Professional Documents
Culture Documents
Numericalstudyofdewateringinalargedeepfoundationpit
Numericalstudyofdewateringinalargedeepfoundationpit
net/publication/257794235
CITATIONS READS
69 2,365
6 authors, including:
J. X. Wang Bo Feng
Tongji University Tongji University
146 PUBLICATIONS 1,738 CITATIONS 10 PUBLICATIONS 218 CITATIONS
All content following this page was uploaded by Bo Feng on 11 May 2016.
ORIGINAL ARTICLE
Received: 25 March 2011 / Accepted: 30 August 2012 / Published online: 15 September 2012
Ó Springer-Verlag 2012
Abstract During foundation pit excavation, groundwater simulated by FDM forward analysis. The simulation results
is often the most important factor that affects pit stability. show that dewatering schemes can minimize seepage and
Dewatering is widely used in pit excavation to avoid uplift uplift in large excavation pits, though settlement outside
of excavation floors due to high water pressure. The the pit may need treatment measures.
characteristics of seepage in small-scale deep foundation
pits of high-rise buildings or in the long narrow foundation Keywords Large deep foundation pit Dewatering
pits of subway stations have been extensively investigated. 3D FDM numerical simulation Field pumping test
However, the characteristics of seepage in large-scale deep
excavations have not been studied. This paper investigates
the large deep excavation of the buildings in Oriental Introduction
Fisherman’s Wharf. The total area of the construction site
is 33,917 m2. Single-well and group-well field pumping Rapid urbanization in Shanghai has resulted in the develop-
tests were performed and a numerical simulation by 3D ment of an increasing number of underground spaces. These
finite difference method (FDM) was carried out. The sim- spaces are devoted to projects such as underground trans-
ulation used results from the field pumping tests. The portation systems, underground commercial centers, under-
permeability parameters of the confined aquifer were then ground highways, and super high-voltage substations. These
revised, based upon comparisons of simulation and obser- projects entail deep excavations. Dewatering is widely used
vation results. Subsequently, dewatering schemes were to reduce the piezometric levels around foundation pits; if
improperly handled, however, it can easily cause land sub-
Electronic supplementary material The online version of this sidence, geological disasters, and major security incidents
article (doi:10.1007/s12665-012-1972-9) contains supplementary (His et al. 1994; Luo et al. 2008; Tang et al. 1999).
material, which is available to authorized users. Many researchers have investigated characteristics of
seepage in the small-scale deep foundation pits of high-rise
J. Wang
Key Laboratory of Geotechnical and Underground Engineering buildings and in the long narrow deep foundation pits of
of Ministry of Education, Tongji University, subway stations. Depending on the position of the bottom of
Shanghai 200092, China the diaphragm wall in a confined aquifer, three modes of
seepage around a foundation pit are identified (Wu et al. 2003).
J. Wang (&) B. Feng H. Yu T. Guo
Department of Geotechnical Engineering, Tongji University, In Mode III, the diaphragm wall partly extends into a confined
Shanghai 200092, China aquifer, partly isolating the hydraulic connection between the
e-mail: wang_jianxiu@163.com excavated section and the water in the host material. The
B. Feng installed depth of the diaphragm wall influences the drawdown
e-mail: 1983fengbo@tongji.edu.cn and subsidence outside the pit (Wang et al. 2009).
A 3D numerical simulation approach has been adopted
G. Yang J. Tang
Shanghai Geological Construction Co., Ltd., to calculate dewatering in a deep foundation pit (Feng et al.
Shanghai 200072, China 2005; Luo et al. 2006a, b; Jiang and Zong 2010; Wang
123
864 Environ Earth Sci (2013) 69:863–872
et al. 2009). However, the foundation pits in these studies and mechanical properties. The shallow stratum in the con-
were not large. The characteristics of seepage in large deep struction site is beach soil, formed by the ancient Huangpu
excavations are unknown. The main objective of this study River. Confined aquifer ˜2 (is simplified as the yellow area in
was to investigate the seepage and pressure characteristics Fig. 2, ESM only) is discontinuously distributed in the con-
around large deep foundation pits during dewatering. struction site and significantly increases the difficulty of
dewatering. The strata distributions are listed in Table 1.
Engineering background The main types of groundwater in the foundation pit are the
unconfined water in the shallow clay aquifer, the first
The buildings in Oriental Fisherman’s Wharf are located near confined water in the shallow aquifer of layer ˜2, and the
Huangpu River, Shanghai, China. The buildings are a second confined water in the deep aquifer of layer þ. The
35-storey tower, a 7-storey fish-shaped building, a 4-storey buried depths of the piezometric heads for layers ˜2 and þ
commercial street, and a large area 3-storey basement covers are 8.10–8.90 m (elevation -3.40 to -4.20 m) and
almost all the excavation area. The buried depth of the base- 8.07–8.58 m (elevation -3.37 to -3.88 m). The perme-
ment bottom plate is about 13–14 m below ground. The ability parameters of all the strata obtained using the
maximum dimensions of the foundation pit are 240 m (length) constant-head permeability test (for sandy soil), falling-
and 190 m (width). The total area of the foundation pit is head permeability test (for clayey soil), and constant-head
33,917 m2. The excavation extends 10.7–16.1 m below the borehole permeameter test are listed in Table 2.
ground surface and up to 20 m at the elevator shaft. Figure 1
shows the plan layout of the foundation pit and three buildings.
Mathematical model and calculation method
Strata distribution
Mathematical model
According to the geotechnical investigation report provided by
SGIDI (Zhang 2007), the foundation soils in the study site are The governing equation for the unsteady flow of the con-
all Quaternary unconsolidated sediments with poor physical fined aquifer is given in Eq. (1).
Dandong RD.
N
.
upu RD
Yangsh
Huangpu River
u RD.
Jiangp
123
Environ Earth Sci (2013) 69:863–872 865
Table 1 Strata distributions where kxx, kyy, kzz are the hydraulic conductivities along
Strata Name of soil Layer Elevation of layer
the x, y, and z coordinate axes, respectively. These axes are
serial layer thickness (m) bottom (m) assumed to be parallel to the major axes of the hydraulic
conductivities (LT-1); h is the piezometric head at point
Impurity fill 2.10 to 8.60 2.53 to -4.01
(x, y, z) (L); W denotes a volumetric flux per unit volume
`0–1 Clay silt 5.00 to 7.00 -3.58 to -6.81 that represents sources and/or sinks of water, with W \ 0.0
(Beach soil)
for flows out of the groundwater system, and W [ 0.0 for
`0–2 Silty sand 0.60 to 4.10 -5.36 to -8.41
(Beach soil) flows in (T-1); Ss represents the specific storage of the
´ Mucky silty clay 2.70 to 7.00 -3.87 to -6.99 porous material at point (x, y, z) (L-1); t is time (T); X is
ˆ Mucky clay 2.80 to 7.80 -10.55 to -12.69
the computational domain; h0 denotes the initial piezo-
˜1 Clay 3.30 to 9.60 -15.08 to -21.37
metric head at point (x, y, z) (L); C2 is the second type of
boundary condition; nx, ny, nz are the unit normal vectors
˜2 Sandy silt 2.30 to 14.80 -17.87 to -35.59
on boundary C2 along the x, y, and z directions; and q is the
˜3 Silty clay 1.30 to 12.70 -20.27 to -38.87
lateral recharge per unit area on boundary C2 (L3T-1).
Þ Silty clay 1.00 to 4.70 -24.38 to -27.64
Equation (1), combined with the boundary and initial
þ Silty sand 27.10 to 31.60 -61.37 to -64.26
conditions, describes the transient 3D groundwater flow in
8
>
> o oh o oh o oh oh
>
> k xx þ k xx þ k xx W ¼ Ss ðx; y; zÞ 2 X
>
> ox ox oy oy oz oz ot
<
oh oh oh ; ð1Þ
>
> kxx þ kyy þ kzz ¼ qðx; y; z; tÞ ðx; y; zÞ 2 C2
>
> on x on y on z C2
>
>
: hðx; y; z; tÞj ¼ h ðx; y; zÞ ðx; y; zÞ 2 X
t¼t0 0
`0–1 Clayey silt (Beach soil) 5.00–7.00 3.13 9 10-5 6.87 9 10-5 Kv = 1.73 9 10-4
-4
5.00–7.00 1.06 9 10 Kh = 2.72 9 10-4
-4 -4
`0–2 Silty sand (Beach soil) 10.00–11.00 4.17 9 10 4.17 9 10 Kv = 5.17 9 10-4
Kh = 1.10 9 10-3
´ Mucky silty clay 6.50–8.50 1.74 9 10-5 1.74 9 10-5 Kv = 5.36 9 10-6
Kh = 8.61 9 10-6
-6 -6
ˆ Mucky clay 11.00–13.00 8.98 9 10 8.63 9 10 Kv = 6.83 9 10-8
-6
14.00–16.00 8.28 9 10 Kh = 7.04 9 10-8
-5 -6
˜1 Clay 20.00–21.00 1.30 9 10 8.89 9 10 Kv = 4.37 9 10-6
-6
16.00–18.00 4.78 9 10 Kh = 8.31 9 10-6
-4
22.00–24.00 1.70 9 10
˜2 Sandy silt 22.00–24.00 1.07 9 10-5 1.19 9 10-5 Kv = 1.63 9 10-6
-5
27.50–29.50 1.30 9 10 Kh = 2.06 9 10-6
-6 -6
˜3 Silty clay 30.00–31.50 8.77 9 10 8.77 9 10
Þ Silty clay 26.50–28.50 6.50 9 10-6 6.50 9 10-6 Kv = 1.37 9 10-7
Kh = 1.37 9 10-7
þ Silty sand 36.00–37.50 2.38 9 10-4 1.78 9 10-4 Kv = 2.20 9 10-4
-4
33.00–35.00 1.28 9 10 Kh = 4.15 9 10-4
33.00–35.00 1.68 9 10-4
123
866 Environ Earth Sci (2013) 69:863–872
a heterogeneous and anisotropic medium, provided that the is a finite-difference approximation of the derivation of the
principal axes of the hydraulic conductivities are aligned piezometric head with respect to time (LT-1), which can be
with the coordinate directions. Except for very simple expressed by the finite-difference form
systems, the analytical solutions for Eq. (1) are rarely
Dhi;j;k hm m1
i;j;k hi;j;k
possible; therefore, the FDM, in which the groundwater ¼ m ; ð5Þ
flow system is divided into a grid of cells, is used to obtain Dt t tm1
approximate solutions. where hm m1
i;j;k and hi;j;k are the piezometric heads at cells i, j,
k at time steps m and m-1 (L); and tm and tm-1 are the
Finite-difference solution for groundwater flow times at time steps m and m-1 (T).
According to Darcy’s Law, the finite-difference
Michael et al. (1988) provided a finite-difference solution approximation of cells i, j, k can be expressed by (Arlen
for groundwater flow. The solution follows the application et al. 2000)
of the continuity equation: the sum of all flows into and out
CRi;j1=2;k ðhm m m m
i;j1;k hi;j;k Þ þ CRi;jþ1=2;k ðhi;jþ1;k hi;j;k Þ
of a cell must be equal to the rate of change in the cell
storage. Under the assumption that the density of ground- þ CCi1=2;j;k ðhm m m m
i1;j;k hi;j;k Þ þ CCi1=2;j;k ðhiþ1;j;k hi;j;k Þ
water is constant, the continuity equation that expresses the þ CVi;j;k1=2 ðhm m m m
i;j;k1 hi;j;k Þ þ CVi;j;k1=2 ðhi;j;kþ1 hi;j;k Þ
balance of cell flow is
X hm m1
i;j;k hi;j;k
Dh þ Pi;j;k hm þ Qi;j;k ¼ Ssi;j;k ðDrj Dci Dvk Þ ð6Þ
Qi ¼ Ss DV; ð2Þ i;j;k
tm tm1
Dt
P where CR, CC, and CV are the hydraulic conductances
where Qi is the flow rate into a cell (L3T-1); DV denotes
between nodes i, j, k, and a neighboring node (L2T-1),
the volume of a cell (L3); and Dh represents the change in
which equal the hydraulic conductivity times the cell area
the piezometric head over a time interval of Dt(T).
through which the flow passes divided by the length of the
The term on the right-hand side is equivalent to the
cell in the flow direction. The subscript notation ‘‘1/2’’ is
volume of water taken into the storage over a time interval
used to designate the hydraulic conductance between
Dt, given a change in the Dh head. Equation (2) is stated in
nodes, as opposed to instead of the hydraulic conductance
terms of inflow and storage gain. Outflow and loss are
within a cell. For example, CRi;j1=2;k represents the con-
represented by defining outflow as negative inflow and loss
as negative gain. ductance between nodes i, j, k and i, j-1, k.
If there are many external sources and stresses (i.e., Equation 6 is the finite-difference form of the continuity
pumping, recharge, evaporation, drainage, and river infil- equation of the 3D unsteady flow, which can be iteratively
tration) that affect a single cell, the combined flow is solved. In the equation, the coefficients of the various head
generally expressed by terms are all known, as is the head at beginning time step
m
hm1
i;j;k . The seven heads at time t and the end of the time
Qsi;j;k ¼ Pi;j;k hi;j;k þ Qi;j;k ; ð3Þ
step are unknown, that is, they are part of the head distri-
where Qsi;j;k is the net flow from all external stresses into bution that is to be predicted. The equation cannot be
cells i,j,k (L3T-1); Pi, j, k is the coefficient of the head from independently solved because it represents a single equa-
the external stresses (L2T-1); Qi, j, k is the flow directly tion with seven unknowns. However, an equation of this
injected into the cell (L3T-1); and hi, j, k is the piezometric type can be written for each active cell in the mesh. A
head at nodes i, j, k. system of ‘‘n’’ equations with ‘‘n’’ unknowns is formed
Considering six adjacent cells and the external flow because only one unknown head exists for each cell. Such a
rates, the continuity of Eq. (2) to cells i,j,k can therefore be system can be simultaneously solved.
expressed as
Qi;j1=2;k þ Qi;jþ1=2;k þ Qi1=2;j;k þ Qiþ1=2;j;k þ Qi;j;k1=2 Calculation of additional land subsidence
Dhi;j;k
þ Qi;j;kþ1=2 þ Qsi;j;k ¼ Ssi;j;k Drj Dci Dvk ; ð4Þ The layer-wise summation method is adopted to calculate
Dt
land subsidence. The additional land subsidence caused by
where the subscript notation ‘‘1/2’’ is used to express the dewatering can be evaluated as follows (MOHURD 2002):
volumetric fluid discharge through the face between nodes. X n
DPi
For example, Qi;j1=2;k represents the volumetric fluid s¼ u Hi ; ð7Þ
Esi
discharge through the face between nodes i, j, k, and i, j-1, i¼1
k (L3T-1); Drj, Dci, and Dvk are the dimensions of the cell where s is the total additional land subsidence caused by
Dhi;j;k
along the column, row, and vertical directions (L); and Dt dewatering (m); u is the empirical coefficient, defined as
123
Environ Earth Sci (2013) 69:863–872 867
1.0 in this calculation; n denotes the number of soil layers in Strata profile
the calculation range; DPi represents the additional load of
calculated soil layer caused by dewatering (KPa); Esi is the
compression modulus of the calculated soil layer (KPa); and
Hi is the thickness of the calculated soil layer (m).
The additional load of the soil layer caused by dewa-
tering can be calculated as follows:
DP ¼ cw ðh1 h2 Þ: ð8Þ
where h1 and h2 are the piezometric heads in the calculated
soil layer before and after dewatering (m); and cw is the
specific weight of the water (kN/m3).
123
868 Environ Earth Sci (2013) 69:863–872
123
Environ Earth Sci (2013) 69:863–872 869
123
870 Environ Earth Sci (2013) 69:863–872
Table 4 Reversed hydraulic conductivity of layer ˜2 Table 6 Well arrangement at each region
Pumping well Observation well Hydraulic conductivity (cm/s) Region Number of depressurizing Number of observation
well well
Kh Kv
I 7 (QJ1–QJ7) 2 (QJG1–QJG2)
K1 G1 1.10 9 10-5 2.20 9 10-6
II 4 (QJ23–QJ26) 1 (QJG5)
K2 G1 6.50 9 10-6 1.30 9 10-7
III 15 (QJ8–QJ22) 2 (QJG3–QJG4)
AVG. 8.25 9 10-6 1.16 9 10-6
10.70 1.25 – –
13.80 0.86 2.40 -5.70
14.30 0.79 3.20 -6.50
14.75 0.72 3.90 -7.20
16.45 0.50 6.70 -10.00
Fig. 4 Layout of
depressurizing wells and
observation wells
123
Environ Earth Sci (2013) 69:863–872 871
123
872 Environ Earth Sci (2013) 69:863–872
pumping wells were installed in the confined aquifer in Jiang XL, Zong JH (2010) Three-dimensional finite element analysis
each region. of seepage fields in foundation pit. Chin J Geotech Eng
28:564–568 (in Chinese)
To verify the feasibility of the dewatering scheme, FDM Luo ZJ, Li L, Yao TQ (2006a) Coupling model of three dimensional
forward analysis was performed on the basis of the revised seepage and land-subsidence for dewatering of deep foundation
numerical model in the back analysis. The simulation pit in loose confined aquifers. Chin J Geotech Eng 28:1947–1951
results show that the drawdown of the confined water (in Chinese)
Luo ZJ, Li L, Cao HB (2006b) Numerical simulation of three-
within the entire dewatering region was greater than the dimensional seepage field of a deep foundation pit during
drawdown requirements and greater than twice the dewatering in a complex composite aquifer system—a case
requirements for Regions I and III. However, a relatively study of dewatering of a pit at the Shanghai finance center. J Eng
large settlement around the dewatering region occurred. Geol 14:72–76 (in Chinese)
Luo ZJ, Zhang YY, Wu YX (2008) Finite element numerical
Addition of a diaphragm reduced the pumping well draw- simulation of three-dimensional seepage control for deep
down and settlement outside the foundation pit. Additional foundation pit dewatering. J Hydrodyn 20:596–602
treatments, such as recharge, may also be needed to protect Michael G, McDonald, Arlen WH (1988) A modular three-dimen-
the surrounding environment. sional finite-difference ground-water flow model. U.S. Geolog-
ical Survey Open-File Report 83–875, Reston, Virginia
Ministry of Housing and Urban-Rural Development of the People’s
Acknowledgments This work was supported by the National Nat- Republic of China (MOHURD) (2002) Code for design of
ural Science Foundation of China (Grant No. 41072205), the building foundation. China Building Industry Press, Beijing (in
Shanghai Natural Science Foundation of China (Grant No. Chinese)
10ZR1431500), and the S&T Cooperation Program of Qingpu Dis- Tang YQ, Li QM, Cui JY (1999) Accidental analysis and treatment of
trict, Shanghai–Tongji University. foundation pit project. China Architecture and Building Press,
Beijing (in Chinese)
Wang JX, Hu LS, Wu LG, Tang YQ, Zhu YF, Yang P (2009)
Hydraulic barrier function of the underground continuous
References concrete wall in the pit of Metro station and its optimization.
Environ Geol 57:447–453
Wang JX, Feng B, Liu Y, Wu LG, Zhu YF, Zhang XS, Tang YQ,
Arlen WH, Edward RB, Mary CH, Michael GM (2000) Modflow-
Yang P (2012) Controlling subsidence caused by de-watering in
2000, the US Geological Survey modular groundwater model-
a deep foundation pit. Bull Eng Geol Environ doi:10.1007/
user guide to modularization concepts and the ground-water flow
s10064-012-0420-0
process. US Geological Survey Open-File Report 00-92, Reston,
Wu LG, Liu SN, Li HR, Yao Y (2003) Design and execution of
Virginia
dewatering of and theory of seepage in deep excavation. China
Feng XL, Xiong WL, Hu T (2005) Application of 3d coupling model
Communication Press, Beijing (in Chinese)
of seepage and stress for simulating deep foundation fits
Zhang FG (2007) Geotechnical investigation report of the Oriental
dewatering. Chin J Geotech Eng 24:1196–1201 (in Chinese)
Fisherman’s Wharf buildings. Shanghai Geotechnical Investiga-
His JP, Carter JP, Small JC (1994) Surface subsidence and drawdown
tions and Design Institute Co.Ltd (SGIDI), Shanghai (in Chinese)
of the water table due to pumping. Geotechnique 44:381–396
123