7/13/2017 UMTS Uplink Throughput Improvement Solution Guide

WCDMA RAN
UMTS Uplink Throughput Improvement
Solution Guide
Issue 01

Date 2017-03-20

HUAWEI TECHNOLOGIES CO., LTD.

Copyright © Huawei Technologies Co., Ltd. 2017. All rights reserved.

No part of this document may be reproduced or transmitted in any form or by any means without prior written consent of Huawei
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Huawei Technologies Co., Ltd.

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Website: http://www.huawei.com

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Contents
1 About This Document
1.1 Overview
1.2 Intended Audience
1.3 Change History
2 Solution Overview
2.1 Background
2.2 Application Scenarios
2.3 Overall Solution
3 Solution Application Guidelines
3.1 Scenario 1: Increasing Single Users' Uplink Throughput
3.1.1 Scenario Description
3.1.2 Solution Purpose
3.1.3 Solution Description
3.1.4 Implementation
3.2 Scenario 2: Increasing Multiple Users' Uplink Throughput
3.2.1 Scenario Description
3.2.2 Solution Purpose
3.2.3 Solution Description
3.2.4 Implementation
4 List of Features and Functions Involved in the Solution
5 Acronyms and Abbreviations

6 Reference Documents
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6 Reference Documents

1 About This Document

1.1 Overview
This document describes uplink throughput improvement solutions for different application scenarios in UMTS networks.
It helps customers choose one or more features to better suit network deployment requirements. The technical principles,
deployment, and maintenance of each feature are beyond the scope of this document. For details, see the corresponding
feature parameter description.

1.2 Intended Audience

This document is intended for personnel who:

Need to understand uplink throughput improvement solutions in UMTS networks

Work with Huawei products

1.3 Change History

This section provides information about the changes in different document versions.

RAN19.1 01 (2017-03-20)

This issue does not include any changes.

RAN19.1 Draft A (2016-12-30)

Compared with Issue 01 (2016-02-29) of RAN18.1, Draft A (2016-12-30) of RAN19.1 includes the following changes:
Added WRFD-190210 4-Way Receive Diversity by Inter-Band Assistance in 3.2 Scenario 2: Increasing Multiple Users'
Uplink Throughput.

2 Solution Overview

2.1 Background
Continuous innovation of the mobile Internet and growing UE capabilities provide access to more services, for example,
microblogging, instant messaging, photographing, and video recording. Accordingly, the demand increases for uplink data
services, such as picture and video uploading and file sharing. These services require a higher uplink throughput to
guarantee user experience, particularly in scenic spots and during major events.
The solution is intended to improve the uplink throughput of UEs that transmit data continuously in commercial networks.

NOTE:
The uplink capacity is reflected by the number of uplink online users and uplink throughput. In actual networks, most UEs
transmit small packets intermittently and a small number of UEs transmit data continuously. For the small data packet
solution, see UMTS Small Data Packet Storm Solution.

2.2 Application Scenarios

The solution applies to cells where there are a comparatively large number of UEs that are transmitting data continuously.
To be exact, these cells need to meet the following requirements:

UEs transmitting data continuously are those that need to transmit data for a comparatively long period of time,
for example, UEs that need to upload data through FTP (to share or back up large files) or UEs that need to
upload pictures or videos.
There must be at least one UE transmitting data continuously in the cell.

2.3 Overall Solution

On commercial networks, a small number of UEs transmit data continuously and a large number of UEs transmit small
packets intermittently. To increase uplink throughput on UMTS networks, UE performance must be improved. For the small
data packet solution, see UMTS Small Data Packet Storm Solution.
This document only describes how to improve performance of UEs transmitting data continuously using the following
methods:
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Supporting more features and functions of high-end terminals with protocol evolution
The major purpose of protocol evolution is to support the peak rate of single users. To reach this goal, Huawei
introduces the following features: HSUPA Introduction Package, HSUPA Phase II, HSPA+ Uplink 11.5Mbit/s per
User, SRB over HSDPA, DC-HSUPA, UL 16QAM, and E-DPCCH Boosting.
To reduce impacts of HSUPA and HSUPA Phase 2 on coverage, the following features are introduced:
TTI Switch for BE Services Based on Coverage: bridges the gap between the coverage supported
by HSUPA 2 ms TTI and coverage supported by HSUPA 10 ms TTI.
Coverage-based Fallback from the E-DCH to the DCH: bridges the gap between the coverage
supported by HSUPA and coverage supported by R99.

Adopting an advanced receiver to improve performance of single links

The receiver supporting frequency domain equalization is introduced to solve crosstalk/harassment between
codes in fast fading environments and improve performance of the links.
The interference suppression mechanism is introduced to improve the receiver's performance when there is
strong interference.
Adding parameters for adaptive QoS to balance between the QoS and capacity
A proper number of times that data will be retransmitted is determined based on the air interface resource
status of a cell and the UE rate. In this way, a large HARQ retransmission gain can be obtained. Therefore,
HSUPA throughput is improved. However, the UE delay will increase by a certain degree. The major feature is
Adaptive Adjustment of HSUPA Small Target Retransmissions.
Interference cancellation (IC) and coordination
The interference cancellation technology is an important method of improving capacity in the CDMA system.
This technology increases the signal-to-noise ratio (SNR) of a UE by eliminating interference to other UEs in
the CDMA system. For the uplink channel, the following interference cancellation features are introduced:
Interference cancellation on the uplink control channel
CCPIC Phase 2 implements interference cancellation on the DPCCH.
CCPIC Phase 3 implements interference cancellation on the HS-DPCCH and E-DPCCH.
Interference cancellation on the data channel
HSUPA IC implements interference regeneration and cancellation on the E-DPDCH according to
demodulation information. It supports HSUPA 2 ms TTI UEs and HSUPA 10 ms TTI UEs.
Turbo IC implements IC on the E-DPDCH according to the decoded information. Compared to
HSUPA IC, Turbo IC improves the IC efficiency because of more precise regeneration caused by
decoding gains. It supports HSUPA 2 ms TTI UEs.
Interference cancellation and coordination
Turbo IC Phase 2 performs restrictions so that HSUPA 2 ms TTI UEs can send data only in one
HARQ process. Therefore, the number of UEs that can send data in a TTI is reduced, which
decreases interference between UEs. Turbo IC Phase 2 improves the resource allocation algorithm
of Turbo IC to increase resource utilization and maximize the gains of Turbo IC.

Power control enhancement

When HSUPA UEs performing high-rate data transmission (such as higher than 2 Mbit/s) in the scenario with
multi-path effect (such as that of the PB3 and VA30 channels), the SIR estimations are far from accurate. As a
result, the RTWP abnormally increases, which causes interference to other UEs in the cell. After enhancement
of HSUPA Power Control is enabled, the SIR estimations are optimized to decrease the interference to other
UEs. In this way, the cell throughput increases.
Compromising coverage to increase capacity
When the coverage is good (the guaranteed KPIs do not deteriorate compared with baseline values or target
values of the network plan), the RTWP scheduling target threshold can be increased to improve system
capacity, using the following features:
Dual-Threshold Scheduling with HSUPA Interference Cancellation
Dynamic Target RoT Adjustment

HSUPA anti-interference scheduling

To avoid out-of-service of the entire cell when there is strong external interference, the scheduler identifies
strong interference periodically and raises the target RTWP threshold to increase the cell throughput by
compromising coverage performance at the edge of the cell.

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NOTE:
In scenarios where external interference exists but HSUPA anti-interference scheduling is not used, the access success
rate of UEs at the cell edge may be improved slightly, but the basic throughput requirement of these UEs cannot be
guaranteed after accessing the network.

3 Solution Application Guidelines

3.1 Scenario 1: Increasing Single Users' Uplink Throughput

3.1.1 Scenario Description

Only one UE is transmitting data continuously in the cell within a certain period of time.
The average number of users performing data transmission simultaneously in a cell is 1 if:
VS.HSUPA.DataUserSumNum.ROTMorX/VS.HSUPA.DataTtiNum.ROTMorX = 1
where,
X is the maximum integer (3, 6, 7, 9, 10, 13, or 20) less than or equal to the target RoT threshold (dB) for cell HSUPA
scheduling (this threshold is converted from the value of the MaxTargetUlLoadFactor(BSC6900,BSC6910) parameter).
If the cell HSUPA throughput (calculated by VS.HSUPA.Thruput.ROTAll/Measurement period) is greater than 2 Mbit/s,
this UE requires continuous data uploading.

NOTE:

The throughput of 2 Mbit/s applies to the typical configuration scenario where two antennas are configured and
the target RoT threshold for cell HSUPA scheduling is 6 dB. This value varies with the number of antennas and
the target RoT threshold for cell HSUPA scheduling.
The throughput of 2 Mbit/s applies to the common wireless channels in the live network, such as PB, TU, and
VA. If the channel quality is good, especially in a lab test, a value larger than 2 Mbit/s is required.

3.1.2 Solution Purpose

This solution can increase uplink throughput of the UEs that are uploading data continuously.

3.1.3 Solution Description

This solution increases the peak rates of single UEs to improve user experience. Meanwhile, to reduce impacts on the
coverage performance and related KPIs, it introduces related coverage-based handover algorithms. In addition, the
advanced receiver is adapted to improve performance of single links and the peak rates of single UEs.

List of Features Involved in the Solution

Table 3-1 List of features involved in the solution of increasing the uplink peak rates of single UEs

Category Feature ID Feature Name Introduced Reference Document

in...

Functions developed WRFD-010612 HSUPA Introduction RAN10.0 HSUPA Feature Parameter

for protocol evolution Package Description

WRFD-010614 HSUPA Phase 2 RAN10.0 HSUPA Feature Parameter

Description

WRFD-010636 SRB over HSUPA RAN10.0 HSUPA Feature Parameter

Description

WRFD-010690 TTI Switch for BE Services RAN12.0 HSUPA TTI Selection Feature
Based on Coverage Parameter Description

N/A Coverage-based Fallback RAN13.0 State Transition Feature

from the E-DCH to the Parameter Description
DCH

WRFD-010698 HSPA+ Uplink 11.5Mbps RAN12.0 HSPA Evolution Feature

per User Parameter Description

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Category Feature ID Feature Name Introduced Reference Document

in...

WRFD-140204 DC-HSUPA RAN14.0 HSPA Evolution Feature

Parameter Description

WRFD-010694 UL 16QAM RAN12.0 HSPA Evolution Feature

Parameter Description

WRFD-010697 E-DPCCH Boosting RAN13.0 HSPA Evolution Feature

Parameter Description

Advanced receiver WRFD-010692 HSUPA FDE RAN12.0 Frequency Domain

Equalization Feature
Parameter Description

WRFD-160250 Interference Rejection RAN16.0 Interference Rejection

Combining (IRC) Combining Feature
Parameter Description

Interference WRFD-010691 HSUPA UL Interference RAN12.0 Interference Cancellation

cancellation Cancellation Feature Parameter
Description

WRFD-150206 Turbo IC RAN15.0 Interference Cancellation

Feature Parameter
Description

Power control WRFD-01061203 HSUPA Power Control RAN16.0 Power Control Feature
enhancement Parameter Description

Compromising WRFD-020137 Dual-Threshold Scheduling RAN13.0 HSUPA Feature Parameter

coverage to increase with HSUPA Interference Description
capacity Cancellation

WRFD-140211 Dynamic Target RoT RAN14.0 HSUPA Feature Parameter

Adjustment Description

WRFD-020136 Anti-Interference RAN13.0 HSUPA Feature Parameter

Scheduling for HSUPA Description

Description of Features Involved in the Solution

This solution introduces some features to improve the maximum throughput of single UEs. The features include HSUPA
Introduction Package, HSUPA Phase 2, HSPA+ Uplink 11.5Mbit/s per User, SRB over HSUPA, DC-HSUPA, UL 16QAM,
and E-DPCCH Boosting. To reduce impacts of HSUPA and HSUPA Phase 2 on coverage, the following features are
introduced:

TTI Switch for BE Services Based on Coverage: bridges the gap between the coverage supported by HSUPA 2
ms TTI and the coverage supported by HSUPA 10 ms TTI.
Coverage-based Fallback from the E-DCH to the DCH: bridges the gap between the coverage supported by
HSUPA and the coverage supported by R99.

As advanced receivers, HSUPA FDE and Interference Rejection Combining (IRC) improve the receiver performance in
multi-path channel scenarios and in scenarios with a few intensive interfering sources, respectively, improving the single
user throughput.
HSUPA IC reduces interference among multiple code channels for one UE. Turbo IC reduces interference among paths for
one UE. Therefore, HSUPA IC and Turbo IC provide gains for even a single UE if multi-path interference occurs.
Dynamic Target RoT Adjustment adjusts the HSUPA target scheduling threshold to increase the HSUPA throughput when
there is good coverage performance at the edge of the cell.
Enhancement of HSUPA Power Control uses the optimized SIR estimation algorithm to suppress the increase in RTWP
and improve the cell throughput.
Dual-Threshold Scheduling with HSUPA Interference Cancellation uses the interference cancellation algorithm to reduce
interference between UEs so that the RTWP of the cell is reduced after the interference cancellation algorithm is enabled.
Meanwhile, this feature increases the RTWP scheduling target threshold to improve the HSUPA throughput.
To help the HSUPA scheduler control target RoT of a cell effectively and ensure satisfactory coverage performance,
Dynamic Target RoT Adjustment monitors the coverage performance of UEs at the cell edge and dynamically adjusts the

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target RoT. For example, this function uses a target RoT greater than the static one in a cell where the coverage
performance for UEs at the cell edge is sound.
Anti-interference Scheduling for HSUPA monitors external interference in real time. When the cell experiences strong
interference, the HSUPA scheduling target threshold is increased to ensure appropriate HSUPA throughput.
For specific principles of each feature, see the related feature parameter description.

3.1.4 Implementation
Features in this solution do not have any negative impacts on each other, which means that they are not mutually
exclusive. Therefore, they can be enabled at the same time. For deployment of each feature, see the related feature
parameter description.

3.2 Scenario 2: Increasing Multiple Users' Uplink Throughput

3.2.1 Scenario Description

Multiple UEs are transmitting data continuously in the cell simultaneously within a certain period of time.
The average number of users performing data transmission simultaneously in a cell is greater than 1 if:
VS.HSUPA.DataUserSumNum.ROTMorX/VS.HSUPA.DataTtiNum.ROTMorX > 1
where,
X is the maximum integer (3, 6, 7, 9, 10, 13, or 20) less than or equal to the target RoT threshold (dB) for cell HSUPA
scheduling. This threshold is converted from the value of the Maximum Target Uplink Load Factor parameter. If the cell
HSUPA throughput (calculated by VS.HSUPA.Thruput.ROTAll/Measurement period) is greater than 2 Mbit/s, this UE
requires continuous data uploading.

NOTE:

The throughput of 2 Mbit/s applies to the typical configuration scenario where two antennas are configured, the
target RoT threshold for cell HSUPA scheduling is 6 dB, and only a few UEs (such as less than 6) transmit data
simultaneously. This value varies with the number of antennas, the target RoT threshold for cell HSUPA
scheduling, and the number of UEs performing data transmission simultaneously.
The throughput of 2 Mbit/s applies to the common wireless channels in the live network, such as PB, TU, and
VA. If the channel quality is good, especially in a lab test, a value larger than 2 Mbit/s is required.

3.2.2 Solution Purpose

This solution can improve the uplink throughput of a cell.

3.2.3 Solution Description

Different from the solution used to increase the uplink peak rates of single UEs, this solution uses the following methods to
improve the uplink throughput of multiple UEs:

Introduces the adaptive configuration algorithm of QoS parameters to balance between the QoS and capacity
and obtain the optimum performance.
Performs interference cancellation (IC) and coordination to reduce interferences between UEs.
Introduces the uplink 4-way receive diversity to help enhance the uplink demodulation performance.

List of Features Involved in the Solution

Table 3-2 List of features involved in the solution of increasing the uplink peak rates of multiple UEs

Category Feature ID Feature Name Introduced Reference Document

in...

Functions developed for WRFD-010612 HSUPA Introduction RAN10.0 HSUPA Feature Parameter
protocol evolution Package Description

WRFD-010614 HSUPA Phase 2 RAN10.0 HSUPA Feature Parameter

Description

WRFD-010636 SRB over HSUPA RAN10.0 HSUPA Feature Parameter

Description

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Category Feature ID Feature Name Introduced Reference Document

in...

WRFD-010690 TTI Switch for BE RAN12.0 HSUPA TTI Selection

Services Based on Feature Parameter
Coverage Description

N/A Coverage-based RAN13.0 State Transition Feature

Fallback from the E- Parameter Description
DCH to the DCH

WRFD-010698 HSPA+ Uplink RAN12.0 HSPA Evolution Feature

11.5Mbps per User Parameter Description

WRFD-140204 DC-HSUPA RAN14.0 HSPA Evolution Feature

Parameter Description

WRFD-010694 UL 16QAM RAN12.0 HSPA Evolution Feature

Parameter Description

WRFD-010697 E-DPCCH Boosting RAN13.0 HSPA Evolution Feature

Parameter Description

Advanced receiver WRFD-010692 HSUPA FDE RAN12.0 Frequency Domain

Equalization Feature
Parameter Description

WRFD-160250 Interference Rejection RAN16.0 Interference Rejection

Combining (IRC) Combining Feature
Parameter Description

Interference cancellation WRFD-010691 HSUPA UL Interference RAN12.0 Interference Cancellation

Cancellation Feature Parameter
Description

WRFD-150206 Turbo IC RAN15.0 Interference Cancellation

Feature Parameter
Description

WRFD-160213 Turbo IC Phase 2 RAN16.0 Interference Cancellation

Feature Parameter
Description

WRFD-140202 Control Channel RAN14.0 Interference Cancellation

Parallel Interference Feature Parameter
Cancellation (Phase 2) Description

WRFD-160201 Control Channel RAN16.0 Interference Cancellation

Parallel Interference Feature Parameter
Cancellation (Phase 3) Description

WRFD-181206 Control Channel RAN18.1 Interference Cancellation

Parallel Interference Feature Parameter
Cancellation (Phase 4) Description

Adaptive QoS parameter WRFD-140222 Adaptive Adjustment of RAN14.0 Adaptive Adjustment of

adjustment for optimizing HSUPA Small Target HSUPA Small Target
performance of single links Retransmissions Retransmissions Feature
Parameter Description

Power control WRFD-01061203 HSUPA Power Control RAN16.0 Power Control Feature
enhancement Parameter Description

Compromising coverage to WRFD-020137 Dual-Threshold RAN13.0 HSUPA Feature Parameter

increase capacity Scheduling with HSUPA Description
Interference
Cancellation

WRFD-140211 Dynamic Target RoT RAN14.0 HSUPA Feature Parameter

Adjustment Description

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Category Feature ID Feature Name Introduced Reference Document

in...

WRFD-020136 Anti-Interference RAN13.0 HSUPA Feature Parameter

Scheduling for HSUPA Description

Uplink multi-antenna WRFD-190210 4-Way Receive R19.1 4-Way Receive Diversity by

receive diversity Diversity by Inter-Band Inter-Band Assistance
Assistance Feature Parameter
Description

Description of Features Involved in the Solution

Adaptive Adjustment of HSUPA Small Target Retransmission:

Based on the air interface resources and user rate of a cell, this feature determines an appropriate number of
retransmission times. It increases the delay slightly but maximizes retransmission gains, therefore improving
HSUPA throughput.
HSUPA UL Interference Cancellation, Turbo IC, Control Channel Parallel Interference Cancellation (Phase 2),
and Control Channel Parallel Interference Cancellation (Phase 3):
These features implement regeneration and cancellation on different channels to reduce interference between
UEs.
Turbo IC Phase 2:
This feature uses an algorithm for more efficient Turbo IC resource allocation and an interference suppression
technology that complies with the protocol. This technology limits the number of HARQ processes that can be
activated to reduce the number of UEs transmitting data simultaneously at a 2 ms TTI. In this way, interference
between UEs is reduced.

For details about other features and functions, see 3.1.3 Solution Description. For specific principles of each feature, see
the related feature parameter description.

3.2.4 Implementation
Features in this solution do not have any negative impacts on each other, which means that they are not mutually
exclusive. Therefore, they can be enabled at the same time. For deployment of each feature, see the related feature
parameter description.

4 List of Features and Functions Involved in the Solution

Feature ID Feature Name Introduced in... Reference Document

WRFD-010612 HSUPA Introduction RAN10.0 HSUPA Feature Parameter Description

Package

WRFD-010614 HSUPA Phase 2 RAN10.0 HSUPA Feature Parameter Description

WRFD-010636 SRB over HSUPA RAN10.0 HSUPA Feature Parameter Description

WRFD-010690 TTI Switch for BE Services RAN12.0 HSUPA TTI Selection Feature Parameter
Based on Coverage Description

WRFD-010698 HSPA+ Uplink 11.5Mbps per RAN12.0 HSPA Evolution Feature Parameter
User Description

WRFD-140204 DC-HSUPA RAN14.0 HSPA Evolution Feature Parameter

Description
WRFD-010694 UL 16QAM RAN12.0 HSPA Evolution Feature Parameter
Description
WRFD-010697 E-DPCCH Boosting RAN13.0 HSPA Evolution Feature Parameter
Description
WRFD-010692 HSUPA FDE RAN12.0 Frequency Domain Equalization Feature
Parameter Description

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Feature ID Feature Name Introduced in... Reference Document

WRFD-160250 Interference Rejection RAN16.0 Interference Rejection Combining Feature

Combining (IRC) Parameter Description

WRFD-010691 HSUPA UL Interference RAN12.0 Interference Cancellation Feature Parameter

Cancellation Description

WRFD-140222 Adaptive Adjustment of RAN14.0 Adaptive Adjustment of HSUPA Small Target

HSUPA Small Target Retransmissions Feature Parameter
Retransmissions Description

WRFD-150206 Turbo IC RAN15.0 Interference Cancellation Feature Parameter

Description
WRFD-160213 Turbo IC Phase 2 RAN16.0 Interference Cancellation Feature Parameter
Description
WRFD-140202 Control Channel Parallel RAN14.0 Interference Cancellation Feature Parameter
Interference Cancellation Description
(Phase 2)

WRFD-160201 Control Channel Parallel RAN16.0 Interference Cancellation Feature Parameter

Interference Cancellation Description
(Phase 3)

WRFD-020137 Dual-Threshold Scheduling RAN13.0 HSUPA Feature Parameter Description

with HSUPA Interference
Cancellation

WRFD-140211 Dynamic Target RoT RAN14.0 HSUPA Feature Parameter Description

Adjustment

WRFD-020136 Anti-Interference Scheduling RAN13.0 HSUPA Feature Parameter Description

for HSUPA

WRFD-01061203 HSUPA Power Control RAN16.0 Power Control Feature Parameter Description

N/A Coverage-based Fallback RAN13.0 State Transition Feature Parameter Description

from the E-DCH to the DCH

WRFD-181206 Control Channel Parallel RAN18.1 Interference Cancellation Feature Parameter

Interference Cancellation Description
(Phase 4)

WRFD-190210 4-Way Receive Diversity by RAN19.1 4-Way Receive Diversity by Inter-Band

Inter-Band Assistance Assistance Feature Parameter Description

5 Acronyms and Abbreviations

Acronym and Full Name

Abbreviation

3G The Third Generation

3GPP2 3rd Generation Partnership Project 2

BOSS Business and Operation Support System

6 Reference Documents
1. 3GPP TS 25.101: User Equipment (UE) radio transmission and reception (FDD)
2. 3GPP TS 25.211: Physical channels and mapping of transport channels onto physical channels (FDD)
3. 3GPP TS 25.306: UE Radio Access capabilities

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4. 3GPP TS 25.308: UTRA High Speed Downlink Packet Access (HSPDA) - Overall description
5. 3GPP TS 25.321: Medium Access Control (MAC) protocol specification
6. HSUPA Feature Parameter Description
7. HSPA Evolution Feature Parameter Description
8. HSUPA TTI Selection Feature Parameter Description
9. Frequency Domain Equalization Feature Parameter Description
10. Interference Rejection Combining Feature Parameter Description
11. Interference Cancellation Feature Parameter Description
12. Adaptive Adjustment of HSUPA Small Target Retransmissions Feature Parameter Description
13. Power Control Feature Parameter Description
14. State Transition Feature Parameter Description
15. UMTS Small Data Packet Storm Solution
16. 4-Way Receive Diversity by Inter-Band Assistance Feature Parameter Description

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