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Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy 245 (2021) 118900

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Spectrochimica Acta Part A: Molecular and Biomolecular


Spectroscopy
journal homepage: www.elsevier.com/locate/saa

Raman spectroscopy for the qualitative and quantitative analysis of solid


dosage forms of Sitagliptin
Muhammad Abu Bakkar a, Haq Nawaz a,⁎, Muhammad Irfan Majeed a,⁎, Ammara Naseem a, Allah Ditta a,
Nosheen Rashid b, Saqib Ali a, Jawad Bajwa c, Saba Bashir a, Shamsheer Ahmad a, Hamza Hyat a,
Kareem Shah Bukhari a, Franck Bonnier d
a
Department of Chemistry, University of Agriculture, Faisalabad, Pakistan
b
Department of Chemistry, University of Central Punjab, Faisalabad Campus, Faisalabad, Pakistan
c
Department of Chemistry, Government College University, Faisalabad, Pakistan
d
EA 6295 Nano-médicaments and Nano-sondes, Université de Tours, Tours, France

a r t i c l e i n f o a b s t r a c t

Article history: To demonstrate the potential of Raman spectroscopy for the qualitative and quantitative analysis of solid dosage
Received 10 July 2020 pharmacological formulations, different concentrations of Sitagliptin, an Active Pharmaceutical Ingredient (API)
Received in revised form 21 August 2020 currently prescribed as an anti-diabetic drug, are characterised. Increase of the API concentrations induces
Accepted 26 August 2020
changes in the Raman spectral features specifically associated with the drug and excipients. Principal Component
Available online 2 September 2020
Analysis (PCA) and Partial Least Squares Regression (PLSR), were used for the qualitative and quantitative anal-
Keywords:
ysis of the spectral responses. A PLSR model is constructed which enables the prediction of different concentra-
Sitagliptin tions of drug in the complex excipient matrices. During the development of the prediction model, the Root Mean
Solid dosage forms Square Error of Cross Validation (RMSECV) was found to be 0.36 mg and the variability explained by the model,
Raman spectroscopy according to the (R2) value, was found to be 0.99. Moreover, the concentration of the API in the unknown sample
Partial Least Squares Regression was determined. This concentration was predicted to be 64.28/180 mg (w/w), compared to the 65/180 mg (w/
w). These findings demonstrate Raman spectroscopy coupled to PLSR analysis to be a reliable tool to verify
Sitagliptin contents in the pharmaceutical samples based on calibration models prepared under laboratory
conditions.
© 2020 Elsevier B.V. All rights reserved.

1. Introduction drug formulation process. A number of studies report characterisation


of diabetic drugs like Metformin, pioglitazone, and glipizide by using an-
Sitagliptin belongs to the gliptin group and is an orally active, potent, alytical methods including Reverse-Phase High performance liquid
anti-hyperglycemic drug of dipeptidyl peptidase-4 (DPP-4) inhibitors chromatography (RP-HPLC), used and validated for direct estimation
that was discovered by optimisation of class β-amino-acid [1]. of Metformin, Pioglitazone, and glipizide in solid forms for different
Sitagliptin phosphate monohydrate (C16H15F6N5O·H3PO4·H2O), commercial brands [9]. Although the method is sensitive and accurate,
marketed under the brand name of Januvia®, was accepted by the it requires considerable sample pre-treatment, remains time consum-
United States Food and Drug Administration (FDA) in October 2006 ing, and uses large volumes of solvents.
[2]. It inhibits the enzyme DPP-4, in order to prevent the inactivation Specifically for the case of Sitagliptin phosphate, a detailed literature
of GIP and GLP-1, thereby increasing insulin secretion from β-cells and survey has revealed that various spectroscopic as well as chromato-
decreasing glucagon release from the pancreas to improve the glycemic graphic techniques, including High performance liquid chromatography
control in blood [3]. This drug is either used alone or in combination (HPLC), High performance thin layer chromatography (HPTLC), capil-
with other hypoglycemic drugs for the treatment of type 2 diabetes. lary zone electrophoresis (CZE), liquid chromatography-mass spectros-
In the pharmaceutical industry, qualitative and quantitative moni- copy (LC-MS), gas chromatography- mass spectroscopy (GC–MS) and
toring of the drugs and their precursors is required, especially in the ultraviolet (UV) visible spectroscopy methods have been reported for
determination in tablet formulations, along with different drugs in
⁎ Corresponding authors.
pharmaceuticals formulations [4]. Although, these methods are relevant
E-mail addresses: haqchemist@yahoo.com (H. Nawaz), irfan.majeed@uaf.edu.pk analytical tools and provide accurate quantification, Process Analysis
(M.I. Majeed). Technology (PAT) is currently gaining interest for online, continuous

https://doi.org/10.1016/j.saa.2020.118900
1386-1425/© 2020 Elsevier B.V. All rights reserved.
2 M.A. Bakkar et al. / Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy 245 (2021) 118900

analysis. Therefore, the development of rapid, reliable analytical to record Raman scattering. For each Sitagliptin sample, each Raman
methods not requiring any sample preparation of drug solid dosage spectrum was acquired from different position of the sample by chang-
forms is required [5,6]. ing the focus of the laser each time hence acquiring 15 Raman spectra in
Vibrational spectroscopy, infrared absorption (IR) and Raman total, in the 200 to 1800 cm−1 wavenumber range with a spectral reso-
scattering, are label free, cost effective, and non-destructive techniques lution of ~9 cm−1.
delivering molecular fingerprints of samples. While IR is a well-
established technique in the pharmaceutical industry for characterisa- 2.3. Data preprocessing
tion of samples, the analysis of thick samples is not possible, due to sat-
uration in the signal and loss of spectral information [7]. Attenuated Data were pre-processed using MatLab 7.8 under established proto-
Total Reflectance (ATR-IR), can overcome this limitation, but the re- cols [16]. The data preprocessing include smoothing, subtraction of the
quirement for deposition onto an ATR crystal and the low depth of anal- aluminum substrate signal (Savitzky-Golay smoothing order 3, 13 point
ysis (about 2–3 μm) are obstacles to implementation of the technique window), baseline correction (rubber band method) and followed by
for high throughput analysis of solid pharmaceutical forms [8]. As an al- vector normalization, [17].
ternative, Raman spectroscopy is usually performed with confocal mi-
croscopic systems, enabling collection of spectra through focusing 2.4. Data analysis
lenses without contact with the samples. Depending on the objective
and wavelength used, micrometric lateral resolution can be reached, PCA is a mathematical unsupervised procedure involving the trans-
to perform mapping of large sample areas or investigation of small par- formation of possibly correlated variables into a smaller number of un-
ticles while analysis under the sample surface can also be achieved correlated variables, known as principal component (PC), basically to
[9,10]. reduce the dimensionality of the data while maintaining their variability
Raman spectroscopy has been explored for a wide range of applica- [18]. The dominant source of variability in the data is explained by the
tions within various fields of agricultural products and food, including 1st principal component (PC-1) and each succeeding principal compo-
fruits and vegetables, crops, meat and dairy products [11]. Moreover, nent accounts for next highest source of remaining variability. The PC
it has the important feature of direct measurement on solids and this ca- loading can be understood as orthogonal dimensions of variability
pability is studied in the current application [12]. which facilitate the separation of different groups of Raman spectral
Raman spectroscopy has previously been used for qualitative and data along their coefficient as each spectrum of Sitagliptin scores
quantitative analysis of drugs including antibiotics as ciprofloxacin, along these dimensions [19].
norfloxacin, levofloxacin ampicillin, and amoxicillin [13] and Cefixime PLSR is a chemometric tool which is used to develop a prediction
[14]. The quantification of antibiotics in solid dosage form has also model for the concentration of the analyte (concentration of the API),
been carried out by using Fourier transform Raman (FT-Raman) spec- considered dependent variables, against the observed variables
troscopy [5,15]. (Raman spectral data), known as independent variables. The indepen-
Qualitative and quantitative determination of an anti-diabetic drug, dent variables (the Raman spectra) are regressed against the dependent
Sitagliptin, in solid dosage forms using Raman spectroscopy has not variables according to the regression parameter, leaving residuals (dif-
been described to date. In the present work, solid dosage forms are pre- ferences between measured and predicted variables) which are suitable
pared in different concentration by mixing of Sitagliptin (API) and ex- to access the quality of the predictive model and the parameters for
cipients to analyse the spectral changes by using Raman spectroscopy model optimization. In this work, a PLSR model root mean squared
along with the multivariate data analysis techniques, including PCA error of cross validation (RMSECV) as the fitness value. Leave-K-out
and PLSR. It is demonstrated that the method can be calibrated using a cross validation (LKOCV) was used to select the minimum number of la-
range of reference samples prepared by mixing the different ingredients tent variables to retain in order to create a robust model but still avoid
and with known concentrations of Sitagliptin. Finally, the combination over fitting. A LKOCV approach has been preferred to ensure all spectra
of Raman spectroscopic analysis and PLSR is used to quantify the con- collected from a sample are either included in the calibration or the test
centration of Sitagliptin in the self-made unknown sample. sets, but cannot be represented in both, to avoid bias during the analysis.
Ultimately, 2/3 of samples are randomly selected and identified as cali-
2. Material and methods bration while the remaining 1/3 is used as test.

2.1. Sample preparation 3. Results and discussion

Pure Sitagliptin, used as a reference standard, and excipients includ- 3.1. Spectral characterisation
ing starch, lactose, sugar, magnesium powder, talcum powder, and tita-
nium powder were used to prepare a range of concentrations of solid Sitagliptin is a crystalline, non-hygroscopic white powder [20–22]. It
dosage forms, as described in Table A-1. In the total excipient mixture, is a biguanide containing a NH2 group and presenting a chiral center.
all these excipients are taken in equal ratio, by weighing 1 g of each ex- The two enantiomeric forms are (R)-enantiomer and (S)-enantiomer,
cipient and mixing them using a homogeniser to form a homogeneous the former being used for medical purposes (Fig. 1), while the latter is
mixture of excipients for further analysis. While, calibration samples considered an impurity [23,24].
and unknown sample (containing 65 mg of Sitagliptin) are prepared Fig. 2 shows mean Raman spectra of solid dosage forms for se-
by weighing and mixing ingredients. lected concentrations of Sitagliptin. For clarity of presentation, the
Raman spectral features of pure Sitagliptin (S12) in (Fig. 2) are com-
2.2. Raman spectral acquisition pared to only S1, S4, and S8. The major differences in the Raman
spectral features of Sitagliptin are labeled with vertical lines, and
Raman spectral acquisition from Sitagliptin samples was performed corresponding peak assignments, taken from literature [25–28], are
in the powdered form. The spectral measurements were performed summarized in the supplementary material, Table A-2. A strong
using a Peak Seeker Pro-Agiltron Raman spectrometer, (USA) equipped Raman peak of Sitagliptin found at 307 cm−1, which represents the
with a 785 nm laser as source delivering 50 mW laser. About 50 mg of C\\C bending vibrations of aliphatic the carbon chain, and medium
each sample was deposited on aluminum slides at room temperature to weak intensity peaks at 409 cm−1 and 511 cm−1, are assigned to
for analysis. Samples were illuminated under a 10× objective for 30 s. the C\\N\\C deformation. Sitagliptin is a biguanide [29], therefore,
The instrument utilizes an air-cooled charge coupled (CCD) detector strong Raman peaks at 728 cm−1 , 760 cm −1 and 883 cm−1
M.A. Bakkar et al. / Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy 245 (2021) 118900 3

Fig. 1. Three dimensional chemical structure of Sitagliptin.

associated with the symmetric stretching vibrations of C\\F bonds tested range. It can be observed that the two spectra are practically
are observed. The prominent feature at 904 cm−1 is associated identical, suggesting that the API features dominate. In the spectrum
with the C\\O\\C asymmetric vibrations. Another strong Raman of S1 (pure excipients), the major strong peaks include at 478 cm−1
peak at 1019 cm −1 indicates the breathing of aromatic benzene and 665 cm−1 are observed for titanium stretching and bending vibra-
ring and the weak intensity peaks at 1156 cm−1 and 1450 cm−1 rep- tions, respectively. An apparent change in intensities can be seen clearly
resents the stretching vibrations of C\\H bond and asymmetric de- in the spectrum of S4 sample (30 mg of API) in Fig. 2 at 760 cm−1, as a
formation of CH3 respectively. In addition, the strong Raman peaks result of the increase in relative Sitagliptin concentration and a reduc-
of the API at 1637 cm−1 and 1673 cm−1respectively correspond to tion of the feature of 478 cm−1, consistent with a decrease in relative
stretching vibrations of C_O and C_C bonds. concentration of excipients.
Raman spectra encompass the spectral information from all ingredi- As mentioned above that the excipients have limited contribution to
ents including the API but also excipients found in the solid dosage. Ex- the spectra at higher concentrations and the API features dominate, In
cipients such as starch, lactose, sugar, magnesium powder, talcum order to further understand about the linearity of the Raman spectral
powder, and titanium powder are Raman active with specific features data as a function of changes in the ratios of the API and excipients,
observed as seen in Fig. 2. However, comparison of the mean spectrum PCA is employed. This would help to determine the suitability of the
of S8 in (Fig. 2), corresponding to 70 mg Sitagliptin, with the mean spec- spectral data for the application of PLSR analysis as it has been thought
trum of the pure API itself highlights that the excipients have limited to perform PLSR in the linear range where band intensities follow API
contribution to the spectra collected for higher concentrations of the concentrations.

Fig. 2. Representative mean Raman spectra of all Sitagliptin data; S12 pure API, S8: sample (70 mg), S4: sample (30 mg), and S1: sample corresponding to pure excipients (blank sample).
4 M.A. Bakkar et al. / Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy 245 (2021) 118900

Fig. 3. PCA scatter plot of Raman spectra of all the samples of Sitagliptin.

3.2. Principal Component Analysis (PCA) deformation), 760 (stretching vibrations of C\\F bonds), 904 (C\\O\\C
asymmetric vibrations), 1019 (aromatic benzene ring breathing), 1450
Fig. 3 depicts the PCA scatter plot of Raman spectra collected from (CH3 asymmetric deformation), 1522 (C_C stretching vibrations of ar-
samples S1-S12. The spectra are clustered separately and clearly differ- omatic ring), 1637 (stretching vibrations of C_O) and 1673 cm−1 (C_C
entiated from each other according to concentration. There is a reason- stretching). Whereas, a spectral feature observed in PC-1 as negative
ably good separation of spectral data as indicated according to the 1st loading at 478 cm−1 which represent the stretching vibration of tita-
principal component (PC-1, 81.2%). nium powder [30,31].
In the PCA loadings of whole Sitagliptin data shown in Fig. 4 labeled It can be seen that PCA scatter plot shows that the spectral data is not
as solid lines, negative and positive loadings can be associated with the linear around or above S8 sample (70/185 mg ratio of the API to excip-
API and excipients. These loadings indicate and confirm the spectral fea- ients). This indicates to select the range of the spectral data up to this
tures of mean Raman spectra Fig. 2 as differences observed. PCA proves range for the PLSR analysis as it is the linear range of the data which is
the significance of the spectral features observed as positive loadings at in the range of interest matching to the dosages commonly used in
307 (C\\C bending vibration of aliphatic chain), 511 (C\\N\\C commercialised forms (between 0 and 70 mg) in drugs and tablets.

Fig. 4. PCA loadings associated with First Principal Component (PC-1) of Raman spectral data of Sitagliptin from S1 to S11 and pure API.
M.A. Bakkar et al. / Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy 245 (2021) 118900 5

Fig. 5. PLSR model for Raman spectral data of Sitagliptin for prediction of optimal number of latent variables.

PCA is found helpful to highlight the response of the Raman spectral models using the standard samples containing known concentrations
data to the ingredients and the linear range of this data is identified. No- of Sitagliptin (Table A-1). Two sets of samples, corresponding to calibra-
tably, a contribution from the excipients is required to construct a quan- tion and test sets, are used for this study, a randomization of data col-
titative model as, it is the Raman peak ratios that help PLSR model to lected from samples S1 to S8 being applied to split the samples into
perform and if there is only API features in spectra for high concentra- the 2 sets. Fig. 5 presents the RMSECV for the 20 first latent variables.
tions it wouldn't be as relevant. This can be explained on the basis of It is observed that the value tends to initially decrease before slightly in-
the limit of detection for excipients. creasing above 10 latent variables. The optimal number of latent vari-
ables is usually selected to be where minimum RMSECV is reached.
3.3. Partial Least Square Regression (PLSR) analysis However, the risk of over fitting should also be avoided. For this reason,
only 10 latent variables are selected, providing a RMSECV of 0.36. It can
PLSR analysis is used for prediction of API concentrations in different be seen that, above 5 there is no significant improvement to the model.
solid dosage forms based on the Raman spectroscopic response. For A PLSR model of Raman spectral data acquired from the different
performing PLSR prediction model, normalization of the spectral data concentrations of Sitagliptin was constructed to evaluate the ability of
should be avoided in order to conserve the intensity to real concentra- Raman spectral data to predict the level of concentrations of this API.
tion ratios in the data. For this purpose, the data in this study is proc-
essed without applying normalization for the PLSR analysis as this 3.3.1. Root Mean Square Error of Cross Validation
method was not considered previously. However, for other spectral pre- The development of PLSR model with optimal numbers of latent var-
sentation (mean spectral analysis) and PCA, normalization of the spec- iables (LVs), found to be eight, shows the clear prediction of different
tral data is done [32]. The first step is to construct the predictive concentrations of drug along with unknown concentration and root

Fig. 6. Performance of PLSR model with (latent variable = 5), (A) calibration and (B) prediction for Raman spectral data for the direct quantification of solid dosage forms of Sitagliptin.
6 M.A. Bakkar et al. / Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy 245 (2021) 118900

Fig. 7. Regression co-efficient for spectral data of solid dosage forms of different concentrations of Sitagliptin.

mean square error of cross validation of (0.36 mg). Fig. 6 shows the re- PLSR model to work. The specific Raman spectral features of drug are
gression plot resulting for 10 LV, indicating the predicted concentration observed successfully in mean Raman spectra, and as well as PLSR
as a function of the true concentration. For PLSR model, the value of the model. Raman spectral features of API appear prominently with an in-
goodness of the model (R2) was found to be 0.983. crease in its concentrations and decrease of the concentrations of excip-
ients. This method has potential to replace the tedious and time-
3.3.2. Prediction of unknown concentrations consuming methods because of its non-invasiveness and non-
The unknown concentration was predicted as 64.28% (w/w) by PLSR destructive analysis. This method is also helpful to determine the con-
model which is indicated by red bar in Fig. 6. The Raman spectra are not centration kept as unknown for quantification by PLSR.
averaged before employing the PLSR model. The spectra are used indi-
vidually and projected on the predictive model to estimate a concentra- Funding
tion for each hence the prediction results appear as a mean ± standard
deviation. This research did not receive any specific grant from funding agen-
cies in the public, commercial, or not-for-profit sectors.
3.3.3. Regression coefficients
Fig. 7 shows the regression coefficients obtained resulting from the CRediT authorship contribution statement
PLSR analysis. The positive features observed here including 307, 724,
760, 884, 903, 1019, 1518, and 1667 cm−1 are associated with the API Muhammad Abu Bakkar: Writing - original draft. Haq Nawaz: Su-
as observed in the Fig. 2 and have been discussed in detail earlier. It pervision, Project administration, Validation. Muhammad Irfan
can be seen that the negative features observed here can be associated Majeed: Conceptualization, Writing - review & editing, Validation.
with excipients. Notably, the intensities of these negative features in- Ammara Naseem: Software. Allah Ditta: Software. Nosheen Rashid:
cluding 359, 434, 478 and 665 cm−1 are found increasing in the negative Conceptualization, Resources. Saqib Ali: Data curation. Jawad Bajwa:
side indicating a decrease in their concentrations in the tested samples/ Software. Saba Bashir: Software. Shamsheer Ahmad: Formal analysis.
formulations. Hamza Hyat: Formal analysis. Kareem Shah Bukhari: Formal analysis.
Franck Bonnier: Writing - review & editing.
4. Conclusions

Raman spectroscopy can be exploited for quantitative analysis of Declaration of competing interest
solid dosage forms. This work shows that the proposed method is
rapid as it takes only 30 s to record one spectrum, simple, accurate, The authors declare that they have no known competing financial
and non-invasive to quantify drugs in different formulations. In this interests or personal relationships that could have appeared to influ-
study quantification of Sitagliptin (API) was carried out by forming dos- ence the work reported in this paper.
age forms including different excipients which gradually decrease by in-
creasing concentration of API. Raman spectroscopy along PCA and PLSR Appendix A. Supplementary data
has been employed to identify the spectral features of the Sitagliptin
drug. PCA is found helpful to identify and select the linear range of the Supplementary data to this article can be found online at https://doi.
Raman spectral data for the PLSR analysis, a basic requirement of the org/10.1016/j.saa.2020.118900.
M.A. Bakkar et al. / Spectrochimica Acta Part A: Molecular and Biomolecular Spectroscopy 245 (2021) 118900 7

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