventable venting persistent HPV infections and thus may impact
diseases, such as hepatitis A, hepatitis B, influenza, and pneu­ the rate of cervical intraepithelial neoplasia (CIN) II—III.
mococcal infections, continue to occur among adults. The ACIP recommends routine HPV vaccination for
Increases in the number of vaccine-preventable diseases in children and adults aged 9-26 years. Though routinely
CMDT 2021 CHAPTER 1

recommended at age 11 or 12 years, vaccination can be Herpes zoster, caused by reactivation from previous
given starting at 9 years of age. Catch-up HPV vaccination varicella zoster virus infection, affects many older adults
is recommended for all persons not adequately vaccinated and people with immune system dysfunction. It can cause
through age 26 years. Catch-up vaccination is not recom­ postherpetic neuralgia, a potentially debilitating chronic
mended for all adults older than 26 years. Shared clinical pain syndrome. The ACIP recommends the herpes zoster
decision-making regarding HPV vaccination is recom­ subunit vaccine (HZ/su; Shingrix) be used for the preven­
mended for some individuals between 27 and 45 years of tion of herpes zoster and related complications in immu­
age (vaccine is not licensed for adults older than 45 years). nocompetent adults age 50 and older and in individuals
Persons traveling to countries where infections are who previously received Zostavax.
endemic should take the precautions described in Chapter 30 Zika virus spreads to people primarily through mos­
and at https://wwwnc.cdc.gov/travel/destinations/list. quito bites but can also spread during sex by a person
Immunization registries—confidential, population-based, infected with Zika to his or her partner. Although clinical
computerized information systems that collect vaccination disease is usually mild, Zika virus infections in women
data about all residents of a geographic area—can be used infected during pregnancy have been linked to fetal micro­
to increase and sustain high vaccination coverage. cephaly and loss, and newborn and infant blindness and
The US Preventive Services Task Force (USPSTF) rec­ other neurologic problems (see Chapter 32). Pregnant
ommends behavioral counseling for adolescents and adults women should consider postponing travel to areas where
who are sexually active and at increased risk for sexually Zika virus transmission is ongoing.
transmitted infections. Sexually active women aged
24 years or younger and older women who are at increased Blackstock OJ et al. A cross-sectional online survey of HIV pre­
risk for infection should be screened for chlamydia and exposure prophylaxis adoption among primary care physicians.
gonorrhea. Screening HIV-positive men or men who have J Gen Intern Med. 2017 Jan;32(l):62-70. [PMID: 27778215]
Centers for Disease Control and Prevention (CDC). HIV/AIDS,
sex with men for syphilis every 3 months is associated with
2019. https://www.cdc.gov/hiv/basics/index.html
improved syphilis detection. Centers for Disease Control and Prevention (CDC). PEP
HIV infection remains a major infectious disease prob­ (postexposure prophylaxis), 2018. https://www.cdc.gov/hiv/
lem in the world. The CDC recommends universal HIV risk/pep/index.html
screening of all patients aged 13-64, and the USPSTF rec­ Centers for Disease Control and Prevention (CDC). PrEP
ommends that clinicians screen adolescents and adults (preexposure prophylaxis), 2019. https://www.cdc.gov/hiv/
basics/prep.html
aged 15-65 years. Clinicians should integrate biomedical
Centers for Disease Control and Prevention (CDC). Recom­
and behavioral approaches for HIV prevention. In addition mended Adult Immunization Schedules: United States, 2019.
to reducing sexual transmission of HIV, initiation of anti­ https://www.cdc.gov/vaccines/schedules/hcp/imz/adult.html
retroviral therapy reduces the risk for AIDS-defining Centers for Disease Control and Prevention (CDC). Zika virus,
events and death among patients with less immunologi­ 2019. https://www.cdc.gov/zika/index.html
cally advanced disease. Meites E et al. Human papillomavirus vaccination for adults:
updated recommendations of the Advisory Committee on
Daily preexposure prophylaxis (PrEP) with the fixed-
Immunization Practices. MMWR Morb Mortal Wkly Rep.
dose combination of tenofovir disoproxil 300 mg and 2019 Aug 16;68(32):698-702. [PMID: 31415491]
emtricitabine 200 mg (Truvada) should be considered for Riddell J 4th et al. HIV preexposure prophylaxis: a review. JAMA.
people who are HIV-negative but at substantial risk for 2018 Mar 27;319(12):1261-8. [PMID: 29584848]
HIV infection. Studies of men who have sex with men sug­ Short MD et al. Which patients should receive the herpes zoster
gest that PrEP is very effective in reducing the risk of vaccine? JAAPA. 2019 Sep;32(9):18-20. [PMID: 31460969]
contracting HIV. Patients taking PrEP should be encour­
aged to use other prevention strategies, such as consistent PREVENTION OF CARDIOVASCULAR DISEASE
condom use and choosing less risky sexual behaviors (eg,
oral sex), to maximally reduce their risk. Postexposure Cardiovascular diseases (CVDs), including coronary heart
prophylaxis (PEP) with combinations of antiretroviral disease (CHD) and stroke, represent two of the most
drugs is widely used after occupational and nonoccupa- important causes of morbidity and mortality in developed
tional contact, and may reduce the risk of transmission countries. Several risk factors increase the risk for coronary
by approximately 80%. PEP should be initiated within disease and stroke. These risk factors can be divided into
72 hours of exposure. those that are modifiable (eg, lipid disorders, hypertension,
In immunocompromised patients, live vaccines are cigarette smoking) and those that are not (eg, age, sex, fam­
contraindicated, but many killed or component vaccines ily history of early coronary disease). Impressive declines
are safe and recommended. Asymptomatic HIV-infected in age-specific mortality rates from heart disease and
patients have not shown adverse consequences when given stroke have been achieved in all age groups in North
live MMR and influenza vaccinations as well as tetanus, America during the past two decades, in large part through
hepatitis B, Haemophilus influenzae type b, and pneumo­ improvement of modifiable risk factors: reductions in ciga­
coccal vaccinations—all should be given. However, if rette smoking, improvements in lipid levels, and more
poliomyelitis immunization is required, the inactivated aggressive detection and treatment of hypertension. This
poliomyelitis vaccine is indicated. In symptomatic HIV- section considers the role of screening for cardiovascular
infected patients, live-virus vaccines, such as MMR, should risk and the use of effective therapies to reduce such risk.
generally be avoided, but annual influenza vaccination is Key recommendations for cardiovascular prevention
safe. are shown in Table 1-3. Guidelines encourage regular
DISEASE PREVENTION & HEALTH PROMOTION CMDT2021

Table 1-3. Expert recommendations for cardiovascular risk prevention methods: US Preventive Services Task Force
(USPSTF).1

Prevention Method Recommendation/[Year Issued]

Screening for Recommends one-time screening for AAA by ultrasonography in men aged 65-75 years who have ever smoked. (B)
abdominal aortic Selectively offer screening for AAA in men aged 65-75 years who have never smoked. (C)
aneurysm (AAA) Current evidence is insufficient to assess the balance of benefits and harms of screening for AAA in women aged
65-75 years who have ever smoked or have a family history of AAA. (1)
Recommends against routine screening for AAA in women who have never smoked and have no family history of
AAA. (D)
[2019]
Aspirin use Recommends initiating low-dose aspirin use for the primary prevention of cardiovascular disease (CVD) and
colorectal cancer (CRC) in adults aged 50-59 years who have a 10% or greater 10-year CVD risk, are not at increased
risk for bleeding, have a life expectancy of at least 10 years, and are willing to take low-dose aspirin daily for at least
10 years. (B)
The decision to initiate low-dose aspirin use for the primary prevention of CVD and CRC in adults aged 60-69 years
who have a 10% or greater 10-year CVD risk should be an individual one. Persons who are not at increased risk for
bleeding, have a life expectancy of at least 10 years, and are willing to take low-dose aspirin daily for at least
10 years are more likely to benefit. Persons who place a higher value on the potential benefits than the potential
harms may choose to initiate low-dose aspirin. (C)
The current evidence is insufficient to assess the balance of benefits and harms of initiating aspirin use for the
primary prevention of CVD and CRC in adults younger than 50 years or older than age 70. (I)
[2016]
Blood pressure The USPSTF recommends screening for high blood pressure in adults aged 18 years or older. The USPSTF
screening recommends obtaining measurements outside of the clinical setting for diagnostic confirmation before starting
treatment. (A)
[2015]
Serum lipid screening The USPSTF recommends that adults without a history of CVD use a low- to moderate-dose statin for the prevention
and use of statins of CVD events and mortality when all of the following criteria are met: (1) they are aged 40-75 years; (2) they have
for prevention one or more CVD risk factors (ie, dyslipidemia, diabetes mellitus, hypertension, or smoking); and (3) they have a
calculated 10-year risk of a cardiovascular event of 10% or greater.
Identification of dyslipidemia and calculation of 10-year CVD event risk requires universal lipids screening in adults
aged 40-75 years. See the "Clinical Considerations" section of the USPSTF recommendations1 for more information
on lipids screening and the assessment of cardiovascular risk. (B)
The USPSTF concludes that the current evidence is insufficient to assess the balance of benefits and harms of initiat­
ing statin use for the primary prevention of CVD events and mortality in adults aged 76 years and older without a
history of heart attack or stroke. (I)
[2016]
Counseling about Recommends offering or referring adults who are overweight or obese and have additional CVD risk factors to inten­
healthful diet and sive behavioral counseling interventions to promote a healthful diet and physical activity for CVD prevention. (B)
physical activity for [2014]
CVD prevention Recommends that primary care professionals individualize the decision to offer or refer adults without obesity who
do not have hypertension, dyslipidemia, abnormal blood glucose levels, or diabetes to behavioral counseling to
promote a healthful diet and physical activity. (C)
[2017]
Screening for Recommends screening for abnormal blood glucose as part of cardiovascular risk assessment in adults aged
diabetes mellitus 40-70 years who are overweight or obese. Clinicians should offer or refer patients with abnormal blood glucose
to intensive behavioral counseling interventions to promote a healthful diet and physical activity. (B)
[2015]
Screening for smoking Recommends that clinicians ask all adults about tobacco use, advise them to stop using tobacco, and provide
and counseling to behavioral interventionsand US Food and Drug Administration (FDA)-approved pharmacotherapy for cessation
promote cessation to adults who use tobacco. (A)
[2015]

1US Preventive Services Task Force recommendations available at http://www.uspreventiveservicestaskforce.org/BrowseRec/lndex/browse-


recommendations.
Recommendation A: The USPSTF strongly recommends that clinicians routinely provide the service to eligible patients. (The USPSTF found
good evidence that the service improves important health outcomes and concludes that benefits substantially outweigh harms.)
Recommendation B: The USPSTF recommends that clinicians routinely provide the service to eligible patients. (The USPSTF found at least
fair evidence that the service improves important health outcomes and concludes that benefits substantially outweigh harms.)
Recommendation C: The USPSTF makes no recommendation for or against routine provision of the service.
Recommendation D: The USPSTF recommends against routinely p roviding the service to asymp tomatic p atients. (The USPSTF found at
least fair evidence that the service is ineffective or that harms outweigh benefits.)
Recommendation I: The USPSTF concludes that the evidence is insufficient to recommend for or against routinely providing the service.
CMDT 2021 CHAPTER 1

assessment of global cardiovascular risk in adults smokers, and by 2018, 13.7% were smokers. Global direct
40-79 years of age without known CVD, using standard health care costs from smoking in 2012 were estimated at
cardiovascular risk factors. The role of nontraditional risk $422 billion, with total costs of over $1.4 trillion.
factors for improving risk estimation remains unclear. Over 41,000 deaths per year in the United States are
attributable to environmental tobacco smoke.
Smoking cessation reduces the risks of death and of
Lin JS et al. Nontraditional risk factors in cardiovascular disease
risk assessment: a systematic evidence report for the US myocardial infarction in people with coronary artery
Preventive Services Task Force [Internet]. Rockville, MD: disease; reduces the rate of death and acute myocardial
Agency for Healthcare Research and Quality (US); 2018 Jul. infarction in patients who have undergone percutaneous
https://www.ncbi.nlm.nih.gov/books/NBK525925/ [PMID: coronary revascularization; lessens the risk of stroke; and is
30234933] associated with improvement of chronic obstructive pul­
Wall HK et al. Vital signs: prevalence of key cardiovascular
monary disease symptoms. On average, women smokers
disease risk factors for Million Hearts 2022—United States,
2011-2016. MMWR Morb Mortal Wkly Rep. 2018 Sep 7; who quit smoking by age 35 add about 3 years to their life
67(35):983-91. [PMID: 30188885] expectancy, and men add more than 2 years to theirs.
Yadlowsky S et al. Clinical implications of revised pooled cohort Smoking cessation can increase life expectancy even for
equations for estimating atherosclerotic cardiovascular those who stop after the age of 65.
disease risk. Ann Intern Med. 2018 Jul 3; 169( 1 ):20—9. [PMID: Although tobacco use constitutes the most serious
29868850]
common medical problem, it is undertreated. Almost 40%
of smokers attempt to quit each year, but only 4% are suc­
Abdominal Aortic Aneurysm cessful. Persons whose clinicians advise them to quit are
1.6 times as likely to attempt quitting. Over 70% of smokers
One-time screening for abdominal aortic aneurysm (AAA) see a physician each year, but only 20% of them receive any
by ultrasonography is recommended by the USPSTF medical quitting advice or assistance.
(B recommendation) in men aged 65-75 years who have Factors associated with successful cessation include
ever smoked. One-time screening for AAA is associated having a rule against smoking in the home, being older,
with a relative reduction in odds of AAA-related mortality and having greater education. Several effective clinical
over 12-15 years (odds ratio [OR] 0.65 [95% confidence interventions are available to promote smoking cessation,
interval [CI] 0.57-0.74]) and a similar reduction in AAA- including counseling, pharmacotherapy, and combinations
related ruptures (OR 0.62 [95% CI 0.55-0.70]). Women of the two.
who have never smoked and who have no family history Helpful counseling strategies are shown in Table 1-4.
of AAA do not appear to benefit from such screening (D Additionally, a system should be implemented to identify
recommendation); the current evidence for women who smokers, and advice to quit should be tailored to the
have ever smoked or who have a family history of AAA is patients level of readiness to change. All patients trying to
insufficient to assess the balance of risks versus benefits (I quit should be offered pharmacotherapy (Table 1-5) except
recommendation) (Table 1-3). those with medical contraindications, women who are
pregnant or breast-feeding, and adolescents. Weight gain
Guirguis-Blake JM et al. Primary care screening for abdominal occurs in most patients (80%) following smoking cessa­
aortic aneurysm: updated evidence report and systematic tion. Average weight gain is 2 kg, but for some (10-15%),
review for the US Preventive Services Task Force. JAMA. 2019 major weight gain—over 13 kg—may occur. Planning for
Dec 10;322(22):2219-38. [PMID: 31821436]
the possibility of weight gain, and means of mitigating it,
US Preventive Services Task Force, Owens DK et al. Screening
for abdominal aortic aneurysm: US Preventive Services Task may help with maintenance of cessation.
Force Recommendation Statement. JAMA. 2019 Dec Several pharmacologic therapies shown to be effective
10;322(22):2211—8. [PMID: 31821437] in promoting cessation are summarized in Table 1-5. Nico­
Ying AJ et al. Abdominal aortic aneurysm screening: a system­ tine replacement therapy doubles the chance of successful
atic review and meta-analysis of efficacy and cost. Ann Vase quitting. The nicotine patch, gum, and lozenges are avail­
Surg. 2019 Jan;54:298-303.e3. [PMID: 30081169]
able over the counter and nicotine nasal spray and inhalers
by prescription. The sustained-release antidepressant drug
bupropion (150-300 mg/day orally) is an effective smoking
Cigarette Smoking
cessation agent and is associated with minimal weight gain,
Cigarette smoking remains the most important cause of although seizures are a contraindication. It acts by boosting
preventable morbidity and early mortality. In 2015, there brain levels of dopamine and norepinephrine, mimicking
were an estimated 6.4 million premature deaths in the the effect of nicotine. Varenicline, a partial nicotinic acetyl -
world attributable to smoking and tobacco use; smoking is choline-receptor agonist, has been shown to improve ces­
the second leading cause of disability-adjusted life-years sation rates; however, its adverse effects, particularly its
lost. Cigarettes are responsible for one in every five deaths effects on mood, are not completely understood and war­
in the United States, or over 480,000 deaths annually. rant careful consideration. No single pharmacotherapy is
Annual cost of smoking-related health care is approxi­ clearly more effective than others, so patient preferences
mately $130 billion in the United States, with another $150 and data on adverse effects should be taken into account in
billion in productivity losses. Fortunately, US smoking selecting a treatment. Combination therapy is more effec­
rates have been declining; in 2015,15.1% of US adults were tive than a single pharmacologic modality. The efficacy of
DISEASE PREVENTION & HEALTH PROMOTION CMDT2021

Table 1-4. Inquiries to help in support of smoking cessation.

Component Helpful Clinician Statements and Inquiries

Communicate your caring and concern "1 am concerned about the effects of smoking on your health...
• and want you to know that 1 am willing to help you to quit."
• and so how do you feel about quitting?"
• do you have any fears or ambivalent feelings about quitting?"
Encourage the patient to talk about the "Tell me...
quitting process • why do you want to quit smoking?"
• when you tried quitting smoking in the past, what sort of difficulties did you
encounter?"
• were you able to succeed at all, even for a while?"
• what concerns or worries do you have about quitting now?"
Provide basic information about smoking "Did you know that...
(eg, its addictive nature) and successful • the nicotine in cigarette smoke is highly addictive?"
quitting (eg, nature and time course of • within a day of stopping, you will notice nicotine withdrawal symptoms, such as
withdrawal) irritability and craving?"
• after you quit, any smoking (even a single puff) makes it likely that you will fully
relapse into smoking again?"
Encourage the patient to make a quit attempt "1 want you to reassure you that...
• as your clinician, 1 believe you are going to be able to quit."
• there are now available many effective smoking cessation treatments."
• more than half the people who have ever smoked have now successfully quit."

e-cigarettes in smoking cessation has not been well evalu­


Hollands GJ et al. Interventions to increase adherence to medi­
ated, and some users may find them addictive. Recent cations for tobacco dependence. Cochrane Database Syst Rev.
reports of “vaping-related” lung disease should prompt 2019 Aug 16;8:CD009164. [PMID: 31425618]
additional caution in the use of unregulated nicotine deliv­ Ma J et al. Smoking-attributable mortality by state in 2014, U.S.
ery devices for smoking cessation (see Chapter 9). Am J Prev Med. 2018 May;54(5):661-70. [PMID: 29551325]
Clinicians should not show disapproval of patients who Tibuakuu M et al. National trends in cessation counseling,
prescription medication use, and associated costs among US
fail to stop smoking or who are not ready to make a quit adult cigarette smokers. JAMA Netw Open. 2019 May 3;
attempt. Thoughtful advice that emphasizes the benefits of 2(5):el94585. [PMID: 31125108]
cessation and recognizes common barriers to success can
increase motivation to quit and quit rates. An upcoming
medical procedure or intercurrent illness or hospitalization Lipid Disorders
may motivate even the most addicted smoker to quit. Higher low-density lipoprotein (LDL) cholesterol concen­
Individualized or group counseling is very cost effec­ trations and lower high-density lipoprotein (HDL) levels are
tive, even more so than treating hypertension. Smoking associated with an increased risk of CHD (see Chapter 28).
cessation counseling by telephone (“quitlines”) and text Measurement of total and high-density lipoprotein choles­
messaging-based interventions have both proved effective. terol levels can help assess the degree of CHD risk. The best
An additional strategy is to recommend that any smoking age to start screening is controversial, as is its frequency.
take place outdoors to limit the effects of passive smoke on Cholesterol-lowering therapy reduces the relative risk of
housemates and coworkers. This can lead to smoking CHD events, with the degree of reduction proportional to
reduction and quitting. the reduction in LDL cholesterol achieved, at least at LDL
Public policies, including higher cigarette taxes and levels greater than 100 mg/dL. The absolute benefits of
more restrictive public smoking laws, have also been screening for—and treating—abnormal lipid levels depend
shown to encourage cessation, as have financial incentives on the presence and level of other cardiovascular risk fac­
directed to patients. tors, including hypertension, diabetes mellitus, smoking,
age, and sex. If other risk factors are present, atherosclerotic
CVD risk is higher and the potential benefits of therapy are
Anonymous. Drugs for smoking cessation. Med Lett Drugs
greater. Patients with known CVD are at higher risk and
Ther. 2019 Jul 15;61(1576): 105-10. [PMID: 31381546]
Centers for Disease Control and Prevention (CDC). Current have larger benefits from reduction in LDL cholesterol. The
cigarette smoking among adults in the United States in 2017.2019 optimal risk threshold for initiating statins for primary pre­
November 18. https://www.cdc.gov/tobacco/data_statistics/ vention remains somewhat controversial, although most
fact_sheets/adult_data/cig_smoking/index.htm guidelines now suggest statin therapy when the 10-year
Goodchild M et al. Global economic cost of smoking-attributable atherosclerotic cardiovascular risk is greater than 10%.
diseases. Tob Control. 2018 Jan;27(l):58-64. [PMID:
Evidence for the effectiveness of statin-type drugs is
28138063]
better than for the other classes of lipid-lowering agents
CMDT 2021 CHAPTER 1

Table 1-5. Medications for tobacco dependence and smoking cessation.

Cost3
Drug Some Formulations Usual Adult Dosage1,2 30 days

Nicotine Replacement Therapies (NRTs]


Nicotine transdermal patch4 - generic 7,14,21 mg/24 hr patches 1 patch/day5 $54.90
(NicoDerm CQ)
Nicotine polacrilex gum4 - generic 2,4 mg/pieces 8-24 pieces/day5,6,7 $70.40
(Nicorette gum)
Nicotine polacrilex lozenge4,8 - generic 2,4 mg/lozenges 8-20 lozenges/day5,6,9 $81.47
(Nicorette Lozenge)

Nicotine oral inhaler - Nicotrol 10 mg cartridges10 4-16 cartridges/day5 $524.87


Nicotine nasal spray - Nicotrol NS 200 sprays/10 mL bottles (0.5 mg/spray) 2 sprays 8-40x/day (max 10 sprays/hr)4 $551.11
(4-bottle
package)
Dopaminergic-Noradrenergic Reuptake Inhibitor
Bupropion SR - generic 100,150,200 mg SR tablets11 150 mg orally once daily x 3 days, then $116.00
150 mg orally twice daily
Nicotinic Receptor Partial Agonist
Varenicline tartrate - Chantix 0.5,1 mg tablets 0.5 mg orally once daily x 3 days, then $568.80
0.5 mg twice daily on days 4-7, then
1 mg twice daily

SR, sustained-release.
1 Dosage reductions may be needed for liver or kidney impairment.

2Patients should receive a minimum of 3-6 months of effective therap y. In general, the dosage of NRTs can be tap ered at the end of

treatment; bup rop ion SR and varenicline can usually be stop p ed without a gradual dosage reduction, but some clinicians recommend
a taper.
3Cost for 30 days treatment.

4Available over-the-counter for persons >18 years old.

5See expanded table for dosage titration instructions, available at: medicalletter.org/TML-article-1576c.

6Eating or drinking within 15 minutes of using a gum or lozenge should be avoided.

7 A second piece of gum can be used within 1 hour. Continuously chewing one piece after another is not recommended.

8Also available in a mini-lozenge.

9Maximum of 5 lozenges in 6 hours or 20 lozenges/day. Use of more than 1 lozenge at a time or continuously using one after another is

not recommended.
10Each cartridge delivers 4 mg of nicotine.

11Only the generic 150-mg SR tablets are FDA-approved as a smoking cessation aid.

Modified, with permission, from Drugs for smoking cessation. Med L ett Drugs Ther. 2019 Jul 15;61 (1576): 105-10. http://www.medicalletter
•org.

or dietary changes specifically for improving lipid levels. high-risk patients when statin therapy does not reduce the
Multiple large, randomized, placebo-controlled trials LDL cholesterol sufficiently at maximally tolerated doses
have demonstrated important reductions in total mortal­ or when patients are intolerant of statins. So far, few side
ity, major coronary events, and strokes with lowering effects have been reported with PCSK9 inhibitor use.
levels of LDL cholesterol by statin therapy for patients Guidelines for statin and PCSK9 therapy are discussed
with known CVD. Statins also reduce cardiovascular in Chapter 28.
events for patients with diabetes mellitus. For patients
with no previous history of cardiovascular events or dia­
Navarese EP et al. Association between baseline LDL-C level and
betes, meta-analyses have shown important reductions of
total and cardiovascular mortality after LDL-C lowering: a
cardiovascular events. systematic review and meta-analysis. JAMA. 2018 Apr
Newer antilipidemic monoclonal antibody agents (eg, 17;319(15):1566-79. [PMID: 29677301]
evolocumab and alirocumab) lower LDL cholesterol by Pagidipati NJ et al. Comparison of recommended eligibility for
50-60% by binding proprotein convertase subtilisin kexin primary prevention statin therapy based on the US Preventive
type 9 (PCSK9), which decreases the degradation of LDL Services Task Force Recommendations vs the ACC/AHA
Guidelines. JAMA. 2017 Apr 18;317(15):1563-7. [PMID:
receptors. PCSK9 inhibitors also decrease Lp(a) levels. These
28418481]
newer agents are very expensive so are often used mainly in
DISEASE PREVENTION & HEALTH PROMOTION CMDT2021

US Preventive Services Task Force. Statin use for the primary Bundy JD et al. Comparison of the 2017 ACC/AH A Hyperten­
prevention of cardiovascular disease in adults: US Preventive sion Guideline with earlier guidelines on estimated reduc­
Services Task Force Recommendation Statement. JAMA. tions in cardiovascular disease. Curr Hypertens Rep. 2019
2016 Nov 15;316( 19): 1997-2007. [PMID: 27838723] Aug 31;21(10):76. [PMID: 31473837]
Fryar CD et al. Hypertension prevalence and control among
adults: United States, 2015-2016. NCHS Data Brief. 2017
Hypertension Oct;(289):l-8. [PMID: 29155682]
Weiss J et al. Benefits and harms of intensive blood pressure
Over 67 million adults in the United States have hyperten­ treatment in adults aged 60 years or older: a systematic review
sion, representing 29% of the adult US population (see and meta-analysis. Ann Intern Med. 2017 Mar 21;166(6):
Chapter 11). Hypertension in nearly half of these adults is 419-29. [PMID: 28114673]
not controlled (ie, less than 140/90 mm Hg). Among those Whelton PK et al. ACC/AHA/AAPA/ABC/ACPM/AGS/APhA/
whose hypertension is not well controlled, nearly 40% are ASH/ASPC/NMA/PCNA guideline for the prevention, detec­
tion, evaluation, and management of high blood pressure in
not aware of their elevated blood pressure; almost 16% are adults: a report of the American College of Cardiology/
aware but not being treated; and 45% are being treated but American Heart Association Task Force on Clinical Practice
the hypertension is not controlled. In every adult age group, Guidelines. Hypertension. 2018 Jun;71(6):1269-324. [PMID:
higher values of systolic and diastolic blood pressure carry 29133354]
greater risks of stroke and heart failure. Systolic blood pres­
sure is a better predictor of morbid events than diastolic Chemoprevention
blood pressure. Home monitoring is better correlated with
target organ damage than clinic-based values. Clinicians Regular use of low-dose aspirin (81-325 mg) can reduce
can apply specific blood pressure criteria, such as those of cardiovascular events but increases gastrointestinal bleed­
the Joint National Committee or American Heart Associa­ ing. Aspirin may also reduce the risk of death from several
tion guidelines, along with consideration of the patients common types of cancer (colorectal, esophageal, gastric,
cardiovascular risk and personal values, to decide at what breast, prostate, and possibly lung). The potential benefits
levels treatment should be considered in individual cases. of aspirin may exceed the possible adverse effects among
Primary prevention of hypertension can be accom­ middle-aged adults who are at increased cardiovascular
plished by strategies aimed at both the general population risk, which can be defined as a 10-year risk of greater than
and special high-risk populations. The latter include per­ 10%, and who do not have an increased risk of bleeding. A
sons with high-normal blood pressure or a family history newer trial in older healthy adults did not find clear benefit
of hypertension, blacks, and individuals with various from aspirin for reduction of cardiovascular events and
behavioral risk factors, such as physical inactivity; exces­ saw an increase in all-cause mortality with aspirin. There­
sive consumption of salt, alcohol, or calories; and deficient fore, aspirin should not be routinely initiated in healthy
intake of potassium. Effective interventions for primary adults over age 70.
prevention of hypertension include reduced sodium and Nonsteroidal anti-inflammatory drugs may reduce the
alcohol consumption, weight loss, and regular exercise. incidence of colorectal adenomas and polyps but may also
Potassium supplementation lowers blood pressure mod­ increase heart disease and gastrointestinal bleeding, and
estly, and a diet high in fresh fruits and vegetables and low thus are not recommended for colon cancer prevention in
in fat, red meats, and sugar-containing beverages also average-risk patients.
reduces blood pressure. Interventions of unproven efficacy Antioxidant vitamin (vitamin E, vitamin C, and
include pill supplementation of potassium, calcium, mag­ beta-carotene) supplementation produced no significant
nesium, fish oil, or fiber; macronutrient alteration; and reductions in the 5-year incidence of—or mortality from—
stress management. vascular disease, cancer, or other major outcomes in high-
Improved identification and treatment of hypertension risk individuals with coronary artery disease, other
is a major cause of the recent decline in stroke deaths as occlusive arterial disease, or diabetes mellitus.
well as the reduction in incidence of heart failure-related
Gaziano JM. Aspirin for primary prevention: clinical consider­
hospitalizations. Because hypertension is usually asymp­
ations in 2019. JAMA. 2019 Jan 22;321(3):253-55. [PMID:
tomatic, screening is strongly recommended to identify 30667488]
patients for treatment. Elevated office readings should be Huang WY et al. Frequency of intracranial hemorrhage with low-
confirmed with repeated measurements, ideally from dose aspirin in individuals without symptomatic cardiovascular
ambulatory monitoring or home measurements. Despite disease: a systematic review and meta-analysis. JAMA Neurol.
strong recommendations in favor of screening and treat­ 2019 May 13. [Epub ahead of print] [PMID: 31081871]
McNeil JJ et al; ASPREE Investigator Group. Effect of aspirin on
ment, hypertension control remains suboptimal. An inter­
cardiovascular events and bleeding in the healthy elderly.
vention that included both patient and provider education N Engl J Med. 2018 Oct 18;379( 16): 1509-18. [PMID: 30221597]
was more effective than provider education alone in Patrono C et al. Role of aspirin in primary prevention of cardio­
achieving control of hypertension, suggesting the benefits vascular disease. Nat Rev Cardiol. 2019 Nov;16(ll):675-86.
of patient participation; another trial found that home [PMID: 31243390]
monitoring combined with telephone-based nurse support Zheng SL et al. Association of aspirin use for primary prevention
with cardiovascular events and bleeding events: a systematic
was more effective than home monitoring alone for blood
review and meta-analysis. JAMA. 2019 Jan 22;321 (3):277-87.
pressure control. Pharmacologic management of hyperten­ [PMID: 30667501]
sion is discussed in Chapter 11.
1 CMDT 2021 CHAPTER 1

PREVENTION OF OSTEOPOROSIS the recommended guidelines of 30 minutes of moderate


physical activity on most days of the week in both the pri­
See Chapter 26. mary and secondary prevention of CHD.
Osteoporosis, characterized by low bone mineral den­ In longitudinal cohort studies, individuals who report
sity, is common and associated with an increased risk of higher levels of leisure-time physical activity are less likely
fracture. The lifetime risk of an osteoporotic fracture is to gain weight. Conversely, individuals who are overweight
approximately 50% for women and 30% for men. Osteopo­ are less likely to stay active. However, at least 60 minutes of
rotic fractures can cause significant pain and disability. As daily moderate-intensity physical activity may be necessary
such, research has focused on means of preventing osteo­ to maximize weight loss and prevent significant weight
porosis and related fractures. Primary prevention strategies regain. Moreover, adequate levels of physical activity
include calcium supplementation, vitamin D supplementa­ appear to be important for the prevention of weight gain
tion, and exercise programs. The effectiveness of calcium and the development of obesity. Physical activity also
and vitamin D for fracture prevention remain controver­ appears to have an independent effect on health-related
sial, particularly in noninstitutionalized individuals. outcomes, such as development of type 2 diabetes mellitus
Screening for osteoporosis on the basis of low bone in patients with impaired glucose tolerance when com­
mineral density is recommended for women over age 65, pared with body weight, suggesting that adequate levels of
based on indirect evidence that screening can identify activity may counteract the negative influence of body
women with low bone mineral density and that treatment weight on health outcomes. Compared to individuals with­
of women with low bone density with bisphosphonates is out CVD, those with CVD may benefit from physical activ­
effective in reducing fractures. However, real-world adher­ ity to a greater extent.
ence to pharmacologic therapy for osteoporosis is low: Physical activity can be incorporated into any person’s
one-third to one-half of patients do not take their medica­ daily routine. For example, the clinician can advise a
tion as directed. Screening for osteoporosis is also recom­ patient to take the stairs instead of the elevator, to walk or
mended in younger women who are at increased risk. The bike instead of driving, to do housework or yard work, to
effectiveness of screening in men has not been established. get off the bus one or two stops earlier and walk the rest of
Concern has been raised that bisphosphonates may the way, to park at the far end of the parking lot, or to walk
increase the risk of certain uncommon atypical types of during the lunch hour. The basic message should be the
femoral fractures and rare osteonecrosis of the jaw, making more the better, and anything is better than nothing.
consideration of the benefits and risks of therapy impor­ To be more effective in counseling about exercise, clini­
tant when considering osteoporosis screening. cians can also incorporate motivational interviewing tech­
niques, adopt a whole-practice approach (eg, use practice
US Preventive Services Task Force. Screening for osteoporosis to nurses to assist), and establish linkages with community
prevent fractures: US Preventive Services Task Force recom­ agencies. Clinicians can incorporate the “5 As” approach:
mendation statement. JAMA. 2018 Jun 26;319(24):2521-31.
[PMID: 29946735] 1. Ask (identify those who can benefit).
US Preventive Services Task Force. Vitamin D, calcium, or com­ 2. Assess (current activity level).
bined supplementation for the primary prevention of frac­
tures in community-dwelling adults: US Preventive Services
3. Advise (individualize plan).
Task Force recommendation statement. JAMA. 2018 Apr 4. Assist (provide a written exercise prescription and sup­
17;319(15):1592-9. [PMID: 29677309] port material).
Yedavally-Yellayi S et al. Update on osteoporosis. Prim Care.
5. Arrange (appropriate referral and follow-up).
2019 Mar;46(l):175-90. [PMID: 30704657]
Such interventions have a moderate effect on self­
reported physical activity and cardiorespiratory fitness,
PREVENTION OF PHYSICAL INACTIVITY
even if they do not always help patients achieve a predeter­
Lack of sufficient physical activity is the second most mined level of physical activity. In their counseling, clini­
important contributor to preventable deaths, trailing only cians should advise patients about both the benefits and
tobacco use. The US Department of Health and Human risks of exercise, prescribe an exercise program appropriate
Services and the CDC recommend that adults (including for each patient, and provide advice to help prevent injuries
older adults) engage in 150 minutes of moderate-intensity and cardiovascular complications.
(such as brisk walking) or 75 minutes of vigorous-intensity Although primary care providers regularly ask patients
(such as jogging or running) aerobic activity or an equiva­ about physical activity and advise them with verbal coun­
lent mix of moderate- and vigorous-intensity aerobic activ­ seling, few providers provide written prescriptions or per­
ity each week. In addition to activity recommendations, the form fitness assessments. Tailored interventions may
CDC recommends activities to strengthen all major muscle potentially help increase physical activity in individuals.
groups (abdomen, arms, back, chest, hips, legs, and shoul­ Exercise counseling with a prescription, eg, for walking at
ders) at least twice a week. either a hard intensity or a moderate intensity with a high
Patients who engage in regular moderate to vigorous frequency, can produce significant long-term improve­
exercise have a lower risk of myocardial infarction, stroke, ments in cardiorespiratory fitness. To be effective, exercise
hypertension, hyperlipidemia, type 2 diabetes mellitus, prescriptions must include recommendations on type, fre­
diverticular disease, and osteoporosis. Evidence supports quency, intensity, time, and progression of exercise and
DISEASE PREVENTION & HEALTH PROMOTION CMDT 2021

must follow disease-specific guidelines. Several factors promote modest weight loss (~2 kg); however, the amount
influence physical activity behavior, including personal, of weight loss for any one individual is highly variable.
social (eg, family and work), and environmental (eg, access Clinicians can help guide patients to develop personal­
to exercise facilities and well-lit parks) factors. Walkable ized eating plans to reduce energy intake, particularly by
neighborhoods around workplaces support physical activ­ recognizing the contributions of fat, concentrated carbohy­
ity such as walking and bicycling. A community-based drates, and large portion sizes (see Chapter 29). Patients
volunteer intervention resulted in increased walking activ­ typically underestimate caloric content, especially when
ity among older women, who were at elevated risk for both consuming food away from home. Providing patients with
inactivity and adverse health outcomes. caloric and nutritional information may help address the
Broad-based interventions targeting various factors are current obesity epidemic. To prevent the long-term chronic
often the most successful, and interventions to promote disease sequelae of overweight and obesity, clinicians must
physical activity are more effective when health agencies work with patients to modify other risk factors, eg, by
work with community partners, such as schools, businesses, smoking cessation (see previous section on cigarette smok­
and health care organizations. Enhanced community ing) and strict blood pressure and glycemic control (see
awareness through mass media campaigns, school-based Chapters 11 and 27).
strategies, and policy approaches are proven strategies to Lifestyle modification, including diet, physical activity,
increase physical activity. and behavior therapy, has been shown to induce clinically
significant weight loss. Other treatment options for obesity
Giroir BP et al. Physical activity guidelines for health and pros­
include pharmacotherapy and surgery (see Chapter 29).
perity in the United States [Viewpoint]. JAMA. 2018 Nov Counseling interventions or pharmacotherapy can produce
20;320(19): 1971-2. [PMID: 30418473] modest (3-5 kg) sustained weight loss over 6-12 months.
Jeong SW et al. Mortality reduction with physical activity in Counseling appears to be most effective when intensive
patients with and without cardiovascular disease. Eur Heart J. and combined with behavioral therapy. Pharmacotherapy
2019 Nov 14;40(43):3547-55. [PMID: 31504416]
appears safe in the short term; long-term safety is still not
Kennedy AB et al. Tools clinicians can use to help get patients
active. Curr Sports Med Rep. 2018 Aug;17(8):271-6. [PMID:
established.
30095547] Commercial weight loss programs are effective in pro­
Piercy KL et al. The physical activity guidelines for Americans. moting weight loss and weight loss management. A ran­
JAMA. 2018 Nov 20;320(19):2020-8. [PMID: 30418471] domized controlled trial of over 400 overweight or obese
women demonstrated the effectiveness of a free prepared
PREVENTION OF OVERWEIGHT & OBESITY meal and incentivized structured weight loss program
compared with usual care.
Obesity is now a true epidemic and public health crisis that Weight loss strategies using dietary, physical activity, or
both clinicians and patients must face. Normal body behavioral interventions can produce significant improve­
weight is defined as a body mass index (BMI), calculated as ments in weight among persons with prediabetes and a
the weight in kilograms divided by the height in meters significant decrease in diabetes incidence. Lifestyle inter­
squared, of less than 25; overweight is defined as a BMI = ventions including diet combined with physical activity are
25.0-29.9, and obesity as a BMI greater than 30. BMI is effective in achieving weight loss and reducing cardiometa-
often miscategorized as overweight, when it is in fact in the bolic risk factors among patients with severe obesity.
obese range. Bariatric surgical procedures, eg, adjustable gastric
Risk assessment of the overweight and obese patient band, sleeve gastrectomy, and Roux-en-Y gastric bypass,
begins with determination of BMI, waist circumference for are reserved for patients with morbid obesity whose BMI
those with a BMI of 35 or less, presence of comorbid condi­ exceeds 40, or for less severely obese patients (with BMIs
tions, and a fasting blood glucose and lipid panel. Obesity between 35 and 40) with high-risk comorbid conditions
is clearly associated with type 2 diabetes mellitus, hyper­ such as life-threatening cardiopulmonary problems (eg,
tension, hyperlipidemia, cancer, osteoarthritis, cardiovas­ severe sleep apnea, Pickwickian syndrome, and obesity-
cular disease, obstructive sleep apnea, and asthma. related cardiomyopathy) or severe diabetes mellitus. In
Obesity is associated with a higher all-cause mortality selected patients, surgery can produce substantial weight
rate. Data suggest an increase among those with grades 2 loss (10-159 kg) over 1-5 years, with rare but sometimes
and 3 obesity (BMI more than 35); however, the impact on severe complications. Nutritional deficiencies are one com­
all-cause mortality among overweight (BMI 25-30) and plication of bariatric surgical procedures and close moni­
grade 1 obesity (BMI 30-35) is questionable. Persons with toring of a patients metabolic and nutritional status is
a BMI of 40 or higher have death rates from cancers that essential.
are 52% higher for men and 62% higher for women than Finally, clinicians seem to share a general perception
the rates in men and women of normal weight. that almost no one succeeds in long-term maintenance of
Prevention of overweight and obesity involves both weight loss. However, research demonstrates that approxi­
increasing physical activity and dietary modification to mately 20% of overweight individuals are successful at long­
reduce caloric intake. Adequate levels of physical activity term weight loss (defined as losing 10% or more of initial
appear to be important for the prevention of weight gain body weight and maintaining the loss for 1 year or longer).
and the development of obesity. Physical activity programs Clinicians must work to identify and provide the best
consistent with public health recommendations may prevention and treatment strategies for patients who are
CMDT 2021 CHAPTER 1

overweight and obese. Clinician advice on weight loss can


Wernli KJ et al. Screening for skin cancer in adults: updated
have a significant impact on patient attempts to adjust
evidence report and systematic review for the US Preventive
weight-related behaviors. Unfortunately, many clinicians Services Task Force. JAMA. 2016 Jul 26;316(4):436-47.
are poorly prepared to address obesity. Clinicians are more [PMID: 27458949]
likely to give advice as BMI increases, missing opportuni­
ties to discuss weight with overweight patients. Clinician
bias and lack of training in behavior-change strategies Screening & Early Detection
impair the care of obese patients. Strategies to address Screening prevents death from cancers of the breast, colon,
these issues should be incorporated into innovative treat­ and cervix. Current cancer screening recommendations
ment and care-delivery strategies (see Chapter 29). from the USPSTF are available online at https://www.
uspreventiveservicestaskforce.org/BrowseRec/Index/
Ryan DH et al. Guideline recommendations for obesity manage­ browse-recommendations. Despite an increase in rates of
ment. Med Clin North Am. 2018 Jan;102(l):49-63. [PMID: screening for breast, cervical, and colon cancer over the last
29156187] decade, overall screening for these cancers is suboptimal.
Walsh K et al. Health advice and education given to overweight
Interventions effective in promoting recommended cancer
patients by primary care doctors and nurses: a scoping
literature review. Prev Med Rep. 2019 Jan 25;14:100812. screening include group education, one-on-one education,
[PMID: 30805277] patient reminders, reduction of structural barriers, reduc­
tion of out-of-pocket costs, and provider assessment and
feedback.
CANCER PREVENTION
Though breast cancer mortality is generally reduced
with mammography screening, evidence from randomized
Primary Prevention
trials suggests that screening mammography has both ben­
Cancer mortality rates continue to decrease in the United efits and downsides. Clinicians should discuss the risks and
States; part of this decrease results from reductions in benefits with each patient and consider individual patient
tobacco use, since cigarette smoking is the most important preferences when deciding when to begin screening (see
preventable cause of cancer. Primary prevention of skin Chapters 17 and e6).
cancer consists of restricting exposure to ultraviolet light Digital mammography is more sensitive in women with
by wearing appropriate clothing, and use of sunscreens. dense breasts and in younger women; however, studies
Persons who engage in regular physical exercise and avoid exploring outcomes are lacking. MRI is not currently rec­
obesity have lower rates of breast and colon cancer. Preven­ ommended for general screening, and its impact on breast
tion of occupationally induced cancers involves minimiz­ cancer mortality is uncertain; nevertheless, the American
ing exposure to carcinogenic substances, such as asbestos, Cancer Society recommends it for women at high risk
ionizing radiation, and benzene compounds. Chemopre­ (20-25% or more), including those with a strong family
vention has been widely studied for primary cancer pre­ history of breast or ovarian cancer. Screening with both
vention (see earlier Chemoprevention section and Chapter MRI and mammography might be superior to mammogra­
39). Use of tamoxifen, raloxifene, and aromatase inhibitors phy alone in ruling out cancerous lesions in women with
for breast cancer prevention is discussed in Chapters 17 an inherited predisposition to breast cancer. Digital breast
and 39. Hepatitis B vaccination can prevent hepatocellular tomosynthesis (three-dimensional mammography) inte­
carcinoma (HCC), and screening and vaccination pro­ grated with digital mammography increases cancer detec­
grams may be cost effective and useful in preventing HCC tion rates compared to digital mammography alone;
in high-risk groups, such as Asians and Pacific Islanders. however, the extent of improved detection and impact on
Screening and treatment of hepatitis C is another strategy assessment outcomes need further exploration.
to prevent HCC (see Chapter 16). The use of HPV vaccine All current recommendations call for cervical and
to prevent cervical and possibly anal cancer is discussed colorectal cancer screening. Screening for testicular can­
earlier in this chapter. HPV vaccines may also have a role cers among asymptomatic adolescent or adult males is not
in the prevention of HPV-related head and neck cancers. recommended by the USPSTF. Prostate cancer screening
The USPSTF recommends genetic counseling and, if indi­ remains controversial, since no completed trials have
cated after counseling, genetic testing for women whose answered the question of whether early detection and
family or personal history is associated with an increased treatment after screen detection produce sufficient benefits
risk of harmful mutations in the BRCA 1/2 gene. Guide­ to outweigh harms of treatment. For men between the ages
lines for optimal cancer screening in adults over the age of of 55 and 69, the decision to screen should be individual­
75 are unsettled; thus, an individualized approach that ized and include a discussion of its risks and benefits with
considers differences in disease risk rather than chrono­ a clinician. The USPSTF recommends against PSA-based
logical age alone is recommended. prostate cancer screening for men older than age 70 years
(grade D recommendation).
US Preventive Services Task Force; Owens DK et al. Risk assess­ Annual or biennial fecal occult blood testing reduces
ment, genetic counseling, and genetic testing for BRCA- mortality from colorectal cancer. Fecal immunochemical
related cancer: US Preventive Services Task Force tests (FIT) are superior to guaiac-based fecal occult blood
Recommendation Statement. JAMA. 2019 Aug 20;322(7):
tests (gFOBT) in detecting advanced adenomatous polyps
652-65. [PMID: 31429903]
and colorectal cancer, and patients are more likely to favor
DISEASE PREVENTION & HEALTH PROMOTION CMDT 2021 3

FIT over gFOBT. Randomized trials using sigmoidoscopy US Preventive Services Task Force; Grossman DC et al. Screening
as the screening method found 20-30% reductions in mor­ for prostate cancer: US Preventive Services Task Force recom­
tality from colorectal cancer. Colonoscopy has also been mendation statement. JAMA. 2018 May 8;319(18):1901-13.
advocated as a screening examination. It is more accurate Erratum in: JAMA. 2018 Jun 19;319(23):2443. [PMID: 29801017]
than flexible sigmoidoscopy for detecting cancer and pol­ US Preventive Services Task Force; Curry SJ et al. Screening for
yps, but its value in reducing colon cancer mortality has cervical cancer: US Preventive Services Task Force recommen­
dation statement. JAMA. 2018 Aug 21;320(7):674-86. [PMID:
not been studied directly. CT coIonography (virtual colo­ 30140884]
noscopy) is a noninvasive option in screening for colorectal
cancer. It has been shown to have a high safety profile and
performance similar to colonoscopy. PREVENTION OF INJURIES & VIOLENCE
The USPSTF recommends screening for cervical cancer Injuries remain the most important cause of loss of poten­
in women aged 21-65 years with a Papanicolaou smear tial years of life before age 65. Homicide and motor vehicle
(cytology) every 3 years or, for women aged 30-65 years accidents are a major cause of injury-related deaths among
who desire longer intervals, screening with cytology and young adults, and accidental falls are the most common
HPV testing every 5 years. The USPSTF recommends cause of injury-related death in older adults. Approxi­
against screening in women younger than 21 years of age mately one-third of all injury deaths include a diagnosis of
and average-risk women over 65 with adequate negative traumatic brain injury, which has been associated with an
prior screenings. Receipt of HPV vaccination has no increased risk of suicide.
impact on screening intervals. Although motor vehicle accident deaths per miles driven
Women whose cervical specimen HPV tests are positive have declined in the United States, there has been an increase
but cytology results are otherwise negative should repeat in motor vehicle accidents related to distracted driving (using
co-testing in 12 months (option 1) or undergo HPV- a cell phone, texting, eating). Evidence also suggests that
genotype-specific testing for types 16 or 16/18 (option 2). motorists’ use of sleeping medications (such as zolpidem)
Colposcopy is recommended in women who test positive almost doubles the risk of motor vehicle accidents. Clinicians
for types 16 or 16/18. Women with atypical squamous cells should discuss this risk when selecting a sleeping medication.
of undetermined significance (ASCUS) on cytology and a For 16- and 17-year-old drivers, the risk of fatal crashes
negative HPV test result should continue routine screening increases with the number of passengers.
as per age-specific guidelines. Men ages 16-35 are at especially high risk for serious
In a randomized, controlled trial, transvaginal ultra­ injury and death from accidents and violence, with blacks
sound combined with serum cancer antigen 125 (CA-125) and Latinos at greatest risk. Deaths from firearms have
as screening tools to detect ovarian cancer did not reduce reached epidemic levels in the United States. Having a gun
mortality. Furthermore, complications were associated with in the home increases the likelihood of homicide nearly
diagnostic evaluations to follow up false-positive screening threefold and of suicide fivefold. Educating clinicians to
test results. Thus, screening for ovarian cancer with trans­ recognize and treat depression as well as restricting access
vaginal ultrasound and CA-125 is not recommended. to lethal methods have been found to reduce suicide rates.
The USPSTF recommends offering annual lung cancer In addition, clinicians should try to educate their patients
screening with low-dose CT to current smokers aged 55 to about always wearing seat belts and safety helmets, about the
80 years with a 30-pack-year smoking history or to smokers risks of using cellular telephones or texting while driving and
who quit within the past 15 years. Screening should stop of drinking and driving—or of using other intoxicants
once a person has not smoked for 15 years or a health prob­ (including marijuana) or long-acting benzodiazepines and
lem that significantly limits life expectancy has developed. then driving—and about the risks of having guns in the home.
Screening should not be viewed as an alternative to smok­ Clinicians have a critical role in the detection, preven­
ing cessation but rather as a complementary approach. tion, and management of intimate partner violence (see
Chapter e6). The USPSTF recommends screening women
Geneve N et al. Colorectal cancer screening. Prim Care. 2019 of childbearing age for intimate partner violence and pro­
Mar;46(l):135-48. [PMID: 30704654] viding or referring women to intervention services when
Li T et al. Digital breast tomosynthesis (3D mammography) for needed. Inclusion of a single question in the medical
breast cancer screening and for assessment of screen-recalled
history—“At any time, has a partner ever hit you, kicked
findings: review of the evidence. Expert Rev Anticancer Ther.
2018 Aug;18(8):785-91. [PMID: 29847744] you, or otherwise physically hurt you?”—can increase
Qaseem A et al. Screening for breast cancer in average-risk identification of this common problem. Assessment for
women: a guidance statement from the American College of abuse and offering of referrals to community resources cre­
Physicians. Ann Intern Med. 2019 Apr 16;170(8):547-60. ate the potential to interrupt and prevent recurrence of
[PMID: 30959525] domestic violence and associated trauma. Clinicians
Qaseem A et al. Screening for colorectal cancer in asymptomatic
should take an active role in following up with patients
average-risk adults: a guidance statement from the American
College of Physicians. Ann Intern Med. 2019 Nov 5;171 (9): whenever possible, since intimate partner violence screen­
643-54. [PMID: 31683290] ing with passive referrals to services may not be adequate.
US Preventive Services Task Force; Grossman DC et al. Screening Evaluation of services available to patients after identifica­
for ovarian cancer: US Preventive Services Task Force recom­ tion of intimate partner violence should be a priority.
mendation statement. JAMA. 2018 Feb 13;319(6):588-94. Physical and psychological abuse, exploitation, and
[PMID: 29450531]
neglect of older adults are serious, underrecognized
CMDT 2021 CHAPTER 1

problems; they may occur in up to 10% of elders. Risk fac­ drinks in the past year). The 2015-2020 US Dietary Guide­
tors for elder abuse include a culture of violence in the lines for Americans recommends that if alcohol is con­
family; a demented, debilitated, or depressed and socially sumed, it should be consumed in moderation—up to one
isolated victim; and a perpetrator profile of mental illness, drink per day for women and two drinks per day for men—
alcohol or drug abuse, or emotional and/or financial and only by adults of legal drinking age. The spectrum of
dependence on the victim. Clues to elder mistreatment alcohol use disorders includes alcohol dependence, harm­
include the patient’s ill-kempt appearance, recurrent ful pattern use of alcohol, and entities such as alcohol
urgent-care visits, missed appointments, suspicious physi­ intoxication, alcohol withdrawal, and several alcohol-
cal findings, and implausible explanations for injuries. induced mental disorders. The ICD-11 includes a new
category: hazardous alcohol use. Categorized as a risk fac­
Feltner C et al. Screening for intimate partner violence, elder tor, hazardous alcohol use is a pattern of alcohol use that
abuse, and abuse of vulnerable adults: evidence report and appreciably increases the risk of physical or mental health
systematic review for the US Preventive Services Task Force.
harmful consequence to the user.
JAMA. 2018 Oct 23;320(16):1688—701. [PMID: 30357304]
Jin J. JAMA Patient Page. Screening for intimate partner vio­
Underdiagnosis and undertreatment of alcohol misuse
lence, elder abuse, and abuse of vulnerable adults. JAMA. is substantial, both because of patient denial and lack of
2018 Oct 23;320(16):1718. [PMID: 30357300] detection of clinical clues.
Lutgendorf MA. Intimate partner violence and women's health. As with cigarette use, clinician identification and
Obstet Gynecol. 2019 Sep;134(3):470-80. [PMID: 31403968] counseling about unhealthy alcohol use are essential. The
USPSTF recommends screening adults aged 18 years and
PREVENTION OF SUBSTANCE USE DISORDER: older for unhealthy alcohol use.
ALCOHOL & ILLICIT DRUGS The Alcohol Use Disorder Identification Test (AUDIT)
consists of questions on the quantity and frequency of alco­
Unhealthy alcohol use is a major public health problem in hol consumption, on alcohol dependence symptoms, and
the United States, where approximately 51% of adults on alcohol-related problems (Table 1-6). The AUDIT
18 years and older are current regular drinkers (at least 12 questionnaire is a cost-effective and efficient diagnostic

Table 1-6. Screening for alcohol abuse using the Alcohol Use Disorder Identification Test (AUDIT).
(Scores for response categories are given in parentheses. Scores range from 0 to 40, with a cutoff score of 5 or more indicating
hazardous drinking, harmful drinking, or alcohol dependence.)
1. How often do you have a drink containing alcohol?
(0) Never (1) Monthly or less (2) Two to four times a month (3) Two or three times a week (4) Four or more times a week
2. How many drinks containing alcohol do you have on a typical day when you are drinking?
(0)1 or 2 (1)3 or 4 (2) 5 or 6 (3) 7 to 9 (4) 10 or more
3. How often do you have six or more drinks on one occasion?
(0) Never (1) Less than monthly (2) Monthly (3) Weekly (4) Daily or almost daily
4. How often during the past year have you found that you were not able to stop drinking once you had started?
(0) Never (1) Less than monthly (2) Monthly (3) Weekly (4) Daily or almost daily
5. How often during the past year have you failed to do what was normally expected of you because of drinking?
(0) Never (1) Less than monthly (2) Monthly (3) Weekly (4) Daily or almost daily
6. How often during the past year have you needed a first drink in the morning to get yourself going after a heavy drinking session?
(0) Never (1) Less than monthly (2) Monthly (3) Weekly (4) Daily or almost daily
7. How often during the past year have you had a feeling of guilt or remorse after drinking?
(0) Never (1) Less than monthly (2) Monthly (3) Weekly (4) Daily or almost daily
8. How often during the past year have you been unable to remember what happened the night before because you had been
drinking?
(0) Never (1) Less than monthly (2) Monthly (3) Weekly (4) Daily or almost daily
9. Have you or has someone else been injured as a result of your drinking?
(0) No (2) Yes, but not in the past year (4) Yes, during the past year
10. Has a relative or friend or a doctor or other health worker been concerned about your drinking or suggested you cut down?
(0) No (2) Yes, but not in the past year (4) Yes, during the past year

Adapted, with permission, from BaborTF, Higgins-Biddle JC, Saunders JB, Montiero MG. AUDIT. The Alcohol Use Disorders Identification Test.
Guidelines for Use in Primary Health Care, 2nd ed. Geneva, Switzerland: World Health Organization; 2001.
DISEASE PREVENTION & HEALTH PROMOTION CMDT 2021 5

tool for routine screening of alcohol use disorders in pri­ signs of withdrawal from opioids and is effective in reduc­
mary care settings. Brief advice and counseling without ing concomitant cocaine and opioid abuse. The risk of
regular follow-up and reinforcement cannot sustain sig­ overdose is lower with buprenorphine than methadone,
nificant long-term reductions in unhealthy drinking and it is preferred for patients at high risk for methadone
behaviors. toxicity (see Chapter 5). The FDA supports greater access
Time restraints may prevent clinicians from using the to naloxone and is currently exploring options to make
full AUDIT to screen patients, but single-question screen­ naloxone more available to treat opioid overdose. (See
ing tests for unhealthy alcohol use may help increase the Chapter 5.)
frequency of subsequent AUDIT screening in primary care Use of illegal drugs—including cocaine, methamphet­
settings. The National Institute on Alcohol Abuse and amine, and so-called designer drugs—either sporadically
Alcoholism recommends the following single-question or episodically remains an important problem. Lifetime
screening test (validated in primary care settings): “How prevalence of drug abuse is approximately 8% and is gener­
many times in the past year have you had X or more drinks ally greater among men, young and unmarried individuals,
in a day?” (X is 5 for men and 4 for women, and a response Native Americans, and those of lower socioeconomic sta­
of more than 1 time is considered positive.) tus. As with alcohol, drug abuse disorders often coexist
Clinicians should provide those who screen positive for with personality, anxiety, and other substance abuse disor­
hazardous or risky drinking with brief behavioral counsel­ ders. Abuse of anabolic-androgenic steroids has been asso­
ing interventions to reduce alcohol misuse. Use of screen­ ciated with use of other illicit drugs, alcohol, and cigarettes
ing procedures and brief intervention methods (see and with violence and criminal behavior.
Chapter 25) can produce a 10-30% reduction in long-term Clinical aspects of substance abuse are discussed in
alcohol use and alcohol-related problems. Chapter 25.
Several pharmacologic agents are effective in reducing
alcohol consumption. In acute alcohol detoxification, long- Hepner KA et al. Rates and impact of adherence to recom­
acting benzodiazepines are preferred because they can be mended care for unhealthy alcohol use. J Gen Intern Med.
given on a fixed schedule or through “front-loading” or 2019 Feb;34(2):256-63. [PMID: 30484101]
“symptom-triggered” regimens. Adjuvant sympatholytic Kaner EF et al. Effectiveness of brief alcohol interventions in
medications can be used to treat hyperadrenergic symp­ primary care populations. Cochrane Database Syst Rev. 2018
Feb 24;2:CD004148. [PMID: 29476653]
toms that persist despite adequate sedation. Three drugs
Pace CA et al. Addressing unhealthy substance use in primary
are FDA approved for treatment of alcohol dependence: care. Med Clin North Am. 2018 Jul;102(4):567-86. [PMID:
disulfiram (500 mg orally daily), naltrexone (50 mg orally 29933816]
daily), and acamprosate (666 mg orally three times daily). Peglow SL et al. Preventing opioid overdose in the clinic and
Prescription and nonprescription opioid-based drug hospital: analgesia and opioid antagonists. Med Clin North
abuse, misuse, and overdose has reached epidemic propor­ Am. 2018 Jul;102(4):621-34. [PMID: 29933819]
Saunders JB et al. Alcohol use disorders in ICD-11: past, present,
tions in the United States. Deaths due to opioid overdose
and future. Alcohol Clin Exp Res. 2019 Aug;43(8):1617-31.
have dramatically increased. Opioid risk mitigation strate­ [PMID: 31194891]
gies include use of risk assessment tools, treatment agree­ Substance Abuse and Mental Health Services Administration
ments (contracts), and urine drug testing. Additional (SAMHSA). Medication-Assisted Treatment (MAT), https://
strategies include establishing and strengthening prescrip­ www.samhsa.gov/medication-assisted-treatment
tion drug monitoring programs, regulating pain manage­ US Food and Drug Administration. FDA approves first generic
naloxone nasal spray to treat opioid overdose. 2019 Apr 19.
ment facilities, and establishing dosage thresholds requiring
https://www.fda.gov/news-events/press-announcements/
consultation with pain specialists. Medication-assisted fda-approves-first-generic-naloxone-nasal-spray-treat-
treatment, the use of medications with counseling and opioid-overdose
behavioral therapy, is effective in the prevention of opioid US Preventive Services Task Force, Curry SJ et al. Screening and
overdose and substance abuse disorders. Methadone, behavioral counseling interventions to reduce unhealthy
buprenorphine, and naltrexone are FDA approved for use alcohol use in adolescents and adults: US Preventive Services
Task Force Recommendation Statement. JAMA. 2018 Nov
in medication-assisted treatment. Buprenorphine has
13;320(18):1899-909. [PMID: 30422199]
potential as a medication to ameliorate the symptoms and
CMDT 2021

Common Symptoms
Paul L. Nadler, MD
Ralph Gonzales, MD, MSPH

COUGH Additional features of infection such as fever, nasal conges­


tion, and sore throat help confirm this diagnosis. Dyspnea
(at rest or with exertion) may reflect a more serious condi­
ESSENTIAL INQUIRIES tion, and further evaluation should include assessment of
oxygenation (pulse oximetry or arterial blood gas measure­
ment), airflow (peak flow or spirometry), and pulmonary
► Age, tobacco use, e-cigarette vaping, cannabis use,
parenchymal disease (chest radiography). The timing and
occupational history, environmental exposures,
character of the cough are not very useful in establishing
and duration of cough.
the cause of acute cough syndromes, although cough­
► Dyspnea (at rest or with exertion). variant asthma should be considered in adults with promi­
► Vital signs (heart rate, respiratory rate, body nent nocturnal cough, and persistent cough with phlegm
temperature). increases the likelihood of chronic obstructive pulmonary
disease (COPD). The presence of posttussive emesis or
► Chest examination.
inspiratory whoop in adults modestly increases the likeli­
► Chest radiography when unexplained cough lasts hood of pertussis, and the absence of paroxysmal cough
more than 3-6 weeks. and the presence of fever decrease its likelihood. Uncom­
mon causes of acute cough should be suspected in those
with heart disease (heart failure [HF]) or hay fever (allergic
General Considerations rhinitis) and those with occupational risk factors (such as
Cough is the most common symptom for which patients farmworkers).
seek medical attention. Cough adversely affects personal
and work-related interactions, disrupts sleep, and often 2. Persistent and chronic cough—Cough due to acute
causes discomfort of the throat and chest wall. Most people respiratory tract infection resolves within 3 weeks in the
seeking medical attention for acute cough desire symptom vast majority (more than 90%) of patients. Pertussis should
relief; few are worried about serious illness. Cough results be considered in adolescents and adults who have persis­
from stimulation of mechanical or chemical afferent nerve tent or severe cough lasting more than 3 weeks, who have
receptors in the bronchial tree. Effective cough depends on not recently been boosted with Tdap, and who have been
an intact afferent-efferent reflex arc, adequate expiratory exposed to a person with confirmed pertussis. It should
and chest wall muscle strength, and normal mucociliary also be considered in selected geographic areas where its
production and clearance. prevalence approaches 20% (although its exact prevalence
is difficult to ascertain due to the limited sensitivity of
Clinical Findings diagnostic tests).
When angiotensin-converting enzyme (ACE) inhibitor
A. Symptoms therapy, acute respiratory tract infection, and chest radio­
Distinguishing acute (less than 3 weeks), persistent graph abnormalities are absent, most cases of persistent
(3-8 weeks), and chronic (more than 8 weeks) cough ill­ and chronic cough are due to (or exacerbated by) postna­
ness syndromes is a useful first step in evaluation. Postin- sal drip (upper airway cough syndrome), asthma, or gas­
fectious cough lasting 3-8 weeks has also been referred to troesophageal reflux disease (GERD), or some combination
as subacute cough to distinguish this common, distinct of these three entities. Approximately 10% of cases are
clinical entity from acute and chronic cough. caused by nonasthmatic eosinophilic bronchitis. A history
of nasal or sinus congestion, wheezing, or heartburn
1. Acute cough—In healthy adults, most acute cough should direct subsequent evaluation and treatment,
syndromes are due to viral respiratory tract infections. though these conditions frequently cause persistent cough
COMMON SYMPTOMS CMDT 2021 7

in the absence of typical symptoms. Dyspnea at rest or


with exertion is not commonly reported among patients Table 2-1. Positive and negative likelihood ratios for
with persistent cough; dyspnea requires assessment for history, physical examination, and laboratory findings
chronic lung disease, HF, anemia, pulmonary embolism, in the diagnosis of pneumonia.
or pulmonary hypertension.
Positive Negative
Bronchogenic carcinoma is suspected when cough is
Likelihood Likelihood
accompanied by unexplained weight loss, hemoptysis, and Finding Ratio Ratio
fevers with night sweats, particularly in persons with sig­
nificant tobacco or occupational exposures (asbestos, Medical history
radon, diesel exhaust, and metals). Persistent and chronic Fever 1.7-2.1 0.6-0.7
cough accompanied by excessive mucus secretions Chills 1.3-1.7 0.7-0.9
increases the likelihood of COPD, particularly among
Physical examination
smokers, or of bronchiectasis if accompanied by a history
of recurrent or complicated pneumonia; chest radiographs Tachypnea (RR > 25 1.5-3.4 0.8
are helpful in diagnosis. Chronic cough with dry eyes may breaths/min)
represent Sjogren syndrome. A chronic dry cough may be Tachycardia (> 100 beats/ 1.6-2.3 0.5-0.7
the first symptom of idiopathic pulmonary fibrosis. min in two studies or
> 120 beats/min in one
study)
B. Physical Examination
Hyperthermia (> 37.8°C) 1.4-4.4 0.6-0.8
Examination can direct subsequent diagnostic testing for
Chest examination
acute cough. Pneumonia is suspected when acute cough is
accompanied by vital sign abnormalities (tachycardia, Dullness to percussion 2.2-4.3 0.8-0.9
tachypnea, fever). Findings suggestive of airspace consoli­ Decreased breath sounds 2.3-2.5 0.6-0.8
dation (crackles, decreased breath sounds, fremitus,
Crackles 1.6-2.7 0.6-0.9
egophony) are significant predictors of community-
acquired pneumonia but are present in a minority of cases. Rhonchi 1.4-1.5 0.8-0.9
Purulent sputum is associated with bacterial infections in Egophony 2.0-8.6 0.8-1.0
patients with structural lung disease (eg, COPD, cystic Laboratory findings
fibrosis), but it is a poor predictor of pneumonia in the
Leukocytosis (> 11 x 109/L 1.9-3.7 0.3-0.6
otherwise healthy adult. Wheezing and rhonchi are fre­
in one study or > 10.4 x
quent findings in adults with acute bronchitis and do not
109/L in another study)
indicate consolidation or adult-onset asthma in most cases.
Examination of patients with persistent cough should RR, respiratory rate.
look for evidence of chronic sinusitis, contributing to post­
nasal drip syndrome or asthma. Chest and cardiac signs
may help distinguish COPD from HF. In patients with [CI], 0.93-0.97) and a specificity of 0.90 (95% CI, 0.86-0.94).
cough and dyspnea, a normal match test (ability to blow Chest radiography had a pooled sensitivity of 0.77 (95% CI,
out a match from 25 cm away) and maximum laryngeal 0.73-0.80) and a specificity of 0.91 (95% CI, 0.87-0.94). In
height greater than 4 cm (measured from the sternal notch patients with dyspnea, pulse oximetry and peak flow help
to the cricoid cartilage at end expiration) substantially exclude hypoxemia or obstructive airway disease. How­
decrease the likelihood of COPD. Similarly, normal jugular ever, a normal pulse oximetry value (eg, greater than 93%)
venous pressure and no hepatojugular reflux decrease the does not rule out a significant alveolar-arterial (A-a) gra­
likelihood of biventricular HF. dient when patients have effective respiratory compensa­
tion. During documented outbreaks, clinical diagnosis of
C. Diagnostic Studies influenza has a positive predictive value of -70%; this
usually obviates the need for rapid diagnostic tests. No
1. Acute cough—Chest radiography should be considered
evidence exists to assess whether the initial evaluation of
for any adult with acute cough whose vital signs are abnor­
cough in immunocompromised patients should differ
mal or whose chest examination suggests pneumonia. The
from immunocompetent patients, but expert recommen­
relationship between specific clinical findings and the
dations suggest that tuberculosis be considered in HIV-
probability of pneumonia is shown in Table 2-1. A large,
infected patients in areas with a high prevalence of
multicenter randomized clinical trial found that elevated
tuberculosis regardless of radiographic findings.
serum C-reactive protein (levels greater than 30 mg/dL)
improves diagnostic accuracy of clinical prediction rules 2. Persistent and chronic cough—Chest radiography is
for pneumonia in adults with acute cough; procalcitonin indicated when ACE inhibitor therapy-related and postin-
added no clinically relevant information. A meta-analysis fectious cough are excluded. If pertussis is suspected, poly­
found that lung ultrasonography had better accuracy merase chain reaction testing should be performed on a
than chest radiography for the diagnosis of adult nasopharyngeal swab or nasal wash specimen—although
community-acquired pneumonia. Lung ultrasonography the ability to detect pertussis decreases as the duration of
had a pooled sensitivity of 0.95 (95% confidence interval cough increases. When the chest film is normal, postnasal
CMDT 2021 CHAPTER 2

Treatment
Table 2-2. Empiric therapy or definitive testing for
persistent cough. A. Acute Cough

Suspected Step 1 (Empiric Step 2 (Definitive


Treatment of acute cough should target the underlying
Condition Therapy) Testing) etiology of the illness, the cough reflex itself, and any addi­
tional factors that exacerbate the cough. Cough duration is
Postnasal drip Therapy for allergy or Sinus CT scan; typically 1-3 weeks, yet patients frequently expect cough to
chronic sinusitis ENT referral
last fewer than 10 days. Limited studies on the use of dex­
Asthma Beta-2-agonist Spirometry; consider tromethorphan suggest a minor or modest benefit.
methacholine When influenza is diagnosed (including H1N1 influ­
challenge if normal enza), oral oseltamivir or zanamivir or intravenous pera-
GERD Lifestyle and diet mod­ Esophageal pH mivir are equally effective (1 less day of illness) when
ifications with or monitoring initiated within 30-48 hours of illness onset; treatment is
without proton recommended regardless of illness duration when patients
pump inhibitors have severe, complicated, or progressive influenza and in
patients requiring hospitalization. In Chlamydophila- or
ENT, ear, nose, and throat; GERD, gastroesophageal reflux disease.
Mycoplasma-documented infection or outbreaks, first-line
antibiotics include erythromycin or doxycycline. Antibiot­
drip, asthma, or GERD are the most likely causes. The ics do not improve cough severity or duration in patients
presence of typical symptoms of these conditions directs with uncomplicated acute bronchitis. In patients with
further evaluation or empiric therapy, though typical bronchitis and wheezing, inhaled beta-2-agonist therapy
symptoms are often absent. Definitive tests for determin­ reduces severity and duration of cough. In patients with
ing the presence of each are available (Table 2-2). acute cough, treating the accompanying postnasal drip
However, empiric treatment with a maximum-strength (with antihistamines, decongestants, saline nasal irrigation,
regimen for postnasal drip, asthma, or GERD for or nasal corticosteroids) can be helpful. A Cochrane review
2-4 weeks is one recommended approach since docu­ (n = 163) found codeine to be no more effective than pla­
menting the presence of postnasal drip, asthma, or GERD cebo in reducing cough symptoms.
does not mean they are the cause of the cough. Alterna­
tive approaches to identifying patients who have asthma
B. Persistent and Chronic Cough
with its corticosteroid-responsive cough include examin­
ing induced sputum for increased eosinophil counts Evaluation and management of persistent cough often
(greater than 3%) or providing an empiric trial of predni­ require multiple visits and therapeutic trials, which fre­
sone, 30 mg daily orally for 2 weeks. Spirometry may help quently lead to frustration, anger, and anxiety. When per­
identify large airway obstruction in patients who have tussis infection is suspected early in its course, treatment
persistent cough and wheezing and who are not respond­ with a macrolide antibiotic (see Chapter 33) is appropriate
ing to asthma treatment. When empiric treatment trials are to reduce organism shedding and transmission. When
not successful, additional evaluation with pH manometry, pertussis has lasted more than 7-10 days, antibiotic treat­
endoscopy, barium swallow, sinus CT, or high-resolution ment does not affect the duration of cough, which can last
chest CT may identify the cause. up to 6 months. Early identification, revaccination with
Tdap, and treatment of adult patients who work or live with
persons at high risk for complications from pertussis (preg­
Differential Diagnosis
nant women, infants [particularly younger than 1 year],
A. Acute Cough and immunosuppressed individuals) are encouraged.
Table 2-2 outlines empiric treatments for persistent
Acute cough may be a symptom of acute respiratory tract
cough. There is no evidence to guide how long to continue
infection, asthma, allergic rhinitis, HF, and ACE inhibitor
treatment for persistent cough due to postnasal drip,
therapy, as well as many less common causes.
asthma, or GERD. Studies have not found a consistent
benefit of inhaled corticosteroid therapy in adults with
B. Persistent and Chronic Cough
persistent cough. Eight weeks of thrice-weekly azithromy­
Causes of persistent cough include environmental expo­ cin did not improve cough in patients without asthma.
sures (cigarette smoke, air pollution), occupational expo­ When empiric treatment trials fail, consider other
sures, pertussis, postnasal drip, asthma (including causes of chronic cough such as obstructive sleep apnea,
cough-variant asthma), GERD, COPD, chronic aspiration, tonsillar or uvular enlargement, and environmental fungi.
bronchiectasis, eosinophilic bronchitis, tuberculosis or The small percentage of patients with idiopathic chronic
other chronic infection, interstitial lung disease, and bron­ cough should be managed in consultation with an otolar­
chogenic carcinoma. COPD is a common cause of persis­ yngologist or a pulmonologist; consider a high-resolution
tent cough among patients older than 50 years. Persistent CT scan of the lungs. Treatment options include nebu­
cough may also be due to somatic cough syndrome (previ­ lized lidocaine therapy and morphine sulfate, 5-10 mg
ously called “psychogenic cough”) or tic cough (previously orally twice daily. Sensory dysfunction of the laryngeal
called “habit cough”). branches of the vagus nerve may contribute to persistent
COMMON SYMPTOMS CMDT 2021 9

cough syndromes and may help explain the effectiveness of the prevalence, etiology, and prognosis of dyspnea in gen­
gabapentin in patients with chronic cough. Speech pathol­ eral practice. The relationship between level of dyspnea
ogy therapy combined with pregabalin has some benefit in and the severity of underlying disease varies widely among
chronic refractory cough. In patients with reflex cough individuals. Dyspnea can result from conditions that
syndrome, therapy aimed at shifting the patients atten- increase the mechanical effort of breathing (eg, asthma,
tional focus from internal stimuli to external focal points COPD, restrictive lung disease, respiratory muscle weak­
can be helpful. Proton pump inhibitors are not effective on ness), conditions that produce compensatory tachypnea
their own; most benefit appears to come from lifestyle (eg, hypoxemia, acidosis), primary pulmonary vasculopa­
modifications and weight reduction. thy (pulmonary hypertension), or psychogenic conditions.
The following factors play a role in how and when dyspnea
When to Refer presents in patients: rate of onset, previous dyspnea, medi­
cations, comorbidities, psychological profile, and severity
• Failure to control persistent or chronic cough following
of underlying disorder.
empiric treatment trials.
• Patients with recurrent symptoms should be referred to an
otolaryngologist, pulmonologist, or gastroenterologist. Clinical Findings
A. Symptoms
When to Admit
The duration, severity, and periodicity of dyspnea influence
• Patient at high risk for tuberculosis for whom compli­ the tempo of the clinical evaluation. Rapid onset or severe
ance with respiratory precautions is uncertain. dyspnea in the absence of other clinical features should
• Need for urgent bronchoscopy, such as suspected for­ raise concern for pneumothorax, pulmonary embolism, or
eign body. increased left ventricular end-diastolic pressure (LVEDP).
• Smoke or toxic fume inhalational injury. Spontaneous pneumothorax is usually accompanied by
chest pain and occurs most often in thin, young males and
• Gas exchanged is impaired by cough.
in those with underlying lung disease. Pulmonary embo­
• Patients at high risk for barotrauma (eg, recent lism should always be suspected when a patient with new
pneumothorax). dyspnea reports a recent history (previous 4 weeks) of
prolonged immobilization or surgery, estrogen therapy, or
Hill AT et al; CHEST Expert Cough Panel. Adult outpatients other risk factors for deep venous thrombosis (DVT) (eg,
with acute cough due to suspected pneumonia or influenza: previous history of thromboembolism, cancer, obesity,
CHEST Guideline and Expert Panel Report. Chest. 2019 Jan;
lower extremity trauma) and when the cause of dyspnea is
155(l):155-67. [PMID: 30296418]
Moore A et al; CHEST Expert Cough Panel. Clinically diagnosing not apparent. Silent myocardial infarction, which occurs
pertussis-associated cough in adults and children: CHEST more frequently in diabetic persons and women, can result
Guideline and Expert Panel Report. Chest. 2019 Jan; 155(1): in increased LVEDP, acute HF, and dyspnea.
147-54. [PMID: 30321509] Accompanying symptoms provide important clues to
Sinharay R et al. Respiratory and cardiovascular responses to causes of dyspnea. When cough and fever are present, pul­
walking down a traffic-polluted road compared with walking
monary disease (particularly infection) is the primary
in a traffic-free area in participants aged 60 years and older
with chronic lung or heart disease and age-matched healthy concern; myocarditis, pericarditis, and septic emboli can
controls: a randomised, crossover study. Lancet. 2018 Jan 27; present in this manner. Chest pain should be further char­
391(10118):339-49. [PMID: 29221643] acterized as acute or chronic, pleuritic or exertional.
Smith SM et al. Antibiotics for acute bronchitis. Cochrane Although acute pleuritic chest pain is the rule in acute
Database SystRev. 2017 Jun 19;6:CD000245. [PMID: 28626858] pericarditis and pneumothorax, most patients with pleu­
ritic chest pain in the outpatient clinic have pleurisy due to
DYSPNEA acute viral respiratory tract infection. Periodic chest pain
that precedes the onset of dyspnea suggests myocardial
ischemia or pulmonary embolism. When associated with
ESSENTIAL INQUIRIES wheezing, most cases of dyspnea are due to acute bronchi­
tis; however, other causes include new-onset asthma, for­
eign body, and vocal cord dysfunction. Interstitial lung
► Fever, cough, and chest pain.
disease and pulmonary hypertension should be considered
► Vital sign measurements; pulse oximetry. in patients with symptoms (or history) of connective tissue
► Cardiac and chest examination. disease. Pulmonary lymphangitis carcinomatosis should be
► Chest radiography and arterial blood gas mea­ considered if a patient has a malignancy, especially breast,
lung, or gastric cancer.
surement in selected patients.
When a patient reports prominent dyspnea with mild
or no accompanying features, consider noncardiopulmo-
nary causes of impaired oxygen delivery (anemia, methe­
General Considerations
moglobinemia, cyanide ingestion, carbon monoxide
Dyspnea is a subjective experience or perception of uncom­ poisoning), metabolic acidosis, panic disorder, neuromus­
fortable breathing. There is a lack of empiric evidence on cular disorders, and chronic pulmonary embolism.
1 CMDT 2021 CHAPTER 2

Platypnea-orthodeoxia syndrome is characterized by Chest radiography is fairly sensitive and specific for
dyspnea and hypoxemia on sitting or standing that new-onset HF (represented by redistribution of pulmonary
improves in the recumbent position. It may be caused by venous circulation) and can help guide treatment of
an intracardiac shunt, pulmonary vascular shunt (includ­ patients with other cardiac diseases. NT-proBNP can assist
ing hepatopulmonary syndrome), or ventilation-perfusion in the diagnosis of HF.
mismatch. Hyperthyroidism can cause dyspnea from Lung ultrasonography is superior to chest radiography
increased ventilatory drive, respiratory muscle weakness, in detecting pulmonary edema due to acute decompen­
or pulmonary hypertension. sated HF among adult patients presenting with dyspnea
and in the diagnosis of pneumonia in patients admitted to
B. Physical Examination an acute geriatric ward. End-expiratory chest radiography
enhances detection of small pneumothoraces.
A focused physical examination should include evaluation
A normal chest radiograph has substantial diagnostic
of the head and neck, chest, heart, and lower extremities.
value. When there is no physical examination evidence of
Visual inspection of the patient can suggest obstructive
COPD or HF and the chest radiograph is normal, the
airway disease (pursed-lip breathing, use of accessory
major remaining causes of dyspnea include pulmonary
respiratory muscles, barrel-shaped chest), pneumothorax
embolism, Pneumocystis jirovecii infection (the initial
(asymmetric excursion), or metabolic acidosis (Kussmaul
radiograph may be normal in up to 25%), upper airway
respirations). Patients with impending upper airway
obstruction, foreign body, anemia, and metabolic acidosis.
obstruction (eg, epiglottitis, foreign body) or severe asthma
If a patient has tachycardia and hypoxemia but a normal
exacerbation sometimes assume a tripod position. Focal
chest radiograph and electrocardiogram (ECG), then tests
wheezing raises the suspicion for a foreign body or other
to exclude pulmonary emboli, anemia, or metabolic acido­
bronchial obstruction. Maximum laryngeal height (the
sis are warranted. High-resolution chest CT is particularly
distance between the top of the thyroid cartilage and the
useful in the evaluation of interstitial and alveolar lung
suprasternal notch at end expiration) is a measure of
disease. Helical (“spiral”) CT is useful to diagnose pulmo­
hyperinflation. Obstructive airway disease is virtually non­
nary embolism since the images are high resolution and
existent when a nonsmoking patient younger than age
require only one breathhold by the patient, but to minimize
45 years has a maximum laryngeal height greater than 4 cm.
unnecessary testing and radiation exposure, the clinician
Factors increasing the likelihood of obstructive airway
should first consider a clinical decision rule (with or with­
disease include patient history of more than 40 pack-years
out D-dimer testing) to estimate the pretest probability of
smoking (adjusted likelihood ratio [LRJ + 11.6; LR- 0.9),
a pulmonary embolism. It is appropriate to forego CT
patient age 45 years or older (LR+ 1.4; LR- 0.5), and maxi­
scanning in patients with very low probability of pulmo­
mum laryngeal height greater than or equal to 4 cm (LR+
nary embolus when other causes of dyspnea are more likely
3.6; LR- 0.7). With all three of these factors present, the
(see Chapter 9).
LR+ rises to 58.5 and the LR- falls to 0.3.
Laboratory findings suggesting increased LVEDP
Absent breath sounds suggest a pneumothorax. An
include elevated serum B-type natriuretic peptide (BNP or
accentuated pulmonic component of the second heart
NT-proBNP) levels. BNP has been shown to reliably diag­
sound (loud P2) is a sign of pulmonary hypertension and
nose severe dyspnea caused by HF and to differentiate it
pulmonary embolism.
from dyspnea due to other conditions.
Clinical predictors of increased LVEDP in dyspneic
Arterial blood gas measurement may be considered if
patients with no prior history of HF include tachycardia,
clinical examination and routine diagnostic testing are
systolic hypotension, jugular venous distention, hepato­
equivocal. With two notable exceptions (carbon monoxide
jugular reflux, bibasilar crackles, third heart sound, lower
poisoning and cyanide toxicity), arterial blood gas mea­
extremity edema, and chest film findings of pulmonary
surement distinguishes increased mechanical effort causes
vascular redistribution or cardiomegaly. When none is
of dyspnea (respiratory acidosis with or without hypox­
present, there is a very low probability (less than 10%) of
emia) from compensatory tachypnea (respiratory alkalosis
increased LVEDP, but when two or more are present, there
with or without hypoxemia or metabolic acidosis) and
is a very high probability (greater than 90%) of increased
from psychogenic dyspnea (respiratory alkalosis). An
LVEDP.
observational study, however, found that arterial blood gas
measurement had little value in determining the cause of
C. Diagnostic Studies
dyspnea in patients presenting to the emergency depart­
Causes of dyspnea that can be managed without chest radi­ ment. Carbon monoxide and cyanide impair oxygen deliv­
ography are few: ingestions causing lactic acidosis, anemia, ery with minimal alterations in Po2; percent
methemoglobinemia, and carbon monoxide poisoning. carboxyhemoglobin identifies carbon monoxide toxicity.
The diagnosis of pneumonia should be confirmed by chest Cyanide poisoning should be considered in a patient with
radiography in most patients, and elevated blood levels of profound lactic acidosis following exposure to burning
procalcitonin or C-reactive protein can support the diag­ vinyl (such as a theater fire or industrial accident). Sus­
nosis of pneumonia in equivocal cases or in the presence of pected carbon monoxide poisoning or methemoglobin­
interstitial lung disease. Conversely, a low procalcitonin emia can also be confirmed with venous carboxyhemoglobin
can help exclude pneumonia in dyspneic patients present­ or methemoglobin levels. Venous blood gas testing is also
ing with HF. an option for assessing respiratory and acid-base status by
COMMON SYMPTOMS CMDT 2021 21

measuring venous pH and Pco2 but is unable to provide patients nearing the end of life. Opioid therapy, anxiolytics,
information on oxygenation status. To correlate with arte­ and corticosteroids can provide substantial relief indepen­
rial blood gas values, venous pH is typically 0.03-0.05 units dent of the severity of hypoxemia. However, inhaled opi­
lower, and venous Pco2 is typically 4-5 mm Hg higher than oids are not effective. Oxygen therapy is most beneficial to
arterial samples. patients with significant hypoxemia (Pao2 less than 55 mm
Because arterial blood gas testing is impractical in most Hg) (see Chapter 5). In patients with severe COPD and
outpatient settings, pulse oximetry has assumed a central hypoxemia, oxygen therapy improves exercise perfor­
role in the office evaluation of dyspnea. Oxygen saturation mance and mortality. Pulmonary rehabilitation programs
values above 96% almost always correspond with a Po2 are another therapeutic option for patients with moderate
greater than 70 mm Hg, whereas values less than 94% may to severe COPD or interstitial pulmonary fibrosis. Nonin-
represent clinically significant hypoxemia. Important vasive ventilation may be considered for patients with
exceptions to this rule include carbon monoxide toxicity, dyspnea caused by an acute COPD exacerbation, but the
which leads to a normal oxygen saturation (due to the efficacy of this treatment is still uncertain.
similar wavelengths of oxyhemoglobin and carboxyhemo­
globin), and methemoglobinemia, which results in an When to Refer
oxygen saturation of about 85% that fails to increase with
• Following acute stabilization, patients with advanced
supplemental oxygen. A delirious or obtunded patient with
COPD should be referred to a pulmonologist, and
obstructive lung disease warrants immediate measurement
patients with HF or valvular heart disease should be
of arterial blood gases to exclude hypercapnia and the need
referred to a cardiologist.
for intubation, regardless of the oxygen saturation. If a
patient reports dyspnea with exertion, but resting oximetry • Cyanide toxicity or carbon monoxide poisoning should
is normal, assessment of desaturation with ambulation (eg, be managed in conjunction with a toxicologist.
a brisk walk around the clinic) can be useful for confirming • Lung transplantation can be considered for patients
impaired gas exchange. with advanced interstitial lung disease.
A study found that for adults without known cardiac or
pulmonary disease reporting dyspnea on exertion, spirom­ When to Admit
etry, NT-proBNP, and CT imaging were the most informa­
• Impaired gas exchange from any cause or high risk of
tive tests.
pulmonary embolism pending definitive diagnosis.
Episodic dyspnea can be challenging if an evaluation
cannot be performed during symptoms. Life-threatening • Suspected cyanide toxicity or carbon monoxide
causes include recurrent pulmonary embolism, myocardial poisoning.
ischemia, and reactive airway disease. When associated
with audible wheezing, vocal cord dysfunction should be Freund Y et al; PROPER Investigator Group. Effect of the Pul­
considered, particularly in a young woman who does not monary Embolism Rule-Out Criteria on subsequent throm­
boembolic events among low-risk emergency department
respond to asthma therapy. Spirometry is very helpful in patients: the PROPER randomized clinical trial. JAMA. 2018
further classifying patients with obstructive airway disease Feb 13;319(6):559-66. [PMID: 29450523]
but is rarely needed in the initial or emergent evaluation of Layden JE et al. Pulmonary illness related to e-cigarette use in
patients with acute dyspnea. Illinois and Wisconsin—preliminary report. N Engl J Med.
2020 Mar 5;382(10):903-16. [PMID: 31491072]
Differential Diagnosis Maw AM et al. Diagnostic accuracy of point-of-care lung
ultrasonography and chest radiography in adults with
Urgent and emergent conditions causing acute dyspnea symptoms suggestive of acute decompensated heart failure: a
include pneumonia, COPD, asthma, pneumothorax, pul­ systematic review and meta-analysis. JAMA Netw Open. 2019
Mar l;2(3):el90703. [PMID: 30874784]
monary embolism, cardiac disease (eg, HF, acute myocar­
Sendama W et al. Decision-making with D-dimer in the diagnosis
dial infarction, valvular dysfunction, arrhythmia, of pulmonary embolism. Am J Med. 2018 Dec 131(12):
intracardiac shunt), pleural effusion, diffuse alveolar hem­ 1438-43. [PMID: 30125536]
orrhage, metabolic acidosis, cyanide toxicity, methemoglo­
binemia, and carbon monoxide poisoning. The etiology of
dyspnea secondary to e-cigarette vaping is being actively HEMOPTYSIS
studied. Chronic dyspnea may be caused by interstitial
lung disease, pulmonary hypertension, or pulmonary
alveolar proteinosis.
ESSENTIAL INQUIRIES

Treatment ► Fever, cough, and other symptoms of lower respi­


ratory tract infection.
The treatment of urgent or emergent causes of dyspnea
should aim to relieve the underlying cause. Pending diag­ ► Smoking history.
nosis, patients with hypoxemia should be immediately ► Nasopharyngeal or gastrointestinal bleeding.
provided supplemental oxygen unless significant hyper­ ► Chest radiography and complete blood count
capnia is present or strongly suspected pending arterial (and, in some cases, INR).
blood gas measurement. Dyspnea frequently occurs in
CMDT 2021 CHAPTER 2

General Considerations B. Physical Examination

Hemoptysis is the expectoration of blood that originates Elevated pulse, hypotension, and decreased oxygen satura­
below the vocal cords. It is commonly classified as trivial, tion suggest large-volume hemorrhage that warrants emer­
mild, or massive—the latter defined as more than 200-600 mL gent evaluation and stabilization. The nares and oropharynx
(about 1-2 cups) in 24 hours. Massive hemoptysis can be should be carefully inspected to identify a potential upper
usefully defined as any amount that is hemodynamically airway source of bleeding. Chest and cardiac examination
significant or threatens ventilation. Its in-hospital mortal­ may reveal evidence of HF or mitral stenosis.
ity was 6.5% in one study. The initial goal of management
of massive hemoptysis is therapeutic, not diagnostic. C. Diagnostic Studies
The causes of hemoptysis can be classified anatomically.
Blood may arise from the trachea due to malignant inva­ Diagnostic evaluation should include a chest radiograph
sion, and from the airways in COPD, bronchiectasis, bron­ and complete blood count. Kidney function tests, urinaly­
chial Dieulafoy disease, and bronchogenic carcinoma; from sis, and coagulation studies are appropriate in specific cir­
the pulmonary vasculature in left ventricular failure, mitral cumstances. Hematuria that accompanies hemoptysis may
stenosis, pulmonary embolism, pulmonary arterial hyper­ be a clue to Goodpasture syndrome or vasculitis. Flexible
tension, and arteriovenous malformations; or from the bronchoscopy reveals endobronchial cancer in 3-6% of
pulmonary parenchyma in pneumonia, fungal infections, patients with hemoptysis who have a normal (non-lateral-
inhalation of crack cocaine, or granulomatosis with poly­ izing) chest radiograph. Nearly all of these patients are
angiitis. Diffuse alveolar hemorrhage—manifested by alve­ smokers over the age of 40, and most will have had symp­
olar infiltrates on chest radiography—is due to small vessel toms for more than 1 week. High-resolution chest CT scan
bleeding usually caused by autoimmune or hematologic complements bronchoscopy; it can visualize unsuspected
disorders, or rarely precipitated by warfarin. Most cases of bronchiectasis and arteriovenous malformations and will
hemoptysis presenting in the outpatient setting are due to show central endobronchial cancers in many cases. It is the
infection (eg, acute or chronic bronchitis, pneumonia, test of choice for suspected small peripheral malignancies.
tuberculosis, aspergillosis). Hemoptysis due to lung cancer Helical CT pulmonary angiography is the initial test of
increases with age, causing up to 20% of cases among older choice for evaluating patients with suspected pulmonary
adults. Less commonly (less than 10% of cases), pulmonary embolism, although caution should be taken to avoid large
venous hypertension (eg, mitral stenosis, pulmonary contrast loads in patients with even mild chronic kidney
embolism) causes hemoptysis. Most cases of hemoptysis disease (serum creatinine greater than 2.0 g/dL or rapidly
that have no visible cause on CT scan or bronchoscopy will rising creatinine in normal range). Helical CT scanning
resolve within 6 months without treatment, with the nota­ can be avoided in patients who are at “unlikely” risk for
ble exception of patients at high risk for lung cancer (smok­ pulmonary embolism using the Wells score or PERC rule
ers older than 40 years). Iatrogenic hemorrhage may follow for pulmonary embolism and the sensitive D-dimer test.
transbronchial lung biopsies, anticoagulation, or pulmo­ Echocardiography may reveal evidence of HF or mitral
nary artery rupture due to distal placement of a balloon­ stenosis.
tipped catheter. Obstructive sleep apnea may be a risk
factor for hemoptysis. Amyloidosis of the lung can cause Treatment
hemoptysis. No cause is identified in up to 15-30% of
Management of mild hemoptysis consists of identifying
cases.
and treating the specific cause. Massive hemoptysis is life­
threatening. The airway should be protected with endotra­
Clinical Findings cheal intubation, ventilation ensured, and effective
circulation maintained. If the location of the bleeding site
A. Symptoms
is known, the patient should be placed in the decubitus
Blood-tinged sputum in the setting of an upper respiratory position with the involved lung dependent. Uncontrollable
tract infection in an otherwise healthy, young (age under hemorrhage warrants rigid bronchoscopy and surgical
40 years) nonsmoker does not warrant an extensive diag­ consultation. In stable patients, flexible bronchoscopy may
nostic evaluation if the hemoptysis subsides with resolu­ localize the site of bleeding, and angiography can embolize
tion of the infection. However, hemoptysis is frequently a the involved bronchial arteries. Embolization is effective
sign of serious disease, especially in patients with a high initially in 85% of cases, although rebleeding may occur in
prior probability of underlying pulmonary pathology. up to 20% of patients during the following year. The ante­
Hemoptysis is the only symptom found to be a specific rior spinal artery arises from the bronchial artery in up to
predictor of lung cancer. There is no value in distinguish­ 5% of people, and paraplegia may result if it is inadver­
ing blood-streaked sputum and cough productive of blood tently cannulated and embolized.
during evaluation; the goal of the history is to identify One double-blind, randomized controlled trial compared
patients at risk for one of the disorders listed earlier. Perti­ treatment with inhalations of tranexamic acid (an antifibri-
nent features include duration of symptoms, presence of nolytic drug) versus placebo (normal saline) in patients
respiratory infection, and past or current tobacco use. hospitalized with mild hemoptysis (less than 200 mL of
Nonpulmonary sources of hemorrhage—from the sinuses expectorated blood per 24 hours). Compared to patients
or the gastrointestinal tract—must be excluded. receiving placebo (normal saline), more patients treated
COMMON SYMPTOMS CMDT 2021

with tranexamic acid experienced resolution of hemoptysis arthritis, reduced estimated glomerular filtration rate, and
within 5 days of admission (96% versus 50%; P < 0.0005). HIV infection are conditions that confer a strong risk of
In addition, mean hospital length of stay was shorter for coronary artery disease. Precocious ACS may represent
the tranexamic acid group and fewer patients required acute thrombosis independent of underlying atheroscle­
invasive procedures (interventional bronchoscopy, angio­ rotic disease. In patients aged 35 years or younger, risk
graphic embolization) to control the hemorrhage. factors for ACS are obesity, hyperlipidemia, and smoking.
Chest pain characteristics that can lead to early diagno­
When to Refer sis of acute myocardial infarction do not differ in fre­
quency or strength of association between men and
• Patients should be referred to a pulmonologist when
women. Because pulmonary embolism can present with a
bronchoscopy of the lower respiratory tract is needed.
wide variety of symptoms, consideration of the diagnosis
• Patients should be referred to an otolaryngologist when and rigorous risk factor assessment for venous thrombo­
an upper respiratory tract bleeding source is identified. embolism (VTE) is critical. Classic VTE risk factors
• Patients with severe coagulopathy complicating man­ include cancer, trauma, recent surgery, prolonged immobi­
agement should be referred to a hematologist. lization, pregnancy, oral contraceptives, and family history
and prior history of VTE. Other conditions associated with
When to Admit increased risk of pulmonary embolism include HF and
COPD. Sickle cell anemia can cause acute chest syndrome.
• To stabilize bleeding process in patients at risk for or Patients with this syndrome often have chest pain, fever,
experiencing massive hemoptysis. and cough.
• To correct disordered coagulation (using clotting fac­
tors or platelets, or both) or to reverse anticoagulation. Clinical Findings
• To stabilize gas exchange.
A. Symptoms

Myocardial ischemia is usually described as a dull, aching


Davidson K et al. Managing massive hemoptysis. Chest. 2020
sensation of “pressure,” “tightness,” “squeezing,” or “gas,”
Jan;157(l):77-88. [PMID: 31374211]
Ittrich H et al. The diagnosis and treatment of hemoptysis. Dtsch rather than as sharp or spasmodic. Ischemic symptoms
Arztebl Int. 2017 Jun 5;114(21):371-81. [PMID: 28625277] usually subside within 5-20 minutes but may last longer.
Nasser M et al. Alveolar hemorrhage in vasculitis (primary and Progressive symptoms or symptoms at rest may represent
secondary). Semin Respir Crit Care Med. 2018 Aug;39(4): unstable angina. Prolonged chest pain episodes might rep­
482-93. [PMID: 30404115] resent myocardial infarction, although up to one-third of
Wand O et al. Inhaled tranexamic acid for hemoptysis treatment:
patients with acute myocardial infarction do not report
a randomized controlled trial. Chest. 2018 Dec; 154(6):
1379-84. [PMID: 30321510] chest pain. When present, pain due to myocardial ischemia
is commonly accompanied by a sense of anxiety or uneasi­
ness. The location is usually retrosternal or left precordial.
CHEST PAIN Because the heart lacks somatic innervation, precise local­
ization of pain due to cardiac ischemia is difficult; the pain
is commonly referred to the throat, lower jaw, shoulders,
ESSENTIAL INQUIRIES inner arms, upper abdomen, or back. Ischemic pain may be
precipitated or exacerbated by exertion, cold temperature,
meals, stress, or combinations of these factors and is usu­
► Pain onset, character, location/size, duration, peri­
ally relieved by rest. However, many episodes do not con­
odicity, and exacerbators; shortness of breath.
form to these patterns, and atypical presentations of ACS
► Vital signs; chest and cardiac examinations. are more common in older adults, women, and persons
► Electrocardiography and biomarkers of myocar­ with diabetes mellitus. Other symptoms that are associated
dial necrosis in selected patients. with ACS include shortness of breath; dizziness; a feeling of
impending doom; and vagal symptoms, such as nausea and
diaphoresis. In older persons, fatigue is a common present­
ing complaint of ACS.
General Considerations
There are gender differences in the perception and pre­
Chest pain (or chest discomfort) is a common symptom senting symptoms of young patients with myocardial
that can occur as a result of cardiovascular, pulmonary, infarction. Women were more likely than men to present
pleural, or musculoskeletal disease; esophageal or other with three or more associated symptoms (eg, epigastric
gastrointestinal disorders; herpes zoster; cocaine use; or symptoms, palpitations, and pain or discomfort in the jaw,
anxiety states. The frequency and distribution of life­ neck, arms, or between the shoulder blades; 61.9% for
threatening causes of chest pain, such as acute coronary women versus 54.8% for men, P < 0.001). In adjusted
syndrome (ACS), pericarditis, aortic dissection, vasospas­ analyses, women with an ST-segment-elevation acute myo­
tic angina, pulmonary embolism, pneumonia, and esopha­ cardial infarction were more likely than men to present
geal perforation, vary substantially between clinical without chest pain (odds ratio, 1.51; 95% CI, 1.03-2.22). In
settings. Systemic lupus erythematosus, rheumatoid comparison with men, women were more likely to perceive
CMDT 2021 CHAPTER 2

symptoms as stress/anxiety (20.9% versus 11.8%, P < 0.001) chest wall tenderness. Pointing to the location of the pain
but less likely to attribute symptoms to muscle pain (15.4% with one finger has been shown to be highly correlated
versus 21.2%, P = 0.03.) with nonischemic chest pain. Aortic dissection can result
One analysis found the following clinical features to be in differential blood pressures (greater than 20 mm Hg),
associated with acute myocardial infarction: (1) from the pulse amplitude deficits, and new diastolic murmurs.
history: chest pain that radiates to the left, right, or both Although hypertension is considered the rule in patients
arms (LR+ 2.3, 2.9, 7.1); diaphoresis (LR+ 2.0); and nausea with aortic dissection, systolic blood pressure less than
and vomiting (LR+1.9); (2) from the physical examination: 100 mm Hg is present in up to 25% of patients.
third heart sound (LR+ 3.2), systolic blood pressure less than A cardiac friction rub represents pericarditis until
or equal to 80 mm Hg (LR +3.1), pulmonary crackles proven otherwise. It can best be heard with the patient sit­
(LR+ 2.1); and (3) from the electrocardiogram: any ST-segment ting forward at end-expiration. Tamponade should be
elevation greater than or equal to 1 mm (LR+ 11.2), any ST excluded in all patients with a clinical diagnosis of pericar­
depression (LR 3.2), any Q wave (LR+ 3.9), any conduction ditis by assessing pulsus paradoxus (a decrease in systolic
defect (LR+ 2.7), and new conduction defect (LR+ 6.3). blood pressure during inspiration greater than 10 mm Hg)
A meta-analysis found the clinical findings and risk fac­ and inspection of jugular venous pulsations. Subcutaneous
tors most suggestive of ACS were prior abnormal stress test emphysema is common following cervical esophageal per­
(specificity, 96%; LR, 3.1 [95% CI, 2.0-4.7]), peripheral foration but present in only about one-third of thoracic
arterial disease (specificity, 97%; LR, 2.7 [95% CI, 1.5-4.8]), perforations (ie, those most commonly presenting with
and pain radiation to both arms (specificity, 96%; LR, 2.6 chest pain).
[95% CI, 1.8-3.7]). The ECG findings associated with ACS The absence of abnormal physical examination findings
were ST-segment depression (specificity, 95%; LR, 5.3 [95% in patients with suspected pulmonary embolism usually
CI, 2.1-8.6]) and any evidence of ischemia (specificity, serves to increase the likelihood of pulmonary embolism,
91%; LR, 3.6 [95% CI, 1.6-5.7]). Risk scores derived from although a normal physical examination is also compatible
both the History, Electrocardiogram, Age, Risk Factors, with the much more common conditions of panic/anxiety
Troponin (HEART) and Thrombolysis in Myocardial disorder and musculoskeletal disease.
Infarction (TIMI) trials performed well in detecting ACS
C. Diagnostic Studies
(LR, 13 [95% CI, 7.0-24] for HEART score of 7-10, and
LR, 6.8 [95% CI, 5.2-8.9] for TIMI score of 5-7). Unless a competing diagnosis can be confirmed, an ECG is
Hypertrophy of either ventricle or aortic stenosis may warranted in the initial evaluation of most patients with
also give rise to chest pain with less typical features. Peri­ acute chest pain to help exclude ACS. ST-segment elevation
carditis produces pain that may be greater when supine is the ECG finding that is the strongest predictor of acute
than upright and increases with respiration, coughing, or myocardial infarction; however, up to 20% of patients with
swallowing. Pleuritic chest pain is usually not ischemic, ACS can have a normal ECG. In the emergency depart­
and pain on palpation may indicate a musculoskeletal ment, patients with suspected ACS can be safely removed
cause. Aortic dissection classically produces an abrupt from cardiac monitoring if they are pain-free at initial
onset of tearing pain of great intensity that often radiates to physician assessment and have a normal or nonspecific
the back; however, this classic presentation occurs in a ECG. This decision rule had 100% sensitivity for serious
small proportion of cases. Anterior aortic dissection can arrhythmia (95% CI, 80-100%). Clinically stable patients
also lead to myocardial or cerebrovascular ischemia. with cardiovascular disease risk factors, normal ECG, nor­
Pulmonary embolism has a wide range of clinical pre­ mal cardiac biomarkers, and no alternative diagnoses (such
sentations, with chest pain present in about 75% of cases. as typical GERD or costochondritis) should be followed up
The chief objective in evaluating patients with suspected with a timely exercise stress test that includes perfusion
pulmonary embolism is to assess the patients clinical risk imaging. However, more than 25% of patients with stable
for VTE based on medical history and associated symp­ chest pain referred for noninvasive testing will have normal
toms and signs (see above and Chapter 9). Rupture of the coronary arteries and no long-term clinical events. The
thoracic esophagus iatrogenically or secondary to vomiting ECG can also provide evidence for alternative diagnoses,
is another cause of chest pain. such as pericarditis and pulmonary embolism. Chest radi­
ography is often useful in the evaluation of chest pain, and
B. Physical Examination
is always indicated when cough or shortness of breath
Findings on physical examination can occasionally yield accompanies chest pain. Findings of pneumomediastinum
important clues to the underlying cause of chest pain; how­ or new pleural effusion are consistent with esophageal
ever, a normal physical examination should never be used perforation. Stress echocardiography is useful in risk strati­
as the sole basis for ruling out most diagnoses, particularly fying patients with chest pain, even among those with sig­
ACS and aortic dissection. Vital signs (including pulse nificant obesity.
oximetry) and cardiopulmonary examination are always Diagnostic protocols using a single high-sensitivity
the first steps for assessing the urgency and tempo of the troponin assay combined with a standardized clinical
subsequent examination and diagnostic workup. assessment are an efficient strategy to rapidly determine
Although chest pain that is reproducible or worsened whether patients with chest pain are at low risk and may be
with palpation strongly suggests a musculoskeletal cause, discharged from the emergency department. Six estab­
up to 15% of patients with ACS will have reproducible lished risk scores are (1) the modified Goldman Risk Score,
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Chapter XI
I left the hospital before Peter. My injuries, indeed, were of so slight a
nature that I was confined only a few days, while his were so serious
that the physicians despaired of his life, and he was forced to keep
to his bed for several months. Following my early discharge, I made
daily visits of inquiry to the hospital but it was not until June, 1914,
that I was assured that he would recover. With this good news, came
a certain sense of relief, and I made plans for another voyage to
Europe. The incidents of that voyage—I was in Paris at the
beginning of the war—are of sufficient interest so that I may recount
them in another place, but they bear no relationship to the present
narrative.
Subsequent to his recovery, I have learned since from the physician
who attended him during his protracted illness, Peter returned to
Toledo with his mother. It is probable that he made further literary
experiments. It has even occurred to me that the pivot of his being,
the explanation for his whole course of action may have escaped
me. Although, from the hour of our first meeting, my interest in and
my affection for Peter were deep, assuredly I never imagined that I
should be writing down the history of his life. For the greater part of
the term of our friendship, indeed, I was a writer only in a very
modest sense. I was not on the lookout for the kind of "copy" his
affairs and ideas offered, for at this period I was a reporter of music
and the drama. Even later, when I began to set down my thoughts in
what is euphemistically called a more permanent form, the notion of
using Peter as a subject never presented itself to me, and if he had
asked me to do so during his lifetime, urging me to put aside a pile of
unfinished work in his behalf, the request would have astounded me.
I made, therefore, no special effort to ferret out his secrets. When it
was convenient for both of us we met and, largely by accident, I was
a silent witness of three of his literary experiments. How many others
he may have made, I do not know. It is possible that at some time or
other he may have been inspired by the religious school, the Tolstoy
theory of art, or he may have followed the sensuous lead of Gozzoli
and Debussy, artists whose work intrigued him enormously, or in
another æsthetic avatar, he may have believed that true art is
degrading or coldly classic. There is even the possibility, by no
means remote, that he may have fallen under the influence of the
small-town and psychoanalytic schools. Except in a general way,
however, in a conversation which I shall record at the end of this
chapter, he never mentioned further experiments. It is possible that
others may have evidence bearing on this point. Martha Baker might
make a good witness, but she died in 1911. Mrs. Whiffle knew
nothing of any importance whatever about her son. Since his death I
have interrogated her in vain. She was, indeed, very much
astonished at the little I told her and she will read this book, I think,
with real amazement. The report of Clara Barnes, too, was
negligible. Edith Dale has supplied me with a few facts which I have
inserted where they chronologically belong. Most of my other friends,
Phillip Moeller, Alfred Knopf, Edna Kenton, Pitts Sanborn, Avery
Hopwood, Freddo Sides, Joseph Hergesheimer, even my wife, Fania
Marinoff, never met Peter. Louis Sherwin walked up Fifth Avenue
with us one day, but Peter was unusually silent and after he had left
us at the corner of Fifty-seventh Street, Louis was not sufficiently
curious to ask any questions concerning him. I doubt if Louis could
even recall the incident today. I have inserted advertisements in the
Paris, New York, and Toledo newspapers, begging any one with
pertinent facts or letters in his possession to communicate with me,
but as yet I have received no replies. I have never seen a
photograph of my friend and his mother informs me that she doubts
if he ever sat for one.
The record, therefore, of Peter's literary life, at the conclusion of this
chapter, will be as complete as I can make it. I have tried to set down
the truth as I saw it, leaving out nothing that I remember, even at the
danger of becoming unnecessarily garrulous and rambling. I have
written down all I know because, after all, I may have misunderstood
or misinterpreted, and some one else, with the facts before him, may
be better able to reconstruct the picture of this strange life.
Our next meeting occurred in January, 1919, and his first remark
was, Thank God, you're not shot up! From that time, until the day of
his death, nearly a year later, Peter never mentioned the war to me
again, although I saw him frequently enough, nor did he speak of his
writing, save once, on an occasion which shall be reported in its
proper place.
When we came together for the first time, after the long interval—he
had just returned to New York from Florida—I was surprised at and
even shocked by the purely physical change, which, to be sure, had
a psychical significance, for his face had grown more spiritual. He
had always been slender, but now he was thin, almost emaciated. To
describe his appearance a little later, I might use the word haggard.
His coat, which once fitted his figure snugly, rather hung from his
shoulders. There were white patches in the blue-black of his hair,
deep circles under his eyes, and hollows in his cheeks. But his eyes,
themselves, seemed to shine with a new light, seemed to see
something which I could not even imagine. He had rid himself of
many excrescences and externalities, the purely adscititious
qualities, charming though they might be, which masked his
personality. He had, indeed, discovered himself, although I never
knew how clearly until our last conversation. Peter, without
appearing to be particularly aware of it, had become a mystic. His
emancipation had come through suffering. He was quieter, less
restless, less excitable, still enthusiastic, but with more balance,
more—I do not wish to be misunderstood—irony. He had found life
very satisfying and very hard, very sweet, with something of a bitter
after-taste. He seemed almost holy to me, reminding me at times of
those ascetic monks who crawl two thousand miles on their bellies to
worship at some shrine, or of those Hindu fakirs who lie in one
tortured position for years, their bodies slowly consuming, while their
souls gain fire. That he was ill, very ill, I surmised at once, although,
like everything else I have noted here, this was an impression. He
made no admissions, never spoke of his malady; indeed, for Peter,
he talked astonishingly little about himself. He was pathetic and at
the same time an object for admiration.
Afterwards, I learned from his mother that he suffered from an
incurable disease, the disease that killed him late in 1919. But he
never spoke of this to me and he never complained, unless his
occasional confession that he was tired might be construed as a
complaint.
We had fine times together, of a new kind. The tables, in a sense,
were turned. I had become the writer, however humble, and his
ambition had not been realized. His sympathy with my work, with
what I was trying to do, which he saw almost immediately, saw,
indeed, in the beginning, more clearly than I saw it myself, was
complete. He was never weary of talking about it, at any rate he
never showed me that he was weary, and naturally this drew us very
closely together, for an author is fondest of those men who talk the
most about his work. But this is not the place to publish his opinions
of me, although some of them were so curious and far-seeing—they
were not all flattering by any means—that I shall undoubtedly recur
to them in my autobiography. Fortunately for me, his sympathy grew
as my work progressed, and it seemed amazing to me later, looking
over the book after a period of years, that he had found anything
pleasant to report of Music After the Great War. He had, indeed,
seen something in it, and when I recalled what he had said it was
impossible to feel that he had overstated the case in the interests of
friendship. He had seen the germ, the root of what was to come; he
had seen a suggestion of a style, undeveloped ideas, which he felt
would later be developed, as indeed, to a limited extent, they were.
His plea, to put it concisely, had been for a more personal
expression. He was always asking me, after this or that remark or
anecdote in conversation, why I did not write it, just as I had said it or
told it, and it was a great pleasure for him to perceive in The Merry-
Go-Round and In the Garret (of which he read the proofs just before
his death) some signs of growth in this direction.
You are becoming freer, he would say. You are loosening your
tongue; your heart is beating faster. In time you may liberate those
subconscious ideas which are entangled in your very being. It is only
your conscious self that prevents you from becoming a really
interesting writer. Let that once be as free as the air and the other
will be free too. You must walk boldly and proudly and without fear.
You must search the heart; the mind is negligible in literature as in all
other forms of art. Try to write just as you feel and you will discover
that your feeling is greater than your knowledge of it. The words that
appear on the paper will at first seem strange to you, almost like
hermetic symbols, and it is possible that in the course of time you will
be able to say so much that you yourself will not understand what
you are writing. Do not be afraid of that. Let the current flow freely
when you feel that it is the true current that is flowing.
That is the lesson, he continued, that the creative or critical artist can
learn from the interpreter, the lesson of the uses of personality. The
great interpreters, Rachel, Ristori, Mrs. Siddons, Duse, Bernhardt,
Réjane, Ysaye, Paderewski, and Mary Garden are all big, vibrant
personalities, that the deeper thing, call it God, call it IT, flows
through and permeates. You may not believe this now, but I know it
is true, and you will know it yourself some day. And if you cannot
release your personality, what you write, though it be engraved in
letters an inch deep on stones weighing many tons, will lie like snow
in the street to be melted away by the first rain.
We talked of other writers. Peter drew my attention, for instance, to
the work of Cunninghame Graham, that strange Scotch mystic who
turned his back on civilization to write of the pampas, the arid plains
of Africa, India, and Spain, only to find irony everywhere in every
work of man. But, observed Peter, he could not hate civilization so
intensely had he not lived in it. It is all very well to kick over the
ladder after you have climbed it and set foot on the balcony. Like all
lovers of the simple life, he is very complex. And we discussed
James Branch Cabell, who, Peter told me, was originally a
"romantic." He wrote of knights and ladyes and palfreys with
sympathetic picturesqueness. Of late, however, continued Peter, he,
too, seems to have turned over in bed. Romanticism still appears in
his work but it is undermined by a biting and disturbing irony. He
asks: Are any of the manifestations of modern civilization worthy of
admiration? and like Graham, he seems to answer, No. It is possible
that the public disregard for his earlier and simpler manner may have
produced this metamorphosis. Many a man has become bitter with
less reason. Then he spoke of the attributed influence of Maurice
Hewlett and Anatole France on the work of Cabell. Bernard Shaw,
said Peter, once lost all patience with those critics who insisted that
he was a son of Ibsen and Nietzsche and asserted that it was their
ignorance that prevented them from realizing the debt he owed to
Samuel Butler. Cabell might, with justice, voice a similar complaint,
for if he ever had a literary father it was Arthur Machen. In that
author's The Chronicle of Clemendy, issued in 1888, may be
discovered the same confusion of irony and romance that is to be
traced in the work of Cabell. Moreover, like The Soul of Melicent, the
book purports to be a translation from an old chronicle. I might
further speak of the relationship between Hieroglyphics and Beyond
Life, The Hill of Dreams and The Cream of the Jest, although in each
case the treatment and the style are entirely dissimilar. Machen even
preceded Cabell in his use of unfavourable reviews (Vide the
advertising pages of Beyond Life) in his preface to the 1916 edition
of The Great God Pan. Perhaps, added Peter, Cabell has also read
Herman Melville's Mardi to some advantage. But he is no plagiarist; I
am speaking from the point of view of literary genealogy. Peter, at
my instigation, read a novel or two of Joseph Hergesheimer's. Linda
Condon, he reported, is as evanescent as the spirit of God. Only
those who have encountered Lady Beauty among the juniper trees in
the early dawn will feel this book, and only those who feel will
understand. For Hergesheimer has worked a miracle; he has
brought marble to life, created a vibrant chastity. He has described
ice in words of flame!
One night, quite accidentally, we saw the name of Clara Barnes on a
poster in front of the Metropolitan Opera House. She was singing the
rôle of the Priestess in Aida. We purchased two general admission
tickets and slipped in to hear her. The Priestess, those who have
heard Aida will remember, officiates in the temple scene of the first
act but, like the impersonator of the Bird in Siegfried, she is invisible.
Clara's voice sounded tired and worn, as indeed, it should sound
after those long years of study.
We must go back to see her, Peter urged.
We found a changed and broken Clara. She was dressing alone, but
on the third floor, and the odour of Cœur de Jeannette persisted.
She burst into tears when she saw us.
I can't do it, she moaned. Why did you ever come? I can't do it. I can
only sing with my music in front of me. I shall never be able to sing a
part which appears and there are so few rôles in opera, which permit
you to sing back of the scenery! I can't remember. Now she was
wailing. As fast as I learn one part I forget another.
As we walked away on Fortieth Street, Peter began to relate an
incident he had once read in Plutarch; There was a certain magpie,
belonging to a barber at Rome, which could imitate any word he
heard. One day, a company of passing soldiers blew their trumpets
before the shop and for the next forty-eight hours the magpie was
not only mute but also pensive and melancholy. It was generally
believed that the sound of the trumpets had stunned the bird and
deprived it of both voice and hearing. It appeared, however, that this
was not the case for, says Plutarch, the bird had all the time been
occupied in profound meditation, studying how to imitate the sound
of the trumpets, and when at last master of the trick, he astonished
his friends by a perfect imitation of the flourish on those instruments
it had heard, observing with the greatest exactness all the
repetitions, stops, and changes. This lesson, however, had
apparently been learned at the cost of the whole of its intelligence,
for it made it forget everything it had learned before.
We visited many out-of-the-way places together, Peter and I, the
Negro dance-halls near 135th Street, and the Italian and the Yiddish
Theatres. Peter once remarked that he enjoyed plays more in a
foreign language with which he was unfamiliar. What he could
imagine of plot and dialogue far transcended the actuality. We often
dined at a comfortable Italian restaurant on Spring Street, on the
walls of which birds fluttered through frescoed arbours, trailing with
fruits and flowers, and where the spaghetti was too good to be eaten
without prayer. In an uptown café, we had a strange adventure with a
Frenchwoman, La Tigresse, which I have related elsewhere.[4] Peter
refused, in these last months, to go to concerts, especially in
Carnegie Hall, the atmosphere of which, he said, made it impossible
to listen to music. The bare walls, the bright lights, the sweating
conductors, and the silly, gaping crowd oppressed his spirit. He
envied Ludwig of Bavaria who could listen to music in a darkened
hall in which he was the only auditor. Conditions were more
favourable in the moving picture theatres. The bands, perhaps, did
not play so well but the auditoriums were more subtly lighted, so that
the figures of the audience did not intrude.
Peter was more of a recluse than ever. It had been impossible to
persuade him to meet anybody since the Edith Dale days (Edith
herself was now living in New Mexico and, owing to a slight
misunderstanding, I had not seen or heard from her in five years).
He was even sensitive and morbid on the subject. He made me
promise, as a matter of fact, after the Louis Sherwin episode, that in
case we encountered any of my friends in a restaurant or at a
theatre, I would not introduce him. There was, I assured myself, a
good reason for this. In these last days, Peter faded out in a crowd.
He lost a good deal of his personality even in the presence of a third
person. I begged him to go with me to Florine Stettheimer's studio to
see her pictures, which I was sure would please him, but he refused.
He liked to stroll around with me in odd places and he read and
played the piano a good deal, but he seemed to have few other
interests. He was absolutely ignorant of such matters as politics and
government. He never voted and I have heard him refer to the
president, and not in jest, as Abraham Wilson. Sports did not amuse
him either, but occasionally we went together to see the wrestlers at
Madison Square Garden, especially when Stanislaus Zbyszko was
announced to appear.
He never went to Europe again although, shortly before he died, he
talked of a voyage to Spain. He visited his mother at Toledo several
times and he had planned a trip to Florida, the climate of which he
found particularly soothing to his malady, in January, 1920.
Occasionally he just disappeared, returning again, somewhat
mysteriously, without any explanation, without, indeed, any
admission that he had been away. I knew him too well to ask
questions and, to say truth, there was something very sweet about
these little mystifications. Privacy was so dear a privilege to him that
even with his nearest friends, of which, assuredly, I was one,
perhaps the nearest in this last year, it was essential to his
happiness that he should maintain a certain restraint, a certain
reserve, I had almost said, a certain mystery, but, curiously, there
was nothing theatrical about Peter, even in his most theatrical
performances. Just as by the fineness of his taste, Rembrandt
softened the hideousness of a lurid subject in his Anatomy Lesson,
so the exquisite charm of Peter's personality overcame any possible
repugnance to anything he might choose to do.
During this last year in New York, he lived in an old house on
Beekman Place, that splendid row, just two blocks long, of mellow
brown-stone dwellings, with flights of steps, which back upon the
East River at Fiftieth Street. We often sat on the balcony, looking
over towards the span of the Queensboro Bridge, Blackwell's Island,
with its turreted and battlemented castles so like the Mysteries of
Udolpho, watching the gulls sweep over the surface of the water, the
smoke wreathe from the factory chimneys, and the craft on the river,
with cargoes "of Tyne coal, road-rails, pig-lead, fire-wood, iron-ware,
and cheap tin trays," of the city, but seemingly away from it, with our
backs to it, literally, indeed, while life ebbed by. And, at my side, too,
I saw it slowly ebbing.
The interior, one of those fine old New York interiors, with high
ceilings, bordered with plaster guilloches, white carved marble fire-
places, sliding doors, and huge crystal chandeliers, whose pendants
jingled when some one walked on the floor above, it had been his
happy fancy to decorate in the early Victorian manner. The furniture,
to be sure, was mostly Chippendale, Sheraton, and Heppelwhite, but
there were also heavy carved walnut chairs, upholstered in lovely
figured glazed chintzes. The mirrors were framed in four inches of
purple and red engraved glass. The highboys were littered with
ornaments, Staffordshire china dogs and shepherdesses, splendid
feather and shell flowers, and ormolu clocks stood under glass bells
on the mantel-shelves. He had found a couple of rather worn, but still
handsome, Aubusson carpets, with garlands of huge roses of a pale
blush colour. One of these was in the drawing-room, the other in the
library. An old sampler screen framed the fire-place in the latter
room. The books were curious. Peter was now interested in byways
of literature. I remember such volumes as Thomas Mann's Der Tod
in Venedig, Paterne Berrichon's Life of Arthur Rimbaud, Alfred
Jarry's Ubu Roi, with music by Claude Terrasse, Jean Lorrain's La
Maison Philibert, Richard Garnett's The Twilight of the Gods, the
Comte de Lautréamont's Les Chants de Maldoror, Leolinus
Siluriensis's The Anatomy of Tobacco, Binet-Valmer's Lucien,
Haldane MacFall's The Wooings of Jezebel Pettyfer, James Morier's
Hajji Baba of Ispahan, Robert Hugh Benson's The Necromancers,
André Gide's L'Immoraliste, and various volumes by Guillaume
Apollinaire. The walls of the drawing-room were hung with a French
eighteenth century, rose cotton print, the design of which showed, on
one side, Cupid rowing lustily, while listless old Time sat in the bow
of the boat, with the motto: l'Amour fait passer le Temps; and, on the
other side, Time propelling the boat, while a saddened Cupid, his
face buried in his hands, was the downcast passenger, with the
motto: Le Temps fait passer l'Amour. In the centre, beside a
charming Greek temple, a nymph toyed with a spaniel, and the motto
read: l'Amitié ne craint pas le Temps! There were, therefore, no
pictures on these walls, but, elsewhere, where the walls were white,
or where they were hung with rich crimson Roman damask, as in the
library, there were a few steel engravings and mezzotints and an
early nineteenth century lithograph or two. Over his night-table, at
the side of his bed, he had pinned a photograph of a detail of
Benozzo Gozzoli's frescoes in the Palazzo Riccardi, the detail of the
three youths, and there was also a large framed photograph of
Cranach's naïve Venus in this room. The piano stood in the drawing-
room, near one of the windows, looking over the river. It was always
open and the rack was littered with modern music: John Ireland's
London Pieces, Béla Bartok's Three Burlesques, Gerald Tyrwhitt's
Three Little Funeral Marches, music by Erik Satie, Darius Milhaud,
Georges Auric, and Zoltan Kodaly. I remember one day he asked me
to look at Theodor Streiche's Sprüche and Gedichte, with words by
Richard Dehmel, the second of which he averred was the shortest
song ever composed, consisting of but four bars.
It was a lovely house to lie about in, to talk in, to dream in. It was
restful and quaint, offering a pleasing contrast to the eccentric
modernity of the other homes I visited at this period. There was no
electricity. The chandeliers burned gas but the favourite illumination
was afforded by lamps with round glass globes of various colours,
through which the soft light filtered.
On an afternoon in December, 1919, we were lounging in the
drawing-room. Peter had curled himself into a sort of knot on a broad
sofa with three carved walnut curves at the back. He had spread a
knitted coverlet over his feet, for it was a little chilly, in spite of the
fact that a wood fire was smouldering in the grate. On the table
before him there was a highball glass, half-full of the proper
ingredients, and sprawling beside him on the sofa, a magnificent
blue Persian cat, which he called Chalcedony. George Moore and
George Sand had long since perished of old age and Lou Matagot
had been a victim of the laboratory explosion. There was a certain
melancholy implicit in their absence. Nothing reminds us so
irresistibly of the passing of time as the short age allotted on this
earth to our dear cats. The pinchbottle and several bottles of soda, a
bowl of cracked ice and a bowl of Fatima cigarettes, which both of us
had grown to prefer, reposed conveniently on the table between us. I
remember the increasing silence as the twilight fell and, how, at last,
Peter began to talk.
I wanted to do so much, he began, and for a long time, during these
past four years, it seemed to me that I had done so little. I
remembered Zola's phrase: Mon œuvre, alors, c'était l'Arche, l'Arche
immense! Hélas! ce que l'on rêve, et puis, après, ce que l'on
exécute! At the beginning of the war, I was so very miserable, so
unhappy, so alone. It seemed to me that I had been a complete
failure, that I had accomplished nothing....
I must have raised a protesting hand, for he interjected, No, don't
interrupt me. I am not complaining or asking for sympathy. I am
explaining how I felt, not how I feel. I never spoke of it, of course,
while I felt that way. I am only talking about it now because I have
gone beyond, because, in a sense, at least, I understand. I am
happier now, happier, perhaps, than I have ever been before, for in
the past four years I have left behind my restlessness and achieved
something like peace. I no longer feel that I have failed. Of course, I
have failed, but that was because I was attempting to do something
that I had no right to attempt. My cats should have taught me that. It
is necessary to do only what one must, what one is forced by nature
to do. Samuel Butler has said, and how truly, Nothing is worth doing
or well done which is not done fairly easily, and some little deficiency
of effort is more pardonable than any perceptible excess, for virtue
has ever erred rather on the side of self-indulgence than of
asceticism.... And so, in the end, and after all I am still young, I have
learned that I cannot write. Is a little experience too much to pay for
learning to know oneself? I think not, and that is why, now, I feel
more like a success than a failure, because, finally, I do know myself,
and because I have left no bad work. I can say with Macaulay: There
are no lees in my wine. It is all the cream of the bottle....
I have tried to do too much and that is why, perhaps, I have done
nothing. I wanted to write a new Comédie Humaine. Instead, I have
lived it. And now, I have come to the conclusion that that was all
there was for me to do, just to live, as fully as possible. Sympathy
and enthusiasm are something, after all. I must have communicated
at least a shadow of these to the ideas and objects and people on
whom I have bestowed them. Benozzo Gozzoli's frescoes—now,
don't laugh at what I am going to say, because it is true when you
understand it—are just so much more precious because I have loved
them. They will give more people pleasure because I have given
them my affection. This is something; indeed, next to the creation of
the frescoes, perhaps it is everything.
There are two ways of becoming a writer: one, the cheaper, is to
discover a formula: that is black magic; the other is to have the urge:
that is white magic. I have never been able to discover a new
formula; I have worked with the formulæ of other artists, only to see
the cryptogram blot and blur under my hands. My manipulation of the
mystic figures and the cabalistic secrets has never raised the right
demons....
What is there anyway? All expression lifts us further away from
simplicity and causes unhappiness.... Material, scientific expression:
flying-machines, moving pictures, and telegraphy are simply
disturbing. They add nothing valuable to human life. Any novelist
who invokes the aid of science dies a swift death. Zola's novels are
stuffed with theories of heredity but ideas about heredity change
every day. The current craze is for psychoanalytic novels, which are
not half so psychoanalytic as the books of Jane Austen, as posterity
will find out for itself.... Art in this epoch is too self-conscious.
Everybody is striving to do something new, instead of writing or
painting or composing what is natural.... Even the disturbing irony
and pessimism of Anatole France and Thomas Hardy add nothing to
life. We shall be happier if we go back to the beginning....
The great secret is the cat's secret, to do what one has to do. Let IT
do it, let IT, whatever IT is, flow through you. The writer should say,
with Sancho Panza, De mis viñas vengo, no sé nada. Labanne, in Le
Chat Maigre, cries: Art declines in the degree that thought develops.
In Greece, in the time of Aristotle, there were only sculptors. Artists
are inferior beings. They resemble pregnant women; they give birth
without knowing why. And again, to quote my beloved Samuel Butler,
No one understands how anything is done unless he can do it
himself; and even then he probably does not know how he has done
it. I might add that very often he does not know what he has done.
Sterne wrote Tristram Shandy to ridicule his personal enemies.
Dickens began Pickwick to give the artist, Seymour, an opportunity
to draw Cockney sportsmen and he concluded it in high moral
fervour, with the ambition to wipe out bribery and corruption at
elections, unscrupulous attorneys, and Fleet Prison. To Cervantes,
Don Quixote was a burlesque of the high-flown romantic literature of
his period. To the world, it is one of the great romances of all time....
You see, I am beginning to understand why I haven't written, why I
cannot write.... That is why I am unhappy no longer, why I am more
peaceful, why I do not suffer. But, and now a strange, quavering note
sounded in his voice, if I had found a new formula, who knows what I
might have done?
He turned his face away from me towards the back of the sofa. The
cat was purring heavily, almost like the croupy breathing of a child. It
was quite dark outside, and there was no light in the room save for
the flicker that came from the dying embers. There was a long
silence. In trying afterwards to reckon its length, I judged it must
have been fully half an hour before I spoke. It was a noise that broke
the charm of the stillness. The dead end of the log split over the
andirons and fell into the grate.
Peter, I began.
He did not move.
Peter.... I rose and bent over him. The clock struck six. The cat
stirred uneasily, rose, stretched his enormous length; then gave a
faint but alarmingly portentous mew and leaped from the couch.
Peter!
He did not answer me.
April 29, 1921
New York.

FOOTNOTES:
[4] In the Garret.

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