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MALUKU HUSADA
AMBON
2024
CHECKLIST FOR CASE
CONTROL STUDIES
Critical Appraisal tools for use in JBI Systematic Reviews
INTRODUCTION
JBI is an international research organisation based in the Faculty of Health and Medical Sciences at the
University of Adelaide, South Australia. JBI develops and delivers unique evidence-based information,
software, education and training designed to improve healthcare practice and health outcomes. With over
70 Collaborating Entities, servicing over 90 countries, JBI is a recognised global leader in evidence-based
healthcare.
© JBI, 2020. All rights reserved. JBI grants use of these Critical Appraisal Checklist for Case Control Studies - 2
tools for research purposes only. All other enquiries
should be sent to jbisynthesis@adelaide.edu.au.
JBI CRITICAL APPRAISAL CHECKLIST FOR
CASE CONTROL STUDIES
Author Gavin Pereira, AJBM De Vos, and Angus Cook, Record Number 0.1186/1476-072X-8-63
Not
Yes No Unclear
applicable
□ □ □
1. Were the groups comparable other than the
presence of disease in cases or the absence of
disease in controls?
2. Were cases and controls matched
appropriately? □ □ □
3. Were the same criteria used for identification
of cases and controls? □ □ □
4. Was exposure measured in a standard, valid
and reliable way? □ □ □
5. Was exposure measured in the same way for
□ □ □
□ □ □
cases and controls?
6. Were confounding factors identified?
7. Were strategies to deal with confounding
factors stated? □ □ □
8. Were outcomes assessed in a standard, valid
and reliable way for cases and controls? □ □ □
9. Was the exposure period of interest long
□ □ □
□ □ □
enough to be meaningful?
10. Was appropriate statistical analysis used?
Overall appraisal: Include Exclude □ □
Seek further info
The reason I chose include is because this journal provides valuable insight into the health impacts of traffic-related air
pollution and public health interventions related to asthma and air quality.
© JBI, 2020. All rights reserved. JBI grants use of these Critical Appraisal Checklist for Case Control Studies - 3
tools for research purposes only. All other enquiries
should be sent to jbisynthesis@adelaide.edu.au.
EXPLANATION OF CASE CONTROL STUDIES
CRITICAL APPRAISAL
How to cite: Moola S, Munn Z, Tufanaru C, Aromataris E, Sears K, Sfetcu R, Currie M, Qureshi R, Mattis P,
Lisy K, Mu P-F. Chapter 7: Systematic reviews of etiology and risk . In: Aromataris E, Munn Z (Editors). JBI
Manual for Evidence Synthesis. JBI, 2020. Available from https://synthesismanual.jbi.global
1. Were the groups comparable other than presence of disease in cases or absence
of disease in controls?
The control group should be representative of the source population that produced the cases. This
is usually done by individual matching; wherein controls are selected for each case on the basis of
similarity with respect to certain characteristics other than the exposure of interest. Frequency or
group matching is an alternative method. Selection bias may result if the groups are not
comparable.
3. Were the same criteria used for identification of cases and controls?
It is useful to determine if patients were included in the study based on either a specified diagnosis
or definition. This is more likely to decrease the risk of bias. Characteristics are another useful
approach to matching groups, and studies that did not use specified diagnostic methods or
definitions should provide evidence on matching by key characteristics. A case should be defined
clearly. It is also important that controls must fulfil all the eligibility criteria defined for the cases
except for those relating to diagnosis of the disease.
5. Was exposure measured in the same way for cases and controls?
As in item 4, the study should clearly describe the method of measurement of exposure. The
exposure measures should be clearly defined and described in detail. Assessment of exposure or
© JBI, 2020. All rights reserved. JBI grants use of these Critical Appraisal Checklist for Case Control Studies - 4
tools for research purposes only. All other enquiries
should be sent to jbisynthesis@adelaide.edu.au.
risk factors should have been carried out according to same procedures or protocols for both cases
and controls.
8. Were outcomes assessed in a standard, valid and reliable way for cases and
controls?
Read the methods section of the paper. If for e.g. lung cancer is assessed based on existing
definitions or diagnostic criteria, then the answer to this question is likely to be yes. If lung cancer is
assessed using observer reported, or self-reported scales, the risk of over- or under-reporting is
increased, and objectivity is compromised. Importantly, determine if the measurement tools used
were validated instruments as this has a significant impact on outcome assessment validity.
Having established the objectivity of the outcome measurement (e.g. lung cancer) instrument, it’s
important to establish how the measurement was conducted. Were those involved in collecting
data trained or educated in the use of the instrument/s? (e.g. radiographers). If there was more
than one data collector, were they similar in terms of level of education, clinical or research
experience, or level of responsibility in the piece of research being appraised?
© JBI, 2020. All rights reserved. JBI grants use of these Critical Appraisal Checklist for Case Control Studies - 5
tools for research purposes only. All other enquiries
should be sent to jbisynthesis@adelaide.edu.au.
International Journal of Health
Geographics BioMed Central
Address: 1School of Population Health M431, The University of Western Australia, 35 Stirling Highway, Crawley WA 6009, Australia, 2Cooperative
Research Centre for Asthma, Sydney, Australia and 3Telethon Institute for Child Health Research, Centre for Child Health Research, University of
Western Australia, 100 Roberts Road, Subiaco WA 6008 Australia
Email: Gavin Pereira* - pereirag@gmail.com; AJBM De Vos - annemarie.devos@uwa.edu.au; Angus Cook - angus.cook@uwa.edu.au
* Corresponding author
Abstract
Background: There is increasing evidence that residential proximity to roadways is associated
with an elevated risk of asthma exacerbation. However, there is no consensus on the distance at
which these health effects diminishes to background levels. Therefore the optimal, clinically
relevant measure of exposure remains uncertain. Using four spatially defined exposure metrics, we
evaluated the association between residential proximity to roadways and emergency department
(ED) presentation for asthma in Perth, Western Australia.
Method: The study population consisted of 1809 children aged between 0 and 19 years who had
presented at an ED between 2002 and 2006 and were resident in a south-west metropolitan area
of Perth traversed by major motorways. We used a 1:2 matched case-control study with
gastroenteritis and upper limb injury as the control conditions. To estimate exposure to traffic
emissions, we used 4 contrasting methods and 2 independently derived sources of traffic data
(video-monitored traffic counts and those obtained from the state government road authority).
The following estimates of traffic exposure were compared: (1) a point pattern method, (2) a
distance-weighted traffic exposure method, (3) a simple distance method and (4) a road length
method.
Results: Risk estimates were sensitive to socio-economic gradients and the type of exposure
method that was applied. Unexpectedly, a range of apparent protective effects were observed for
some exposure metrics. The kernel density measure demonstrated more than a 2-fold (OR 2.51,
95% CI 2.00 - 3.15) increased risk of asthma ED presentation for the high exposure group
compared to the low exposure group.
Conclusion: We assessed exposure using traffic data from 2 independent sources and compared
the results of 4 different exposure metric types. The results indicate that traffic congestion may be
one of the most important aspects of traffic-related exposures, despite being overlooked in many
studies on the exacerbation of asthma.
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1 Kernel density Point pattern MRWA High vs low traffic area based on locations of monitoring sites
2 Distance-weighted traffic density Weighted traffic counts Video monitoring Vehicle kilometres travelled per peak traffic hour weighted by
(All traffic, Truck traffic) a pollutant decay function of distance
3 Distance to nearest major road Linear distance EDIS Distance to nearest road carrying more than 15,000 vehicles
MRWA per day
4 Road length Road characteristics Length of road or density of road within a circular buffer
Road density
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⎛ d 2 ⎞
1 ⎜ 0.5( 500 ) ⎟
w= exp ⎜ ⎟
0.4 2p ⎜⎜ 0.4 2 ⎟⎟
⎝ ⎠
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n % N % n %
Ethnicity
Non-indigenous 563 (93) 93 1134 (94) 94 1697 (94) 94 ref
Indigenous 40 (7) 7 72 (6) 6 112 (6) 6 1.12 (0.75, 1.67)
SEIFA quintile
1 74 12 274 23 348 19 ref
2 111 18 266 22 377 21 1.573 (1.12, 2.21)
3 151 25 210 17 361 20 2.979, (2.10, 4.23)
4 142 24 223 18 365 20 2.571 (1.82, 3.63)
5 125 21 233 19 358 20 2.115 (1.50, 2.98)
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kilometres travelled per peak hour of morning traffic. 23%, respectively. Of all controls, 23% (n = 274) were in
There was also a significant decrease in risk using DWT- the lowest SEIFA quintile compared to 12% (n = 12) of all
Dtruck (adjusted OR 0.01, 95% CI 0.00-0.12), but interpre- cases being in this group (Table 3). A density plot of SEIFA
tations of this risk estimate is highly problematic as there index by subject type is shown in Figure 2. There were pro-
were very few non-primary roads that were found by video portionally more asthma cases of higher SES than for both
monitoring to have truck traffic. Length of road within gastroenteritis and upper limb injury controls, for whom
100 m of the residential location was statistically non-sig- the SEIFA index values were more evenly distributed. The
nificant after adjustment (OR 0.46, 95% CI 0.21-1.01). most disadvantaged group, indicated by the lowest SEIFA
Density of road within 100 m was associated with a 3.1% quintile, were statistically significantly at less risk of
decrease in risk (adjusted OR 0.97, 95% CI, 0.95-1.00). In asthma ED presentation than the more advantaged
general, there was an apparent increase in risk estimates groups. There was a marked 3-fold increase in risk for
with increasing buffer size from 50 m to 400 m. asthma presentation at an ED (OR 2.98, 95% CI 2.01 -
4.23) for the middle SEIFA quintile compared to the low-
Traffic exposure as characterised by the distance from the est SEIFA quintile group. The change in risk correspond-
place of residence to the nearest main road was also asso- ing to an interquartile range increment was also assessed.
ciated with a change in risk of asthma ED presentation. A There was a 75.6% (OR 1.76, 95% CI 1.46 - 2.11) increase
1 kilometre increase in the distance to nearest major road in risk per interquartile range increase in the SEIFA index.
was a non-significant increase in adjusted risk (OR 1.20,
95% CI 0.96 - 1.49). Associations between traffic metrics and socio-economic
factors
Socio-economic factors An increase in the SEIFA index of socio-economic disad-
The percentage of cases versus controls in the lowest SEIFA vantage (that is, a rise in relative affluence) was associated
quintile, i.e. the most disadvantaged group, was 12% and with a decrease in DWTD for both all traffic and truck
Distance-weighted traffic density - All traffic 0.48 0.73 0.64 0.78 0.59 0.77
(1000 vehicle km travelled per peak hour of morning traffic)
Distance-weighted traffic density - Truck traffic 0.02 0.04 0.03 0.04 0.03 0.04
(1000 truck km travelled per peak hour of morning traffic)
Distance to nearest major road (km) 0.63 0.45 0.59 0.45 0.60 0.45
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Table 5: Risk estimates for ED presentation for asthma in children and young adults (0-19 years) in Perth, Western Australia, by using
four different Traffic Metrics
Kernel score indicator for high traffic 2.73 (2.19, 3.40) 2.51 (2.00, 3.15)
Distance-weighted traffic density - All traffic 0.72 (0.62, 0.84) 0.73 (0.62, 0.85)
(1000 vehicle km travelled per peak hour of morning traffic)
Distance-weighted traffic density - Truck traffic 0.01 (0.00, 0.12) 0.01 (0.00, 0.16)
(1000 truck km travelled per peak hour of morning traffic)
Distance to nearest major road (km) 1.24 (1.00, 1.54) 1.20 (0.96, 1.49)
measures. An increase in the SEIFA interquartile range was An interquartile range increase in the SEIFA index was
associated with a decrease of 117 (95% CI, -177 - -57) associated with a 66.8% (OR 1.668, 95% CI 1.380 -
vehicle kilometres per peak hour of morning traffic, and 2.016) increase in risk of falling within a high traffic area
with a decrease of 7 (95% CI, -10 - -3) truck kilometres per as determined using the dichotomous kernel density
peak hour of morning traffic. Both length of road within measure.
100 m and density of road within 100 m also decreased
with this interquartile increase in the SEIFA index but Discussion
were statistically non-significant at this buffer distance (β This is the first study to investigate and compare the asso-
coefficient for length: -0.003, 95% CI -0.013 - 0.007; for ciation between traffic exposure in relation to residential
density -0.086, 95% CI -0.396 - 0.225). location and the risk of ED presentation for asthma, using
a broad range of spatially defined models on the same
Pearson correlations between the length and density study population. Although the value of the analysis is the
buffer metrics with SEIFA index also generally increased heterogeneity of the exposure measures, a limitation is
with the choice of buffer radius. Correlation between the that the same data was not able to be used within each
density buffer metric at 50 m was -0.01285 (p-value = method. This was not possible due to the inherent differ-
0.5881), compared with 0.13803 (p-value < 0.0001) at ences between the methods: Length and density metrics
400 m radius. Additional subanalyses revealed that each require the road network as the input. DWTD requires the
increase in the SEIFA interquartile range was associated number vehicles per unit time as an input, which were not
with a 69 m (69 m, 95% CI 34 - 104) increase in residen- available elsewhere, so video-monitoring was conducted.
tial distance from the nearest major road. The distance to major road metric requires the Primary
Distributor (major road) network as the input. Finally, it
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The distribution of the SEIFA index by health outcome inherent focus of the research question, namely 'residen-
group indicates that ED presentation for asthma is rela- tial exposure to traffic', which requires a proximity com-
tively more common for subjects living in the areas of ponent as well as a traffic exposure component. Secondly,
higher SES (Figure 2). In contrast, the gastroenteritis and our exposure metrics focus on motor vehicles themselves
upper limb injury events are distributed more evenly and incorporate the entire mixture of associated putative
across the range of SES. Consequently, the matching proc- hazards (such as tyre and road particulate matter, non-
ess may have artificially produced an elevated risk of combusted fuel vapours and the inherent mixture of emis-
asthma ED presentation for less disadvantaged subjects sion toxicants). Finally, exposures defined in this way may
beyond that accounted for by adjustment. However, the be more relevant for the development of suitable commu-
ratio of controls to cases indicated in Table 3, along with nity health interventions, such traffic control measures
the fact that only 57% of control's had SEIFA values lower being incorporated into urban planning of residential
than that of their corresponding case, indicates that it is areas.
unlikely that the matching process alone could have been
responsible for the observed adverse effect of SES. The use Conclusion
of area-level estimates for SES may incompletely charac- We assessed the risk of asthma exacerbations, as defined
terise this effect, thus highlighting the potential of an eco- by hospital ED presentation for asthma, in relation to res-
logical fallacy. We expected the opposite relationship idential exposure to motor vehicle traffic. The strength of
given that asthma is potentially more likely to be clinically our study was that we were able to assess and compare
unstable among children from lower socio-economic exposure using four different metrics, and traffic data
backgrounds. In other studies, the financial cost of asthma from two independent sources. Our analyses highlights
treatment can induce difference in access across socio-eco- the potential confounding of spatially designed traffic
nomic groups. However this factor is of relatively low exposure metrics by geographical gradients in SES. Our
influence in Australia where the federal government's results also indicate that traffic congestion may be one of
Pharmaceutical Benefits Scheme heavily subsidises medi- the most important aspects of traffic-related exposures,
cation and Medicare subsidises consultation to the extent despite being overlooked in many studies on the exacer-
that the very low SES population's GP consultations are bation of asthma. The identification and quantification of
fully bulk-billed. Repeating the full analysis by matching air toxics, that may cause the exacerbation of asthma, is
on SEIFA quintile revealed that risk estimates only beyond the scope of this record-based case-control study.
changed slightly. Yet, the results of this study serve to increase our under-
standing of the association between residential proximity
Further investigation is required into the association to traffic and the risk of ED presentation for asthma in
between an increase in SEIFA and emissions in the local children and young adults.
context, including the role of industrial pollutants.
Despite these potential hazards, most of the criteria air Competing interests
pollutants in these suburbs are derived from traffic The authors declare that they have no competing interests.
sources. The study area has limited industrial activity and
is primarily residential. Nonetheless, there remains a Authors' contributions
potential small effect related to differential residential GP carried out the spatial and statistical analyses, includ-
exposure to additional hazards across socioeconomic ing exposure calculation, interpreted the results, and
groups. wrote the manuscript. AJBMDV conducted the sample
selection and helped revise the manuscript. AC provided
Finally, we note that statutory air monitoring in Perth is input into the interpretation of the results and also helped
conducted at very few locations, none of which were revise the manuscript. All authors declare that they have
located in the study area over the study period. Conse- read and approve the final manuscript.
quently, like many other studies that have assessed the
effect of traffic exposure on asthma exacerbation, we mod- Acknowledgements
elled exposure in a spatial context, and our exposure The authors wish to thank the Data Linkage Branch from the Western Aus-
measures can therefore be considered 'cross-sectional'. We tralian Department of Health for provision of the health data and acknowl-
note that only wide-area pollutant data was available for edge CRC Asthma and Airways for financial support of the work described
herein.
our project, and if used would raise the likelihood of sig-
nificant exposure misclassification. By using purely spa-
References
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dose and temporal information. Nonetheless, the expo- SE: Health effects of diesel exhaust emissions. European Respi-
sure measures used in this study have some distinct ratory Journal 2001, 17:733-746.
2. Brugge D, Durant JL, Rioux C: Near-highway pollutants in motor
advantages. Firstly, the exposure is directly related to the vehicle exhaust: a review of epidemiologic evidence of car-
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