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•
I ••
PART 3: PART4: FURT HER RESOURCES R-1
CREDITS C- 1
The Formation of Interactions across SUBJECT I NDEX 1-1
Religious Civilizations the Globe
600-1450 CE 212 1450-1750 356
vii
MA PS XVI
STUDYING W ITH MAPS XVII
PREFACE XVIII
NOTE ON DATES AND SPEL LINGS XXVI
ABOUT THE AUT H ORS XXVII
Against the Grain: The Ice Age Crisis and Human Migration to the Americas 17
The Hobbits of
Flores Island 25
The Ice Age 17
viii
Adapting to Urban Life in t he Indus Valley 57
The Collapse of t he Cit ies 60
Patterns Up Close:
Indian Society, Culture, and Religion, 1500- 600 BCE 66
The Caste System 68 Society and Family in Ancient India 66
Against the Grain: Cult ural Interactions to 600 BCE 70
A Merchants' Empire? 73
Putting It All Together 72
16,000-600 BCE
The Americas: Hunters and Foragers, 16,000- 600 BCE 98
The Environment 99
Human Migrations 102
Features:
The Domestic Economy: Society, Family, and Gender 201
Industry and Commerce 201
Patterns Up Close:
The Stirrup 198 Gender Roles 204
600- 1600 CE
India: The Clash of Cultures 27 1
Buddhist and Hindu India after the Guptas 271
Islam in India, 711-1398 272
Toward t he Mughal Era, 1398-1450 274
Contents xiii
Patterns Up Close:
Vietnam: Human Agency and State Building 308
Printing 298
The Setting and Neolith ic Cultures 308
Against the Grain:
Zen and Bushido 314 Economy, Society, and Family 31 1
Religion, Cu lture, and Int ellect ual Life 31 1
600- 1450 CE
Christians and Muslims in the Northeast 317
Nubia in t he Mi ddle Nile Valley 317
Et hiopia in t he Eastern High lands 320
Features:
The Conquest of Mexico and Peru 407
xvi
Studying with Maps
MAPS
World history cannot be fully understood wit hout a clear comprehension of the c hronologies and
parameters within wh ich different empires, states, and peoples have changed over time. Maps
facilitate t his understanding by illuminat ing the significance of time, space, and geography in
shaping the patterns of world history.
Global L o c a t o r - - - - - - - - - - - - - - - - - - - - - - - - ~
Many of the maps in Patterns of World History
include global locators that show the area being
depicted in a larger context.
Projection - - - - - - - - --,----:--fii;;;.;f)-'7~::::::::t:;~;:-,i
A map projection portrays all or part of t he earth, E "--',..,
-
I n.'.11 cxpuuion
To 14311
t ures and to convey information. Each symbol is
I ii Undn l'll,h"""ti. ldS-146.\
explained in the map's key. Undn PllchKttti and TupK
D Yup;mqui, 146~1,lil
B
Under Tu.p:u: \'upan,qui. 1471- 1,19}
Undn Hua>•11,;1, C:lp11c. 1·193- ISl.5
xvii
Preface
T
he response to the first two editions of Pat- choose to e1nphasize, nor do we clain1 that all world
terns of World History has been extraordi- history is reducible to such patterns, nor do ,ve 1nean
narily gratifying to those of us involved in its to suggest t hat the nature of the patterns determines
development. The diversity of schools t hat have ad- the outcome of historical events. We see then1 instead
opted t he book-co1nn1unity colleges as well as state as broad, flexible organizational frameworks around
universities; s1nall liberal arts schools as well as large which to build t he structure of a world history in such
private universities-suggests to us that its central a way that t he enorn1ous sweep and content of the past
pren1ise of exploring patterns in ,vorld history is both can be vie,ved in a con1prehensible narrative, with
adaptable to a variety of pedagogical environments sound analysis and ample scope for debate and discus-
and congenial t o a wide body of instructors. Indeed, sion. In this sense, we view then1 much like t he arma-
from the responses to t he book we have received thus tures in clay sculpt ures, giving support and struct ure
far, we expect that the level of writing, t in1eliness and to t he final figure but not necessarily preordaining its
con1pleteness of the n1aterial, and analytical approach ultimate shape.
will serve it well as the discipline ofworld history con- Fro1n its origins, human culture grew t hrough
tinues to ,nature. These key strengths are enhanced in interactions and adaptat ions on all t he cont inents
the third edition of Patterns by constructive, dyna1nic except Antarctica. A voluminous scholarship on all re-
suggest ions fron1 t he broad range of students and in- gions of t he world has thus been accumulated, which
structors ,vho are using the book. those ,vorking in t he field have to attempt to master
It is widely agreed that world history is 1nore than if t heir explanat ions and argu1nents are to sound even
sin1ply t he sun1 of all national histories. Like,vise, Pat- ren1otely persuasive. The sheer volume and con1plex-
terns of World History, Third Edition, is n1ore t han an ity of the sources, however, mean t hat even the kno,vl-
unbroken sequence of dates, battles, rulers, and thei r edge and expertise of the best scholars are going to be
activities, and it is n1ore than t he study of isolated inco1nplete. Moreover, t he hu1nilitywith which all his-
stories of change over t in1e. Rather, in this textbook torians n1ust approach their material contains within
we endeavor t o present in a clear and engaging way it the realization t hat no historical explanation is ever
how world history "works." Instead of 1nerely offering fully sat isfactory or final: As a driving force in the his-
a narrat ive history of the appearance of this or that torical process, creat ive human agency n1oves events
innovation, we present an analysis of t he process by in directions that are never fully predictable, even if
which an innovation in one pa rt of the world is dif- they follo,v broad patterns. Learning to discern pat-
fused and carried to the rest of the globe. Instead of terns in t his process not only helps novice historians
focusing on t he 1nen1orizat ion of people, places, and to appreciate the complex challenges (and re,vards)
events, we st rive to present in1portant facts i n context of historical inquiry; it also develops crit ical thinking
and dra,v 1neaningful connect ions, analyzing what- abilities in all students.
ever patter ns we find and drawing conclusions ,vhere As ,ve 1nove through the second decade of t he
we can. In short, ,ve seek to examine the interlocking twenty-first centu ry, ,vorld historians have long since
n1echanisms and anin1at ing forces of world history, left behind the "West plus the rest" approach that
without neglect ing t he human agency behind them. 1narked the field 's early years, toget her with econo1nic
and geographical reductionisn1, in the search for a new
balance behveen comprehensive cultural and institu-
The Patterns Approach tional exa1ninations on the one hand and those high-
Our approach in this book is, as t he t itle suggests, to light ing human agency on the other. All too often,
look for patterns in world history. We should say at t he however, this is reflected in texts that seek broad cov-
outset that we do not 1nean to select certain categories erage at the expense of analysis, thus resulting in a kind
into which we atten1pt to stuff the historical events ,ve of"world history lite." Ou r aim is therefore to sin1plify
xviii
Preface xix
the study of the world-to make it accessible to t he first tin1e. Enterprising rogue British 1nerchants, eager
student-without n1aking,vorld history itselfsimplistic. to find a way to crack closed Chinese markets for other
Patterns of World History proposes the teaching of goods, began to smuggle it in fron1 India. The 1narket
world history from the perspect ive of t he relationship grew, the price ,vent do,vn, addict ion spread, and Brit-
between continuity and change. What ,ve advocate in ain and China ultimately ,vent to war over China's
this book is a distinct intellectual fran1e,vork for t his atte1npts to elin1inate the traffic. Here, we have an
relat ionship and the role of innovation and historical example of an ite1n generating interactions on a world-
change through patter ns of origins, interactions, and wide scale, with in1pacts on everything fro,n politics
adaptat ions. Each sn1all or large technical or cultural to economics, culture, and even t he environment. The
innovation originated in one geographical center or in- legacies of the trade still weigh heavily on two of the
dependently in several different centers. As people in rising powers of the recent decades: China and India.
the centers interacted wit h thei r neighbors, the neigh- And opium and its derivatives, like n1orphine and
bors adapted t o, and in 1nany cases were transforn1ed heroin, continue to bring relief as well as suffering on a
by, the innovations. By "adaptation" we include t he colossal scale to hund reds of n1illions of people.
enti re spectrun1 of hun1an responses, ranging fron1 What, t hen, do we gain by studying world history
outright rejection to creative borrowing and, at times, through the use of such patterns? First, if ,ve consider
forced acceptance. innovation to be a driving force of history, it helps to
Sn1all technical innovations often went through the sat isfy an intrinsic hun1an curiosity about origins-
pattern of origin, interaction, and adaptation across t he ou r o,vn and ot hers. Perhaps n1ore in1portantly, seeing
world ,vithout arousing 1nuch attention, even though patterns of various kinds in historical developn1ent
they had major consequences. For example, the horse brings to light connections and linkages an1ong
colla r, which originated in the last centuries BCE in peoples, cultures, and regions-as in the aforen1en-
China and allowed for the replacement of oxen ,vith tioned exan1ples-that m ight not otherwise present
stronger horses, gradually improved the productiv- then1selves.
ity of agriculture in eleventh-cent ury western Europe. Second, such patterns can also reveal differences
More sweeping intellectual-cultural innovations, by among cultures t hat other approaches to world his-
cont rast, such as t he spread of universal religions like tory tend to neglect. For example, the differences
Buddhisn1, Christianity, and Islan1 and the rise of between the civilizations of the Eastern and Western
science, have often had profound consequences-in Hemispheres are generally highlighted in ,vorld his-
some cases leading to conflicts lasting cent uries-and tory texts, but t he broad con1n1onalities of hu1nan
affect us even today. groups creat ing agriculturally based cities and states
Son1etin1es change was effected by commodities in widely separated areas also show deep parallels in
that to us seen1 rather ordinary. Take sugar, for ex- their patterns of origins, interactions, and adaptations.
ample: It originated in Southeast Asia and ,vas traded Such co1nparisons are at the center of ou r approach.
and grown in the Mediterranean, where its cultivation Third, this kind of analysis offers insights into how
on plantations created t he model for expansion into an individual innovation was subsequently developed
the vast slave system of the Atlantic basin fron1 t he fif- and diffused across space and tin1e-that is, the patterns
teenth through t he nineteenth centuries, forever alter- by which the new eventually becomes a necessity in
ing the histories of four cont inents. What ,vould our ou r daily lives. Through all of this we gain a deeper ap-
diets look like today without sugar? Its history contin- preciation of t he unfolding of global history from its
ues to unfold as we debate its n1erits and health risks origins in small, isolated areas to t he vast networks of
and it supports huge multinational agribusinesses. global interconnectedness in our present world.
O r take a n1ore obscure commodity: opium. Opiun1 Finally, our use of a broad-based understanding
had been used n1edicinally for centuries in regions all of cont inuity, change, and innovat ion allo,vs us to re-
over the world. But the advent of t obacco t raded fron1 store culture in all its individual and inst itut ionalized
the An1ericas to the Philippines t o China, and t he en- aspects-spiritual, artist ic, intellectual, scientific-
courage1nent of Dutch traders in t he region, created an to its rightful place alongside technology, environ-
environn1ent i n which the drug was sn1oked for t he n1ent, polit ics, and socioeconomic conditions. That is,
xx Preface
understanding innovation in this ,vay allo,vs this text en1pires and kingdon1S, in the process forn1ing
to help illuminate t he full range of human ingenuity multiethnic and n1ultilinguistic polities.
over t in1e and space in a comprehensive, evenhanded,
Part Three (600-1450): Disintegration of classi-
and open-ended fashion.
cal en1pires and forn1ation of religious civilizations
in Eurasia, with the e1nergence of religiously
unified regions divided by con1mon,vealths of
Options for Teaching with multiple states.
Patterns of World History Part Four (1450-1750): Rise of new empires; in-
For the sake of continuity and to accom1nodate t he teraction, both hostile and peaceful, an1ong the
n1any different ways schools divide t he midpoint of religious civilizations and ne,v empires across all
their world history sequence, Chapters 15-18 overlap continents of the world. Origins of the New Sci-
in both volumes; in Volun1e 2, Chapter 15 is given as a ence in Europe, based on the use of n1athen1atics
"prelude" t o Pa rt Four. Those using a t r imester systen1 for the investigation of nature.
will also find divisions n1ade in convenient places,
Part Five (1750-1900): Origins of scientific-
with Chapt er 10 con1ing at the beginning of Part Two
industrial "modernity," sitnult aneous with the
and Chapter 22 at t he beginning of Part Five.
en1ergence of constitutional and ethnic nation-
states, in the West (Europe and North America);
Patterns of Change and interaction of the West with Asia and Africa, re-
sulting in co1nplex adaptations, both coerced as
Six Periods of World History ,vell as voluntary, on the part of the latter.
Si1nilarly, Patterns is adaptable t o bot h chronologi- Part Six (1900-Present): Division ofearly Western
cal and t hematic styles of instruction. We divide t he modernity into the three con1petingvisions: com-
history of the world int o six n1ajor t i1ne periods and munisn1, supre1nacist nationalisn1, and capitalism
recognize for each period one or two main patterns After two horrific world \'lafS and the triumph of
of innovation, their spread t hrough interact ion, and nation-state forn1ation across the ,vorld, capitalis1n
their adopt ion by others. Obviously, lesser patterns ren1ains as the last surviving version of1nodernity.
are ident ified as ,vell, many of which are of n1ore lin1- Capitalism is then reinvigorated by the increasing
ited regional int eractive and adaptive impact. We wish use of social networking tools, which popularizes
to stress again that these are broad categories of analy- both "traditional" religious and cultural ideas and
sis and that there is nothing reductive or detern1inistic constitutionalisn1 in authoritarian states.
in our aims or choices. Nevertheless, we believe t he
patterns we have chosen help to 1nake the historical
p rocess n1ore int elligible, providing a series of lenses Chapter Organization
that can help to focus the ot herwise confusing facts
and dispa rat e det ails that comprise world history. and Structure
Part One (Prehistory-600 BCE): Origins of Each part of the book addresses the role of change and
human civilization-tool n1aking and sy1nbol innovation on a broad scale in a particular time and/
creating-in Africa as well as the origins of ag- or region, and each chapter contains different levels of
riculture, urbanism, and state fonnation in the explorat ion t o examine t he principal features of par-
three agrarian centers of the Middle East, India, ticular cultural or national areas and how each affects,
and China. and is affected by, t he patterns of origins, interactions,
and adaptations:
Part Two (600 BCE-600 CE): Emergence of the
axial-age thinkers and their visions of a transcen- Geography and the Environment: The relat ionship
dent god or first principle in Eurasia; elevation behveen hu1nan beings and t he geography and
of these visions to the status of state religions in envi ron1nent of the places they inhabit is an1ong
Preface xx:i
t he most basic factors in understanding hu1nan of certain economic and social inst itut ions? How
societ ies. In t his chapter segment, therefore, t he are these in turn affected by different cultural
t opics under investigation involve the natural en- practices?
vironn1ent of a part icular region and the general Intellectual, Religious, and Cultural Aspects: Fi-
condit ions affecting change and innovation. nally, we consider it vital to include an examina-
Clin1at ic condit ions, earthquakes, tsunan1is, t ion dealing in son1e depth with the ,,ray people
volcanic eruptions, out breaks of disease, and so understood their existence and life during each
forth all have obvious effects on how hun1ans period. Clearly, intellectual innovation-t he
react to the challenge of survival. The initial por- generation of ne,,r ideas-lies at the heart of t he
t ions of chapters introducing new regions for changes we have singled out as pivotal in t he pat-
study t herefore include environmental and geo- terns of origins, interact ions, and adaptat ions
graphical overvie,,rs, ,,rhich are revisited and ex- t hat form the heart of this text. Beyond this,
panded in later chapters as necessary. The larger t hose areas concerned wit h the search for and
issues of ho,,r decisive the in1pact of geography construction of meaning-particularly religion,
on t he develop1nent of human societies is-as t he arts, philosophy, and science-not only re-
in t he commonly asked quest ion "Is geography flect shifting perspectives but also, in many cases,
destiny?"-are also exan1ined here. play a leading role in determining the course of
Political Developments: In this segment, we events ,,rithin each forn1 of society. All of these
ponder such questions as how rulers and their facets of intellectual life are in turn manifested in
supporters wield political and 1nilitary power. new perspect ives and representations in t he cul-
Ho,,, do different political t raditions develop tural life of a society.
i n different areas? How do states expand, and
,,rhy? How do different political arrangements
atten1pt to strike a balance between t he rulers
Features
and t he ruled? How and why are political in- Seeing P atterns/ Thinki ng Through Patter n s:
novations t ransmitted t o other societies? Why "Seei ng Patterns" and "Thinking Through Pat-
do societ ies accept or reject such innovations terns" use a quest ion-discussion forn1at in each
from the outside? Are there discernible patterns chapter to pose several broad questions ("Seeing
i n t he development of kingdo1ns or en1pires or Patterns") as advance organizers for key t hemes,
nation-states? ,,rhich are then matched up ,,rith short essays at
Economic and Social Developments: The relation- t he end ("Thi nking Through Patterns") t hat ex-
ship beh,reen econon1ics and t he structures and a,nine these same questions in a sophisticated
,,rorkings of societies has long been regarded as yet st udent-friendly fashion.
crucial by historians and social scientists. But P atter ns U p C lose: Since students frequently
,,rhat patterns, if any, emerge in how t hese rela- apprehend n1acro-level patterns better when they
t ionships develop and function a1nong different see their contours brought into sharper relief,
cultures? This segment explores such quest ions "Patterns Up Close" essays in each chapter high-
as the following: What role does econo1nics play light a particular innovation t hat demonst rates
in the dynamics of change and cont inuity? What, origins, interactions, and adaptations in action.
for exan1ple, happens in agrarian societies when Spanning technological, social, polit ical, intel-
merchant classes develop? How does t he accu- lectual, economic, and environmental develop-
mulation ofwealth lead to social hierarchy?What ments, t he "Patterns Up Close" essays combine
forms do these hierarchies take? How do societ- text, visuals, and graphics to consider everything
ies forn1ally and inforn1ally t ry to regulate wealth fro,n t he pepper t rade t o the guillotine.
and poverty? Ho,,r are economic conditions re- Against the Grain: These brief essays consider
flected in fan1ily life and gender relat ions? Are counterpoints to the n1ain patterns exan1ined
t here patterns t hat reflect the varying social posi- in each chapter. Topics range fro,n visionaries
t ions of n1en and ,,romen that are characteristic ,,rho challenged dominant religious patterns, to
xxii Preface
,vomen ,vho resisted various forn1s of patriarchy, P ar t O n e Chapter 1 includes three 1najor
to agitators who fought for social and economic changes: a discussion of t he ne,v stone tool finds
justice. i n Kenya, dated to 3.3 million years ago; revi-
Ma rginal Glossary : To avoid the necessity of sions to ou r understanding of the Neandert hals,
having to flip pages back and forth, definitions on t he basis of t he new Bruniquel Cave finds;
of key tenns are set di rectly in t he margin at t he and revisions to our understanding of the human
point ,vhere t hey are fi rst int roduced. settlement of the An1e ricas, resulting from new
genetic studies (2015-2016). Chapter 2 clari-
Today, n1ore than ever, students and instructors
fies the concept ual t ransit ion from nature spi ri-
are confronted by a vast welter of information on every
t uality to ,vhat is co1nn1only called polyt heisn1.
conceivable subject. Beyond t he ever-expanding print
Chapter 3 updates t he 1naterial on ancient India
n1edia, the Inte rnet and the Web have opened hith-
and Harappans, and t he "Patterns Up Close" i n
erto uni1naginable an1ounts of data to us. Despite
Chapter 5 adds t he results of a new 2016 genetic
such unprecedented access, ho,vever, all of us are t oo
study on corn.
frequently ovenvheln1ed by this undifferentiated-
P art Two The t itle of Chapter 7 has been changed
and all too often indigest ible- mass. No,vhere is t his
t o "Interaction and Adaptation in Western Eu r-
n1ore t rue t han in ,vorld history, by definition t he field
asia: Persia, Greece, and Ron1e" to more emphat-
wit hin t he historical profession with the broadest scope.
ically show the interactions a1nong t hese cultu ral
Therefore, ,ve t hink that an effort at synthesis-of
zones. Chapter 8 contains a revised section on
na rrative and analysis structured around a dea r, ac-
Jainism, and Chapter 9 adds a survey of the con-
cessible, ,videly applicable the1ne-is needed, an effort
tempora ry debate about the "Han Synt hesis."
that seeks to explain critical patterns of t he world's
P art Three Chapter 10 offers clearer discussions
past behind the billions of bits of informat ion acces-
of the Arab conquests of the Middle East, North
sible at t he stroke of a key on a co1nputer keyboard.
Africa, and Iberia during t he 600s and early 700s
We hope this text, in tracing the lines of t ransforma-
as well as of the composit ion of Isla1nic salvation
t ive ideas and t hings that left t heir patterns deeply in1-
history in t he 800s, including t he biography of
p rinted into t he canvas of world history, will provide
t he Prophet Muham1nad. The coverage of Byz-
such a synthesis.
antiun1 has been itnproved wit h a discussion of
iconoclasm and t he split between Catholicisn1
and Greek Orthodoxy in 105 4. Chapter 12 fo-
Changes to the New Edition cuses more st rongly on the Mongol interval
S trea mlin ed nar r ative To facilitate accessibility, and adds specificity t o the discussion of Neo-
,ve have shortened the text by approxin1ately Confucian philosophy. The new chapter sub-
25 percent for t his Brief Edition. This reduc- t itle, "Contrasting Patterns in India and China,"
tion has not con1e at the expense of discardi ng reflects t hese changes.
essential t opics. Instead, ,ve h ave tightened the P art Four In Chapter 17 we eli minated consid-
na rrative, focusing even more on key concepts erable detail fron1 the presentat ion of the Eu ro-
and (,vith the guidance of revie,vers) discarding pean religious wars and broadened the focus in
ext raneous exa mples. We a re p rofoundly grate- t he English case to include the War of the Th ree
ful to the reviewers who pointed out errors and Kingdo1ns. Chapter 2 1 updates the discussion
conceptual short co1nings. Factual accu racy and of the Chinese rural econo1ny and the debate
tenninological precision are ext ren1ely itnpor- about the High Level Equilibrium T rap. It also
tant to us. i mproves t he discussion of Qjng concepts of n1ul-
U pdated sch olarsh ip All chapters were revised and t icultural empire.
updated, in accordance with recent develop- P art Five In Chapter 22 the basic concepts of
ments and ne,v scholarship. Here is a chapter-by- m ode rn nat ionalis1n are reforn1ulated: We now
chapter overview t hat highlights t he changes ,ve dist inguish between t he patterns of constitu-
made in the third edit ion: t ionalism and ethnic nationalisn1 as keys for t he
Preface xxiii
understanding of political modernity. In addi- to save t in1e and put student progress fi rst. Dash-
t ion, the process of Italian ethnic nationalist uni- board for Patterns of World History, Third Edi-
ficat ion is presented more clearly. Chapter 23 is t ion, includes:
co1npletely reorganized, emphasizing in addition
An en1bedded e-book that integrates 1nultin1edia
t he significance of the Paraguayan War of 1864-
content, providing a dynan1ic learning space for
1870. In Chapter 24, the role of the Hakkas in
both students and inst ructors. Each chapter in
t he Taiping n1ovement is described more clearly.
Patterns of World History includes:
Chapter 26 emphasizes the importance of t he
stean1 engine in the Industrial Revolution more
strongly and reconceptualizes the nineteenth-
century class structure in the en1erging industrial
•
societies. Chapter 27 defines 1nore sharply t he
pattern of the Ne,v In1perialis1n during t he nine-
~ i
teenth century. image analysis docu1nent analysis
Part Six Chapter 29 updates the "Patterns Up
•
~
Close" feature on the Non-Aligned Movement. In
Chapter 30 we shortened t he text so as to create I>
roon1 for an improved coverage of the Lebanese n1ap analysis, Many chapters also
civil ,var, t he Iranian Islan1ic Revolution, the US interact ive t i1nelines, include video analysis
Vietnam War, and the Brazilian economic 1nira- and interactive
cle. In Chapter 31, ,ve similarly re1noved text and concept ,naps
replaced it ,vith paragraphs on the travails of t he
Arab Spring, thene,v1nilitaryregimeinEgypt, the •
"Islamic State" of Iraq and Syr ia, the failed coup c:J >))
d 'etat in Turkey, as ,veil as the ne,v populist anti- audio flashcards
globalism, complete with "Brexit" in Europe and
Donald]. Tru1np's electoral victory in the United
States. The "Patterns Up Close" essay on infor-
mation technology was updated to include IT's Three sets of quizzes per chapter for bot h low
misuse by terrorists. stakes and high stakes testing. The quizzes are
aligned according to Bloon1's Taxono1ny: quiz
1 tests basic concepts and tenninologies; quiz 2
provides questions t hat test both basic facts and
Ensuring Student Success ability to apply concepts; quiz 3 tests ability to
evaluate and analyze key concepts.
Oxford University Press offers instructors and stu- The con1plete set of questions fro1n t he test bank
dents a co1nprehensive ancillary package for qualified (1,500 questions), that provide for each chapter,
adopters. approxin1ately 40 n1ultiple-choice, short-ans,ver,
D ashboard: Silnple, inforn1at ive, and n1obile, t rue-or-false, and fill-in-the-blank as ,veil as ap-
Dashboard is an online lea rning and assessment proxin1ately 10 essay questions.
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xxiv Preface
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the Grain" exercises, biographical sketches, and as ,veil as blank outline ,naps and Concept Map
suggested Web resources and digital n1edia files. exercises.
Also includes for each chapter approxim ately 40 N ow Playing: L earning World H istory Through
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Additional Learning
Sources in Patterns of World H istory: Volum e 1:
Acknowledgments
To 1600 : Includes approxi mately 75 text and Throughout the course of writing, revising, and p re-
visual sou rces in ,vorld history, organized by the paring Patterns of World History for publicat ion we
chapter organization of Patterns of World History. have benefited fro,n t he guidance and professionalism
Each source is accompanied by a headnote and accorded us by all levels of t he staff at Oxford Univer-
reading questions. sity Press. John Challice, vice president and publisher,
Sources in Patterns ofWorld History: Volu m e 2: had faith in the inherent worth of ou r project fron1 the
Since 1400: Includes approxin1ately 90 text and outset and provided the initial impetus to ,nave for-
visual sou rces in ,vorld history, organized by the ward. Meg Botteon guided us t hrough t he revisions
chapter organization of Patterns of World History. and added a final polish, often helping us with substan-
Each source is accompanied by a headnote and t ive suggest ions. Katherine Schnakenberg ca rried out
reading questions. t he thankless task of assen1bling the m anuscript and
Mapping Patterns of World H istory, Volume 1: did so ,vith generosity and good cheer, helping us ,vit h
To 1600: Includes approxi1nately 50 full-color n1any details in the final 1nanuscript. Carrie C ron1p-
,naps, each accon1panied by a brief headnote, ton copyedited the manuscript with m eticulous atten-
as well as blank outline maps and Concept Map t ion to detail, and Keith Faivre steered us through the
exercises. intr icacies of product ion with t he stoicistn of a saint.
Mapping Patterns ofWorld H istory, Volume 2: Most of all, ,ve owe a special debt of gratitude to
Since 14 00 : Includes approximately 50 full-color Charles Cavaliere, our editor. Charles took on the
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By a treaty with Muscovy in this year (1686) he gave
Treaty with up Kiow and Smolensko, which had been long in her
Muscovy.
possession, for a large indemnity, and obtained promises
of co-operation in his schemes of conquest. Posterity has blamed him
for these concessions; but in his time such was the national contempt
for the Muscovites that no danger was apprehended on their side.
His chances of success were excellent. The Emperor
Campaign of promised his aid on the side of Hungary; and a great
1686.
army of Muscovites was to push forward to the Black
Sea. After arranging his plans with the Imperial generals, John
assembled his forces at the Dniester, but he found all alike, officers
and men, indisposed to a campaign beyond the borders of Poland. But
he could not now draw back. He advanced through the deserts of
Moldavia to the Pruth, passing on his way the fatal spot where
Zolkiewski met with a hero’s death. Descending the river he entered
Yassy, the capital, on the 15th of August, and found that the hospodar
had fled with his troops, but had left provisions for the invading force,
thinking by this means to secure his immunity from punishment,
whatever might be the result of the campaign. After two days of rest
John pushed on towards the Black Sea. But the heat, the scarcity of
water, and the terrible solitude[125] broke the spirit of his army, and
suddenly the Tartars appeared in his front. News also arrived that the
Turks were within a march of him, and there was no sign either of
Muscovite or Austrian succours. Leopold had again deceived him, and
had profited by John’s demonstration to capture the city of Buda.
There was nothing left but to retreat, and this the king successfully
accomplished, through a most difficult country, in the face of the
enemy. The Tartars poisoned the rivers and springs, and set fire to the
vegetation, while searching clouds of dust and ashes distressed the
retiring Poles. At length they reached the frontiers of Poland; and the
only person who had reaped any benefit from their sufferings was the
Emperor Leopold.
In the following year a revolution at Constantinople,
Deposition ofprovoked by continued disasters, deprived Mahomet IV.
the Sultan.
of his throne; and had there been a complete accord
between the members of the Christian league, the Ottoman empire
might have tottered to its fall. No soldier of the Church had laboured
more steadily towards this end than John Sobieski; and if it was not
realised, the fault lay not with him but with his more powerful allies.
As his reign drew near its close, the internal disorders
Polish of his kingdom increased. The Emperor never ceased to
anarchy.
intrigue with the Lithuanian grandees against his faithful
ally, and the French party opposed him for this fidelity to the league.
The lesser nobility was devoted to him; but the Senate was now the
hotbed of faction. All the grandees wished for the end of his reign, the
French party because they disliked his policy, and the Lithuanians
because they hated his person. Besides this, every ambitious senator
looked to an interregnum as a means of realising his dreams of power.
In the Diet of Grodno in 1688 the king was assailed on
Diet of
Grodno. all sides. The senators[126] in the pay of France
clamoured for peace with the Porte; the Lithuanians, at a
hint from the Emperor, accused him of personal aims in his attempt
upon Moldavia. Before any subsidy could be voted the Diet was
dissolved by the veto; and when the king assembled a convocation he
met with the same stormy opposition. Hastily dismissing the assembly,
he submitted to a period of inaction; but he had the consolation of
finding, on a visit to Wilna in the same year, that even in the Grand
Duchy he was regarded by the people with admiration.
A fresh outburst from the French party occurred in the
John refuses same summer, when he refused to make peace with the
peace with
the Turks. Sultan, although he was offered the restoration of
Kaminiec. He had bound himself by oath never to make
a separate peace without the consent of his allies; but to keep strictly
to this article was detrimental to the republic, so sorely in need of
reforms, and he had abundant excuse for breaking it in the conduct of
the Emperor.
His scruples were not suggested by a desire for
Tries to further glory, or by a blindness to the true interests of
establish
hereditary Poland. His days of warfare were past for ever. He saw
succession. only too clearly the failure of the old constitution, and he
was anxious before his death to witness the
establishment of hereditary monarchy. In striving to have his son
declared his successor he was not actuated by merely selfish motives,
for when a subject he had held the same principles.[127] But the
grandees considered such a proposal as a direct infringement of their
privileges; and they were encouraged by Leopold, who found it his
interest to preserve Poland in a state of fermentation.
The king intended to ask this of the republic at the Diet
Affecting of Grodno; but his intention becoming known, he was
scene in the
senate. assailed with the utmost virulence in the senate. The
Grand Treasurer termed him despot, tyrant, and
destructor of the public liberty; a palatine spoke of him as the enemy of
his country. At length the king rose and addressed the senate. He
recalled the patriotism and services of his ancestors, and protested his
devotion to the cause of liberty. But he begged his hearers to pause,
and reflect on the consequences of intestine strife. “Oh, what will be
one day the sad surprise of posterity to see that at the summit of our
glory, when the name of Poland was filling the universe, we have
allowed our country to fall in ruins, to fall, alas! for ever! For myself I
have now and then gained you a few battles; but I confess myself
deprived of all power to save you. It only remains for me to resign, not
to destiny, for I am a Christian, but to the great and mighty God, the
future of my beloved country.... I seem to hear already resounding over
our heads the cry of the prophet: ‘Yet forty days, and Nineveh shall be
destroyed.’ Your most illustrious Dominations know that I do not
believe in auguries. I do not search out oracles; I give no credence to
dreams; it is not an oracle, it is faith which teaches me that the
decrees of Providence cannot fail to be accomplished.”
During this prophetic speech the voice of the old king trembled with
emotion, and the senate was deeply touched. The primate knelt at the
foot of the throne, and assured him of the loyalty of Poland; and a cry
of assent arose from all present. The subsidies were voted by
acclamation; but it was only a transient gleam of concord. Next year
there were rumours of a conspiracy to dethrone the king;
Continued and amid the storms of the Diet a bishop named
disturbances.
Opalinski said to him haughtily, “Be equitable, or cease
to reign!” The insult was soon followed by an apology; but the tumult
continued in the assembly, and sabres were freely used before the
veto terminated the disgraceful scene.[128] The king felt
Intended
abdication of himself unable to cope with these terrible disorders, and
Sobieski. he instructed his chancellor to prepare an act of
abdication (1689); but the unfeigned sorrow of all
classes persuaded him to withdraw it. There was little improvement,
however, in the temper of future Diets; and the veto was employed as
freely as before.
John was not more happy in his domestic than in his
Discord in hispublic life. His imperious queen was ever his evil genius.
family.
Not content with diminishing his popularity by mixing too
freely in public affairs,[129] she sowed dissension round his own
fireside. The king evidently designed for his successor his eldest son
James; for, besides giving him a high command in the army, he
allowed him to sit by his side in the senate. But the queen favoured
Alexander, her second son, who was more handsome and popular[130]
than his brother, and her open partiality produced a fierce hatred
between the two brothers. When the Emperor, reminded of the value
of John’s friendship by the victories of Mustapha Köprili, gave the
Princess of Neuberg in marriage to Prince James[131] (1690), the
queen took a violent dislike to her daughter-in-law; and the family
breach was widened.
Next year the king took the field for the last time,
His last nominally to chastise the Tartars for an invasion in the
campaign, in
1691. winter, but really perhaps to escape the miseries of his
court. He took with him for the first time his son
Alexander, and this so exasperated Prince James that he threatened
to leave the country. The king told him that if he went he would take
with him a father’s curse, and he was persuaded to repent and ask
pardon for his violence. His father said openly that in the ensuing
campaign he should more easily get the better of the enemy than of
his own sons. He gained a victory at Pererita (August 6), and took a
few places in Moldavia, and then returned to his kingdom never to
leave it more.
He spent his last years in retirement, and seldom
His love of appeared in public except in the Diet. His palace of
retirement.
Willanow was his favourite residence, and from thence in
the summer he would roam from castle to castle, sometimes pitching
his tent, like his nomad forefathers, wherever a picturesque spot or a
noble landscape attracted his fancy. The queen would have preferred
the gaieties of Warsaw; but she followed him into his solitude, and took
care that balls, operas, and the other amusements of a court should be
going on around him.
His chief recreation now, as in his most difficult
His literary campaigns, was the study of the sciences. He complains
tastes.
to the queen, after the battle of Vienna, that with all his
love of reading he has not had a book in his hand for more than three
weeks.[132] When he read he always had a pencil in his hand, and his
marginal notes displayed uncommon powers of mind. Dr. South—no
mean judge—pronounces him to be “very opulently stored with all
polite and scholastical learning.” He was fond of writing Polish poetry,
and when his daughter Theresa married the Elector of Bavaria he
presented her with a copy of verses on the event.[133] Like many
others of the Slav race, he was an accomplished linguist. He could
converse with ease in six languages, including Latin,[134] and learnt
Spanish when he was past fifty. His delight was to assemble around
him cultivated men like Father Vota, the French Ambassador Cardinal
Polignac, and his physicians, Connor and Jonas, and to “set them very
artfully by the ears”[135] on some question of philosophy or natural
science.[136] Nor was theology forgotten. He used to give audiences to
the schismatic bishops, and listen patiently to their arguments for their
respective creeds.
Such a prince was of course an ardent patron of
Patron of learning. During his reign more books issued from the
learning.
Polish press than in the two centuries preceding; and his
liberal views led him to reprimand the Catholic clergy for not admitting
into their schools the philosophy of Descartes. The great
Spite of the nobles, many of them wholly unlettered, could not
nobles.
sympathise with these literary tastes, and they showed
their spite towards the king in various ways. On one occasion, when
illness kept him away from the Diet, the Sapiehas demanded that he
should be summoned to attend; and when their motion was lost, they
broke up the assembly with the veto. A Jew named Bethsal, who
collected his revenues, was condemned to death by the Diet on an
unproved charge of sacrilege,[137] and John could hardly prevail to
save his life. Many imputed his love of retirement to
Charge of covetousness, and asserted that he laid up £100,000 a
covetousness
unproved. year for the benefit of his sons.[138] The accusation has
been often repeated, although his life abounds in
instances of his draining his private[139] coffers to serve a pressing
public need.
The disorders of the kingdom grew more frightful as John became
less able to restrain them. Street brawls between political parties had
always been of common occurrence, but the rioters now began to use
firearms,[140] and the king had to publish an edict prohibiting the
shedding of blood on pain of death. He often sent for the chief nobles,
and adjured them by the love of their country to aid him in restoring
order.[141] In 1695 the Tartars, tempted by Polish anarchy and by a
report of the king’s death, invaded Russia, and besieged Leopol; but
they disappeared as quickly as they had come on the approach of
Sobieski.
Reports of his death were common in Europe, partly
His feeble from his feeble health and partly from the interest which
health.
many sovereigns felt in the event.[142] He had long been
afflicted with dropsy; and a wound in his head, which he had received
long before in the Cossack war, now caused serious alarm.
The queen was most anxious that he should make his
Schemes of will, and she deputed her Chancellor, Bishop Zaluski, to
the queen.
make the proposal. The king received it with disfavour. “I
am surprised,” he said, “that a man of your sense and worth should
thus waste your time. Can you expect anything good of the times in
which we live? Look at the inundation of vice, the contagion of folly;
and should we believe in the execution of our last wishes? In life we
command and are not obeyed. Would it be otherwise in death?” Soon
after the queen entered, and read in the face of the bishop the failure
of her plan. Zaluski tells us that the next day the king complained
bitterly to him of the bodily sufferings brought on by a dose of mercury
which she had given him. His frame was shaken by convulsive sobs,
and he exclaimed wildly, “Will there be no one to avenge my death?”
This was probably only the raving of a distempered brain; but the
queen has never been exempt from suspicion, and her conduct after
his death only served to confirm it.
On the 17th of June, 1696, his seventy-second
His illness,
birthday,[143] he lay at Willanow in a state of dreadful
weakness. He asked the news from Warsaw, and was told that
multitudes were flocking to the churches to pray for his recovery. The
intelligence affected him deeply, and he passed the day in cheerful
conversation; but towards evening he was seized with an attack of
apoplexy.[144] The chief officers hastened to his chamber, and when he
awoke to a short interval of consciousness he showed how eager he
was to depart by pronouncing the words “Stava bene.”
And death. Soon afterwards, about sunset, he breathed his last, and
his death, like his birth, was followed by a sudden and frightful storm.
Only a few of the nobles welcomed his decease; the
Sorrow of the mass of the nation remembered his glory, and sincerely
nation.
mourned his loss. The Chancellor Zaluski thus
expresses the general sorrow: “With this Atlas has fallen, in my eyes at
least (may I prove a false prophet!), the republic itself. We seem not so
much to have lost him as to have descended with him into the tomb. At
least I have but too much cause to fear that it is all over with our
power. At this news the grief is universal. In the streets men accost
each other with tears, and those who do not weep are yet terrified at
the fate which is in store for us. Terror apart, what grief was ever more
natural? He is, perhaps, the first king in whose reign not one drop of
blood has been shed in reparation of his own wrongs. He had but one
single fault—he was not immortal.”
Amidst such heartfelt sorrow the behaviour of his
Quarrels of family alienated from them all public sympathy. Prince
his family.
James at first refused to admit the queen with the royal
corpse to the castle of Warsaw, and when at length he yielded, he
hurried away to Zolkiew to seize his father’s treasures. The queen
hastened after him to put in her claim, but he turned the cannon of that
fortress against her. Burning with indignation, she exerted all her
influence before she left the country[145] to destroy his chances of the
crown. Such was the magic of his father’s name that at first there was
a large party in his favour; but the family quarrels weakened and
dispersed it. The Austrian party elected Augustus of Saxony; and the
French party thought it necessary to protest by seizing the remains of
the late king. The Elector, resolved not to be out-manœuvred, erected
a cenotaph to the memory of John III.; and it was not till the next reign,
thirty-six years later, that his body received interment.[146]
The history of his three sons deserves a word of
His sons. remark. Charles XII., who as a boy was a devoted
admirer of John Sobieski,[147] invaded Poland in 1705, and would
have offered the crown to Prince James; but the prince, being then in
Germany with his brother Constantine, was seized by the Saxon
troops, and honourably confined at Leipsic; and, as his brother
Alexander nobly refused to profit by his misfortune, the opportunity
passed by. Alexander died at Rome as a capuchin, and his two
brothers resided in Poland on their estates. James Sobieski had two
daughters, of whom the younger, Maria Clementina, was married to
the Chevalier St. George, called the “Old Pretender,” and became the
mother of the unhappy Charles Edward.
The life and exploits of John Sobieski have in modern
Character of times scarcely received their due meed of attention.
John
Sobieski, Born in a country half civilized, half barbarous, whose
independence has now been completely effaced, his
glory has not proved so enduring as that of less remarkable men who
have figured on a more conspicuous stage. As general, as patriot, and
as Christian hero, he will bear comparison with the greatest names in
any age. No man ever won so many battles in the most
As general. desperate situations; no man ever achieved such deeds
with forces often insignificant and always unruly. His fertility of
resource was amazing; yet it was only equal to the swiftness of his
execution. His chief glory is that, unlike any other great conqueror, his
grandest triumphs were obtained in defensive warfare, and that all his
efforts were directed either to the salvation of his country or to the
honour of his religion. His individual greatness appears
As patriot. most striking in the ascendancy which he early acquired
in his own country. His frank and simple bearing, his noble mien, and
his stirring eloquence, enabled him, while he was still a subject, to
sway the minds and wills of his fellow-countrymen as if by an
irresistible charm. He laboured for the safety of Poland with a perfect
singleness of aim; and when that was fully secured, he
As Christian strove with a like fixity of purpose for the destruction of
hero.
the Ottoman power. To us his crusading ardour may
seem to have been out of date, but we must remember that in the
seventeenth century the Turks still inspired a lively alarm, and that if at
the present day we regard them with pity or contempt, the first step
towards this change was accomplished by the sword of John Sobieski.
As a king, he is not entitled to the same high praise. In
As king. a land of peace and order he might have ranked as a
benefactor to his people, but in the home of licence and anarchy his
temper was too gentle and refined to employ the severity which was
needed. A king of Poland, if he was to heal the disorders of his realm,
must first have made himself feared; the natural temperament of
Sobieski made him prefer to be loved. Clemency and generous
forgiveness were parts of his disposition;[148] and the necessary result
upon his policy was that he resigned himself too easily to bear the
vexations which surrounded him. When he did act, his method was
most unwise; for in his principal attempt at reform—when he aimed at
establishing hereditary succession—he exposed himself to the charge
of a grasping self-interest.
But we cannot acquit him of deplorable weakness in
As head of the management of his own family. A hasty passion had
his family.
thrown him into the power of an unscrupulous and
despotic woman, and his uxorious fondness left her only too much
scope for the activity of her caprice. We have seen more than once
that he could oppose her when his duty seemed clearly marked out for
him; but, for the sake of his own peace, he allowed her to intermeddle
without ceasing in the affairs of Poland. The only result of his
indulgence was that very misery in his domestic circle which he had
sought to avoid. Of the charge against him of avarice we have already
spoken. His chivalrous enthusiasm and cultivated intelligence would
have gone far to disprove it, even if the treasure which he left behind
him had not been found to be only moderate.
His services to his country were extraordinary,
His great although he himself confessed that he could not arrest
services,
her fall. He found her at the opening of his career
plunged in civil strife and beset with foreign enemies; he left her at its
close with peace fully assured to her, and with her glory at its zenith.
Within two years of his death the peace of Carlowitz was signed with
the Turks, by which they renounced all claim to Kaminiec, Podolia, and
the Ukraine. The fruit of his victories was thus fully reaped; but his
efforts to revive commerce and to form an infantry among the serfs,
which would have been the first step to their emancipation, were never
afterwards renewed. A patriot life like his may be said to
Could only have tried the institutions of his country, and to have
retard the fall
of Poland. found them wanting. After seventy-five years of anarchy,
that dreaded Partition, which had been mooted in his
day [149] but which he had postponed for a hundred years, was at
length carried into effect. Austria, whom he had saved by his prowess,
Prussia, whom he had hoped to reunite to his country, Russia, whom
his ancestor[150] had laid at her feet—each took a share of the spoil.
No other patriot arose to save Poland from her rapid decline; and John
Sobieski may be called the last, as he was the greatest, of her
independent kings.