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DOBROSKI_MUMBAI_PROJECT_FINAL
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Abstract
Mumbai is a megacity located on the southwest coast of India, home to more than 18
million people. This region is drought prone, which makes potable water an even more precious
resource. However, the majority of the water must be sourced outside of Mumbai as there are not
enough resources within the city itself. The purpose of this project was to generate GIS data layers
and maps of some locations that supply Mumbai with freshwater. The following five reservoirs
were mapped: Upper, Middle, and Lower Vaitarna, Tansa Lake, and Bhatsa Reservoir. Reservoir
locations were determined the Municipal Corporation of Greater Mumbai Basic Services report
and Google Earth. Areas of interest included dams and their respective reservoirs, as well as their
watersheds. Geographic Information System (GIS) software was used through Esri’s ArcMap
10.3.1, ArcCatalog, and ArcScene. Global elevation data was collected from the Shuttle Radar
Topography Mission (SRTM) database to delineate watersheds for the established reservoir
locations. The hydrology toolkit was utilized to determine flow direction, flow length, elevation
and watershed boundaries. Watersheds were manually interpolated, as the watershed tool was
a 3D elevation model of the reservoirs. These deliverables can be used for future landscape
Table of Contents
Abstract ........................................................................................................................................... 1
Introduction ..................................................................................................................................... 4
Methods........................................................................................................................................... 5
Data Collection............................................................................................................................ 5
Hydrology Analysis..................................................................................................................... 6
Watershed Boundaries................................................................................................................. 8
Results ............................................................................................................................................. 9
Discussion ..................................................................................................................................... 15
Bibliography ................................................................................................................................. 17
Appendix A ................................................................................................................................... 19
3
Table of Figures
Figure 1. SRTM Vector Data .......................................................................................................... 7
Introduction
Mumbai, Maharashtra is a megacity located on the southwest coast of India, and as of the
2011 census was home to more than 18 million people.1 Many of these individuals live in
informal settlements, or slums, with limited access to clean water. This year, Mumbai has been
hit especially hard with a drought. There has been a 39 per cent rain deficit across Maharashtra,
with some regions impacted more drastically than others.2 Water is a precious resource for this
region, as the majority of the rainfall is experienced from June to September through monsoons.3
These monsoons refill the reservoirs that are the source of drinking water, irrigation, and
The majority of reservoirs are located outside of the city, and water is trucked or sent
along pipelines to reach Mumbai citizens.4 Each region is allocated a certain percentage of the
water by status, not by need. This results in a water shortage for thousands, as slums may receive
70 liters per capita per day, while neighboring locations have access to 265 liters per person per
day.5 The difference in this values is more startling when water use cuts are made during a
drought. Having access to clean water is essential for life, and it is important to understand where
1
Mumbai (Greater Mumbai) Metropolitan, Census 2011, accessed December 13, 2015,
http://www.census2011.co.in/census/metropolitan/305-mumbai.html
2
Maharashtra declares drought in 14,708 villages, The Indian Express, accessed December 5, 2015,
http://indianexpress.com/article/cities/mumbai/maharashtra-declares-drought-in-14708-villages/
3
Mumbai, Maharashtra, India Meteorological Department, accessed December 5, 2015, http://www.imd.gov.in/
4
Urban Basic Services, Municipal Corporation of Greater Mumbai, accessed November 14, 2015,
http://www.mcgm.gov.in/irj/go/km/docs/documents/MCGM%20Department%20List/City%20Engineer/Deputy%20City
%20Engineer%20(Planning%20and%20Design)/City%20Development%20Plan/Urban%20Basic%20Services.pdf
5
Mumbai, Thane and Pune hog 52% of drinking water, The Times of India, accessed December 12, 2015,
http://timesofindia.indiatimes.com/city/mumbai/Mumbai-Thane-and-Pune-hog-52-of-drinking-
water/articleshow/49955509.cms
5
The purpose of this investigation was to determine where some of the most important
reservoirs and dams were located in relation to Mumbai. While information is accessible for
many of these resources, there is limited to no geographic information systems (GIS) data
available. These GIS maps can be used for resource management planning, modeling, and more.
Methods
Data Collection
Mumbai freshwater resources were determined by cross referencing information
presented by the Municipal Corporation of Greater Mumbai City Development Plan, the India
National Register of Large Dams, and news articles. The City Development Plan discusses
projections for development from 2005-2025, including information about six current water
sources.6 The India National Register of Large Dams presents similar information, but includes
the dam type, purpose, and capacity.7 Together, these sources provided reliable information on
almost all of the dams selected. This demonstrates that information is available on these sources,
While seven important reservoirs were initially identified, only five were selected for
inclusion in the GIS data. The two reservoirs located within Mumbai were not selected for
analysis due to time constraints. These selected reservoirs were: Upper Vaitarna, Middle
Vaitarna, Lower Vaitarna, Bhatsa Dam, and Tansa Lake. Lower Vaitarna is synonymous with
Modak Sagar in official documentation as the dam was renamed, however, it will be referenced
throughout this report as Lower Vaitarna. These reservoirs are located over 100 km east of
6
Urban Basic Services, Municipal Corporation of Greater Mumbai, accessed November 14, 2015,
http://www.mcgm.gov.in/irj/go/km/docs/documents/MCGM%20Department%20List/City%20Engineer/Deputy%20City
%20Engineer%20(Planning%20and%20Design)/City%20Development%20Plan/Urban%20Basic%20Services.pdf
7 National Register of Large Dams 2009, New Dehli, accessed December 8, 2015,
http://www.cwc.nic.in/main/downloads/National%20Register%20of%20Large%20Dams%202009.pdf
6
Mumbai.8 These dams were selected for mapping due to their proximity to each other and large
The seven initial reservoirs were searched for in Google Earth by their respective names.
Pins were placed at each of their locations and labeled appropriately to create a KMZ file, which
expedited data collection. A shapefile was created in Esri’s ArcMap of the KMZ file, generating
a point layer of the seven dams. This was done in the geographic coordinate system WGS 1984
(Figure 1).
Global elevation data from the US Geological Survey (USGS) Shuttle Radar Topography
Mission (SRTM) was utilized in this study. The Google Earth KMZ file was imported into the
SRTM Earth Explorer web application and through the point-to-polygon tool, created a polygon
to determine which DEM vector data would be needed to map the aforementioned dams. 9 Four
GeoTIFF 3 arc-second files were downloaded, and a pyramid scheme was created once the data
was input into ArcMap 10.3.1. The DEM vector data and dam points were put into a new
geodatabase.
Hydrology Analysis
In ArcGIS with ArcToolbox, the Spatial Analyst Extension was used to access the
hydrology toolset. Only five of the initial seven dams were selected due to time constraints; two
dams within Mumbai were not included. The following hydrology tools were used:
Flow Direction
Fill
8 Urban Basic Services, Municipal Corporation of Greater Mumbai, accessed November 14, 2015,
http://www.mcgm.gov.in/irj/go/km/docs/documents/MCGM%20Department%20List/City%20Engineer/Deputy%20City
%20Engineer%20(Planning%20and%20Design)/City%20Development%20Plan/Urban%20Basic%20Services.pdf
9
SRTM, Void Filled, accessed November 13, 2015. http://earthexplorer.usgs.gov/
7
Flow Length
First, the Flow Direction tool was used on the DEM data to create a raster file of water
flow direction of each cell to the steepest downslope neighboring cell (see Appendix A). This
allows the program to understand which way the water flows over the terrain. This was followed
by running the Fill tool on the raster file to fill any remaining small data imperfections. This also
shows elevation changes within the watersheds (Figure 3). The Flow Length tool calculated the
weighted distance along each cell’s flow path, measured upstream (Figure 4). This was
Figure 1. Shuttle Radar Topography Mission vector images from USGS, with points at each of the seven most important dams for
Mumbai, India. The five circled in red were included in this study.
8
The Watershed tool was used in an attempt to determine the number of cells within each
watershed based upon the raster after running flow direction, fill, and flow length tools.
However, the tool was unsuccessful in completing the any of the watersheds in their entirety so
manual interpolation was conducted. Dam elevation was determined by using the Identify
function in ArcMap, identifying from the elevation data layer. The elevation was added to the
In addition, a 3D image was generated in ArcScene 10.3.1 using both the Watershed
Boundary and Fill layers (Figure 2). These layers were selected to float on a custom surface. The
base heights for each layer were 0.00011 and 0.0001, respectively. The slight difference in base
height allowed for proper alignment of the watershed boundary with the Fill layer.
Watershed Boundaries
A new feature class was added to the geodatabase to generate watershed boundaries for
each of the five watersheds. The Flow Length layer was used in order to manually interpolate the
true watershed boundaries and complete a polygon for each of the five watersheds (Figure 5).
Watershed boundaries were autocompleted in order to ensure seamless borders after completing
all five watershed boundary polygons, the area was determined by the Calculate Geometry
command in kilometers (Table 1). The data frame geographic coordinate system was required to
change to WGS 1984 Web Mercator (Auxiliary Sphere) in order to compute. This was due to the
ArcMap planimetric algorithms used to calculate area, as they required projected coordinate
systems opposed to geographic coordinate systems. Each reservoir capacity, determined by the
9
National Register of Large Dams, was also added as attributes to the watershed feature class
(Table 1).10
Data Organization
Data was organized by file type within their respective folders. The project geodatabase
These files were used specifically within the final deliverables. Additional data sources are found
within the Source Data folder, while the Raster folder contains the original SRTM raster files.
The Export folder contains the exported deliverable maps of the following: Watersheds and
dams, Flow Length, and Watershed Elevation. The working map document, Mumbai Dams, is
also included for future data manipulation. The Read Me text file is included in order to facilitate
Results
Three of the five dams are connected along the Vaitarna River, within three different
watersheds. The areas of each watershed are shown within Table 1. The smallest watershed was
Tansa Lake at 151.55km2, while the largest watershed was Bhatsa at 447.01km2 (Table 1). The
watershed size is related to the reservoir capacity as well – the Bhatsa Reservoir holds by far the
largest volume of water (Table 1). There was no reliable source noting storage capacity or dam
10
National Register of Large Dams 2009, New Dehli, accessed December 8, 2015,
http://www.cwc.nic.in/main/downloads/National%20Register%20of%20Large%20Dams%202009.pdf
10
type for Middle Vaitarna or Lower Vaitarna. This indicates that these dams may be smaller than
10 meters tall, as they were not included in the National Register of Large Dams. 11
The two types of dams within this study are earthen dams and gravity dams12. Earthen
dams are created from highly compacted soil materials, which may include sand or clay13.
Gravity dams are constructed from concrete or stone masonry, designed so every dam section is
independent of the others14. The dam type for each reservoir is presented in Table 1. Dam types
are dependent upon the surrounding environment and volume of water it is designed to contain. 15
The purpose of three of the five dams was determined by analyzing the National Register
of Large Dams. The Upper Vaitarna and Tansa dam are designed for water supply, while the
Bhatsa dam was designed for both water supply and irrigation. 16 This is likely due to its large
11
National Register of Large Dams 2009, New Dehli, accessed December 8, 2015,
http://www.cwc.nic.in/main/downloads/National%20Register%20of%20Large%20Dams%202009.pdf
12
National Register of Large Dams 2009, New Dehli, accessed December 8, 2015,
http://www.cwc.nic.in/main/downloads/National%20Register%20of%20Large%20Dams%202009.pdf
13
Types of Dams, Civil E Blog, accessed December 15, 2015, http://www.civileblog.com/types-of-dams/
14
Types of Dams, Civil E Blog, accessed December 15,2015, http://www.civileblog.com/types-of-dams/
15
Types of Dams, Civil E Blog, accessed December 15,2015, http://www.civileblog.com/types-of-dams/
16
National Register of Large Dams 2009, New Dehli, accessed December 8, 2015,
http://www.cwc.nic.in/main/downloads/National%20Register%20of%20Large%20Dams%202009.pdf
11
Table 1. Watershed boundary attribute table. Dam Type, Gross Storage Capacity, and Dam
Elevation data was sourced from the National Register of Large Dams and Mumbai City
Development Plan.17,18
Watershed Gross Storage Dam
Watershed Dam Type
Area (km2) Capacity (103m3) Elevation (m)
1 Upper Vaitarna 189.29 Gravity 204,980 590
Legend
Watershed Boundary
High : 1587
Low : -5
17
National Register of Large Dams 2009, New Dehli, accessed December 8, 2015,
http://www.cwc.nic.in/main/downloads/National%20Register%20of%20Large%20Dams%202009.pdf
18
Urban Basic Services, Municipal Corporation of Greater Mumbai, accessed November 14, 2015,
http://www.mcgm.gov.in/irj/go/km/docs/documents/MCGM%20Department%20List/City%20Engineer/Deputy%20City
12
Figure 3. Elevation of freshwater watersheds and dams supplying water to Mumbai, India.
13
Discussion
The majority of dams supplying water to Mumbai, India, are located outside of the city.
Understanding the location of major dams and reservoirs is critically important to the city and
the local environment. The city relies upon these reservoirs to supply freshwater to its
population, upward of 18 million.19 As of October 2015, three of the five dams were filled over
90% capacity due to the monsoon season.20 However, there is still a 20% water restriction
imposed on residents and 50% water cut to commercial users during this time.21 Knowing the
location of these reservoirs is crucial for checking the water status to determine if more water
restrictions need to be made for the city. In addition, reservoirs are capable of overflowing
during monsoon seasons. GIS data can assist in planning for reservoir overflow. If the area
surrounding the reservoir is residential, these individuals would be at risk of being flooded out of
their homes. This data can be used for modeling as well; for example, predicting how a 100 year
storm would impact these reservoirs and the surrounding area. Furthermore, knowing the dam
location is important for quickly assessing the state of the dam; it may require maintenance after
Due to time constraints, this investigation has been left open-ended. There are many
dams that could be included in this mapping project, as seen in the National Register of Large
Dams. The next step is to repeat this process for Tulsi Lake and Vihar Lake, the two reservoirs
located within Mumbai, India. These dams are of particular importance because they provide the
greatest risk to impacting residents of Mumbai in an overflow event. They are also most at risk
19
Mumbai (Greater Mumbai) Metropolitan, Census 2011, accessed December 13, 2015,
http://www.census2011.co.in/census/metropolitan/305-mumbai.html
20
Mumbai Monsoon, Wonderful Mumbai, accessed December 16, 2015, http://wonderfulmumbai.com/mumbai-
monsoon-mumbai-lake-levels-flood-risk-high-tide-dates/
21
Mumbai Monsoon, Wonderful Mumbai, accessed December 16, 2015, http://wonderfulmumbai.com/mumbai-
monsoon-mumbai-lake-levels-flood-risk-high-tide-dates/
16
of pollution contamination due to their location within the city. Vihar Lake is located near slums,
which puts the freshwater source at risk for contamination (See Appendix A). More data analysis
of the region would result in understanding the watershed flow direction, determining whether or
This project can be expanded into development potential as well. The steps utilized in
this project can be implemented to develop future dam sites based upon watersheds. Determining
watersheds and elevation for the region will assist Mumbai in creating new, effective water
collection sites. More dams will assist in reducing water stress on this region, enabling this
Bibliography
“Maharashtra declares drought in 14,708 villages”. The Indian Express. Accessed December 5,
2015. http://indianexpress.com/article/cities/mumbai/maharashtra-declares-drought-in-
14708-villages/
“Mumbai, Thane and Pune hog 52% of drinking water”. The Times of India. Accessed December
12, 2015. http://timesofindia.indiatimes.com/city/mumbai/Mumbai-Thane-and-Pune-hog-
52-of-drinking-water/articleshow/49955509.cm
“Shuttle Radar Topography Mission”. Void Filled. Accessed November 13, 2015.
http://earthexplorer.usgs.gov/
18
Appendix A
The figure above is the result of running the Flow Direction tool within the hydrology toolkit.
The purpose of this tool was to determine the pathway water flows over the natural terrain. This
program assigns a value to each pixel based upon elevation, and water will flow from higher
values to lower values. This application must run before other hydrology tools in order to ensure
Locator Map
The Google Image above demonstrates one of the two lakes of interest for future directions with
this project. Vihar Lake is another known site of freshwater resources for Mumbai, which is one
of two located within the city (See Locator Map). The region in red is one of many informal
settlements in Mumbai, also called Slums. This densely populated area may be a source of
pollution to Vihar Lake, particularly during monsoon season. It would be beneficial to determine
the watershed boundaries and hydrology of this area to understand where runoff would flow
during a rain event from the slums, and whether or not it would directly impact Vihar Lake.