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Monitoring Seismo-volcanic and Infrasonic Signals at Volcanoes: Mt. Etna Case Study
ANDREA CANNATA,1 GIUSEPPE DI GRAZIA,1 MARCO ALIOTTA,1 CARMELO CASSISI,2 PLACIDO MONTALTO,1
and DOMENICO PATANÈ1
Abstract—Volcanoes generate a broad range of seismo-volca- (CHOUET, 1996): the first, caused by processes origi-
nic and infrasonic signals, whose features and variations are often
closely related to volcanic activity. The study of these signals is
nating in the solid Earth, is associated with shear
hence very useful in the monitoring and investigation of volcano failure in volcanoes, and the related seismic events
dynamics. The analysis of seismo-volcanic and infrasonic signals are called volcano-tectonic (VT) earthquakes; the
requires specifically developed techniques due to their unique
second (hereafter called ‘‘seismo-volcanic signals’’)
characteristics, which are generally quite distinct compared with
tectonic and volcano-tectonic earthquakes. In this work, we is generated by processes involving fluids. These
describe analysis methods used to detect and locate seismo-vol- events include long-period (LP) seismicity and vol-
canic and infrasonic signals at Mt. Etna. Volcanic tremor sources canic tremor, which share the same spectral
are located using a method based on spatial seismic amplitude
distribution, assuming propagation in a homogeneous medium. The components (0.2–2 s), and very long-period (VLP)
tremor source is found by calculating the goodness of the linear seismicity characterized by dominant periods of
regression fit (R2) of the log-linearized equation of the seismic 2–100 s (OHMINATO et al., 1998). LP events are
amplitude decay with distance. The location method for long-per-
iod events is based on the joint computation of semblance and R2
characterized by emergent signal onset and lack of
values, and the location method of very long-period events is based clear S-wave arrivals. According to CHOUET (2003),
on the application of radial semblance. Infrasonic events and tre- the source of LP events may be interpreted as oscil-
mor are located by semblance–brightness- and semblance-based
lations of a fluid-filled resonator in response to a
methods, respectively. The techniques described here can also be
applied to other volcanoes and do not require particular network time-localized excitation, while VLP events are
geometries (such as arrays) but rather simple sparse networks. assumed to be linked to mass movements, and to
Using the source locations of all the considered signals, we were represent inertial forces resulting from perturbations
able to reconstruct the shallow plumbing system (above sea level)
during 2011. in the flow of magma and gases through conduits
(e.g., UHIRA and TAKEO, 1994; KANESHIMA et al.,
Key words: Volcanic tremor, LP events, VLP events, 1996). Features of seismo-volcanic signals and their
infrasound, Mt. Etna, source location.
variations are often closely related to eruptive activ-
ity. For this reason, they are generally considered an
indicator of the internal state of activity of volcanoes
(NEUBERG, 2000). In addition to seismic signal stud-
1. Introduction
ies, whose usefulness in monitoring and investigating
volcano dynamics is critical, analyses of infrasound
Volcanoes release seismic energy in a wide fre-
signals emitted by volcanoes have recently been
quency range from zero (static displacement) to a few
shown to provide additional constraints on the anal-
tens of Hz. Generally, two different groups of seismic ysis of volcanic activity (e.g., RIPEPE et al., 2007;
signals can be distinguished in volcanic areas
MONTALTO et al., 2010; JOHNSON and RIPEPE, 2011;
FEE and MATOZA, 2012). Recent studies have dem-
onstrated how analysis of such signals can help to
1
Osservatorio Etneo - Sezione di Catania, Istituto Nazionale reconstruct the shallowest portion of the plumbing
di Geofisica e Vulcanologia, Catania, Italy. E-mail: system (e.g., FEE et al., 2010; GOTO and JOHNSON,
cannata@ct.ingv.it
2
Dipartimento di Matematica e Informatica, Università degli
2011). The unique characteristics of the seismo-
studi di Catania, Catania, Italy. volcanic and infrasonic signals, differing from the
1752 A. Cannata et al. Pure Appl. Geophys.
tectonic and VT earthquakes in terms of both wave- 3. Seismo-Volcanic and Infrasonic Signals
form and source mechanism, require new techniques
to investigate their features. At Mt. Etna, volcanic tremor, LP events, VLP
Volcanic tremor, LP events, VLP events, infra- events, infrasonic events, and infrasonic tremor are
sonic events, and infrasonic tremor are observed at recorded. As an example, Figs. 2 and 3 show the
Mt. Etna and monitored by the permanent seismic seismic and infrasonic signals recorded by EBEL
and infrasonic networks run by the Istituto Nazio- seismic and infrasonic stations, respectively, on
nale di Geofisica e Vulcanologia, Osservatorio 11–12 May 2011. It is worth noting that, during the
Etneo. During the last decade, the eruptive activity night between 11 and 12 May, a lava fountain took
of Mt. Etna has been characterized by both effusive place at NSEC, accompanied by amplitude increases
and explosive eruptions at the summit craters, as in both volcanic and infrasonic tremor. The small
well as at fissures opened on its flanks (e.g., ALLARD plots in Fig. 2 exhibit examples of waveforms at
et al., 2006; AIUPPA 2010). Currently, there are four different stations for all the seismic signals recorded
active craters at the summit of Mt. Etna: Voragine, at Mt. Etna: VT earthquake, LP event sequence, VLP
Bocca Nuova, Southeast Crater, and Northeast event, and a volcanic tremor window. Similarly, the
Crater (hereafter referred to as VOR, BN, SEC, and small plots in Fig. 3 show waveforms of infrasonic
NEC, respectively; see inset in Fig. 1a). Lava events from NSEC and NEC, as well as a window of
fountain activity during 2011–2012 took place at a infrasonic tremor from NSEC. In the next sections the
new crater, which opened at the base of SEC and techniques applied to detect and locate these signals
was named ‘‘new SEC’’ (hereafter referred to as at Mt. Etna are described.
NSEC).
In this work, we describe the techniques applied at
3.1. Volcanic Tremor
Mt. Etna to detect and locate seismo-volcanic and
infrasonic signals. One aspect of volcanic tremor at Mt. Etna is its
continuity in time, as also observed at other basaltic
volcanoes with persistent activity such as Stromboli
2. Permanent Monitoring Networks (Italy; LANGER and FALSAPERLA, 1996). Most of the
energy from volcanic tremor at Mt. Etna is radiated
At Mt. Etna, the permanent seismic network, run below 5 Hz (e.g., LOMBARDO et al., 1996; FALSAPERLA
by the Istituto Nazionale di Geofisica e Vulcanologia, et al., 2005; ALPARONE et al., 2007). Another inter-
Osservatorio Etneo, comprises 33 broadband and 12 esting feature of the volcanic tremor is its close
short-period stations. The analyses of seismo-volca- relationship to changes in eruptive activity, high-
nic signals are performed on the recordings of 19 of lighted by variations in amplitude, spectral content,
these stations, each equipped with a broadband (40 s wavefield features, and source location (e.g., GRESTA
cutoff period), three-component Trillium seismome- et al., 1991; ALPARONE et al., 2007; PATANÈ et al.,
ter (NanometricsTM) and acquired in real time at 2008; CANNATA et al., 2010a).
sampling rate of 100 Hz (Fig. 1a). It is impossible to use techniques based on first
The permanent infrasonic network comprises 10 arrival phase picking inversion, similar to those used
stations located at distances ranging between *1 and to calculate earthquake hypocenters, to locate the
8 km from the center of the summit area (Fig. 1b). source of volcanic tremor, because of its nonimpul-
Four stations are equipped with Monacor MC 2005 sive character. With the exception of the techniques
condenser microphones, with sensitivity of 80 mV/Pa proposed for seismic arrays (e.g., METAXIAN et al.,
in the 1–20 Hz infrasonic band, while the others have 1997; ALMENDROS et al., 2001), most of the methods
a GRASS 40AN microphone with a flat response with applied to signals recorded by sparse seismic net-
sensitivity of 50 mV/Pa in the frequency range works to locate volcanic tremor are based on
0.3–20,000 Hz. The infrasonic signals are acquired at amplitude decay (e.g., BATTAGLIA and AKI, 2003;
sampling rate of 50 Hz. KUMAGAI et al., 2010; JONES et al., 2011). A method
Vol. 170, (2013) Monitoring seismo-volcanic and infrasonic signals 1753
Figure 1
Digital elevation model of Mt. Etna with the location of broadband seismic stations (a) and infrasonic stations (b). The digital elevation model
in the upper left corner of (a) shows the distribution of the four summit craters (VOR Voragine, BN Bocca Nuova, SEC Southeast Crater, NEC
Northeast Crater) and the new SEC (NSEC), indicated by the red dot. The black concentric lines in (a, b) are altitude contour lines from 1 to
3 km a.s.l. with spacing of 1 km
based on amplitude decay, assuming propagation in a windows, instead of average values, are estimated.
homogeneous medium, is applied at Mt. Etna to For a given time series, the pth percentile can be
locate the source of volcanic tremor (DI GRAZIA et al., defined as the value such that p % of the measure-
2006; PATANÈ et al., 2008). Signals recorded by 19 ments are less than this value and (1-p) % are
broadband stations, located at distances ranging greater. The use of percentiles enables us to effi-
between *1 and 9 km from the center of the summit ciently remove transients in the signal and to consider
area, are used (triangles in Fig. 1a). These signals are continuous recordings (DI GRAZIA et al., 2006;
filtered in the band 0.5–2.5 Hz, and root-mean-square PATANÈ et al., 2008). CANNATA et al. (2010a) calcu-
(RMS) amplitudes of the 25th percentile on sliding lated site effects at these stations by applying the
1754 A. Cannata et al. Pure Appl. Geophys.
Figure 2
Helicorder of the seismic signal recorded by the vertical component of station EBEL on 11–12 May 2011. The red squares highlight different
types of seismic signals, whose waveforms at the vertical components of five stations are reported in the small left and right plots. The blue
dashed rectangle indicates the period characterized by the volcanic tremor amplitude increase, concomitant with lava fountain activity
Figure 3
Helicorder of the infrasonic signal recorded by station EBEL on 11–12 May 2011. The red squares highlight different types of infrasonic
signals, whose waveforms at five stations are reported in the small left and right plots. The blue dashed rectangle indicates the period
characterized by infrasonic tremor, concomitant with lava fountain activity
method described by MATSUBARA et al. (2004) with studies at Mt. Etna have shown that the site effects do
eight regional earthquakes with maximum epicentral not heavily influence the tremor source locations. The
distance of about 1,000 km and magnitude ranging tremor source location is estimated by using a grid-
from 5.5 to 6.9. However, year-long volcanic tremor search approach (e.g., GOTTSCHAMMER and SURONO,
Vol. 170, (2013) Monitoring seismo-volcanic and infrasonic signals 1755
2000; BATTAGLIA et al., 2005; DI GRAZIA et al., 2006), windows of seismic signals recorded at 15 stations is
assuming that seismic amplitude (A) decays with reported in Fig. 4, together with a plot showing the
distance (r) according to the general law logarithm of the 25th percentile of the RMS versus
the logarithm of the source–station distance.
pf
Aðf ; r Þ ¼ A0 ð f Þr b ear ; a¼ ; ð1Þ To assess the stability of the source locations, a
Qc jackknife technique is employed (EFRON, 1982). This
where f is the frequency, c is the velocity, b is the procedure is especially useful to reduce the bias when
exponent, which takes values of 0.5 or 1 for the cases extreme scores are present in the dataset and/or the
of surface and body waves, respectively, and a is the statistical distribution of the underlying population is
frequency-dependent absorption coefficient. Q rep- unknown. For each source location in the jackknife
resents the ray-path-averaged quality factor. procedure, also called ‘‘leave one out,’’ n (number of
Equation (1) can be linearized by taking the loga- stations) estimates of an unknown parameter P
rithm of both sides as (DI GRAZIA et al., 2006; (latitude, longitude, and depth of volcanic tremor
CANNATA et al., 2010a): source) are computed by leaving one station out at a
time (DI GRAZIA et al., 2009). We denote the
ln Ai þ ari ¼ ln A0 b ln ri ; ð2Þ
arithmetic mean of these estimates by
where Ai is the RMS amplitude measured at the ith X
n
station, ri is the corresponding source-to-receiver ¼1
P Pi ; ð3Þ
n i¼1
distance, and A0 is the amplitude at the source. In
Eq. (2), ln A0 and b can be considered the intercept where Pi is the parameter computed by omitting the
and slope of the linear equation, respectively. The ith station. Define the ith so-called pseudovalue as
source location of tremor is then found on the basis of
^ ðn 1ÞPi ;
J i ¼ nP ð4Þ
the goodness of the linear regression fit (hereafter
referred to as R2) obtained for each point on a three- ^ is the parameter computed by considering all
where P
dimensional (3D) grid centered beneath the summit the stations. Finally, the jackknife estimator of
craters (DI GRAZIA et al., 2006). For this grid we parameter P is given by
generally consider a 6 9 6 9 6 km3 volume with a
spacing between nodes of 250 m. Similar to all grid- 1X n
^ ¼
J P ^ ðn 1ÞP:
Ji ¼ nP ð5Þ
search-based methods, the grid spacing is chosen as a n i¼1
compromise between good spatial resolution and ^ is biased,
If the original estimate of parameter P
reasonable computation time. The centroid position
then part of the bias is removed by the jackknife
of all the 3D grid points whose R2 values do not differ
procedure. Further, an estimate of the standard error
by more than 1 % from the maximum R2 value is ^ , is given by
of the jackknife estimate, J P
considered as the tremor source location. Although
sffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffi
the attenuation factor should not have a large influ- X n 2
1 ^
ence on the source locations (BATTAGLIA et al., 2005), dJ ðP^ Þ ¼ Ji J P : ð6Þ
nðn 1Þ i¼1
PATANÈ et al. (2008) and CANNATA et al. (2010a)
iteratively computed several values of a in Eq. (2) The errors of volcanic tremor source location,
(0 B a B 0.4 with step of 0.01) with the aim of calculated by applying the above-described method,
improving the goodness of fit. However, it was generally have a magnitude on the order of hundreds
observed that the best values of R2 were achieved of meters (e.g., DI GRAZIA et al., 2006, 2009; PATANÈ
with very low a values, mainly between 0 and 0.02, et al., 2008).
suggesting high values of ray-path-averaged quality Similar to all amplitude-decay-based location
factor Q. To avoid unstable solutions, we accept a techniques, the location method described here has
result only when: (1) the goodness of the R2 fit is various limitations that in particular cases can heavily
C0.9, and (2) the number of available stations is[13. affect the location reliability. First, the existence of
An example of nonfiltered and filtered 1-h-long more than one source might cause the tremor centroid
1756 A. Cannata et al. Pure Appl. Geophys.
Vol. 170, (2013) Monitoring seismo-volcanic and infrasonic signals 1757
b Figure 5
a Variation in time for the location of volcanic tremor centroids where Dt is the sampling interval, si is the origin time
computed during the period 11–13 May 2008. b Map and sections of the window sampling the ith trace, Ui(si ? jDt) is
of Mt. Etna showing the location of volcanic tremor centroids. The the jth time sample of the ith U trace, and M repre-
colors of the dots indicate time (see bottom time colorbar). The
dashed grey line in (a) represents the onset of the 2008–2009 sents the number of samples in the window. S0 is a
eruption. The thick black line and label ‘‘EF’’ in the map of number between 0 and 1. The value 1 is only reached
b indicate the eruptive fissure opened on 13 May 2008. The when the signals are identical, not only in waveform
concentric lines in the map of b are altitude contour lines from 1.75
to 3.25 km a.s.l. with spacing of 0.25 km. The black lines in the
but also in amplitude. Concerning the R2 value, its
sections of b represent the volcano profile computation method is equivalent to that performed
to locate volcanic tremor as explained in Sect. 3.1.
and (ii) R2 values, calculated on the basis of the The LP event location method consists in finding
spatial distribution of seismic amplitude (Sect. 3.1). a set of arrival times (si, i = 1,…, N), which yields a
Concerning the former, let us consider traces U, maximum joint semblance–R2 value for the N-
acquired by a certain number of sensors N; the channel data. The procedure includes several steps
semblance is defined as (NEIDELL and TANER, 1971; common to other location methods (e.g., ALMENDROS
ALMENDROS and CHOUET, 2003) and CHOUET, 2003; RIPEPE et al., 2007). First of all, a
N 2 broad enough region of interest has to be determined
P
M P
Ui ðsi þ jDtÞ to include the actual source. The 3D grid of possible
S0 ¼
j¼1 i¼1
; ð7Þ locations is 6 9 6 9 3.25 km3, centered on the
P
M P
N
2 volcanic edifice, and with a vertical extent from
N Ui ðsi þ jDtÞ
j¼1 i¼1 0 km a.s.l. to the top of the volcano. The horizontal
Figure 6
a 15-min-long window of seismic signal recorded by the vertical component of station ECPN and b corresponding RMS envelope calculated
by using a moving window of 1 s. The horizontal dashed grey line in b indicates the detection threshold calculated by a percentile value of 5
multiplied by 10. The arrows at the top of a indicate the onset time of the detected events
1760 A. Cannata et al. Pure Appl. Geophys.
N 2 !
P
M P N
P 2
2 2
UiL ðsi þ jDtÞ N UiQ ðsi þ jDtÞ þUiT ðsi þ jDtÞ
j¼1 i¼1 i¼1
S0 ¼ N ; ð10Þ
P
M P
N UiL ðsi þ jDtÞ2 þUiQ ðsi þ jDtÞ2 þUiT ðsi þ jDtÞ2
j¼1 i¼1
This joint method takes advantage of both LP where UL is the component of the ground motion in
waveform coherency among the different stations and the source–receiver direction, UQ is the component in
their spatial amplitude distribution. Using both the direction perpendicular to UL within the vertical
Vol. 170, (2013) Monitoring seismo-volcanic and infrasonic signals 1761
1762 A. Cannata et al. Pure Appl. Geophys.
activities and degassing processes. In particular, in depends heavily not only on the volcano acoustic
2011–2012, 25 episodes of lava fountains took place activity, but also on the weather conditions.
at NSEC, generating infrasonic tremor. Additionally,
degassing at NEC is sometimes accompanied by 3.3.1 Infrasonic Events
infrasonic tremor.
Unlike LP and VLP events, and volcanic tremor, Similarly to LP and VLP events, infrasonic events at
whose signatures in most cases are very clear in the Mt. Etna are detected by a percentile-based method.
seismic signals recorded by the stations (especially Different techniques have been developed to locate
those nearest to the summit), the signature of infrasonic events, generally based on the semblance
infrasonic events and tremor can be hidden by function or cross-correlation coefficient (e.g., RIPEPE
weather-related noise. In particular, wind generates and MARCHETTI, 2002; RIPEPE et al., 2004; GARCES
a broadband, tremor-like signal lasting tens of 2003; JOHNSON, 2005; MATOZA et al., 2007; RIPEPE
seconds to hours (JOHNSON et al., 2003). Thus, the et al., 2007; JONES et al., 2008). At Mt. Etna, we
number of detections of infrasonic events and tremors developed a technique based on two different
Figure 9
a Waveforms of an infrasonic event, generated by NSEC and recorded at five stations, and b map of Mt. Etna showing the spatial distribution
of semblance, brightness, and semblance ? brightness. The concentric lines in the plots of b are altitude contour lines from 1.75 to 3.25 km
a.s.l. with spacing of 0.25 km. The black circle in the right plot of b indicates the source location. The black arrows in b indicate the location
of NSEC
Vol. 170, (2013) Monitoring seismo-volcanic and infrasonic signals 1765
Figure 10
a Waveforms of infrasonic tremor window, generated at NEC and NSEC and delayed according to the source–station travel time, and b maps
of Mt. Etna showing their spatial distributions of semblance. The concentric lines in b are altitude contour lines from 1.75 to 3.25 km a.s.l.
with spacing of 0.25 km. The black circles in b indicate the source locations. The black arrows in b indicate the location of NEC (left plot)
and NSEC (right plot)
functions (CANNATA et al., 2011b): semblance and a Wi ¼ Hanning jUi ðsi þ jDtÞj; ð12Þ
modified version of brightness (KAO and SHAN, 2004).
with j = 1,…, M.
The former is explained in Sect. 3.2. The brightness
In this case the signals Ui have to be normalized
function, whose definition was given by KAO and SHAN
such that, if all the largest amplitudes are aligned at
(2004), was slightly modified (CANNATA et al., 2011b) to
the center of the considered time windows, B0 is
1X N equal to 1 (CANNATA et al., 2011b). Similar to the
B0 ¼ ðMax ðWi ÞÞ; ð11Þ semblance–R2 method explained in Sect. 3.2, the
N i¼1
technique used to locate infrasonic events consists in
where Wi is a time window of the signal Ui multiplied finding a set of arrival times that yields a maximum
by a Hanning window: joint semblance–brightness value for the N-channel
1766 A. Cannata et al. Pure Appl. Geophys.
Vol. 170, (2013) Monitoring seismo-volcanic and infrasonic signals 1767
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(Received October 19, 2012, revised November 30, 2012, accepted November 30, 2012, Published online December 22, 2012)