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MIN 653 Deck Oral Exam Syllabus-Amendment 1 2024
MIN 653 Deck Oral Exam Syllabus-Amendment 1 2024
This notice should be read with MSN 1856 - Amendment 1, MIN 620 and replaces MGN 69
This MIN expires 01 May 2025
Summary
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This Marine Information Note (MIN) provides information and outlines the updated Oral exam
syllabus, for Merchant Navy deck officers, leading to the issue of a UK Certificate of
Competency. Any feedback on this document should be sent to exams@mcga.gov.uk.
1. Introduction
2. Further information
3. Oral exam Syllabus for Officer in charge of a Navigational Watch (OOW) Unlimited for
ships of 500 Gross Tonnage (GT) and above STCW Code A-II/1
4. Oral exam syllabus for Chief Mate Unlimited and Master Ships less than 3000 GT,
Unlimited –STCW Code II/2
5. Oral exam syllabus for Master Unlimited STCW Code II/2
6. Oral exam syllabus for Chief Mate Ships less than 3000 GT Unlimited STCW Code
II/2.
7. Oral exam syllabus for OOW Ships of less than 500 GT engaged on Near-Coastal
Voyages STCW Code II/3.
8. Oral exam Syllabus for Master Ships less than 500 GT engaged on Near-Coastal
Voyages STCW Code II/3.
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1. Introduction
1.1. The STCW Convention requires all officers to complete an approved education and
training programme and meet the standards of competence specified in the STCW Code.
All education and training programmes leading to a Certificate of Competency (CoC) must
be mapped to the Code and approved by the MCA. The MCA Deck oral examination
syllabus is mapped to the relevant STCW Code tables. The oral examination forms part of
the assessment for the attainment of all MCA Certificates of Competency, and all
candidates must demonstrate an adequate knowledge of the English language.
1.2. The Examiner is expected to base the assessment on the competence and relate them to
tasks, responsibilities and duties considered necessary for ship operations, safety of life at
sea and the protection of the marine environment.
1.3. The oral exam can draw on any part of the syllabus. It is recommended that candidates
complete the associated qualification that delivers the underpinning knowledge 1 for each
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2.1. Further information on the current process for Oral Examinations is available in MIN 620,
as amended.
2.2. Further information on the requirements and application for a Notice of Eligibility (NOE) for
an Oral Examination and how to obtain the associated CoC is available here:
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3. Oral exam Syllabus for Officer in charge of a Navigational Watch (OOW) Unlimited for ships of 500 GT and above STCW
Code A-II/1
The MCA oral examination is aimed at ensuring the candidate’s ability to undertake the duties appropriate to the Officer Of the Watch (OOW).
Candidates should demonstrate the ability to apply the knowledge required for competencies outlined in this oral examination syllabus by
appropriate responses, anticipations and reactions to a range of routine, non-routine and contingency scenarios as presented by the examiner,
from the perspective of OOW (U) - Ships of 500 GT and above.
1. Candidates are required to demonstrate competence to undertake the tasks, duties and responsibilities listed in the ‘Competence’ column of
this oral examination syllabus.
2. The level of responses of the subjects listed in the ‘Knowledge, understanding and proficiency’ column of this oral examination syllabus shall
be such that in the examiners professional judgement it would be enough for officers of the watch to carry out their watchkeeping and
operational level duties and responsibilities.
3. Underpinning knowledge, understanding and proficiency should take into account STCW Code, Part A, Section A-VIII/2, part 4-1 – Principles
to be observed in keeping a navigational watch (see Annex A).
4. Candidates and Examiners should refer to the ‘Criteria for evaluating competence’ and ‘Further guidance for evaluating competence’
columns for further details.
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Function: Navigation at the operational level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Thorough knowledge of and ability to Calculations and measurements of Monitoring position with GNSS denial
use nautical charts, and publications, navigational information are accurate
such as sailing directions, tide tables,
notices to mariners, radio The charts selected are the largest
navigational warnings and ships' scale suitable for the area of Use a sextant, identify and correct
routeing information navigation and charts and errors
publications are corrected in
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accordance with the latest
information available
Electronic systems of position fixing Identify and understand IALA
and navigation systems of maritime buoyage
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weather conditions are accurate and
appropriate to the passage
Meteorology
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correctly recognised
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Effective leadership behaviours are and its impact on related critical
1. allocation, assignment, and identified equipment
prioritization of resources
Team member(s) share accurate
understanding of current and
2. effective communication predicted vessel state, navigation
path, and external environment
3. assertiveness and leadership
Use of radar and ARPA to Radar navigation Information obtained from radar and
maintain safety of ARPA is correctly interpreted and
navigation Knowledge of the fundamentals of analysed, taking into account the Advantages and the disadvantages
radar and automatic radar plotting limitations of the equipment and of different radar and ARPA display
Note: Training and aids (ARPA) prevailing circumstances and modes with respect to target
assessment in the use of conditions. detection and tracking.
ARPA is not required for
those who serve Ability to operate and to interpret and Action taken to avoid a close
exclusively on ships not analyse information obtained from encounter or collision with other
fitted with ARPA. This radar, including the following: vessels is in accordance with the
limitation shall be reflected International Regulations for Interpretation of different radar and
in the endorsement issued Performance, including: Preventing Collisions at Sea, 1972, ARPA targets’ data to avoid a close
to the seafarer concerned as amended encounter or collision with other
1. factors affecting performance and vessels is in accordance with the
accuracy International Regulations for
Decisions to amend course and/or Preventing Collisions at Sea, 1972,
speed are both timely and in as amended
2. setting up and maintaining
accordance with accepted navigation
displays
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practice Advantages and limitations of ground
3. detection of misrepresentation of and sea stabilised display
information, false echoes, sea Adjustments made to the ship's
course and speed maintain safety of
return, etc., RACONs and SARTs
navigation Function and purpose of radar
Use, including: beacons (RACON) and search and
rescue transponder (SART)
1. range and bearing; course and
Communication is clear, concise and
speed of other ships; time and
acknowledged at all times in a Correctly interpreting and analysing
distance of closest approach of seamanlike manner radar information after taking account
crossing, meeting overtaking ships of the limitations and errors of the
equipment and prevailing
2. identification of critical echoes; circumstances and conditions
detecting course and speed
changes of other ships; effect of
changes in own ship's course or Manoeuvring signals are made at the
speed or both appropriate time and are in
accordance with the International
3. application of the International Regulations for Preventing Collisions
Regulations for Preventing at Sea, 1972, as amended
Collisions at Sea, 1972, as
amended
5. parallel indexing
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standards and the dangers of over- Interpret the display to establish the
reliance on ARPA correct aspect of target echoes
Use of ECDIS to maintain Navigation using ECDIS Monitors information on ECDIS in a Interpret and analyse information
the safety of navigation manner that contributes to safe from ECDIS and other interface
Knowledge of the capability and navigation equipment, taking into account the
Note: Training and limitations of ECDIS operations, limitations of the equipment including
assessment in the use of Information obtained from ECDIS ENCs and RNCs and prevailing
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ECDIS is not required for including: (including radar overlay and/or radar circumstances and conditions.
those who serve tracking functions, when fitted) is Explain the need to carry out
exclusively on ships not 1. a thorough understanding of correctly interpreted and analysed, performance checks and tests of
fitted with ECDIS Electronic Navigational Chart taking into account the limitations of ECDIS equipment
(ENC) data, data accuracy, the equipment, all connected sensors
These limitations shall be (including radar and AIS where
presentation rules, display options
reflected in the interfaced), and prevailing
endorsements issued to and other chart data formats circumstances and conditions
the seafarer concerned
2. the dangers of over-reliance Safety of navigation is maintained
through adjustments made to the Advantage and disadvantages of
3. familiarity with the functions of ship's course and speed through ENC and RNC
ECDIS required by performance ECDIS-controlled track-keeping
functions (when fitted)
standards in force
Proficiency in operation,
interpretation, and analysis of
ENC (S57 and S52) updates
information obtained from ECDIS,
including:
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created information layers,
contacts (when interfaced with AIS
and/or radar tracking) and radar
overlay functions (when
interfaced)
Interpretation of ENC`s data
3. confirmation of vessel position by displayed on ECDIS
alternative means
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Respond to emergencies Emergency procedures The type and scale of the emergency
is promptly identified Appropriate initial responses to
Precautions for the protection and navigational emergencies and/or
safety of passengers in emergency Initial actions and, if appropriate, malfunction of electronic equipment
situations manoeuvring of the ship are in and its impact on related critical
accordance with contingency plans equipment
Initial action to be taken following a and are appropriate to the urgency of
collision or a grounding; initial the situation and nature of the Initial response to emergencies,
damage assessment and control emergency including but not limited to:
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1. Fire
2. Man overboard
3. Mooring failures
4. Cargo accidents
5. Accidents to personnel
Respond to a distress Search and rescue The distress or emergency signal is Use of the International Aeronautical
signal at sea immediately recognised and Marine Search and Rescue
Knowledge of the contents of the (IAMSAR) Manual (Volume III),
International Aeronautical and Contingency plans and instructions in distress and emergency signals;
Maritime Search and Rescue standing orders are implemented and Search and Rescue around the UK
(IAMSAR) Manual complied with and worldwide
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Transmit and receive Visual signalling Communications within the operator's Use of distress and emergency
information by visual area of responsibility are consistently signals, International Code of Signals
signalling Ability to use the International Code successful and the IMO Standard Marine
of Signals Communication Phrases
Manoeuvre the ship Ship manoeuvring and handling Making harbour entry, entering a
dock, berthing alongside quays,
Safe operating limits of ship jetties, or other ships, and
Knowledge of: propulsion, steering and power securing to buoys
systems are not exceeded in normal
1. the effects of deadweight, draught, manoeuvres Use of mooring lines and
trim, speed and under-keel associated equipment
clearance on turning circles and Adjustments made to the ship's
course and speed to maintain safety Ship manoeuvring characteristics
stopping distances
of navigation
Helm orders, conning the ship,
2. the effects of wind and current on effects of propellers on the
ship handling steering of a ship, effects of wind
and current, stopping, going
3. manoeuvres and procedures for astern, turning short round,
the rescue of person overboard manoeuvring in the vicinity of
pilot vessels and other craft,
embarking and disembarking a
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4. squat, shallow-water and similar pilot; Ability to take appropriate
effects manoeuvring actions in case of
Man overboard
5. proper procedures for anchoring
Ability to take appropriate actions
and mooring
in the situations of interaction
and squat effects
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Monitor the loading, Cargo handling, stowage and Cargo operations are carried out in Basic knowledge of the regulations
stowage, securing care securing accordance with the cargo plan or and recommendations affecting
during the voyage and the other documents and established cargo handling, stowage, securing
unloading of cargoes Knowledge of the effect of cargo, safety rules/regulations, equipment and carriage, including the IMDG
including heavy lifts, on the operating instructions and shipboard Code
seaworthiness and stability of the stowage limitations
ship
Ability to carry out cargo operations
Knowledge of safe handling, stowage and various associated duties,
and securing of cargoes, including including but not limited to the
dangerous, hazardous and harmful The handling of dangerous, following:
cargoes, and their effect on the safety hazardous and harmful cargoes
of life and of the ship complies with international (a) Containerised cargoes
regulations and recognized standards (b) Liquid cargoes
Ability to establish and maintain (c) General cargoes
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effective communications during and codes of safe practice (d) Deck cargoes
loading and unloading (e) Refrigerated cargoes
(f) Dry bulk cargoes
Communications are clear, (g) Vehicular/roll on-roll off cargoes
understood and consistently (h) Grain cargoes
successful (i) Timber cargoes
(j) Offshore vessel operations
Inspect and report defects Knowledge and ability to explain The inspections are carried out in
and damage to cargo where to look for damage and defects accordance with laid-down Procedures as per the current Code
spaces, hatch covers and most commonly encountered due to: procedures, and defects and damage of Safe working practices for
ballast tanks are detected and properly reported merchant seafarers (COSWP) and
1. loading and unloading operations on-board publications/documentation
Where no defects or damage are
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2. corrosion detected, the evidence from testing
and examination clearly indicates
3. severe weather conditions adequate competence in adhering to
procedures and ability to distinguish On-board plans, documents, and
between normal and defective or procedures
Ability to state which parts of the ship damaged parts of the ship
shall be inspected each time in order
to cover all parts within a given period
of time
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Function: Controlling the operation of the ship and care for persons on board at the operational level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Ensure compliance with Prevention of pollution of the marine Procedures for monitoring shipboard Precautions to be taken to prevent
pollution- prevention environment and anti-pollution operations and ensuring compliance pollution of the marine environment
requirements procedures with MARPOL requirements are fully as required by the MARPOL
observed conventions, including Restricted
Knowledge of the precautions to be Areas and the disposal of pollutants
taken to prevent pollution of the
marine environment The procedures to prevent pollution
of the marine environment for various
Anti-pollution procedures and all operations including but not limited to
associated equipment the following;
(a) Carriage of hazardous
Importance of proactive measures to Actions to ensure that a positive substances on board
protect the marine environment environmental reputation is (b) Garbage and tank residue
maintained
disposal
(c) Routine vessel operations.
(d) Bunkering
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Maintain seaworthiness of Ship stability
the ship
Working knowledge and application The stability conditions comply with Preparations for heavy weather
of stability, trim and stress tables, the IMO intact stability criteria under
diagrams and stress-calculating all conditions of loading Ability to understand/explain at basic
equipment level the vessel`s stability terms,
including but not limited to the
Understanding of fundamental following
actions to be taken in the event of
partial loss of intact buoyancy • Effect on G during loading,
discharging and moving weights
Understanding of the fundamentals of • Causes of List
watertight integrity • Difference between list and loll
and the methods of correction.
• Changes in stability during the
voyage
Ship construction • Free surface and the dangers and
effect at small angles of heel
General knowledge of the principal • Effect of tank subdivision and
structural members of a ship and the density on free surface
proper names for the various parts Actions to ensure and maintain the • Allowance for the effect of free
watertight integrity of the ship are in surface
accordance with accepted practice
• The terms relating to statical
stability
• GZ curves
• Own vessel's state of stability
Prevent, control and fight Fire prevention and fire-fighting The type and scale of the problem is Initial action to be taken in the event
fires on board appliances promptly identified and initial actions of fire including fires involving oil
conform with the emergency
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Ability to organize fire drills procedure and contingency plans for
the ship
Knowledge of classes and chemistry
of fire Evacuation, emergency shutdown
and isolation procedures are
Knowledge of fire-fighting systems appropriate to the nature of the Use and care of fire-fighting
emergency and are implemented appliances (Portable and fixed),
Knowledge of action to be taken in promptly emergency escape devices, self-
the event of fire, including fires contained breathing apparatus
involving oil systems The order of priority and the levels (SCBA), fire and safety plans
and time-scales of making reports
and informing personnel on board are
relevant to the nature of the Understanding of the organisational
emergency and reflect the urgency of procedures for emergency parties
the problem and drills
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Knowledge of the contents of SOLAS
training manuals and maintenance
logs
Monitor compliance with Basic working knowledge of the Legislative requirements relating to Purpose and application of the ISPS
legislative requirements relevant IMO conventions concerning safety of life at sea, security and code
safety of life at sea, security and protection of the marine environment
protection of the marine environment are correctly identified Purpose and application of the
International Safety Management
(ISM) Code.
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Purpose of Flag State and Port State
Control
Application of leadership Working knowledge of shipboard The crew are allocated duties and
and teamworking skills personnel management and training informed of expected standards of
work and behaviour in a manner
A knowledge of related international appropriate to the individuals
maritime conventions and concerned
recommendations, and national
legislation Training objectives and activities are
based on assessment of current
Ability to apply task and workload competence and capabilities and
management, including: operational requirements
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4. prioritization tasks
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4. evaluation of outcome
effectiveness
Contribute to the safety of Knowledge of personal survival Appropriate safety and protective
personnel and ship techniques equipment is correctly used
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4 Oral exam syllabus for Chief Mate Unlimited and Master Ship less than 3000 GT Unlimited STCW Code II/2
Section A-II/2
Mandatory minimum requirements for certification of chief mates on ships of 500 gross tonnage or more and Master Unlimited - Ships less than 3000
GT
Standard of competence
1. Candidates are required to demonstrate competence to undertake the tasks, duties and responsibilities listed in the ‘Competence’ column of this
oral examination syllabus.
2. The minimum knowledge, understanding and proficiency required for certification is listed in ‘Knowledge, understanding and proficiency’ column
of table A-II/2.
3. The level of responses of the subjects listed in the ‘Knowledge, understanding and proficiency’ column of this oral examination syllabus shall be
such that in the examiner’s professional judgement it would be sufficient for a Chief Mate and Master to carry out their watchkeeping duties.
4. Bearing in mind that the master has ultimate responsibility for the safety and security of the ship, its passengers, crew and cargo, and for the
protection of the marine environment against pollution by the ship, and that a chief mate shall be in a position to assume that responsibility at any
time, assessment in these subjects shall be designed to test their ability to assimilate all available information that affects the safety and security
of the ship, its passengers, crew or cargo, or the protection of the marine environment.
5. The level of theoretical knowledge, understanding and proficiency required under the different sections in ‘Knowledge, understanding and
proficiency’ column of table A-II/2 may be varied according to whether the certificate is to be valid for ships of 3,000 gross tonnage or more or for
ships of between 500 gross tonnage and 3,000 gross tonnage.
6. Candidates and Examiners should refer to the ‘Criteria for evaluating competence’ and ‘Further guidance for evaluating competence’ columns for
further details.
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Function: Navigation at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan a voyage and Voyage planning and navigation for The equipment, charts and nautical Passage planning with respect to the
conduct navigation all conditions by acceptable methods publications required for the voyage use of navigational publications
of plotting ocean tracks, taking into are enumerated and appropriate to including ENCs and RNCs used in
account, e.g.: the safe conduct of the voyage ECDIS
1. restricted waters
The reasons for the planned route Assessing all risks and with strategic
are supported by facts and statistical overview for the intended passage
2. meteorological conditions data obtained from relevant sources
and publications
3. ice The requirements of ship routeing
and mandatory reporting systems
Positions, courses, distances and
4. restricted visibility
time calculations are correct within
accepted accuracy standards for IALA systems of maritime buoyage
5. traffic separation schemes navigational equipment
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The requirements of ship routeing
and mandatory reporting systems
Determine position and Position determination in all The primary method chosen for fixing
the accuracy of resultant conditions: the ship's position is the most
position fix by any means appropriate to the prevailing
1. by celestial observations circumstances and conditions Determining the accuracy of a ships
position by assessing various
2. by terrestrial observations, The fix obtained by celestial position fixing methods
observations is within accepted
including the ability to use
accuracy levels
appropriate charts, notices to
mariners and other publications to The fix obtained by terrestrial
assess the accuracy of the observations is within accepted
resulting position fix accuracy levels
Determine and allow for Ability to determine and allow for The method and frequency of checks
compass errors errors of the magnetic and gyro- for errors of magnetic and gyro- Use, care and limitations of the
compasses compasses ensures accuracy of magnetic and gyro compasses, and
information associated equipment including
Knowledge of the principles of automatic pilot
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magnetic and gyro-compasses
Coordinate search and A thorough knowledge of and ability The plan for coordinating search and Use of most current the International
rescue operations to apply the procedures contained in rescue operations is in accordance Aeronautical and Marine Search and
the International Aeronautical and with international guidelines and Rescue (IAMSAR) Manual (Volume
Maritime Search and Rescue standards III), distress and emergency signals
(IAMSAR) Manual Search and Rescue (SAR) around
the UK and world-wide
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Establish watchkeeping Thorough knowledge of content, Watchkeeping arrangements and
arrangements and application and intent of the procedures are established and
procedures International Regulations for maintained in compliance with
Preventing Collisions at Sea, 1972, international regulations and
as amended guidelines so as to ensure the safety
of navigation, protection of the marine Application of the principles of
Thorough knowledge of the content, environment and safety of the ship watchkeeping in line with the STCW
application and intent of the and persons on board conv and ICS Bridge Procedures
Principles to be observed in keeping Guide
a navigational watch
Maintain safe navigation An appreciation of system errors and Information obtained from navigation Electronic navigational systems –
through the use of thorough understanding of the equipment and systems is correctly limitations and sources of error,
information from operational aspects of navigational interpreted and analysed, taking into methods of correction
navigation equipment and systems account the limitations of the
systems to assist equipment and prevailing
command decision Blind pilotage planning circumstances and conditions Radar and ARPA – practical use of,
making modes of operation, performance
Evaluation of navigational information monitoring, limitations, sources of
Note: Training and derived from all sources, including error, methods of correction and
assessment in the use of radar and ARPA, in order to make parallel indexing
ARPA is not required for and implement command decisions
those who serve for collision avoidance and for Understand the use of bridge
exclusively on ships not directing the safe navigation of the Action taken to avoid a close equipment, including but not limited
fitted with ARPA. This ship encounter or collision with another to rate of turn indicators, course
limitation shall be reflected vessel is in accordance with recorders, echo sounders and
in the endorsement issued The interrelationship and optimum the International Regulations for NAVTEX, BNWAS and VDR/SVDR
to the seafarer concerned use of all navigational data available Preventing Collisions at Sea, 1972,
for conducting navigation as amended A thorough knowledge and
understanding of the content,
application and intent of the
International Regulations for
Preventing Collisions at Sea
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Maintain the safety of Management of operational Operational procedures for using Interpret and analyse information
navigation through the use procedures, system files and data, ECDIS are established, applied, and from ECDIS and other interface
of ECDIS and associated including: monitored equipment, taking into account the
navigation systems to limitations of the equipment including
assist command decision 1. manage procurement, licensing Actions taken to minimize risk to ENC and RNC and prevailing
making and updating of chart data and safety of navigation circumstances and conditions
system software to conform to
Note: Training and
assessment in the use of established procedures Explain the need to carry out
ECDIS is not required for performance checks and tests of
those who serve 2. system and information updating, ECDIS equipment
exclusively on ships not including the ability to update
fitted with ECDIS. This ECDIS system version in
limitation shall be reflected accordance with vendor's product Appropriate initial responses to
in the endorsement issued malfunction of ECDIS and its impact
development
to the seafarer concerned on related critical equipment
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system functions, alarm settings
and user responses
Forecast weather and Ability to understand and interpret a The likely weather conditions
oceanographic conditions synoptic chart and to forecast area predicted for a determined period are Sources of meteorological
weather, taking into account local based on all available information information, ability to use and
weather conditions and information interpret information obtained from
received by weather fax Actions taken to maintain safety of ship borne meteorological
navigation minimise any risk to safety instruments, knowledge of
Knowledge of the characteristics of of the ship characteristics of various weather
various weather systems, including systems, reporting and recording
tropical revolving storms and Reasons for intended action are systems
avoidance of storm centres and the backed by statistical data and
dangerous quadrants observations of the actual weather Ability to detect the presence of
conditions Tropical Revolving Storms.
Knowledge of ocean current systems
Respond to navigational Precautions when beaching a ship The type and scale of any problem is Measures to be taken following:
emergencies promptly identified and decisions and accidental damage including
actions minimise the effects of any collision, grounding, flooding or major
Action to be taken if grounding is malfunction of the ship's systems mechanical damage, including the
imminent, and after grounding possibility of beaching a ship;
protection of the marine Environment
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Use of the effect on trim and stability,
Refloating a grounded ship with and and subsequent actions in the event
without assistance of damage to and consequent
flooding of a compartment
Communications are effective and
Action to be taken if collision is comply with established procedures Action to be taken when disabled and
imminent and following a collision or in distress
impairment of the watertight integrity Decisions and actions maximize
of the hull by any cause safety of persons on board Application of damage stability
information to assess vessel’s
Assessment of damage control condition to ensuring the safety of
crew, passenger and the vessel;
including protection of marine
Emergency steering environment
Manoeuvre and handle a Manoeuvring and handling a ship in All decisions concerning berthing and
ship in all conditions all conditions, including: anchoring are based on a proper
assessment of the ship's Manoeuvres in restricted waters and
1. manoeuvres when approaching manoeuvring and engine open seas
characteristics and the forces to be
pilot stations and embarking or
expected while berthed alongside or Use of steering control systems,
disembarking pilots, with due lying at anchor including automatic pilot, operational
regard to weather, tide, headreach procedures and change-over from
and stopping distances While under way, a full assessment is manual to automatic control and vice-
made of possible effects of shallow versa, adjustment of controls for
2. handling ship in rivers, estuaries and restricted waters, ice, banks, tidal optimum performance
and restricted waters, having conditions, passing ships and own
ship's bow and stern wave so that the
regard to the effects of current, ship can be safely manoeuvred under
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wind and restricted water on helm various conditions of loading and Handling a ship during embarkation
response weather and disembarkation of a pilot
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10 dragging anchor; clearing
fouled anchors
13 precautions in manoeuvring to
launch rescue boats or survival
craft in bad weather
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16 importance of navigating at Manoeuvres to launch and recover
reduced speed to avoid damage rescue boats/survival craft
caused by own ship's bow wave
and stern wave
Operate remote controls Operating principles of marine power Plant, auxiliary machinery and Understanding of working principles
of propulsion plant and plants equipment is operated in accordance of main propulsion and auxiliary
engineering systems and with technical specifications and machinery
services Ships' auxiliary machinery within safe operating limits at all
times
General knowledge of marine
engineering terms
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Function: Cargo handling and stowage at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan and ensure safe Knowledge of and ability to apply The frequency and extent of cargo
loading, stowage, relevant international regulations, condition monitoring is appropriate to The safe stability of the vessel is
securing, care during the codes and standards concerning the its nature and prevailing conditions maintained throughout all-cargo
voyage and unloading of safe handling, stowage, securing and operations
cargoes transport of cargoes Knowledge of
the effect on trim and stability of Unacceptable or unforeseen
cargoes and cargo operations variations in the condition or
specification of the cargo are Use of all information available to the
Use of stability and trim diagrams and promptly recognised and remedial vessel including the advice from the
stress-calculating equipment, action is immediately taken and shipper prior to loading a cargo
including automatic data-based designed to safeguard the safety of
(ADB) equipment, and knowledge of the ship and those on board
loading cargoes and ballasting in Methods of pest control and required
order to keep hull stress within safeguards for fumigation of cargo
acceptable limits spaces
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tanker operations conditions remain within safe limits at concerning the safe stowage,
all times during the voyage securing and carriage of cargoes
Knowledge of the operational and
design limitations of bulk carriers
The requirements to ensure cargo is
Ability to use all available shipboard secured effectively
data related to loading, care and
unloading of bulk cargoes Manage the onboard preparation to
ensure that the cargo operations
Ability to establish procedures for comply with respective legislation and
safe cargo handling in accordance codes for all cargoes.
with the provisions of the relevant
instruments such as IMDG Understanding of Bills of Lading and
Code, IMSBC Code, MARPOL 73/78 its implications with off-spec cargo.
Annexes III and V and other relevant Importance of Mates receipts when
information the Bills of lading not signed by
Master.
Ability to explain the basic principles
for establishing effective Use, maintenance and testing of
communications and improving cargo handling equipment on board
working relationship between ship the vessel concerned
and terminal personnel
Application of the contents of relevant
codes and guidelines concerning the
safe handling of cargoes on board the
vessel concerned
Ship/shore interface
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Assess reported defects Knowledge of the limitations on Evaluations are based on accepted Stability/stress diagrams and stress
and damage to cargo strength of the vital constructional principles, well-founded arguments calculating equipment
spaces, hatch covers and parts of a standard bulk carrier and and correctly carried out. The
ballast tanks and take ability to interpret given figures for decisions taken are acceptable,
appropriate action bending moments and shear forces taking into consideration the safety of The causes of corrosion and
the ship and the prevailing conditions structural failure
Ability to explain how to avoid the
detrimental effects on bulk carriers of Preparation for dry-docking and
corrosion, fatigue and inadequate undocking with and without
cargo handling cargo/damage; general procedure
and precautions to be observed
- 39 -
Function: Controlling the operation of the ship and care for persons on board at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Control trim, stability and Understanding of fundamental Stability and stress conditions are Use of stability and trim information,
stress principles of ship construction and the maintained within safe limits at all use of stress-calculating equipment,
theories and factors affecting trim and times knowledge of loading cargoes and
stability and measures necessary to ballasting with respect to stability and
preserve trim and stability hull stress
Monitor and control Knowledge of international maritime Procedures for monitoring operations The application of current Merchant
compliance with legislative law embodied in international and maintenance comply with Shipping Health and Safety
requirements and agreements and conventions legislative requirements legislation, including the Code of
measures to ensure safety Safe Working Practices for Merchant
of life at sea, security and Regard shall be paid especially to Potential non-compliance is promptly Seamen and the main elements of
the protection of the the following subjects: and fully identified Risk Assessment
marine environment
Planned renewal and extension of Improvement and Prohibition Notices
certificates ensures continued validity
1. certificates and other documents
of surveyed items and equipment Safe manning, Seafarer Employment
required to be carried on board Agreements, conditions of
ships by international conventions, employment, official log book and the
law relating to entries
- 40 -
how they may be obtained and
their period of validity Understanding of load line marks,
entries and reports in respect of
freeboard, draft and allowances
2. responsibilities under the relevant
requirements of the International Routine inspection of living quarters
Convention on Load Lines, 1966, and storerooms, and complaints
as amended procedure
Requirements for records including
3. responsibilities under the relevant Oil Record Book;
requirements of the International Requirements for drills and training
Convention for the Safety of Life
The requirements of the regulations
at Sea, 1974, as amended concerning fire-fighting appliances
- 41 -
7. methods and aids to prevent
pollution of the marine Obligations with respect to pilotage
environment by ships
Towage and salvage agreements
8. national legislation for Purpose of Flag State and Port State
implementing international Control
agreements and conventions
Purpose and application of the
International Safety Management
(ISM) Code
- 42 -
Maintain safety and Thorough knowledge of life-saving Procedures for monitoring fire- Preparations for sea prior to sailing
security of the ship's crew appliance regulations (International detection and safety systems ensure with respect to watertight integrity
and passengers and the Convention for the Safety of Life at that all alarms are detected promptly and additional precautions to be
operational condition of Sea) and acted upon in accordance with taken before the onset of heavy
life-saving, fire-fighting established emergency procedures weather
and other safety systems Organization of fire drills and
abandon ship drills Practical knowledge of the particular
loadline items affecting
Maintenance of operational condition seaworthiness
of life-saving, fire-fighting and other
safety systems Master’s responsibility with respect to
stowaways and prevention of
Actions to be taken to protect and smuggling
safeguard all persons on board in
emergencies Precautions to safeguard against
terrorism, piracy and armed robbery
Actions to limit damage and salve the
ship following a fire, explosion, Precautions to be taken in pest
collision or grounding control in living spaces
- 43 -
doors, dampers, screens and
detection equipment
Develop emergency and Preparation of contingency plans for Emergency procedures are in
damage control plans and response to emergencies accordance with the established Application of decision support
handle emergency plans for emergency situations system in emergency situations
situations Ship construction, including damage
control
The organisation of fire-fighting and
Methods and aids for fire prevention, abandon ship parties
detection and extinction
Use of leadership and Knowledge of shipboard personnel The crew are allocated duties and
managerial skill management and training informed of expected standards of Knowledge of personnel
work and behaviour in a manner management, organisation and
A knowledge of related international appropriate to the individuals training including disciplinary
maritime conventions and concerned Procedures
recommendations, and national
legislation Training objectives and activities are
- 44 -
based on assessment of current Application of hours of work and rest
competence and capabilities and legislation
Ability to apply task and workload operational requirements
management, including:
Operations are demonstrated to be in
1. planning and co-ordination accordance with applicable rules
Operations are planned and
2. personnel assignment resources are allocated as needed in
correct priority to perform necessary
tasks
3. time and resource constraints
Communication is clearly and
4. prioritization unambiguously given and received
- 45 -
5. obtaining and maintaining
situation awareness
4. evaluation of outcome
effectiveness
Organise and manage the A thorough knowledge of the use and Actions taken and procedures
provision of medical care contents of the following publications: followed correctly apply and make full Sources of medical advice from on
on board use of advice available board publications and from the
1. International Medical Guide for shore
Ships or equivalent national
publications
- 46 -
3. Medical First Aid Guide for Use in
Accidents Involving Dangerous
Goods
- 47 -
5 Oral exam syllabus for Master Unlimited STCW Code II/2
Section A-II/2
Mandatory minimum requirements for certification of Master Unlimited
Standard of competence
1. Every candidate for certification as Master Unlimited shall be required to demonstrate the competence to undertake, at the management level,
the tasks, duties and responsibilities listed in the ‘Competence’ column of table A-II/2.
2. The minimum knowledge, understanding and proficiency required for certification is listed in the ‘knowledge, understanding and proficiency’
column of table A-II/2.
3. Bearing in mind that the master has ultimate responsibility for the safety and security of the ship, its passengers, crew and cargo, and for the
protection of the marine environment against pollution by the ship, assessment in these subjects shall be designed to test their ability to
assimilate all available information that affects the safety and security of the ship, its passengers, crew or cargo, or the protection of the marine
environment.
4. The level of knowledge of the subjects listed in the ‘Knowledge, understanding and proficiency’ column of table A-II/2 shall be such that in the
examiners professional judgement it would be sufficient to enable the candidate to serve in the capacity of master and undertake management
level functions.
5. Candidates and Examiners should refer to the ‘Criteria for evaluating competence’ and ‘Further guidance for evaluating competence’ columns
for further details.
- 48 -
Function: Navigation at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan a voyage and Voyage planning and navigation for The equipment, charts and nautical Passage planning with respect to the
conduct navigation all conditions by acceptable methods publications required for the voyage use of navigational publications
of plotting ocean tracks, taking into are enumerated and appropriate to including ENCs and RNCs used in
account, e.g.: the safe conduct of the voyage ECDIS
- 49 -
General principles for Ship Reporting Responsibilities with respect to
Systems and with VTS procedures monitoring the vessel’s safe
navigation.
Determine position and Position determination in all The primary method chosen for fixing Determining the accuracy of the
the accuracy of resultant conditions: the ship's position is the most ship’s position by assessing various
position fix by any means appropriate to the prevailing position fixing methods
1. by celestial observations circumstances and conditions
- 50 -
misrepresentation of information affecting the accuracy of the resulting
and methods of correction to position are stated and methods of
obtain accurate position fixing minimizing the effects of system
errors on the resulting position are
properly applied
Determine and allow for Ability to determine and allow for The method and frequency of checks
compass errors errors of the magnetic and gyro- for errors of magnetic and gyro- The operation and care of various
compasses compasses ensures accuracy of types of compasses
information
Knowledge of the principles of Care and maintenance of the
magnetic and gyro-compasses magnetic compass and binnacle
Coordinate search and A thorough knowledge of and ability The plan for coordinating search and Use of most current the International
rescue operations to apply the procedures contained in rescue operations is in accordance Aeronautical and Marine Search and
the International Aeronautical and with international guidelines and Rescue (IAMSAR) Manual (Volume
Maritime Search and Rescue standards III), distress and emergency signals
(IAMSAR) Manual Search and Rescue (SAR) around
the UK and world-wide
- 51 -
Search and Rescue (SAR) plans for
passenger ships
Radiocommunications are
established and correct Assisting a ship or aircraft in distress;
communication procedures are rescuing the passengers and crew of
followed at all stages of the search a disabled ship or ditched aircraft
and rescue operations
Correct use of distress signals and
awareness of penalties for misuse
Establish watchkeeping Thorough knowledge of content, Watchkeeping arrangements and A thorough knowledge of the
arrangements and application and intent of the procedures are established and principles of navigational
procedures International Regulations for maintained in compliance with watchkeeping at sea, including under
Preventing Collisions at Sea, 1972, international regulations and pilotage, at anchor and in port
as amended guidelines so as to ensure the safety
of navigation, protection of the marine
Thorough knowledge of the content, environment and safety of the ship Application of the ICS Bridge
application and intent of the and persons on board Procedures Guide
Principles to be observed in keeping
a navigational watch
Maintain safe navigation An appreciation of system errors and Information obtained from navigation Electronic navigational systems –
through the use of thorough understanding of the equipment and systems is correctly limitations and sources of error,
information from operational aspects of navigational interpreted and analysed, taking into methods of correction
navigation equipment and systems account the limitations of the
systems to assist equipment and prevailing Radar and ARPA – practical use of,
command decision Blind pilotage planning circumstances and conditions modes of operation, performance
making monitoring, limitations, sources of
- 52 -
Evaluation of navigational information error, methods of correction and
Note: Training and derived from all sources, including parallel indexing
assessment in the use of radar and ARPA, in order to make
ARPA is not required for and implement command decisions
those who serve for collision avoidance and for Understand the use of bridge
exclusively on ships not directing the safe navigation of the equipment, including rate of turn
fitted with ARPA. This ship indicators, course recorders, echo
limitation shall be reflected sounders and NAVTEX,
in the endorsement issued The interrelationship and optimum Action taken to avoid a close BNWAS and VDR/SVDR
to the seafarer concerned use of all navigational data available encounter or collision with another
for conducting navigation vessel is in accordance with
the International Regulations for
Preventing Collisions at Sea, 1972, A thorough knowledge and
as amended understanding of the content,
application and intent of the
International Regulations for
Preventing Collisions at Sea
Maintain the safety of Management of operational Operational procedures for using Interpret and analyse information
navigation through the use procedures, system files and data, ECDIS are established, applied, and from ECDIS and other interface
of ECDIS and associated including: monitored equipment, taking into account the
navigation systems to limitations of the equipment including
assist command decision 1. manage procurement, licensing Actions taken to minimize risk to ENC and RNC and prevailing
making and updating of chart data and safety of navigation circumstances and conditions
system software to conform to
Note: Training and
assessment in the use of established procedures Explain the need to carry out
ECDIS is not required for performance checks and tests of
those who serve 2. system and information updating, ECDIS equipment
exclusively on ships not including the ability to update
fitted with ECDIS. This ECDIS system version in Appropriate initial responses to
limitation shall be reflected accordance with vendor's product malfunction of ECDIS and its impact
in the endorsement issued on related critical equipment
development
to the seafarer concerned
- 53 -
3. create and maintain system
configuration and backup files ECDIS, S57 and S52 updates
Forecast weather and Ability to understand and interpret a The likely weather conditions
oceanographic conditions synoptic chart and to forecast area predicted for a determined period are Sources of meteorological
weather, taking into account local based on all available information information, ability to use and
weather conditions and information interpret information obtained from
received by weather fax Actions taken to maintain safety of ship borne meteorological
navigation minimise any risk to safety instruments, knowledge of
Knowledge of the characteristics of of the ship characteristics of various weather
various weather systems, including systems, reporting and recording
tropical revolving storms and Reasons for intended action are systems.
avoidance of storm centres and the backed by statistical data and
- 54 -
dangerous quadrants observations of the actual weather Ability to detect the presence of
conditions Tropical Revolving Storms.
Respond to navigational Precautions when beaching a ship The type and scale of any problem is Actions to be taken following:
emergencies promptly identified and decisions and accidental damage including
actions minimise the effects of any collision, grounding, flooding or major
Action to be taken if grounding is malfunction of the ship's systems mechanical damage, loss of rudder
imminent, and after grounding and/or propeller and impairment of
watertight integrity of the ship through
any cause including the possibility of
Refloating a grounded ship with and beaching a ship and subsequent
without assistance surveys
- 55 -
Emergency towing arrangements and crew, passengers and vessel;
towing procedure including protection of the marine
environment
Manoeuvre and handle a Manoeuvring and handling a ship in All decisions concerning berthing and Demonstrate an understanding of
ship in all conditions all conditions, including: anchoring are based on a proper ship manoeuvres commonly
assessment of the ship's undertaken under all weather
manoeuvring and engine conditions including approaching pilot
1. manoeuvres when approaching
characteristics and the forces to be stations, restricted waters and
pilot stations and embarking or expected while berthed alongside or shallow water
disembarking pilots, with due lying at anchor
regard to weather, tide, head Embarking and disembarking pilots
reach and stopping distances
While under way, a full assessment is
2. handling ship in rivers, estuaries made of possible effects of shallow Use of steering control systems,
and restricted waters, ice, banks, tidal including automatic pilot, operational
and restricted waters, having conditions, passing ships and own procedures and change-over from
regard to the effects of current, ship's bow and stern wave so that the manual to automatic control and vice-
wind and restricted water on helm ship can be safely manoeuvred under versa, adjustment of controls for
response various conditions of loading and optimum performance
weather
3. application of constant-rate-of-turn
Berthing and unberthing at jetties,
techniques
quays, mooring buoys and single-
- 56 -
point moorings with/without tugs,
4. maneuvering in shallow water, with/without tidal stream, with/without
including the reduction in under- wind
keel clearance caused by squat,
rolling and pitching Conning the ship, effects of wind and
current, effects of dead-weight, draft,
5. interaction between passing ships trim, speed and under-keel clearance
and between own ship and nearby on turning circles and stopping
banks (canal effect) distances; interaction and squat
- 57 -
12 management and handling of Management and handling of ships in
ships in heavy weather, including heavy weather
assisting a ship or aircraft in distress;
towing operations; means of keeping
an unmanageable ship out of trough
of the sea, lessening drift and use of
oil
13 precautions in manoeuvring to
launch rescue boats or survival craft
in bad weather
Precautions when manoeuvring to
14 methods of taking on board launch rescue boats or survival craft
survivors from rescue boats and in bad weather
survival craft
- 58 -
Conduct in and near traffic separation
18 use of, and manoeuvring in and schemes and vessel traffic service
near, traffic separation schemes and (VTS) areas
in vessel traffic service (VTS) areas
Operate remote controls Operating principles of marine power Plant, auxiliary machinery and Understanding of working principles
of propulsion plant and plants equipment is operated in accordance of main propulsion and auxiliary
engineering systems and with technical specifications and machinery
services Ships' auxiliary machinery within safe operating limits at all
times
General knowledge of marine
engineering terms
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan and ensure safe Knowledge of and ability to apply The frequency and extent of cargo The safe stability of the vessel is
loading, stowage, relevant international regulations, condition monitoring is appropriate to maintained throughout all-cargo
securing, care during the codes and standards concerning the its nature and prevailing conditions operations
voyage and unloading of safe handling, stowage, securing and
cargoes transport of cargoes Knowledge of
the effect on trim and stability of
cargoes and cargo operations
- 59 -
(ADB) equipment, and knowledge of designed to safeguard the safety of Methods of pest control and required
loading cargoes and ballasting in the ship and those on board safeguards for fumigation of cargo
order to keep hull stress within spaces
acceptable limits
- 60 -
Ability to explain the basic principles Limitations, use and maintenance of
for establishing effective stress-calculating equipment and
communications and improving stability programs
working relationship between ship
and terminal personnel
Assess reported defects Knowledge of the limitations on Evaluations are based on accepted Stability/stress diagrams and stress
and damage to cargo strength of the vital constructional principles, well-founded arguments calculating equipment
spaces, hatch covers and parts of a standard bulk carrier and and correctly carried out. The
ballast tanks and take ability to interpret given figures for decisions taken are acceptable,
appropriate action bending moments and shear forces taking into consideration the safety of The causes of corrosion and
the ship and the prevailing conditions structural failure
Ability to explain how to avoid the
detrimental effects on bulk carriers of Preparation for dry-docking and
corrosion, fatigue and inadequate undocking with and without
cargo handling cargo/damage; general procedure
and precautions to be observed
- 61 -
Carriage of dangerous, hazardous
and harmful cargoes; precautions
during loading and unloading and
care during the voyage
Function: Controlling the operation of the ship and care for persons on board at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Control trim, stability and Understanding of fundamental Stability and stress conditions are Use of stability and trim information,
stress principles of ship construction and the maintained within safe limits at all use of stress-calculating equipment,
theories and factors affecting trim and times knowledge of loading cargoes and
stability and measures necessary to ballasting with respect to stability and
preserve trim and stability hull stress
Knowledge of the effect on trim and Action in event of loss of stability due
stability of a ship in the event of to cargo shift, damage to hull or
damage to and consequent flooding hatches, loss of cargo overboard or
of a compartment and ingress of water into hull including
countermeasures to be taken flooding of compartment
- 62 -
The importance of free surface
effects and the identification and
correction of an angle of loll
Monitor and control Knowledge of international maritime Procedures for monitoring operations The application of current Merchant
compliance with legislative law embodied in international and maintenance comply with Shipping Health and Safety
requirements and agreements and conventions legislative requirements legislation, including the Code of
measures to ensure safety Safe Working Practices for Merchant
of life at sea, security and Regard shall be paid especially to the Potential non-compliance is promptly Seamen and the main elements of
the protection of the following subjects: and fully identified Risk Assessment
marine environment
1. certificates and other documents Planned renewal and extension of Improvement and Prohibition Notices
required to be carried on board certificates ensures continued validity
of surveyed items and equipment Safe manning, Seafarer Employment
ships by international conventions,
Agreements, conditions of
how they may be obtained and employment, official log book and the
their period of validity law relating to entries
- 63 -
4. responsibilities under the Requirements for records including
International Convention for the Oil Record Book;
Prevention of Pollution from Ships, Requirements for drills and training
as amended
The requirements of the regulations
concerning fire-fighting appliances
5. maritime declarations of health
and the requirements of the The requirements of the regulations
International Health Regulations concerning life-saving appliances
- 64 -
Purpose and application of the
International Safety Management
(ISM) Code
Maintain safety and Thorough knowledge of life-saving Procedures for monitoring fire- Preparations for sea prior to sailing
security of the ship's crew appliance regulations (International detection and safety systems ensure with respect to watertight integrity
and passengers and the Convention for the Safety of Life at that all alarms are detected promptly and additional precautions to be
operational condition of Sea) and acted upon in accordance with taken before the onset of heavy
life- saving, fire- fighting established emergency procedures weather
and other safety systems Organization of fire drills and
abandon ship drills Practical knowledge of the particular
loadline items affecting
Maintenance of operational condition seaworthiness
of life-saving, fire-fighting and other
safety systems Master’s responsibility with respect to
stowaways and prevention of
Actions to be taken to protect and smuggling
- 65 -
safeguard all persons on board in
emergencies Precautions to safeguard against
terrorism, piracy and armed robbery
Actions to limit damage and salve the
ship following a fire, explosion, Precautions to be taken in pest
collision or grounding control in living spaces
Develop emergency and Preparation of contingency plans for Emergency procedures are in Application of decision support
damage control plans and response to emergencies accordance with the established system in emergency situations
handle emergency plans for emergency situations
situations Ship construction, including damage The organisation of fire-fighting and
control abandon ship parties
Methods and aids for fire prevention,
detection and extinction Launch, manage and ensure survival
in survival craft, recover survival craft
- 66 -
at sea and beach or land survival
Functions and use of life-saving craft
appliances
Use of leadership and Knowledge of shipboard personnel The crew are allocated duties and
managerial skill management and training informed of expected standards of Knowledge of personnel
work and behaviour in a manner management, organisation and
A knowledge of related international appropriate to the individuals training including disciplinary
maritime conventions and concerned Procedures
recommendations, and national
legislation
Training objectives and activities are Application of hours of work and rest
Ability to apply task and workload based on assessment of current legislation
management, including: competence and capabilities and
operational requirements
1. planning and co-ordination
Operations are demonstrated to be in
2. personnel assignment accordance with applicable rules
Operations are planned and
resources are allocated as needed in
3. time and resource constraints correct priority to perform necessary
tasks
4. prioritization
Communication is clearly and
Knowledge and ability to apply unambiguously given and received
effective resource management:
Effective leadership behaviours are
1. allocation, assignment, and demonstrated
prioritization of resources
- 67 -
3. decisions reflect consideration of
team experiences
Organise and manage the A thorough knowledge of the use and Actions taken and procedures
provision of medical care contents of the following publications: followed correctly apply and make full Sources of medical advice from on
on board use of advice available board publications and the radio
1. International Medical Guide for medical advice from the shore
Ships or equivalent national
publications
- 68 -
2. Medical section of the
International Code of Signals
- 69 -
6 Oral exam syllabus for Chief Mate Ships less than 3000 GT Unlimited STCW Code II/2
Section A-II/2
Mandatory minimum requirements for certification of chief mate on ships less than 3000 GT
Standard of competence
1. Every candidate for certification as chief mate on ships less than 3000 GT shall be required to demonstrate the competence to undertake, at the
management level, the tasks, duties and responsibilities listed in the ‘Competence’ column of table A-II/2.
2. The minimum knowledge, understanding and proficiency required for certification is listed in the ‘Knowledge, understanding and proficiency’
column of table A-II/2.
3. Bearing in mind that the chief mate has management level has management responsibilities relating to the safety and security of the ship, its
passengers, crew and cargo, and the protection of the marine environment against pollution by the ship, and that a chief mate shall be in a
position to assume the master’s ultimate responsibility at any time, assessment in these subjects shall be designed to test their ability to
assimilate all available information that affects the safety and security of the ship, its passengers, crew or cargo, or the protection of the marine
environment.
4. The level of knowledge of the subjects listed in the ‘Knowledge, understanding and proficiency’ column of table A-II/2 shall be such that in the
examiners professional judgement it would be sufficient to enable the candidate to serve in the capacity of master or chief mate and undertake
management level functions.
5. The level of theoretical knowledge, understanding and proficiency required under the different sections in the ‘Knowledge, understanding and
proficiency’ column of table A-II/2 may be varied according to whether the certificate is to be valid for ships less than 3,000 gross tonnage.
6. Candidates and Examiners should refer to the ‘Criteria for evaluating competence’ and ‘Further guidance for evaluating competence’ columns
for further details.
- 70 -
Function: Navigation at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan a voyage and Voyage planning and navigation for The equipment, charts and nautical Passage planning with respect to the
conduct navigation all conditions by acceptable methods publications required for the voyage use of navigational publications
of plotting ocean tracks, taking into are enumerated and appropriate to including ENCs and RNCs used in
account, e.g.: the safe conduct of the voyage ECDIS
1. restricted waters The reasons for the planned route Demonstrate an ability to undertake
are supported by facts and statistical voyage planning, taking into
data obtained from relevant sources consideration:
2. meteorological conditions
and publications (i) restricted waters;
(ii) meteorological conditions,
3. ice Positions, courses, distances and through the interpretation of a
time calculations are correct within
synoptic chart, and to forecast
4. restricted visibility accepted accuracy standards for
navigational equipment local area weather, the
characteristics of various
5. traffic separation schemes
All potential navigational hazards are weather systems;
accurately identified (iii) restricted visibility
6. vessel traffic service (VTS) areas
Roles and Responsibilities of chief
7. areas of extensive tidal effects mate with respect to monitoring the
vessel`s safe navigation
Routeing in accordance with the
General Provisions on Ships' IALA systems of maritime buoyage
Routeing
- 71 -
Determine position and Position determination in all The primary method chosen for fixing
the accuracy of resultant conditions: the ship's position is the most
position fix by any means appropriate to the prevailing Determining the accuracy of the
1. by celestial observations circumstances and conditions ship`s position by assessing various
position fixing methods
The fix obtained by celestial
2. by terrestrial observations,
observations is within accepted
including the ability to use accuracy levels
appropriate charts, notices to
mariners and other publications to The fix obtained by terrestrial
assess the accuracy of the observations is within accepted
resulting position fix accuracy levels
Determine and allow for Ability to determine and allow for The method and frequency of checks Compasses commonly fitted on
compass errors errors of the magnetic and gyro- for errors of magnetic and gyro- board the ships concerned – variation
compasses compasses ensures accuracy of and deviation, causes and effects,
information siting of other equipment with
Knowledge of the principles of reference to magnetic compasses
magnetic and gyro-compasses
Knowledge of the purpose of
An understanding of systems under correctors/corrections
- 72 -
the control of the master gyro and a
knowledge of the operation and care
of the main types of gyro-compass
Coordinate search and A thorough knowledge of and ability The plan for coordinating search and Use of most current the International
rescue operations to apply the procedures contained in rescue operations is in accordance Aeronautical and Marine Search and
the International Aeronautical and with international guidelines and Rescue (IAMSAR) Manual (Volume
Maritime Search and Rescue standards III), distress and emergency signals
(IAMSAR) Manual Search and Rescue (SAR) around
the UK and world-wide
Establish watchkeeping Thorough knowledge of content, Watchkeeping arrangements and Application of the ICS Bridge
arrangements and application and intent of the procedures are established and Procedures Guide
procedures International Regulations for maintained in compliance with
Preventing Collisions at Sea, 1972, international regulations and Principles of establishing a safe
as amended guidelines so as to ensure the safety engineering watch at sea, anchor and
of navigation, protection of the marine in port
Thorough knowledge of the content, environment and safety of the ship
application and intent of the principles and persons on board
- 73 -
to be observed in keeping a
navigational watch
Maintain safe navigation An appreciation of system errors and Information obtained from navigation Electronic navigational systems –
through the use of thorough understanding of the equipment and systems is correctly limitations and sources of error,
information from operational aspects of navigational interpreted and analysed, taking into methods of correction
navigation equipment and systems account the limitations of the
systems to assist equipment and prevailing Radar and ARPA – practical use of,
command decision Blind pilotage planning circumstances and conditions modes of operation, performance
making monitoring, limitations, sources of
Evaluation of navigational information error, methods of correction and
Note: Training and derived from all sources, including parallel indexing
assessment in the use of radar and ARPA, in order to make
ARPA is not required for and implement command decisions Understand the use of bridge
those who serve for collision avoidance and for equipment, including rate of turn
exclusively on ships not directing the safe navigation of the indicators, course recorders, echo
fitted with ARPA. This ship sounders and NAVTEX,
limitation shall be reflected Action taken to avoid a close BNWAS and VDR/SVDR
in the endorsement issued The interrelationship and optimum encounter or collision with another
to the seafarer concerned use of all navigational data available vessel is in accordance with A thorough knowledge and
for conducting navigation the International Regulations for understanding of the content,
Preventing Collisions at Sea, 1972, application and intent of the
as amended International Regulations for
Preventing Collisions at Sea
Maintain the safety of Management of operational Operational procedures for using Interpret and analyse information
navigation through the use procedures, system files and data, ECDIS are established, applied, and from ECDIS and other interface
of ECDIS and associated including: monitored equipment, taking into account the
navigation systems to limitations of the equipment including
assist command decision 1. manage procurement, licensing Actions taken to minimize risk to ENC and RNC and prevailing
making and updating of chart data and safety of navigation circumstances and conditions
system software to conform to
Note: Training and
assessment in the use of established procedures Explain the need to carry out
- 74 -
ECDIS is not required for performance checks and tests of
those who serve 2. system and information updating, ECDIS equipment
exclusively on ships not including the ability to update
fitted with ECDIS. This
ECDIS system version in
limitation shall be reflected Appropriate initial responses to
in the endorsement issued accordance with vendor's product malfunction of ECDIS and its impact
to the seafarer concerned development on related critical equipment
Forecast weather and Ability to understand and interpret a The likely weather conditions Sources of meteorological
oceanographic conditions synoptic chart and to forecast area predicted for a determined period are information, ability to use and
weather, taking into account local based on all available information interpret information obtained from
weather conditions and information ship borne meteorological
- 75 -
received by weather fax Actions taken to maintain safety of instruments, knowledge of
navigation minimise any risk to safety characteristics of various weather
Knowledge of the characteristics of of the ship systems, reporting and recording
various weather systems, including systems
tropical revolving storms and Reasons for intended action are
avoidance of storm centres and the backed by statistical data and
dangerous quadrants observations of the actual weather
conditions
Respond to navigational Precautions when beaching a ship The type and scale of any problem is Measures to be taken following:
emergencies promptly identified and decisions and accidental damage including
Action to be taken if grounding is actions minimise the effects of any collision, grounding, flooding or major
imminent, and after grounding malfunction of the ship's systems mechanical damage, including the
possibility of beaching a ship;
Reflating a grounded ship with and protection of the marine Environment
without assistance
- 76 -
Emergency steering Application of damage stability
information to assess vessels
condition to ensure the safety of the
Emergency towing arrangements and crew, passengers and vessel,
towing procedure including the protection of the marine
environment
Manoeuvre and handle a All decisions concerning berthing and Anchoring and working anchors and
Manoeuvring and handling a ship in
ship in all conditions anchoring are based on a proper cables in all circumstances
all conditions, including:
assessment of the ship's
manoeuvring and engine Proper procedures for berthing,
1. manoeuvres when approaching characteristics and the forces to be unberthing and factors affecting safe
pilot stations and embarking or expected while berthed alongside or manoeuvring and handling
disembarking pilots, with due lying at anchor
regard to weather, tide, headreach Knowledge of the operation of ship
and stopping distances While under way, a full assessment is power plants and auxiliaries
made of possible effects of shallow
and restricted waters, ice, banks, tidal
2. handling ship in rivers, estuaries conditions, passing ships and own Embarking and disembarking pilots
and restricted waters, having ship's bow and stern wave so that the
regard to the effects of current, ship can be safely manoeuvred under
wind and restricted water on helm various conditions of loading and Manoeuvres in restricted waters and
response weather open seas
- 77 -
3. application of constant- rate-of- Use of steering control systems,
turn techniques including automatic pilot, operational
procedures and change-over from
manual to automatic control and vice-
4. manoeuvring in shallow water,
versa, adjustment of controls for
including the reduction in under- optimum performance
keel clearance caused by squat,
rolling and pitching
- 78 -
10 dragging anchor; clearing fouled
anchors
13 precautions in manoeuvring to
launch rescue boats or survival
craft in bad weather
- 79 -
circles at various draughts and
speeds
16 importance of navigating at
reduced speed to avoid damage Navigation in the vicinity of ice, ice
caused by own ship's bow wave reporting and steps to be taken in the
and stern wave event of ice accretion
Operate remote controls Operating principles of marine power Plant, auxiliary machinery and Understanding of working principles
of propulsion plant and plants equipment is operated in accordance of main propulsion and auxiliary
engineering systems and with technical specifications and machinery
services within safe operating limits at all
Ships' auxiliary machinery times
- 80 -
Function: Cargo handling and stowage at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan and ensure safe Knowledge of and ability to apply The frequency and extent of cargo
loading, stowage, relevant international regulations, condition monitoring is appropriate to The safe stability of the vessel is
securing, care during the codes and standards concerning the its nature and prevailing conditions maintained throughout all-cargo
voyage and unloading of safe handling, stowage, securing and operations
cargoes transport of cargoes Knowledge of
the effect on trim and stability of Unacceptable or unforeseen
cargoes and cargo operations variations in the condition or The regulations and
specification of the cargo are recommendations affecting cargo
Use of stability and trim diagrams and promptly recognised and remedial handling, stowage, securing and
stress-calculating equipment, action is immediately taken and carriage
including automatic data-based designed to safeguard the safety of
(ADB) equipment, and knowledge of the ship and those on board Use of all information available to the
loading cargoes and ballasting in vessel including the advice from the
order to keep hull stress within shipper prior to loading a cargo
acceptable limits
- 81 -
The requirements to ensure cargo is
General knowledge of tankers and Stowage and securing of cargoes secured effectively
tanker operations ensures that stability and stress
conditions remain within safe limits at
Knowledge of the operational and all times during the voyage Manage the onboard preparation to
design limitations of bulk carriers ensure that the cargo operations
comply with respective legislation
Ability to use all available shipboard and codes for all cargoes
data related to loading, care and
unloading of bulk cargoes
Use, maintenance and testing of
Ability to establish procedures for cargo handling equipment on board
safe cargo handling in accordance the vessel concerned
with the provisions of the relevant
instruments such as IMDG Application of the contents of relevant
Code, IMSBC Code, MARPOL 73/78 codes and guidelines concerning the
Annexes III and V and other relevant safe handling of cargoes on board
information the vessel concerned
Assess reported defects Knowledge of the limitations on Evaluations are based on accepted Stability/stress diagrams and stress
and damage to cargo strength of the vital constructional principles, well-founded arguments calculations
spaces, hatch covers and parts of a standard bulk carrier and and correctly carried out. The
ballast tanks and take ability to interpret given figures for decisions taken are acceptable,
appropriate action bending moments and shear forces taking into consideration the safety of The causes of corrosion and
the ship and the prevailing conditions structural failure
Ability to explain how to avoid the
detrimental effects on bulk carriers of Preparation for dry-docking and
undocking with and without
- 82 -
corrosion, fatigue and inadequate cargo/damage; general procedure
cargo handling and precautions to be observed
Function: Controlling the operation of the ship and care for persons on board at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Control trim, stability and Understanding of fundamental Stability and stress conditions are
stress principles of ship construction and the maintained within safe limits at all Action in event of loss of stability due
theories and factors affecting trim and times to cargo shift, damage to hull or
stability and measures necessary to hatches, loss of cargo overboard or
preserve trim and stability ingress of water into hull including
flooding of compartment
Knowledge of the effect on trim and
stability of a ship in the event of
damage to and consequent flooding
of a compartment and
countermeasures to be taken
- 83 -
Knowledge of IMO recommendations
concerning ship stability
Monitor and control Knowledge of international maritime Procedures for monitoring operations
compliance with legislative law embodied in international and maintenance comply with Use of relevant Statutory Instruments
requirements and agreements and conventions legislative requirements (SI) UK, Merchant Shipping Notices,
measures to ensure safety Marine Guidance Notes, Marine
of life at sea, security and Regard shall be paid especially to the Potential non-compliance is promptly Information Notes and the Annual
the protection of the following subjects: and fully identified Summary of Admiralty Notices to
marine environment Mariners
Planned renewal and extension of
1. certificates and other documents certificates ensures continued validity The application of current Merchant
of surveyed items and equipment Shipping Health and Safety
required to be carried on board
legislation, including the Code of
ships by international conventions, Safe Working Practices for Merchant
how they may be obtained and Seamen and the main elements of
their period of validity Risk Assessment
- 84 -
Routine inspection of living quarters
5. maritime declarations of health and storerooms, and complaints
and the requirements of the procedure
International Health Regulations
Requirements for records including
Oil Record Book;
6. responsibilities under international
instruments affecting the safety of Requirements for drills and training
the ship, passengers, crew and
cargo The requirements of the regulations
concerning fire-fighting appliances
7. methods and aids to prevent
The requirements of the regulations
pollution of the marine concerning life-saving appliances
environment by ships
The international conventions
8. national legislation for relevant to the operation of ships
implementing international including certificates and other
agreements and conventions documents required to be carried on
board ships
- 85 -
Purpose of Flag State and Port State
Control
Maintain safety and Thorough knowledge of life-saving Procedures for monitoring fire- Preparations for sea prior to sailing
security of the ship's crew appliance regulations (International detection and safety systems ensure with respect to watertight integrity
and passengers and the Convention for the Safety of Life at that all alarms are detected promptly and additional precautions to be
operational condition of Sea)
- 86 -
life- saving, fire- fighting and acted upon in accordance with taken before the onset of heavy
and other safety systems Organization of fire drills and established emergency procedures weather
abandon ship drills
Practical knowledge of the particular
Maintenance of operational condition loadline items affecting
of life-saving, fire-fighting and other seaworthiness
safety systems
- 87 -
Operation, maintenance and testing
of watertight doors, side scuttles and
scuppers
Develop emergency and Preparation of contingency plans for Emergency procedures are in
damage control plans and response to emergencies accordance with the established Application of decision support
handle emergency plans for emergency situations system in emergency situations
situations Ship construction, including damage
control
The organisation of fire-fighting and
Methods and aids for fire prevention, abandon ship parties
detection and extinction
Use of leadership and Knowledge of shipboard personnel The crew are allocated duties and
managerial skill management and training informed of expected standards of Knowledge of personnel
work and behaviour in a manner management, organisation and
A knowledge of related international appropriate to the individuals training including disciplinary
maritime conventions and concerned procedures
recommendations, and national
legislation Training objectives and activities are Management of hours of work and
based on assessment of current rest as per legislation
competence and capabilities and
operational requirements
- 88 -
Ability to apply task and workload
management, including: Operations are demonstrated to be in
accordance with applicable rules
1. planning and co-ordination Operations are planned and
resources are allocated as needed in
correct priority to perform necessary
2. personnel assignment
tasks
3. time and resource constraints Communication is clearly and
unambiguously given and received
4. prioritization
Effective leadership behaviours are
Knowledge and ability to apply demonstrated
effective resource management:
Necessary team member(s) share
1. allocation, assignment, and accurate understanding of current
prioritization of resources and predicted vessel state and
operational status and external
environment
2. effective communication on board
and ashore Decisions are most effective for the
situation
3. decisions reflect consideration of
team experiences Operations are demonstrated to be
effective and in accordance with
applicable rules
4. assertiveness and leadership,
including motivation
- 89 -
1. situation and risk assessment
4. evaluation of outcome
effectiveness
Organise and manage the A thorough knowledge of the use and Actions taken and procedures
provision of medical care contents of the following publications: followed correctly apply and make full Sources of medical advice from on
on board use of advice available board publications and from the
1. International Medical Guide for shore
Ships or equivalent national
publications
- 90 -
7 Oral exam syllabus for Officer in charge of a Navigational Watch (OOW) STCW Code II/3 – Ships less than 500 Gross
Tonnage (GT) engaged on Near-Coastal Voyages
Section A-II/3
Mandatory minimum requirements for certification of officers in charge of a navigational watch on ships of less than 500 gross tonnage, engaged on
near-coastal voyages
Standard of competence
1. Candidates are required to demonstrate competence to undertake the tasks, duties and responsibilities listed in the ‘Competence’ column of
table A-II/3;
2. The minimum knowledge, understanding and proficiency required for certification is listed in the ‘Knowledge, understanding and proficiency’
column of table A-II/3.
3. The level of responses of the subjects listed in the ‘Knowledge, understanding and proficiency’ column of table A-II/3 shall be such that in the
examiners professional judgement it would be enough for the candidate to serve in the capacity of officer in charge of a navigational watch
and undertake operational level functions.
4. Underpinning knowledge, understanding and proficiency should take into account STCW Code, Part A, Section A-VIII/2, part 4-1 – Principles
to be observed in keeping a navigational watch (see Annex A).
5. Candidates and Examiners should refer to the ‘Criteria for evaluating competence’ and ‘Further guidance for evaluating competence’
columns for further details.
Table A-II/3
Specification of minimum standard of competence for officers in charge of a navigational watch on ships of less than 500 gross tonnage engaged on
near-coastal voyages
- 91 -
Function: Navigation at the operational level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan and conduct a Navigation Information obtained from Passage planning with respect to the
coastal passage and nautical charts and publications is use of navigational publications
determine position Ability to determine the ship's position relevant, interpreted correctly and including navigational charts, sailing
by the use of: properly applied directions, light lists, tide tables, radio
navigational warnings and ships’
1. Landmarks routeing information
- 92 -
appropriate intervals
- 93 -
Navigational aids and equipment Measurements and observations of
weather conditions are accurate and
Ability to operate safely and appropriate to the passage
determine the ship's position by use Meteorological information is
of all navigational aids and equipment evaluated and applied to maintain the
commonly fitted on board the ships safe passage of the vessel
concerned
Automatic pilot
Meteorology
- 94 -
meteorological instruments
- 95 -
at Sea, 1972, as amended
- 96 -
Emergency organisational
procedures commonly found on
board the ships concerned
Respond to a distress Search and rescue The distress or emergency signal is Initial action following receipt of a
signal at sea immediately recognized distress message
Knowledge of the contents of the
International Aeronautical and Contingency plans and instructions in Use of the International Aeronautical
Maritime Search and Rescue standing orders are implemented and and Maritime Search and Rescue
(IAMSAR) Manual complied with (IAMSAR) Manual (Volume III),
distress and emergency signals
Manoeuvre the ship and Ship manoeuvring and handling Safe operating limits of ship Preparation for getting under way,
operate small ship power propulsion, steering and power duties prior to proceeding to sea,
plants Knowledge of factors affecting safe systems are not exceeded in normal making harbour, entering a dock,
manoeuvring and handling manoeuvres berthing alongside quays, jetties, or
other ships, and securing to buoys;
The operation of small ship power Adjustments made to the ship's
plants and auxiliaries course and speed maintain safety of
navigation
Proper procedures for anchoring and Plant, auxiliary machinery and Helm orders, conning the ship,
mooring equipment is operated in accordance effects of propellers on the steering
with technical specifications and of a ship, effects of wind and current,
within safe operating limits at all stopping, going astern, turning short
times round, interaction, and squat
- 97 -
Function: Cargo handling and stowage at the operational level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Monitor the loading, Cargo handling, stowage and Cargo operations are carried out in Use and care of synthetic fibre and
stowage, securing and securing accordance with the cargo plan or wire ropes, ascertaining of safe-
unloading of cargoes and other documents and established working loads
their care during the Knowledge of safe handling, stowage safety rules/regulations, equipment
voyage and securing of cargoes, including operating instructions and shipboard Basic knowledge of regulations and
dangerous, hazardous and harmful stowage limitations recommendations affecting cargo
cargoes, and their effect on the safety handling, stowage, securing and
of life and of the ship The handling of dangerous, carriage, including the IMDG, IBC,
hazardous and harmful cargoes IGC and IMSBC Code
Use of the International Maritime complies with international
Dangerous Goods (IMDG) Code regulations and recognized standards Use of the hydrometer
and codes of safe practice
Function: Controlling the operation of the ship and care for persons on board at the operational level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Ensure compliance with Prevention of pollution of the marine Procedures for monitoring shipboard Precautions to be taken to prevent
pollution- prevention environment and anti-pollution operations and ensuring compliance pollution of the marine environment
requirements procedures with MARPOL requirements are fully as required by the MARPOL
observed Convention, including Restricted
Knowledge of the precautions to be Areas
taken to prevent pollution of the
marine environment
- 98 -
Anti-pollution procedures and all Basic understanding of the Shipboard
associated equipment Oil Pollution Emergency Plan
(SOPEP) & Shipboard Marine
Pollution Emergency Plan (SMPEP)
manual and Garbage Management
Plans
Prevent, control and fight Fire prevention and The type and scale of the problem is
fires on board fire-fighting appliances promptly identified and initial actions
conform with the emergency
Ability to organize fire drills procedure and contingency plans for
the ship
Knowledge of classes and chemistry
of fire Evacuation, emergency shutdown
- 99 -
and isolation procedures are
Knowledge of fire-fighting systems appropriate to the nature of the
emergency and are implemented
Understanding of action to be taken promptly
in the event of fire, including fires
involving oil systems The order of priority, and the levels
and time-scales of making reports
and informing personnel on board,
are relevant to the nature of the
emergency and reflect the urgency of
the problem
Operate life-saving Life-saving Actions in responding to abandon Operation of survival craft and rescue
appliances ship and survival situations are boats
Ability to organize abandon ship drills appropriate to the prevailing
and knowledge of the operation of circumstances and conditions and Knowledge of survival at sea
survival craft and rescue boats, their comply with accepted safety techniques
launching appliances and practices and standards
arrangements, and their equipment, Use and care of life-saving
including radio life-saving appliances, appliances and equipment including
satellite EPIRBs, SARTs, immersion portable radios, EPIRBs, SARTs,
suits and thermal protective aids immersion suits and thermal
protective aids, and rocket line
throwing apparatus
Apply medical first aid on Medical aid The identification of probable cause,
board ship nature and extent of injuries or Sources of medical information
Practical application of medical conditions is prompt and treatment available
guides and advice by radio, including minimizes immediate threat to life
the ability to take effective action
based on such knowledge in the case
of accidents or illnesses that are
likely to occur on board ship
- 100 -
Monitor compliance with Basic working knowledge of the Legislative requirements relating to Contents and use of Merchant
legislative requirements relevant IMO conventions concerning safety of life at sea, security and Shipping Notices, Marine Guidance
safety of life at sea, security and protection of the marine environment Notes, Marine Information Notes
protection of the marine environment are correctly identified
Knowledge and application of current
Merchant Shipping Health and Safety
legislation and the Code of Safe
Working Practices for Merchant
Seamen
- 101 -
Initial and follow-up actions on
becoming aware of an emergency
conform with established emergency
response procedures
- 102 -
8 Oral exam Syllabus for Master STCW Code II/3 – Ships of less than 500 Gross Tonnage (GT) engaged on Near-Coastal
Voyages
Section A-II/3
Mandatory minimum requirements for certification of masters on ships of less than 500 gross tonnage, engaged on near-coastal voyages
MASTER
Standard of competence
1. Every candidate for certification shall be required to demonstrate the competence to undertake, at the management level, the tasks, duties
and responsibilities listed in the ‘Competence’ column of table A-II/3.
2. The minimum knowledge, understanding and proficiency required for certification is listed in the ‘Knowledge, understanding and proficiency’
column of table A-II/3.
3. The level of knowledge of the subjects listed in the ‘Knowledge, understanding and proficiency’ column of table A-II/3 shall be such that in the
examiners professional judgement it would be sufficient to enable the candidate to serve in the capacity of master and undertake
management level functions.
4. Bearing in mind that the master has ultimate responsibility for the safety and security of the ship, its passengers, crew and cargo, and for the
protection of the marine environment against pollution by the ship, assessment in these subjects shall be designed to test their ability to
assimilate all available information that affects the safety and security of the ship, its passengers, crew or cargo, or the protection of the
marine environment.
5. Candidates and Examiners should refer to the ‘Criteria for evaluating competence’ and ‘Further guidance for evaluating competence’
columns for further details.
- 103 -
Table A-II/3
Specification of minimum standard of competence for masters on ships of less than 500 gross tonnage engaged on near-coastal voyages
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Plan and conduct a Navigation Information obtained from Assessing all risk strategic overview
coastal passage and nautical charts and publications is for coastal passage, taking into
determine position Ability to determine the ship's position relevant, interpreted correctly and consideration:
by the use of: properly applied (i) restricted waters.
(ii) restricted visibility
1. landmarks (iii) the requirements of ships'
routeing and mandatory
The primary method of fixing the
2. aids to navigation, including reporting systems
Note: Training and ship's position is the most appropriate
assessment in the use of lighthouses, beacons and buoys to the prevailing circumstances and (iv) reporting in accordance with ship
ECDIS is not required for conditions reporting systems
those who serve 3. dead reckoning, taking into
exclusively on ships not account winds, tides, currents and
fitted with ECDIS. These estimated speed Responsibilities as master to
limitations shall be monitoring the safe navigation of the
reflected in the vessel.
Thorough knowledge of and ability to
endorsement issued to the
use nautical charts and publications,
seafarer concerned Use of navigational publications
such as sailing directions, tide tables,
The position is determined within the including ENCs and RNCs used in
notices to mariners, radio
limits of acceptable ECDIS
navigational warnings and ships'
instrument/system errors
routeing information
Limitations and updates of electronic
chart systems including ECDIS and
RCDS navigational chart systems
- 104 -
Reporting in accordance with General The reliability of the information
Principles for Ship Reporting obtained from the primary method of
Systems and with VTS procedures position fixing is checked at Port radio information services:
appropriate intervals knowledge of the types of service
Note: This item is only required for available to aid vessels entering
certification as master Calculations and measurements of ports, berthing, VTIS and VTS
navigational information are accurate services, as indicated in The
Voyage planning and navigation for Admiralty List of Radio Signals –
all conditions by acceptable methods Charts and publications selected are Vessel Traffic Services, Port
of plotting coastal tracks, taking into the largest scale on board suitable for Operations and Pilot Stations
account, e.g.: the area of navigation and charts are
corrected in accordance with the
1. restricted waters latest information available
Performance checks and tests of
navigation systems comply with
2. meteorological conditions
manufacturer's recommendations,
good navigational practice and IMO
3. ice resolutions on performance
standards for navigational equipment
4. restricted visibility Interpretation and analysis of
information obtained from radar is in
5. traffic separation schemes accordance with accepted
navigational practice and takes
account of the limits and accuracy
6. vessel traffic service (VTS) areas levels of radar Errors in magnetic
compasses are determined and
7. areas of extensive tidal effects applied correctly to courses and
bearings
Note: This item is only required for
certification as master
Ability to verify the ship`s position
Thorough knowledge of and ability to Selection of the mode of steering is plotted on the chart or on ECDIS
use ECDIS the most suitable for prevailing
weather, sea and traffic conditions
- 105 -
and intended manoeuvres
Navigational aids and equipment Measurements and observations of
weather conditions are accurate and
Ability to operate safely and appropriate to the passage Limitations of bridge equipment
determine the ship's position by use Meteorological information is commonly fitted on board the ships
of all navigational aids and equipment evaluated and applied to maintain the concerned
commonly fitted on board the ships safe passage of the vessel
concerned Radar – practical use of, modes of
operation, sources of error, plotting
and parallel indexing
Compasses
Compasses commonly fitted on
Knowledge of the errors and board the ships concerned - variation
corrections of magnetic compasses and deviation, causes and effects,
siting of other equipment with
Ability to determine errors of the reference to magnetic compasses
compass, using terrestrial means,
and to allow for such errors Knowledge of the purpose of
correctors/corrections
Automatic pilot
Meteorology
- 106 -
Ability to use and interpret Demonstrate an ability to undertake
information obtained from shipborne voyage planning, taking into
meteorological instruments consideration of meteorological
conditions, through the interpretation
Knowledge of the characteristics of of a synoptic chart, and to forecast
the various weather systems, local area weather, the
reporting procedures and recording characteristics of various weather
systems systems
- 107 -
accordance with the International
Regulations for Preventing Collisions
at Sea, 1972, as amended
Respond to emergencies Emergency procedures, including: The type and scale of the emergency
is promptly identified Action to be taken when disabled and
1. precautions for the protection and in distress, abandoning ship, survival
safety of passengers in Initial actions and, if appropriate, procedure, and use of a vessel’s
manoeuvring are in accordance with pyrotechnics
emergency situations
contingency plans and are
appropriate to the urgency of the
2. initial assessment of damage and situation and the nature of the Understand the fundamental actions
damage control emergency to be taken in the event of partial loss
of intact buoyancy
3. action to be taken following a
collision
Measures to be taken following
collision, grounding, heavy weather
4. action to be taken following a
damage and water ingress including
grounding the possibility of beaching a ship
- 108 -
In addition, the following material
should be included for certification as Precautions for the protection and
master: safety of passengers in emergencies
1. emergency steering
Respond to a distress Search and rescue The distress or emergency signal is Master responsibilities and the action
signal at sea immediately recognized following receipt of a distress
Knowledge of the contents of the message
International Aeronautical and Contingency plans and instructions in
Maritime Search and Rescue standing orders are implemented and
(IAMSAR) Manual complied with Use of the International Aeronautical
and Marine Search and Rescue
(IAMSAR) Manual (Volume III),
distress and emergency signals
- 109 -
Emergency communications within
the GMDSS regulations.
Manoeuvre the ship and Ship manoeuvring and handling Safe operating limits of ship Anchoring and working anchors and
operate small ship power propulsion, steering and power cables in all circumstances
plants Knowledge of factors affecting safe systems are not exceeded in normal
manoeuvring and handling manoeuvres Proper procedures for berthing and
unberthing
The operation of small ship power Adjustments made to the ship's
plants and auxiliaries course and speed maintain safety of
navigation
Proper procedures for anchoring and Plant, auxiliary machinery and
mooring equipment is operated in accordance
with technical specifications and
within safe operating limits at all
times
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Monitor the loading, Cargo handling, stowage and Cargo operations are carried out in
stowage, securing and securing accordance with the cargo plan or Knowledge and application of
unloading of cargoes and other documents and established regulations and guidance affecting
their care during the Knowledge of safe handling, stowage safety rules/regulations, equipment cargo handling, stowage, securing and
voyage and securing of cargoes, including operating instructions and shipboard carriage
dangerous, hazardous and harmful stowage limitations
cargoes, and their effect on the safety
- 110 -
of life and of the ship The handling of dangerous, Use of IMDG, IBC, IGC and IMSBC
hazardous and harmful cargoes Code
Use of the International Maritime complies with international
Dangerous Goods (IMDG) Code regulations and recognized standards
and codes of safe practice
Function: Controlling the operation of the ship and care for persons on board at the management level
Knowledge, understanding and Criteria for evaluating Further guidance for evaluating
Competence
proficiency competence competence
Ensure compliance with Prevention of pollution of the marine Procedures for monitoring shipboard Precautions to be taken to prevent
pollution-prevention environment and anti-pollution operations and ensuring compliance pollution of the marine environment
requirements procedures with MARPOL requirements are fully as required by the MARPOL
observed Conventions, including Restricted
Knowledge of the precautions to be Areas
taken to prevent pollution of the
marine environment
Take appropriate action as master in
Anti-pollution procedures and all response to pollution incidents
associated equipment onboard and found at sea
- 111 -
Maintain seaworthiness of Ship stability The stability conditions comply with The safe stability of the vessel is
the ship the IMO intact stability criteria under maintained throughout all-cargo
Working knowledge and application all conditions of loading operations
of stability, trim and stress tables,
diagrams and stress-calculating Actions to ensure and maintain the Precautions to be taken before the
equipment watertight integrity of the ship are in onset of heavy weather,
accordance with accepted practice management of small ships in heavy
Understanding of fundamental weather, handling a disabled ship
actions to be taken in the event of
partial loss of intact buoyancy
Working knowledge of stability and
Understanding of the fundamentals of trim information on board small
watertight integrity vessels
Prevent, control and fight Fire prevention and The type and scale of the problem is
fires on board fire-fighting appliances promptly identified and initial actions Methods of dealing with fire onboard
conform with the emergency ship; prevention of fire at sea and in
Ability to organize fire drills procedure and contingency plans for port
the ship
Knowledge of classes and chemistry
- 112 -
of fire Evacuation, emergency shutdown The organisation and direction of fire-
and isolation procedures are fighting drill training
Knowledge of fire-fighting systems appropriate to the nature of the
emergency and are implemented
Understanding of action to be taken promptly
in the event of fire, including fires Use and maintenance of fire-fighting
involving oil systems The order of priority, and the levels equipment, fire dampers, doors and
and time-scales of making reports screens, and detection equipment
and informing personnel on board,
are relevant to the nature of the
emergency and reflect the urgency of
the problem
Operate life-saving Life-saving Actions in responding to abandon Launch and manage survival craft,
appliances ship and survival situations are recover rescue boats at sea
Ability to organize abandon ship drills appropriate to the prevailing
and knowledge of the operation of circumstances and conditions and Use and maintenance of life saving
survival craft and rescue boats, their comply with accepted safety appliances including radio life-saving
launching appliances and practices and standards appliances, satellite EPIRBs, SARTs,
arrangements, and their equipment, immersion suits and thermal
including radio life-saving appliances, protective aids
satellite EPIRBs, SARTs, immersion
suits and thermal protective aids The organisation and management of
lifeboat and life-raft drill training
Apply medical first aid on Medical aid The identification of probable cause,
board ship nature and extent of injuries or Sources of medical information
Practical application of medical conditions is prompt and treatment available
guides and advice by radio, including minimizes immediate threat to life
the ability to take effective action
based on such knowledge in the case
of accidents or illnesses that are
likely to occur on board ship
- 113 -
Monitor compliance with Basic working knowledge of the Legislative requirements relating to Contents and use of Merchant
legislative requirements relevant IMO conventions concerning safety of life at sea, security and Shipping Notices, Marine Guidance
safety of life at sea, security and protection of the marine environment Notes, Marine Information Notes and
protection of the marine environment are correctly identified the Annual Summary of Admiralty
Notices to Mariners
- 114 -
The law relating to the reporting of
dangers to navigation
Contribute to the safety of Knowledge of personal survival Appropriate safety and protective Knowledge of contents of LSA & FFE
personnel and ship techniques equipment is correctly used training manuals
- 115 -
conform with established emergency
response procedures
- 116 -
More Information
Seafarer Services
Maritime and Coastguard Agency,
Bay 2/13
Spring Place,
105 Commercial Road,
Southampton,
SO15 1EG.
- 117 -
Annex A
13. The officer in charge of the navigational watch is the master’s representative and is
primarily responsible at all times for the safe navigation of the ship and for complying with the
International Regulations for Preventing Collisions at Sea, 1972, as amended.
Lookout
14. A proper lookout shall be maintained at all times in compliance with rule 5 of
the International Regulations for Preventing Collisions at Sea, 1972, as amended and shall
serve the purpose of:
.1 maintaining a continuous state of vigilance by sight and hearing, as well as by all other
available means, with regard to any significant change in the operating environment;
.2 fully appraising the situation and the risk of collision, stranding and other dangers to
navigation; and
.3 detecting ships or aircraft in distress, shipwrecked persons, wrecks, debris and other
hazards to safe navigation.
15. The lookout must be able to give full attention to the keeping of a proper lookout and no
other duties shall be undertaken or assigned which could interfere with that task.
16. The duties of the lookout and helmsperson are separate and the helmsperson shall not be
considered to be the lookout while steering, except in small ships where an unobstructed all-
round view is provided at the steering position and there is no impairment of night vision
or other impediment to the keeping of a proper lookout. The officer in charge of the
navigational watch may be the sole lookout in daylight provided that, on each such occasion:
.1 the situation has been carefully assessed and it has been established without doubt that it
is safe to do so;
.2 full account has been taken of all relevant factors, including, but not limited to:
- state of weather;
- visibility;
- traffic density;
- proximity of dangers to navigation; and
- the attention necessary when navigating in or near traffic separation schemes; and
.3 assistance is immediately available to be summoned to the bridge when any change in the
situation so requires.
17. In determining that the composition of the navigational watch is adequate to ensure that a
proper lookout can continuously be maintained, the master shall take into account all relevant
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factors, including those described in this section of the Code, as well as the following factors:
.2 traffic density, and other activities occurring in the area in which the vessel is navigating;
.3 the attention necessary when navigating in or near traffic separation schemes or other
routeing measures;
.4 the additional workload caused by the nature of the ship’s functions, immediate operating
requirements and anticipated manoeuvres;
.5 the fitness for duty of any crew members on call who are assigned as members of the
watch;
.6 knowledge of, and confidence in, the professional competence of the ship’s officers and
crew;
.7 the experience of each officer of the navigational watch, and the familiarity of that officer
with the ship’s equipment, procedures, and manoeuvring capability;
.8 activities taking place on board the ship at any particular time, including
radiocommunication activities, and the availability of assistance to be summoned
immediately to the bridge when necessary;
.9 the operational status of bridge instrumentation and controls, including alarm systems;
.11 the size of the ship and the field of vision available from the conning position;
.12 the configuration of the bridge, to the extent such configuration might inhibit a member of
the watch from detecting by sight or hearing any external development; and
Watch arrangements
18. When deciding the composition of the watch on the bridge, which may include
appropriately qualified ratings, the following factors, inter alia, shall be taken into account:
.3 proximity of navigational hazards which may make it necessary for the officer in charge of
the watch to carry out additional navigational duties;
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.4 use and operational condition of navigational aids such as ECDIS, radar or electronic
position-indicating devices and any other equipment affecting the safe navigation of the
ship;
.7 unmanned machinery space (UMS) controls, alarms and indicators provided on the
bridge, procedures for their use and their limitations; and
.8 any unusual demands on the navigational watch that may arise as a result of special
operational circumstances.
19. The officer in charge of the navigational watch shall not hand over the watch to the
relieving officer if there is reason to believe that the latter is not capable of carrying out the
watchkeeping duties effectively, in which case the master shall be notified.
20. The relieving officer shall ensure that the members of the relieving watch are fully capable
of performing their duties, particularly as regards their adjustment to night vision. Relieving
officers shall not take over the watch until their vision is fully adjusted to the light conditions.
21. Prior to taking over the watch, relieving officers shall satisfy themselves as to the ship’s
estimated or true position and confirm its intended track, course and speed, and UMS controls
as appropriate and shall note any dangers to navigation expected to be encountered during
their watch.
.1 standing orders and other special instructions of the master relating to navigation of the
ship;
.3 prevailing and predicted tides, currents, weather, visibility and the effect of these factors
upon course and speed;
.4 procedures for the use of main engines to manoeuvre when the main engines are on
bridge control; and
5.1. the operational condition of all navigational and safety equipment being used or likely
to be used during the watch;
5.3. the presence and movement of ships in sight or known to be in the vicinity;
5.4. the conditions and hazards likely to be encountered during the watch; and
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5.5. the possible effects of heel, trim, water density and squat on under-keel clearance.
23. If, at any time, the officer in charge of the navigational watch is to be relieved when a
manoeuvre or other action to avoid any hazard is taking place, the relief of that officer shall be
deferred until such action has been completed.
.3 continue to be responsible for the safe navigation of the ship, despite the presence of the
master on the bridge, until informed specifically that the master has assumed that
responsibility and this is mutually understood.
25. During the watch, the course steered, position and speed shall be checked at sufficiently
frequent intervals, using any available navigational aids necessary, to ensure that the ship
follows the planned course.
26. The officer in charge of the navigational watch shall have full knowledge of the location
and operation of all safety and navigational equipment on board the ship and shall be aware
and take account of the operating limitations of such equipment.
27. The officer in charge of the navigational watch shall not be assigned or undertake any
duties which would interfere with the safe navigation of the ship.
28. When using radar, the officer in charge of the navigational watch shall bear in mind the
necessity to comply at all times with the provisions on the use of radar contained in
the International Regulations for Preventing Collisions at Sea, 1972, as amended in force.
29. In cases of need, the officer in charge of the navigational watch shall not hesitate to use
the helm, engines and sound signalling apparatus. However, timely notice of intended
variations of engine speed shall be given where possible or effective use shall be made of
UMS engine controls provided on the bridge in accordance with the applicable procedures.
30. Officers of the navigational watch shall know the handling characteristics of their ship,
including its stopping distances, and should appreciate that other ships may have different
handling characteristics.
31. A proper record shall be kept during the watch of the movements and activities relating to
the navigation of the ship.
32. It is of special importance that at all times the officer in charge of the navigational watch
ensures that a proper lookout is maintained. In a ship with a separate chartroom, the officer in
charge of the navigational watch may visit the chartroom, when essential, for a short period
for the necessary performance of navigational duties, but shall first ensure that it is safe to do
so and that proper lookout is maintained.
33. Operational tests of shipboard navigational equipment shall be carried out at sea as
frequently as practicable and as circumstances permit, in particular before hazardous
conditions affecting navigation are expected. Whenever appropriate, these tests shall be
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recorded. Such tests shall also be carried out prior to port arrival and departure.
34. The officer in charge of the navigational watch shall make regular checks to ensure that:
.1 the person steering the ship or the automatic pilot is steering the correct course;
.2 the standard compass error is determined at least once a watch and, when possible, after
any major alteration of course; the standard and gyro-compasses are frequently compared
and repeaters are synchronized with their master compass;
.4 the navigation and signal lights and other navigational equipment are functioning properly;
35. The officer in charge of the navigational watch shall bear in mind the necessity to comply
at all times with the requirements in force of the International Convention for the Safety of Life
at Sea (SOLAS),1974. The officer of the navigational watch shall take into account:
.1 the need to station a person to steer the ship and to put the steering into manual control in
good time to allow any potentially hazardous situation to be dealt with in a safe manner;
and
.2 that, with a ship under automatic steering, it is highly dangerous to allow a situation to
develop to the point where the officer in charge of the navigational watch is without
assistance and has to break the continuity of the lookout in order to take emergency
action.
36. Officers of the navigational watch shall be thoroughly familiar with the use of all electronic
navigational aids carried, including their capabilities and limitations, and shall use each of
these aids when appropriate and shall bear in mind that the echo-sounder is a valuable
navigational aid.
37. The officer in charge of the navigational watch shall use the radar whenever restricted
visibility is encountered or expected, and at all times in congested waters, having due regard
to its limitations.
38. The officer in charge of the navigational watch shall ensure that the range scales employed
are changed at sufficiently frequent intervals so that echoes are detected as early as possible.
It shall be borne in mind that small or poor echoes may escape detection.
39. Whenever radar is in use, the officer in charge of the navigational watch shall select an
appropriate range scale and observe the display carefully, and shall ensure that plotting or
systematic analysis is commenced in ample time.
40. The officer in charge of the navigational watch shall notify the master immediately:
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.2 if the traffic conditions or the movements of other ships are causing concern;
.4 on failure to sight land, or a navigation mark or to obtain soundings by the expected time;
.6 on breakdown of the engines, propulsion machinery remote control, steering gear or any
essential navigational equipment, alarm or indicator;
.9 if the ship meets any hazard to navigation, such as ice or a derelict; and
41. Despite the requirement to notify the master immediately in the foregoing circumstances,
the officer in charge of the navigational watch shall, in addition, not hesitate to take immediate
action for the safety of the ship, where circumstances so require.
42. The officer in charge of the navigational watch shall give watchkeeping personnel all
appropriate instructions and information which will ensure the keeping of a safe watch,
including a proper lookout.
Clear weather
43. The officer in charge of the navigational watch shall take frequent and accurate compass
bearings of approaching ships as a means of early detection of risk of collision and shall bear
in mind that such risk may sometimes exist even when an appreciable bearing change is
evident, particularly when approaching a very large ship or a tow or when approaching a ship
at close range. The officer in charge of the navigational watch shall also take early and positive
action in compliance with the applicable International Regulations for Preventing Collisions at
Sea, 1972, as amended and subsequently check that such action is having the desired effect.
44. In clear weather, whenever possible, the officer in charge of the navigational watch shall
carry out radar practice.
Restricted visibility
45. When restricted visibility is encountered or expected, the first responsibility of the officer in
charge of the navigational watch is to comply with the relevant rules of the International
Regulations for Preventing Collisions at Sea, 1972, as amended with particular regard to the
sounding of fog signals, proceeding at a safe speed and having the engines ready for
immediate manoeuvre. In addition, the officer in charge of the navigational watch shall:
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.3 exhibit navigation lights; and
In hours of darkness
46. The master and the officer in charge of the navigational watch, when arranging lookout
duty, shall have due regard to the bridge equipment and navigational aids available for use,
their limitations, procedures and safeguards implemented.
47. The largest scale chart on board, suitable for the area and corrected with the latest
available information, shall be used. Fixes shall be taken at frequent intervals, and shall be
carried out by more than one method whenever circumstances allow. When using ECDIS,
appropriate usage code (scale) electronic navigational charts shall be used and the ship’s
position shall be checked by an independent means of position fixing at appropriate intervals.
48. The officer in charge of the navigational watch shall positively identify all relevant
navigation marks.
49. Despite the duties and obligations of pilots, their presence on board does not relieve the
master or the officer in charge of the navigational watch from their duties and obligations for
the safety of the ship. The master and the pilot shall exchange information regarding
navigation procedures, local conditions and the ship’s characteristics. The master and/or the
officer in charge of the navigational watch shall co-operate closely with the pilot and maintain
an accurate check on the ship’s position and movement.
50. If in any doubt as to the pilot’s actions or intentions, the officer in charge of the
navigational watch shall seek clarification from the pilot and, if doubt still exists, shall notify the
master immediately and take whatever action is necessary before the master arrives.
Ship at anchor
51. If the master considers it necessary, a continuous navigational watch shall be maintained
at anchor. While at anchor, the officer in charge of the navigational watch shall:
.1 determine and plot the ship’s position on the appropriate chart as soon as practicable;
.2 when circumstances permit, check at sufficiently frequent intervals whether the ship is
remaining securely at anchor by taking bearings of fixed navigation marks or readily
identifiable shore objects;
.5 observe meteorological and tidal conditions and the state of the sea;
.6 notify the master and undertake all necessary measures if the ship drags anchor;
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.7 ensure that the state of readiness of the main engines and other machinery is in
accordance with the master’s instructions;
.9 ensure that the ship exhibits the appropriate lights and shapes and that appropriate
sound signals are made in accordance with all applicable regulations; and
.10 take measures to protect the environment from pollution by the ship and comply with
applicable pollution regulations.
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