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BuildingresiliencetohazardsinthewatersanitationandhygieneWASHsystemsaglobalreview
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Introduction
UN (2019) puts forward that access to water, sanitation and hygiene is a basic human right and
essential to the well-being of each person, yet 1.8 billion out of 7.8 billion people across the world
still depend on a source of water that is fecally polluted. Therefore, several people around the globe
do not have access to these necessities (WHO and UNICEF 2017). Water, sanitation, and hygiene
challenges are serious phenomena in Sub – Saharan Africa. Unimproved drinking water and
sanitation services are the world’s second principal killer of infants (WHO and UNICEF 2019).
About 159 million people out of 1.8 billion people with limited access to improve water and
sanitation facilities are marginalized rural populations (UN 2019). Most people still depend on
untreated surface water and practicing open defecation is found in rural areas (Etongo et al. 2018).
Open defecation (that is, short of even basic sanitation like a pit latrine) is largely a rural problem,
with 90% of open defecators dwelling in rural areas (UN 2012). A study in three provinces of
Mozambique exposed that 85% of rural families did not use any developed water source for
drinking, while about 55% of rural households practiced open defecation (UNICEF 2019). This
statistic is a reflection of most rural areas where water and sanitation services are very poor owing to
lack of investment or inadequate budgeting by governments and stakeholders as well as a lack of
community participation (Mavhura et al. 2021).
Some analysis of communicable disease outbreaks UN (2019) in the aftermath of disasters
emphasized the role of WASH in common disease occurrences. Water-related pathogens
CONTACT M. Tshuma mlasttshuma@gmail.com DiMTEC, University of the Free State, 58 Wynand Mouton, Universitas,
Bloemfontein 9300, South Africa
© 2022 Informa UK Limited, trading as Taylor & Francis Group
2 M. TSHUMA ET AL.
(Cholerae Shigella) were accountable for 85% of the 50,000 deaths after the abrupt arrival of 800,000
refugees from Rwanda into the Democratic Republic of Congo in July 1994 (Jones et al. 2020). In
recent times, major outbreaks of cholera for example in Haiti in 2010 and hepatitis E in South
Sudan in 2011 have confirmed the complete requirement for quick and well-organized placement of
WASH interventions in emergencies (Als et al. 2020).
In humanitarian crises such as floods, Water, Sanitation, and Hygiene (WASH) are among the
primary problems predominantly in the severe and early recovery stages, when diarrheal sickness
has been found to account for almost 40% of deaths in temporary campsite occupants and 80% of
deaths in children below two years old (Elijah et al. 2017). Flooding worsens WASH problems by
polluting drinking water and destroying sanitation as well as wastewater facilities (Jones et al. 2020).
Given the magnitude of the WASH-related problems and increased frequency of floods as
a result of Climate Change around the globe, there was a need to assess the global research trends
on this fundamental subject to humankind. There is a gap in the literature on the global research
trends, contributions by countries, authors, journals, and institutions in scientific research on
WASH. To date, there is no recorded quantitative research on the global evolution of research on
WASH. Resultantly, this paper used a Bibliometric analysis to quantitatively analyze the global
research evolution between 2003 and 2021. The paper shows a clear picture of research areas that
still need more focus through the word dynamics and co-occurrence network analysis.
Worldwide, improved access to safe drinking water remains a dream despite the Millennium
Development Goal objective for clean water being met in 2010, with 663 million people relying
on unimproved water sources (Ashole Alto et al. 2020). Rural areas constitute a bigger percentage of
all people without access to clean and safe drinking water and improved sanitation facilities with 8
out of 10 people depending on unimproved water sources living in rural areas. A total of 159 million
people use unsafe water drawn from lakes, dams, and rivers (Mackinnon et al. 2019).
Out of all-natural hazards, floods have the highest destruction possibility globally and affect the
largest number of people (UN 2015). During flood incidences in less economically developed
nations, years of investments in infrastructure are effectively washed away, extremely cripple
economic fortune, and cause serious loss of life and outbreak of epidemics (Johannessen et al.
2014). Concerning the context, flood flows can be a challenge or even cause a disaster. Floods are
a challenge when the extent and effects of the incident surpass the capability of affected commu
nities to manage or they become a disaster when a flood incident causes a severe interruption of the
functioning of a community and bring about extensive human, material, economic, and/or envir
onmental damages, which surpass the aptitude of the impacted society to bounce back with their
resources (UNISDR 2017).
In flood-prone areas especially rural areas, floodwater causes usual water sources to become
inaccessible leading to a lack of access to potable water (WHO 2020). Where communities still
rely on both protected and unprotected traditionally dug wells, flood water enters these wells and
contaminates the water sources (Momberg et al. 2017). In less developed countries that are prone
to flooding, serious damage to sanitation facilities mainly the collapse of toilets as well as the
collapse and clogging of hand pumps have been recorded (Mackinnon et al. 2019). Communities
in flood-prone areas lose non-food household items, bridges and roads are washed away, crops
and food stocks are destroyed, livestock is lost and communication is seriously disrupted (Ohwo
2019).
Results
In this study, annual research on building resilience in WASH was analyzed from January 2003 to
July 2021 using R Programming software. The generated information included authors, titles, years
4 M. TSHUMA ET AL.
of publication, institutions, journals, and citations on WASH research. Figure 1 indicates the
categories of document types that are available in WASH studies.
Out of the 110 documents that are available on the subject for the period 2003 to 2021, articles
constitute the biggest number with a total of 78. This high number shows the contribution of
academia and academic institutions to research. Another document type with a higher number is
the reviews with 15, as well as 6 conference papers, 4 book chapters, 3 editorials, 3 notes, and 1 short
survey. This also shows a gap where research focus is needed in areas with very few papers.
Figure 1 shows annual scientific production from 2003 to 2021. The Graph shows that not a lot of
research was done on resilience and WASH globally between the period 2003 and 2009. This may be
because a lot of attention was on water management research and other hazards that had more
severe consequences. There was a small increase in annual scientific production from 2009 to 2017
and a drastic increase from the year 2017 to 2019. The notable increase from 2009 could be a result
of increased focus on the subject under study. There was exponential growth in WASH research
between 2016 and 2020. During this period, local and international NGOs, governments, and other
Figure 1. Annual scientific outputs on WASH studies between 2003 and 2021.
INTERNATIONAL JOURNAL OF ENVIRONMENTAL HEALTH RESEARCH 5
organizations started paying attention to WASH and WASH-related hazards. For example, the Bill
and Melinda Gates Foundation spent US$ 34 Million to fund projects and research on WASH
between 2016 and 2020 Widespread adoption and efforts to achieve Millennium Development
Goals (MDGs) from 2000 to 2015 as well as the Sustainable Development Goals (SDGs) from 2016
to 2030 also explains the increase in the annual scientific production in resilience and WASH
studies. As the efforts to achieve the SDGs gather pace, there is likely to be more scientific research
in the coming years. With the Climate Change predicament around the globe, there has been an
increase in the frequency of flood hazards and disasters which has prompted an increase in the
research that is being done.
The citation analysis which also exposes the number of times that a specific study has been
quoted in some research papers was also carried out for the period 2003 to 2021 and it is the most
used approach for literature analysis and has proven to be reliable. The illustration in Figure 1
shows that there is a notable increase in publications during the reviewed period. The increasing
problem of WASH across the globe has attracted the attention of researchers and thus citations have
increased. In 2021, there is a drop in the number of scientific research as shown in Figure 1, mainly
because the generated data for 2021 was only for about 7 months thus there is a possibility that more
papers could have been produced in the last half of the year 2021. The growth in scientific research
according to Lee (2019) indicates that WASH is receiving increased attention. The increase in
annual scientific outputs is also a result of deliberate efforts by organizations such as UNICEF, the
World Bank, the Bill and Melinda Gates Foundation, and many other International Non –
Governmental Organisations interested in improving WASH.
Table 2. Top-20 source impact on WASH studies between 2003 and 2021.
Source h_index g_index m_index TC NP PY_start
JOURNAL OF WATER SANITATION AND HYGIENE FOR DEVELOPMENT 5 7 0,7 56 12 2015
INTERNATIONAL JOURNAL OF ENVIRONMENTAL RESEARCH AND PUBLIC 3 6 0,8 36 6 2018
HEALTH
PLOS NEGLECTED TROPICAL DISEASES 3 4 0,3 111 4 2013
PLOS ONE 3 4 0,4 58 4 2015
ENVIRONMENTAL HEALTH PERSPECTIVES 2 3 0,7 19 3 2019
AMERICAN JOURNAL OF CLINICAL NUTRITION 1 2 0,3 12 2 2019
AMERICAN JOURNAL OF TROPICAL MEDICINE AND HYGIENE 2 2 0,7 19 2 2019
BMC PUBLIC HEALTH 1 2 0,1 50 2 2013
BMJ OPEN 2 2 0,2 155 2 2013
ENVIRONMENTAL HEALTH INSIGHTS 1 1 0,5 3 2 2020
INTERNATIONAL JOURNAL OF DISASTER RISK REDUCTION 1 2 0,1 29 2 2014
JOURNAL OF WATER AND HEALTH 1 1 0,3 2 2 2019
WATER RESOURCES MANAGEMENT 1 2 0,1 31 2 2013
AFRICAN GEOGRAPHICAL REVIEW 1 1 0,3 2 1 2019
ANNALS OF THE NEW YORK ACADEMY OF SCIENCES 1 1 0,1 212 1 2014
ANNUAL RESEARCH AND REVIEW IN BIOLOGY 0 0 0,0 0 1 2016
ARABIAN JOURNAL FOR SCIENCE AND ENGINEERING 1 1 0,2 3 1 2016
ASABE 2020 ANNUAL INTERNATIONAL MEETING 0 0 0,0 0 1 2020
ASIAN PACIFIC JOURNAL OF TROPICAL BIOMEDICINE 1 1 0,2 2 1 2017
BMC PEDIATRICS 0 0 0,0 0 1 2021
6 M. TSHUMA ET AL.
a total citation score of 5. The second most influential journals are the International Journal of
Environmental Research and Public Health, PLOS Neglected Tropical Diseases, and PLOS One all
with an H-Index of 3 and total citation scores of 36, 111, and 58, respectively. The least influential
journals on resilience and WASH studies are Annual Research and Review in Biology, ASABE 2020
International Meeting, and BMC Pediatrics all with 0 H-Index and 0 total citation score.
research on WASH. The lack of financial resources could explain the reason why there are fewer scientific
studies in Africa.
Discussion
Table 4 shows part of the literature on WASH, with specific information on the authors, year of
publication, identified WASH variables, and recommendations. The table also reveals that more needs
to be done in Africa concerning WASH as few scientific pieces of research have been done. As clearly
known and illustrated by literature, several countries have adopted the United Nations SDGs and
incorporated them into their national plans. The integration of the Global Goals into national develop
ment plans may seem to automatically transfer the SDGs on resilience into national plans but in earnest,
there is a need for the implementation of the plans (Ohwo 2019). For countries that have embarked on
scientific research, the implementation of these plans is likely to bear positive results in building
community resilience whilst promoting sustainable development.
strategies
(Continued)
9
10
M. TSHUMA ET AL.
Table 4. (Continued).
Year of WASH variables
S/N Author (s) publication Title Region Country methodology identified Recommendation (s)
9 Momberg 2020 Water, Sanitation, and Hygiene (WASH) in Sub- Europe United PRISMA WASH, nutritional Targeted research on the governance of
et al. Saharan Africa and associations with Kingdom Statement status, children WASH is imperative to address the
undernutrition and governance in children under five, burden of child undernutrition
under five years of age: a systematic review governance
10 Mourad 2019 Assessing Students’ knowledge of WASH- Africa Rwanda SPSS WASH education, The provision of water and sanitation
et al. related diseases WASH-related infrastructure should go with the
diseases, provision of health education on how to
Assessment avoid waterborne diseases
INTERNATIONAL JOURNAL OF ENVIRONMENTAL HEALTH RESEARCH 11
Climate Change backed by enough research are key to building resilience to WASH (Als et al. 2020).
WASH-resilient systems that are adaptive to the potential shocks and processes of Climate Change are
therefore key in the provision of sustainable WASH in African countries (McQuade et al., 2020).
Conclusions
There is an upward trend in scientific research that is being done on building resilience, community
participation, and WASH. However, in developing countries, more focus is still needed as the countries
also battle the impacts of climate change. Developing countries still lag when it comes to improved
WASH hence more research is still required to come up with solutions to the current WASH problems.
This study carried out a systematic analysis of the bibliography using the R Programming Software to
establish the evolvement of research on resilience and WASH studies. A total of 110 articles were
generated from the Web of Science and Scopus databases for the period between 2003 and 2021. This
study revealed that for the period from 2003 to 2021 USA, Australia and UK were leading in scientific
production. The Journal of Water Sanitation and Hygiene for Development had the highest source
impacts on resilience and WASH studies. It was also revealed that the London School of Hygiene and
Tropical Studies had the highest affiliations that have researched WASH studies between 2003 and 2021.
Since many developing countries especially in Sub-Saharan Africa still reeling under serious water,
sanitation, and hygiene challenges and are now recording an increased frequency of floods as a result of
climate change phenomena, this study presents an opportunity for more researchers and policy shifts
that prompt a more focus on research on the subject. With the increased interest and popularity of the
subject advanced by the Sendai Framework for Disaster Risk Reduction as well as the Sustainable
Development Goals, there is also hope for increased scientific production on the subject.
Disclosure statement
No potential conflict of interest was reported by the author(s).
Funding
The author(s) reported there is no funding associated with the work featured in this article.
ORCID
J. A. Belle http://orcid.org/0000-0003-0770-8995
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