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Received: 27 January 2020 Revised: 30 March 2020 Accepted: 15 April 2020

DOI: 10.1111/1541-4337.12572

COMPREHENSIVE REVIEWS IN FOOD SCIENCE AND FOOD SAFETY

Effects of edible plant polyphenols on gluten protein functionality


and potential applications of polyphenol–gluten interactions

Audrey L. Girard1 Joseph M. Awika1,2

1 Department
of Soil and Crop Sciences, Texas
Abstract
A&M University, College Station, Texas
2 Department
of Nutrition and Food Science,
Expanding plant-based protein applications is increasingly popular. Polyphenol
Texas A&M University, College Station, interactions with wheat gluten proteins can be exploited to create novel functional
Texas foods and food ingredients. Polyphenols are antioxidants, thus generally decrease
Correspondence gluten strength by reducing disulfide cross-linking. Monomeric polyphenols can
Audrey L. Girard, Department of Soil and Crop be used to reduce dough mix time and improve flexibility of the gluten network,
Sciences, Texas A&M University, 370 Olsen
including to plasticize gluten films. However, high-molecular-weight polyphenols
Blvd, College Station, TX 77843.
Email: agirard@tamu.edu (tannins) cross-link gluten proteins, thereby increasing protein network density and
strength. Tannin–gluten interactions can greatly increase gluten tensile strength in
dough matrices, as well as batter viscosity and stability. This could be leveraged
to reduce detrimental effects of healthful inclusions, like bran and fiber, to loaf
breads and other wheat-based products. Further, the dual functions of tannins as
an antioxidant and gluten cross-linker could help restructure gluten proteins and
improve the texture of plant-based meat alternatives. Tannin–gluten interactions may
also be used to reduce inflammatory effects of gluten experienced by those with
gluten allergies and celiac disease. Other potential applications of tannin–gluten
interactions include formation of food matrices to reduce starch digestibility; creation
of novel biomaterials for edible films or medical second skin type bandages; or
targeted distribution of micronutrients in the digestive tract. This review focuses
on the effects of polyphenols on wheat gluten functionality and discusses emerging
opportunities to employ polyphenol–gluten interactions.

KEYWORDS
bioactive compound, plant protein, polyphenol, tannin, wheat gluten

1 I N T RO D U C T I O N to form leavened bread and flatbreads. The viscoelasticity


of gluten is an important function in an array of products
Wheat gluten proteins, gliadins and glutenins, interact when including pretzels, bagels, pastries, noodles, and pastas.
hydrated and with addition of mechanical energy to form Wheat gluten has properties that make it amenable to a
a viscoelastic protein network. This network allows for a wide range of applications outside of commonly considered
dough that can be stretched (extensibility) and will spring bakery products. Viscoelasticity is the defining feature of
back together (elasticity): it allows for doughs to be sheeted, unmodified gluten. Other characteristics that make gluten
manipulated, formed into a variety of products, and to leaven. highly functional include that it is water insoluble and binds
No other grain proteins have equivalent properties. Though about twice its weight in water. Gluten also has a light,
wheat gluten proteins comprise less than 20% of wheat flour, off-white color and a rather bland flavor. Further, compared
they are largely responsible for wheat flour’s unique ability to other protein sources including soy and whey protein
Compr Rev Food Sci Food Saf. 2020;1–36. wileyonlinelibrary.com/journal/crf3 © 2020 Institute of Food Technologists® 1
2 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

isolates, gluten is a less expensive ingredient for meat when fortifying components (e.g., bran or other dietary fiber
mimetics. Isolated gluten is used to fortify bakery products ingredients) are added to wheat flour formulations. The
and to create meat extenders and mimetics, among other gluten-strengthening effect of tannins could be used to create
applications. novel biomaterials such as edible, biodegradable, or active
However, gluten has its limitations. Principally, gluten packaging, as well as plant-based, compostable dishware to
quality is highly influenced by wheat genetics and growing replace plastic or Styrofoam containers. By having both an
environment; that is, not all gluten is equal. Gluten proteins antioxidant effect and cross-linking gluten, tannins could
interact primarily through disulfide cross-linking, which help restructure proteins and improve gluten texturization for
creates large protein networks (Jazaeri et al., 2015). Thus, use as a meat mimetic. Better texturization would increase
to ensure consistent gluten properties for intended use, the consumer desirability of meat mimetics, which could reduce
functionality of gluten is often modulated with oxidizing animal product consumption; plant-based protein sources
or reducing agents to strengthen or weaken the dough, are more sustainable than many animal products (Eshel,
respectively, by altering disulfide–sulfhydryl interchange Shepon, Makov, & Milo, 2014; Searchinger et al., 2019;
reactions (Lagrain, Thewissen, Brijs, & Delcour, 2007). The Whitmee et al., 2015). Tannin–gluten complexes could be
low water solubility of gluten also gives it poor foaming and used to produce barriers that block enzyme access to starch
emulsion properties (Joye & McClements, 2014; Takeda, in a food matrix, further enhancing ability of tannins to
Matsumura, & Shimizu, 2001). Gluten can be hydrolyzed or slow starch digestion (Amoako & Awika, 2016; Barros,
deamidated to improve solubility, foaming, and emulsifying Awika, & Rooney, 2012; Dunn et al., 2015). Consequently,
qualities (Yong, Yamaguchi, & Matsumura, 2006). tannin–gluten interactions could be used to produce products
Polyphenols are often added to wheat-based foods, not with increased satiety effect, which may contribute to reduced
because of their effect on gluten, but rather for potential overall caloric intake.
health benefits (Sivam, Sun-Waterhouse, Waterhouse, Quek, This review summarizes recent research on the effects
& Perera, 2011; Sui, Zhang, & Zhou, 2016a) or inadvertently of polyphenols on wheat gluten in relation to how the
as part of another ingredient like bran or fruit pieces (Fu, effects can be manipulated to expand gluten applications.
Chang, & Shiau, 2015; Khalid, Ohm, & Simsek, 2017; Discussion includes phenolic acids, monomeric flavonoids,
Snelders, Dornez, Delcour, & Courtin, 2014). Monomeric and polymeric tannins that are endogenous to wheat and
polyphenols include ubiquitous phenolic acids and flavonoids those commonly added to wheat-based foods. The impact
found in cereal and pulse grains, fruits, and various vegeta- of these polyphenols on gluten rheology and functionality,
bles. Polymeric polyphenols (tannins) are found in fruits such and subsequent potential applications of polyphenol–gluten
as grapes and apples, cocoa, and some varieties of cereal and interactions are discussed.
pulse grains.
As antioxidants, polyphenols generally weaken gluten
through their redox reaction on gluten disulfide cross-linkages 2 OVERVIEW O F W H EAT
therefore reducing the size of network-forming polymeric G LUTEN P ROTEINS
proteins (Dunn, Yang, Girard, Bean, & Awika, 2015; Han &
Koh, 2011b; Sivam, Sun-Waterhouse, Perera, & Waterhouse, Wheat flour is unique in its ability to form a cohesive and
2012). The antioxidant properties of monomeric polyphenols stretchable dough because of its gluten proteins. Wheat flour
could be used in products that do not benefit from strong typically contains 8% to 14% protein, and the gluten-forming
gluten development but require high mechanical energy proteins account for 80% to 85% of the wheat proteins
inputs. For instance, cookies that are sheeted and die-cut (Delcour et al., 2012). Unlike other cereal grain proteins,
or flatbreads that are hot-pressed will exhibit shrinkage if wheat gluten proteins form a viscoelastic film network.
the dough is too elastic. By reducing the gluten strength via Because of this, gluten dough is extensible and elastic, which
antioxidant effect, monomeric polyphenols reduce elasticity allows wheat flour dough to be manipulated, capture gas
(Girard et al., 2016; Lin & Zhou, 2018). during yeast fermentation, and hold its structure.
However, high-molecular -weight polyphenols (tannins) Gluten viscoelasticity is well studied through rheological
can mitigate the antioxidant effect by cross-linking gluten and baking tests, though it is not yet fully understood at a
through extensive hydrogen bonds and hydrophobic interac- mechanistic level. Readers are referred to recent reviews
tions, which can strengthen gluten by increasing density of and book chapters for a more in-depth discussion of gluten
the protein matrix (Girard, Castell-Perez, Bean, Adrianos, & viscoelasticity (Barak, Mudgil, & Khatkar, 2015; Delcour &
Awika, 2016; Zhang et al., 2010). This property can also be Hoseney, 2010; Delcour et al., 2012). Briefly, gluten proteins
leveraged for novel applications. Tannins could be used as have approximately 2 mol% cysteine residues (Ewart, 1967;
nonsynthetic (naturally derived) ingredients to improve gluten Rombouts et al., 2009), which can form intermolecular disul-
strength in weak gluten flour, or to improve network strength fide cross-links to create macropolymers. This leads to a large,
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 3

strong matrix structure. Furthermore, gluten proteins are rich Across wheat gluten quality literature, the subjective terms
in glutamine (approximately 33 mol%) and proline (approx- of “strong” and “weak” are used to refer to gluten strength
imately 14 mol%) (Ewart, 1967; Rombouts et al., 2009), (Jazaeri et al., 2015; MacRitchie, 1973; Miller & Hoseney,
which promote hydrogen bonds and hydrophobic interactions, 1999). This designation has been used since at least 1900,
respectively, and help stabilize the gluten structure (Hoseney when Helen W. Atwater wrote in a USDA bulletin that flours
& Rogers, 1990; McCann & Day, 2013). Tyrosine cross-links are classified as strong or weak based on the their quantity of
also aid in structure development, though their influence is gluten and thus their bread-making ability (Atwater, 1900).
dwarfed by disulfide cross-links (Pena, Bernardo, Soler, & Protein quantity is of broad importance: more proteins gen-
Jouve, 2006; Tilley et al., 2001). Finally, ionic bonding helps erally tend to create a larger, more cohesive gluten network
to ensure protein aggregation and subsequent covalent and resulting in a bread with greater volume (Finney & Barmore,
noncovalent interactions (McCann & Day, 2013). 1948). However, protein quality plays a much larger role than
quantity in defining gluten functionality.
Gluten functionality is determined by the HMW-GS
2.1 Gluten composition present, MW distribution of polymeric proteins (HMW-
Gluten is composed of two types of proteins: glutenins and GS:LMW-GS), and ratio of glutenins:gliadins. Specific
gliadins. Glutenins are large molecular weight (MW) proteins HMW-GS located on the Glu-D1 loci correlate to better
with elongated structures that are alcohol soluble only when bread quality, for example, higher volume (Payne, Corfield,
reducing agents are applied to break disulfide cross-links (Fu & Blackman, 1979; Payne, Corfield, Holt, & Blackman,
& Sapirstein, 1996). Based on their size and the alleles on 1981). For example, Glu-D1 5 + 10 exhibit greater tensile
which they were coded, glutenins are further subdivided into strength than Glu-D1 2 + 12. All else equal, wheat lines
high- and low-molecular-weight glutenin subunits (HMW- with Glu-D1 5 + 10 have a greater amount of unextractable
GS and LMW-GS, respectively). The HMW-GS range in size polymeric proteins, thus a larger MW distribution, than
from 65 to 90+ kDa, whereas LMW-GS range from 30 to those with Glu-D1 2 + 12 (Gupta & MacRitchie, 1994). The
60 kDa (Delcour & Hoseney, 2010). Glutenins have a three- greater amount of polymeric protein is possibly explained by
domain primary structure: the central domain with small N- Glu-D1 5 + 10 possessing more cysteine residues (Shewry,
and C-terminal domains on either side. HMW-GS are more Halford, & Tatham, 1992). Glu-D1 5 + 10 subunits rather
elongated because of their rather large central domains with than Glu-D1 2 + 12 is correlated with an increase in dough
600 to 850 amino acid residues, whereas LMW-GS have a strength (Gupta & MacRitchie, 1994) and bread quality
smaller central domain with a relatively globular structure (Payne et al., 1979; Payne et al., 1981). Another indicator
similar to gliadins (Delcour et al., 2012). Glutenins, especially of superior gluten strength is a high HMW-GS:LMW-GS
HMW-GS, create macropolymers through intermolecular ratio, as the HMW-GS are larger and create a denser gluten
disulfide bonds and noncovalent interactions (i.e., hydro- matrix than LMW-GS (Macritchie & Gupta, 1993). The ratio
gen bonding, hydrophobic interactions, and ionic bonds). of glutenins to gliadins is also important, with a balance
These macropolymers give the gluten structure strength required to get a gluten that is elastic and extensible enough to
and elasticity (Shewry, Popineau, Lafiandra, & Belton, expand during fermentation without being too tight to allow
2000). expansion (Macritchie, 1987; Uthayakumaran, Newberry,
Gliadins are relatively smaller MW, globular proteins Keentok, Stoddard, & Bekes, 2000).
that are alcohol soluble (Fu & Sapirstein, 1996) and impart Gluten functionality has a great impact on baked product
extensibility to gluten (Fido, Bekes, Gras, & Tatham, 1997). quality. The product that has been most extensively studied
Gliadins can be further subdivided into 𝛼-, 𝛾-, and 𝜔-gliadins is pan bread, because this is the most common method of
based on their electrophoretic mobility (Schalk, Lexhaller, wheat consumption in the Western world (Shewry & Hey,
Koehler, & Scherf, 2017). The 𝛼- and 𝛾-gliadins have an 2015). Strong gluten refers to that which will perform well in
average MW of 30 to 35 kDa and are sulfur rich, whereas 𝜔- pan bread because it is extensively cross-linked when mixed
gliadins are 44 to 88 kDa and sulfur poor (Barak et al., 2015). and offers sufficient extensibility and elasticity. Weak gluten
Gliadins do not readily interact via intermolecular disulfide refers to gluten that is less elastic. Soft endosperm wheats
bonds, but primarily form intramolecular disulfide bonds. have weaker gluten (Jazaeri et al., 2015), thus the protein
They mostly interact with glutenins via the aforementioned network is not as extensive as that of hard endosperm wheats.
noncovalent interactions. Products made from soft wheat (cookies, cakes, pies, etc.) do
not benefit from strong gluten and are actually superior with
undeveloped gluten that will not toughen the product. By
2.2 Gluten quality and functionality contrast, hard endosperm wheats are used for products like
Within wheat there is a large range of “gluten quality”: breads and noodles that require strong gluten for the desired
simply, the impact of gluten proteins on viscoelasticity. organoleptic properties in finished goods. Of course, genetic
4 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

traits create protein quality variation within each wheat 2.4 Current gluten applications
subtype (hard vs. soft endosperm) (Carter, Garland-Campbell,
Wheat flour is the key ingredient in many bakery applications,
Morris, & Kidwell, 2012; Girard et al., 2016; Jazaeri et al.,
which is by far primary use of gluten: from loaf and flatbreads
2015; Jondiko et al., 2012). Additionally, environmental con-
to cakes and pastries, and so forth. Gluten is also employed
ditions also play a significant role in influencing gluten func-
in the form of vital wheat gluten (75 to 80% protein), a
tionality (Peterson, Graybosch, Baenziger, & Grombacher,
co-product of wheat starch production. The main use of vital
1992).
wheat gluten is to fortify weak flours. This increases the
protein content and strength of flours, thus improving dough
2.3 Manipulating gluten functionality mixing tolerance and handling properties in bakery products.
It reduces the need for a variety of different flours for bakers.
Additives are commonly used to overcome natural deficien-
For example, adjusting protein content of flours with gluten
cies including environmental variations, and to expedite the
is common practice in Europe because it creates high-protein
natural aging (oxidation) process of wheat proteins. Gluten
flours with desirable functional attributes without relying on
functionality is manipulated by ingredients added either dur-
imported flours (Day, Augustin, Batey, & Wrigley, 2006).
ing the milling or baking processes. Such ingredients are often
Another prominent use of gluten is as a meat extender
used to modify the major interactions involved in gluten pro-
and mimetic. In Western countries, nonanimal proteins are
tein network formation. For instance, oxidizing agents (e.g.,
becoming increasingly desired by consumers in response
bromates, azodicarbonamide, and dehydroascorbic acid)
to concerns of environmental impact of animal production.
strengthen gluten by oxidizing the thiol groups of cysteine
Eastern countries have a long history of enjoying wheat
residues and driving intermolecular disulfide bond formation
gluten as a protein source, especially Japan and China (Day,
(Delcour et al., 2012). This increases the macropolymer size
2011). Beyond the previously discussed unique viscoelastic
and creates a denser network. Oxidizing agents are commonly
properties of gluten, it binds fat and water effectively, which
used in loaf bread formulations. They strengthen the gluten
can improve slicing qualities of products such as sausage and
in doughs to improve machinability and final product vol-
loaf meats (Day et al., 2006; Xiong, Agyare, & Addo, 2008).
ume and texture (Joye, Lagrain, & Delcour, 2009). Reducing
As mentioned in Section 2.3, extrusion technology is used to
agents (e.g., bisulfites, L-cysteine, and various antioxidants,
texturize gluten. This texturized protein is especially good at
such as ascorbic acid) break disulfide bonds thus decreasing
mimicking the mouthfeel and bite of meat products such as
the size of protein macropolymers and weakening the gluten
chicken nuggets and hamburgers (Kumar et al., 2017).
structure (Delcour et al., 2012). These are commonly used in
Because of gluten’s viscoelasticity, binding properties, and
flatbreads, where reducing agents increase dough extensibil-
comparatively low cost as a protein source, it is also use in a
ity to limit dough shrinkage and produce flatbreads with suf-
wide variety of applications. Gluten is used to fortify protein
ficient surface area (Bejosano & Alviola, 2015).
content of breakfast cereals, in creation of imitation cheeses,
Beyond chemical methods, gluten functionality can also be
and for edible food films, among other uses (Day et al., 2006).
altered by physical methods, such as extrusion. For example,
It is also an important source of protein in animal feeds like
gluten can be extruded to restructure the polymer and mimic
pet food and aquaculture feeds. Further, gluten is used in
the texture of meat, as in textured vegetable protein. Gluten is
nonfood and feed applications, for example, adhesives and
plasticized (melted) and the protein bonds are dissociated and
personal care products (Bietz & Lookhart, 1996).
reassociated during the extrusion process. The protein associ-
ations are generally disulfide bonds initiated by hydrophobic
interactions (Li & Lee, 1996a, 1996b). Processing conditions
greatly affect the protein extrudate structure, with lower 3 D I E TA RY PO LY P H E NOL S
mechanical energy and temperature leading to a less dense R E L E VA N T TO G LU T E N
gluten network and smooth-surfaced extrudates (Redl, Morel,
Bonicel, Vergnes, & Guilbert, 1999). Polyphenols are plant secondary metabolites that function to
Enzymatic hydrolysis is another common method used to protect the plant from disease and pests, serve as signaling
modify gluten. Hydrolysis generally increases gluten solubil- molecules, or aid in structure development. For example,
ity and alters its functionality by reducing polymer size and ferulic acid and p-coumaric acid were reported to help protect
increasing availability of hydrophobic, as well as ionizable, wheat plants from diseases like Fusarium head blight (McK-
amino acid residues (Wouters, Rombouts, Fierens, Brijs, & eehen, Busch, & Fulcher, 1999). Ferulic acid also serves
Delcour, 2016). Ingredients to modify chemical interactions, as an integral cell wall component in cereal grain (Antoine
physical manipulation by processing, and enzymatic mod- et al., 2003). Among the widely distributed polyphenols
ification complement the use of wheat genetics to alter the are phenolic acids, monomeric flavonoids, and polymeric
gluten protein structure for varied and novel applications. tannins. In the diet, these polyphenols are commonly
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 5

Hydroxybenzoic acids: Hydroxycinnamic acids:


p-Hydroxybenzoic acid; R1 = R2 = H p-Coumaric acid; R1 = R2 = H
Gallic acid; R1 = R2 = OH Caffeic acid; R1 = H, R2 = OH
Vanillic acid; R1 = OCH3, R2 = H Ferulic acid; R1 = H, R2 = OCH3
Syringic acid; R1 = OCH3; R2 = OCH3 Sinapic acid; R1 = R2 = OCH3
F I G U R E 1 Common dietary phenolic acids structures

derived from whole grain cereals and pulses, fruits, and dynamic in vitro TNO intestinal model, whereas free ferulic
vegetables. acid added to flour was found to be almost 60% bioaccessible
Polyphenols offer many potential health benefits including (Anson, van den Berg, Havenaar, Bast, & Haenen, 2009).
anti-inflammatory effects (Agah, Kim, Mertens-Talcott, & However, colonic bacteria can release bound polyphenols,
Awika, 2017; Mateo Anson et al., 2010), chemoprotective which can then be absorbed into the bloodstream, undergo
properties (Amatori et al., 2016; Yang, Allred, Dykes, Allred, phase II metabolism, and circulate through various tissues or
& Awika, 2015), and reduction of cardiovascular disease risk be effluxed from the system. Consuming 70 g of whole wheat
(Hertog et al., 1995; Jia, Ren, Nie, & Yang, 2017; Mendonca products per day for 8 weeks increased serum dihydroferulic
et al., 2019). Polyphenols are strong antioxidants, which acid (4×), fecal ferulic acid (2×), and urinary ferulic acid
is one of their modes of action to produce health benefits. (2×) as compared to consumption of refined wheat products
However, the antioxidant effect of polyphenols also reduces (Vitaglione et al., 2014). For an in-depth discussion of bioac-
disulfide bonds in gluten, therefore reducing polymeric cessibility and bioavailability of cereal grain polyphenols,
protein matrices and thus affecting gluten rheology (Dunn the reader is referred to Angelino et al. (2017).
et al., 2015; Han & Koh, 2011b; Sivam et al., 2012). This Conjugated phenolic acids are common in plants, usually
reduction effect generally reduces quality of products that with sugar units esterified to the carboxyl group or associated
rely on a strong gluten matrix such as loaf breads. with a phenolic hydroxyl group (Mandal, Chakraborty, &
Dey, 2010). For example, most extractable wheat phenolic
acids are conjugated to sugars, with nonconjugated free
3.1 Monomeric polyphenols in cereal grains phenolic acids accounting for 1% or less of the total phe-
nolic acid content of the grain (Li et al., 2008). The main
3.1.1 Phenolic acids in cereal grains extractable phenolic acids can vary by cereal. Conjugated
Cereal grain polyphenols are predominantly phenolic acids phenolic acids in various wheat species included mainly
(Table 1). Like most cereal grains, wheat contains cinnamic sinapic acid, 2,4-dihydroxybenzoic acid, and ferulic acid
and benzoic acid derivatives (Figure 1) with the former (Li et al., 2008), whereas nonbound sorghum phenolic acids
being far more abundant. Ferulic acid is the dominant are largely caffeic acid glycerol esters (Yang, Allred, Geera,
phenolic acid in cereal grains (including wheat) with minor Allred, & Awika, 2012). The conjugations may affect the
amount of syringic, salicylic, vanillic, p-coumaric, and phenolic–gluten interaction, depending on how they alter the
p-hydroxybenzoic acids (Kim, Tsao, Yang, & Cui, 2006; Li, antioxidant potential of the phenolic acid.
Shewry, & Ward, 2008). These phenolic acids, especially
ferulic acid, are largely esterified to hemicelluloses and are a
major component of cell wall structure. 3.1.2 Monomeric flavonoids in cereal grains
Because 75% to 95% of cereal grain phenolic acids are part Flavonoids are relatively minor in most cereal grains
of the cell wall and not easily extractable with organic sol- (Table 2); those present are largely conjugated to simple
vents (Hahn, Faubion, & Rooney, 1983; Heinio et al., 2008; sugars and readily extractable (Awika, Ojwang, & Girard,
Li et al., 2008), they have a relatively low bioaccessibility. 2018; Okarter & Liu, 2010; Ravisankar, Abegaz, & Awika,
For instance, ferulic acid in wheat bran and aleurone were 2018). Flavonoids have a base structure of C6–C3–C6
found to be less than 1% bioaccessible when tested in the (Figure 2). Cereal grain flavonoids include anthocyanins,
6 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

TABLE 1 Phenolic acids in wheat and common wheat-based product additives


Phenolic acids (𝝁g/g dm)
Source Extractable Unextractable Comments References
Cereal grains
Wheat - Whole grain 3 to 420 200 to 1,300 Phenolic acids mostly Li et al., 2008; Mattila, Pihlava, and Hellstrom,
ferulic acid derivatives 2005; Ndolo and Beta, 2014; Weidner,
Amarowicz, Karamać, and Dąbrowski, 1999
Wheat - Refined 6 to 22 58 to 600 Challacombe et al., 2012; Hatcher and Kruger,
flour 1997; Ndolo and Beta, 2014
Wheat - Bran 55 to 110 1,550 to 5,100 Kim et al., 2006; Mattila et al., 2005; Ndolo and
Beta, 2014
Rye - Whole grain 14 to 160 640 to 1,400 Andreasen, Christensen, Meyer, and Hansen,
2000; Heinio et al., 2008; Mattila et al., 2005;
Weidner et al., 1999
Rye - Refined flour 9 25 Heinio et al., 2008
Rye - Bran 20 to 99 1,170 to 4,100 Heinio et al., 2008; Mattila et al., 2005
Sroghum - Whole 50 to 500 350 to 600 Extractable phenolic acids Hahn et al., 1983; Lohani and
grain mostly caffeoyl Muthukumarappan, 2016
glycerides
Sorghum - Refined NC 100 to 400 Chiremba, Taylor, Rooney, and Beta, 2012
flour
Sorghum - Bran NC 2,300 to 4,400 Chiremba et al., 2012
Pulse grains
Cowpea 148 to 1,176 29 Cai, Hettiarachchy, and Jalaluddin, 2003;
Sosulski and Dabrowski, 1984
Lentils 1,543 to 2,554 NC Xu and Chang, 2010
Dry beans 159 to 1,506 20 to 117 Chen et al., 2015; Xu and Chang, 2009
Other dietary
sources
Grape - Whole fruit 1,550 to 2,570 NC Some varieties have very Mané et al., 2007
little phenolic acid
Grape - Skin 20 to 11,500 NC Mané et al., 2007; Rodríguez Montealegre,
Romero Peces, Chacón Vozmediano, Martínez
Gascueña, and García Romero, 2006
Grape - Seed ND ND Mané et al., 2007; Rodríguez Montealegre et al.,
2006
Apple - Whole fruit 345 to 2,954 NC Mostly hydroxycinnamic Vrhovsek et al., 2004
acid derivatives
Apple - Pomace 55 to 821 NC Cetkovic et al., 2008; Lohani and
Muthukumarappan, 2016; Suárez et al., 2010
Tea - White leaves 43,000 to NC Largely galloyl quinic acids Zhao et al., 2011
105,000 and galloylglucose
Tea - Green leaves 10,422 to 37,000 NC Del Rio et al., 2004; Zhao et al., 2011
Tea - Black leaves 8,784 NC Del Rio et al., 2004
Note. Extractable phenolic acids include both free and conjugated forms. Assumed 20% dm to convert grape phenolic acids reported on wet basis to dry basis; assumed
13% dm for apples.
Abbreviations: ND, none detected; NC, no credible data found.

3-deoxyanthocyanins, flavan-3-ols, and flavones (Awika, 2018), and cereal grains are the most significant dietary
Rose, & Simsek, 2018; Girard & Awika, 2018; Hernandez, source of flavones (Awika, Rose, et al., 2018; Girard &
Afonso, Rodriguez, & Diaz, 2011; Pihlava et al., 2015). Awika, 2018). Wheat contains 190 to 365 μg flavones/g
Flavones are the most widely distributed flavonoid within dry mass (dm), which is a similar range to that of sorghum
cereal grains (Hernandez et al., 2011; Ravisankar et al., and maize (Hernandez et al., 2011). In wheat, like most
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 7

TABLE 2 Monomeric flavonoids in wheat and common wheat-based product additives


Flavonoids(𝝁g/g dm)
Source Anthocyanins Flavones Flavonols Comments References
Cereal grains
Wheat - Whole 5 to 240 190 to 365 ND Flavones primarily C-6 and/or C-8 Abdel-Aal el and Hucl, 2003; Bartl
grain glycosides of apigenin and et al., 2015; Hernandez et al.,
luteolin; Anthocyanins v. low 2011; Liu, Qiu, and Beta, 2010
except in highly pigmented
grains (e.g., blue or purple)
Wheat - Refined 2 to 20 Abdel-Aal el and Hucl, 2003
flour
Wheat - Bran 10 to 480 Abdel-Aal el and Hucl, 2003
Sorghum - 0 to 700 5 to 390 ND Flavones exist as apigenin, Dykes, Peterson, Rooney, and
Whole grain luteolin, and their glycosides; Rooney, 2011; Dykes, Seitz,
Anthocyanins as Rooney, and Rooney, 2009
3-deoxyanthocyanins
Sorghum - Bran 2,800 to 9,800 Awika et al., 2004, 2005
Sorghum - Leaf 15,100 to 64,800 Geera et al., 2012; Kayodé et al.,
sheath 2011
Pulse grains
Cowpea 875 to 2,100 ND 270 to 1,060 Anthocyanins only found in black Ojwang et al., 2012
and green varieties; Flavonols
mostly quercetin derivatives
Lentils 0 to 665 11 to 77 11 to 347 Flavonols mostly quercetin Amarowicz et al., 2009; Dueñas,
derivatives Hernández, and Estrella, 2007;
Xu and Chang, 2010
Dry beans 0 to 4,012 ND 118 to 677 Anthocyanins in red and black Chen et al., 2015; Xu and Chang,
varieties; Flavonols kaempferol 2009
glucosides and myricetin
Other dietary
sources
Grape - Whole 2,910 to 3,260 ND 132 to 508 Flavonols mostly conjugated Burns et al., 2001; Mané et al.,
fruit quercetin; Anthocyanins in red 2007
grapes, not green
Grape - Skin 15,000 to 32,500 1,000 to 1,150 Mané et al., 2007; Rodríguez
Montealegre et al., 2006
Grape -Seed ND ND Mané et al., 2007; Rodríguez
Montealegre et al., 2006
Apple - Whole 0 to 282 ND 262 to 640 Flavonols mostly quercetin Vrhovsek et al., 2004
fruit conjugates; Anthocyanins
mostly cyanidin conjugates.
Apple - Pomace 589 to 1087 Cetkovic et al., 2008; Suárez et al.,
2010
Tea - White ND 39 to 67 12,479 to 21,436 Flavonols include quercetin, Zhao et al., 2011
leaves kaempferol, and their conjugates
Tea - Green ND 39 to 89 11,509 to 19,751 Del Rio et al., 2004; Zhao et al.,
leaves 2011
Tea - Black ND ND 10,260 Del Rio et al., 2004
leaves
Note. Assumed 20% dm to convert grape phenolic acids reported on wet basis to dry basis; assumed 13% dm for apples.
Abbreviations: ND, none detected; NC, no credible data found.
8 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

deoxyanthocyanins/g dm (Awika, Rooney, & Waniska,


B 2004, 2005). The sorghum leaf sheath has an even higher
concentrations of these pigments: 15.1 to 64.8 mg/g dm
A C (Geera, Ojwang, & Awika, 2012; Kayodé et al., 2011).
Because this special class of anthocyanins lacks substitution
Flavan backbone of flavonoid structure at the C-3 position (Figure 2), 3-deoxyanthocyanins are more
stable over a wider pH range and at higher temperatures than
anthocyanins (Awika et al., 2004; Ojwang & Awika, 2008).
Thus, 3-deoxyanthocyanins could provide natural hues at
relatively higher pH, and can better withstand various food
processing conditions.
Flavonol aglycones: Flavan-3-ol aglycone monomers: In fact, there is some evidence that 3-deoxyanthocyanidins
Quercetin; R1 = H, R2 = OH (Epi)catechin; R = OH are stable in a baked product. Within a tortilla dough
Myricetin; R1 = R2 = OH (Epi)afzelechin; R = H
Kaempferol; R1 = R2 = H matrix, Dunn et al. (2015) found that total extractable
phenol content was not reduced from dry mix to fully
hydrated dough substituted with 15% to 25% black sorghum
bran (rich in 3-deoxyanthocyanins), suggesting that the
3-deoxyanthocyanins did not significantly interact with
the dough components (e.g., gluten). Further, when the
extractable phenolics were analyzed by HPLC, the phenolic
profile did not change from the initial ingredients to the
Flavone aglycones: Anthocyanin aglycones:
Apigenin; R1 = R2 = H Cyanidin; R1 = H, R2 = OH final baked tortilla (Dunn et al., 2015). This is evidence that
Luteolin; R1 = OH, R2 = H Delphinidin; R1 = R2 = OH
Peonidin; R1 = OCH3, R2 = H
thermal degradation or interaction with dough components,
Malvidin; R1 = R2 = OCH3 such as gluten, did not occur (Dunn et al., 2015). Thus,
3-deoxyanthocyanins added to wheat-based foods will have
F I G U R E 2 Basic flavonoid structure and common dietary
the typical phenolic antioxidant effect on gluten, but they do
anthocyanins, flavones, flavonols, and flavan-3-ols
not appear to complex with gluten and are stable to baking
conditions.
cereal grains, the flavones exist primarily as C-6 and/or C-8 In cereal grains, the polyphenols are concentrated in the
glycosides of apigenin and luteolin (Dinelli et al., 2011). outer layers, including the pericarp and the aleurone (Ndolo
Thus, the B-ring of the flavan structure (Figure 2) is still & Beta, 2014). These phenolic-rich layers are largely absent
available for interaction with gluten proteins. in refined grain products, including wheat flour. During the
Highly pigmented varieties of cereal grains (e.g., pur- milling process, most of the aleurone layer is removed with
ple wheat, black rice, and blue maize) contain significant the pericarp. Refined wheat flour typically has less than 25%
amounts of anthocyanins (Ficco et al., 2014; Hosseinian, of the polyphenols found in whole wheat flour (Beta et al.
Li, & Beta, 2008; Shao, Xu, Sun, Bao, & Beta, 2014). 2005). Thus, although refined wheat flours have significantly
The anthocyanins can be added to wheat-based foods for improved functional properties during processing compared
their natural pigments or for their bioactive properties. As to whole grain flours, they offer fewer health benefits asso-
with most anthocyanins, grain anthocyanins are primarily ciated with phenolic compounds. Besides using whole wheat
glycosylated (Abdel-Aal el & Hucl, 2003; Casas, Duarte, flour, specialty whole grain flours rich in polyphenols, such
Doseff, & Grotewold, 2014; Hosseinian et al., 2008; Shao as sorghum, various millets, and dark rye, can be used in
et al., 2014). For example, purple wheat anthocyanins are combination with wheat flour to produce baked products
mostly cyanidin-3-glucoside (Hosseinian et al., 2008), and with enhanced polyphenol content.
black rice anthocyanins are primarily cyanidin- and peonidin-
3-glucosides (Shao et al., 2014). Common in maize, acylation 3.2 Monomeric polyphenols in pulse grains
increases the anthocyanin glycosides pigment stability and other highlighted dietary sources
through intermolecular copigmentation (Dangles, Saito, &
Brouillard, 1993). The acylated anthocyanins in blue and 3.2.1 Phenolic acids in pulses and highlighted
red–blue maize are mainly cyanidin-3-(6″ -malonylglucoside) dietary sources
(Collison, Yang, Dykes, Murray, & Awika, 2015). Pulse grains, starchy legumes harvested principally for
Unique among food crops, the major pigments in sorghum their dry seeds, have diverse phenolic compounds located
are 3-deoxyanthocyanins. The bran of some red, brown, primarily (up to 95%) in their seed coat (Ranilla, Genovese,
and black sorghum varieties contains 2.8 to 9.8 mg 3- & Lajolo, 2007; Segev et al., 2010). As dicots, pulse grains
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 9

have a different cell wall structure than cereal grains (mono- 3-glucoside (da Silva et al., 2007). Likewise, blueberries are
cots); although polyphenols (mostly ferulic acid) cross-link significant sources of anthocyanins, primarily C-3 glycosides
hemicelluloses in the cereal grain cell walls, these structural of delphinidin, cyanindin, and malvidin (You et al., 2011).
cross-links are not prevalent in pulse grains (Jarvis, Forsyth, Flavan-3-ols are the most abundant monomeric polyphenol
& Duncan, 1988; Vogel, 2008). Thus, pulse grains have a in foods such as pulses, apples, and green tea (Del Rio et al.,
high proportion of free relative to bound phenolic acids (10% 2004; Ojwang, Yang, Dykes, & Awika, 2013; Vrhovsek
to 20% bound; Table 1) and therefore a higher proportion et al., 2004). Unlike the previously discussed flavonoids,
of bioaccessible phenolics than cereals (Awika, Rose, et al., flavan-3-ols have two chiral centers, at C-2 and C-3, thus
2018). Pulses are relevant to wheat-based foods because they form stereoisomers (Figure 2). Ojwang et al. (2013) showed
can be incorporated as a source of protein or complementary that cowpea is especially high in monomeric flavan-3-ols,
amino acids to cereal grains, as a fiber source, or to increase ranging from 802 to 3,228 μg/g dw. The primary form was
bioaccessible phenolic content and phenolic diversity. catechin-7-O-glucoside, which accounted for almost 90% of
Like cereal and pulse grains, phenolic compounds in fruit the total flavan-3-ols (Ojwang et al., 2013). Catechin glyco-
and vegetables are mainly concentrated in the skin/peel and sides have been found in other pulses including adzuki bean
seed coats (Khanal, Howard, & Prior, 2009; Łata, Tram- (Amarowicz, Estrella, Hernandez, & Troszynska, 2008) and
pczynska, & Paczesna, 2009). Similar to pulses, the phenolic lentils (Dueñas, Sun, Hernández, Estrella, & Spranger, 2003).
components in fruits and vegetables are mostly present in Likewise, more than 75% (82.3 mg/g dw) of green tea phe-
extractable (nonbound) form (Chu, Sun, Wu, & Liu, 2002; nolics were found to be monomeric flavan-3-ols, especially
Sun, Chu, Wu, & Liu, 2002). Fruits and vegetables are added epigallocatechin and epigallocatechin gallate (Del Rio et al.,
to wheat-based foods mostly as inclusions (e.g., dried slices, 2004).
flakes, and pellets).

3.3 Polymeric polyphenols


3.2.2 Monomeric flavonoids in pulses and Polymeric polyphenols (tannins) in terrestrial plants are
highlighted dietary sources classified as either condensed or hydrolysable. Condensed
Pulses, and some fruits and vegetables, are abundant sources tannins are primarily polymerized flavan-3-ols (Figure 3).
of dietary flavonols (Table 2) (Ojwang, Dykes, & Awika, Hydrolysable tannins are composed of phenolic acids ester-
2012; Patil, Pike, & Yoo, 1995; Vrhovsek, Rigo, Tonon, & ified to a sugar moiety, usually gallic acid or ellagic acid and
Mattivi, 2004; Zhang et al., 2015). Flavonols have a similar glucose (Figure 4). Condensed tannins are far more abundant
structure to flavones, but with a hydroxyl substitution at C-3 in the diet that hydrolysable tannins.
(Figure 2). Cowpea varieties were found to range widely in A defining characteristic of tannins is their ability to precip-
flavonol content from as low as 270 μg/g in green and white itate proteins. Within each group of tannins, there is consid-
phenotypes up to 1,060 μg/g in red phenotypes (Ojwang erable structural diversity that affects their ability to interact
et al., 2012). Cowpea flavonols are predominantly quercetin with proteins (Deaville, Green, Mueller-Harvey, Willoughby,
glycosides, with myricetin and kaempferol glycosides present & Frazier, 2007; Harbertson, Kilmister, Kelm, & Downey,
in some varieties (Ojwang et al., 2012). Common beans 2014; Poncet-Legrand, Gautier, Cheynier, & Imberty, 2007).
(cranberry, black, pinto, among others) and lentils (brown, Generally, large tannin molecules with high conforma-
grey, tan, and green) also have glycosides of the same tional flexibility and many hydroxyl groups and hydropho-
flavonols (Chen et al., 2015; Mirali, Purves, & Vandenberg, bic regions available interact strongest with proteins (Deaville
2017; Xu & Chang, 2009). Onions are also high in quercetin, et al., 2007; Harbertson et al., 2014; Zeller et al., 2015).
with their glycosides accounting for 54 to 286 μg/g fresh Condensed tannins are found in fruits such as grape and
onion weight (Patil et al., 1995) or up to 26 mg/g dry weight apple, in teas, and in appreciable amounts in select cereal and
(Albishi, John, Al-Khalifa, & Shahidi, 2013). pulse grain genotypes (Table 3). For example, grapes have
Pigmented pulses, fruits, and vegetables contain var- 2,200 to 4,900 μg/g dm condensed tannins, which are a mix of
ious anthocyanins (da Silva, Escribano-Bailón, Alonso, procyanidins and prodelphinidins (Figure 3) (Gu et al., 2004;
Rivas-Gonzalo, & Santos-Buelga, 2007; Lin, Harnly, Pastor- Hellström, Torronen, & Mattila, 2009). These compounds are
Corrales, & Luthria, 2008; Mané et al., 2007; Ojwang et al., known for causing the astringent oral sensation experienced
2012; You et al., 2011). For example, black beans (Phaseolus when consuming dry red wine due to their interactions with
vulgaris) and black and green cowpea (Vigna unguiculata) salivary proteins. Dietary hydrolysable tannins are found in
have 875 to 4,000 μg anthocyanin glycosides/g dry weight nuts and fruits such as almonds (628 to 1,000 μg/g dm) and
(dw) (Lin et al., 2008; Ojwang et al., 2012; Xu & Chang, raspberries (827 to 1,637 μg/g dm) (Gasperotti, Masuero,
2009). Strawberries contain 200 to 600 μg anthocyanin/g Vrhovsek, Guella, & Mattivi, 2010; Xie, Roto, & Bolling,
fresh weight, with 77% to 90% of that being pelargonidin 2012).
10 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

TABLE 3 Tannins in wheat and common wheat-based product additives


Source Tannins(μg/g dm) Comments
Condensed
tannins
Cereal grains
Wheat Unknown Detected but not reliably quantified Mccallum & Walker, 1990
Rye ND None detected to our knowledge
Barley 777 to 843 All DP < 6, procyanidins Gu et al., 2004
Finger millet 267 to 900 Mostly monomers and dimers of B-type Chandrasekara and Shahidi, 2011; Xiang
procyanidins et al., 2019
Rice bran 8,380 to 36,150 Red and purple rice; 45% to 50% DP > 10 Chen et al., 2016
Sorghum - 0 to 21,900 Mostly highly polymeric (DP > 10), Awika, Dykes, Gu, Rooney, and Prior,
Whole grain procyanidins; Only in type II and III 2003; Girard et al., 2018; Gu et al.,
sorghum genotypes 2004
Sorghum - Bran 0 to 58,400 Awika et al., 2003; Girard et al., 2018; Gu
et al., 2004
Pulse grains
Cowpea 0 to 6300 High proportion of monomeric Gu et al., 2004; Ojwang et al., 2013
glucosides; no DP > 10 detected;
Absent in white varieties
Lentils 529 to 675 Almost exclusively DP 1 to 3 Amarowicz et al., 2009; Amarowicz et al.,
2010
Dry beans 180 to 6,500 Propelargonidins, procyanidins; Absent in Bittner, Rzeppa, and Humpf, 2013; Gu
(kidney) white varieties et al., 2004
Other dietary
sources
Grape - Whole 2,200 to 4,900 mDP >15; Mix of procyanidin, Gu et al., 2004; Hellström et al., 2009
fruit prodelphinidin, and 3-O-gallates
Grape - Seed 34,000 to 37,000 mDP < 10; proanthocyanidins Gu et al., 2004
Grape - Pomace 215,000 to 550,000 (Tannin quantified w/5% HCl–BuOH) Ky and Teissedre, 2015; Rondeau,
Gambier, Jolibert, and Brosse, 2013
Apple 3,300 to 12,800 Mostly oligomeric (DP 4 to 10), Gu et al., 2004; Hellström et al., 2009
procyanidins
Tea - White 187,279 to 223,935 All DP < 3 Zhao et al., 2011
leaves
Tea - Green 82,296 to 269,471 All DP < 3 Del Rio et al., 2004; Zhao et al., 2011
leaves
Tea - Black 1,815 to 1,820 All DP < 3 Del Rio et al., 2004
leaves
Cocoa powder 1,483 to 1,610 All procyanidin Hellström et al., 2009
Cranberries 26,836 to 38,602 Contains A-type and procyanidins; mostly Gu et al., 2004
DP > 10
Black plums 19,405 to 19,917 Contains A-type and procyanidins; mostly Gu et al., 2004
DP > 10
Peanuts 136 to 206 Contains A-type and procyanidins; mostly Gu et al., 2004; Hellström et al., 2009
DP < 7
Hydrolysable
tannins
Almonds 628 to 1,000 Ellagitannins and gallotannins Xie et al., 2012
Blackberries 847 to 1,305 Ellagitannins (majority lambertianin) Gasperotti et al., 2010
Raspberries 827 to 1,637 Ellagitannins (majority lambertianin) Gasperotti et al., 2010
(Continues)
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 11

TABLE 3 (Continued)
Source Tannins(μg/g dm) Comments
Mango - Peel 1,400 Gallotannins Berardini et al., 2004
Mango - Pulp 200 Berardini et al., 2004
Mango - Kernel 15,500 Berardini et al., 2004
Abbreviation: ND, none detected.

3.3.1 Condensed tannins cyanidin) and tri-hydroxy (prodelphinidin) most prominent


Condensed tannins can have a variety of structures (Figure 3). in dietary sources. Each subunit can differ in stereochemistry,
B-type condensed tannins are linked via C4–C8 or C6–C8 too. For example, procyanidin monomers are catechin (trans)
interflavan bonds. In addition to the B-type linkages, A-type or epicatechin (cis). Tannins can also be galloylated at the
condensed tannins have a 2𝛽 → O → 7 bond. This bond C-3 position.
may somewhat limit tannin flexibility, but it was not shown The condensed tannin structure difference most relevant to
to affect protein aggregation (Ropiak, Lachmann, Ramsay, tannin–protein interactions is degree of polymerization (DP)
Green, & Mueller-Harvey, 2017). Tannin MW was the (Hagerman, 1989). Higher MW tannins offer more hydropho-
primary factor affecting tannin–protein interactions (Ropiak bic regions for stronger hydrophobic interactions with pro-
et al., 2017). The B-ring of condensed tannins can have teins (Baxter, Lilley, Haslam, & Williamson, 1997). Also,
mono-, di-, or tri-hydroxy groups, with di-hydroxy (pro- increasing polymer chain length subsequently increases ortho

F I G U R E 3 Possible interflavan bonds in dietary condensed tannins (proanthocyanidins) and select subunit types
12 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

Gallotannin Ellagitannin
(Pentagalloylglucose) (Punicalagin)

Ellagitannin
(Lambertianin)

F I G U R E 4 Dietary hydrolysable tannin structure examples

mono-, di-, or tri-hydroxy groups with each subunit, thus Only a few cereal grains are known to contain relevant
offering more chances for hydrogen bonding with proteins quantities of condensed tannins, including some genotypes
(Harbertson et al., 2014). For example, when purified cocoa of sorghum, finger millet, barley, and rice (Chen, McClung,
condensed procyanidins ranging from DP 1 to 8 were individ- & Bergman, 2016; Hahn & Rooney, 1986; Hellström et al.,
ually precipitated with bovine serum albumin (BSA), there 2009; Xiang, Apea-Bah, Ndolo, Katundu, & Beta, 2019).
was a clear positive relationship between tannin DP and pre- For instance, specific sorghum genotypes contain primarily
cipitation rate (Harbertson et al., 2014). About 12% of trimers highly polymerized (mDP >10) C4–C8 interflavan-linked
precipitated, whereas over 93% of octomers precipitated with condensed tannins (proanthocyanidins; Figure 3) (Girard,
equivalent concentrations of BSA (Harbertson et al., 2014). Bean, Tilley, Adrianos, & Awika, 2018). Red and purple rice
Other condensed tannin structural features are far less brans also contain high-MW tannins; polymeric proantho-
important to protein-binding efficiency than DP. Ropiak cyanidins (DP > 10) accounted for 45% to 50% of the total
et al. (2017) used turbidity and fluorescence quenching to condensed tannins in rice (Chen et al., 2016). Some finger
investigate the protein-binding efficiency of 35 condensed millets contain condensed tannins (267 to 900 μg/g dw), but
tannins samples from a wide variety of sources with BSA and these are mostly epi-/catechin and procyanidin dimer B1 and
gelatin. The tannin samples ranged from 3.0 to 25.5 mean DP B2 (Chandrasekara & Shahidi, 2011; Xiang et al., 2019).
(mDP), 0% to 21% A-type linkages, 0% to 54% galloylation, Similarly, barley and rice contain mostly low-MW tannins
and solely procyanidins to nearly all prodelphinidins (Ropiak (mDP < 5) (Hellström et al., 2009). Red wheat contains
et al., 2017). The only characteristics that strongly correlated condensed tannins, though these are difficult to extract in
with protein aggregation and binding were mDP and average mature kernels because they are probably bound to cell wall
MW (Ropiak et al., 2017). Thus, mDP is the most important components (Dinelli et al., 2011; Mccallum & Walker, 1990).
factor to consider when assessing how a condensed tannin These condensed tannins likely produce the characteristic
will interact with a protein. pericarp pigmentation in red wheat (Mccallum & Walker,
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 13

1990; Miyamoto & Everson, 1958). However, because 4 I M PAC T S OF PO LY P H E NOL S O N


they are poorly characterized, wheat condensed tannin G LUTEN F UNCTIO NALIT Y
functionality and impact on health remain largely unknown.
Unlike in cereal grains, the condensed tannins are more Both polyphenols naturally found in wheat, and those added
widely distributed in commonly consumed grain pulses, to wheat-based foods for a variety of reasons are likely to
including common beans (Phaseolus vulgare), cowpea impact gluten functionality. For example, whole grains and
(Vigna unguiculata), and lentils (Lens culinaris) (Amarowicz cereal brans are used to increase dietary fiber, add visual
et al., 2009; Amarowicz et al., 2010; Díaz, Caldas, & Blair, appeal, and improve nutritional profile of wheat-based
2010; Ojwang et al., 2013). However, the condensed tannins foods. Pulse grains can increase protein content and add
in pulses are generally dominated by lower MW oligomers. complementary amino acids to wheat products. Fruits and
For example, 39% of cowpea flavan-3-ols were monomeric some vegetables can add vibrant color (e.g., natural pigments
(catechin and afzelechin glycosides), 47% dimers—octamers, in brightly colored cheese crackers), diversify flavor (e.g.,
and 14% with a DP > 10 (Ojwang et al., 2013). pumpkin bread), or increase fruit/vegetable consumption and
Condensed tannins are also found in fruits such as apples improve healthy image of product (e.g., spaghetti pasta with
and grapes, and cacao beans (Table 3). Tea is one of the more zucchini and spinach included). Polyphenols are important
prominent tannin sources in most diets, but it has mostly components of these ingredient sources. The profile of
low-MW tannins (DP < 3) (Zhao et al., 2011). Cranberries, polyphenols in these commodities affects how they interact
plums, and peanuts contain both A- and B-type condensed with gluten and impact product quality.
tannins (Gu et al., 2004). Effects of polyphenols on wheat-based food product qual-
ity have been the subject of various investigations. Available
studies on the effect of gluten–phenol interactions on gluten
functionality are summarized in Table 4 and discussed in the
3.3.2 Hydrolysable tannins following sections.
Hydrolysable tannins are found in some fruits (e.g., rasp-
berries and mangoes) and nuts (e.g., almonds and pecans),
though they are most commonly found in nondietary source 4.1 Effects of monomeric polyphenols on
such as wood (Berardini, Carle, & Schieber, 2004; Gasperotti gluten functionality
et al., 2010; Xie et al., 2012). Like condensed tannins,
larger MW hydrolysable tannins offer more hydrophobic 4.1.1 Effects of endogenous wheat monomeric
regions for interactions with proteins (Baxter et al., 1997; polyphenols on gluten functionality
Charlton et al., 2002). A greater number of galloylations also Phenolic acid in wheat flour can affect gluten properties,
offer more hydroxyl groups, which lead to greater protein especially by reducing dough stability. During dough mixing,
affinity through hydrogen bonding (Baxter et al., 1997; Toda, disulfide bonds typically break and re-align (Weegels,
Kawabata, & Kasai, 2001). Hamer, & Schofield, 1997). As the proteins are stretched
Hydrolysable tannin structure alters protein binding and hydrated initially during mixing, the dough resistance to
affinity by affecting available binding sites. Ellagitannins extension increases up to a maximum; however, continued
have intermolecular biphenyl linkages that result in restricted mixing decreases dough elasticity. Part of this breakdown is
conformational freedom as compared to gallotannins. Thus, mechanical. Large and highly entangled gluten polymers can-
ellagitannins are less efficient at binding inflexible proteins not disentwine fast enough under mixing strains and instead
such as BSA, but their interactions with the relatively more break apart (MacRitchie, 1975). The formation of excess
flexible gelatin were not impeded (Deaville et al., 2007). free radicals is also a factor in dough breakdown. Highly
Between condensed and hydrolysable tannins, condensed antioxidant phenolic compounds donate electrons to disulfide
have been shown to have a greater protein affinity (Baxter bonds, thus breaking the bond and creating thiol residues
et al., 1997; Girard, Teferra, & Awika, 2019; Hagerman, within the gluten protein chain (Danno & Hoseney, 1982)
Rice, & Ritchard, 1998), likely because of their more flexible (Figure 5). This results in decreased dough strength and
conformation. Thus, condensed tannins can alter gluten rhe- stability (Schroeder & Hoseney, 1978). In general, work on
ology at comparatively lower usage levels than hydrolysable the effect of endogenous phenolic acids on gluten rheology is
tannins (Girard et al., 2019). Condensed tannins are also sparse; much of our understanding of their rheological effect
more prevalent in ingredients that are likely to be added to comes from addition of phenolic acids to wheat (see next
wheat-based foods such as cereal and pulse grains, peanuts, section).
cocoa, and fruit pomaces. This gives a greater opportunity As previously mentioned, in wheat, and other cereal
for condensed tannin–gluten interactions to be leveraged for grains, the vast majority (≥75%) of phenolic acids are in
innovative products. the bound form (Table 1). Ferulic acid, the most abundant
14 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

TABLE 4 Effect of polyphenols on gluten functionality


Polyphenol Effect on gluten functionality Reference
Crude polyphenol extracts
Blackcurrant polyphenol Decreased proportion of unextractable HMW proteins (Sivam et al., 2012)
extract (especially high in
anthocyanins)
Blackcurrant, apple, and Blackcurrant and apple reduced shear storage modulus (G′ ) and shear (Sivam et al., 2011)
kiwi polyphenol extracts loss modulus (G″ )
Green tea powder Via Mixolab: increased dough stability time, decreased starch pasting (Ning et al., 2017)
viscosity peak, and increased starch retrogradation;Decreased loaf
specific volume
Phenolic acids
Ferulic acid in water Caused breakdown in dough mixing (Schroeder &
soluble nonstarch Hoseney, 1978)
polysaccharides
Ferulic acid Decreased viscosity of gluten extracts from overmixed doughs versus (Danno & Hoseney,
control, indicating ferulic acid partially depolymerized gluten 1982)
Ferulic acid Demonstrated possibility of cysteine-ferulic acid adducts in overmixed (Jackson & Hoseney,
doughs 1986)
Ferulic acid Free ferulic acid decreased with overmixing wheat flour doughs,
suggesting ferulic acid was involved in dough breakdown
Ferulic acid and sinapic Conjugated and bound ferulic and sinapic acids were reduced with (Labat, Morel, &
acid overmixing of gluten, thus likely involved in gluten breakdown Rouau, 2000a)
Ferulic acid Ferulic acid, especially in combination with a oxidoreductase enzyme (Labat et al., 2000b)
(laccase), increased the rate of sulfhydryl group oxidation and
glutenin depolymerization in a dough matrix
Ferulic acid Reduced elasticity and mixing tolerance of a wheat flour dough; it also (Koh & Ng, 2009)
increased HMW gluten solubility;Free ferulic acid at 250 mg/kg
reduced dough strength and subsequent bread volume by 4%
Ferulic acid Free ferulic acid added to a bread formulation at 825 and 5,000 mg/kg (Nicks et al., 2013)
reduced final product volume by 5% and 21%, respectively
Ferulic acid (with and Bound and free ferulic acid increased dough extensibility and (Snelders et al.,
without arabinoxylan decreased resistance to extension 2014)
oligosaccharides)
Caffeic, ferulic, syringic, Caffeic and ferulic acids decreased mix time, mixing tolerance, (Han & Koh, 2011b)
and gallic acids resistance to extension, and bread volume; increased extensibility
Caffeic and ferulic acids decreased HMW proteins and increased
sodium dodecyl sulfate extractable proteins
Gallic acid Gallic acid acted as a plasticizer in gluten films (Hager et al., 2012)
Flavonoids
Anthocyanins (in Increased dough absorption and development time, decreased mixing (Sui, Zhang, &
anthocyanin-rich black stability Zhou, 2016b)
rice extract powder) Reduced dough resistance to extension and increased extensibility
Decreased bread volume and increased crumb hardness
Quercetin Reduced dough resistance to extension and increased extensibility (Lin & Zhou, 2018)
Increased crumb hardness and reduced bread volume
Quercetin Increased steam bread volume, produced harder crumb texture, and (Lin et al., 2018)
gave yellow-green tint to crumb
Quercetin (in onion skin) Reduced protein digestibility by complexing with proteins (Świeca,
Especially complexed with smaller proteins—size-exclusion Gawlik-Dziki,
chromatography showed complex between 14.5 to 25 kDa Dziki, Baraniak,
& Czyż, 2013)
Catechin (from green tea) Catechins were not stable in bread-making process, likely because (Wang & Zhou,
they interacted with gluten and acted as reducing agents 2004)
(Continues)
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 15

TABLE 4 (Continued)
Polyphenol Effect on gluten functionality Reference
Tannins
Condensed tannins (in Condensed tannins increased insoluble polymeric proteins (Dunn et al., 2015)
sorghum bran) (cross-linked gluten)
Condensed tannins (from Some grape seed tannins bound partially digested gliadin (Dias et al., 2015)
grape seed) fractions—larger MW tannins bound more protein and larger
protein bound more tannins
Condensed tannins (from Tannins bound specific gliadin fractions—mainly the ones with the (Dias,
grape seed) highest proline content Perez-Gregorio,
Mateus, & De
Freitas, 2016)
Condensed tannins Tannins increased gluten elasticity, without decreasing extensibility (Girard et al., 2016)
(extracted from sorghum Larger MW tannins greater strengthening effect (sorghum > grape
and grape seed) seed)
Condensed tannins Larger MW tannins had greater binding affinity for gluten proteins (Girard et al., 2018)
(extracted from sorghum (sorghum > grape seed)
and grape seed) At room temperature, tannins interacted with largest gluten protein
fraction available, e.g., glutenin > gliadin, HMW-GS > LMW-GS
Condensed tannins (from Oligomeric condensed tannins decreased gluten-free –SH and surface (Liu et al., 2018)
grape seed) hydrophobicity
Changed protein structure: increased alpha-helix and beta-turns,
decreased beta-sheets
Condensed tannins (from Large MW condensed tannins increased gluten film strength and (Girard et al., 2019)
sorghum) and tannic acid wheat flour batter viscosity more so than tannic acid
Condensed tannins predominantly complexed gliadins between 60
to 80 ◦ C, indicating tannins likely interacting with gliadins as they
denature and expose hydrophobic amino acid residues
Tannic acid Cross-linked gluten, thus stiffened gluten film and increased strength (Hager et al., 2012)
Tannic acid Increased dough strength, though it broke S–S bonds (Wang et al., 2015;
Zhang et al.,
2010)
Tannic acid Increased mix time, gluten particle size, created more compact gluten (Wang et al., 2015)
structure, decreased surface hydrophobicity, and increased
alpha-helix + beta turns but decreased beta sheets
Tannic acid Gliadins in solution turned hazy with addition of tannic acid indicating (Siebert et al., 1996)
tannic acid–gliadin interactions

arabinoxylans. The presence of free radicals promotes these


ferulic acid moieties to cross-link with each other (Izydor-
czyk, Biliaderis, & Bushuk, 1990) or the amino acid tyrosine
(Piber & Koehler, 2005), in what is called oxidative gelation.
This is an especially important effect in soft wheat products
such as cakes, where the viscosity and stability of the batter
have a large impact on the product quality. For example, the
oxidative gelation of both arabinoxylans and proteins in soft
wheat flour reduced cookie spread during baking (Bettge &
F I G U R E 5 Schematic of redox reaction between cysteine Morris, 2007). Conversely, gluten strength is the predominant
residues in gluten proteins and oxidizing or reducing agents factor in quality of hard wheat products. Overall, oxidative
gelation between ferulic acid and tyrosine likely plays a very
minor role in enhancing gluten strength because only 0.5%
phenolic acid (Challacombe, Abdel-Aal, Seetharaman, &
of the ferulate and less than 0.02% of the tyrosine present in
Duizer, 2012), is mostly esterified to arabinose side chains of
flour were found to cross-link (Piber & Koehler, 2005).
16 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

Like phenolic acids, monomeric flavonoids are strong 2011b). The authors attributed this effect to its antioxidant
antioxidants that will decrease gluten strength by breaking potential because caffeic acid has an extra –OH group as
disulfide bonds. Flavones are the primary wheat flavonoids; compared to ferulic acid. Only the hydroxycinnamic acids
the C-2 and C-3 double bond and oxygen attached to C-4 via significantly reduced bread loaf volume (Han & Koh, 2011b).
double bond (e.g., apigenin; see Figure 2) make flavones espe- The evidence demonstrates that structure plays a large role
cially potent antioxidants (Rice-Evans, Miller, & Paganga, in the ability of phenolic acids to affect gluten rheology,
1996). We were unable to find any studies that specifically consequently wheat-based product quality.
looked at the effect of endogenous wheat flavonoids (except Although phenolic acid’s structures affect their antioxidant
for anthocyanins in specialty wheat varieties; see Section potential, both extractable and bound phenolic acids can
4.1.2.2) on gluten strength or dough rheology. But even reduce protein cross-links, thus weaken gluten. Snelders et al.
whole grain wheat contains a relatively minor amount of (2014) assessed the effects of free ferulic acid and arabinoxy-
flavones (less than 400 μg/g dm) (Hernandez et al., 2011), lans with free or bound ferulic acid on gluten extractability
and most of this is removed with the bran portion during and dough rheology. The motivation was to improve fiber
milling. So, refined flour is not likely to be greatly affected content of products using arabinoxylans and assessing the
by endogenous flavonoids. However, this is likely one of the relative effect of arabinoxylans versus ferulic acid on gluten
components of bran that contribute to its detrimental effect rheology. Free ferulic acid (2 to 18 g/kg flour) was shown to
on gluten structure in whole grain applications (Khalid et al., reduce dough resistance to extension and increase extensibil-
2017). To what extent endogenous flavones affect gluten ity in a dose-dependent manner (Snelders et al., 2014). The
rheology has yet to be explored. arabinoxylans with bound or free ferulic acid at equivalent
levels similarly affected the dough rheology (Snelders et al.,
2014). In fact, the extractability of high-MW gluten proteins
4.1.2 Effects of supplemental monomeric (i.e., those most dependent upon disulfide linkages) in sodium
polyphenols on gluten functionality dodecyl sulfate increased by 22% with free ferulic acid (18
Effects of supplemental phenolic acids on gluten functionality g/kg flour) and by 32% with approximately equivalent levels
Whether they come from cereal bran, nonwheat whole grains, of arabinoxylan-bound ferulic acid (Snelders et al., 2014).
or fruit purees or pieces, extractable phenolic acids added This is the evidence of depolymerization of proteins via the
to wheat-based products generally degrade gluten strength. ferulic acid antioxidant effect, regardless of extractability
However, the structure and quantity of the phenolic acids status of the phenolic acid. Therefore, total phenolic acid
determine how significantly they affect gluten rheology. In content of an ingredient should be considered for its impact
general, the carboxylate group of hydroxycinnamic acids on gluten functionality, not just extractable phenolic acids.
increases their antioxidant capacity relative to hydroxy- Although the phenolic acid antioxidant effect on glutens
benzoic acids because the electrons of the structure are can lead to dough that is sticky and weak, the volume and
delocalized from the aromatic nuclei (Rice-Evans et al., texture of products resulting from this dough do not neces-
1996). So, hydroxycinnamic acids have greater reducing sarily suffer (Han & Koh, 2011b; Snelders et al., 2014). For
power in redox reactions. example, free ferulic acid added to a bread formulation at 825
As a clear example of the reducing strength of hydrox- mg/kg reduced final product volume a modest 5%, though it
ycinnamic versus hydroxybenzoic acids, Han and Koh did increase dough softening, a measure of gluten breakdown
(2011b) tested purified caffeic, ferulic, gallic, and syringic (Nicks et al., 2013). However, at 5,000 mg/kg, bread volume
acids added to wheat flour dough at 4.44 μmol/L/g flour for was reduced by 21% (Nicks et al., 2013). Similarly, Koh and
their effects on gluten macropolymer structure and dough Ng (2009) found that 250 mg/kg free ferulic acid reduced
rheology. The hydroxycinnamic acids (caffeic and ferulic dough strength and subsequent bread volume by 4%.
acids) increased sodium dodecyl sulfate extractability of Though the effect of phenolic acids on gluten has been
gluten implying a reduction in macropolymer size, whereas studied for over a century, the exact mechanism is still not
lower antioxidant activity of hydroxybenzoic acids (gallic fully elucidated. We know that phenolic acids can reduce
and syringic acids) did not (Han & Koh, 2011b). The authors dough mixing strength, increase dough breakdown, create
suggest this is because the hydroxycinnamic acids reduced sticky doughs, and reduce macropolymer size (Han & Koh,
protein intermolecular cross-links, thus making them more 2011b; Snelders et al., 2014). Some of this could be through
soluble. Although all the added phenolic acids decreased phenolic acids interacting with thiyl radicals resulting from
dough mixing strength (mix time and mix tolerance) and ten- disulfide scission during mixing (MacRitchie, 1975), for
sile strength (decreased resistance to extension and increased example, forming adducts between cysteine and phenolic
extensibility), the hydroxycinnamic acids had a far greater acids (Jackson & Hoseney, 1986; Sidhu, Nordin, & Hoseney,
effect (Han & Koh, 2011b). In fact, of the phenolic acids, 1980). This prohibits disulfide bond reformation, and thus
caffeic acid decreased gluten strength the most (Han & Koh, limits gluten macropolymer size (Koh & Ng, 2009). Loss
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 17

of sulfhydryls or phenolic acids during mixing suggests that a control with no quercetin. Furthermore, quercetin added to
phenolic acid–protein interactions occur (Han & Koh, 2011a). baked and steamed bread formulations at 0.5 to 2.0 and 12
Phenolic acids could also dimerize after reactions with to 36 mg/g flour, respectively, resulted in final products with
thiyl radicals, though dimeric forms have only been found reduced volume and harder texture in a dose-dependent man-
to increase with mixing in oxidative environments (Labat, ner (Lin, Gwyneth Tan, Leong, & Zhou, 2018; Lin & Zhou,
Morel, & Rouau, 2000b). Oxidants, which occur naturally 2018). Baked bread with 2.0 mg quercetin/g flour had a vol-
within and are added to flour (e.g., glucose oxidase), catalyze ume reduction of 10% compared to the control, whereas the
the phenolic acid reduction of disulfide bonds. Further, the hardness increased by 24% and the chewiness by 23% (Lin &
phenolic acids might alter other protein interactions. For Zhou, 2018). Similarly, steamed bread with 36 mg quercetin/g
example, hydrogen bonding can occur between phenolic flour exhibited reduced volume (12%) and increased hardness
acid hydroxyl groups and protein carbonyls, or hydrophobic (33%) and chewiness (21%) (Lin et al., 2018). The authors
interactions can form between phenolic acid aromatic rings found that steamed bread with lower addition of quercetin (0.5
and hydrophobic amino acid residues (Snelders et al., 2014). to 8.0 mg/g flour) did not significantly differ in final volume
Either of these would interrupt noncovalent interactions that or texture from the control. This suggests that low usage levels
stabilize the gluten structure. The most likely mechanistic may not detrimentally affect product quality, likely because
explanation for phenolic acid effects on gluten is a combi- there is a threshold of how much antioxidant is needed to
nation thereof: minor deviations in disulfide cross-links and reduce disulfide cross-links to an extent that they impact
noncovalent interactions can cause large changes in gluten properties such as volume and texture. But these dosages will
rheology (Belton et al., 1995; Han & Koh, 2011b). vary by phenol based on their antioxidant potential.
Another class of monomeric flavonoids that are attractive
Effects of supplemental monomeric flavonoids on gluten as food additives is anthocyanins because they are functional
functionality as natural colorants. Pigmented varieties of grains often
Monomeric flavonoids have been tested as additives to contain significant amounts of anthocyanins (Table 2), and
doughs and breads, primarily as bioactive additives, for these commodities (e.g., purple wheat, black rice, blue
example, onion skins rich in quercetin (Gawlik-Dziki et al., maize, etc.) or their components (bran and extracts) can
2013; Swieca, Gawlik-Dziki, Dziki, Baraniak, & Czyz, 2013) be used to add color and health attributes to wheat-based
and green tea catechins (Wang & Zhou, 2004). Generally, foods. Sorghum contains a special class of anthocyanins,
this is to leverage the health benefits associated with phenolic 3-deoxyanthocyanins, which have better color stability than
compounds such as cardioprotective and anti-inflammatory typical anthocyanins. Fruits with red to blue colors (e.g.,
effects. Flavonoids vary in structure and antioxidant activity, cherries, berries, and grapes) are also rich in anthocyanins
but broadly, those with greater degree of hydroxylation on and are commonly used as sources of these compounds.
the B and C rings or a double bond between C-2 and C-3 Like other monomeric flavonoids, anthocyanins are
have higher antioxidant capacity (Balasundram, Sundram, & strong antioxidants (Rice-Evans et al., 1996) and thus are
Samman, 2006; Rice-Evans et al., 1996). Thus, flavonoids detrimental to gluten strength. For example, anthocyanin-rich
are likely to reduce gluten strength by reducing disulfide black rice extract powder (approximately 20% anthocyanins)
bonds, which may reduce final product quality. added to bread formulations (10 to 40 mg/g flour) reduced
Flavan-3-ols were reported to weaken gluten. Catechin dough tensile strength and resultant bread volume, plus
(94% pure extract, 0.8 to 2.5 mg/g flour) decreased mixing increased bread crumb hardness (Sui et al., 2016a). Similarly,
strength and dough resistance to extension, while increasing blackcurrant polyphenol extract, which is approximately 27%
extensibility (Girard et al., 2016). For example, 2.5 mg cat- polyphenols and especially high in anthocyanins, decreased
echin/g flour decreased force to extend a weak gluten dough gluten macropolymer size (Sivam et al., 2012) and therefore
by 29% and increased extensibility 1.5× (Girard et al., 2016). gluten strength. Though neither study directly tested free
This was likely due to the antioxidant effect of catechin, sulfhydryl groups, the anthocyanins likely reduced disulfide
which reduces disulfide cross-links. In support of this, green cross-links and increased free sulfhydryl groups.
tea powder (12.9% catechins) added to bread formulation at In summary, monomeric polyphenols largely reduce gluten
10 to 40 mg/g flour produced a dose-dependent decrease in polymer size and strength, which could be leveraged as
bread volume, and increase on bread hardness (Ning, Hou, natural reducing agents to improve extensibility in products
Sun, Wan, & Dubat, 2017). such as hot-pressed flatbreads (e.g., tortillas). In hot-pressed
Likewise, flavonols have also been shown to reduce gluten tortillas, excess elasticity will cause the dough to shrink
strength. Quercetin (98% pure extract, 0.5 to 2.0 mg/g flour) after being pressed, resulting in undesirably small diameters.
reduced resistance to extension and increased extensibility of Reducing agents are also commonly used to reduce mix time,
a wheat flour dough (Lin & Zhou, 2018). At 1.0 mg/g flour, improve dough handling, and soften final product texture.
quercetin reduced dough extensibility by 18% compared to Monomeric polyphenols are natural, plant-based ingredients
18 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

that could replace currently used reducing agents such as generally open structure (Belton, 1999), thus can extensively
bisulfites and L-cysteine. interact with tannins (Girard et al., 2018; Zhang et al., 2010).
Conversely, monomeric polyphenols reduce quality of
products that rely on gluten strength such as pan breads and 4.2.1 Effects of endogenous wheat polymeric
bagels. However, potential health benefits of polyphenols polyphenols on gluten functionality
could greatly benefit a large majority of humans. Cardiovas- Although red wheat varieties contain condensed tannins
cular disease is the most common cause of death worldwide (Mccallum & Walker, 1990; Miyamoto & Everson, 1958),
(Global Burden of Disease Study 2013 Mortality and Causes these are difficult to extract and have not been well char-
of Death Collaborators, 2015), and chronic inflammation acterized. Thus, literature on the effect of endogenous
is a factor in a host of maladies including cardiovascular tannins on gluten is unavailable. Nevertheless, it is likely that
disease (Franceschi & Campisi, 2014; Pawelec, Goldeck, & endogenous wheat tannins do not greatly interact with gluten
Derhovanessian, 2014). To use polyphenols in wheat-based in refined wheat flour, as they are bound to cell wall material
foods and maintain desired product quality, their negative in the bran (Mccallum & Walker, 1990). Because they are
impact on gluten must be mitigated. For instance, monomeric tightly bound to cell wall components thus their binding sites
polyphenols could be used with extra-strong gluten where are not available to interact with proteins, these condensed
a reducing agent would serve to mellow the gluten and tannins are also unlikely to affect gluten rheology in whole
allow for easier handling. Polyphenols could also be used wheat applications beyond the antioxidant effect discussed
in products where gluten strength is not integral to product in Section 4.1. Further, the tannin concentration in wheat is
quality, such as cookies and cakes. very low (Mccallum & Walker, 1990) and overshadowed by
monomeric phenolics (Khalid et al., 2017; Li et al., 2008).

4.2 Effects of polymeric polyphenols on 4.2.2 Effects of supplemental polymeric


gluten functionality polyphenols on gluten functionality
Mechanisms of tannin–gluten interactions
Broadly, condensed and hydrolysable tannins are known to
The relatively young, but growing, body of work on tannin–
strongly interact with proteins; tannins have been used for
gluten interactions shows that condensed and hydrolysable
ages to “tan” hides. Tannins complex with collagen primarily
tannins interact strongly with gluten proteins (Dunn et al.,
through hydrogen bonding and hydrophobic interactions,
2015; Girard et al., 2016; Siebert, Troukhanova, & Lynn,
thus increasing the proteins’ hydrothermal stability and
1996; Zhang et al., 2010). Although they are powerful
reducing shrinkage (melting). These protein–tannin interac-
antioxidants and break disulfide bonds (Wang et al., 2015),
tions convert inflexible hides into supple leather (Covington,
the tannins actually increase gluten strength through non-
1997). There have been extensive studies on tannins (both
covalent protein cross-linking (Dunn et al., 2015; Girard
hydrolysable and condensed) and their interaction with
et al., 2016). In support of this, size exclusion HPLC showed
proteins (Deaville et al., 2007; Hagerman et al., 1998;
that the MW distribution of gluten proteins solubilized
Poncet-Legrand et al., 2007).
with sodium dodecyl sulfate was shifted to greater MW
Tannins and proteins interact via two main mechanisms:
with tannic acid addition (Wang et al., 2015). Hydrogen
(a) extensive hydrogen bonding between hydroxyl groups of
bonding and hydrophobic interactions are both a part of
tannins and amide groups of proteins due to the abundance of
tannin–gluten interactions (Girard et al., 2018; Wang et al.,
hydroxyl groups in close proximity on the tannin molecule,
2015). However, the cooperative effects of these interactions
and (b) hydrophobic interactions between tannin aromatic
(i.e., which noncovalent interaction predominates) and how
rings with hydrophobic regions and hydrophobic amino acid
effectively tannin and gluten interact differ based on tannin
residues (Hagerman, 2012). By contrast, monomeric polyphe-
type (condensed vs. hydrolysable), tannin MW, and gluten
nols have few hydroxyl groups and lack large hydrophobic
conformation (Girard et al., 2018; Girard et al., 2019; Hager,
domains, and thus have a limited ability to cross-link protein
Vallons, & Arendt, 2012; Wang et al., 2015).
polymers. Generally, both protein and tannin size and struc-
ture play a role in their binding affinity. Tannins that have
larger structure, more conformation flexibility, and greater Effects of condensed versus hydrolysable tannins on tannin–
numbers of hydroxyl groups interact more strongly with gluten interactions. Condensed tannins have been shown to
proteins (Hagerman et al., 1998; Harbertson et al., 2014). have a greater binding affinity than hydrolysable tannins for
Proteins with larger, more open structure conformation, and proteins (Hagerman et al., 1998), including gluten (Girard
those that are proline rich, have a greater tendency to interact et al., 2019). Hagerman et al. (1998) found that to precipitate
with tannins (Hagerman & Butler, 1980a, 1980b). Gluten pro- 1 mole of BSA protein, 40 moles of pentagalloylglucose
teins have approximately 14 mol% proline (Ewart, 1967) and were required versus only 20 moles of epicatechin16 (4→8)
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 19

catechin. Although the elongated, flexible structure of highly doubled starting at 60 ◦ C and peaking at 72 ◦ C. Further, no
polymerized condensed tannins offers many opportunities change in viscosity was seen between these temperatures
for noncovalent interactions with proteins, the comparatively when condensed tannins were tested on pure wheat starch
dense, globular conformation of hydrolysable tannins seems (Girard et al., 2019). However, when isolated glutenins and
to limit interactions (Girard et al., 2019; Hagerman et al., gliadins were added to wheat starch (10% protein, 90%
1998). starch), a 2.8× viscosity increase at 60 to 72 ◦ C with the
Because of their differences in binding affinity, condensed condensed tannin treatment was seen with the gliadin but not
tannins are more effective at increasing gluten polymer glutenin fraction (Girard et al., 2019). This suggests that the
strength than hydrolysable tannins. For example, at equiva- gliadins cross-link with condensed tannins as the solution
lent usage levels (10 mg tannin/g gluten), sorghum-condensed heats, leading to larger polymers that increase the system
tannins significantly increased gluten film tensile strength viscosity. Likely, as the gliadin proteins denature, they expose
by 2.3×, whereas tannic acid did not increase film strength hydrophobic amino acid residues that interact with tannins.
(Girard et al., 2019). Work from another lab showed that a Hydrolysable tannins had no effect on solution viscosity
similar improvement in gluten film tensile strength (2.0×) between 50 and 90 ◦ C (Girard et al., 2019). The implication
was achieved when tannic acid was used at a 10× higher is that condensed tannins, but not hydrolysable tannins, are
concentration (Hager et al., 2012). In both cases, the results able to interact with the exposed hydrophobic residues of
imply that tannins cross-linked gluten proteins and strength- gliadins during heating of a batter. In fact, for hydrolysable
ened the gluten matrix, thus increasing film tensile strength tannins to complex with heated gliadin, it must be used in
compared to the control. However, because of the more linear very high levels. For example, 200 and 500 mg tannic acid
structure of condensed tannins, it is far more efficient at per gram of gliadin increased haze formation in a phosphate
cross-linking gluten proteins than hydrolysable tannins. buffer (pH 4.2) with solubilized gliadin by 0.5 to 3.0× when
The higher protein-binding affinity of condensed tannins heated to 100 ◦ C (Siebert et al., 1996). This indicates that
also leads to increased viscosity of wheat flour batter matrices hydrolysable tannins can also interact with gliadin through
versus hydrolysable tannins. For instance, when a slurry hydrophobic interactions, though they are far less efficient
(3 g wheat flour, 8.5% protein; 25 g water) was heated to than condensed tannins.
95 ◦ C and starch pasting peak viscosity recorded with a
Rapid Viscoanlyzer (RVA), condensed and hydrolysable Effects of condensed tannin MW on tannin–gluten interac-
tannins (25 mg/g flour) increased the peak viscosity by 53% tions. Within condensed tannins, the larger MW tannins
and 19%, respectively, compared to the control (Girard et al., have a greater binding affinity for gluten (Girard et al., 2018).
2019). It is likely that tannin–gluten interactions increased For example, solubilized glutenins were precipitated with
viscosity, because subsequent RVA tests with wheat starch condensed tannins (grape seed, mDP approximately 8.3;
and tannin showed no change in peak viscosity (Girard et al., sorghum, mDP approximately 19.5) using nephelometry to
2019). Similarly, condensed tannins did not increase the peak calculate tannin–protein binding affinity (Girard et al., 2018).
pasting viscosity of normal corn starch (Amoako & Awika, Grape seed tannins required a minimum molar concentration
2016), though tannins are known to noncovalently interact of 10.7 to 12.7 to precipitate 1 mole of glutenin protein
with starch, especially amylose (Amoako & Awika, 2016, fraction, whereas sorghum tannins required significantly less:
2019; Barros, Awika, & Rooney, 2014). Three-way inter- 3.6 to 3.9 moles to precipitate 1 mole of glutenin protein
actions among tannins, proteins, and polysaccharides have fraction (Girard et al., 2018). Thus the larger sorghum tannins
also been shown to form ternary complexes among salivary were approximately 3× more efficient gluten cross-linkers
proteins, condensed tannins, and pectins (Soares, Mateus, than the smaller grape seed tannins.
& de Freitas, 2012). Due to the magnitude of the increase The increase in protein precipitation efficiency with higher
in peak viscosity found with wheat flour and condensed MW tannins was similarly seen with BSA (Harbertson et al.,
tannins, of which tannin–gluten interactions seem unlikely 2014; Zeller et al., 2015). Zeller et al. (2015) separated
to be the sole driver (Girard et al., 2019), it is possible that condensed tannins from two sources (white clover and big
tannin–gluten–starch interactions could be occurring, too, trefoil) into two fractions (mDP approximately 9 and 18)
and increasing viscosity. Beyond significantly increasing totaling four separate tannin fractions. To precipitate 50% of
system viscosity, tannin–gluten–starch complexes could alter the BSA, the larger mDP fractions required 0.433 to 0.447
starch retrogradation (thus staling rate) and macronutrient mg tannin/g protein, versus 0.698 to 0.731 mg tannin/g
digestibility. But, this is largely unexplored. protein for the smaller mDP fractions (Zeller et al., 2015).
The tannin–gluten interaction mechanisms appear to be The condensed tannin source and structural differences were
different at higher temperatures. For example, in the same irrelevant; only the mDP affected binding kinetics. The more
RVA tests (Girard et al., 2019), the viscosity of the 25 mg polymerized tannins have a greater number of hydroxyl
condensed tannin per gram of wheat flour solution nearly groups and hydrophobic regions available for interaction with
20 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

proteins. Thus, highly polymerized tannins are more efficient the tannins had better access to amino acid side chains. To
at cross-linking proteins into larger complexes. These larger further investigate which glutenin subunits were complexed
protein complexes can significantly alter protein rheology. with tannins, the HMW-GS–tannin complexes were resol-
Highly polymerized tannins can improve dough handling ubilized with sodium dodecyl sulfate and triethanolamine,
properties by increasing gluten matrix density through tannin and then analyzed with lab-on-a-chip electrophoresis (Girard
cross-linking. For example, sorghum-condensed tannins et al., 2018). This produced additional evidence that showed
at 2.5 mg/g flour increased wheat flour dough mixing that the larger x-type HMW-GS (82 to 88 kDa; Shewry,
time by 64% and peak angle by 15%, indicating that the Halford, & Lafiandra, 2003) were precipitated to a greater
condensed tannins strengthened the gluten proteins and extent than y-type (67 to 73 kDa; Shewry et al., 2003) (Girard
reduced breakdown from overmixing. By comparison, the et al., 2018). Thus, protein size and conformation are key in
relatively smaller grape seed-condensed tannins increased determining their interaction with tannins.
mix time by 40%, but decreased peak angle by 5% (Girard
et al., 2016). The implication is that the highly polymerized Effects of tannin–gluten interactions on gluten functionality
sorghum-condensed tannins were able to greatly improve the Tannic acid cross-linking was shown to improve gluten
dough mixing strength and tolerance. The mostly oligomeric strength in doughs and breads. Zhang et al. (2010) found
grape seed tannins modestly strengthened the dough, yet that 0.01 to 0.03 mg/g commercially available tannic acid
made it more susceptible to overmixing. This suggests increased dough mixing stability, extensibility, and force to
that the higher MW tannins cross-link gluten enough to extend in a dose-dependent manner. At 0.03 mg/g, dough sta-
overcome the destabilizing and depolymerizing antioxidant bility was increased to about 12.5 min, compared to about 6.5
effect, whereas the lower MW grape seed tannins cannot min for the control as measured by a farinograph (Zhang et al.,
fully overcome the inherent antioxidant effect of tannins on 2010). The ability of the tannin to increase dough strength
gluten. also lead to breads with improved volume; bread volume was
reported as 620 mL when 0.03 mg/g tannin was added versus
Effects of gluten conformation on tannin–gluten interactions. 524 mL for the control (Zhang et al., 2010). Similarly, Wang
Although the tannin type and size are clearly important, the et al. (2015) showed a dose-dependent effect of tannic acid on
protein conformation also greatly affects tannin–protein inter- improving gluten strength (1.0 to 3.0 mg tannic acid/g flour).
actions. Recent work has shown that, at room temperature Tannic acid greatly increased mixing strength and tolerance
(e.g., during dough mixing), condensed tannins preferentially to overmixing, and increased mean particle size of gluten
interact primarily with glutenin fractions in wheat flour from 30 μm in the control to 111 μm with 3.0 mg tannic acid/g
through hydrophobic interaction and hydrogen bonding (see flour (Wang et al., 2015). The particle size increase indicates
Figure 6 for proposed interaction sites) (Girard et al., 2018). that tannic acid cross-linked gluten proteins leading to large
For example, sorghum-condensed tannins (mDP approxi- polymers. This suggests that the tannins increased the gluten
mately 19.5; 7.5 to 30 mg/g protein) were added to solubilized matrix size and improved its integrity (Wang et al., 2015).
gliadin and glutenin proteins; the proteins that remained sol- Similar tannin–gluten effects were seen when condensed
uble (i.e., those not precipitated by protein) were assessed by tannins were added to wheat flour. Sorghum-condensed
reversed phase HPLC (RP-HPLC) (Girard et al., 2018). Both tannins (0 to 2.5 mg/g) significantly increased insoluble
solubilized gliadin and glutenin protein concentrations were polymeric protein in wheat flour, indicating the tannins
decreased in a dose-dependent manner (Girard et al., 2018). cross-linked gluten and increased its hydrodynamic volume
At 30 mg/g protein, the tannins decreased glutenin fraction (Girard et al., 2016). This effect strengthened the gluten
solubility by about 31%, whereas the gliadins decreased by matrix, which was especially prominent in a weak gluten
12% to 20% (Girard et al., 2018). Thus, the tannins com- flour more so than in a strong gluten flour. For example, the
plexed the glutenins, which have a fairly elongated and open mixing profile of the control strong gluten flour showed it
conformation, to a greater extent than the gliadins, which took 4.2 min to fully develop (peak) and had a wide peak
are comparatively more globular. Because of the much more angle (112◦ ), indicative of good mixing tolerance (Girard
extended structure of glutenins, tannins have better access to et al., 2016). By comparison, the control weak gluten flour
glutenin amino acid residues for noncovalent interactions. took 2.0 min to peak and had a peak angle of 99◦ , evidencing
Further, within the glutenins, HMW-GS solubility its weaker gluten network and lower mixing tolerance (Girard
decreased about 75%, whereas LMW-GS decreased only 6% et al., 2016). However, sorghum-condensed tannins added
to 12% (Girard et al., 2018). The HMW-GS are much larger to the weak gluten flour at 2.5 mg/g flour increased the
(65 to 90+ kDa; Delcour & Hoseney, 2010) than the LMW- resistance of a weak flour dough to mixing such that it
GS (30 to 60 kDa; Delcour & Hoseney, 2010), and they have a resembled a strong gluten flour mixing profile: 3.5 min to
more elongated structure in comparison. These factors likely peak, 116◦ peak angle (Girard et al., 2016). Further, the creep
allowed for more extensive noncovalent interactions because and recovery profile of the weak tannin–gluten dough showed
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 21

F I G U R E 6 Proposed proanthocyanidin–gluten interactions and complex formation

sorghum-condensed tannins decreased retarded compliance that that tannin–gluten, especially condensed tannin–gluten,
(a measure of dough deformation) by nearly 50% compared to interactions stabilize batters, likely by cross-linking gluten
the control, and increased the relative recovery from deforma- and increasing its hydrodynamic volume. This is an important
tion by 1.8×, nearly to the level of strong gluten dough (Girard attribute in batter-type products that are chemically leavened;
et al., 2016). This implies the tannin–gluten cross-links cre- they rely on the viscosity of the product to prevent air cells
ated a much more elastic dough than the control. Thus, from coalescing and retain gas as it expands.
strength of gluten can be greatly increased by tannin cross- By cross-linking gluten proteins in doughs, films, and
linking. batters, tannins were shown to create stronger doughs and
Tannin–gluten interactions can also improve batter prop- films and more viscous batters (Girard et al., 2016; Girard
erties. For instance, in a 40% pastry flour, 60% water (w/w) et al., 2019; Liu, Shi, Song, Wu, & Zhang, 2018; Wang
batter, sorghum-condensed tannins and tannic acid (5 mg et al., 2015; Zhang et al., 2010). Between gluten proteins,
tannin/g gluten) increased batter viscosity by 98% and 33%, tannins are most likely to interact with glutenins, especially
respectively, compared to the control (Girard et al., 2019). large HMW-GS, leading to extra-large polymers. This greatly
Further, both tannins stabilized the batters; liquid separation strengthens the gluten structure and could improve strength of
was reduced by 79% up to 1 hr. Together, this suggests wheat flour doughs, thus machinability. The ability of tannins
22 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

to further cross-link gliadin proteins when heated (Section and leaven. Hager et al. (2012) showed that gallic acid at
4.2.2.1.1) could stabilize structure of products that rely 50 and 100 g/kg gluten increased gluten film elongation by
upon stable system viscosity to prevent air cell coalescence 16% and 45%, respectively, and decreased (21% and 51%,
and capture expanding gas during baking, such as quick respectively) force required to extend film. At these high
breads and cakes. Gliadins do not typically benefit the gluten usage levels, gallic acid apparently plasticized gluten films,
matrix strength, but if tannins can cross-link gliadin with the probably by reducing intermolecular protein interactions and
glutenin macropolymer, it is likely to lead to dense, fibrous instead forming protein–gallic acid hydrogen bonds (Soares
structure in extruded products such as texturized gluten. & Soldi, 2010). These interactions prevent disulfide bonds
from reforming, and thus reduce protein macromolecule size.
Lower usage levels (10 to 20 g gallic acid/kg gluten) did not
greatly alter film extensibility (Hager et al., 2012). Because
5 POTENTI AL AP P L ICAT IO N S O F
of this, adding phenolic acids at low levels could be useful
POLY PHENOL-GLUTEN
if the goal is to increase polyphenol intake (e.g., for health
I N T E R AC T I O N S
benefits), without altering gluten film tensile properties.
To capitalize on their health benefits, polyphenols could Conversely, low usage levels of monomeric polyphenols
be added to wheat-based foods that are consumed world- may be able to improve gluten film integrity. For example,
wide in a multitude of forms. In addition, as consumers catechin at 10 g/kg gluten produced gluten films with very
increasingly look for “natural” and clean-label products, smooth surfaces and no cracks visible via SEM, unlike the
polyphenols derived from botanical sources may play a role control films (Girard et al., 2019). Catechin slightly, though
as redox reagents to modify the gluten network. Further, not significantly, increased gluten film extensibility and force
these polyphenols are often sourced through waste streams required to extend film (Girard et al., 2019). This implies that
(e.g., grape pomace, cereal bran, and etc.), so they are an the antioxidant action of catechin may have given the gluten
economical ingredient. proteins greater mobility and structural flexibility, allowing
them to cure into a more cohesive protein film. Similarly, the
reducing agent sodium sulfite (13 g/kg gluten) was shown
5.1 Applications of monomeric to decrease gluten film extensibility and increase its tensile
polyphenols–gluten interactions strength (Gennadios, Weller, & Testin, 1993). Reducing
5.1.1 Uses of monomeric polyphenols as agents such as this are used to aid in protein unravelling
processing aids and dispersion by cleaving disulfide bonds for protein films,
as well as in extrusion-based texturizing of proteins. Thus,
Although monomeric flavonoids and phenolic acids reduce
monomeric polyphenolics are a viable ingredient to replace
gluten strength as previously discussed, this property could
chemical-reducing agents such as sodium bisulfite.
be useful in some wheat-based product applications. The
antioxidant effect of monomeric phenolics could be used
to reduce dough mixing time and improve flexibility of the 5.1.3 Uses of monomeric polyphenols in
gluten network; currently, reducing agents such as bisulfites wheat-based foods for safety and health
are used for these purposes. For instance, L-cysteine is
Flavonoids have also shown promise as glycation inhibitors.
commonly added during tortilla production to increase dough
Glycation inhibitors prevent reducing sugars from reacting
extensibility and decrease elasticity, allowing for desirable
with amino acids, which in turn prevents release of advanced
expanded tortilla diameters during the hot-press (Bejosano
glycation end-products (AGE) (Matsuda, Wang, Managi, &
& Alviola, 2015). Monomeric phenolics are a label-friendly
Yoshikawa, 2003). AGE can cause or exacerbate chronic
ingredient that would provide similar function. Monomeric
diseases, especially diabetic complications, when they
phenolics could also be used to inhibit gluten matrix forma-
accumulate in vivo (Singh, Barden, Mori, & Beilin, 2001).
tion in products where an extensive gluten network is not
AGE can accumulate in the body through dietary ingestion
desired, for example, in cakes, cookies, or pressed or rolled
of AGE (Stirban et al., 2008) or through in vivo metabolism
products such as pie crust.
(Schmidt et al., 1994). Dietary AGE and their precursors
occur in heat-treated food products that undergo Maillard
5.1.2 Uses of monomeric polyphenols in browning like most bakery items (Uribarri et al., 2010).
gluten films Flavonoids can reduce dietary AGE. For example,
The antioxidant effect of phenolics could also be used to epigallocatechin-3-gallate (3.3 to 9.9 g/kg flour) reduced
modify gluten-based films, for example, to plasticize gluten acrylamide (a common AGE precursor) formation in bread
and improve film flexibility. The film-forming nature of crust by 30% to 37% as compared to the control (52 μg/kg
gluten is important within bakery products to capture gas food) (Fu et al., 2018). Similarly, grape seed extract (rich
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 23

in catechins and low-MW tannins) was added to bread at a The ability of tannins to cross-link gluten proteins both
concentration of 0.86 to 2.86 g/kg flour; within the crust, at room temperature (e.g., during mixing) and when heated
grape seed extracts reduced the AGE carboxymethyllysine (e.g., during baking) could stabilize structure of products
by up to 50% from the control of 35 mg/kg food (Peng et al., that rely upon system viscosity, such as quick breads and
2010). Quercetin at 2.0 g/kg flour also reduced dietary AGE cakes. Similar to improving the network density in doughs,
in bread crust (62% less than control) and crumb (55%) (Lin the cross-linking of tannins and proteins could allow for
& Zhou, 2018), as well as in steamed bread (crumb, 59%; enhanced volume of baked batter-based foods. This could
crust, 52%) (Lin et al., 2018). Because the flavonoids are also enable higher inclusion of nonendosperm ingredients,
inhibiting the Maillard reaction, the resultant products may such as bran and fiber, without the use of other additives.
have a lighter color (Fu et al., 2018). But, the inherent color Beyond baked products, tannin–gluten interactions could
of the polyphenol source often has a bigger impact on product improve foods such as steamed bread and noodles. Elastic,
color. For instance, dark purple/red grape seed extract gave cohesive, and nonsticky are desirable eating qualities for
bread a darker color than the control (Peng et al., 2010). northern style Chinese steamed bread (Huang, Quail, Moss,
Thus, the reduction in color intensity by reducing Maillard & Best, 1995). Tannins could improve the eating quality of
reaction could be offset by natural pigments. steamed bread, even with inclusions, by increasing gluten
Besides reducing dietary AGE, flavonoids have the poten- elasticity and protein network density. Within noodles,
tial to reduce in vivo reactions that create AGE. Quercetin tannins potential to create ternary complexes of tannin–
added to baked bread at 0.5 to 2.0 g/kg flour reduced AGE gluten–starch could allow for cohesive noodles fortified with
formation in a BSA–glucose in vitro fermentation system protein or fiber.
up to 60% (Lin & Zhou, 2018). Similarly, the same levels of Though tannins are known for producing an astringent
quercetin reduced AGE formation induced by methylglyoxyl oral sensation, tannin–gluten interactions may limit this
in BSA by over 50% (Lin & Zhou, 2018). This suggests that sensory attribute. Astringency is at least partly caused by
quercetin inhibits both total protein glycation as in the BSA– tannins interacting with and precipitating salivary proteins
glucose system, and inhibits one of the main precursors of (Rossetti, Bongaerts, Wantling, Stokes, and Williamson,
AGE, methylglyoxal. The researchers (Lin et al., 2018) used 2009), but this mouth-drying sensation can be reduced by
the same method with a steamed bread matrix (i.e., a bread tannin–protein interactions (Jauregi, Olatujoye, Cabezudo,
cooked with steam, thus far lower Maillard reaction occurs Frazier, & Gordon, 2016; Yan, Hu, and Yao, 2009). For
than when baked) and found that at 2.0 g/kg flour, quercetin example, milk reduces the astringent effect of tea, through
decreased in vitro protein glycation by 40% (Lin et al., interactions of tea flavan-3-ols and dairy proteins (Yan, Hu,
2018). However, higher usage levels (up to 36 g quercetin/kg and Yao, 2009). Tannins already complexed with gluten
flour) did not further reduce glycation and had unacceptable proteins would likely be unavailable for interactions with
detrimental effects on the steamed bread quality (Lin et al., salivary proteins, thus unlikely to induce astringency.
2018). Because quercetin has a high radical scavenging
activity, it is able to trap reactive dicarbonyl compounds (e.g.,
methylglyoxal) and prevent protein glycation (Li, Zheng, 5.2.2 Uses of tannins to improve gluten
Sang, & Lv, 2014). Adding flavonoids to foods as glycation functionality in plant-based meat alternatives
inhibitors, both in baked products and in vivo, is a recent line The fact that tannins preferentially interact with glutenin
of inquiry with promising results. protein fractions at room temperature (Girard et al., 2018) and
gliadin fractions at elevated temperatures (Girard et al., 2019)
5.2 Applications of tannin–gluten suggests that processing conditions could be manipulated
interactions to improve food quality to alter the impact of tannins on gluten network for desired
outcomes. For instance, extrusion is likely to cross-link
5.2.1 Uses of tannins to improve gluten tannins with glutenins during the initial mixing stages, and
functionality in wheat-based foods gliadins as the heat and pressure increases. This could lead
By strengthening the gluten matrix, tannins could improve to a strong, dense protein matrix that could reduce protein
the functionality of weak gluten flours in bread-type prod- solubility, increase protein texture, and even create new,
ucts. Tannin–gluten interactions could also improve protein durable materials.
network density in wheat dough so that it is able to support The tannin interactions could be leveraged in extruded
nonendosperm inclusions such as fiber, bran, or other ingre- gluten for meat extenders and analogues, that is, textured
dients that could benefit health. By improving the protein vegetable protein. To texturize gluten, the proteins are dena-
network, this clean-label ingredient could be used to produce tured and plasticized with heat and mechanical pressure in
light, airy wholesome wheat-based foods with improved a single or twin screw extruder. Then, as the gluten proteins
organoleptic quality. are extruded through a die, they realign and reassociate in
24 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

new structures, which can closely imitate meat proteins. The would reduce excess calorie consumption by reducing protein
antioxidant capacity of tannins could aid in unravelling and digestibility.
denaturing proteins during extrusion, such as other reducing However, even at low tannin usage levels starch digestibil-
agents (e.g., bisulfites) used as processing aids. However, ity can be affected by tannin–protein interactions (Austin,
the protein cross-linking nature of tannins will likely greatly Turner, McDonough, & Rooney, 2012; Dunn et al., 2015).
strengthen the extruded gluten proteins. Perhaps so much so Reduction in starch digestibility has been shown with
that gluten can be textured to mimic intact meat such as steak wet-cooked porridges, where tannin–protein interactions are
or pork chops. This is a wholly unexplored use for tannin– likely to occur. For instance, starch digestion properties of
gluten interactions. Using the same principles, tannin–gluten sorghum porridge with 15% tannin sorghum bran substitution
interactions could be used to modify or create novel animal (3.6 to 11.3 mg/g porridge dm) were analyzed (Austin et al.,
feeds such as pet food and fish pellets. Hydrolyzed gluten is 2012). Tannin treatments decreased in vitro starch digestibil-
sometimes used in meat and other animal product mimetics; ity by 7% to 16% and estimated glycemic index by 5% to 11%
tannins will likely reduce protein solubility by cross-linking while increasing resistant starch by 3 to 10× compared to
hydrolyzed gluten. the control sorghum porridge (Austin et al., 2012). Though
the authors did not study protein–tannin interactions, they
suggested that this complexation may have been one of the
factors that reduced starch digestion by slowing digestive
5.3 Applications of tannin–gluten enzyme access to starch. In wheat flour tortillas, sorghum
interactions to modify macronutrient bran substitution at 25% supplying 1.87 mg condensed tannin
digestibility per gram of flour reduced in vitro rapidly digestible starch
Excess calorie consumption, a well-known major risk factor by 8% and increased slowly digestible starch by 73% as
for noncommunicable diseases, is a huge global health con- compared to the control (Dunn et al., 2015). The starch
cern. Altering caloric density of foods is a great intervention digestibility of tortillas with nontannin brans (wheat, white
target. For instance, bread is a staple food, widely consumed and black sorghum) was not significantly different from the
in many cultures. Ability of tannins to complex gluten control (Dunn et al., 2015). It is likely that tannin–gluten
could potentially be used to reduce caloric impact of such interactions slowed amylase enzyme degradation by creating
food. a viscous matrix surrounding starch, which inhibited enzyme
Relatively high levels of dietary tannins can reduce protein access.
digestibility by denaturing proteases, inhibiting intestinal Decreasing rapidly digestible starch and increasing slowly
amino acid transporters, and complexing proteins, and thus digestible starch could help to modulate postprandial blood
resisting protease enzyme hydrolysis (Goncalves, Soares, glucose levels (Lee, Bello-Pérez, Lin, Kim, & Hamaker,
Mateus, & de Freitas, 2007; King, Fian, Ejeta, Asem, & 2013). Slowed rate of starch digestion may reduce subsequent
Adeola, 2000; Taylor, Bean, Ioerger, & Taylor, 2007). For calorie consumption through increased satiety between meals
example, sorghums with low (less than 13 mg tannin/g flour) (Holt & Miller, 1995; Willis, Eldridge, Beiseigel, Thomas,
and high amount of tannin (60 to 67 mg tannin/g flour) were & Slavin, 2009). With the prevalence of lifestyle-related
fed to rats over 14 days (Moraes et al., 2012). The protein diseases increasing, in vivo research should focus on tannins
digestibility of the low-tannin sorghum group was greater ability to complex with macronutrients and slow glycemic
than 86% (compared to 94% digestibility with the casein response.
control, not significantly different at P < 0.05), whereas
the high-tannin sorghum had a much lower digestibility of
5.4 Applications of tannin–gluten
58% to 63% (Moraes et al., 2012). Similarly, high levels of
interactions to reduce inflammatory response
sorghum-condensed tannins (20.2 mg/g diet dm) exhibited a
to gluten proteins
10% reduction in protein digestibility, which led to decreased
rabbit growth of 10% when fed over 4 weeks, but low tannin The ability of tannins to bind gluten proteins has also been an
levels (7.9 mg/g diet dm) did not reduce protein digestibility area of interest to reduce the immune response in individu-
or rabbit growth (Al-Mamary, Al-Habori, Al-Aghbari, & als with celiac disease or wheat allergies to gluten proteins,
Al-Obeidi, 2001). Another study of rabbits fed a diet of especially gliadins. Condensed tannins have been shown
chestnut tannins (mostly hydrolysable, 0 to 10 mg/g dm) to complex with partially digested gliadin subfractions
for 50 days showed that tannins did not reduce rabbit live (Dias, Perez-Gregorio, Mateus, & De Freitas, 2015). This
weight or hot carcass weight (Liu et al., 2009). Thus, at proof of concept work showed that tannins could com-
the levels where tannins have shown a positive effect in plex some gliadin proteins, though it did not show if
gluten rheology (mostly <3.0 mg tannin/g flour), protein this affects immune response to the offending proteins.
digestibility is not inhibited. It is thus not likely that tannins However, cranberry extract (approximately 34% extractable
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 25

phenolic content, 100 μg/mL), which can contain up to However, compared to plastic films, biopolymer films have
38 mg/g A- and B-type condensed tannins (Table 3), inhib- limitations. Generally, biopolymer films are weaker and
ited wheat allergy patients’ immunoglobulin E (IgE) anti- less extensible, with higher permeability to gases and water
body recognition of gliadin proteins at 10 and 20 μg in (Hernandez-Izquierdo & Krochta, 2008; Lagrain, Goderis,
dot blot analysis (Perot et al., 2017). This indicates that Brijs, & Delcour, 2010). Because of this, biopolymers have
tannins could limit the immune response to gliadins by yet to be widely adopted.
cross-linking the allergenic protein. Further, the cranberry An advantage of gluten-based protein biofilms over other
extract (3 mg extract/mg gliadin) reduced 𝛽-hexosaminidase proteins is that gluten has lower water vapor permeability
release in a rat basophil leukemia model sensitized with (Gennadios et al., 1993), which can prevent moisture migra-
mouse IgE by 41%, confirming that the protein–phenol inter- tion. Gluten proteins also have low water solubility, which
actions did reduce the allergenic response (Perot et al., prevents film dissolution and helps it to maintain structure
2017). (Girard et al., 2019; Gontard, Guilbert, & Cuq, 1992; Hager
Similarly, hydrolysable tannins and condensed tannins et al., 2012). The viscoelasticity of gluten proteins is unique
within a pomace extract have been used to bind to and reduce and can provide good structural integrity for biofilms. How-
allergenicity of peanut proteins (Chung & Reed, 2012; ever, native gluten proteins have poor emulsifying properties
Plundrich, Bansode, Foegeding, Williams, & Lila, 2017). and low water solubility, which can make them difficult
For instance, complexes of hydrolysable tannins (0.125 to to disperse in solution-cast methods and cause protein
0.4 mg tannic acid/mg peanut butter protein extract) and clumping.
peanut proteins did not release proteins in in vitro simulated Gluten films can be created by wet processing (solution-
digestion buffers (pH 2 and 8) (Chung & Reed, 2012). casting) or dry processing (e.g., compression molding
ELISA data showed 0.2 and 0.4 mg tannic acid/mg peanut or extrusion). In either method, gluten functions to
butter protein extract led to 75% and 100% reductions in IgE create a highly cross-linked polymer network. This net-
binding, respectively (Chung & Reed, 2012). work is often so cross-linked and strong that plasticizers
By complexing with proteins, these polyphenols are (e.g., glycerol) are necessary to reduce film brittleness
likely changing protein conformation or masking the epi- (Park, Bunn, Weller, Vergano, & Testin, 1994; Soares
topes causing adverse reactions, thus rendering the proteins & Soldi, 2010). Tannin–gluten interactions could be
hypoallergenic (Plundrich et al., 2014). Van Buiten, Yen- exploited to improve the limiting characteristics of gluten
nawar, Pacheco, Hatzakis, and Elias (2019) showed that films and produce functional biopolymers for various
epigallocatechin-3-gallate interacted with one of the proteins applications.
responsible for celiac disease pathogenesis, 𝛼 2 -gliadin, via For instance, increasing protein network density with
noncovalent interactions, which increased relative helicity. tannin cross-links can improve a films resistance to break-
This change in conformation was likely responsible for the age under tension, that is, increase gluten film tensile
reduction in inflammatory response found in a previous strength (Girard et al., 2019; Hager et al., 2012). Sorghum-
study from the same lab (Van Buiten, Lambert, & Elias, condensed tannins (10 mg/g gluten) increased solution-cast
2018). Green tea extract (413 mg epigallocatechin-3-gallate gluten film tensile strength from 1.2 to 1.6 MPa (Girard
mg−1 ) at a 1:1 ratio with partially digested gliadins down- et al., 2019). Similarly, commercial tannic acid added
regulated production of inflammatory biomarkers (IL-6 to solution-cast gluten films at 50 to 300 mg/g gluten
and IL-8) in Caco-2 cells from 1 to 24 hr (Van Buiten increased tensile strength to 1.36 to 3.22 MPa, in a dose-
et al., 2018). This indicates that tannin–gliadin interactions dependent manner, from a control of 1.08 MPa (Hager et al.,
may reduce intestinal inflammation associated with celiac 2012). Thus, tannin–gluten cross-linking can improve film
disease. These studies are promising, but more research is strength, which is one of the limiting factors to adoption of
needed to establish the tannin–gliadin fraction interaction biopolymers.
mechanisms, how these complexes alter immune responses, Further, though it improved gluten film strength, con-
and efficient, practical methods to use the tannin–gliadin densed tannins at 10 mg/g gluten did not significantly reduce
interactions. extensibility (Girard et al., 2019). Typically, an increase
in tensile strength comes at the expense of extensibility,
5.5 Applications of tannin–gluten indicating film stiffening. For example, in Hager et al.’s
interactions to create novel materials (2012) work, control gluten film elongated 2.05× its original
length, whereas gluten films with tannic acid concentrations
5.5.1 Uses of tannin–gluten interactions in of 50 to 100 mg/g only elongated 84% to 88% (Hager et al.,
biopolymers 2012). At very high levels (up to 300 mg/g), the film was
Biopolymers are ecofriendly alternatives to plastics because stiff and essentially broke before extending (Hager et al.,
they rely on renewable resources and are biodegradable. 2012). Thus, high usage levels of tannins can increase film
26 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

strength but can also create stiff, unyielding structures. increase in starch fermentation in the colon could generally
Conversely, low levels of tannins can still significantly leads to a more diverse colon microbiota.
strengthen the structure, but may less extensively cross-link
proteins, thereby retaining film flexibility. The combination 5.5.3 Nonfood uses for tannin–gluten films
of strength and flexibility is paramount in biopolymers for Tannin–gluten cross-linking could further be leveraged
edible films and even biomedical applications. outside of food use including second skin type products in
By cross-linking protein structures via hydrogen bonding, medicine (Taylor, Anyango, & Taylor, 2013), self-healing
tannins may reduce exposed polar amino acid residues, and hydrogels (Liu, McClements, Li, Xiong, & Sun, 2019), or
thus decrease water vapor permeability. In fact, tannic acid at bio-adhesives for wood (Lei et al., 2010). Gluten nanofibers
up to 100 mg/g decreased water vapor permeability of gluten can be produced with electrospinning, and could be used in
films (Hager et al., 2012). Tannin–gluten interactions may biomedical applications such as tissue scaffolding (Woerde-
also reduce gas permeability by increasing the protein net- man et al., 2005). By cross-linking gluten proteins, tannins
work density. In solution-cast kafirin (the prolamin fraction of could plausibly improve the fiber strength and stability. In
sorghum) films, both tannic acid and condensed tannins (50 fact, this has been shown with electrospun zein fibers. Barba-
to 200 mg/g kafirin) decreased oxygen permeability by 38% timão tannins increased glass transition and melting temper-
to 54% in a dose-dependent manner (Emmambux, Stading, atures of zein biofilms, thus improving their thermal stability
& Taylor, 2004). The fact that tannins and gluten interact (de Oliveira Mori et al., 2014). Tannins have also been shown
by similar mechanisms as tannins and kafirin suggests to strengthen self-healing hydrogels, which could be used in
tannin–gluten interactions could reduce gas permeability food, agriculture, or medical applications (Liu et al., 2019).
in gluten films, though oxygen or other gas permeability Beyond materials, tannin cross-linking improved adhesive
has not been studied in tannin–gluten films. Gluten films properties of gluten on beech wood, yielding adhesives
strengthened with tannin cross-links could be used for edible with 90% to 95% natural material, which satisfied standard
packaging or separation of layers (e.g., between the sauce wood specifications (Lei et al., 2010). Tannin–gluten inter-
and crust of a ready-to-bake pizza) within a food product actions could also be used to create dense materials, such as
to prevent moisture migration. Further work is needed to compostable disposable plates and cutlery. Thermo-molded
understand how tannin–gluten interactions affect water vapor gluten materials can produce tensile strength approaching
and gas permeability, so highly functional films can be that of low-density polyethylene, high-density polyethylene,
created. and propylene (Jerez, Partal, Martínez, Gallegos, & Guerrero,
2007; Woerdeman et al., 2004). Increasing molecular entan-
5.5.2 Tannin–gluten interactions in biofilms glements with tannin may be able to further strengthen the
to selectively distribute micronutrients structure.
Tannin–gluten interactions can be reinforced with ions,
The tannin-gluten based biofilms could selectively distribute such as ferric iron (Fe3+ ) (Liu et al., 2019). Gluten hydrogels
micronutrients or bioactive compounds to targeted areas of were created by mixing gluten in water (0.5 g/mL), then
the digestive tract. Kafirin–tannin matrices were found to be adding second solution of iron (Fe3+ , 0.020 to 0.067 mg/g
stable to pepsin in vitro digestion (pH 2) for up to 2 hr, which gluten) and condensed tannins (unspecified origin and mean
could enable targeted delivery of micronutrients throughout DP, 0.033 to 0.600 mg/g gluten) (Liu et al., 2019). This
the digestive tract (Taylor, Taylor, Belton, & Minnaar, 2009). created a double-network matrix that recovered quickly from
Similarly, tannin–gluten complexes may survive digestion repeated stress (shear deformation-compression cycles) (Liu
within the stomach and reach the small intestine or even et al., 2019). Liu et al. (2019) showed that increasing the
the colon. For example, gluten-condensed tannin (10 mg/g ratio of iron to tannins from 1:2 up to 1:4 greatly increased
gluten, relatively low amount) films were mostly insoluble the elastic character of the double-network hydrogels
at pH 2 and 7 (Girard et al., 2019). They were only partially compared a control gluten hydrogel and a gluten hydrogel
digested (17% less than control) by protease hydrolysis with condensed tannin alone. This suggests that ferric
using pepsin in a pH 2 buffer at 37 ◦ C (Girard et al., 2019). iron strengthened tannin–protein interactions. The authors
Alternatively, perhaps a premeal encapsulated tannin (e.g., proposed this was likely due to each ion binding to two or
a gluten gummy with tannin) could be consumed to deliver more tannin molecules (Liu et al., 2019), thus cross-linking
tannins to the small intestine to slow starch digestion by them and further increasing the matrix density. Tannins show
complexing with and inhibiting digestive enzymes. Inhibiting promise in improving gluten film structure and integrity,
starch digestion in the small intestine could also increase and this effect can be additionally strengthened by ions like
amount of starch available for fermentation in the colon. The Fe3+ .
EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION… 27

6 CONC LU S I O N S A N D F U T U R E elevated temperatures, tannins interact with gliadins as the


PROSPECTS proteins denature and expose amino acid residues. Thus,
tannins can incorporate gliadins into the gluten macrop-
Polyphenols offer myriad potential health benefits. Because olymer. This could vastly alter protein textures, especially
wheat-based foods are broadly consumed, they are a good in extruded products.
target for polyphenol fortification to promote human health. 3. Effect of tannin–gluten interactions in food matrices on
Generally, polyphenols are strong antioxidants that reduce macronutrient digestion and on colonic microbiota and
gluten protein disulfide bonds, inhibiting protein–protein their metabolites: Tannins show promise in slowing or
interactions, thus reducing gluten strength. This could be inhibiting starch digestion, but additional work is needed
useful in applications where reducing agents are used to to leverage tannin–protein interactions to modulate caloric
reduce dough shrinkage, such as flatbreads. However, the density of foods. Further, the ability of tannins to slow
antioxidant effect is detrimental in products where a robust starch digestion may increase substrate for microbial fer-
gluten network is needed, such as loaf breads and bagels. mentation of carbohydrates through the colon. The abil-
Unlike monomeric polyphenols, the polymeric polyphe- ity of colonic microbiota to catabolize or release tannins
nols (tannins) are capable of overcoming the antioxidant from tannin–protein complexes has not been studied. Con-
gluten-weakening effect of polyphenols by noncovalently versely, tannin–protein complexes could alter microbiota
cross-linking proteins through extensive hydrogen bonding colonies throughout the digestive tract, especially in the
and hydrophobic interactions. This leads to much stronger colon.
and more resilient gluten protein polymer complexes com-
4. Tannin–gluten–polysaccharide interactions likely occur,
pared to native gluten. The tannin–gluten interactions offer
based on the dramatic increase in starch pasting peak
opportunities for new and expanded wheat protein functional-
viscosity with tannins in wheat flour, but not tannins in
ity. As both tannin and gluten MW distribution are important
gluten or starch alone. However, how these complexes
factors in these interaction, selection of raw materials (wheat
affect product texture and subsequent starch retrogradation
protein composition or subfractions, and tannin profile)
is unknown.
could be optimized to alter gluten functionality for desired
applications. Because tannin interaction with gluten proteins 5. Using tannins to reduce allergenicity or inflammatory
is not entirely random, it can be manipulated to produce responses to gluten proteins is a promising line of research.
desired rheological behavior. Tannins interact preferentially Understanding tannin–gluten interaction mechanisms is
with the largest gluten protein fraction available; thus the key to creating practical and efficient methods to employ
larger glutenin fractions are more likely to be affected by this interaction.
tannins. However, as proteins denature (e.g., with increasing 6. Tannin–gluten matrixes have potential in new material
temperature), amino acid residues are exposed that favor applications including edible films, biomedical products,
tannin interaction with smaller, globular proteins. In this way, adhesives, and heavy-duty plastic replacement. Future
the relatively globular gliadins complex with tannins more research should focus on materials science and physical
efficiently at elevated temperatures. This can greatly help properties of tannin–gluten complexes.
increase system viscosity during thermal processing, thus
improving final product texture.
Leveraging these interactions, tannins could be used in AU T H O R CO N T R I B U T I O N S
wheat-based foods and materials to improve gluten strength
A. Girard developed the manuscript concept, performed lit-
in food matrices, to enhance quality of textured gluten pro-
erature reviews and analyses, and wrote the manuscript. J.
teins, to modify starch digestibility, or to create novel bio-
Awika edited manuscript drafts and provided critical feed-
materials such as edible films or second skin type products.
back. Both authors read and approved the final version for
To employ tannin–gluten interactions for novel functionali-
submission.
ties, further studies should assess:

1. Precise mechanisms by which tannins interact with differ-


ent gluten protein fractions to be able to select specific tan- CONFLICTS O F INTEREST
nins, protein profile, and processing conditions for desired
The authors declare no conflicts of interest.
rheological outcomes.
2. Restructuring gluten via tannin cross-links for expanded
use in plant-based meat mimetics. This is an untapped
O RC I D
potential for utilizing tannin–gluten interactions. Tannins
primarily cross-link glutenins at room temperature, but at Audrey L. Girard https://orcid.org/0000-0002-0257-3887
28 EFFECT OF POLYPHENOLS ON GLUTEN FUNCTION…

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