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GM Guidepaper IoTTechnologies
GM Guidepaper IoTTechnologies
Internet-of-Things
An Excursion Through the Selected IoT
Technologies
GRANDMETRIC GUIDEPAPER
Executive summary
The Internet-of-Things is a concept which is more and more present in our everyday lives where the “things”
communicate without human involvement. Smart homes, cities, connected water/electricity meters, connected
vehicles are becoming part of the current societal landscape. As there are many technologies that enable the
“connectivity” within the IoT systems, some of them can be more appropriate to be used in some use cases than
the others. The throughput requirements, security levels, price, power saving mechanisms and simplicity of the
communication are some of the parameters that we can think of when discussing IoT applications.
This Guidepaper starts with the introduction of the Cellular IoT concept and follows by an overview of the current
technologies divided onto 3GPP-based and proprietary non-standardized solutions. Then a more detailed view of
selected technologies is presented, including Narrowband-IoT and enhanced Machine Type Communication
(eMTC) – also known as LTE-M – including design aspects and use cases for the 3GPP IoT systems. After that we
present an overview of embedded SIM (eSIM) technology that suits well for IoT-devices as it allows for ordering
and management of eSIM profile(s) over the air, thereby eliminating the need for physical SIM. The Guidepaper is
concluded with the summary of the IoT technologies and comparing different aspects of the contemporary
schemes.
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Contents
2 Executive summary
16 Summary
18 Glossary
20 References
3
Cellular-IoT
An Introduction
This aspect is not new as such, but it is getting more and more popular with the various use cases coming to the
forefront (such as connected water/electricity meters, connected vehicles etc.), which would enable a better-
connected world, where the technologies enabling such connectivity to improve the overall quality of life, safety and
efficiency of various tasks. This concept is popularly known as Internet of Things (IoT) and covers Machine to
Machine (M2M) Communication and Machine Type Communication (MTC) with device use cases ranging from
video surveillance requiring higher data rate to meter tracking that require very small infrequent data capabilities.
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IoT Technologies
An Overview of Low-Power Wide-Area
Networks (LPWAN)
The networks used for connecting the IoT devices are usually referred
which are present in the current market that enable “Connectivity” for
these IoT devices. These technologies can be divided into two broad
industry under the umbrella of 3GPP [1] to ensure a common framework for interoperability between devices and
LTE UE Cat-1
LTE Cat-1 has been present in the 3GPP specifications since the initial introduction of LTE in Release 8 [2], but after
initial popularity, it did not stay in the limelight for long as the focus of network vendors and device manufacturers
shifted towards the high-speed Cat 3 and 4 devices. But as it became obvious that LTE deployments would
eventually take over the 2G/3G deployments, there was a need to move the M2M and IoT devices dependent on
these legacy Radio Access Technologies (RATs) to LTE, and Cat-1 was the perfect solution fully-available for
cellular IoT at that time (2014~2015). This is due to its characteristic features such as reduced complexity in both
baseband and RF leading to lower cost devices, along with lower processing requirements (leading to lower power
consumption) and low throughput sufficient enough to cater to the IoT devices.
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LTE UE Cat-0
LTE Cat-0 was introduced by the 3GPP to lay the ground work to make IoT applications based on LTE a success
by making sure that basic requirements of IoT applications were satisfied, which included the reduction in the
device price and complexity. Hence the legacy LTE features meant to support high data rates were trimmed down
to bring down the device price further, keeping in mind the requirements of IoT applications such as: low power
Developed by the 3GPP to address the growing need of dedicated technology to satisfy the requirements for IoT
applications in terms of cost and power consumption reduction without any significant change to the current LTE
deployment, LTE UE Cat-M was introduced in Rel. 13 of the 3GPP as enhanced MTC (eMTC) to optimally address
the massive MTC use cases. The maximum system bandwidth has been capped to 1.4 MHz, keeping in mind the
low data bandwidth required for IoT devices. The biggest advantage of Cat-M is the ability to deploy it without any
change in network HW as it runs on legacy LTE HW with only a network SW upgrade required.
Also developed by the 3GPP with the aim of addressing the challenges posed by the IoT applications, NB-IoT was
designed (standardized as a part of 3GPP Rel-13) specifically to support low-end IoT devices and services, while
reusing LTE infrastructure, along with making sure low power consumption for the end devices enabling longer
battery life. There are many optimizations and features introduced by the 3GPP in NB-IoT which make it ideal for
IoT applications that intend to use cellular technology and operator resources for connectivity.
This technology is an extension of the widely popular eGPRS technology which provides coverage to the largest
area around the world. EC-GSM is designed to support: high capacity (in terms of number of supported UEs), long
range, low energy and low complexity cellular system for IoT applications. The optimizations made in EC-GSM can
be implemented on the current GSM networks with the help of a software upgrade, not requiring HW changes or
additional spectrum allocation, ensuring continued coverage and accelerated time to-market. Battery life of up to
10 years can be supported for a wide range of use cases. This system, however, isn’t generating as much buzz as
eMTC or NB-IoT, as more and more operators are thinking of shutting down their GSM deployments and refarm
6
Non-standardized solutions
In contrast to standardized technologies, the other set of solutions have been developed by certain industry
player(s) who saw an opportunity to cater to the market of connecting billions of IoT devices that would come up
in the future with proprietary technology. These were also the first technologies designed to cater to IoT
specifically.
LoRaWAN is a non-standardized LPWAN specification intended for IoT devices in a regional, national or global
network defined by the LoRa Alliance which is an open, non-profit association dedicated to developing a
standardized LPWAN technology based on LoRa protocol. It provides the required architecture and technology for
deployment of a scalable network that supports IoT applications. This network technology gives freedom to the
IoT application developer on the deployment scenarios depending on the business use case. LoRaWAN provides
data rates from 0.3 kbps to 50 kbps. In order to maximize both battery life of the end-devices and overall network
capacity, the LoRaWAN network server manages the data rate and RF output for each end-device individually [3].
Sigfox
SIGFOX was the one of the first companies that popularized the concept of network dedicated for IoT devices using
its Ultra Narrow Band (UNB) technology for low data rate applications [4]. It is deployed in the ISM radio band over
a 200 KHz channel and the data rates are very low where a small payload size of 12 bytes could take up to 2s to
reach the base station over the air. It has helped to connect thousands of devices in Europe as well as US with pilot
7
Narrowband IoT
A Short Overview on NB-IoT
NB-IoT include:
10 years,
base station,
• long range - about 5 km in dense urban areas and about 50 km in rural area,
• good signal penetration - can reach elevators inside buildings as well as basement and underground car parks,
NB-IoT is adapted by key players, which led to a mature ecosystem as well as commercial launch in many
• MNOs: Deutsche Telekom, Vodafone, China Mobile, Orange, STC, Etisalat, etc
In terms of technical aspects, to address the IoT requirements in this segment, namely, support for: low throughput
and sporadic transmission, limited mobility, large number of devices, low device cost, enhanced coverage – the
PHY layer, protocol stack and signaling procedures have been simplified with respect to the LTE system design to
support low-end devices and decrease the signaling load. The key aspects of NB-IoT to support low-end IoT devices
and services, while reusing LTE infrastructure, include the following PHY improvements and system concepts [7].
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PHY Layer Design
PHY layer has been modified for coverage enhancements and power consumption reduction by: reduced system
Bandwidth (BW) to 180kHz, reduction of transmission modes and number of antenna ports, reduced Transport
Block (TB) size, improved Discontinuous Reception (DRX) cycles for both connected and idle modes, single HARQ
process for both Downlink (DL) and Uplink (UL), etc. Three operation modes have been specified: in-band (LTE –
using single LTE resource blocks), guard band (LTE), and standalone 180kHz carrier (e.g., re-farming of GSM
spectrum). The DL supports multi-tone transmission with 12 subcarriers of 15kHz, while for UL both multi-tone and
single-tone operation is possible with both 15kHz and 3.75kHz subcarrier separation.
System Design
System aspects that have been modified with respect to LTE, include: lack of connected mobility support
(assuming that majority of the NB-IoT applications will be used by stationary UEs) and system optimizations for
efficient data transmission (also called Control Plane(CP)/User Plane(UP) CIoT EPS Optimization Solutions). The
CP solution is based on the concept of UP data transmission over NAS signaling, without establishment of the Data
Radio Bearer (DRBs) and is a mandatory solution for NB-IoT UEs. The UP solution on the other end is built upon
the idea of holding the UE context at the eNB when the UE moves to RRC IDLE state, thus decreasing the signaling
overhead when the UE is switching between IDLE and CONNECTED mode with the use of newly introduced Radio
9
Enhanced MTC
A Short Overview on eMTC
developed by the 3GPP to address the growing need for a solution to address
massive MTC use cases that have unique requirements that had not been
addressed earlier such as a low data bandwidth system with high reliability along with low latency.
eMTC Features
For eMTC the maximum system bandwidth for the system has been capped to 1.4 MHz, keeping in mind the low
• It supports both full-duplex frequency division duplex (FDD), half-duplex FDD, and time division duplex (TDD)
• Narrowband operation: 1.08 MHz (6 RB) along with frequency hopping for all channels
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o Extended TTI bundling in downlink and uplink
There have been certain design changes made to the legacy LTE in order to make the eMTC devices less complex
such as:
• No support of:
o PSS/SSS/PBCH/PRACH
o M-PDCCH
In order to achieve the coverage enhancement targets for eMTC of >155.7 dB maximum coupling loss (MCL), the
• PBCH repetition
• Bundled Resource Block Group (RBG) and fixed precoding in time to allow receiver channel estimation
averaging
• Repeated Redundancy Version (RV) and scrambling to allow better data combining
latency. It also can support varied use cases in terms of mobility support i.e. it can support use cases requiring full
mobility along with use cases that require deep coverage in stationary conditions with the help of the coverage
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Some of the popular potential use cases are listed below [14]:
• Wearable devices,
• Security systems,
• Connect POS.
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Embedded SIM
eSIM/eUICC Technology
• serves both consumer (smartwatches, mobile phones, tablets, etc.) and M2M (connected cars, smart water
Note: eSIM can be removable or soldered into the device at time of manufacturing.
Why eSIM?
The key driver for the introduction of eSIM technology is the rapid rise of connected cars (e.g., BMW, Toyota, etc.),
smart utility meters (e.g., smart meters for electricity, water, etc.), and consumer electronics (wearable gadgets like
The eSIM offers several advantages when compared to the classical SIM. The main ones are [18, 19, 20]:
Miniaturization: wearable gadgets are miniaturized for comfort, portability and aesthetic. Since eSIM can be made
Ruggedness: consumer electronics, especially wearable gadgets are expected to stand up to a variety of
demanding environmental conditions, including shock, humidity, sweat and so on. Thus, eSIM is a perfect answer
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Integrity: allowing consumer to crack open a device case to replace a SIM would jeopardize the integrity of the
device and create unpleasant challenge for the warranty and repair department.
Independent Connectivity: without physically accessing the SIM, consumer can provision and change service
providers over the air (OTA). This provides a global, operator-independent connectivity solution, which allows
consumer to select the best subscription options (e.g., subscription cost, coverage, and service level). Such
freedom is important for a wide range of upcoming Internet of Things (IoT) use cases.
global mobile operators, mobile device manufacturers, and SIM vendors to create a global and interoperable
specification that allows consumer to remotely order and install mobile subscriptions to their devices and connect
them securely to mobile networks. The specification focuses on eSIM Architecture, Remote SIM Provisioning (RSP)
The specification is now supported by the world’s largest mobile operators, including AT&T, Deutsche Telekom,
Etisalat, NTT DOCOMO, Orange, Rogers, Telefonica, Telenor, Verizon, Vodafone, … etc. It is also supported by major
device manufacturers, including Apple, Samsung, Huawei, LG, Sony, etc. Major SIM and chipset vendors (e.g.,
Gemalto, Giesecke & Devrient, Oberthur, Qualcomm, STMicroelectronics, etc.) are on board as well. Further, the
specification is supported by the telecom equipment manufacturer Nokia and the security provider Trustonic.
subscription.
Consumer M2M
• Consumer has the full right to order, activate, • Only OEM or (its representative) has the right to
• The device usually does not come with a • Device comes with a pre-installed bootstrap
• Profile download can be done using any IP based • Profile download can be done only using a Mobile
There are two GSM Technical Specifications, one for Consumer Devices: “Document SGP.22”, Version 2.0, October
14, 2016 [21] and one for M2M: “Document SGP.02”, Version 3.1, May 27, 2016 [22].
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eSIM is an Opportunity for All Stakeholders
Indeed, the eSIM technology is a consumer game changer and one of the last missing pieces of the puzzle required
for faster deployment and adoption of M2M connectivity technologies. The other pieces (e.g., release of
narrowband IoT (NB-IoT) specifications, availability of low-cost M2M modules, active M2M developer community,
and improved awareness among target users about new use cases and commercial potential) are falling into place
[23]. There are plenty of opportunities for all stakeholders and they are summarized below.
Consumer
• No more wasting time going to and waiting at retail stores to purchase a SIM card because consumer can
subscribe online and then activate securely and seamlessly all his/her eSIM-enabled devices over the air.
• Reduced prices because of increased competition among MNOs due to freedom of switching, at any time, to
• Better user experience because it is easier to add devices to existing services plans and centralizing a
• Like they do in Mobile Virtual Network Operator (MVNO) space, operators will still have the power to control
who (which device) can connect to their network [24]. However, OEM players (car manufacturers, smart utilities
manufacturers, wearables and Mobile handset manufacturers, etc.) can arrange agreement (e.g., shared cost
of the production of eSIM, direct cash, etc.) with selected MNOs as a reward for including them in a pre-defined
• Operational benefits and cost reductions, over the medium to long term, due to the new possibility of remote
• efficient way to connect remotely and seamlessly new types of devices to the network, either as part of an
existing subscription or a new one. This will generate new revenues from additional connections and traffic
• potential to marry value-added services to the device (e.g., linking fitness tracker to a virtual gym or personal
trainer; involving nutritional specialists or medical advisors with a range of healthcare and wellbeing devices)
[25].
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Summary
As we have seen throughout this guidepaper, there are various solutions to enable connectivity for the billions of
IoT devices that we will be surrounded by in the near future. The technologies, which will be dominant for large
scale deployment, will be most probably the standardized ones, as they will enable Mobile Network Operators
(MNOs) to provide such services at competitive prices along with removing overhead for the IoT application
developers. The proprietary technologies will exist and will be useful for unique deployment scenarios where mobile
network operator involvement would not be possible. Also, with the ongoing 5G development and much focus being
on defining the IoT solution within the 5G system, there are improvements expected in the LPWAN area. The below
table [5] summarizes the LPWAN technologies which we discussed above along with their key aspects.
More specifically, as can be seen from the recent developments in the LTE domain, some of the 5G use case
requirements are also heavily addressed with the use of legacy system support and infrastructure. In these
considerations, mMTC corner of the “5G service triangle” is addressed by NB-IoT with:
• Air interface simplifications for coverage improvements, device simplification, battery consumption reduction
etc.,
The networks using the other 3GPP technology targeting MTC namely, Cat-M or eMTC, are getting rolled out
currently by various major operators due to the various features and advantages. The biggest advantage of Cat-M
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is the ability to deploy it without any change in HW on the NW side as it runs on legacy LTE HW with only a SW
upgrade required. Another important aspect which makes eMTC quite interesting for IoT application developers
along with operators is that even with the reduced complexity, Cat-M1 UEs are still able to provide many features
that are supported by legacy LTE UEs, such as full mobility, TTI bundling enabling Semi-persistent scheduling which
can be useful for VoLTE, and low latency for critical applications in connected mode especially in coverage
Mode A.
Finally, the eSIM concept would enable to reach the massive scale in the Low Power IoT using cellular technologies
17
Glossary
3GPP Third Generation Partnership Project
BW Bandwidth
CAT-M Category-M
CE Coverage Enhancement
CIoT Cellular IoT
CP Control Plane
DL Downlink
DRB Data Radio Bearer
DRX Discontinuous Reception
EC-GSM Extended Coverage GSM
eMTC enhanced MTC
EPS Evolved Packet Core
eSIM embedded SIM
eUICC embedded Universal Integrated Circuit Card
FDD Frequency Division Duplex
GSMA GSM Association
HARQ Hybrid Automatic Repeat Request
HW Hardware
IoT Internet-of-Things
LoRaWAN Low Range Wide Area Networks
LPWA Low Power Wide Area
LPWAN Low Power Wide Area Networks
LTE Long Term Evolution
M2M Machine to Machine
mMTC massive MTC
MNO Mobile Network Operator
PDCCH Physical Downlink Control Channel
MTC Machine Type Communications
MVNO Mobile Virtual Network Operator
NB-IoT Narrowband IoT
OEM Original Equipment Manufacturer
PBCH Physical Broadcast Channel
PCFICH Physical Control Format Indication Channel
PDSCH Physical Downlink Shared Channel
PHICH Physical HARQ Indication Channel
PHY Physical Layer
PRACH Physical Random Access Channel
PSM Power Saving Mode
PSS Primary Synchronization Signal
PUSCH Physical Uplink Shared Channel
RAT Radio Access Technology
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RB Resource Block
RBG Resource Block Group
RRC Radio Resource Control
RSP Remote SIM Provisioning
RV Redundancy Version
SIB System Information Block
SSS Secondary Synchronization Signal
SW Software
TB Transport Block
TDD Time Division Duplex
TTI Transmission Time Interval
UE User Equipment
UL Uplink
UNB Ultra Narrow-Band
UP User Plane
VOLTE Voice over LTE
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References
[1] http://www.3gpp.org/news-events/3gpp-news/1766-iot_progress
[2] http://www.3gpp.org
[3] https://www.lora-alliance.org/technology
[4] https://www.sigfox.com/en
[5] https://www.slideshare.net/EuroIoTa/5g-a-revolution-or-an-evolution-for-iot-by-merouane-debbah-huawei
[7] http://www.3gpp.org/news-events/3gpp-news/1785-nb_iot_complete
[8] https://www.ericsson.com/en/publications/ericsson-technology-review/archive/2016/nb-iot-a-
sustainable-technology-for-connecting-billions-of-devices
[9] https://www.electronic.nu/2016/09/18/lte-advanced-pro-the-mobile-future-of-the-internet-of-things/
[10] https://www.u-blox.com/en/blog/innovation/iot-and-four-reasons-why-licensed-spectrum-technologies-
have-been-worth-wait
[11] http://www.hte.hu/documents/2105310/2976182/12_03_Szathmary_Gyula.pdf
[12] https://www.gsma.com/iot/mobile-iot-commercial-launches/
[13] http://www.3gpp.org/images/presentations/2016_11_3gpp_Standards_for_IoT.pdf
[14] https://www.qualcomm.com/documents/leading-lte-iot-evolution-connect-massive-internet-things
[15] https://www.statista.com/statistics/471264/iot-number-of-connected-devices-worldwide/
[16] https://academy.5g-courses.com/courses/internet-of-things-in-5g
[17] http://www.gsma.com/rsp/frequently-asked-questions-gsmas-remote-sim-provisioning/
[18] http://www.gemalto.com/mobile/networks/on-demand-connectivity/consumer-electronics
[19] http://www.rcrwireless.com/20160411/opinion/reader-forum-esims-will-power-wearables-revolution-
tag10
[20] http://linkwave.co.uk/news/sierra-wireless-introduces-euicc-solution-for-smart-sim-and-connectivity-
service
[21] http://www.gsma.com/newsroom/wp-content/uploads//SGP.22-v2.0.pdf
[22] http://www.gsma.com/newsroom/wp-content/uploads//SGP.02_v3.1.pdf
[23] Declan Lonergan, “eSIM should facilitate new mobile and IoT business models”, 451 Research,
November 2, 2016.
[24] https://www.ovum.com/operators-can-benefit-disruption-esim-technology-will-bring-2/
[25] http://www.telcoprofessionals.com/blogs/7785/1161/embed-the-operator-not-just-the-sim
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About the authors
Marcin Dryjanski received his M.Sc. degree in telecommunications from the
Poznan University of Technology in Poland in June 2008. During the past 10 years,
Marcin has served as R&D Engineer, Lead Researcher, R&D Consultant, Technical
Trainer and Technical Leader. He has been providing expert level courses on
LTE/LTE-Advanced for leading mobile operators and vendors. Marcin was a work-
for 5G including FP-7 5GNOW and FP-7 SOLDER. He co-authored several research
papers targeting LTE-Advanced Pro and 5G radio interface design, and is a co-
author of a book entitled "From LTE to LTE-Advanced Pro and 5G", (M. Rahnema,
heading the field of mobile wireless systems. In this role, Marcin provides
consulting services and training courses on LTE and 5G related topics. Marcin is
marcin.dryjanski@grandmetric.com
has 15+ years of international experience in both the academic and telecom
sectors in North America (Canada), Europe (Germany and France), and MENA
IoT, digitalization, cloud, strategy and roadmap, interfacing with vendors, project
Dipl.-Ing. and Ph.D. degrees in electrical and computer engineering from Munich
21
Additional Resources
This Guidepaper starts with the features covered under the umbrella of LTE-Advanced Pro and is divided into the
ones standardized within Rel-13, Rel-14 and Rel-15 including details on some the features including: the integration
See more
From LTE to LTE-Advanced Pro and 5G
This Book examines the features of LTE-Advanced and LTE-Advanced Pro and how they integrate into existing LTE
networks. Professionals find in- depth coverage of how the air interface is structured at the physical layer and how
over the past several years and the projects that are still running and their objectives.
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Grandmetric Blog
The Blog is a place where you can follow IP and Mobile trends. With the posts related on the current events you can
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