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PHILOSOPHY: THE BIG QUESTIONS

PHILOSOPHY OF RELIGION:
The Big Questions

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Philosophy of Religion: the Big Questions
Philosophy: The Big Questions
Series Editor: James P. Sterba, University of Notre Dame, Indiana

Designed to elicit a philosophical response in the mind of the student, this distinctive series of
anthologies provides essential classical and contemporary readings that serve to make the
central questions of philosophy come alive for today’s students. It presents complete coverage
of the Anglo-American tradition of philosophy as well as the kinds of questions and
challenges that it confronts today, both from other cultural traditions and from theoretical
movements such as feminism and postmodernism.

Aesthetics: The Big Questions


Edited by Carolyn Korsmeyer

Epistemology: The Big Questions


Edited by Linda Martin Alcoff

Ethics: The Big Questions


Edited by James P. Sterba

Metaphysics: The Big Questions


Edited by Peter van Inwagen and Dean W. Zimmerman

Philosophy of Language: The Big Questions


Edited by Andrea Nye

Philosophy of Religion: The Big Questions


Edited by Eleonore Stump and Michael J. Murray

Race, Class, Gender, and Sexuality: The Big Questions


Edited by Naomi Zack, Laurie Shrage, and Crispin Sartwell

Philosophy: The Big Questions


Edited by Ruth J. Sample, Charles W. Mills, and James P. Sterba
PHILOSOPHY OF RELIGION:
The Big Questions
EDITED BY ELEQNORE STUMP AND MICHAEL J. MURRAY

( Blackwell
g Publishing
© 1999 by Blackwell Publishing Ltd

BLACKWELL PUBLISHING
350 Main Street, Malden, MA 02148-5020, USA
9600 Garsington Road, Oxford OX4 2DQ, UK
550 Swanston Street, Carlton, Victoria 3053, Australia

All rights reserved. No part of this publication may be reproduced, stored in a


retrieval system, or transmitted, in any form or by any means, electronic, mechanical,
photocopying, recording or otherwise, except as permitted by the’ UK Copyright,
Designs, and Patents Act 1988, without the prior permission of the publisher.

First published 1999

7 2006

Library of Congress Cataloging-in-Publication Data

Philosophy of religion: the big questions / edited by Eleonore Stump


and Michael J. Murray.
p. cm. — (Philosophy, the big questions ; 6)
Includes bibliographical references and index.
ISBN 0-631-20603-5 (alk. paper) — ISBN 0-631-20604-3 (pbk. : alk. paper.)
1, Religion—Philosophy. I. Stump, Eleonore, 1947~ . II. Murray, Michael J.
III. Series.
BL51.P5453 1999
210—dc21 98-8586
CIP

ISBN-13: 978-0-631-20603-0 (alk. paper) — ISBN-13; 978-0-631-20604-0 (pbk. : alk.


paper.)

A catalogue record for this title is available from the British Library.

Set in 9% on 12 pt Galliard
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The publisher’s policy is to use permanent paper from mills that operate a sustainable
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that the text paper and cover board used have met acceptable environmental
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For further information on


Blackwell Publishing, visit our website:
www.blackwellpublishing.com
CONTENTS

General Introduction xi
Acknowledgments Xill

PART ONE WHAT WOULD ANYTHING HAVE TO BE LIKE IN ORDER


‘ TOBE GOD? 1]
Introduction 5
Omnipotence
1 From Summa Contra Gentiles yi
St THOMAS AQUINAS
2 The Paradox of the Stone 9
C. WADE SAVAGE

Omniscience
3 On Ockham’s Way Out Ls
ALVIN PLANTINGA

Perfection
4 The Problem of Divine Perfection and Freedom 28
WILLIAM ROWE
5 How an Unsurpassable Being Can Create a Surpassable World BD
DANIEL AND FRANCES HOWARD-SNYDER

Eternity
6 Eternity 42
ELEONORE STUMP AND NORMAN KRETZMANN
7 From God, Time, and Knowledge 53
WILLIAM HASKER
CONTENTS

PART TWO CAN WE SHOW BY REASON THAT THERE IS A GOD? 59


Introduction 61

Ontological Argument
8 From Proslogion 65
ST ANSELM OF CANTERBURY
9 From Reply to Anselm 66
GAUNILON
10 Necessary Being: the Ontological Argument 69
PETER VAN INWAGEN

Cosmological Argument
11 The Cosmological Argument 84
WILLIAM ROWE

Teleological Argument
12 From Dialogues Concerning Natural Religion 94
DaviD HUME
13 The Argument from Design 100
R. G. SWINBURNE
14 God’s Utility Function 109
RICHARD DAWKINS
15 From New Perspectives on Old-time Religion 114
GEORGE N. SCHLESINGER

The Evolutionary Anti-Naturalism Argument


16 Is Naturalism Irrational? 125
ALVIN PLANTINGA

The Argument from Religious Experience


17 From The Autobiography of St Teresa of Avila 139
ST TERESA OF AVILA
18 Perceiving God 142
WILLIAM ALSTON

PART THREE DOESN'T ALL THE EVIL IN THE WORLD SHOW


THAT THERE IS NO GOD? 151
Introduction 153

The Problem
19 The Problem of Evil and Some Varieties of Atheism ey
WILLIAM L. ROWE
20 Pain and Pleasure: an Evidential Problem for Theists 164
PAUL DRAPER

Vi
Defense
21 On Being Evidentially Challenged 176
ALVIN PLANTINGA

Theodicies
22 From Theodicy in Islamic Thought 190
AL-GHAZALI
23 From the Book of Doctrines and Beliefs 192
SAADYA GAON
24 The Magnitude, Duration, and Distribution of Evil: a Theodicy iw
PETER VAN INWAGEN
25 Natural Evil and the Possibility of Knowledge 210
RICHARD SWINBURNE
26 An Irenaean Theodicy 222
JOHN H. Hick
27 The Problem of Evil 22/7
ELEONORE STUMP

Alternative Perspectives
28 Coercion and the Hiddenness of God 241
MicHakL J. MURRAY
29 Horrendous Evils and the Goodness of God 250
MariLtyN McCorp ADAMS
30 The Theology of Liberation in Africa Zor
BisHorp DESMOND TUTU

PART FOUR WHAT IS THE RELATION OF REASON TO


RELIGIOUS BELIEF? 263
Introduction 265
Evidentialism
31 The Ethics of Belief 269
WILLIAM CLIFFORD
32 It is Wrong, Everywhere, Always, and for Anyone, to Believe Anything
upon Insufficient Evidence 273
PETER VAN INWAGEN

Religious Belief as Basic


33 Warranted Belief in God 285
ALVIN PLANTINGA

Pascal’s Wager
34 From Pensées 298
BLAISE PASCAL
35 The Recombinant DNA Debate: a Difficulty for Pascalian-Style Wagering 300
STEPHEN P. STICH

vii
CONTENTS

36 A Central Theistic Argument 302


GerorGE N. SCHLESINGER

PART FIVE CAN WE MAKE SENSE OF RELIGIOUS DOCTRINES


AND PRACTICES? 313

Introduction 315
Miracles
37 Of Miracles 320
Davin HuME
38 From A Dialogue Concerning Herestes 330
THomas More
39 Miracles and (Christian) Theism 334
J. A. COVER

Prayer
40 Petitionary Prayer 353
ELEONORE STUMP

Soul
41 The Future of the Soul 367
RICHARD SWINBURNE
42 From Neurophilosophy: Toward a Unified Science of the Mind-—Brain es)
PATRICIA SMITH CHURCHLAND
43 Materialism and Survival 379
DEAN W. ZIMMERMAN

Revelation
44 Are We Entitled? 387
NICHOLAS WOLTERSTOREFE

PART SIX CAN MORALITY HAVE A RELIGIOUS FOUNDATION? 399


Introduction 401
45 Morality: Religious and Secular 403
Patrick NOWELL-SMITH
46 Divine Command Metaethics Modified Again 412
RoBERT ADAMS
47 Abraham, Isaac, and Euthyphro: God and the Basis of Morality 417
NorMAN KRETZMANN

PART SEVEN HOW SHOULD RELIGIOUS, GENDER, AND ETHNIC


DIVERSITY INFLUENCE OUR THINKING ABOUT RELIGION? 429
Introduction 431
48 On Non-Jewish Religions 435
JUDAH HALEVI

Vill
49 Religious Diversity and the Epistemic Justification of Religious Belief 44]
JEROME GELLMAN
50 What’s the Difference? Knowledge and Gender in (Post)Modern
Philosophy of Religion 454
GRACE M. JANTZEN
51 Women’s Experience Revisited: the Challenge of the Darker Sister 467
JACQUELYN GRANT
52 Narrative of the Life of Frederick Douglass 472
FREDERICK DOUGLASS
53 The Value of African Religious Beliefs and Practices for Christian Theology 475
Mercy AMBA ODUYOYE

Index 481
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GENERAL INTRODUCTION

Reflection on religion and religious belief has anything have to be like in order to be God?
been a significant part of the enterprise of phi- We begin here, rather than with arguments
losophy. In the Western tradition, from its for and against the existence of God, because
beginning in Greece until well into modern it is important to know what it is we are look-
times, most philosophers have either been ing for, before we consider the debates over
theists or have felt obliged to say a great deal whether or not that being exists. Thus, in this
about theism. Philosophical reflection on re- section we look at a number of those attributes
ligion has consequently been central in the that have been held to be centrally important
history of philosophy, and it continues to be in the theistic traditions. The essays within
an important part of contemporary philoso- each section treat two sorts of questions. First,
phy as well. Although philosophy of religion is it possible for anything to have the particu-
was at an ebb in the first half of the twentieth lar attribute in question? Second, is it possi-
century, the second half of the century has ble for anything to have the particular attribute
witnessed a great revival of interest in this area. in conjunction with the others. The first ques-
As a resuit, there has been an explosion of work tion focuses on the coherence of the attribute
on philosophy of religion in recent decades. itself, the second on the compatibility of that
Of course, the questions that are of funda- attribute with the others.
mental importance in any area of philosophy Once we have explored the issues regard-
change, sometimes significantly, over time. ing the nature of God, we turn to the ques-
Certain questions have been of perennial in- tion of the existence of God. We begin, in
terest and importance: Does God exist? What Part Two, by examining some of the argu-
is God like? How can God permit evil? and so ments that have been offered in favor of the
on. Certain other questions come to the fore- existence of God. Here we will look at some
front in response to philosophical and cultural of the most recent work on both classical ar-
trends with which philosophers and society at guments (the ontological, cosmological, and
large must grapple. In our own age, concerns teleological arguments), and more recent ones
over religious diversity and over the issues of (the “fine-tuning” argument, the evolution-
gender and race provide a few examples. ary argument against naturalism, and the
In this volume we have undertaken to ex- argument from religious experience).
plore seven central questions which reflect In Part Three, we turn to the main argu-
both the perennial issues of philosophy ofre- ment which has been offered against the ex-
ligion and more contemporary concerns as istence of God, namely, the argument from
well. evil. After setting out the problem that evil
We begin with the question: What would seems to present for theistic belief, we pro-

xi
GENERAL INTRODUCTION

vide a number of readings which attempt to questions of this sort is to risk falling into the
solve the problem. The first set of responses sort of religious self-deception that receives
defends traditional theistic responses to the the scathing moral denunciation Frederick
argument from evil. The three readings at the Douglass heaps on it in his essay.
end discuss important facets of the problem Where feasible, we tried to select entries from
raised by evil which are important for the dis- both classical and contemporary sources, so that
cussion of the problem of evil generally, but both the history of philosophy of religion and
which have only received scant attention so recent work in the area are represented. Al-
far. though we have been conscious of the need to
In the next section, Part Four, we explore include traditional readings, such as Hume’s
the reasonableness of belief in God. Does ra- argument against beliefin miracles, which have
tional belief in God require valid and sound — become classics and are standard fare in tradi-
philosophical demonstrations, or at least very tional philosophy of religion courses, we have
powerful evidence in order to be rational? also looked for opportunities to include authors
Some, as we will see, have argued that the or points of view sometimes left out of antholo-
answer is “yes.” But other essays in this sec- gies. So, for example, we have included read-
tion argue that religious belief, and belief gen- ings by authors such as Saadya Gaon, Teresa
erally, should not be held to this strict standard of Avila, Frederick Douglass, and Desmond
and thus that belief in God can be rational Tutu. In our view, authors such as these, whose
even in the absence of a compelling argument work is not regularly read in philosophy of re-
for God’s existence. ligion courses, can enrich and enliven the con-
Parts Five and Six turn from the issues con- temporary discussion.
cerning mere belief in God’s existence to a dis- For the reader’s benefit we have included
cussion of beliefs and practices within particular introductions to each of the Parts below.
theistic traditions. Part Five contains essays These introductions, authored by Michael
which consider miracles, prayer, immortality, Murray, furnish the reader with an overview
and revelation. Some of the readings raise wor- of the issues that will be addressed in each
ries that philosophers have expressed about Part and also provide brief and helpful sum-
these topics; others seek to provide responses maries of the arguments in each reading. In
to these worries. Part Six considers what con- addition, we have also provided an extensive
nection, if any, there is between religion and bibliography of “Further Readings” at the end
morality. This section begins with a reading of each introduction for those who would like
arguing that there is no such connection. Af- to pursue certain topics further.
ter a critique of this claim, we provide two re- We would like to express our gratitude to
cent essays which mount very different defenses the many reviewers who gave us valuable ad-
of the claim that any objective morality must vice that has helped to shape this work. These
be (and can be) grounded in the divine. include: Peter van Inwagen, Philip Quinn,
The final question, Part Seven, contains Alvin Plantinga, William Alston, Richard
readings that examine issues of diversity which Swinburne, Daniel Howard-Snyder, Christoph
have been widely discussed in recent years in Jager, Norman Kretzmann, Leonard Harris,
our culture as a whole. To what extent does and Grace Jantzen. We would also like to thank
religious diversity undermine our confidence the series editor, Jim Sterba, Steve Smith, the
in the possibility (or the reasonableness of sponsoring editor, his assistant, Mary Riso, and
believing) that only one of the theistic posi- Valery Rose for their help and guidance in the
tions is true? And to what extent have gender production of this volume.
and racially influenced biases negatively influ-
enced philosophical reflection about religion E. S.
and religious belief in the West? To ignore M. J. M.

xii
ACKNOWLEDGMENTS

The publishers and editors wish to thank the Unsurpassable Being Can Create a Surpass-
following for permission to reprint copyright able World,” in Faith and Philosophy, 11:2
material in this book: (April, 1994), pp. 260-8; reprinted by per-
mission of the publisher.
1. Doubléday: for chapter 25 from St Tho-
mas Aquinas, Summa Contra Gentiles, Book 6. Eleonore Stump, Norman Kretzmann,
II, translated by James F. Anderson (Notre and The Journal of Philosophy, Inc.: for se-
Dame, Ind.: University of Notre Dame Press, lections from Eleonore Stump and Norman
1975); © 1956 by Doubleday; reprinted by Kretzmann, “Eternity,” in The Journal of Pht-
permission of Doubleday, a division of Ban- losophy, 78:8 (August, 1981), pp. 429-47,
tam Doubleday Dell Publishing Group, Inc. 453-60; © 1981 The Journal of Philosophy,
Inc., reprinted by permission of the authors
2. The Philosophical Review: for C. Wade and the publisher.
Savage, “The Paradox of the Stone,” in The
Philosophical Review, 76:1 (January, 1967), 7. Cornell University Press: for extracts from
pp. 74-9; © 1967 Cornell University Press; William Hasker, God, Time, and Knowledge,
reprinted by permission of the publisher. Cornell Studies in the Philosophy ofReligion
(Ithaca, N.Y.: Cornell University Press, 1989);
3. Faith and Philosophy: for selections from reprinted by permission of the publisher.
Alvin Plantinga, “On Ockham’s Way Out,”
in Faith and Philosophy, 3:3 (July, 1986), pp. 8and9. Open Court Publishing Company:
236-69; reprinted by permission of the pub- for selections from Anselm of Canterbury, St
lisher. Anselm: Basic Writings, translated by S. W.
Deane (La Salle, Ill.: Open Court, 1962); re-
4. Cornell University Press: for William printed by permission of Open Court Pub-
Rowe, “The Problem of Divine Perfection and lishing Company, a division of Carus
Freedom,” in Eleonore Stump (ed.), Reasoned Publishing Company, Peru, Ill.
Faith (Ithaca, N.Y.: Cornell University Press,
1993); © 1993 by Cornell University Press, 10. Westview Press and Oxford University
reprinted by permission of the publisher. Press: for selections from “Necessary Being:
the Ontological Argument,” in Peter van
5. Faith and Philosophy: for Daniel and Inwagen, Metaphysics (Boulder, Col.:
Frances Howard-Snyder, “How an Westview Press, 1993); reprinted by permis-

xiil
ACKNOWLEDGMENTS

sion of Westview Press and Oxford Univer- Image Books, 1960); reprinted by permission
sity Press. of Sheed and Ward.

11. Wadsworth Publishing Co.: for “The 18. William Alston and the Journal of Phi-
Cosmological Argument,” chapter 2 in losophy: for William Alston, “Perceiving
William Rowe, Philosophy of Religion: An In- God,” in The Journal of Philosophy, 83 (No-
troduction (Belmont, Calif.: Wadsworth, vember, 1986), pp. 655-66; © The Journal
1978); reprinted by permission of the pub- of Philosophy, Inc., reprinted by permission
lisher. of the author and publisher.

13. Royal Institute of Philosophy, R. G. 19. American Philosophical Quarterly: for


Swinburne, and Cambridge University Press: William Rowe, “The Problem of Evil and
for R. G. Swinburne, “The Argument from ~ Some Varieties of Atheism,’ > in American
Design,” in Philosophy, 43:4 (1968), pp. 199- Philosophical Quarterly, 16:4 (October, 1979);
212; © Royal Institute of Philosophy 1968; reprinted by permission of the publisher.
reprinted by permission of the author and
Cambridge University Press. 20. Blackwell Publishers, Inc.: for Paul
Draper, “Pain and Pleasure: an Evidential
14. Richard Dawkins, Basic Books, and Problem for Theists,” Nous, 23 (1989), pp.
Weidenfeld and Nicolson Ltd: for extracts 12-29; reprinted by permission of Blackwell
from “God’s Utility Function,” in Richard Publishers, Inc.
Dawkins, River Out of Eden (New York: Ba-
sic Books, 1995); © 1995 by Richard 21. Indiana University Press: for selections
Dawkins; reprinted by permission of the au- from Alvin Plantinga, “On Being Evidentially
thor, Basic Books (a subsidiary of Perseus Challenged,” in Daniel Howard Snyder (ed.),
Books Group, LLC), and Weidenfeld and The Evidential Argument from Evil
Nicolson Ltd (an imprint of The Orion Pub- (Bloomington, Ind.: Indiana University Press,
lishing Group). 1996); reprinted by permission of the pub-
lisher.
15. George N. Schlesinger and Clarendon
Press: for selections from George N. 22. Princeton University Press: for an extract
Schlesinger, New Perspectives on Old-time Re- by Al-Ghazali in Eric Ormsby (ed.), Theodicy
ligion (Oxford: Clarendon Press, 1988); © in Islamic Thought: the Dispute over Al-
George N. Schlesinger 1988; reprinted by Ghazali’s “Best of all Possible Worlds”
permission of the author and the publisher. (Princeton, N.J.: Princeton University Press,
1984); © 1984 by Princeton University Press;
16. Alvin Plantinga and Oxford University reprinted by permission of the publisher.
Press: for “Is Naturalism Irrational?” in Alvin
Plantinga, Warrant and Proper Function 23. The Jewish Publication Society: for an
(New York: Oxford University Press, 1993); extract from Saadya Gaon, Book of Doctrines
© 1993 by Alvin Plantinga, reprinted by per- and Beliefs, edited by Alexander Altmann, in
mission of the author and Oxford University Three Jewish Philosophers (New York: Merid-
Press, Inc. ian Books, 1960); reprinted by permission of
the Jewish Publication Society.
17. Sheed and Ward: for selections from St
Teresa of Avila, The Life of Teresa ofJesus: The 24. Peter van Inwagen: for Peter van
Autobiography of St Teresa ofAvila, translated Inwagen, “The Magnitude, Duration, and
and edited by E. Allison Peers (New York: Distribution of Evil: a Theodicy,” in Philo-

XIV
ACKNOWLEDGMENTS

sophical Topics, 16:2 (1988), pp. 161-87; re- 32. Rowman & Littlefield Publishers: for
printed by permission of the author. selections from Peter van Inwagen, “It is
Wrong, Everywhere, Always, and for Anyone,
25. Oxford University Press: for “Natural to, Believe Anything upon Insufficient Evi-
Evil and the Possibility of Knowledge,” chap- dence,” in Jeff Jordan and Daniel Howard-
ter 9 in Richard Swinburne, Providence and Snyder (eds), Faith, Freedom, and Rationality:
the Problem of Evil (Oxford: Oxford Univer- Philosophy of Religion Today (London:
sity Press, 1998); reprinted by permission of Rowman & Littlefield Publishers, 1996); re-
Oxford University Press. printed by permission of the publisher.

26. Stephen T. Davis and Westminster John 33. Alvin Plantinga: for “Warranted Belief
Knox Press: for selections from John. H. Hick, in God,” from Alvin Plantinga, Warranted
“An Irenaean Theodicy,” in Stephen T. Davis Christian Belief (1998); reprinted by permis-
(ed.), Encountering Evil, Live Options in sion of the author.
Theodicy (Atlanta, Ga.: John Knox Press,
1981); © 1981 by Stephen T. Davis; reprinted 34. Oxford University Press: for an extract
by permission of the author and Westminster from Blaise Pascal, Pensées and Other Writ-
John Knox Press. ings, translated by Honor Levi (Oxford: Ox-
ford University Press, 1995); reprinted by
27. American Philosophical Quarterly: for permission of the publisher.
selections from Eleonore Stump, “The Prob-
lem of Evil,” in Faith and Philosophy, 2:4 (Oc- 35. Princeton University Press: for Stephen
tober, 1985); reprinted by permission of the P. Stich, “The Recombinant DNA Debate: a
publisher. Difficulty for Pascalian-Style Wagering,” in
Philosophy and Public Affairs, 7 (1978); ©
28. American Philosophical Quarterly: for 1978 by Princeton University Press; reprinted
extracts from Michael J. Murray, “Coercion by permission of the publisher.
and the Hiddenness of God,” in American
Philosophical Quarterly, 30:1 (January, 1993), 36. Rowman & Littlefield Publishers: for
pp. 27-35; reprinted by permission of the George N. Schlesinger, “A Central Theistic
publisher. Argument,” in Jeff Jordan (ed.), Gambling on
God: Essays on Pascal’s Wager (Lantham, Md.:
29. The Editor of the Aristotelian Society: Rowman & Littlefield, 1994); © 1994 by
for Marilyn McCord Adams, “Horrendous Rowman & Littlefield Publishers, Inc.; re-
Evils and the Goodness of God,” in Proceed- printed by permission of the publisher.
ings of the Aristotelian Society, 63 (1989), pp.
297-310; © The Aristotelian Society 1989; 39. J. A. Cover: for J. A. Cover, “Miracles
reprinted by permission of the Editor of the and (Christian) Theism” (unpublished essay);
Aristotelian Society. reprinted by permission of the author.

30. Bishop Desmond Tutu: for Bishop 40. American Philosophical Quarterly: for
Desmond Tutu, “The Theology of Liberation Eleonore Stump, “Petitionary Prayer,” in
in Africa,” in Kofi Appiah-Kubi and Sergio American Philosophical Quarterly, 16:2 (April,
Torres (eds), African Theology en Route: Pa- 1979); reprinted by permission of the pub-
pers from the Pan-African Conference of Third lisher.
World Theologians, December 17-23, 1977,
Accra, Ghana (New York: Orbis Books, 41. Richard Swinburne and Oxford Univer-
1979); reprinted by permission of the author. sity Press: for “The Future of the Soul,” chap-

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4 :
Introduction

In the Western theistic traditions, God is re- ple, that the notion of omnipotence is inco-
garded as unique, unlike any other thing that herent since it leads to paradoxes such as those
exists. These traditions are guided by the implicit in the question “Can God make a
shared belief that God is the supreme being stone so large that he cannot lift it?” Whether
who possesses all perfections. Divine perfec- one answers “yes” or “no” to such a ques-
tion has traditionally been supposed to include tion, it appears that there is something that a
certain attributes. So, a perfect God has been being who can “do everything” cannot do.
thought to be possessed of complete knowl- And this is absurd.
edge (omniscience), maximal power (omnipo- In thinking about the first question we will
tence), perfect goodness, unchangeableness look at four divine attributes and some of the
(immutability), and existence independent of difficulties that have been raised concerning
both matter (immateriality or incorporeality) them. We begin with the attribute of omnipo-
and time (eternity). In addition, the Western tence. Surely any being that has all perfections
monotheisms have held that God freely cre- must be omnipotent. But what does being
ated the universe and that he continues to omnipotent require? Does it require (as, for
exercise complete providential control over it. example, Descartes seems to have held) that
As philosophers and theologians (believers God can do anything at all, including things
and skeptics) have reflected on these central which require the violation of logical truths?
divine attributes, they have noted a variety of Such an ability would entail that God can make
difficulties. In some cases, the difficulties a square without corners, make it true that 2
amount to apparent incompatibilities between + 2 #4, and bring it about that he both exists
one divine attribute and another. Thus some and does not exist at the same time! Most
have argued, for example, that God cannot philosophers have held that omnipotence does
be both morally perfect and omnipotent. For not require this radical conception of divine
if, the argument continues, God is morally power. Instead they have, as St Thomas does
perfect there are a number of things he can- in the reading here, argued that God’s power
not choose to do (evils, for example), but if extends only to those things that are logically
he is omnipotent, he should be able to do possible. Thus God cannot make a round
anything (or at least anything logically possi- square, but it is no failure of omnipotence that
ble). he cannot do so.
In other cases, the difficulty raised for di- However, even restricting omnipotence in
vine attributes is that they seem to be incom- this way does not, some have thought, solve
patible with certain evident facts about the all of the problems which arise concerning
universe. Thus many have argued that we can- omnipotence. The paradox of the stone, men-
not regard God as omniscient since omnis- tioned above and explained by C. Wade Sav-
cience, which includes complete and certain age below, is one argument which attempts
knowledge about the future, is incompatible to show that even this more restricted notion
with the evident fact that human beings are of omnipotence is incoherent. The question
free. “Can God make a stone so big that he cannot
Finally, some have argued that certain at- lift it?” seems to admit of only two answers:
tributes are simply self-inconsistent and, as a yes and no. Yet it appears that answer-
result, that nothing, God included, could have ing the question either way entails a limita-
such a property. They have argued, for exam- tion of divine power. What this paradox is
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

supposed to demonstrate is not so much that 3 and 4 ofhis essay, Plantinga goes on to ex-
there are things that God cannot do, but plore some of the philosophical concepts
that the notion of omnipotence itself is self needed to flesh out his solution in complete
inconsistent. detail. The reader should note that sections |
Savage argues that in the end the paradox and 2 provide the basic outlines of the solu-
of the stone does not show what it claims to tion and thus can be read alone.
show. For, he claims, we can answer “no” to We then turn to the attribute of divine per-
the central question of the paradox without fection. In the reading presented here, William
being forced to admit any limitations on the Rowe argues that there are significant and
divine power. If God’s rock-lifting power is formerly unrecognized restrictions that maxi-
unlimited and God’s rock-making power is mal perfection places on divine freedom. In
likewise unlimited, there is no possible rock short, Rowe wants to imagine the infinite
that outstrips his power of making or lifting. number of worlds that God could create ar-
Thus when one asserts that there is 2o rock rayed in increasing order of goodness or per-
that is so big that God cannot lift 1t, this does fection. Such an array will either form any
not entail any limitation in the relevant pow- infinite progression, such that any world we
ers of God, or any incoherence in the notion pick will have another world that is greater
of omnipotence. Instead, it simply reflects the than it, ad infinitum, or else be such that there
fact that no task outstrips the divine powers. is one (ora set) of equally and maximally great
The second attribute treated under this (i.e., best) worlds. If the former, Rowe claims
question is omniscience. As noted above, crit- that a truly perfect being cannot exist. Why?
ics have sometimes argued that God cannot Consider some being which creates a world
be omniscient since human beings are free and which we will designate “W.” Whatever we
these two claims are incompatible. Being free think of this being, we know that it cannot be
with respect to a particular action requires that maximally perfect, since we can always imag-
I am able both to do the action and to refrain ine a being greater than it, simply by imagin-
from the action. But if God knows, even prior ing a being who creates any of the worlds
to my birth, that I will perform a certain ac- which are detter than W. Because of this, it
tion, then it appears that I cannot possibly makes no more sense to try to think of a
refrain from that action (since were I to do so maximally perfect being than it does to try to
I would have made God’s belief about that think of, say, “the highest number.”
action of mine false, something that cannot But what if there is a uniquely best world
happen in light of divine omniscience). And or a set of equally and maximally good worlds?
since I cannot refrain from the action, I can- If there is just one such world then, Rowe
not thus be free with respect to that action. claims, a truly perfect being would necessarily
In the reading included here, Alvin Plantinga create this single best world, thus rendering
argues that this criticism of divine omniscience this being entirely unfree in creating. And even
is based on a mistake. The power to refrain if there are multiple maximally good worlds,
from performing an action that God knows I a perfect being is still obliged to create one of
will perform does not require the power to them, though such a being might have free-
bring it about that God believes something false. dom with respect to which world is chosen.
Instead, the power to refrain requires the As a result, if perfection is compatible with
power to bring it about that God would be- freedom at all, it is compatible with freedom
lieve something other than what God actually of a narrowly limited sort.
believed. And since my having that power is In response, Daniel and Frances Howard-
not inconsistent with God’s omniscience, I Snyder argue that Rowe is mistaken in one of
have it in my power to refrain from an action his central assumptions, namely that if there
God foreknows I will undertake. In sections were an infinite progression of increasingly
INTRODUCTION TO PART ONE

better worlds, any being, A, who creates a Further Reading


world superior to the world created by an-
A number of books have appeared in recent
other being, B, is such that A is more perfect
years which provide philosophical treat-
than B. Through a series of examples, the
ments of the divine attributes. Two of the
Howard-Snyders argue that though there may
more accessible texts for non-philosophers
be many worlds which a perfectly good being
are:
could not create, there is nothing inconsist-
Davis, Stephen T., Logic and the Nature of
ent in the notion that a perfect being creates
God (Grand Rapids, Mich.: Eerdmans,
a world which is surpassed in greatness by
1983).
other creatable worlds.
Morris, Thomas V., Our Idea of God: an In-
In the final pair of readings, the divine at-
troduction to Philosophical Theology (Down-
tribute at issue is eternity. All theists agree that
ers Grove, IIl.: Inter-Varsity Press, 1991).
God is “eternal.” But different theists have
understood this attribute in different ways.
More detailed treatments can be found in the
Some have argued that eternity means “end-
following:
less duration in time.” Thus, as long as God
Gale, Richard, On the Nature and Existence
has always been, is, and always will be, God is
of God (New York: Cambridge University
eternal. Others have held that God’s eternity
Press. 19911').
requires not that he exist at all times, but that
Hartshorne, Charles, Omnipotence and Other
God exist entirely outside of time. Recent dis-
Theological Mistakes (Albany: SUNY Press,
cussions have adopted the convention ofcall-
1984).
ing the former conception “timelessness” and
Swinburne, Richard, The Coherence of Theism
the latter conception “eternity.” In their es-
(Oxford: Oxford University Press, 1979).
say, Eleonore Stump and Norman Kretzmann
Wierenga, Edward, The Nature of God: an
present a defense of the more vexing notion
Inquiry into Divine Attributes (Ithaca,
of eternity. The main problem for this con-
N.Y.: Cornell University Press, 1989).
ception is explaining how it can be that such
a being is eternal while also being fully aware
The following books and articles present treat-
of and engaged with the created, temporal or-
ments of particular divine attributes:
der. Stump and Kretzmann, adapting some
insights on simultaneity from the General
Ommipotence
Theory of Relativity, develop a notion of si-
Flint, Thomas, and Alfred Freddoso, “Maxi-
multaneity (“ET-simultaneity”) which pro-
mal Power,” in The Existence and Nature
vides a conception of how God can have
of God, ed. Alfred Freddoso (Notre Dame,
knowledge of and power over each instant in
Ind.: University of Notre Dame Press,
the temporal order by existing “ET-simulta-
1993), pp. 81-113.
neously” with each such instant.
Geach, Peter, Providence and Evil (Cam-
In the final reading, William Hasker exam-
bridge: Cambridge University Press,
ines some of the main arguments which have
1977), ch. 1, pp. 3-28.
been raised against the account offered by
Hoffman, J., and G. Rosenkrantz, “Omnipo-
Stump and Kretzmann and argues that, in the
tence Redux,” Philosophy and
end, none of them succeeds in undermining
Phenomenological Research, 49 (1988),
their account. While this does not show that
pp. 283-301.
God is in fact eternal, Hasker argues that
Pike, Nelson, “Omnipotence and God’s Abil-
there is nothing incoherent or unintelligible
ity to Sin,” The American Philosophical
in the account that Stump and Kretzmann
Quarterly (1969), pp. 208-16.
defend.
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

Urban, Linwood, and Douglas Walton (eds), Divine Goodness


The Power of God (Oxford: Oxford Uni- Adams, Robert, “Must God Create the Best,”
versity Press, 1978). Philosophical Review, 81 (1972), pp. 317-
Bos
Omniscience Quinn, Philip, “God, Moral Perfection, and
Craig, William Lane, The Only Wise God: the Possible Worlds,” in God: the Contempo-
Compatibility ofDivine Foreknowledge and rary Discussion, ed. Frederick Sontag and
Human Freedom (Grand Rapids, Mich.: M. Darrol Bryant (New York: Rose of
Baker, 1987). Sharon Press, 1982), pp. 199-215.
Flint, Thomas, “Two Views of Divine Provi- Wainwright, William, “Jonathan Edwards,
dence,” in Divine and Human Action, ed. William Rowe, and the Necessity of Crea-
Thomas V. Morris (Notre Dame, Ind.: tion,” in Faith, Freedom, and Rationality:
University of Notre Dame Press, 1988). Philosophy of Religion Today, ed. Jeff Jor-
Freddoso, Alfred J., Introduction to Luis de dan and Daniel Howard-Snyder (Lanham,
Molina, On Divine Foreknowledge, tr. Al- Md.: Rowman and Littlefield, 1996),
fred Freddoso (Ithaca, N.Y.: Cornell Uni- pp. 1d 9-36.
versity Press, 1988).
Hasker, William, God, Time, and Knowledge Eternity
(Ithaca, N.Y.: Cornell University Press, Wolterstorff, Nicholas, “God Everlasting,” in
1989). God and the Good, ed. C. Orlebeke and L.
Kvanvig, Jonathan L., The Possibility of an All- Smedes (Grand Rapids, Mich.: Eerdmans,
Knowing God (New York: St Martin’s 1975):
Press, 1986). Helm, Paul, Eternal God (New York: Oxford
Zagzebski, Linda, The Dilemma of Freedom University Press, 1988).
and Foreknowledge (New York: Oxford Leftow, Brian, Time and Eternity (Ithaca,
University Press, 1991). N.Y.: Cornell University Press, 1991).
Padgett, Alan, God, Eternity and the Nature
of Time (New York: St Martin’s Press,
LOOD 3
Omnipotence

1 From Summa Contra Gentiles*

St Thomas Aquinas

How the Omnipotent God is passive potency of which we are speaking. But,
Said to be Incapable of Certain since there is no passive potency in God, He
Things cannot be changed. It can be concluded fur-
ther that He cannot be changed with respect
[1] Now, from what has been said already, to the various kinds of change: increase and
we can see that, although God is omnipotent, diminution, or alteration, coming to be and
He is nevertheless said to be incapable of some passing away — all are foreign to Him.
things.
[5] Thirdly, since a deprivation is a certain
[2] For we proved above that active power loss of being, it follows that God can lack
exists in God; that there is no passive potency nothing.
in Him had already been demonstrated in
Book I of this work.’ (We, however, are said [6] Moreover, every failing follows upon
to-be-able as regards both active and passive some privation. But the subject of privation is
potentiality.) Hence, God is unable to do the potency of matter. In no way, therefore,
those things whose possibility entails passive can God fail.
potency. What such things are is, then, the sub-
ject of this inquiry. [7| Then, too, since weariness results from
a defect of power, and forgetfulness from de-
[3] Let us observe, first of all, that active fect of knowledge, God cannot possibly be
potency relates to acting; passive potency, to subject to either.
existing. Hence, there is potency with respect
to being only in those things which have mat- [8] Nor can He be overcome or suffer vio-
ter subject to contrariety. But, since there is lence, for these are found only in something
no passive potency in God, His power does having a movable nature.
not extend to any thing pertaining to His own
being. Therefore, God cannot be a body or [9] Likewise, God can neither repent, nor
anything of this kind. be angry or sorrowful, because all these things
bespeak passion and defect.
[4] Furthermore, motion is the act of this
[10] An additional argument is this. The
object and effect of an active power is a being
* From St Thomas Aquinas, Summa Contra Gentiles,
tr. James F. Anderson (Notre Dame, Ind.: University made, and no power is operative if the nature
of Notre Dame Press, 1975), Book II, ch. 25. Re- of its object is lacking; sight is inoperative in
printed with permission. the absence of the actually visible. It must
ST THOMAS AQUINAS

therefore be said that God is unable to do as necessary for a thing to be while it is as to


whatever is contrary to the nature of being as have been while it was.
being, or of made being as made. We must
now inquire what these things are. [16] Also, there are things incompatible with
the nature of thing made, as such. And these
[11] First ofall, that which destroys the na- God cannot make, because whatever He does
ture of being is contrary to it. Now, the na- make must be something made.
ture of being is destroyed by its opposite, just
as the nature of man is destroyed by things [17] And from this it is clear that God can-
opposite in nature to him or to his parts. But not make God. For it is of the essence of a
the opposite of being is non-being, with re- thing made that its own being depends on
spect to which God is therefore inoperative, another cause, and this is contrary to the na-
so that He cannot make one and the same ture of the being we call God, as is evident
thing to be and not to be; He cannot make from things previously said.’
contradictories to exist simultaneously.
[18] For the same reason God cannot make
[12] Contradiction, moreover, is implied in a thing equal to Himself} for a thing whose
contraries and privative opposites: to be white being does not depend on another is superior
and black is to be white and not white; to be in being, and in the other perfections, to that
seeing and blind is to be seeing and not see- which depends on something else, such de-
ing. For the same reason, God is unable to pendence pertaining to the nature of that
make opposites exist in the same subject at which is made.
the same time and in the same respect.
[19] Likewise, God cannot make a thing to
[13] Furthermore, to take away an essential be preserved in being without Himself. For the
principle of any thing is to take away the thing preservation of each and every thing depends
itself. Hence, if God cannot make a thing to on its cause, so that, if the cause is taken away,
be and not to be at the same time, neither can the effect is necessarily removed also. Hence,
He make a thing to lack any of its essential if there can be a thing which is not kept in
principles while the thing itself remains in being by God, it would not be His effect.
being; God cannot make a man to be without
a soul. [20] Moreover, since God is a voluntary
agent, that which He cannot will He cannot
[14] Again, since the principles of certain do. Now, we can see what He cannot will if
sciences — of logic, geometry, and arithmetic, we consider how there can be necessity in the
for instance — are derived exclusively from the divine will; for that which necessarily is can-
formal principles of things, upon which their not not-be, and what cannot be necessarily is
essence depends, it follows that God cannot not.
make the contraries of those principles; He
cannot make the genus not to be predicable [21] Itclearly follows that God cannot make
of the species, nor lines drawn from a circle’s Himself not to be, or not to be good or happy;
center to its circumference not to be equal, because He necessarily wills Himselfto be, to
nor the three angles of a rectilinear triangle be good and happy, as we have shown in Book
not to be equal to two right angles. I of this work.*

[15] Itis obvious, moreover, that God can- [22] We proved also, in that same Book, that
not make the past not to have been, for this, God cannot will any evil.* It is therefore evi-
too, would entail a contradiction; it is equally dent that God cannot sin.
THE PARADOX OF THE STONE

[23] And it has already been demonstrated*® [25] Now... just as God acts by will, so
that the will of God cannot be mutable; so, also does He act by intellect and knowledge. It
what He wills He cannot cause to be not ful- follows that He cannot do what He has fore-
filled. seen that He will not do, or abstain from do-
ing what He has foreseen that He will do, for
[24] But observe that God is said to be un- the same reason that He cannot do what He
able to do this in a different sense than in the wills not to do, or omit to do what He wills.
preceding instances, for in those cases God’s That God is unable to do these things is both
inability either to will or to make is absolute, conceded and denied: conceded on a certain
whereas in this case God can either make or condition or supposition; denied with respect
will if His will or His power be considered in to His power or will considered absolutely.
themselves, though not if they be considered
on the supposition of His having willed the
Notes
opposite. For the divine will, as regards crea-
tures, has only suppositional necessity, as was SCG, I, ch. 16.
shown in Book I.° Thus, all such statements SCG, I, ch. 13, 134
as that God cannot do the contrary of what He SCG, I, ch. 80.
has designed to do are to be understood com- SCG, I, ch. 95.
positely for so understood they presuppose the
SCG, I, ch. 82, 3, 7.
WH
DokSCG, I, chs 81-3
divine will as regards the opposite. But, if such
expressions be understood in a divided sense,
they are false, because they then refer to God’s
power and will absolutely.

2 The Paradox of the Stone*

C. Wade Savage

A. (1) Either God can create a stone which (4) Therefore, God is not omnipotent.
He cannot lift, or He cannot create
a stone which He cannot lift. Mr Mavrodes has offered a solution to the
(2) IfGod can create a stone which He familiar paradox above;’ but it is erroneous.
cannot lift, then He is not omnipo- Mavrodes states that he assumes the existence
tent (since He cannot lift the stone of God,’ and then reasons (in pseudo-dilemma
in question). fashion) as follows. God is either omnipotent
(3) If God cannot create a stone which or He is not. If we assume that He is not
He cannot lift, then He is not om- omnipotent, the task of creating a stone which
nipotent (since He cannot create the He cannot lift is not self-contradictory. And
stone in question). we can conclude that God is not omnipotent
on the grounds that both His ability and His
*From The Philosophical Review, 76 (1967), inability to perform this task imply that He is
pp. 74-9. Reprinted with permission. not omnipotent. But to prove His non-om-
C. WADE SAVAGE

nipotence in this way is trivial. “To be signifi- contradictions; but that is part of the contro-
cant [the paradoxical argument] must derive versy.
this same conclusion from the assumption that Mavrodes has been led astray by version A
God is omnipotent; that is, it must show that of the paradox, which apparently seeks to
the assumption of the omnipotence of God prove that God is not omnipotent. Concentra-
leads to a reductio.” However, on the assump- tion on this version, together with the incli-
tion that God is omnipotent, the task of cre- nation to say that God is by definition
ating a stone which God cannot lift is omnipotent, leads straight to the conclusion
self-contradictory. Since inability to perform that the paradox is specious. For if God is by
a self-contradictory task does not imply a limi- definition omnipotent, then, obviously, cre-
tation on the agent, one of the premises of ating a stone which God (an omnipotent be-
the paradoxical argument — premise A(3) — is ing who can lift any stone) cannot lift is a task
false. The argument is, in consequence, either whose description is self-contradictory. What
insignificant or unsound. the paradox of the stone really seeks to prove
There are many objections to this solution. is that the notion of an omnipotent being is
First, the paradoxical argument need not be logically inconsistent that is, that the existence
represented as a reductio; in A it is a dilemma. of an omnipotent being, God or any other, ts
Mavrodes’ reasoning implies that the para- logically impossible. It tries to do this by fo-
doxical argument must either assume that cusing on the perfectly consistent task of cre-
God is omnipotent or assume that He is not ating a stone which the creator cannot lift.
omnipotent. This is simply false: neither as- The essence of the argument is that an om-
sumption need be made, and neither is made nipotent being must be able to perform this
in A. Second, “a stone which God cannot lift” task and yet cannot perform the task.
is self-contradictory — on the assumption that Stated in its clearest form, the paradoxical
God is omnipotent — only if “God is omnipo- argument of the stone is as follows. Where x
tent” is necessarily true. “Russell can lift any is any being:
stone” is a contingent statement. Conse-
quently, if we assume that Russell can lift any
stone we are thereby committed only to say- B. (1) Either x can create a stone which x
ing that creating a stone which Russell can- cannot lift, or x cannot create a stone
not lift is a task which im fact cannot be which ~ cannot lift.
performed by Russell or anyone else. Third, (2) If x can create a stone which x can-
if “God is omnipotent” is necessarily true — not lift, then, necessarily, there is at
as Mavrodes must claim for his solution to least one task which x cannot per-
work — then his assumption that God exists form (namely, lift the stone in ques-
begs the question of the paradoxical argu- tion).
ment. For what the argument really tries to (3) If x cannot create a stone which x
establish is that the existence of an omnipo- cannot lift, then, necessarily, there is
tent being is logically impossible. Fourth, the at least one task which x cannot per-
claim that inability to perform a self-contra- form (namely, create the stone in
dictory task is no limitation on the agent is question).
not entirely uncontroversial. Descartes sug- (4) Hence, there is at least one task which
gested that an omnipotent God must be able x cannot perform.
to perform such self-contradictory tasks as (5) If«is an omnipotent being, then x
making a mountain without a valley and ar- can perform any task.
ranging that the sum of one and two is not (6) Therefore, xis not omnipotent.
three.* No doubt Mavrodes and Descartes
have different theories about the nature of Since xis any being, this argument proves that

10
THE PARADOX OF THE STONE

the existence of an omnipotent being, God ishes on analysis: “« cannot create a stone
or any other, is logically impossible. which x cannot lift” can only mean “If x can
It is immediately clear that Mavrodes’ so- create a stone, then x can lift it.” It is obvious
lution will not apply to this version of the para- thatthe latter statement does not entail that «
dox. B is obviously a significant, nontrivial is limited in power.
argument. But since it does not contain the A schematic representation of B(1)—B(3)
word “God,” no critic can maintain that B will bring our point into sharper focus. Let S
assumes that God is omnipotent. For the same = stone, C = can create, and L = can lift; let x
reason, the point that “a stone which God be any being; and let the universe of discourse
cannot lift” is self-contradictory is simply ir- be conceivable entities. Then we obtain:
relevant. Notice also that B is neutral on the
question of whether inability to perform a self- C. (1) (Ay) (Sy Cey. —Ley) v — (Ay) (Sy + Cry
contradictory task is a limitation on the agent’s - —Lxy).
power. We can, however, replace every occur- (2) (Ay)(Sy - Cay - —Lxy) > (Ay) (Sy + -
rence of “task” with “task whose description Lxy).
is not self-contradictory” without damaging (3) (Ay)(Sy + Cxy - —Lxy) > (Ay)(Sy - —
the argument in any way. Cxy).
The paradox does have a correct solution,
though a different one from that offered by That the second alternative in C(1) is equiva-
Mavrodes. The two solutions are similar in that lent to “(y)[(Sy + Cxy) D> Lxy]” schematically
both consist in arguing that an agent’s inabil- explains our interpretation of “x cannot cre-
ity to create a stone which he cannot lift does ate a stone which x cannot lift” as meaning
not entail a limitation on his power. But here “Tf «can create a stone, then x can lift it.” It is
the similarity ends. For, as we shall see pres- now quite clear where the fallacy in the para-
ently, the basis of the correct solution is not doxical argument lies. Although C(2) is logi-
that creating a stone which the creator can- cally true, C(3) is not. “(ay)(Sy- Cxy .—Lxy)”
not lift is a self-contradictory task (which it is logically implies “(Ay) (Sy - —Lxy).” But “-
not). Consequently, the correct solution side- (Ay)( Sy. Cxy-—Lxy)” does not logically imply
steps the question of whether an agent’s in- “(dy) (Sy - -—Cxy)”; nor does it logically imply
ability to perform a self-contradictory task is a “(dy)( Sy -—Lxy).” In general, “x cannot cre-
limitation on his power. ate a stone which w cannot lift” does not logi-
The fallacy in the paradox of the stone lies cally imply. “There is a task which x cannot
in the falsity of the second horn — B (3) — of perform.”
its dilemma: “x can create a stone which x For some reason the above analysis does not
cannot lift” does indeed entail that there is a completely remove the inclination to think
task which x cannot perform and, conse- that an agent’s inability to create a stone which
quently, does entail that «is not omnipotent. he himself cannot lift does entail his inability
However, “x cannot create a stone which x to perform some task, does entail a limitation
cannot lift” does not entail that there is a task on his power. The reason becomes clear when
which x cannot perform and, consequently, we consider the task of creating a stone which
does not entail that xis not omnipotent. That someone other than the creator cannot lift.
the entailment seems to hold is explained by Suppose that y cannot lift any stone heavier
the misleading character of the statement “wx than seventy pounds. Now if « cannot create
cannot create a stone which x cannot lift.” The a stone which y cannot lift, then x cannot cre-
phrase “cannot create a stone” seems to im- ate a stone heavier than seventy pounds, and
ply that there is a task which « cannot per- is indeed limited in power. But suppose that y
form and, consequently, seems to imply that is omnipotent and can lift stones of any pound-
x is limited in power. But this illusion van- age. Then x’s inability to create a stone which

1]
C. WADE SAVAGE

y cannot lift does not necessarily constitute a “x cannot create a stone which x cannot lift”
limitation on x’s power. For x may be able to entails “x is limited in power” will normally
create stones of any poundage, although y can cause no difficulty. But we must beware when
lift any stone which x creates. If ycan lift stones the discussion turns to God — a being who is
of any poundage, and x cannot create a stone presumably unlimited in power. God’s inabil-
heavier than seventy pounds, then x cannot ity to create a stone which He cannot lift is a
create a stone which ycannot lift, and x is lim- limitation on His power only if (i) He is un-
ited in power. But if x can create stones of any able to create stones of any poundage, or (ii)
poundage, and ycan lift stones of any pound- He is unable to lift stones of any poundage —
age, then x cannot create a stone which y can- that is, only if He is limited in His power of
not lift, and yet x is not thereby limited in stone-creating or His power of stone-lifting.
power. Now it is easy to see that precisely par- But until it has been proved otherwise — and
allel considerations obtain where x is both it is difficult to see how this could be done —
stone-creator and stone-lifter. we are free to suppose that God suffers nei-
The logical facts above may be summarized ther of these limitations. On this supposition
as follows. Whether x = y or x# y, x’s inability God’s inability to create a stone which He
to create a stone which y cannot lift consti- cannot lift is nothing more nor less than a
tutes a limitation on x’s power only if (i) x is necessary consequence of two facets of His
unable to create stones of any poundage, or omnipotence.* For if God is omnipotent, then
(ii) yis unable to lift stones of any poundage. He can create stones of any poundage and lift
And, since either (i) or (ii) may be false, “x stones of any poundage. And “God can cre-
cannot create a stone which y cannot lift” does ate stones of any poundage, and God can lift
not entail “xis limited in power.” This logical stones of any poundage” entails “God cannot
point is obscured, however, by the normal create a stone which He cannot lift.”
context of our discussions of abilities and in-
abilities. Since such discussions are normally
Notes
restricted to beings who are limited in their
stone-creating, stone-lifting, and other abili- 1 George I. Mavrodes, “Some Puzzles Concern-
ties, the inability of a being to create a stone ing Omnipotence,” Philosophical Review, 72
which he himself or some other being cannot (1963), pp. 221-3. The heart ofhis solution is
lift normally constitutes a limitation on his contained in pars 6, 7, and 11.
2See ibid ni2. p22).
power. And this produces the illusion that a
3 Harry G. Frankfurt, “The Logic of Omnipo-
being’s inability to create a stone which he
tence,” Philosophical Review, 73 (1964), 262—
himself or some other being cannot lift meces-
3. The relevant passage from Descartes is quoted
sarily constitutes a limitation on his power, by Frankfurt in a long footnote.
the illusion that “x cannot create a stone which 4 Mavrodes apparently sees this point in the last
y cannot lift” (where either x = y or x # 9) three paragraphs of his article. But his insight is
entails “x is limited in power.” vitiated by his earlier mistaken attempt to solve
Since our discussions normally concern be- the paradox.
ings oflimited power, the erroneous belief that

12
Omniscience

3. On Ockham’s Way Out*

Alvin Plantinga

Two essential teachings of Western theistic by necessity. Whoever says that anything can
religions — Christianity, Judaism, and Islam — happen otherwise than as God has foreknown
are that God is omniscient and that human it, is attempting to destroy the divine fore-
beings are morally responsible for at least some knowledge with the most insensate impiety. .. .
But this I say. Since God foreknew that man
of their actions. The first apparently implies
would sin, that which God foreknew must
that God has knowledge of the future and thus
necessarily come to pass. How then is the will
has foreknowledge of human actions; the sec- free when there is apparently this unavoidable
ond, that some human actions are free. But necessity?!
divine foreknowledge and human freedom, as
every twelve-year-old Sunday school student (Replies Augustine: ‘You have knocked vig-
knows, can seem to be incompatible; and at orously.”) Evodius’s statement of the argu-
least since the fifth century AD philosophers ment illustrates one parameter of the problem:
and theologians have pondered the question the conception of freedom in question is such
whether these two doctrines really do conflict. that a person S is free with respect to an ac-
There are, I think substantially two lines tion A only if (1) it is within Ss power to
of argument for the imcompatibility thesis — perform A and within his power to refrain
the claim that these doctrines are indeed in from performing A, and (2) no collection of
conflict; one of these arguments is pretty necessary truths and causal laws — causal laws
clearly fallacious, but the other is much more outside S's control — together with anteced-
impressive. In section 1 I state these two ent conditions outside S’s control entails that
arguments... S performs A, and none entails that he refrains
from doing so. (I believe that the first of these
conditions entails the second, but shall not
1 Foreknowledge and the argue that point here.) Of course, if these con-
Necessity of the Past ditions are rejected, then the alleged problem
dissolves.
In De Libero Arbitrio Augustine puts the first The essential portion of Evodius’s argument
line of argument in the mouth of Evodius: may perhaps be put as follows:

That being so, I have a deep desire to know (1) If God knows in advance that S$ will do
how it can be that God knows all things be-
A, then it must be the case that S will do
forehand and that, nevertheless, we do not sin
A;
(2) Ifit must be the case that S will do A,
* From Faith and Philosophy, 3: 3 (July 1986), pp. 235— then it is not within the power of S to
69. Reprinted by permission of the editors. refrain from doing A.
ALVIN PLANTINGA

(3) Ifit is not within the power of S to re- pressing ‘the necessity of the consequence’;
frain from doing A, then S is not free what it says, sensibly enough, is just that the
with respect to A. consequent of (1)(c) follows with necessity
from its antecedent. (1)(b), on the other hand,
Hence isan expression of the necessity of the conse-
quent, what it says, implausibly, is that the
(4) If God knows in advance that S will do necessity of the consequent of (1)(c) follows
A, then Sis not free with respect to A. from its antecedent. Aquinas means to point
out that (1)(a) is clearly true but of no use to
Augustine apparently found this argument the argument. (1)(b), on the other hand, is
perplexing. In some passages he seems to see what the argument requires; but it seems flatly
its proper resolution; but elsewhere he reluc- false — or, more modestly, there seems not the
tantly accepts it and half-heartedly endorses a slightest reason to endorse it.
compatibilist account of freedom according If the above argument is unconvincing,
to which it is possible both that all of a per- there is another, much more powerful, that is
son’s actions be determined and that some of also considered by Aquinas.? The argument
them be free. in question has been discussed by a host of
Thomas Aquinas, however, saw the argu- philosophers both before and after Aquinas;
ment for the snare and delusion that it is: it received a particularly perspicuous formula-
tion at the hands of Jonathan Edwards:
If each thing is known by God as seen by Him
in the present, what is known by God will then
1. I observed before, in explaining the
have to be. Thus, it is necessary that Socrates be
nature of necessity, that in things which are past,
seated from the fact that he is seen seated. But
their past existence is now necessary: having
this is not absolutely necessary or, as some say,
already made sure of existence, tis now impos-
with the necessity of the consequent, it is neces-
sible, that it should be otherwise than true, that
sary conditionally, or with the necessity of the
that thing has existed.
consequence. For this is a necessary conditional
2. Ifthere be any such thing as a divine fore-
proposition: if he is seen sitting, he ts sitting?
knowledge of the volitions of free agents, that
foreknowledge, by the supposition, is a thing
Aquinas’s point may perhaps be put more which already has, and long ago had existence;
perspicuously as follows. (1) is ambiguous as and so, now its existence is necessary; it is now
between utterly impossible to be otherwise, than that this
foreknowledge should be, or should have been.
(1)(a) Necessarily, if God knows in advance 3. *Tis also very manifest, that those things
that S will do A, then S will do A. which are indissolubly connected with other
things that are necessary, are themselves neces-
and sary. As that proposition whose truth is neces-
sarily connected with another proposition, which
(1)(b) If God knows in advance that S will is necessarily true, is itself necessarily true. To
say otherwise, would be a contradiction; it would
do A, then it is necessary that S will
be in effect to say, that the connection was in-
do A.
dissoluble, and yet was not so, but might be bro-
ken. If that, whose existence is indissolubly
Now consider connected with something whose existence is
now necessary, is itself not necessary, then it may
(1)(c) If God knows in advance that S will possibly not exist, notwithstanding that indis-
do A, then S$ will do A. soluble connection of its existence. - Whether
the absurdity ben’t glaring, let the reader judge.
(1)(a), says Aquinas, is a true proposition ex- 4. °Tis no less evident, that if there be a full,

14
ON OCKHAM’S WAY OUT

certain and infallible foreknowledge of the fu- call ‘theological determinism’; the premise is
ture existence of the volitions of moral agents, that God has foreknowledge of the ‘acts and
then there is a certain infallible and indissoluble wills of moral agents’ and the conclusion is
connection between those events and that fore- that these acts are necessary in just the way
knowledge; and that therefore, by the preced-
the past is. Clearly enough the argument can
ing observations, those events are necessary
be transformed into an argument for logical
events; being infallibly and indissolubly con-
nected with that whose existence already is, and determinism, which would run as follows. It
so is now necessary, and can’t but have been.* was true, eighty years ago, that I would mow
my lawn this afternoon. Since what is past is
Edwards concludes that since ‘God has a cer- now necessary, it is now necessary that it was
tain and infallible prescience of the acts and true eighty years ago that I would mow my
wills of moral agents’, it follows that ‘these lawn today. But it is logically necessary that,
events are necessary’ with the same sort of if it was true eighty years ago that I would
necessity enjoyed by what is now past. mow my lawn today, then I will mow my lawn
The argument essentially appeals to two today. It is therefore necessary that I will mow
intuitions. First, although the past is not nec- my lawn — necessary in just the sense in which
essary in the broadly logical sense (it is possi- the past is necessary. But then it is not within
ble, in that sense, that Abraham should never my power not to mow; hence I will not mow
have existed),it 7s necessary in some sense: it is freely.
fixed, unalterable, outside anyone’s control. Here a Boethian bystander might object as
And second, whatever is ‘necessarily con- follows. Edwards’s argument involves divine
nected’ with what is necessary in some sense, foreknowledge — God’s having known at some
is itself necessary in that sense; if a proposi- time in the past, for example, that Paul will
tion A, necessary in the way in which the past mow his lawn in 1995. Many theists, how-
is necessary, entails a proposition B, then B is ever, hold that God is eternal,5 and that his
necessary in that same way. If Edwards’s ar- eternity involves at least the following two
gument is a good one, what it shows is that if properties. First, his being eternal means, as
at some time in the past God knew that I will Boethius suggested, that everything is present
do A, then it is necessary that I will do A - for him; for him there is no past or future.
necessary in just the way in which the past is But then God does not know any such propo-
necessary. But then it is not within my power sitions as ‘Paul wi// mow in 1995’; what he
to refrain from doing A, so that I will not do knows, since everything is present for him, is
A freely. So, says Edwards, suppose God knew, just that Paul mows in 1995. And secondly,
eighty years ago, that I would mow my lawn God’s being eternal means that God is
this afternoon. This foreknowledge is, as he atemporal, ‘outside of time’ — outside of time
says, a ‘thing that is past’. Such things, how- in such a way that it is an error to say of him
ever, are now necessary; “’tis now impossible, that he knew some proposition or other at a
that it should be otherwise than true, that that time. We thus cannot properly say that God
thing has existed.’ So it is now necessary that now knows that Paul mows in 1995, or that
God had that knowledge eighty years ago; but at some time in the past God knew this; the
it is also /ogically necessary that, if God knew truth, instead, is that he knows this proposi-
that I would mow my lawn today, then I will tion eternally. But then Edwards’s argument
mow my lawn today. It is therefore now nec- presupposes the falsehood ofa widely accepted
essary that I will mow; it is thus not within thesis about the nature of God and time.
my power to refrain from mowing; hence, I am inclined to believe that this thesis —
though I will indeed mow, I will not mow the thesis that God is both atemporal and such
freely. that everything is present for him — is inco-
Edwards’s argument is for what we might herent. If it zs coherent, however, Edwards’s

15
ALVIN PLANTINGA

argument can be restated in such a way as not years ago (5) expressed the proposition that
to presuppose its falsehood. For suppose in Paul will mow in 1995 and expressed a truth;
fact Paul will mow his lawn in 1995. Then since what is past is now necessary, it is now
the proposition ‘God (eternally) knows that necessary that eighty years ago (5) expressed
Paul mows in 1995’ is now true. That propo- that proposition and expressed a truth. But it
sition, furthermore, was true eighty years ago; is necessary in the broadly logical sense that if
the proposition ‘God knows (eternally) that (5) then expressed that proposition (and only
Paul mows in 1995’ not only zs true now, but that proposition) and expressed a truth, then
was true then. Since what is past is necessary, Paul will mow in 1995. It is therefore neces-
it is now necessary that this proposition was sary that Paul will mow then; hence his mow-
true eighty years ago. But it is logically neces- ing then is necessary in just the way the past
sary that, if this proposition was true eighty is.
years ago, then Paul mows in 1995. Hence Accordingly, the claim that God is outside
his mowing then is necessary in just the way of time is essentially irrelevant to Edwardsian
the past is. But, then it neither now is nor in arguments. In what follows I shall therefore
the future will be within Paul’s power to re- assume, for the sake of expository simplicity,
frain from mowing. that God does indeed have foreknowledge,
Of course this argument depends upon the and that it is quite proper to speak of him both
claim that a proposition can be true at a time as holding a belief at a time and as having held
— eighty years ago, for example. Some phi- beliefs in the past. What I shall say, however,
losophers argue that it does not so much as can be restated so as to accommodate those
make sense to suggest that a proposition A is who reject this assumption.
or was or will be true at a time; a proposition
is true or false stmpliciter and no more true at
a time than, for example, true in a mail-box 2 Ockham’s Way Out
or a refrigerator.° (Even if there is no beer in
the refrigerator, the proposition ‘there is no As Edwards sees things, then ‘in things which
beer’ is not true in the refrigerator.) We need are past, their existence is now necessary. ...
not share their scruples in order to accommo- ’Tis too late for any possibility of alteration in
date them; the argument can be suitably modi- that respect: ’tis now impossible that it should
fied. Concede for the moment that it makes be otherwise than true, that that thing has ex-
no sense to say of a proposition that it was true isted.’ Nor is Edwards idiosyncratic in this
at a time; it none the less makes good sense, intuition; we are all inclined to believe that
obviously, to say of a sentence that it expressed the past, as opposed to the future, is fixed,
a certain proposition at a time. But it also stable, unalterable, closed. It is outside our
makes good sense to say of a sentence that it control and outside the control even of an
expressed a truth at a time. Now eighty years omnipotent being ... This asymmetry con-
ago the sentence sists in part in the fact that the past is outside
our controls in a way in which the future is
(5) Good knows (eternally) that Paul mows not. Although I now have the power to raise
in 1995 my arm, I do not have the power to bring it
about that I raised my arm five minutes ago.
expressed the proposition that God knows Although it is now within my power to think
eternally that Paul mows in 1995 (and for sim- about Vienna, it is not now within my power
plicity let us suppose that proposition was the to bring it about that five minutes ago I was
only proposition it expressed then). But ifin thinking about Vienna. The past is fixed in a
fact Paul will mow in 1995, then (5) also ex- way in which the future is open. It is within
pressed a truth eighty years ago. So eighty my power to help determine how the future

16
ON OCKHAM’S WAY OUT

shall be; it is too late to do the same with re- now that is no longer within his power. As
spect to the past. Edwards says, it’s too late for that.
Edwards, indeed, speaks in this connection Recognizing this asymmetry, Ockham, like
of the unalterability of the past; and it is surely several other medieval philosophers, held that
natural to do so. Strictly speaking, however, the past is indeed in some sense necessary: it
it is not alterability that is here relevant; for is mecessary per accidens.
the future is no more alterable than the past.
What after all, would it be to alter the past? I claim that every necessary proposition is per se
To bring it about, obviously, that a tempo- in either the first mode or the second mode.
rally indexed proposition which is true and This is obvious, since I am talking about all
propositions that are necessary stmpliciter. 1add
about the past before I act, is false thereafter.
this because of propositions that are necessary
On 1 January 1982, I was not visiting New
per accidens, as is the case with many past tense
Guinea. For me to change the past with re- propositions. They are necessary per accidens,
spect to that fact would be for me to perform because it was contingent that they be neces-
an action A such that prior to my performing sary, and because they were not always neces-
the action, it is true that on 1 January 1982 I sary.’
was not in New Guinea, but after I perform
the action, false that I was not in New Guinea Here Ockham directs our attention to propo-
then. But of course I can’t do anything like sitions about the past: past-tense propositions
that, and neither can God, despite his om- together with temporally indexed proposi-
nipotence. tions, such as:
But neither can we alter the future. We can
imagine someone saying, ‘Paul will in fact walk (8) Columbus sails the ocean blue is true in
out the door at 9.2] a.m.; hence ‘Paul will 14928
walk out at 9.2] a.m.’ is true; but Paul has
the power to refrain from walking out then; whose index is prior to the present time. Such
so Paul has the power to alter the future.’ But propositions, he says, are accidentally neces-
the conclusion displays confusion; Paul’s not sary if true; they are accidentally necessary
walking out then, were it to occur, would ef- because they become necessary. Past-tense
fect no alteration at all in the future. To alter propositions become necessary when they
the future, Paul must do something like this: become true; temporally indexed propositions
he must perform some action A at a time ¢ such as (8), on the other hand, do not be-
before 9.21 such that prior to fit is true that come true — (8) was always true — but they
Paul will walk out at 9.21, but after ¢ (after he become necessary, being necessary after but
performs A) false that he will. Neither Paul not before the date oftheir index. And once a
nor anyone — not even God — can do some- proposition acquires this status, says Ockham,
thing like that. So the future is no more alter- not even God has the power to make it false.
able than the past. In Predestination, God’s Foreknowledge and
The interesting asymmetry between past Future Contingents, Ockham goes on to make
and future, therefore, does not consist in the an interesting distinction:
fact that the past is unalterable in a way in
Some propositions are about the present as re-
which the future is not; none the less, this
gards both their wording and their subject mat-
asymmetry remains. Now, before 9.21, it is ter (secundum vocem et secundum rem). Where
within Paul’s power to make it false that he such propositions are concerned, it is univer-
walks out at 9.21; after he walks out at 9.21 sally true that every true proposition about the
he will no longer have that power. In the same present has (corresponding to it) a necessary one
way, in 1995 Bc God could have brought it about the past: e.g. ‘Socrates is seated’, ‘Socra-
about that Abraham did not exist in 1995 Bc; tes is walking’, ‘Socrates is just’, and the like.

iy
ALVIN PLANTINGA

Other propositions are about the present as regards their wording only and are equivalently
regards their wording only and are equivalently about the future; (12) for example, or
about the future, since their truth depends on
the truth of propositions about the future. (13) Eighty years ago, the proposition ‘Paul
Where such (propositions) are concerned, the will mow his lawn’ in 1999 was true
rule that every true proposition about the
present has corresponding to it a necessary
or (to appease those who object to the idea
proposition about the past is not true.’
that a proposition can be true at a time):
Ockham means to draw the following con-
trast. Some propositions about the present ‘are (14) Eighty years ago, the sentence ‘Paul will
about the present as regards both their word- mow his lawn in 1999’ expressed the
ing and their subject matter’; for example, proposition ‘Paul will mow his lawn in
1999’ and expressed a truth.
(9) Socrates is seated.
These propositions are about the past, but they
Such propositions, we may say, are strictly are also equivalently about the future. Pur-
about the present; and if such a proposition is thermore, they are not necessary per accidens
now true, then a corresponding proposition — not yet, at any rate. We might say that a
about the past — true proposition like (12)—(14) is a soft fact
about the past, whereas one like:
(10) Socrates was seated —
(15) Paul mowed in 1981
will be accidentally necessary from now on.
Other propositions about the present, how- — one strictly about the past — is a hard fact
ever, ‘are about the present as regards their about the past.!°
wording only and are equivalently about the Now of course the notion of aboutness, as
future’; for example, Nelson Goodman has reminded us?! is at best
a frail reed; a fortiori, then, the same goes for
(11) Paul correctly believes that the sun will the notion of being strictly about. But we do
rise on 1 January 2000. have something of a grasp of this notion, hesi-
tant and infirm though perhaps it is. It may be
Such a proposition is ‘equivalently about the difficult or even impossible to give a useful cri-
future’, and it is not the case that if it is true, terion for the distinction between hard and soft
then the corresponding proposition about the facts about the past, but we do have some grasp
past — of it, and can apply it in many cases. The idea
ofa hard fact about the past contains two im-
(12) Paul correctly believed that the sun will portant elements: genuineness and strictness. In
rise on 1 January 2000 the first place, a hard fact about the past is a
genuine fact about the past. This cannot be
in this case — will be accidentally necessary from said, perhaps, for (13). It is at least arguable
now on. (Of course we hope that (12) will be that if (13) is a fact about the past at all, it is an
accidentally necessary after 1 January 2000.) ersatz fact about the past; it tells us nothing
What Ockham says about the present, he about the past except in a Pickwickian,
would also say about the past. Just as some Cantabrigian sort of way. What it really tells us
propositions about the present are ‘about the is something about the future: that Paul will
present as regards their wording only and are mow in 1999, (12) and (14), on the other
equivalently about the future’, so some propo- hand, do genuinely tell us something about the
sitions about the past are about the past as past: (12) tells us that Paul believed something

18
ON OCKHAM’S WAY OUT

and (14) that a certain sentence expressed a are hard facts about the past. Clearly, how-
certain proposition. But (12) and (14) aren’t ever, (17) is not a hard fact about the past; for
strictly about the past; they also tell us some- (like (13) and (14)), it entails
thing about what will happen in 1999. It may
be difficult to give criteria, or (informative) (18) Paul will mow his lawn in 1999;
necessary and sufficient conditions for either
genuineness or strictness; nevertheless, we do and no proposition that entails (18) is a hard
have at least a partial grasp of these notions. fact about the past.
Accordingly, let us provisionally join Let me be entirely clear here; I say that none
Ockham in holding that there is a viable dis- of (13), (14), and (17) is a hard fact about
tinction between hard and soft facts about the the past, because each entails (18). In so say-
past. The importance of this distinction, for ing, however, I am not endorsing a criterion
Ockham, is that it provides him with a way of for hard fact-hood; in particular I am not
disarming the arguments for logical and theo- adopting an ‘entailment’ criterion, according
logical determinism from the necessity of the to which a fact about the past is a hard fact
past. Each of those arguments, when made about the past if and only if it entails no propo-
explicit, has as'a premise. sition about the future. No doubt every propo-
sition about the past, hard fact or not, entails
(16) If pis about the past, then p is neces- some proposition about the future; ‘Socrates
sary was wise’, for example, entails ‘It will be true
from now on that Socrates was wise’, and ‘Paul
or something similar. Ockham’s response is played tennis yesterday’ entails ‘Paul will not
to deny (16): hard facts about the past are play tennis for the first time tomorrow’. What
indeed accidentally necessary, but the same I am saying is this: no proposition that entails
cannot be said for soft facts. Such proposi- (18) is a hard fact about the past, because no
tions as (13) and (14) are not hard facts about such proposition is strictly about the past. We
the past; each entails that Paul will mow his may not be able to give a criterion for being
lawn in 1999, and is therefore, as Ockham strictly about the past; but we do have at least
says, ‘equivalently about the future’. Not all a rough and intuitive grasp of this notion.
facts about the past, then, are hard facts about Given our intuitive grasp of this notion, I think
the past; and only the hard facts are plausibly we can see two things. First, no conjunctive
thought to be accidentally necessary. (16), proposition that contains (18) as a conjunct
therefore, the general claim that all facts about is (now, in 1986) strictly about the past. Thus
the past are accidentally necessary, is seen to ‘Paul will mow his lawn in 1999 and Socrates
be false — or, at any rate, there seems to be no was wise’, while indeed a proposition about
reason at all to believe it. And thus dissolves the past, is not strictly about the past. And
any argument for theological determinism second, hard fact-hood is closed under logi-
which, like Edwards’s, accepts (16) in its full cal equivalence: any proposition equivalent (in
generality. the broadly logical sense) to a proposition
I believe Ockham is correct here; further- strictly about the past is itself strictly about
more, there is no easy way to refurbish the past.!? But any proposition that entails (18)
Edwards’s argument. Given Ockham’s distinc- is equivalent, in the broadly logical sense, to a
tion between hard and soft facts, what conjunctive proposition one conjunct of which
Edwards’s argument needs is the premise that is (18); hence each such proposition is equiva-
such propositions as lent to a proposition that is not a hard fact
about the past, and is therefore itself not a
(17) God knew eighty years ago that Paul hard fact about the past. Thus the Edwardsian
will mow in 1999 argument fails.

19
ALVIN PLANTINGA

3 On Ockham’s Way Out (27) It will always be true that Abraham


exists in 1995 Be.
As we have seen, Ockham responds to the ar-
guments for theological determinism by dis- But then the distinction between propositions
tinguishing hard facts about the past — facts strictly about the past and propositions about
that are genuinely and strictly about the past the past simpliciter becomes nugatory.
— from soft facts about the past; only the Perhaps you will reply that propositions like
former, he says, are necessary per accidens. This (26) and (27) are at best ersatz propositions
response is intuitively plausible. It is extremely about the future, despite their future tense or
difficult, however, to say precisely what it is future index; on a less wooden characteriza-
for a proposition to be strictly about the past, tion of ‘about the future’, they wouldn’t turn
and equally difficult to say what it is for a out to be about the future. Perhaps so; I won’t
proposition to be accidentally necessary. Ac- here dispute the point. But other and less trac-
cording to Ockham, a proposition is not table difficulties remain. First, (24) and (25)
strictly about the past if its ‘truth depends on both entail that Abraham will not begin to
the truth of propositions about the future’. exist (i.e. exist for the first time) in 1999;14
This suggests that if a proposition about the and that isn’t, or isn’t obviously, an ersatz fact
past entails one about the future, then it isn’t about the future. Second, on that more ad-
strictly about the past; we might therefore equate characterization, whatever exactly it
think that a proposition is strictly about the might be, it will no doubt be true that
past if and only if it does not entail a proposi-
tion about the future. We might then concur (28) It was true eighty years ago either that
with Ockham in holding that a proposition God knew that Friesland will rule the
about the past is accidentally necessary if it is world in 2000 ap or that Paul believed
true and strictly about the past. But as John that Friesland will rule the world in
Fischer points out, difficulties immediately rear 2000 ap!>
their ugly heads.!* I shall mention only two.
In the first place, suppose we take ‘about the entails no non-ersatz future propositions and
future’ in a way that mirrors the way we took is thus strictly about the past. Now suppose,
‘about the past’; a proposition is then about per tmposstbile, that Friesland will indeed rule
the future if and only if it is either a future- the world in 2000 ap. Then (28) (given di-
tense proposition or a temporally indexed vine omniscience) will be true by virtue of the
proposition whose index is a date later than truth of the first disjunct; the second disjunct,
the present. Then obviously any proposition however, is false (by virtue of Paul’s youth).
about the past will entail one about the fu- And then on the above account (28) is acci-
ture; dentally necessary; but is it really? Isn’t it still
within someone’s power — God’s, let’s say —
(24) Abraham existed a long time ago to act in such a way that (28) would have been
false (Fischer, p. 74)?!°
and
Necessity per accidensand being strictly about
the past thus present difficulties when taken in
(25) Abraham exists in 1995 Bc
tandem in the way Ockham takes them. The
entail, respectively, former, furthermore, is baffling and perplex-
ing in its own right; and this is really the fun-
(26) It will be the case from now on that damental problem here. If, as its proponents
Abraham existed a long time ago claim, accidental necessity isn’t any sort of logi-
cal or metaphysical or causal necessity, what
and sort of necessity is it? How shall we understand

20
ON OCKHAM’S WAY OUT

it? Ockham, Edwards, and their colleagues (30) Shas the power to bring it about that
don’t tell us. Furthermore, even ifthey (or we) pis false if and only if there is an action
had a plausible account of being strictly about it is within S’s power to perform such
the past, we couldn’t sensibly define accidental y that if he were to perform it, p would
necessity in terms of being strictly about the have been false.
past; for the whole point of the argument for
theological determinism is just that proposi- (30) is perhaps inadequate as a general account
tions about the future that are entailed by ac- of what it is to have the power to bring it about
cidentally necessary propositions about the past that a proposition is false. For one thing, it
will themselves be accidentally necessary. So seems to imply that I have the power with
how shall we understand accidental necessity? respect to necessarily false propositions (as well
Perhaps we can make some progress as fol- as other false propositions whose falsehood is
lows. In explaining accidental necessity, one counter-factually independent of my actions)
adverts to facts about the power of agents — to bring it about that they are false; and this is
such facts, for example, as that not even God at best dubious. But here we aren’t interested,
can now bring it about that Abraham did not first of all, in giving an independent account
exist; it’s too’late for that. Furthermore, in of having the power to bring it about that pis
the arguments for logical and theological de- false; even if (30) isn’t a satisfactory general
terminism, accidental necessity functions as a account of that notion, it may serve accept-
sort of middie term. It is alleged that a propo- ably in (29). Incorporating (30), therefore,
sition of some sort or other is about or strictly (29) becomes
about the past; but then, so the claim goes,
that proposition is accidentally necessary — in (31) p is accidentally necessary at ¢ if and
which case, according to the argument, it is only if p is true at ¢and it is not possi-
not now within the power of any agent, not ble both that pis true at ¢and that there
even God, to bring it about that it is false. exists an agent S and an action A such
Why not eliminate the middleman and define that (1) Shas the power at for later to
accidental necessity in terms of the powers of perform A, and (2) if S were to per-
agents? If aproposition p is accidentally nec- form A at for later, then p would have
essary, then it is not possible — possible in the been false.!8
broadly logical sense — that there be an agent
who has it within his power to bring it about Now, so far as I know, Ockham gave no
that p is false; why not then define accidental explicit account or explanation of accidental
necessity as follows? necessity; nevertheless, it is not implausible to
see him as embracing something like (31). On
(29) p is accidentally necessary at ¢ if and this definition, furthermore, (given common-
only if p is true at ¢ and it is not possi- sense assumptions) many soft facts about the
ble both that p is true at ¢and that there past will not be accidentally necessary: for ex-
is a being that at for later has the power ample
to bring it about that p is false?!”
(32) Eighty years ago it was true that Paul
But how shall we understand this ‘has the would not mow his lawn in 1999.
power to bring it about that p is false’? Pike
speaks in this connection of ‘its being within Even if true, (32) is not accidentally neces-
Jones power to do something that would have sary: it is clearly possible that Paul have the
brought it about that ~, and Fisher of ‘being power, in 1999, to mow his lawn; but if he
able so to act that p would have been false’. were to do so, then (32) would have been
This suggests false. The same goes for

21
ALVIN PLANTINGA

(33) God believed eighty years ago that Paul ‘the facts of the matter’ certainly seem to be
would mow his lawn in 1999 possible; it is therefore possible that there be
an agent who has the power to perform an
if God is essentially omniscient; for then it is a action which is such that, if he were to per-
necessary truth that if Paul were to refrain from form it, then (34) would have been false — in
mowing his lawn during 1999, God would which case it is not accidentally necessary. But
not have believed, eighty years ago, that he (34), obviously enough, is strictly about the
would mow then. (32) and (33), therefore, past; in so far as we have any grasp at all of
are not accidentally necessary. this notion, (34) is about as good a candidate
Since (32) and (33) are not hard facts about for being an exemplification of it as any we
the past, Ockham would have welcomed this can easily think of. So, contrary to what
consequence. But our account of accidental Ockham supposed, not all true propositions
necessity has other consequences — conse- strictly about the past — not all hard facts — are
quences Ockham might have found less to his accidentally necessary — not, at any rate, in the
liking. Let’s suppose that a colony of carpen- sense of(31).
ter ants moved into Paul’s yard last Saturday. It is possible (though no doubt unlikely)
Since this colony hasn’t yet had a chance to that there is something you can do such that
get properly established, its new home is still if you were to do it, then Abraham would
a bit fragile. In particular, if the ants were to never have existed. For perhaps you will be
remain and Paul were to mow his lawn this confronted with a decision of great importance
afternoon, the colony would be destroyed. — so important that one of the alternatives is
Although nothing remarkable about these ants such that if you were to choose zt, then the
is visible to the naked eye, God for reasons of course of human history would have been
his own, intends that the colony be preserved. quite different from what in fact it is. Further-
Now as a matter of fact, Paul will not mow more, it is possible that if God had foreseen
his lawn this afternoon. God, who is essen- that you would choose that alternative, he
tially omniscient, knew in advance, of course, would have acted very differently. Perhaps he
that Paul will not mow his lawn this afternoon; would have created different persons; perhaps,
but if he had foreknown instead that Paul indeed, he would not have created Abraham.
would mow this afternoon, then he would have So it is possible that there is an action such
prevented the ants from moving in. The facts that it is within your power to perform it and
of the matter, therefore, are these: if Paul were such that if you were to perform it, then God
to mow his lawn this afternoon, then God would not have created Abraham. But if in-
would have foreknown that Paul would mow deed that 7s possible, then not even the propo-
his lawn this afternoon; and if God had fore- sition Abraham once existed is accidentally
known that Paul would mow this afternoon, necessary in the sense of (31). By the same
then God would have prevented the ants from sort of reasoning we can see that it is possible
moving in. So if Paul were to mow his lawn (though no doubt monumentally unlikely)
this afternoon, then the ants would not have that there is something you can do such that
moved in last Saturday. But it is within Paul’s if you were to do it, then Caesar would not
power to mow this afternoon. There is there- have crossed the Rubicon and the
fore an action he can perform such that if he Peloponnesian War would never have oc-
were to perform it, then the proposition curred.
It follows, then, that even such hard facts
(34) That colony of carpenter ants moved about the past as that Abraham once existed,
into Paul’s yard last Saturday and that there was once a war between the
Spartans and Athenians, are not accidentally
would have been false. But what I have called necessary in the sense of (31). Indeed, it is

ae
ON OCKHAM’'S WAY OUT

not easy to think of amy contingent facts about ture? Is it just that the scope of our power
the past that are accidentally necessary in that with respect to the past is vastly more limited
sense. Of course, there are limits to the sorts than that of our power with respect to the
of propositions such that it is possibly within future? That is, is it just that there are far fewer
my power so to act that they would have been propositions about the past than about the
false. It is not possible, for example, for there future which are such that I can so act that
to be an action I can perform such that, if I they would have been false? I doubt that this
were to do so, then I would never have ex- is an important part of the story, simply be-
isted.!? But even if it is necessarily not within cause we really know very little about how far
my power so to act that I would not have ex- our power with respect to either past or fu-
isted, the same does not go for you; perhaps ture extends. With few exceptions, I do not
there is an action you can take which is such know which true propositions about the past
that, if you were to take it, then I would not are such that I can so act that they would have
have existed. (I should therefore like to ask been false; and the same goes for true propo-
you to tread softly.) Neither of us (nor any- sitions about the future.
one else) could have the power so to act that So suppose we look in a different direction.
there should never have been any (contin- Possibly there is something I can do such that,
gently existing) agents; clearly it is not possi- if Iwere to do it, then Abraham would not
ble that there be an action A some have existed; but it is not possible — is it? —
(contingently existing) person could perform that I now cause Abraham not to have existed.
such that ifhe were to do so, then there would While it may be within Paul’s power so to act
never have been any contingent agents. So the that the colony of ants would not have moved
proposition ‘There have been (contingent) in last Saturday, surely it is not within his
agents’ is accidentally necessary; but it is hard power now - or for that matter within God’s
indeed to find any stronger propositions that power now -— to cause it to be true that the
are both logically contingent and accidentally colony did not move in. Perhaps we should
necessary. revise our definition of accidental necessity to
say that a proposition is (now) accidentally
necessary if it is true, and also such that its
4 Power Over the Past truth entails that it is not (now) within any-
one’s power (not even God’s) to cause it to
The notion of accidental necessity explained be false. And perhaps we could then see the
as in (31) is, I think, a relevant notion for the relevant asymmetry between past and future
discussion of the arguments for theological as the fact that true propositions strictly about
determinism from the necessity of the past; the past — unlike their counterparts about the
for the question at issue is often, indeed ordi- future — are accidentally necessary in this new
narily, put as the question which propositions sense.
about the past are such that their truth entails The right answer, I suspect, lies in this di-
that it is not within anyone’s power so to act rection; but the suggestion involves a number
that they would have been false. Accidental of profound perplexities — about agent causa-
necessity as thus explained, however, does lit- tion, the analysis of causation, whether back-
tle to illumine our deep intuitive beliefs about wards causation is possible, the relation
the asymmetry of past and future — the fact between causation and counter factuals — that
that the future is within our control in a way I cannot explore here. Let us instead briefly
in which the past is not; for far too few propo- explore a related suggestion. In our first sense
sitions turn out to be accidentally necessary.”° of accidental necessity, a proposition p is acci-
What is the root of these beliefs, and what is dentally necessary if and only if p is true and
the relevant asymmetry between past and fu- such that it is not possible that p be true and

23
ALVIN PLANTINGA

there be an agent and an action such that (1) about the past turn out to be accidentally nec-
the agent is now or will in the future be able essary, but so do some contingent proposi-
to perform the action and (2) if he were to do tions about the future. And finally, Ockham’s
so, the p would have been false. Then such claim that necessity per accidens is connected
propositions as ‘Abraham existed in 1995 Bc’ with what is strictly about the past seems to
turn out not to be accidentally necessary be- be vindicated on (39); barring a couple of
cause of the possibility of divine foreknowl- complications, it looks as if a logically contin-
edge and, so to speak, divine fore-co- gent proposition about the past is accidentally
operation. Perhaps, if Iwere to do A, then necessary in the sense of (39) if and only if it
God would have foreseen that I would do A is true and strictly about the past. So, for ex-
and would not have created Abraham. My ample,
doing A, however, is not by ztse/f sufficient
for Abraham’s not existing; it requires God’s (40) Eighty years ago, the sentence ‘Paul will
previous co-operation. So suppose we mow his lawn in 1995’ expressed the
strengthen the counter-factual involved in the proposition ‘Paul will mow his lawn in
above definition; suppose we say: 1995’ and expressed a truth

(39) p is accidentally necessary at ¢ if and is true (let’s suppose), but not strictly about
only if pis true at ¢and it is not possi- the past. Here there is indeed something
ble both that pis true at and that there someone can do that entails its falsehood: Paul
exists an action A and an agent S such can mow his lawn in 1985. But it is not possi-
that (1) Shas the power at f or later to ble that there be an action Paul (or anyone)
perform A, and (2) necessarily if Swere can or will be able to perform such that his
to perform A at for later, then p would performing it entails that
have been false.
(41) Paul didn’t mow his lawn in 1984
While it may be within Paul’s power to do
something — namely, mow his lawn — such is false. We may thus say, with Ockham, that
that, if he were to do so, then that colony of propositions strictly about the past are acci-
ants would not have moved in, his perform- dentally necessary; and the relevant asymme-
ing that action does not entail the falsehood try between past and future is just that
of the proposition that the ants did move in; contingent propositions strictly about the past
and it looks as if there is nothing he or any- are accidentally necessary, while their col-
one can do that does entail its falsehood. leagues about the future typically are not.
Permit me a couple of comments on this Unfortunately, there is a residual perplexity.
definition. First, although it involves the idea For what shall we count, here, as actions? Sup-
of a proposition’s being true at a time, it is pose it is in fact within Paul’s power so to act
easily revised (as are (42) and (44) below) so that the ants would not have moved in; isn’t
as to accommodate our atemporalist friends. there such an action as bringing it about that
Second, I am thinking of the notion of an the ants would not have moved in or so acting
agent, as it enters into the definition, broadly, that the ants would not have moved in? If there
in such a way as to include agents of all sorts; is (and why not?) then it is both an action he
in particular it is to include God. Third, propo- can perform and one such that his performing
sitions that are necessary in the broadly logi- it entails that the ants did not move in; but
cal sense turn out accidentally necessary. then ‘The ants moved in’ is not accidentally
Fourth, accidental necessity thus characterized necessary after all. Here what we need, clearly
is closed under entailment but not under con- enough, is the idea of a basic action, what an
junction. Fifth, many contingent propositions agent can in some sense do directly. Moving

24
ON OCKHAM’S WAY OUT

my arm, perhaps, would be such an action; ble both that pis true at ¢and that there
starting a world war, or so acting that the ants exists an agent S and an action A such
would not have moved in, would not. Let’s that (1) A is basic for S, (2) S has the
say that an action is one I can directly perform power at for later to perform A, and
if it is one I can perform without having to (3) necessarily if S were to perform A
perform some other action in order to perform at ¢ or later, then p would have been
it. Starting a war would not be an action I can false.
directly perform; I cannot start a war without
doing something like pushing a button, pull- There is one more complication.?*
ing a trigger, or making a declaration. Accord-
ing to Roderick Chisholm, the only actions I (43) God foreknew that Smith and Jones will
can directly perform are undertakings.” I can’t, not freely co-operate in mowing the
for example, raise my arm without trying or lawn
endeavouring or undertaking to do so; more
exactly (as Chisholm points out’), I can’t raise should not turn out to be accidentally neces-
it without undertaking to do something - sary; but on (42) it does. The problem is that
scratch my ear, for example. I am inclined to (42) does not properly accommodate co-op-
think he is right: more generally, I can’t per- erative ventures freely undertaken; it must be
form an action which is not itselfan undertak- generalized to take account of multiple
ing, without undertaking some action or other. agency. This is easily enough accomplished:
(What I say below, however, does not depend
on this claim.) But he is also right in thinking (44) p is accidentally necessary at ¢ if and
that undertakings are not undertaken. If so, only if p is true at ¢ and it is not possi-
however, it will follow that the only actions I ble both that pis true at ¢and that there
can directly perform are undertakings. exist agents S, ..., S, and actions A,,
Now some actions I can perform are such ..., A, such that (1) A; is basic for S,,
that my undertaking to perform them and my (2) Shas the power at for later to per-
body’s being in normal conditions are to- form A,, and (3) necessarily, if every S,
gether causally sufficient for my performing were to perform A, at ¢ or later, then p
them; raising my hand and moving my feet would have been false.
would be an example. ‘Normal conditions’
here, includes, among other things, the ab- And now we may say perhaps, that the way in
sence ofpathological conditions, as well as the which the future but not the past is within
absence of such external hindrances as being our control is that contingent propositions
locked in a steamer trunk or having my hands strictly about the past are accidentally neces-
tied behind my back. Of course more should sary, while those about the future typically are
be said here, but this will have to suffice for not.
now. Let us say, then, that an action A is a By way of summary and conclusion, then:
basic action for a person Sif and only if there the two main arguments for the incompat-
is an action A* that meets two conditions: first, ibility of divine foreknowledge with human
Scan directly perform A*, and secondly, S’s freedom are both failures. The Ockhamite
being in normal conditions and his directly claim that not all propositions about the past
performing A* is causally sufficient for his are hard facts about the past seems correct;
performing A. Then we may revise (39) by among those that are not hard facts would be
appropriately inserting ‘A is basic for 9’: propositions specifying God’s ((past) fore-
knowledge of future human actions, as well
(42) p is accidentally necessary at ¢ if and as propositions specifying God’s (past) fore-
only if p is true at ¢ and it is not possi- knowledge of future human actions, as well

25
ALVIN PLANTINGA

as propositions specifying God’s) past beliefs (Ithaca, 1969), pp. 46-7.


about future human actions, if God is essen- 10 See Nelson Pike, ‘Of God and Freedom: a Re-
tially omniscient. Only hard facts about the joinder’, Philosophical Review, 75 (1966), p.
370; and Marilyn Adams, ‘Is the Existence of
past, however, are plausibly thought to be
God a “Hard” Fact?’, Philosophical Review, 76
accidentally necessary; hence neither God’s
(1966), pp. 493-4.
foreknowledge nor God’s forebelief poses a
ll Nelson Goodman, ‘About’, Mind 70 (1962),
threat to human freedom. Accidental neces- pp. 1-24.
sity is a difficult notion, but can be explained 12 I think it is clear that hard fact-hood zs closed
in terms of the power of agents. The initially under broadly logical equivalence; this argu-
plausible account of accidental necessity (31) ment, however, does not require the full gen-
is defective as an account of the intuitively erality of that premise. All it requires is that
obvious asymmetry between past and future; no proposition strictly about the past is equiva-
for far too few propositions turn out to be lent in the broadly logical sense to a conjunc-
accidentally necessary on that account. (44), tion one conjunct of which, like (18), is a
however, is more satisfying. contingent proposition paradigmatically about
the future.
13 John Fischer, ‘Freedom and Foreknowledge’,
Notes Philosophical Review, 92 (1983), pp. 73-5.
14 lioylesjh wD
1 StAugustine, On Free Will, in Augustine: Ear- 15 I leave it to the reader to restate (28) insucha
lier Writings tr. J. H.S. Burleigh, vol. 6 (Phila- way as to accommodate those who hold that
delphia, 1953), bk. 3, ii, 4. propositions are not true at times.
2 St Thomas Aquinas, Summa Contra Gentiles, 16 Fischer, ‘Freedom and Foreknowledge’, p. 74.
Dike chy O7— pe 0)
17 The appropriate atemporalist counterpart of
3 See Summa Contra Gentiles, bk. i, ch. 67, and
(29) is (29*) pis accidentally necessary if and
Summa Theologiae, pt. i, q. 14, art. 13. only if pis true and it is not possible both that
4 Jonathon Edwards, Freedom of the Will (Bos-
p is true and that there is or will be a being
ton, 1745), s. 12.
that has or will have the power to bring it about
5 See E. Stump and N. Kretzmann, ‘Eternity’,
that pis false of which (29) is a generalization.
Journal of Philosophy, 78 (8) (August 1981),
(31), (39), (42), and (44) below have similar
pp. 429-58; reprinted in this volume (see
counterparts.
Reading 6, pp. 42-53 below).
18 Note that on (31) propositions that are nec-
6 See, for example, Peter van Inwagen, An Es-
essary in the broadly logical sense turn out to
say on Free on Free Will (Oxford, 1983), pp.
be accidentally necessary. If this is considered
35 ff.; and Nelson Pike, God and Timelessness
a defect, it can be remedied by adding an ap-
(New York, 1970), pp. 67 ff. (More exactly,
propriate condition to the definiens. Similar
Pike’s objection is not to temporally indexed
comments apply to (39), (42), and (44) be-
propositions as such, but to alleged proposi-
low.
tions of the sort ‘it is true at T, that S does A
19 Every action is necessarily such that, if Iwere
aie 1")
to perform it, I would have existed; so if there
7 William of Ockham, Ordinatio, vol. i, pro-
were such an action, it would be such that, if I
logue, q. 6.
were to perform it, then I would have both
8 I take it that (8) is equivalent to
existed and not existed.
(8*) ‘Columbus sails the ocean blue’ is, was
20 We might be inclined to broaden (31) as fol-
or will be true in 1492 I am here ignor-
lows:
ing allegedly tenseless propositions, if
indeed there are any such things. (31*) Pis accidentally necessary at tifand only
9 William Ockham, Predestination, God’s Fore- if p is true at ¢and there is no action A
knowledge, and Future Contingents, tr. with and person S such that if § were to
Introduction, Notes, and Appendices by perform A, then p would have been
Marilyn Adams and Norman Kretzmann false.

26
ON OCKHAM’S WAY OUT

(31*) is indeed broader than (31). First, it is 21 Roderick Chisholm, Person and Object
clearly necessary that any proposition satisfy- (LaSalle, 1976), p. 85. Chisholm’s powerful
ing the definiens of (31) also satisfies the discussion of agency (pp. 53-88 and 159-74)
definiens of (31*). Second, it seems possible should be required reading for anyone inter-
that there be a true proposition p such that, “ ested in that topic. (Chisholm does not use
while indeed it is possible that there be a per- the term ‘directly perform’, and I am not here
son Sand an action A such that Scan perform using the term ‘basic action’ in just the way he
A and such that if Swere to perform A, then p does.)
would have been true, as a matter of fact there 22 Ibid., p. 57.
is no such person and action. It is therefore 23 Called to my attention by Edward Wierenga,
possible that there be a proposition that is ac- to whom I am especially grateful for penetrat-
cidentally necessary in the sense of (31*) but ing comments on an ancestor of this paper. I
not in the sense of (31). The problem with am grateful for similar favours to many oth-
(31*), however, is a close relative of the prob- ers, including Lawrence Powers, Alfred
lem with (31); under (31*) there will be far Freddoso, Mark Heller, Peter van Inwagen,
too few (contingent) propositions such that William Alston, David Vriend, the members
we have any reason to think them accidentally of the Calvin College Tuesday Colloquium,
necessary. and especially Nelson Pike.

a
Perfection

4 The Problem of Divine Perfection and Freedom*

William Rowe

Though God is a most perfectly free agent, he can- long? Are they essential to that being? Does
not but do always what is best and wisest in the that being possess those attributes in every
whole. possible world in which he exists? Or are they
Samuel Clarke not essential? Most thinkers in the theistic tra-
dition have held the view that these attributes
Many thinkers in the theistic tradition have are constitutive of God’s nature; they are es-
held that in addition to omnipotence and om- sential attributes of the being that has them.
niscience God’s attributes must include per- With this view in mind, my aim in this essay is
fect goodness and freedom. For the theistic to consider the question of whether God’s
God deserves unconditional gratitude, praise, perfect goodness, specifically his moral per-
and worship. But if a being were to fall short fection, is consistent with his being free in
of perfect goodness, it would not be worthy many significant actions. Throughout, we will
of unreserved praise and worship. So, too, for suppose that if God exists he is essentially
divine freedom. If God were not free in some omnipotent, omniscient, perfectly good, and
of his significant actions, if he always lacked free in many of his actions. What I want to
the freedom not to do what he in fact does, determine is whether there is a serious diffi-
we could hardly thank him or praise him for culty in the endeavor to reconcile God’s es-
anything that he does. He would not be de- sential goodness and moral perfection with any
serving of our gratitude and praise for the sim- significant degree of divine freedom.!
ple reason that he would act of necessity and I begin the investigation with the question
not freely. So, along with omnipotence and of whether God is ever free to do an evil (mor-
omniscience, perfect goodness and significant ally wrong) act. The answer, I believe, is no.
freedom are fundamental attributes of the the- Of course, being morally perfect, omnipotent,
istic God. and omniscient, God will never in fact do an
Some attributes are essential to an object. evil act. No being who knowingly and will-
That object could not exist were it not to pos-
ingly performs an evil act is morally perfect.
sess those attributes. Other attributes are such Since being free to do an evil act is consistent
that the object could still exist were it to lack with never in fact doing an evil act, it may
them. Ifthe theistic God does exist, to which
seem initially plausible to think that God could
class do his attributes of omnipotence, om-
be free to perform such an act. But if God is
niscience, perfect goodness, and freedom be-
free to perform an evil act, then he has it in
his power to perform that act. And, if God
* From Reasoned Faith, ed. Eleonore Stump (Ithaca, has it in his power to perform an evil act, then
N.Y.: Cornell University Press, 1993), pp. 223-33. he has it in his power to deprive himself of
Reprinted with permission. one ofhis essential attributes (moral perfec-

28
DIVINE PERFECTION AND FREEDOM

tion). But no being has the power to deprive something morally wrong renders him less
itself of one of its essential attributes.” There- than omnipotent.’ For, as we’ve seen, it is
fore, God does not have it in his power to strictly impossible for a being who logically
perform an evil act. cannot be other than morally perfect to do
The reasoning in this argument proceeds something evil.
as follows. If God is not free to do a morally wrong
action, might he be free to do a morally right
(1) God has it in his power to bring it about act? “Morally right act” may mean either what
that he performs an evil act. (Assump- is morally obligatory or what is morally per-
tion to be refuted) missible. If we are willing to countenance re-
(2) From God’s performing an evil act it fraining from performing a certain action as
follows that God is not morally perfect. an “action,” then it is clear that God is not
(3) If Xhas it in its power to bring about p, free with respect to performing any action that
4 follows from p, and q does not obtain, is morally obligatory for him to perform. For
then X has it in its power to bring about refraining from that action would be morally
q. wrong, and, as we’ve seen, God is not free to
(4) God hasit in his power to bring it about do anything that is morally wrong for him to
that he is not morally perfect. (From 1 do. For God to be free in performing any ac-
torsi)et tion, it must be both in his power to perform
(5) Being morally perfect is an essential at- it and in his power to refrain from performing
tribute of God. it. But since refraining from doing what is
morally obligatory is morally wrong, and be-
Therefore, ing morally perfect is essential to God, he does
not have the power to refrain from doing what
(6) God has it in his power to bring it about is morally obligatory. In short, God does what
that he lacks one of his essential at- is morally obligatory of necessity, not freely.
tributes. The way [ve just put the point about God
doing what is morally obligatory for him to
Because (6) is clearly false, we must deny the do is not quite right. For it suggests that even
initial assumption that God has power to bring though God does not freely do what he is
it about that he performs an evil act. But if morally obligated to do, he nevertheless does
God does not have it in his power to perform (of necessity) what he has a moral obligation
an evil act, then performing an evil act is not to do. But the truth is that no action is such
something God is free to do. that God can have a moral obligation to per-
It may seem that my argument to show that form it. For one cannot have a moral obliga-
God is not free to do an evil act has already tion to do what one cannot do freely. If a
produced a serious difficulty in the theistic person freely does some act, then it was in the
concept of God. For if God cannot do evil, person’s power not to do it.* Since it would
what becomes of his omnipotence? After all, be morally wrong for God not to do what he
even we humans, with our quite limited is morally obligated to do, it follows from my
power, are able to perform evil deeds. If God previous argument that God cannot do freely
does not have the power to do what even we what he is morally obligated to do. But, since
can do, how can we reasonably hold that he is one cannot be morally obligated to do what
essentially omnipotent? one is not free to do, there are no actions God
So long as we hold that omnipotence does has a moral obligation to perform. At best we
not imply power to do what is not possible to can say that God does of necessity those acts
be done, we need not conclude that God’s he would be morally obligated to do were he
lacking power to bring it about that he do free to do them.

29
WILLIAM ROWE

We’ve seen that because he is essentially a can be seen as follows. Suppose that among
morally perfect being, God is neither free to worlds creatable by an omnipotent being there
do a morally wrong action nor free in doing a is one that is morally better than all other
morally obligatory action. We’ve also seen that worlds. On this supposition, one can imagine
no action can be such that God has a moral arguments for any of four positions. Some-
obligation to do it (or not to do it). It looks, one might argue that although God is free
then, as though my initial efforts have yielded not to create a world at all, if he chooses to
the result that God’s absolute moral perfec- create, he must create the best world he can.
tion places significant restraints on the scope Hence, although he is free not to create the
of divine freedom. However, the fact that God morally best world, he is not free to create
is neither free to do what is wrong nor free in any world other than it. Alternatively, some-
doing what is morally obligatory (what would one might argue that God’s perfect goodness
be morally obligatory were God free with re- absolutely necessitates that he create a good
spect to doing or not doing it) may still leave world. God is not free not to create a world.
considerable scope for God’s freedom to be But God’s perfection does not necessitate that
exercised.® For, so long as some of his impor- he create the best world he can. He is free to
tant actions are morally permissible but not create among the class of creatable good
morally obligatory, we thus far have no rea- worlds. Third, someone might argue that God
son to deny that God is free with respect to enjoys both sorts of freedom. He is free not
all such actions, that he has it in his power to to create at all. He is also free to create some
do them and in his power not to do them. good world other than the best that he can
For example, it has long been held that God’s create. Finally, one might argue that God’s
action in creating the world was a free action, being essentially perfect necessitates his cre-
that God was free to create a world and free ating that world which is superior to all oth-
not to create a world.° Creating the world is ers. God is not free to create some world other
certainly a very significant act, involving, as it than the best, and he is not free not to create
does, a vast number of divine acts in actualiz- any world at all. In what follows, I focus pri-
ing the contingent states of affairs that con- marily on my first question (whether God is
stitute our world. If God enjoys freedom with free to select among creatable worlds).
respect to the world he creates, then, although In an important article, Robert Adams has
his freedom is constrained in ways that ours is argued that it need not be wrong for God to
not, there would not appear to be any insur- create a world that is ot as good as some other
mountable problem to reconciling perfection world he could create.? Adams supposes that
and freedom.’ To pursue the investigation of the world God creates contains creatures each
a possible conflict between God’s moral per- of whom is as happy as it is in any possible
fection and his freedom, therefore, it will be world in which it exists. Moreover, no crea-
helpful to turn our attention to God’s action ture in this world is so miserable that it would
in creating the world. Specifically, we need to be better had it not existed. Let’s suppose
consider whether God’s moral perfection there is some other possible world, with dif-
leaves God free with respect to his creation of ferent creatures, that exceeds this world in its
the world. degree of happiness, a world that God could
It is important to distinguish two questions have created. So, God has created a world with
concerning God’s freedom in creating a world. a lesser degree of happiness than he could
There is the question of whether God is free have. Has God wronged anyone in creating
to select among creatable worlds the one he this world? Adams argues that God cannot
will create. There is also the question of have wronged the creatures in the other pos-
whether God is free not to create a world at sible world, for merely possible beings don’t
all. That these are quite different questions have rights. Nor can be have wronged the crea-

30
DIVINE PERFECTION AND FREEDOM

tures in the world he has created, for their here is this. One being may be morally better
lives could not be made more happy. Adams than another even though it is not better by
notes that God would have done something virtue of the performance of some obligation
wrong in creating this world were the follow- thatthe other failed to perform. It may be
ing principle true: “It is wrong to bring into morally better by virtue of performing some
existence, knowingly, a being less excellent supererogatory act that the other being could
than one could have brought into existence.”!° have but did not perform. Analogously, a be-
But this principle, Adams argues, is subject to ing who creates a better world than another
counterexamples. Parents do no wrong when being may be morally better, even though the
they refrain from taking drugs that would re- being who creates the morally inferior world
sult in an abnormal gene structure in their does not thereby do anything wrong. Follow-
children, even though taking the drugs would ing Philip Quinn, I’m inclined to think that if
result in children who are superhuman both an omnipotent being creates some world other
in intelligence and in prospects for happiness. than the best world it can create, then it is
Suppose we agree with Adams on these possible there should exist a being morally
points. Suppose, that is, that we agree that better than it is.!! For it would be possible for
God is not morally obligated to create the best there to be an omnipotent being who creates
world that he can, that it would be morally the best world that the first being could cre-
permissible for God to create the best world ate but did not. I conclude then that if an
he can, but also morally permissible for God essentially omnipotent, perfectly good being
to create any of anumber of other good worlds creates any world at all, it must create the best
of the sort Adams describes. If so, can’t we world it can. For although a being may do no
conclude that there is no unresolvable con- wrong in creating less than the best it can cre-
flict between God’s being essentially morally ate, a being whose nature is to be perfectly
perfect and his enjoying a significant degree Jood is not such that it is possible for there to
of genuine freedom? For it now appears that be a being morally better than it. If, however,
God’s moral perfection does not require him a being were to create a world when there is a
to create the best world. In short, he is free to morally better world it could create, then it
create (or not create) any of a number of good would be possible for there to be a being
worlds. morally better than it.
As forceful and persuasive as Adams’s argu- What we have seen is that a being who is
ments are, I don’t think they yield the con- morally perfect and creates a world must cre-
clusion that God’s perfect goodness imposes ate the very best world it can create. But what
no requirement on God to create the best if there is no best world among those it can
world that he can create. What Adams’s argu- create? This would be so in either of two cases.
ments show, at best, is that God’s moral per- First, it might be that for any world it creates
fection imposes no moral obligation on God there is a morally better world it can create.
to create the best world he can. His arguments Second, it might be that there is no unique
establish, at best, that God need not be doing best world. Perhaps, instead, there are many
anything morally wrong in creating some morally unsurpassable worlds among the
world other than the best world. But this isn’t worlds God can create. Let’s consider these
quite the same thing as showing that God’s two cases in turn.
perfect goodness does not render it necessary On the assumption that for any world God
that he create the best world he can. For, even creates there is a morally better world he can
conceding the points Adams tries to make, create, it is clear that it is impossible for God
there still may be an inconsistency in a mor- to do the best that he can. Whatever he does,
ally perfect being creating some world other it will be the case that he could have done
than the best world he can create. My point better. This being so, it would seem only rea-

31
WILLIAM ROWE

sonable that God’s perfect goodness is fully it could have created, then it is possible that
satisfied should he create a very good world. there be a being morally better than it. Since
And we may safely assume that there are a large our assumption implies that for any world an
number of such worlds that he can create. So omnipotent being creates there is a morally
long as he creates one ofthese worlds, he will better world it can create, it follows that any
have satisfied the demands ofhis morally per- such being who creates even a very good world
fect nature. For the idea that he should create cannot be an absolutely perfect moral being.
the best world he can is an idea that logically Although the omnipotent being in question
cannot be implemented. Hence, on the as- could be a very good moral agent and enjoy a
sumption of there being no morally significant degree of freedom in creating
unsurpassable world among the worlds God among a number of very good worlds, it could
can create, it would seem that God’s absolute not be an absolutely perfect moral being. The
moral perfection is fully compatible with his existence of the theistic God who creates a
freely creating any one of a number of good world is inconsistent with the supposition that
worlds that lie in his power to create. To com- among the worlds he can create there is no
plain that God cannot then be perfect because morally unsurpassable world.
he could have created a better world is to raise Let’s now consider the second way in which
a complaint that no creative action God took it could be true that no creatable world is bet-
would have enabled him to avoid. As William ter than all others. Suppose that among the
Wainwright notes: worlds God can create there are a number of
worlds that are morally unsurpassable. For
The critic complains that God could have cre- reasons we’ve already considered, if God cre-
ated a better order. But even if God had cre- ates a world, he cannot create some world that
ated a better order, He would be exposed to is morally inferior to some other that he can
the possibility of a similar complaint. Indeed, create. Therefore, if there are a number of
no created order better than our own is such
morally unsurpassable worlds among the
that God would not be exposed to the possibil-
worlds he can create, then if he creates at all
ity of a complaint of this sort. The complaint is
thus inappropriate. Even though there are an
he must create one of these worlds. But un-
infinite number of created orders better than like the case when there is exactly one morally
our own, God can’t be faulted simply because unsurpassable world among the worlds he can
He created an order inferior to other orders that create, here we do seem to have found a wedge
He might have created in their place.!” to open up space for some degree of divine
freedom to exist in harmony with God’s ab-
There is something forceful and right about solute moral perfection. For God would seem
this reasoning. If, no matter what world an to be free to create any one of the morally
omnipotent being creates, there is a morally unsurpassable worlds. In any case, God’s ab-
better world that being can create, then, pro- solute moral perfection imposes no require-
vided that the omnipotent being creates a sig- ment on his creation among the set of morally
nificantly good world, it cannot be morally at unsurpassable worlds.
fault for not having created a morally better Among the worlds creatable by an omnipo-
world. But our question is whether a being in tent being, either (1) there is exactly one
such a situation can be an absolutely perfect morally unsurpassable world or (2) there is
being. And for reasons I have already uncov- not. If there is not, then either (2a) there is
ered, I think the answer is no. A being is nec- no morally unsurpassable world or (2b) there
essarily an absolutely perfect moral being only are anumber of morally unsurpassable worlds.
if it is not possible for there to be a being If (1) is the case, then God is not free to se-
morally better than it. Ifa being creates a world lect among creatable worlds. If (2a) is the case,
when there is some morally better world that God’s being essentially morally perfect is in-

32
DIVINE PERFECTION AND FREEDOM

consistent with his act of creating a world. If


(2b) is the case, God’s moral perfection leaves Might the world he inhabits but does not cre-
him free to select among morally ate be on a moral par with the best world
unsurpassable worlds the one he will create. among those an omnipotent being can cre-
Earlier, I distinguished two questions con- ate? If so, then, as in the case where there are
cerning God’s freedom in creating a world. a number of morally unsurpassable worlds
We have been discussing the question of God’s omnipotence can create, we again have a
freedom to select among creatable worlds the wedge for creating space for some degree of
one he will create. It is now time to consider divine freedom. But, in this scarcely possible
the other question of whether God is free not situation, God’s freedom would be restricted
to create a world at all. Here we may limit our to creating the morally unsurpassable world
inquiry to the possibility that there is exactly or not creating at all.
one morally unsurpassable world among the I now can draw together the results of my
worlds creatable by an omnipotent being. As study of the problem of divine perfection and
we've seen, in this case God is not free to se- freedom. The conclusions may be presented
lect any other world to create. If God creates, as follows.
he must create the one world that is morally
best. Our present question is whether in this (1) God is not free to perform any evil act,
situation God is free not to create at all. nor is he free in doing what is morally
Some possible world must be actual. What obligatory.
possible world would be actual if God exists (2) Ifthere is a world creatable by God that
but does not create at all? Presumably, it would is morally better than any world he in-
be a world in which no positive, contingent habits but does not create, God is not
state of affairs obtains. By “a positive, contin- free not to create a world at all. If he
gent state of affairs” I mean any state of af- exists, he is a creator of necessity.
fairs such that from the fact that it obtains it (3) Iffor any world creatable by an omnipo-
follows that some contingent being (other tent being there is another creatable
than God, if he should be contingent) exists. world that is morally better, the theistic
Apart from God and whatever necessarily ex- God cannot exist and be a creator of
isting entities there are, in a world God in- anything.
habits but does not create no other being (4) If there is a single, morally best creat-
would exist. To answer our question of able world, God enjoys neither sort of
whether God is free not to create a world at freedom: he is not free not to create and
all, we must compare the best world God can he is not free to select among creatable
create with a world whose inhabitants are sim- worlds.'*
ply God and whatever necessarily existing en- (5) If there are a number of morally
tities there are. Assuming such a world would unsurpassable, creatable worlds, then, al-
not be morally incommensurate with the though God necessarily creates one or
morally unsurpassable world among worlds the other of them, he is free (so far as
God can create, it is plausible to think that his moral perfection is concerned) to
God is not free with respect to whether he select among the morally unsurpassable
will not create at all. For either the world he worlds the one he will create.'®
inhabits but does not create is better than the
best world he can create or it is not. If it is Traditional theists who hold that God is
better, then he is not free not to create a world
essentially perfect and yet possesses libertar-
at all; he necessarily refrains from creating. If ian freedom of will and action have neglected,
it is worse, then he is not free not to create a
I believe, some of the implications that ap-
world at all; he necessarily creates a world. pear to follow from God’s perfect goodness.

33
WILLIAM ROWE

For all we know about possible worlds, it may 6 Foranexcellent discussion and critical evalua-
well be that God’s perfect goodness is incon- tion of the classical Judeo-Christian views on
sistent with any degree of divine freedom in God’s freedom with respect to creation see
Norman Kretzmann, ‘A General Problem of
whether he creates or what world he creates.
Creation,” and “A Particular Problem of Crea-
In any case, it would seem that his perfection
tion,” in Being and Goodness, ed. Scott
places rather severe limitations on the scope
MacDonald (Ithaca, N.Y., and London:
of his freedom in creating a world. Cornell University Press, 1990).
The problem we have been considering is 7 There is a problem of understanding what
rooted in two basic points: God’s perfect God’s moral perfection comes to, given that
goodness is such as to preclude the possebility he can have no moral obligations. But this
of a morally better being; God’s freedom is problem may not be unresolvable. See Tho-
such that he acts and wills freely only if it is in ~ mas Morris, Anselmian Explorations (Notre
his power not to so act and will. Ifeither point Dame, Ind.: University of Notre Dame Press,
is significantly qualified or given up, the con- 1987), pp. 31-41.
clusions I’ve drawn may no longer obtain. If, 8 Since there may be possible worlds that an
omnipotent being cannot create, we need to
for example, we give up the libertarian idea of
restrict our discussion to the class of worlds
freedom, then, following Jonathan Edwards,
creatable by God.
we might hold that God’s actions are free even 9 Robert Adams, “Must God Create the Best?”
though necessitated by his perfect goodness.'° Philosophical Review, 81 (1972) pp. 317-32.
On the other hand, we might endeavor to 10” *Ibids py 329.
qualify God’s perfect goodness so that it per- 11 Philip L. Quinn, “God, Moral Perfection, and
mits the possibility for God to have been bet- Possible Worlds,” in God: The Contemporary
ter than he is.'” Neither of these alternatives Discussion, ed. Frederick Sontag and M. Darrol
has been addressed in this essay. Bryant (New York: Rose of Sharon Press,
1982), pp. 197-213. Quinn remarks: “An
omnipotent moral agent can actualize any
Notes actualizable world. If he actualizes one than
which there is a morally better, he does not
1 I take God’s moral perfection to be logically
do the best he can, morally speaking, and so it
implied by his perfect goodness.
is possible that there is an agent morally bet-
2 Itis understood here that a being has the power
ter than he is, namely an omnipotent moral
to deprive itself of aproperty only if it is pos-
agent who actualizes one of those morally bet-
sible for that being to lose that property and
ter worlds” (p. 213).
continue to exist.
12 William Wainwright, Philosophy of Religion
3 For a discussion of this point see Joshua
(Belmont, Calif.: Wadsworth Publishing,
Hoffman, “Can God Do Evil?” Southern Jour-
1988), p. 90.
nal of Philosophy, 17 (1979), pp. 213-20.
13 This point is a plausible extension of our ear-
4 To avoid Frankfurt-type counterexamples, we
should say that when an agent freely performs lier principle: If X creates a morally inferior
world to one X can create, then it is possible
some action she caused her action and had the
that there be a being morally better than X.
power not to cause that action. The power not
to cause one’s action is ot the same as the Extending this principle, it is plausible to hold
power to prevent one’s action. I ignore this
that ifX can but does not create a world that
complication in the text. is morally better than the one X inhabits, then
5 If we take significant freedom, as Alvin it is possible that there be a being morally bet-
ter than X.
Plantinga does, to be the freedom to do or
14 The plausible assumption here is that if there
refrain from doing what is morally obligatory,
it can be shown that God cannot be signifi- is a single, morally best creatable world, then
cantly free. See Wes Morriston, “Is God ‘Sig- that world is morally better than any world
nificantly Free’?” Faith and Philosophy, 2 God inhabits but does not create.
(1983), pp. 257-63. lS eeSeeanepliss

34
HOW AN UNSURPASSABLE BEING CAN CREATE A SURPASSABLE WORLD

16 Jonathan Edwards, Freedom of the Will, ed. Wainwright (drawn from Charles Hartshorne)
Paul Ramsey (New Haven: Yale University that God’s perfection might require only that
Rress L957.) he be unsurpassable by some other being
17 See, for example, the suggestion by William (Philosophy of Religion, p.9).
J

5 How an Unsurpassable Being Can Create a


Surpassable World*

Daniel and Frances Howard-Snyder


4

Imagine that there exists a good, essentially of a button, will randomly select a number
omniscient and omnipotent being named and produce the corresponding world. Jove
Jove, and that there exists nothing else. No pushes the button; the device hums and whirs
possible being is more powerful or knowledge- and, finally, its digital display reads “777”:
able. Out of his goodness, Jove decides to cre- world no. 777 comes into being.
ate. Since he is all-powerful, there is nothing We see no incoherence in this story. Now,
but the bounds of possibility to prevent him consider the proposition that Jove is not only
from getting what he wants. Unfortunately, good but essentially unsurpassably good. Sup-
as he holds before his mind the host of worlds, pose we add this to our story. Does some glar-
Jove sees that for each there is a better one. ing incoherence reveal itself? We can’t see one.
Although he can create any of them, he can’t If our story (so amended) is a logical possibil-
create the best of them because there is no ity, then there is no contradiction in suppos-
best. Faced with this predicament, Jove first ing that an essentially morally unsurpassable,
sorts the worlds according to certain criteria. essentially omnipotent and omniscient being
For example, he puts on his left worlds in could create a world inferior to some other
which some inhabitants live lives that aren’t world he, or some other possible being, could
worth living and on his right worlds in which have created.
every inhabitant’s life is worth living; he puts It is important to see that our (amended)
on his left worlds in which some horrors fails story does not merely suggest that Jove is not
to serve an outweighing good and on his right at fault in creating a world less than the best
worlds in which no horror fails to serve an he could have created. It suggests much more
outweighing good. (We encourage the reader than that an essentially omnipotent and om-
to use her own criteria.) Then he orders the niscient being does nothing wrong in creat-
right hand worlds according to their good- ing a surpassable world. It suggests that his
ness and assigns to each a positive natural creating a world inferior to one he or some
number, the worst of the lot receiving “1,” other possible being could have created does
the second worst “2,” and so on. Next, he nothing to impugn his status as essentially
creates a very intricate device that, at the push morally unsurpassable 1m any respect whatso-
ever. And so we claim that if any philosophi-
* From Faith and Philosophy, 11: 2 (1994), pp. 260- cal story can illustrate a logical possibility, our
8. Reported with permission. story illustrates how it is possible for an essen-

36
DANIEL AND FRANCES HOWARD-SNYDER

tially morally unsurpassable, essentially om- We shall sketch three ways in which an
nipotent and omniscient being to create a sur- omnipotent being could behave differently
passable world.! from Jove and argue that in each case the be-
We expect some people to disagree with us. ing in question is clearly no morally better.
We expect they will say things like this:

An omnipotent being can actualize any I


actualizable world. If he actualizes one than
which there is a morally better, he does not do The first suggestion is the simplest: if an om-
the best he can, morally speaking, and so it is nipotent being were faced with Jove’s choice
possible that there is an agent morally better and did not create at all, then, ceteris paribus,
than he is, namely, an omnipotent moral agent he would be morally better than Jove.
who actualizes one of those morally better:
Before we evaluate this alternative, two pre-
worlds,”
liminaries are in order. First, we have been
speaking as if Jove created a possible world.
or perhaps this:
This is not strictly true. Possible worlds are
necessarily existing abstract entities that have
A being is necessarily an absolutely perfect moral
their being independently of anyone’s crea-
being only if it is not possible for there to be a
tive activity. So Jove doesn’t create a possible
being morally better than it. Ifa being creates a
world when there is some morally better world world; he creates individuals and in so doing
that it could have created, then it is possible that brings it about that one ofthe infinitely many
there be a being morally better than it. For it existing possible worlds is the actual world.
would be possible for there to be a omnipotent Secondly, Jove doesn’t have the option of
being who creates a better world that the first making it the case that there is no actual
being could create but did not.? world. There must be some actual world, and
it is up to Jove which it is. If Jove lies back
Apparently, these people assume that, if it is and plays dead, if he refrains from using his
possible for there to be an omnipotent being creative powers, a world will nevertheless be
who when faced with Jove’s predicament cre- actual and it will be his responsibility. That
ates a better world, then — so long as nothing world will have no concrete being other than
else about him made him morally worse than Jove in it. Call any world in which there is
Jove* —, he would be morally better than Jove. nothing other than its creator in it a virtually
If they don’t assume this, then even if it is empty world.
possible for there to be such an omnipotent With these points in mind, consider the
being, that would hardly suffice to show that proposition that if an omnipotent being were
Jove was morally surpassable. Therefore, the faced with Jove’s predicament and refrained
possibility of an omnipotent being creating a from creating, he would be morally better. Is
better world than Jove created shows that Jove this true? Let an Adams world be a world in
is morally surpassable only if his creating a which every creature is at least as happy on
better world shows he is, ceteris paribus, mor- the whole as it could be and in which no crea-
ally better than Jove. So, to judge whether ture has a life so miserable on the whole that
the possibility in question shows that Jove is it would have been better had it never existed.*
morally surpassable, we must reflect on the Nothing in our story about Jove rules out the
ways in which an omnipotent being could possibility that all the worlds at Jove’s right
behave differently from Jove and ask regard- hand are Adams worlds. So consider this ques-
ing each, “All else being equal, would his be- tion: would an omnipotent being faced with
having like that demonstrate he was morally a choice between actualizing a virtually empty
better than Jove?” world and an Adams world demonstrate that

36
HOW AN UNSURPASSABLE BEING CAN CREATE A SURPASSABLE WORLD

he was morally better than Jove if he created a child more severely than we punish the drunk
nothing? driver who gets home safely, even if we think
We believe not. For, first of all, while there that it was a matter of sheer luck that the sec-
is nothing to recommend a virtually empty ond got home safely and the first did not. If
world over an Adams world, there is much to this response is rational, one might infer that
recommend an Adams world over a virtually the first driver did greater wrong and, hence,
empty world. Secondly, and perhaps a bit more is a worse person than the second driver. One
contentiously, it is not possible for a morally might be tempted to generalize that if factors
unsurpassable creator to actualize the virtu- outside one’s control make a difference to how
ally empty world. Whatever else may charac- much good one brings about, then they make
terize moral unsurpassability, love does, and a difference to how good one is. In that case,
it is not possible to exhibit the best sort of the objection goes, we should infer that Jove
love if there is no one else around. Thus, since is a worse person than Juno after all.
a morally unsurpassable being would surely Philosophers disagree over whether the first
prefer to exhibit his love rather than not, he driver did something wrong that the second
would be constrained by his nature to create driver did not do. We shan’t get bogged down
an Adams world over a virtually empty one. in that debate. But even granting that the first
And so we conclude that if an omnipotent driver did do something wrong that the sec-
being faced with Jove’s predicament did not ond driver did not, clearly it is a mistake to
create, it’s false that he would be morally bet- infer that, for this reason alone, the first is a
ter than Jove. worse person than the second. To think other-
wise is like supposing that if Jeffrey Dahmer
had been caught and brought to trial in 1985
II and thus had slain fewer boys, he would have
been a better person; it is like supposing that if
We imagined that Jove used the randomizer Mother Teresa had been assassinated in 1990
and world no. 777 was the result. Now imag- and thus had cared for fewer destitute people,
ine a world in which an omnipotent being, she would have been a worse person. A more
call her Juno, constructs and uses an exact plausible view is that while it is appropriate to
replica of Jove’s randomizer but, because it punish the first driver more severely for the
churns out number 999, a better world than extra-wrong (we are supposing) he did, we
Jove’s is actualized. Ceteris paribus, does oughtn’t infer that he is a worse person.
Juno’s using the device to produce world no.
999 show that she is morally better than Jove?
Of course not. Factors outside of one’s con- II
trol can make a difference to how much good
one brings about without making a difference Suppose we agree that, ceteris paribus, Jove
to how good one is. Jove has no control over and Juno are morally equivalent. “Neverthe-
what number his randomizer will deliver. less,” you might insist, “Jove is morally sur-
Thus, given his resolve to let the device do its passable. For imagine Thor, a possible
thing, it is not up to him which ofthe worlds omnipotent being who faces Jove’s choice. In-
to his right is actualized. And precisely the stead of constructing and using a randomizer
same can be said about Juno. Thus, even if a to select which ofthe infinitely many progres-
better world results from Juno’s using the sively better worlds to actualize, Thor actual-
device, that’s no reason to infer that she is izes world no. 888 without using a
morally better than Jove. randomizer. Surely, Thor in world no. 888 is
Perhaps it will be objected that as a society morally better than Jove in world no. 777 and
we punish the drunk driver who hits and kills hence Jove is morally surpassable.”

Sy)
DANIEL AND FRANCES HOWARD-SNYDER

But is it true that, if an omnipotent being this up, I’ll actualize a virtually empty world.
in Jove’s predicament created a better world Perhaps I should create an indeterministic
without using an indeterministic device, then, device that...” The rest of the story has al-
ceteris paribus, he would be morally better than ready been told. The important point to see
Jove? In what would that betterness consist? here is that given a choice between infinitely
Obviously it would not consist in the fact that many progressively better worlds to actualize,
Thor actualized a better world than Jove. For Jove wisely rejects Thor’s principle that if
given that Jove and Juno are morally equiva- there’s a better world than w, don’t create »,
lent, if Thor is better than Jove, then he’s bet- not because he is casual or uncaring or objec-
ter than Juno; but the world Thor actualizes tionably settling for less, but because that prin-
is inferior to the world Juno actualizes. So if ciple in that context would lead him (and
Thor is better than Jove, it must be in virtue _ Thor, were he rational) to do nothing, which
of some other difference between them. Per- is far worse than using the randomizer.
haps the crucial difference is a difference in Perhaps there is some other relevant differ-
attitude. For example, one might urge that ence between Thor and Jove that would make
there is a significant moral difference between Thor morally better than Jove. For example,
a creator who, faced with Jove’s choice, set- one might note that we have assumed that
tles for letting some random occurrence de- the only reason Thor might have for picking
termine which world he creates and a creator world no. 888 over another is that the former
who, faced with the same choice, deliberately is better than the latter. But there are plenty
picks a specific world for some reason. This of other considerations that might constitute
line of thought seems quite plausible when Thor’s reason for picking no. 888. Thus, on
we consider human analogies. Imagine a par- this retelling of the story, Thor decides on his
ent trying to decide what school to send her own for a reason to create some particular
son to. We’d surely think better of her if she world whereas Jove allows something else to
picked a particular school on the basis of its make the decision for him. In that case Jove,
comparative merits rather then leaving the unlike Thor, abdicates his status as rational
matter to chance, which seems uncaring at agent in the creative process and is therefore
worst and insufficiently attentive at best. In a worse than Thor.® By way of reply, note that
similar fashion, we might imagine Thor con- by creating the indeterministic device Jove
sidering whether to create world no. 777, and does decide on his own for a reason to pro-
then noticing out of the corner of his mind’s duce some world or other; he does not abdi-
eye world no. 888 and, seeing that it is bet- cate his status as a rational agent. Perhaps the
ter, reasoning as follows: “World no. 888 is objector will say that Thor is more rational
better than world no. 777 and, surely, it’s pref- than Jove in virtue of narrowing down the
erable to actualize a better world if I can.” options to one. But this is an illusion. Thor is
And so Thor doesn’t settle for world no. 777 not better qua rational agent than Jove since
and actualizes world no. 888 instead. on this retelling of the story Thor selects world
But this difference between Thor and Jove no. 888 not because of its goodness but be-
does not show that Thor is morally better than cause he simply prefers it, say, because it has
Jove. To see why, suppose that prior to con- simpler laws or lots of waterfalls and jagged
structing the randomizer, Jove reasoned like peaks and he likes those things. But having
this: “World no. 888 is better than world no. and acting on such preferences is not enough
777 and, surely, it’s preferable to actualize a to make Thor more rational than Jove.
better world if Ican. And world no. 999 is
better than world no. 888. Surely it’s prefer-
able to actualize a better world if I can. And
world no, 1099 is... hold on here! If Ikeep

38
HOW AN UNSURPASSABLE BEING CAN CREATE A SURPASSABLE WORLD

IV device three times, he has enough reason to


use it four times . . . and we’re off to the races.
We have considered three ways an omnipo- Far from guaranteeing that worse right hand
tent being might behave differently than Jove: worlds aren’t actualized, the recommended
reasoning leads to a virtually empty world.
(1) Do nothing. We'd like to consider one more objection.”
(2) Use Jove’s randomizing procedure to Presumably there are many different
produce a better world. randomizers which Jove might have used to
(3) Use a non-randomizing procedure to pick a world to create. Let R1 stand for the
produce a better world. device Jove actually used, and let R2 to Ru
stand for the others. Now, one might argue
In each case we’ve seen that Jove is not mor- that if Jove is omniscient, then he would know,
ally worse. for any of Rl to Ru, which world it would
There are other ways in which an omnipo- select if he were to create that device. So, prior
tent being could behave in Jove’s predicament. to making R1, he knew that, if he made R1, it
But those we can think of are either just plain would select world no. 777. Now, suppose
silly or subject to objections we’ve raised re- he also knew that one of the other
garding (1), (2) and (3). An instance of the randomizers, say, R2, would select a world
second sort is this: suppose an omnipotent better than no. 777, and that no randomizer
being creates a better world using a would in fact select a world better than the
randomizing procedure different than the one one selected by R2. Wouldn’t we then have
Jove used. For example, imagine Jac, an om- sufficient grounds to infer Jove was morally
nipotent being who believes that if he guar- surpassable?
antees that some worse right hand worlds are That all depends. Suppose there are no
not actualized, he would be morally better truths about which world a randomizer would
than one who could but didn’t guarantee this. select were it created. Then Jove wouldn’t
Thus, instead of using Jove’s procedure, Jac know for any device which world it would
might first “halve” the right hand worlds then select. So we would not on these grounds
use the randomizer to produce one of those rightly infer Jove’s moral surpassability. But
worlds in the right haif. The problem with suppose Jove does have the knowledge in
this procedure is that if Jac has enough rea- question. Still, we ought not to think less of
son to halve at all, he has enough reason to Jove. After all, for all we know the randomizer
halve again, and again, and again, and a virtu- Jove uses selects a better world than any other
ally empty world threatens. To avoid this re- randomizer would select. Of course, for all
sult, one might recommend to Jac that he first we know, there is no best randomizer because
use the randomizer to select a number of it could be that for any device he might cre-
halvings, then, after reassigning integers to the ate, there is another he could have created
remaining worlds, use it once more to pick which would have selected a better world than
which of the remainder to actualize. But this the first one would select. Should we think
doesn’t help. If Jac has enough reason to use less of Jove for not creating the best
the device twice — first to halve the worlds on randomizer in that case?
his right and second to select a particular world No. But countenancing infinitely many
to actualize — then he has enough reason to randomizers raises a related worry. If Jove
use the device three times — first to halve the thinks that the best way to produce a world is
worlds on his right, second to multiply that to construct a randomizer, then surely he’d
number by another randomly selected number think that the best way to select a randomizer
and third to select a particular world to actu- would be to construct a randomizer to pick
alize. And if he has enough reason to use the one. An infinite regress looms. Of course, Jove

39
DANIEL AND FRANCES HOWARD-SNYDER

would have the same sort of reason for end- who are further tempted to think that “on the
ing this infinite regress as he would for creat- supposition that for every creatable world
ing the device in the first place. Perhaps he there is another world that is better than it
would arbitrarily pick some device, for no rea- ... principle [R] leads to the conclusion that
son at all, save that some device has to be cho- there is no essentially omnipotent, omniscient,
sen in order to avoid a virtually empty world. perfectly good being.”? Although what we
We imagine our reader will ask: if Jove can have said may not be sufficient to reject Q
do that, why can’t he just pick some world and R outright, we certainly hope, by Jove,
arbitrarily without creating a randomizer in that it is enough to help those so tempted to
the first place? That’s a good question. And resist believing them."
here we remove our mask. The randomizer
has served its purpose: had Jove just up and
Notes
created world no. 777 in the scenario origi-
nally described, so doing would not have re- 1 Of course, we have represented Jove as being
flected badly on him in any way at all. spatially located, as being both omniscient and
coming to learn things, and as having a choice
about whether to create worlds that an essen-
Vv tially morally unsurpassable being could not cre-
ate, i.e. those on the left hand side. Moreover,
we have assumed that the ranking Jove gives
Perhaps there are ways we haven’t thought of
the right hand worlds does not permit ties and
in which an omnipotent being could behave that there wouldn’t be so many worlds that they
differently from Jove. There’s always that dan- couldn’t be mapped one-to-one to the positive
ger to beware of in drawing inferences over a natural numbers. And we have left untold the
territory whose boundaries are not clearly dis- inner workings of the randomizing device. We
cernible. But our hunch is that they too will invite the fastidious reader to retell our story in
be like the cases we have considered. If our such a way as to avoid these mundane infelici-
hunch is correct, then Jove nicely illustrates ties.
how an unsurpassable being can create a sur- 2 See Philip Quinn, “God Moral Perfection, and
passable world. Possible Worlds,” in God: The Contemporary
Discussion, ed. Frederick Sontag and M. Darrol
This consequence should be of some inter-
Bryant (New York: Rose of Sharon Press, 1982),
est to those who, imbued with the spirit of
pezls.
Anselm, are tempted to believe propositions
3 This is, virtually, what William Rowe writes in
like these: “The Problem of Divine Perfection and Free-
dom,” in Reasoned Faith (Ithaca, N.Y.: Cornell
(Q) Necessarily, for any w, w’and_x, if w is University Press, forthcoming), ed. Eleonore
an actualizable world and w’ is an Stump, p. 8 and pp. 10-11.
actualizable world and w is a morally bet- 4 Hereafter, we shall either leave this qualification
ter world than w’, then if x is an omnipo- tacit or use “ceteris paribus” as a reminder.
tent moral agent and w actualizes w’, then 5 See Robert M. Adams, “Must God Create the
xis such that there is some possible world Best?” in The Virtue of Faith and Other Essays
in which there is a y such that y is a better in Philosophical Theology (New York: Oxford
University Press, 1987), p. 53.
moral agent in that world than x is in w’.
6 We are grateful to Thomas Flint for this objec-
(R) Ifa being creates a world when there
tion.
is a morally better world that it could have 7 The discussion of the next three paragraphs is
created, then it is possible that there ex- almost entirely due to comments we received
ists a morally better being than it.’ from Flint.
8 See the previously cited essays by Quinn and
And it should be of special interest to those Rowe.

40
HOW AN UNSURPASSABLE BEING CAN CREATE A SURPASSABLE WORLD

9 We think here of William Rowe, in an amended craziness about creating all the worlds); Peter
later version of the previously cited essay. van Inwagen: for the conceptual space provided
10 We are grateful to five people: William Rowe, by “The Place of Chance in a World Sustained
for his interest and invaluable input; Philip by God”; and Thomas Flint, for comments
Quinn, for conversation, correspondence and Avhich in substance and spirit are an example
encouragement; Jan A. Cover, for Sunday par excellence of how refereeing should be
afternoon (and, no, we refuse to add that done.

41
Eternity

6 Eternity*

Eleonore Stump and Norman Kretzmann

The concept of eternity makes a significant not exhaust eternality as they conceived of it,
difference in the consideration of a variety of and that the picture of eternity as a frozen
issues in the philosophy of religion, includ- instant is a radical distortion of the classic con-
ing, for instance, the apparent incompatibil- cept.
ity of divine omniscience with human
freedom, of divine immutability with the effi-
cacy of petitionary prayer, and of divine om- 1 Boethius’s Definition
niscience with divine immutability; but,
because it has been misunderstood or curso- Boethius discusses eternity in two places: The
rily dismissed as incoherent, it has not received Consolation of Philosophy, Book V, Prose 6,
the attention it deserves from contemporary and De trinitate, chapter 4.' The immediately
philosophers of religion. In this paper we ex- relevant passages are these:
pound the concept as it is presented by
Boethius (whose definition of eternity was the CP That God is eternal, then, is the common
locus classicus for medieval discussions of the judgment of all who live by reason. Let us
concept), analyze implications of the concept, therefore consider what eternity is, for this
examine reasons for considering it incoher- makes plain to us both the divine nature
ent, and sample the results of bringing it to and knowledge. Eternity, then, is the com-
plete possession all at once of illimitable
bear on issues in the philosophy of religion.
life. This becomes clearer by comparison
Eternality — the condition of having eter-
with temporal things. For whatever lives
nity as one’s mode of existence — is misunder- in time proceeds as something present
stood most often in either of two ways. from the past into the future, and there is
Sometimes it is confused with limitless dura- nothing placed in time that can embrace
tion in time — sempiternality — and sometimes the whole extent ofits life equally. Indeed,
it is construed simply as atemporality, eter- on the contrary, it does not yet grasp to-
nity being understood in that case as roughly morrow but yesterday it has already lost;
analogous to an isolated, static instant. The and even in the life of today you live no
second misunderstanding of eternality is not more fully than in a mobile, transitory
so far off the mark as the first, but a consid- moment... . Therefore, whatever includes

eration of the views of the philosophers who and possesses the whole fullness ofillimit-
able life at once and is such that nothing
contributed most to the development of the
future is absent from it and nothing past
concept shows that atemporality alone does
has flowed away, this is rightly judged to
be eternal, and of this it is necessary both
* From The Journal of Philosophy, 78: 8 (1981), pp. that being in full possession of itself it be
429-47, 453-60. Reprinted with permission. always present to itself and that it have the

42
ETERNITY

infinity of mobile time present [to it]. beginningless, endless temporal existence.
(422.5-424.31) The second and equally explicit element in
the definition is illimitability: the life of an
DT What is said of God, [namely, that] he is
eternal being cannot be limited; it is impossi-
always, indeed signifies a unity, as if he had
ble that there be a beginning or an end to it.
been in all the past, is in all the present —
The natural understanding of such a claim is
however that might be — [and] will be in
all the future. That can be said, according that the existence in question is infinite dura-
to the philosophers, of the heaven and of tion, unlimited in either “direction.” But there
the imperishable bodies; but it cannot be is another interpretation that must be consid-
said of God in the same way. For he is ered in this context despite its apparent un-
always in that for him always has to do naturalness. Conceivably the existence of an
with present time. And there is this great eternal entity is said to be illimitable in the
difference between the present of our af- way in which a point or an instant may be said
fairs, which is now, and that of the divine: to be illimitable: what cannot be extended
our now makes time and sempiternity, as cannot be limited in its extent. There are pas-
if it were running along; but the divine
sages that can be read as suggesting that this
now, remaining, and not moving, and
second interpretation is what Boethius in-
standing still, makes eternity. If you add
“semper” to “eternity,” you get
tends. In CP eternal existence is expressly con-
sempiternity, the perpetual running result- trasted with temporal existence described as
ing from the flowing, tireless now. (20.64— extending from the past through the present
22.77) into the future, and what is eternal is described
contrastingly as possessing its entire life at
The definition Boethius presents and explains once. Boethius’s insistence in DT that the eter-
in CP and elucidates in the earlier DT is not nal now is unlike the temporal now in being
original with him, nor does he argue for it in fixed and unchanging strengthens that hint
those passages. Similarly, we mean to do no with the suggestion that the eternal present is
more in this section of our paper than to to be understood in terms of the present in-
present and explain a concept that has been stant “standing still.” Nevertheless, there are
important in Christian and pre-Christian the- good reasons, in these passages themselves and
ology and metaphysics. We will not argue here, in the history of the concept of eternity be-
for instance, that there is an eternal entity or fore and after Boethius, for rejecting this less
even that God must be eternal if he exists. It natural interpretation. In the first place, some
is a matter of fact that many ancient and me- of the terminology Boethius uses would be
dieval philosophers and theologians were com- inappropriate to eternity if eternity were to
mitted to the doctrine of God’s eternality in be conceived as illimitable in virtue of being
the form in which Boethius presents it, and unextended. He speaks in CP more than once
our purpose in this section of the paper is sim- of the fullness of eternal life. In DT and in The
ply to elucidate the doctrine they held. Consolation of Philosophy immediately follow-
Boethius’s definition is this: Eternity is the ing our passage CP he speaks of the eternal
complete possession all at once of tllimitable life. present or an eternal entity as remaining and
We want to call attention to four ingredi- enduring. And he claims in DT that it is cor-
ents in this definition. It is clear, first of all, rect to say of God that he is always, explain-
that anything that is eternal has life. In this ing the use of “always” in reference to God in
sense of “eternal,” then, it will not do to say such a way that he can scarcely have had in
that a number, a truth, or the world is eter- mind a life illimitable in virtue of being essen-
nal, although one might want to say of the tially durationless. The more natural reading
first two that they are atemporal and of the of “illimitable,” then, also provides the more
third that it is sempiternal — that it has natural reading of these texts. In the second

43
ELEONORE STUMP AND NORMAN KRETZMANN

place, the weight of tradition both before and life. So whatever has the complete possession
after Boethius strongly favors interpreting il- of all its life at once cannot be temporal. The
limitable life as involving infinite duration, life that is the mode of an eternal entity’s
beginningless as well as endless. Boethius existence is thus characterized not only by
throughout the Consolation and especially in duration but also by atemporality.
passage CP is plainly working in the Platonic With the possible exception of Parmenides,
tradition, and both Plato and Plotinus under- none of the ancients or medievals who ac-
stand eternal existence in that sense.” Medi- cepted eternity as a real, atemporal mode of
eval philosophers after Boethius, who depend existence meant thereby to deny the reality of
on him for their conception of eternity, also time or to suggest that all temporal experi-
clearly understand “illimitable” in this way.? ences are illusory. In introducing the concept
So, for both these sets of reasons, we under- of eternity, such philosophers, and Boethius
stand this part of Boethius’s definition to mean in particular, were proposing two separate
that the life of an eternal entity is character- modes of real existence. Eternity is a mode of
ized by beginningless, endless, infinite dura- existence that is, on Boethius’s view, neither
tion. reducible to time nor incompatible with the
The concept of duration that emerges in reality of time.
the interpretation of “illimitable life” is the In the next two sections of this paper, we
third ingredient we mean to call attention to. will investigate the apparent incoherence of
Illimitable life entails duration of a special sort, this concept of eternity. We will begin with a
as we have just seen, but it would be reason- consideration of the meaning of atemporality
able to think that any mode of existence that in this connection, including an examination
could be called a life must involve duration, of the relationship between eternity and time;
and so there may seem to be no point in ex- and we will go on to consider the apparent
plicitly listing duration as an ingredient in incoherence generated by combining
Boethius’s concept of eternality. We call at- atemporality with duration and with life.
tention to it here, however, because of its
importance as part of the background against
which the fourth ingredient must be viewed. 2 The Atemporality of an
The fourth ingredient is presented in the Eternal Entity: Presentness and
only phrase of the definition still to be con- Simultaneity
sidered: “The complete possession all at once.”
As Boethius’s explanation of the definition in Because an eternal entity is atemporal, there
CP makes clear, he conceives of an eternal is no past or future, no earlier or later, within
entity as atemporal, and he thinks of its its life; that is, the events constituting its life
atemporality as conveyed by just that phrase cannot be ordered sequentially from the stand-
in the definition. What he says shows that point of eternity. But, in addition, no tempo-
something like the following line of thought ral entity or event can be earlier or later than
leads to his use of those words. A living tem- or past or future with respect to the whole life
poral entity may be said to possess a life, but, of an eternal entity, because otherwise such
since the events constituting the life of any an eternal life or entity would itself be part of
temporal entity occur sequentially, some later a temporal series. Here it should be evident
than others, it cannot be said to possess all its that, although the stipulation that an eternal
life at once. And since everything in the life of entity completely possesses its life all at once
a temporal entity that is not present is either entails that it is not part of any sequence, it
past and so no longer in its possession, or fu- does not rule out the attribution of presentness
ture and so not yet in its possession, it cannot or simultaneity to the life and relationships of
be said to have the complete possession of its such an entity, nor should it. In so far as an

44
ETERNITY

entity zs, or has life, completely or otherwise, obtaining between two eternal entities or
it is appropriate to say that it has present ex- events:
istence in some sense of “present”; and un-
less its life consists in only one event or it is (E). E-simultaneity = existence or occurrence
impossible to relate an event in its life to any at one and the same eternal present.
temporal entity or event, we need to be able
to consider an eternal entity or event as one What really interests us among species of si-
of the ve/ata in a simultaneity relationship. We multaneity, however, and what we need for
will consider briefly the applicability of our present purposes, is not E-simultaneity so
presentness to something eternal and then much as a simultaneity relationship between
consider in some detail the applicability of si- two relata of which one is eternal and the
multaneity. other temporal. We have to be able to charac-
If anything exists eternally, it exists. But the terize such a relationship coherently if we are
existing of an eternal entity is a duration with- to be able to claim that there is any connec-
out succession, and, because eternity excludes tion between an eternal and a temporal entity
succession, no eternal entity has existed or will or event. An eternal entity or event cannot be
exist; it owly exists. It is in this sense that an earlier or later than, or past or future with re-
eternal entity is said to have present existence. spect to, any temporal entity or event. If there
But since that present is not flanked by past is to be any relationship between what is eter-
and future, it is obviously not the temporal nal and what is temporal, then, it must be some
present. And, furthermore, the eternal, species of simultaneity.
pastless, futureless present is not instantane- Now in forming the species T-simultaneity
ous but extended, because eternity entails and E-simultaneity, we have in effect been
duration. The temporal present is a taking the genus of those species to be some-
durationless instant, a present that cannot be thing like this:
extended conceptually without falling apart
entirely into past and future intervals. The eter- (G) Simultaneity = existence or occurrence
nal present, on the other hand, is by defini- at once (i.e. together).
tion an infinitely extended, pastless, futureless
duration. And we have formed those two species by giv-
Simultaneity is of course generally and ing specific content to the broad expression
unreflectively taken to mean existence or oc- “at once.” In each case, we have spelled out
currence at one and the same time. But to “at once” as meaning at one and the same
attribute to an eternal entity or event simulta- something — time, in the case of T-simultane-
neity with anything we need a coherent char- ity; eternal present, in the case of E-simulta-
acterization of simultaneity that does not make neity. In other words, the relata for
it altogether temporal. It is easy to provide a T-simultaneity occur together at the same
coherent characterization of a simultaneity time, and the re/ata for E-simultaneity occur
relationship that is not temporal in case both together at the same eternal present. What we
the relata are eternal entities or events. Sup- want now is a species of simultaneity — call it
pose we designate the ordinary understand- ET-simultaneity (for eternal-temporal simul-
ing of temporal simultaneity T-stmultanetty: taneity) — that can obtain between what is eter-
nal and what is temporal. It is only natural to
(T) ‘T-simultaneity = existence or occurrence try to construct a definition for ET-simulta-
at one and the same time. neity as we did for the two preceding species
of simultaneity, by making the broad “at once”
Then we can easily enough construct a sec- in (G) more precise. Doing so requires starting
ond species of simultaneity, a relationship with the phrase “at one and the same——”

45
ELEONORE STUMP AND NORMAN KRETZMANN

and filling in the blank appropriately. To fill the stage for our characterization of ET-s1-
in that blank appropriately, however, would multaneity, it will be helpful to look at a stand-
be to specify a single mode of existence in ard philosophical presentation of temporal
which the two re/ata exist or occur together, simultaneity along Einsteinian lines. Imagine
as the velata for 'T-simultaneity co-exist (or a train traveling very fast, at 6/10ths the speed
co-occur) in time and the re/ata for E-simul- of light. One observer (the “ground ob-
taneity co-exist (or co-occur) in eternity. But, server”) is stationed on the embankment be-
on the view we are explaining and defending, side the track; another observer (the “train
it is theoretically impossible to specify a single observer”) is stationed on the train. Suppose
mode ofexistence for two relata of which one that two lightning bolts strike the train, one
is eternal and the other temporal. To do so at each end, and suppose that the ground
would be to reduce what is temporal to what observer sees those two lightning bolts simul-
is eternal (thus making time illusory) or what taneously. The train observer also sees the two
is eternal to what is temporal (thus making lightning bolts, but, since he is traveling to-
eternity illusory) or both what is temporal and ward the light ray emanating from the bolt
what is eternal to some third mode of exist- that strikes the front of the train and away from
ence; and all three of these alternatives are the bolt that strikes the rear of the train, he
ruled out. The medieval adherents of the con- will see the lightning bolt strike the front of
cept of eternity held that both time and eter- the train before he sees the other strike the
nity are real and that there is no mode of rear of the train. “This, then, is the funda-
existence besides those two. mental result: events occurring at different
Against this background, then, it is not con- places which are simultaneous in one frame
ceptually possible to construct a definition for of reference will not be simultaneous in an-
ET-simultaneity analogous to the definitions other frame of reference which is moving with
for the other two species of simultaneity, by respect to the first. This is known as the rela-
spelling out “at once” as “at one and the same tivity of simultanetty”
——” and filling in the blank appropriately. We want to leave to one side the philosophi-
What is temporal and what is eternal can co- cal issues raised by this example and simply
exist, on the view we are adopting and de- accept it for our present purposes as a stand-
fending, but not within the same mode of ard example illustrating Einstein’s notion of
existence; and there is no single mode of ex- the relativity of temporal simultaneity. Accord-
istence that can be referred to in filling in the ing to this example, the very same two light-
blank in such a definition of ET-simultaneity. ning flashes are simultaneous (with respect to
The significance of this difficulty and its the reference frame of the ground observer)
implications for a working definition of ET- and not simultaneous (with respect to the ref-
simultaneity can be better appreciated by re- erence frame of the train observer). If we in-
turning to the definition of T-simultaneity for terpret “simultaneous” here in accordance
a closer look. Philosophers of physics, explain- with our definition of T-simultaneity, we will
ing the special theory of relativity, have taught have to say that the same two lightning flashes
us to be cautious even about the notion of occur at the same time and do not occur at
temporal simultaneity; in fact, the claim that the same time; that is, it will be both true and
temporal simultaneity is relative rather than false that these two lightning flashes occur at
absolute is fundamental to the special theory the same time. The incoherence of this result
of relativity. is generated by filling in the blank for the defi-
For all ordinary practical purposes and also nition of T-simultaneity with a reference to
for our theoretical purposes in this paper, time one and the same time, where time is under-
can be thought of as absolute, along stood as one single uniform mode of exist-
Newtonian lines. But, simply in order to set ence. The special theory of relativity takes time

46
ETERNITY

itselfto be relative and so calls for a more com- istence that can be referred to in specifying
plicated definition of temporal simultaneity “at once” in (G) in order to derive a defini-
than the common, unreflective definition tion of temporal simultaneity.
given in (T), such as this relativized version of These difficulties in spelling out even a very
temporal simultaneity: crude acceptable definition for temporal si-
multaneity in the light of relativity theory fore-
(RT) RT-simultaneity = existence or occur- shadow and are analogous to the difficulties
rence at the same time within the ref- in spelling out an acceptable definition of ET-
erence frame of a given observer. simultaneity. More significantly, they demon-
strate that the difficulties defenders of the
This relativizing of time to the reference frame concept of eternity encounter in formulating
of a given observer resolves the apparent in- such a definition are by no means unique to
coherence in saying that the same two light- their undertaking and cannot be assumed to
ning flashes occur and do not occur at one be difficulties in the concepts of ET-simulta-
and the same time. They occur at the same neity or of eternity themselves. Finally, and
time in the reference frame of one observer most importantly, the way in which we cope
and do not occur at the same time in the ref- with such difficulties in working out a defini-
erence frame of a different observer. tion for RT-simultaneity suggests the sort of
Once this is understood, we can see that, definition needed for ET-simultaneity. Be-
if we persist in asking whether or not the two cause one of the re/ata for ET-simultaneity is
lightning bolts are really simultaneous, we eternal, the definition for this relationship, like
are asking an incoherent question, one that that for E-simultaneity, must refer to one and
cannot be answered. The question is asked the same present rather than to one and the
about what is assumed to be a feature of re- same time. And because in ET-simultaneity
ality, although in fact there is no such fea- we are dealing with two equally real modes of
ture of reality; such a question is on a par existence, neither of which is reducible to any
with “Is Uris Library really to the left of other mode of existence, the definition must
Morrill Hall?” There is no absolute state of be constructed in terms of to reference frames
being temporally simultaneous with, any and two observers. So we can characterize ET-
more than there is an absolute state of being simultaneity in this way. Let “x” and “y” range
to the left of. We determine the obtaining of over entities and events. Then:
the one relationship as we determine the
obtaining of the other, by reference to an (ET) For every wand for every y, x and yare
observer and the observer’s point of view. The ET-simultaneous iff
two lightning flashes, then, are RT-simulta- (i) either w is eternal and y is tem-
neous in virtue of occurring at the same time poral, or vice versa; and
within the reference frame of the ground (ii) for some observer, A, in the
observer and not RT-simultaneous in virtue unique eternal reference frame,
of occurring at different times within the ref- x and y are both present — i.e.
erence frame of the train observer. And, Ein- either x is eternally present and
stein’s theory argues, there is no privileged y is observed as temporally
observer (or reference frame) such that with present, or vice versa; and
respect to it we can determine whether the (iii) for some observer, B, in one of
two events are really simultaneous; simulta- the infinitely many temporal ref-
neity is irreducibly relative to observers and erence frames, x and y are both
their reference frames, and so is time itself. present — i.e. either xis observed
Consequently, it would be a mistake to think as eternally present and yis tem-
that there is one single uniform mode ofex- porally present, or vice versa.

47
ELEONORE STUMP AND NORMAN KRETZMANN

Given the concept of eternity, condition (11) our characterization of ET-simultaneity, and
provides that a temporal entity or event ob- we can now revert to a Newtonian concep-
served as temporally present by some eternal tion of time, which will simplify the discus-
observer A is ET-simultaneous with every eter- sion without involving any relevant loss of
nal entity or event; and condition (iii) pro- precision. In the first place, at least one of the
vides that an eternal entity or event observed theological issues we are going to be discuss-
as eternally present (or simply as eternal) by ing — the problem of omniscience and immu-
some temporal observer B is ET-simultane- tability - depends on the concept of an
ous with every temporal entity or event. absolute present, a concept that is often
On our definition, if «and y are ET-simul- thought to be dependent on a Newtonian
taneous, then xis neither earlier nor later than, conception of absolute time. But the concept
neither past nor future with respect to, y—a of an absolute present which is essential to
feature essential to any relationship that can our discussion is not discredited by relativity
be considered a species of simultaneity. Fur- theory. Every conscious temporal observer has
ther, if x and y are ET-simultaneous, « and y an undeniable, indispensable sense of the ab-
are not temporally simultaneous; since either solute present, 20, and that thoroughly per-
x or y must be eternal, it cannot be the case vasive feature of temporal consciousness is all
that x and y both exist at one and the same we need. We do not need and we will not try
time within a given observer’s reference frame. to provide a philosophical justification for the
ET-simultaneity is symmetric, of course, but, concept of an absolute present; we will sim-
since no temporal or eternal entity or event is ply assume it for our present purposes. And if
ET-simultaneous with itself, the relationship it must be said that the absolute present is
is not reflexive; and the fact that there are dif- absolute only within a given observer’s refer-
ferent domains for its velata means that it is ence frame, that will not affect our use of the
not transitive. The propositions concept here. In the second place, in ordi-
nary human circumstances, all human observ-
(1) xis ET-simultaneous with y. ers may be said — should be said — to share one
and the same reference frame, and distinguish-
and ing individual reference frames for our discus-
sion oftime in the rest of this paper would be
(2) yis ET-simultaneous with z. as inappropriate as taking an Einsteinian view
of time in a discussion of historical chronol-
do not entail ogy.

(3) xis ET-simultaneous with z.


3 Implications of
And even if we conjoin with (1) and (2) ET-simultaneity

(4) «and zare temporal. If xand z are temporal entities, they co-exist
if and only if there is some time during which
(1), (2), and (4) together do not entail both wand z exist. But if anything exists eter-
nally, its existence, although infinitely ex-
(5) xand zare temporally simultaneous. tended, is fully realized, all present at once.
Thus the entire life of any eternal entity is co-
(RT) and the Einsteinian conception of time existent with any temporal entity at any time
as relative have served the only purpose we at which that temporal entity exists. From a
have for them in this paper, now that they temporal standpoint, the present is ET-simul-
have provided an introductory analogue for taneous with the whole infinite extent of an

48
ETERNITY

eternal entity’s life. From the standpoint of An omniscient eternal entity knows that Nixon
eternity, every time is present, co-occurrent is now dead. Still worse, an omniscient eter-
with the whole ofinfinite atemporal duration. nal entity also knows that Nixon is now alive,
We can show the implications of this ac- and.so Nixon is apparently both alive and dead
count of ET-simultaneity by considering the at once in the eternal present.
relationship between an eternal entity and a These absurdities appear to be entailed
future contingent event. Suppose that Rich- partly because the full implications of the con-
ard Nixon will die at noon on August 9, 1990, cept of eternity have not been taken into ac-
precisely sixteen years after he resigned the count. We have said enough to induce caution
Presidency. Nixon’s death some years from regarding “present” and “simultaneous,” but
now will be present to those who will be at his it is not difficult to overlook the concomitant
deathbed, but it zs present to an eternal en- ambiguity in such expressions as “now” and
tity. It cannot be that an eternal entity has a “at once.” To say that we know that Nixon is
vision of Nixon’s death before it occurs; in now alive although an eternal entity knows
that case an eternal event would be earlier than that Nixon is now dead does not mean that
a temporal event. Instead, the actual occasion an eternal entity knows the opposite of what
of Nixon’s dyimg is present to an eternal en- we know. What we know is that:
tity. It is not that the future pre-exists some-
how, so that it can be inspected by an entity (6) Nixon is alive in the temporal present.
that is outside time, but rather that an eternal
entity that is wholly ET-simultaneous with What an eternal entity knows is that
August 9, 1974, and with today, is wholly ET-
simultaneous with August 9, 1990, as well. It (7) Nixon is dead in the eternal present.
is mow true to say “The whole of eternity is
ET-simultaneous with the present”; and of and (6) is not incompatible with (7). Still, this
course it was true to say just the same at noon simple observation does nothing to dispel the
of August 9, 1974, and it will be true to say it appearance of incompatibility between (7) and
at noon of August 9, 1990. But since it is one
and the same eternal present that is ET-simul- (8) Nixon is alive in the eternal present.
taneous with each of those times, there is a
sense in which it is now true to say that Nixon and, on the basis of what has been said so far,
at the hour of his death is present to an eter- both (7) and (8) are true. But Nixon is tem-
nal entity; and in that same sense it is now poral, not eternal, and so are his life and death.
true to say that Nixon’s resigning of the Presi- The conjunction of (7) and (8), then, cannot
dency is present to an eternal entity. If we are be taken to mean that the temporal entity
considering an eternal entity that is omnis- Nixon exists in eternity, where he is simulta-
cient, it is true to say that that entity is at once neously alive and dead, but rather something
aware of Nixon resigning the Presidency and more nearly like this. One and the same eter-
of Nixon on his deathbed (although of course nal present is ET-simultaneous with Nixon’s
an omniscient entity understands that those being alive and is also ET-simultaneous with
events occur sequentially and knows the se- Nixon’s dying; so Nixon’s life is ET-simulta-
quence and the dating of them); and it is true neous with and hence present to an eternal
to say also that for such an entity both those entity, and Nixon’s death is ET-simultaneous
events are present at once. with and hence present to an eternal entity,
Such an account of ET-simultaneity sug- although Nixon’s life and Nixon’s death are
gests at least a radical epistemological or even themselves neither eternal nor simultaneous.
metaphysical relativism, and perhaps plain in- These considerations also explain the ap-
coherence. We know that Nixon is now alive. pearance of metaphysical relativism inherent

49
ELEONORE STUMP AND NORMAN KRETZMANN

in the claim that Nixon’s death is really future realms of being and becoming; and it receives
for us and really present for an eternal entity. its fullest exposition in pagan antiquity in the
It is not that there are two objective realities, work of Plotinus. The thought that originally
in one of which Nixon’s death is really future stimulated this Greek development of the con-
and in the other of which Nixon’s death and cept of eternity was apparently something like
life are really present; that would be incoher- this. Our experience of temporal duration gives
ent. What the concept of eternity implies in- us an impression of permanence and persist-
stead is that there is one objective reality that ence which an analysis of time convinces us is
contains two modes of real existence in which an illusion or at least a distortion. Reflection
two different sorts of duration are measured shows us that contrary to our familiar but su-
by two irreducibly different sorts of measure: perficial impression, temporal duration is only
time and eternity. Given the relations between apparent duration, just what one would ex-
time and eternity spelled out in section 2 of pect to find in the realm of becoming. The
this paper, Nixon’s death is really future or existence of a typical existent temporal entity,
not depending on which sort of entity, tem- such as a human being, is spread over years of
poral or eternal, it is being related to. An eter- the past, through the present, and into years
nal entity’s mode of existence is such that its of the future; but the past is not, the future is
whole life is ET-simultaneous with each and not, and the present must be understood as
every temporal entity or event, and so Nixon’s no time at all, a durationless instant, a mere
death, like every other event involving Nixon, point at which the past is continuous with the
is really ET-simultaneous with the life of an future. Such radically evanescent existence
eternal entity. But when Nixon’s death is be- cannot be the foundation ofexistence. Being,
ing related to us, on |today’s date |, then, given the persistent, permanent, utterly immutable
our location in the temporal continuum actuality that seems required as the bedrock
Nixon’s death is not simultaneous (temporally underlying the evanescence of becoming, must
or in any other way) with respect to us, but be characterized by genuine duration, of
really future. which temporal duration is only the flicker-
ing image. Genuine duration is fully realized
duration — not only extended existence (even
4 Atemporal Duration and that is theoretically impossible in time) but
Atemporal Life also existence mone of which is already gone
and none of which is yet to come — and such
With this understanding of the atemporality fully realized duration must be atemporal du-
of an eternal entity’s existence, we want to ration. Whatever has atemporal duration as its
consider now the apparent incoherence gen- mode of existence is “such that nothing fu-
erated by combining atemporality with dura- ture is absent from it and nothing past has
tion and with life in the definition of eternity. flowed away,” whereas of everything that has
The notion of atemporal duration is the temporal duration it may be said that from it
heart of the concept of eternity and, in our everything future is absent and everything past
view, the original motivation for its develop- has flowed away. What has temporal duration
ment. The most efficient way in which to dis- “does not yet grasp tomorrow but yesterday
pel the apparent incoherence of the notion of it has already lost”; even today it exists only;
atemporal duration is to consider, even if only “in a mobile, transitory moment,” the present
very briefly, the development of the concept instant. To say of something that it is future
of eternity. The concept can be found in is to say that it is not (yet), and to say of some-
Parmenides, we think, but it finds its first de- thing that it is past is to say that it is not (any
tailed formulation in Plato, who makes use of longer). Atemporal duration is duration none
it in working out the distinction between the of which is not — none of which is absent (and

50
ETERNITY

hence future) or flowed away (and hence past). Considered as an atemporal mind, God can-
Eternity, not time, is the mode of existence not deliberate, anticipate, remember, or plan
that admits of fully realized duration. ahead, for instance; all these mental activities
The ancient Greek philosophers who de- essentially involve time, either in taking time
veloped the concept of eternity were using the to be performed (like deliberation) or in re-
word ation, which corresponds in its original quiring a temporal viewpoint as a prerequisite
sense to our word “duration,” in a way that to performance (like remembering). But it is
departed from ordinary usage in order to in- clear that there are other mental activities that
troduce a notion which, however counter-in- do not require a temporal interval or viewpoint.
tuitive it may be, can reasonably be said to Knowing seems to be the paradigm case; learn-
preserve and even to enhance the original sense ing, reasoning, inferring take time, as know-
of the word. It would not be out of keeping ing does not. In reply to the question “What
with the tradition that runs through have you been doing for the past two hours?”
Parmenides, Plato, and Plotinus into Augus- it makes sense to say “Studying logic” or
tine, Boethius, and Aquinas to claim that it is “Proving theorems,” but not “Knowing
only the discovery of eternity that enables us logic.” Similarly, it makes sense to say “I’m
to make genuinely literal use of words for learning logic,” but not “I’m knowing logic.”
duration, words such as “permanence” and And knowing is not the only mental activity
“persistence,” which in their ordinary, tem- requiring neither a temporal interval nor a tem-
poral application turn out to have been unin- poral viewpoint. Willing, for example, unlike
tended metaphors. “Atemporal duration,” like wishing or desiring, seems to be another. Per-
the ancient technical use of azon itself, vio- ceiving is impossible in any literal sense for a
lates established usage; but an attempt to con- mind that is disembodied, but nothing in the
vey a new philosophical or scientific concept nature of incorporeality or atemporality seems
by adapting familiar expressions is not to be to rule out the possibility of awareness. And
rejected on the basis of its violation of ordi- though feeling angry is impossible for an
nary usage. The apparent incoherence in the atemporal entity — if feelings of anger are es-
concept is primarily a consequence of continu- sentially associated, as they seem to be, with
ing to think of duration only as “persistence bodily states - we do not see that anything
through time.” prevents such an entity from being angry, a
Since a life is a kind of duration, some of state the components of which might be, for
the apparent incoherence in the notion of an instance, being aware of an injustice, disap-
atemporal life may be dispelled in rendering proving of it, and willing its punishment. It
the notion of atemporal duration less readily seems, then, that the notion of an atemporal
dismissible. But life is in addition ordinarily mind is not incoherent, but that, on the con-
associated with processes of various sorts, and trary, it is possible that such a mind might have
processes are essentially temporal, and so the a variety of faculties or activities. Our infor-
notion of an atemporal entity that has life seems mal, incomplete consideration of that possi-
incoherent. Now what Aquinas, for example, bility is not even the beginning ofan argument
is thinking of when he attributes life to eternal for such a conclusion, but it is enough for our
God is the doctrine that God is a mind. (Ob- purposes here to suggest the line along which
viously what is atemporal cannot consist of such an argument might develop. The notion
physical matter; we assume for the sake of the of an atemporal mind is not prima facie ab-
argument that there is nothing incoherent in surd, and so neither is the notion of an
the notion of a wholly immaterial, independ- atemporal life absurd; for any entity that has
ently existent mind.) Since God is atemporal, or is a mind must be considered to be ipso facto
the mind that is God must be different in im- alive, whatever characteristics of other living
portant ways from a temporal, human mind. beings it may lack. ...

51
ELEONORE STUMP AND NORMAN KRETZMANN

6 Omniscience and Immutability whatever God does at Waterloo is over and


done with as we see it. So God cannot alter
The doctrine that God is eternal is obviously the past, but he can alter the course of the
of critical importance in the consideration of battle of Waterloo.’
any issue involving the relationship of God to
temporal entities or events. We will conclude
our exploration of the concept of eternity by Notes
sampling its effect on three such issues con-
1 E.K. Rand, ed., in H. F. Stewart, E. K. Rand,
cerning either God’s knowledge or God’s and S. J. Tester, Boethius: The Theological
power in connection with the future, the past, Tractates and The Consolation of Philosophy
and the present, respectively. (London: Heinemann; Cambridge, Mass.:
First, the short answer to the question Harvard, 1973).
whether God can foreknow contingent events 2 See Plato, Timaeus 37D-38C; Plotinus,
is no. It is impossible that any event occur Enneads Il 7.
later than an eternal entity’s present state of 3 See, e.g., Thomas Aquinas, Summa theologine
awareness, since every temporal event is ET- I, q. 10. Augustine, who is an earlier and in
simultaneous with that state, and so an eter- general an even more important source for
nal entity cannot fore know anything. Instead, medieval philosophy and theology than
Boethius and who is even more clearly in the
such an entity considered as omniscient knows
Platonist tradition, understands and uses this
— is aware of — all temporal events, including
classic concept of eternity (see, e.g., Confes-
those which are future with respect to our stons, book XI, ch. 11; The City of God, book
current temporal viewpoint; but, because the XI, ch. 21); but his influence on the medieval
times at which those future events will be discussion of eternity seems not to have been
present events are ET-simultaneous with the so direct or important as Boethius’s.
whole of eternity an omniscient eternal entity 4 What we present here is essentially Boethius’s
is aware of them as they are present.* line against the suggestion that divine omnis-
Second, the short answer to the question cience and human freedom are incompatible,
whether God can change the past is no. But it a line in which he was followed by many
is misleading to say, with Agathon, that not medievals, especially Aquinas. On Aquinas’s
use of the Boethian solution, see Anthony
even God can change the past; God in par-
Kenny, “Divine Foreknowledge and Human
ticular cannot change the past. The impossi-
Freedom,” in Kenny (ed.), Aquinas: Collec-
bility of God’s changing the past is a
tion of Critical Essays (Garden City, N.Y.:
consequence not of the fact that what is past Doubleday-Anchor, 1969), pp. 255-70; 264.
is over and done with but rather of the fact 5 Aristotle, Nicomachean Ethics
V1 2.
that the past is solely a feature of the experi- 6 Although the concept of the past, dependent
ence of temporal entities. It is just because no on the concept of the absolute temporal
event can be past with respect to an eternal present, has no application for an eternal en-
entity that an eternal entity cannot alter a past tity, for an omniscient eternal entity there is
event.° An omnipotent, omniscient, eternal the awareness of your past, your present, your
entity can affect temporal events, but it can future as of January 1, 1970, and of your past,
affect events only as they are actually occur- your present, your future as ofJanuary 1, 1980,
and so on for every temporal entity as of any
ring. As for a past event, the time at which it
date in its duration.
was actually occurring is the time at which it
7 These observations regarding God’s relation-
is present to such an entity; and so the battle ship to the past might suggest further issues
of Waterloo is present to God, and God can regarding petitionary prayer. It is obviously
affect the battle. Suppose that he does so. God absurd to pray in 1980 that Napoleon win at
can bring it about that Napoleon wins, though Waterloo when one knows what God does not
we know that he does not do so, because bring about at Waterloo, but it might not seem

52
FROM GOD, TIME, AND KNOWLEDGE

absurd — at least not in the same way — to pray 1969), p. 90]; but we find much else to ad-
in 1980 that Napoleon lose at Waterloo. Af- mire in his chapter “Praying for Things to
ter all, your prayer and the battle are alike Happen.” On the hypothesis that there is an
present to God; why should your prayer not eternal, omniscient, omnipotent God, the
be efficacious in bringing about Napoleon’s “praying of such a prayer would indeed qualify
defeat? But, as a petition addressed to the will as “the only instance of behavior, on the part
of God, a prayer is also an expression of the of ordinary people whose mental processes we
will of the one who prays it, and any temporal can understand, designed to affect the past and
entity who prays in 1980, “Let Napoleon lose coming quite naturally to us” [Michael
at Waterloo,” is to that extent pretending to Dummett, “Bringing about the Past,” The
have atemporal knowledge and an atemporal Philosophical Review, 73; 3 (July 1964), pp.
will. The only appropriate version of that prayer 338-59; p. 341]. We are grateful to members
is “Let Napoleon have lost at Waterloo,” and of the Sage School of Philosophy at Cornell
for one who knows the outcome of the battle for pointing out the relevance of Dummett’s
more than a hundred and fifty years ago, that discussion. Dummett does not draw on the
prayer is pointless and in that sense absurd. concept ofdivine eternality, but, ifit is accept-
But a prayer prayed in ignorance of the out- able in its own right, its introduction would
come of a past event is not pointless in that lead to a modification and strengthening of
way. (We are thus disagreeing with Peter some of the claims he makes — e.g. “I am not
Geach, when he claims that “A prayer for asking God that, even if my son has drowned,
something. to have happened is simply an ab- He should now make him not to have
surdity, regardless of the utterer’s knowledge drowned; I am asking that, at the time of the
or ignorance of how things went” |God and disaster, He should then have made my son
the Soul (London: Routledge & Kegan Paul, not to drown at that time”(342).

7 From God, Time, and Knowledge*

William Hasker

... We turn now to a further problem for the One of the characteristic affirmations of the
doctrine of timelessness, one that I have come doctrine of timelessness is that the whole of
to regard as the most serious difficulty the eternity is simultaneous with every moment
doctrine has to face: it may be termed the prod- of time. This claim, however, gives rise to one
lem of the presence of time in eternity. This of the simpler objections to the doctrine, as
problem is suggested in various ways by Prior, stated for instance by Anthony Kenny: “On
by the early Kretzmann, and by Creel, but I St Thomas’ view, my typing of this paper is
will introduce it by way of Stump and simultaneous with the whole of eternity.
Kretzmann and the notion of simultaneity. Again, on this view, the great fire of Rome is
simultaneous with the whole of eternity.
* From William Hasker, God, Time, and Knowledge Therefore, while I type these very words, Nero
(Ithaca, N.Y.: Cornell University Press, 1989), fiddles heartlessly on.”?
pp. 162-70. Reprinted with premission. It is to be hoped that by now the reader

53
WILLIAM HASKER

will not be overly impressed with this objec- multaneity is neither reflexive nor transitive,
tion. Among other things that have been said, so difficulties of the sort urged by Kenny can-
the assertion that God does mot exist at any not arise. And the notion has other advan-
moment of our time should sufficiently indi- tages as well, for which the reader is referred
cate that God cannot be “simultaneous” with to their article. Furthermore, “From atemporal
temporal things in the flatly literal sense re- standpoint, the present is ET-simultaneous
quired for Kenny’s objection to go through. with the whole infinite extent of an eternal
My own inclination would be to say that the entity’s life. From the standpoint of eternity,
statement about simultaneity is simply a meta- every time is present, co-occurrent with the
phorical way of putting the point that all of whole ofinfinite atemporal duration.”®
time is “present” in the “now” of eternity. The notion of ET-simultaneity is an admi-
Stump and Kretzmann, however, think they rable theoretical achievement. As it is stated,
can do better than this in interpreting | however, it leaves unanswered two questions
eternalist talk about simultaneity. Indeed, their that fairly leap out at one from the printed
notion of ET-simultaneity may fairly be called formula. Or perhaps it is the same question
the theoretical centerpiece of their article. As twice over: what are we to make of the clause
a background for this notion they take the fact, “x and yare both present” when one of the re-
familiar from the physics of relativity, that “si- lata is temporal and the other is eternal? For
multaneity” must be defined relative to agiven an entity to be temporal, after all, just zs for
reference-frame.’ But in speaking of the rela- that entity’s existence to be spread out in a
tion of simultaneity which holds between eter- temporal sequence — but in eternity, nothing
nal things and temporal things, “we are exists in temporal sequence, so how can a tem-
dealing with two equally real modes of exist- poral “y” be present in eternity? Again, to be
ence, neither of which is reducible to any other eternal meansto exist in a “total present” with-
mode of existence, [so] the definition must out temporal sequence, whereas time is pre-
be constructed in terms of to reference frames cisely the medium of temporal succession, so
and two observers.”* In view of this, they set how can an eternal “x” be present in time? If
up their definition as follows: there are not good answers to these questions,
the notion of ET-simultaneity will collapse.
Let “x” and “y” range over entities and events. I believe that Stump and Kretzmann are not
Then
unaware of this difficulty, and that their for-
(ET) For every « and every y, x and y are
mula contains at least a pointer — one can
ET-simultaneous iff
(i) either x is eternal and y is tem- hardly say more — in the direction of a possi-
poral, or vice versa; and ble solution. For after each occurrence of the
(ii) For some observer, A, in the problematic phrase the phrase is glossed as
unique eternal reference frame, follows:
x and y are both present — i.e.
either » is eternally present and (ii) ... wis eternally present and yis observed
y is observed as temporally as temporally present...
present, or vice versa; and (ili) ... wis observed as eternally present and
(iii) for some observer B, in one of
yis temporally present...
the infinitely many temporal ref-
erence frames, x and yare both
present —1.e. either xis observed
It cannot be accidental that we have in each
as eternally present and yis tem- case the contrast between “is present” and “is
porally present, or vice versa.* observed as present,” with the “observed as”
locution attached to the entity that is “alien”
Stump and Kretzmann point out that accord- to the reference-frame in question. So for the
ing to this definition the relation of ET-si- eternal observer the eternal entity is present

54
FROM GOD, TIME, AND KNOWLEDGE

whereas the temporal entity is observed as purposes. But to say the same thing about
present; for the temporal observer, on the God’s knowledge of us is simply out of the
other hand, it is the eternal entity that is 0b- question. And so the question is this: How is
served as present and the temporal entity that it possible that God, existing in eternity as a
simply zs present. And in view of the difficulty timeless being, has a full and accurate knowl-
noted above, we cannot avoid the suggestion edge of temporal realities?
that “observed as” does mot mean “is observed It is at just this point that Richard Creel
as, and is in fact,” but rather “is observed as, finds what he takes to be a conclusive refuta-
but is #o¢ in literal fact.”° As an illustration of tion of timelessness:
this sort of “observed but not actual” pres-
ence, one might think of the sorts of inter- Isn’t it the case .. . that God must be affirmed
views that are often conducted on television, as a privileged observer . . . that if he is aware of
where the person interviewed is “observed as” something as actual, then it is actual? ... Be-
present in the television studio whereas she cause that which is not actual cannot be known
actually is speaking and being viewed at a re- as actual, it follows that, if the future is known
as actual by God, then because God cannot be
mote location.
mistaken our belief that the future lies before
If we follow this line, we are still left with a
us must be false, and the occurrence of change
double difficulty: How can an eternal entity must be an illusion. Time becomes the platonic
be observed as present in time? How can a peephole through which we observe things that
temporal entity be observed as present in eter- God knows to have been always in existence... .
nity? For a variety of reasons, it seems to me In brief, either a thing is changing or it is not. If
that the second of these questions is the more God does not know it as changing but we know
pressing one. (That is why I refer to this as it as changing, then one of us is mistaken, and it
the problem of the presence of time in eter- surely is not God.”
nity, rather than vice versa.) Concerning our
perception of the eternal God, the eternalist ... The central point in all this is the one
can say something like this: “We have known made in an earlier quotation from Creel: “That
all along that God in his essence, in his true God knows things as they are is
nature, is not present in time, so that comes unnegotiable.”® This certainly seems to be
as no surprise. But God makes himself known true. But I now want to say that it is also am-
to us through the temporal effects of his eter- biguous in a certain way, and for our present
nal Act. There is no reason to doubt that he is purpose the ambiguity is crucial. The quoted
able to do this in a way that is sufficient to sentence, I suggest, can be given two possible
meet our spiritual needs and bring us into meanings, as follows:
union with himself. God’s revelation may, in-
deed, fail to give us a fully adequate specula- (A) The way God knows things to be is the
tive grasp of God’s nature, but that is way things really are.
something we do not need and have no right (B) The way in which God knows things (i.e.
to expect.” Given the other assumptions of his manner of knowing them) is the
the eternalist theory, such an answer seems to same as the way in which they exist.
me to be reasonably adequate, at least as a
first approximation. (A) really is unquestionably, unnegotiably
But a similar answer concerning God’s true: it simply does not bear thinking that God
knowledge of temporal reality would be quite “knows” Jason to be a fine fellow, whereas he
unacceptable. There should be no strong ob- really is treacherous and deceitful. I suggest,
jection to saying that our knowledge of God, on the other hand, that (B) must be rejected
though it falls short of the full truth about whether or not we affirm divine timelessness.
God, is nevertheless adequate for practical One may ask, as Creel does, “If God cannot

55
WILLIAM HASKER

experience sequentiality, how can he know all. If, on the other hand, the world really is
what it is like to undergo change?”’ But one temporal, only a temporal God can be imme-
may equally ask, “If God doesn’t have skin, diately aware of it —and then only of its present,
how does he know what it is like to be hit in not of its past or future.
the face with a snowball?” The only possible How then can a timeless God know tem-
answer, I think, is that we must simply reject poral realities? The answer is, he knows them
the notion that God’s experience is somehow by knowing, in timeless representation, the
inadequate unless he experiences things in the content of each moment of temporal exist-
same way we do. ence, as well as the order of the moments — an
With this as preparation, we can now see order that he knows to represent temporal
what the doctrine of timeless divine knowl- sequence, though it cannot be such for him.
edge amounts to. From the fact that God There is no doubt, however, that many con-
knows temporal entities timelessly, does it fol- temporary philosophers will tend to find this
low that these entities really are timeless rather inadequate as an account of God’s knowledge
than temporal? No, it does not. God time- of temporal things. Some part of this diffi-
lessly knows that the temporal entities ave tem- culty, however, may be removed if we are care-
poral; the mode of his knowing them is not ful to avoid wrong connotations for the word
the same as the mode of their existence, nor “representation.” The word seems to carry
need it be. Should we say, then, that tempo- with it automatically associations with “ab-
ral entities have a dual existence Joth in eter- stract,” “schematic,” » oC “approximate,” and the
nity and in time? Even if this could be made like, and we have a strong sense that a repre-
intelligible, it is an enormously extravagant sentation inherently must have less content —
metaphysical speculation, and also quite un- must, so to speak, convey less information —
necessary. Once again, the mode in which God than is contained in actual experience of the
knows temporal entities need not be the same represented entity. And this is generally true
as the mode in which they exist. How, then, for us, but ofcourse it cannot be true for God.
can temporal entities be present in eternity so His representations, his “similitudes” as Tho-
as to be known there by God? The answer is, mas would say, contain precisely a// of the
that temporal entities are not literally present information content of the actual concrete
in eternity; since they are temporal, and not entity — which means, of course, a great deal
eternal, their literal presence in eternity is im- more content than could be contained in any
possible. Temporal entities exist in eternity as human experience ofthe entity. If God knows
represented in the mind of God. And so, ac- by similitudes or representations, this in no
cording to Thomas Aquinas, “He sees him- way entails that he lacks information.
self through His essence; and He sees other Yet there is in most of us a resistance to this
things not in themselves, but in Himself, inas- theory that will hardly yield to considerations
much as His essence contains the similitude of such as these. Kenny puts it nicely: “The
things other than Himself.” Psalmist asked, ‘Is the inventor of the ear un-
... Now, the view of God’s knowledge as able to hear? The creator of the eye unable to
immediate awareness is undoubtedly highly see?’ These rhetorical questions have been
attractive. But if we insist on construing God’s answered by Christian theologians with a firm,
knowledge in this way, Creel’s argument, cited ‘Yes, he is unable.’ ”!! Without doubt, mod-
above, is going to succeed. One can be im- ern sentiment here is with the Psalmist and
mediately aware only of what is present for one against the theologians. Yet it must be remem-
to be aware of; what else, after all, can “im- bered that for the medievals it was an excel-
mediate” mean? If God is timeless, he can be lence and a perfection on God’s part to be
immediately aware of (supposedly) temporal incapable of sense perception, and also to be
facts only if these facts really are timeless after timeless and thus incapable of sequential ex-

56
FROM GOD, TIME, AND KNOWLEDGE

perience. Kenny argues that the medievals have iS) “Eternity,” pp. 436-7 [see Reading 6 above,
been helped, as regards sense experience, by p. 46].
the later philosophy of Wittgenstein, who Ibid., p. 439 [p. 47 above].
showed that there is in perception no irreduc- Ibid.
‘Tbid., p. 441 [pp. 48-9 above].
ible cognitive “core” that cannot be commu-
WwW
f
Don I wish to emphasize that Stump and
nicated conceptually.'* If in spite of this we
Kretzmann do not say that this is what they
are unable or unwilling to overcome our bias mean; I make the interpretation without their
in favor of immediate experience, we shall re- authority. But if this is not what is implied, I
main at odds with some of the most funda- think they offer no solution at all for the diffi-
mental intuitions that support the doctrine of culty under discussion.
divine timelessness. Divine Impassibility (Cambridge: Cambridge
This, then, is the theory concerning God’s University Press, 1986), p. 96.
knowledge which goes with the doctrine of Divine Impassibthty, p. 88.
divine timelessness. I think it is reasonably clear Personal communication.
that timelessness does require such a view of Summa Theologiae, la, 14, 6 (emphasis added);
cf. also, in the same Article, Reply Obj. 2:
God’s knowledge, and also that the view it-
“Now those things which are other than God
self is coherent and intelligible . . .
are understood by God, inasmuch as the es-
sence of God contains their images as above ex-
Notes plained” (emphasis added).
ll The God of the Philosophers, p. 29.
1 The God of the Philosophers (Oxford: Oxford 12 ibidieip sole
University Press, 1979), pp. 38-9. According
to Kenny, the same objection was stated by
Suarez.

57
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7
PART TWO

CAN WE SHOW BY REASON


ipla\dhesdh ln bedpelien home: 1680) (Dlg

Introduction

Ontological Argument
8 From Proslogion
St ANSELM OF CANTERBURY
From Reply to Anselm
GAUNILON
10 Necessary Being: the Ontological Argument
PETER VAN INWAGEN

Cosmological Argument
11 The Cosmological Argument
WILLIAM ROWE

Teleological Argument
12 From Dialogues Concerning Natural Religion
DaviID HUME
13. The Argument from Design
R. G. SWINBURNE
14 God’s Utility Function
RicHARD DAWKINS
15 From New Perspectives on Old-time Religion
GEORGE N. SCHLESINGER
The Evolutionary Anti-Naturalism Argument
16 Is Naturalism Irrational?
ALVIN PLANTINGA

The Argument from Religious Experience


17 From The Autobiography of St Teresa of Avila
St TERESA OF AVILA
18 Perceiving God
WILLIAM ALSTON
Introduction

Assuming that the traditional conception of greatest if only it had existence. Thus, the
God is acceptable, one is led to wonder concept of the being which is truly greatest is
whether or not reason can prove, demonstrate, the concept of a being which has all of the
or at least supply evidence in favor of the claim divine perfections and which also exists. Since
that God exists. From the earliest periods of it is thus incoherent to think of the greatest
Western philosophy up through the present possible being as non-existent, we must hold
day, many philosophers have offered argu- that this being in fact exists.
ments which claim to provide just such proof, This argument has been criticized in a
demonstration, or evidence. number of respects. One objection of recur-
Philosophical arguments such as those of- rent interest was raised by Gaunilo, a monk
fered in support of the claim that God exists who was one of Anselm’s contemporaries.
come in a variety of forms. Some attempt to Gaunilo’s criticism of Anselm is an attempt to
demonstratively prove that God exists from a show that arguments of the form that Anselm
small number of reasonable or (some might provides can be used to prove the existence of
say) indubitable premises. Others attempt to the greatest possible version of anything.
show instead that certain facts we know about Gaunilo focuses his criticism using the con-
the world are best explained by the existence cept of the greatest possible island, called here
and activity ofa being like God. Finally, some the “Island of the Blest.” He argues that if we
arguments attempt to make a case for God’s consider such a “greatest island,” then it will
existence by showing that there is something turn out that we must conclude that, as in the
unacceptable in believing that there is no God, case of the greatest being, the greatest island
i.e. in being an atheist. In thinking about the must actually exist. And, of course, if he is
question ofthis section, we will look at argu- right, the argument can be used to demon-
ments which fit into each of these categories. strate the existence of the greatest possible
The ontological argument is arguably the what-have-you. Any argument form, however,
most famous attempt to demonstratively prove which yields such conclusions is surely defec-
that God exists. The argument, first presented tive; thus, so is Anselm’s.
by St Anselm, the eleventh-century archbishop In his lengthy analysis of Anselm’s argument
of Canterbury, is an attempt to show that re- and philosophical descendants of it, Peter van
flection on the concept of God alone is suffi- Inwagen discusses more sophisticated recent
cient to prove that God exists in fact. Anselm’s versions of the argument. The key premise in
argument is set out in the form of a reductio these contemporary versions is the claim that
ad absurdum, that is, it begins with an assump- it is possible that God (the greatest possible
tion which is then shown to be false by show- being, having the property of necessary exist-
ing that something contradictory would follow ence) exists. If this is right, then it turns out
if it were true. In this case, the assumption is that such a being exists in fact. However, there
that God, the greatest possible being, does has, as van Inwagen points out, been wide-
not exist. Since, the argument supposes, it is spread controversy in the recent literature on
surely better to have existence than to lack it, whether or not we should accept that it zs
we cannot coherently conceive ofthe greatest possible that a greatest possible being (with
possible being as non-existent. For if we tried, necessary existence) exists. In particular, con-
we would not be conceiving of the greatest troversy has focused on whether or not it
possible being, but of a being that would be is possible that there be necessarily existing

61
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

individual things of any sort. Unless and until ments from analogy.” Arguments of this sort
we can resolve this point, van Inwagen argues, hold that the universe is much like a machine
we cannot know whether this argument is a which exhibits a certain sort of beneficial or-
successful demonstration or not. der. Since (nearly) all of the things which ex-
Cosmological arguments represent another hibit beneficial order (and for which we know
attempt to construct a demonstrative proof the cause) are caused by an intelligent de-
for the existence of God. There have been a signer, we should believe, by analogy, that the
number ofversions of the cosmological argu- universe has a designer. David Hume famously
ment presented and defended by philosophers argues that such analogical arguments fail since
through the ages. These arguments all attempt the evidence that we have for cosmological
to show that there is some feature of the world “order” is far too limited (given the vast ex-
that requires an explanation and that nothing panse of the universe), and since we can think
other than God can count as a sufficient ex- of other equally good analogies for the uni-
planation. In the version of the argument dis- verse that do not invoke a designer.
cussed in the selection by Rowe, the fact to Richard Swinburne argues that Hume’s
be explained is that there are “dependent be- criticisms succeed against some versions of the
ings.” Since no series of dependent beings can teleological argument, but not against those
be self-explanatory, the argument continues, which focus on what he calls the “temporal
there must be some self-existent being which orderedness” of the universe, the ordered suc-
is the ultimate explainer of all the dependent cession which we find in a universe governed
beings. by natural laws. Swinburne argues that tem-
Rowe argues that the controversial claim in poral order is always best explained by appeal
such arguments is the general claim that non- to the activity of a rational designing agent.
self-existent things (or collections thereof) Thus the temporal order in the universe should
must have explanations. If we deny such a be credited to a cosmic, rational designer, i.e.
“principle of sufficient reason,” then it appears to God.
that we can simply think of the universe as a The second sort of teleological argument
“brute fact” which has no “ultimate explana- argues for the existence of God not by way of
tion.” Unless the defender of the argument analogy but through “inference to the best
can show us that brute facts are impossible, explanation.” We begin by examining a com-
we cannot be sure that this version of the prehensive body of data and then asking for
cosmological argument succeeds. It is worth potential explanations for the data. After
noting that the principle of sufficient reason weighing the relative merits of the competing
used to rule out “brute facts” in this argu- explanations we conclude that one explan-
ment has come under serious critical scrutiny ation is superior to the others. Richard
recently. Readers who are interested in recent Dawkins, in the selection here, argues that the
work which has been critical of such a princi- best explanation for any “order” that we find
ple, or who are interested in attempts to con- in nature is simply to be found within nature
struct versions of the cosmological argument itself. Once we see how powerful the natural-
which do not depend on the principle of suf- istic /Darwinian explanation is, we will see that
ficient reason are advised to consult the “Fur- all of the necessary explanations for the order
ther Reading” section at the end of this of nature can be found within the laws of na-
Introduction. ture themselves.
Teleological arguments attempt to provide George Schlesinger challenges Dawkins’s
evidence for the existence of acosmic designer claim, however, by arguing that while Dar-
based on evidence of cosmic design of one winian naturalism might explain the complex-
sort or another. Such arguments are generally ity and diversity of the biological order, it
of two varieties. The first consists of “argu- cannot explain the fact that we have a universe

62
INTRODUCTION TO PART TWO

which is capable of sustaining life in the first Avila, in the selection presented here, believed
place. The possibility of life in the universe is in God on just such grounds. It is her experi-
dependent upon a wide variety of physical ence of God which seems to provide the
constants being fixed within a very narrow grounds for her belief in God’s existence. In
range. Should we suppose that the best ex- his essay, William Alston argues that such a
planation for all of these constants having practice is just as rational as the practice of
the narrow life-permitting values that they do forming beliefs in ordinary objects on the ba-
is simply a matter of chance, or is it more rea- sis of our sensory experience. Critics have ar-
sonable to think of this fact as best explained gued that this comparison of sensory
by design? Schlesinger here argues for the experience and religious experience fails be-
latter. cause of anumber of disanalogies between the
Our next selection from Alvin Plantinga can two. Alston looks at these supposed
be viewed as a response to Dawkins. Here disanalogies and argues that where
Plantinga argues that there is something fun- disanalogies exist, they do not succeed in un-
damentally incoherent about the belief that dermining the rationality of holding beliefs on
human knowers have come to exist as the re- the basis of religious experience.
sult of Darwinian processes in a naturalistic
universe. The incoherence arises from the fact
Further Reading
that if we are the product of such a mecha-
nism, the most we could expect is that our There are a number ofbooks that treat a vari-
minds (that is, our “belief-producing mecha- ety of the theistic arguments. Among the most
nisms”) would produce beliefs that are adap- important are:
tive (i.e. would help us to escape danger, to Gale, Richard, On the Existence and Nature
eat when hungry, etc.). But there is no reason of God (Cambridge: Cambridge University
to think that adaptive beliefs will also be true Press, 199 1).
beliefs. Thus, we should think that while our Mackie, J. L., The Miracle of Theism (Oxford:
belief-producing mechanisms are adaptive, Oxford University Press, 1982).
they are unlikely to be truth-preserving. The Rowe, William, The Philosophy of Religion: an
trouble is, of course, that it is incoherent for Introduction (Belmont, Calif.: Wadsworth,
anyone to believe that their own belief-pro- 1978).
ducing mechanisms are unlikely to be reliable Swinburne, Richard, The Existence of God
in this way. Thus, one should either deny the (Oxford: Clarendon Press, 1993).
Darwinian story or hold that a cosmic designer Van Inwagen, Peter, Metaphysics (Boulder,
has guided the evolutionary process to insure Col.: Westview Press, 1979).
that we have both adaptive and reliable be- Wainwright, William, Philosophy of Religion
lief-producing mechanisms. (Belmont, Calif., Wadsworth, 1988).
The last part of this section focuses on ar-
guments from religious experience. When we
consider most of the things which we believe For treatments of specific arguments discussed
exist, such as birds, buildings, and baseballs, in the Readings ofthis section, you might wish
we believe they exist because we have seen or to consult the following:
touched them, that is, we have had experi-
ences of them. If these experiences of ordi- Ontological Argument
nary objects provide rational grounds for Plantinga, Alvin, The Ontological Argument
believing in their existence, one might think (New York: Doubleday, 1965).
that the believer in God might have similar
grounds for this belief, that is, religious experi-
ence of some sort. It appears that St Teresa of

63
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

Cosmological Argument Leslie, John, Universes (London: Routledge,


Rowe, William, The Cosmological Argument 1989).
(Princeton, N.J.: Princeton University Swinburne, Richard, “The Argument from
Press/1975), Design — A Defense,” Religious Studies, 8
Craig, William Lane, The Cosmological Argu- (1972), pp. 193-205.
ment from Plato to Leibniz (New York:
Barnes and Noble, 1980). Religious Experience
——, The Kalam Comsological Argument Alston, William, Perceiving God (Ithaca, N.Y.:
(London: Macmillan, 1979). Cornell University Press, 1991).
—, and Quentin Smith, Theism, Atheism, Davis, Caroline Franks, The Evidential Force
and Big Bang Cosmology (Oxford: Oxford ofReligious Experience (Oxford: Clarendon
University Press, 1993). Press, 1989).
Koons, Robert, “A New Look at the Geivett, R. Douglass, and Brendan Sweetman,
Cosmological Argument,” American Philo- Contemporary Perspectives on Religious
sophical Quarterly, 34 (1997), pp. 193- Epistemology (Oxford: Oxford University
210. Press, 1990):
Pike, Nelson, Mystic Union: an Essay in the
Teleological Argument Phenomenology of Mysticism (Ithaca, N.Y.:
Barrow, John D., and Frank Tipler, The Cornell University Press, 1992).
Anthropic Cosmological Principle (Oxford: Proudfoot, Wayne, Religious Experience
Clarendon Press, 1986). (Berkeley: University of California Press,
Collins, Robin, “The Fine-Tuning Argu- 1985):
ment,” in Reason for the Hope Within, ed. Wainwright, William, Mysticism: a Study of Its
Michael Murray (Grand Rapids, Mich.: Nature, Cognitive Value, and Moral Im-
Eerdmans, 1998). plications (Madison: University of Wiscon-
Corey, M. A., God and the New Cosmology sin Press, 1981).
(Lanham, Md.: Rowman and Littlefield, Yandell, Keith, The Epistemology of Religious
1993): Experience (Cambridge: Cambridge Uni-
Davies, Brian, The Cosmic Blueprint (London: versity Press, 1993).
Penguin, 1995).

64
Ontological Argument

8 From Proslogion*

St Anselm of Canterbury

Chapter IT something exists in the understanding, at least,


than which nothing greater can be conceived.
Truly there is a God, although the fool hath satd For, when he hears of this, he understands it.
in his heart. There is no God. And whatever is understood exists in the un-
derstanding. And assuredly that, than which
And so, Lord, do thou, who dost give under- nothing greater can be conceived, cannot ex-
standing to faith, give me, so far as thou ist in the understanding alone. For, suppose
knowest it to be profitable, to understand that it exists in the understanding alone: then it
thou art as we believe; and that thou art that can be conceived to exist in reality; which is
which we believe. And, indeed, we believe that greater.
thou art a being than which nothing greater Therefore, if that, than which nothing
can be conceived. Or is there no such nature, greater can be conceived, exists in the under-
since the fool hath said in his heart, there is standing alone, the very being, than which
no God? (Pslam 14: I). But, at any rate, this nothing greater can be conceived, is one, than
very fool, when he hears ofthis being of which which a greater can be conceived. But obvi-
I speak — a being than which nothing greater ously this is impossible. Hence, there is no
can be conceived — understands what he hears, doubt that there exists a being, than which
and what he understands is in his understand- nothing greater can be conceived, and it ex-
ing; although he does not understand it to ists both in the understanding and in reality.
exist.
For, it is one thing for an object to be in
the understanding, and another to understand Chapter III
that the object exists. When a painter first
conceives of what he will afterwards perform, God cannot be conceived not to exist. — God 1s that,
he has it in his understanding, but he does than which nothing greater can be conceived. —
not yet understand it to be, because he has That which can be conceived not to exist is not
not yet performed it. But after he has made God.
the painting, he both has it in his understand-
ing, and he understands that it exists, because And it assuredly exists so truly, that it cannot
he has made it. be conceived not to exist. For, it is possible to
Hence, even the fool is convinced that conceive of a being which cannot be conceived
not to exist; and this is greater than one which
can be conceived not to exist. Hence, ifthat,
* From St Anselm: Basic Writings, tr. S. W. Deane (La
Salle, Ill.: Open Court, 1962), Proslogion, chs 2 and
than which nothing greater can be conceived,
3, pp. 7-9. Reprinted with permission. can be conceived not to exist, it is not that,

65
GAUNILON

than which nothing greater can be conceived. except thee alone, can be conceived not to
But this is an irreconcilable contradiction. exist. To thee alone, therefore, it belongs to
There is, then, so truly a being than which exist more truly than all other beings, and
nothing greater can be conceived to exist, that hence in a higher degree than all others. For,
it cannot even be conceived not to exist; and whatever else exists does not exist so truly,
this being thou art, O Lord, our God. and hence in a less degree it belongs to it to
So truly, therefore, dost thou exist, O Lord, exist. Why, then, has the fool said in his heart,
my God, that thou canst not be conceived not there is no God (Psalm 14: I), since it is so
to exist; and rightly. for, ifa mind could con- evident, to a rational mind, that thou dost exist
ceive of a being better than thee, the creature in the highest degree of all? Why, except that
would rise above the Creator; and this is most he is dull and a fool?
absurd. And, indeed, whatever else there is,

9 From Reply to Anselm*

Gaunilon

In Behalf of the Fool: an Answer understanding alone, whatever has even in the
to the Argument of Anselm in past existed in reality will be greater than this
the Proslogium, by Gaunilon, a being. And so that which was greater than all
Monk of Marmoutier beings will be less than some being, and will
not be greater than all: which is a manifest
(1) Ifone doubts or denies the existence of contradiction.
a being of such a nature that nothing greater And hence, that which is greater than all,
than it can be conceived, he receives this an- already proved to be in the understanding,
swer: must exist not only in the understanding, but
The existence of this being is proved, in the also in reality: for otherwise it will not be
first place, by the fact that he himself, in his greater than all other beings.
doubt or denial regarding this being, already (2) The fool might make this reply:
has it in his understanding; for in hearing it This being is said to be in my understand-
spoken of he understands what is spoken of. ing already, only because I understand what
It is proved, therefore, by the fact that what is said. Now could it not with equal justice be
he understands must exist not only in his un- said that I have in my understanding all man-
derstanding, but in reality also. ner of unreal objects, having absolutely no
And the proof of this is as follows: it is a existence in themselves, because I understand
greater thing to exist both in the under- these things if one speaks of them, whatever
standing and in reality than to be in the un- they may be?
derstanding alone. And if this being is in the Unless indeed it is shown that this being is
of such a character that it cannot be held in
* From St Anselm: Basic Writings, tr. S. W. Deane (La concept like all unreal objects, or objects
Salle, Ill: Open Court, 1962), pp. 145-52. Reprinted whose existence is uncertain: and hence I am
with permission. not able to conceive of it when I hear of it, or

66
FROM REPLY TO ANSELM

to hold it in concept; but I must understand but the box which exists in his art is life. For
it and have it in my understanding; because, the artificer’s soul lives, in which all these
it seems, I cannot conceive of it in any other things are, before they are produced. Why,
way than by understanding it, that is, by com- then, are these things life in the living soul of
prehending in my knowledge its existence in the artificer, unless because they are nothing
reality. else than the knowledge or understanding of
But ifthis is the case, in the first place there the soul itself?
will be no distinction between what has prec- With the exception, however, of those facts
edence in time — namely, the having of an which are known to pertain to the mental na-
object in the understanding — and what is sub- ture, whatever, on being heard and thought
sequent in time — namely, the understanding out by the understanding, is perceived to be
that an object exists; as in the example of the real, undoubtedly that real object is one thing,
picture, which exists first in the mind of the and the understanding itself, by which the
painter, and afterwards in his work. object is grasped, is another. Hence, even if it
Moreover, the following assertion can were true that there is a being than which a
hardly be accepted: that this being, when it is greater is inconceivable: yet to this being,
spoken of and heard of, cannot be conceived when heard of and understood, the not yet
not to exist in the way in which even God can created picture in the mind of the painter is
be conceived not to exist. For ifthis is impos- not analogous.
sible, what was the object of this argument (4) Let us notice also the point touched
against one who doubts or denies the exist- on above, with regard to this being which is
ence of such a being? greater than all which can be conceived, and
Finally, that this being so exists that it can- which, it is said, can be none other than God
not be perceived by an understanding con- himself. I, so far as actual knowledge of the
vinced of its own indubitable existence, unless object, either from its specific or general char-
this being is afterwards conceived of — this acter, is concerned, am as little able to con-
should be proved to me by an indisputable ceive of this being when I hear of it, or to
argument, but not by that which you have have it in my understanding, as I am to con-
advanced: namely, that what I understand, ceive of or understand God himself: whom,
when I hear it, already is in my understand- indeed, for this very reason I can conceive not
ing. For thus in my understanding, as I still to exist. For I do not know that reality itself
think, could be all sorts of things whose exist- which God is, nor can I form a conjecture of
ence is uncertain, or which do not exist at all, that reality from some other like reality. For
if some one whose words I should understand you yourself assert that that reality is such that
mentioned them. And so much the more if I there can be nothing else like it.
should be deceived, as often happens, and For, suppose that I should hear something
believe in them: though I do not yet believe said of a man absolutely unknown to me, of
in the being whose existence you would prove. whose very existence I was unaware. Through
(3) Hence, your example of the painter that special or general knowledge by which I
who already has in his understanding what know what man is, or what men are, I could
he is to paint cannot agree with this argu- conceive of him also, according to the reality
ment. for the picture, before it is made, is itself, which man is. And yet it would be pos-
contained in the artificer’s art itself} and any sible, if the person who told me of him de-
such thing, existing in the art of an artificer, ceived me, that the man himself, of whom I
is nothing but a part of his understanding it- conceived, did not exist; since that reality ac-
self. A joiner, St Augustine says, when he is cording to which I conceived of him, though
about to make a box in fact, first has it in his a no less indisputable fact, was not that man,
art. The box which is made in fact is not life; but any man.

67
GAUNILON

Hence, I am not able, in the way in which I do not yet concede to it that existence at all,
should have this unreal being in concept or in until some certain proof of it shall be given.
understanding, to have that being of which For he who says that this being exists, be-
you speak in concept or in understanding, cause otherwise the being which is greater than
when I hear the word God or the words, a all will not be greater than all, does not at-
being greater than all other beings. For I can tend strictly enough to what he is saying. For
conceive of the man according to a fact that is I do not yet say, no, I even deny or doubt
real and familiar to me: but of God, or a be- that this being is greater than any real object.
ing greater than all others, I could not con- Nor do I concede to it any other existence
ceive at all, except merely according to the than this (if it should be called existence)
word. And an object can hardly or never be which it has when the mind, according to a
conceived according to the word alone. word merely heard, tries to form the image of
For when it is so conceived, it is not so much an object absolutely unknown to it.
the word itself (which is, indeed, a real thing How, then, is the veritable existence of that
— that is, the sound of the letters and sylla- being proved to me from the assumption, by
bles) as the signification of the word, when hypothesis, that it is greater than all other
heard, that is conceived. But it is not conceived beings? For I should still deny this, or doubt
as by one who knows what is generally signi- your demonstration of it, to this extent, that
fied by the word; by whom, that is, it is con- I should not admit that this being is in my
ceived according to a reality and in true understanding and concept even in the way
conception alone. It is conceived as by a man in which many objects whose real existence is
who does not know the object, and conceives uncertain and doubtful, are in my understand-
of it only in accordance with the movement ing and concept. For it should be proved first
of his mind produced by hearing the word, that this being itself really exists somewhere;
the mind attempting to image for itself the and then, from the fact that it is greater than
signification of the word that is heard. And it all, we shall not hesitate to infer that it also
would be surprising if in the reality of fact it subsists in itself.
could ever attain to this. (6) For example: it is said that somewhere
Thus, it appears, and in no other way, this in the ocean is an island, which, because of
being is also in my understanding, when I hear the difficulty, or rather the impossibility, of
and understand a person who says that there discovering what does not exist, is called the
is a being greater than all conceivable beings. lost island. And they say that this island has
So much for the assertion that this supreme an inestimable wealth of all manner of riches
nature already is in my understanding. and delicacies in greater abundance than is told
(5) But that this being must exist, not only of the Islands of the Blest; and that having no
in the understanding but also in reality, is thus owner or inhabitant, it is more excellent than
proved to me: all other countries, which are inhabited by
If it did not so exist, whatever exists in real- mankind, in the abundance with which it is
ity would be greater than it. And so the being stored.
which has been already proved to exist in my Now if some one should tell me that there is
understanding, will not be greater than all such an island, I should easily understand his
other beings. words, in which there is no difficulty. But sup-
I still answer: if it should be said that a be- pose that he went on to say, as if by a logical
ing which cannot be even conceived in terms inference: “You can no longer doubt that this
of any fact, is in the understanding, I do not island which is more excellent than all lands
deny that this being is, accordingly, in my exists somewhere, since you have no doubt that
understanding. But since through this fact it it is in your understanding. And since it is more
can in no wise attain to real existence also, I excellent not to be in the understanding alone,

68
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

but to exist both in the understanding and in to me that it also exists in reality to such a
reality, for this reason it must exist. For if it degree that it cannot even be conceived not
does not exist, any land which really exists will to exist? Whereas in the first place it should
be more excellent than it; and so the island be in some way proved that a nature which is
already understood by you to be more excel- higher, that is, greater and better, than all
lent will not be more excellent.” other natures, exists; in order that from this
Ifa man should try to prove to me by such we may then be able to prove all attributes
reasoning that this island truly exists, and that which necessarily the being that is greater and
its existence should no longer be doubted, better than all possesses.
either I should believe that he was jesting, or Moreover, it is said that the non-existence
I know not which I ought to regard as the of this being is inconceivable. It might better
greater fool: myself, supposing that I should be said, perhaps, that its non-existence, or the
allow this proof; or him, if he should suppose possibility of its non-existence, is unintelligi-
that he had established with any certainty the ble. For according to the true meaning of the
existence of this island. For he ought to show word, unreal objects are unintelligible. Yet
first that the hypothetical excellence of this their existence is conceivable in the way in
island exists as a real and indubitable fact, and which the fool conceived of the non-existence
in no wise as any unreal object, or one whose of God. I am most certainly aware of my own
existence is uncertain, in my understanding. existence; but I know, nevertheless, that my
(7) This, in the mean time, is the answer non-existence is possible. As to that supreme
the fool could make to the arguments urged being, moreover, which God is, I understand
against him. When he is assured in the first without any doubt both his existence, and the
place that this being is so great that its non- impossibility of his non-existence. Whether,
existence is not even conceivable, and that this however, so long as Iam most positively aware
in turn is proved on no other ground than of my existence, I can conceive of my non-
the fact that otherwise it will not be greater existence, Iam not sure. But if Ican, why can
than all things, the fool may make the same I not conceive of the non-existence of what-
answer, and say: ever else I know with the same certainty? If,
When did I say that any such being exists however, I cannot, God will not be the only
in reality, that is, a being greater than all oth- being of which it can be said, it is impossible
ers? — that on this ground it should be proved to conceive of his non-existence... .

10 Necessary Being: the Ontological Argument*

Peter van Inwagen

Late in the eleventh century, an archbishop called the Proslogium, which was largely de-
of Canterbury named Anselm wrote a book voted to the exposition of a certain argument
for the existence of God. The interesting thing
* From Peter van Inwagen, Metaphysics (Boulder, Col.: about this argument was that it claimed to
Westview Press, 1993), pp. 75-93, 94, 96-8. show that the non-existence of God was im-
Reprinted with permission. possible, owing to the fact that any assertion

69
PETER VAN INWAGEN

of the non-existence of God must be self-con- century, the argument was declared invalid by
tradictory. This is a very strong claim indeed. Saint Thomas Aquinas, and almost everyone
To see how strong it is, imagine an atheist has followed his lead in declaring it invalid.
named Athelred who is fond of proclaiming Indeed, philosophers and theologians have not
to all and sundry that there is no God. If only mostly regarded the argument as invalid
Anselm is right, then every time Athelred is- but have also mostly regarded it as obviously,
sues this proclamation, he contradicts himself; scandalously, and embarrassingly invalid. This
he contradicts himself in just as strong a sense judgment was nicely summed up by the nine-
as he would have if he had said, “There is no teenth-century German philosopher Arthur
God... and there is a God” or “My house is Schopenhauer, who called the argument a
rectangular and has six sides.” Anselm did not, “charming joke.”
of course, contend that the contradiction in- And what is this notorious argument? Ac-
volved in saying that there is no God is quite tually, rather than examine Anselm’s argu-
as blatant as the contradictions involved in ment, we shall render our task considerably
these two statements. (If the contradiction easier if we look at an argument devised about
were that easy to spot, no argument would be five hundred years later — at roughly the time
needed to show that it exists.) But he did con- the Pilgrims were landing at Plymouth Rock
tend that this contradiction, though hidden — by Descartes. Descartes’s argument (which
and requiring an argument for its exposure, is much easier to state and to follow than
was a contradiction in the same strong sense Anselm’s) and Anselm’s argument are gener-
as the contradictions involved in these two ally considered to be different “versions” of
statements. the same argument: each is customarily de-
It should be obvious that if Anselm is right scribed as a version of “the ontological argu-
in his claims for his argument, then this argu- ment.”
ment provides an answer for the question, Descartes’s argument goes something like
Why should there be anything at all? For if this:
the thesis that there is no God is self-contra-
dictory, then it cannot be true. And if there If we look within ourselves, we find that we
were nothing at all, then that thesis would be possess the concept of a perfect being. [Descartes
true. If Anselm’s argument shows that there identifies the concept of a perfect being with
the concept of God and therefore regards his
has to be a God, then it shows that there can-
argument as a proof of the existence of God.
not be nothing at all. It is true that it does not
But since the existence of God is not our pri-
show that there has to be a physical universe
mary concern at the moment -— our primary con-
like the one we observe around us, and thus it cern is the question why there is anything at all
does not answer the question why there should — let us ignore this aspect of Descartes’s argu-
be such a universe. But the question, Why ment. We shall simply avoid the word “God”
should there be anything at all? is not the same and the question whether the concept of a per-
question as, Why should there be a physical fect being is the same as the concept that we
universe? The conclusion of Saint Anselm’s customarily associate with this word.] That is,
argument, moreover, is not irrelevant to the we find the concept of a being that is perfect in
latter question, since, if there is a God, then every respect or, as we may say, possesses all
this God no doubt has a great deal to do with perfections. But existence itself is a perfection,
since a thing is better if it exists than if it does
the fact that there is a physical universe.
not exist. But then a perfect being has to exist;
Anselm’s argument was almost immediately
it simply wouldn’t be perfect if it didn’t. Exist-
attacked by one Gaunilo, a Benedictine monk,
ence is a part of the concept of a perfect being;
and theologians and philosophers have been anyone who denied that a perfect being had the
attacking it ever since. About two hundred property existence would be like someone who
years after Anselm’s time, in the late thirteenth denied that a triangle had the property three-

70
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

sidedness. Just as three-sidedness is a part of the Ionian poet ofthe eighth century Bc who wrote
concept of a triangle — the mind cannot con- all or most of the epic poems we know as the
ceive of triangularity without also conceiving of Iliad and the Odyssey. Call this collection of
three-sidedness — existence is a part of the con- properties H. Now suppose that there are two
cept of a perfect being: the mind cannot con- classical scholars, one of whom thinks that
ceive of perfection without also conceiving of Homer existed and one of whom thinks Homer
existence. was legendary (the two great epics that are sup-
posedly his compositions having been pieced
Now if this argument of Descartes’s is cor- together over a long period from the work of
rect, then it provides us with an answer to the many anonymous poets). It would be wrong —
question, Why is there anything at all? If in fact, it would be absurd — to describe the disa-
Descartes is right, then it is impossible for there greement of these two scholars by saying that
the former thinks that someone had the collec-
to be no perfect being, just as it is impossible
tion of properties H and, in addition, the prop-
for there to be a triangle that does not have
erty of existence while the latter agrees that
three sides. And if it is impossible for there to
someone had the collection of properties H but
be no perfect being, then it is impossible for goes on to assert that this person lacked the
there to be nothing at all, since the existence property of existence. No, it’s just that the
of a perfect being is the existence of some- former scholar thinks that someone had all of
thing. (or at least most of) the properties in the set H
The faults that have been ascribed to the and that the latter thinks that no one had all of
ontological argument are many and various. (or even very many of) them. This case illus-
One might, for example, raise the question trates the sense in which existence is not a prop-
why existence should be regarded as a “per- erty. But if existence is not a property, it cannot
be an ingredient in a concept. A concept is re-
fection.” What’s so wonderful about exist-
ally no more than a list ofproperties, the prop-
ence? one might wonder. After all, many
erties that a thing must have to fall under that
people seem to think that they can improve
concept. For example, the concept of a dog is
their lot by suicide — that is, by electing non- just the list of properties that a thing must have
existence. But it is generally conceded, or was to count as a dog. (The list of properties enu-
until rather recently, that one of the faults of merated a few sentences back spells out the con-
the ontological argument is so grievous that cept associated with the description “the poet
it is the only one that the critic of the argu- Homer.”) What Descartes has done is to treat
ment need mention. This fault, or alleged existence as ifit were the kind of thing that could
fault, is best known in the formulation of be an ingredient in a concept. If one does this,
Immanuel Kant. Kant’s diagnosis of the ar- however, one opens the door to all sorts of evi-
dent absurdities. Here is an example of such an
gument’s chief fault can be stated as follows:
absurdity. Define an “egmount” as an existent
Whatever else a perfection may be any perfec- mountain made entirely of gold: to be an
egmount, a thing must (a) be a mountain, (b)
tion must be a property — or feature, attribute,
be made entirely of gold, and (c) exist. It is ob-
or characteristic — of things. But existence is not
a property ofthings. “Existence” is not one item
viously a part of the concept of an egmount that
an egmount exists: it says so on the label, as it
in the list of the properties of (for example) the
were. But, as everyone knows, there are no
Taj Mahal, an item that occurs in addition to
egmounts. The ontological argument is this
such items as “white,” “famous for its beauty,”
same absurdity in a (thinly) disguised form.
“located in the city of Agra,” and so on. Rather,
when we specify certain properties and say that
something having those properties exzsts, all we
Although this refutation of the ontological
are saying is that something has those proper- argument was “standard” for almost two hun-
ties. Suppose, for example, that the following dred years, it cannot be regarded as satisfac-
are the properties that everyone agrees the poet tory. The problem is not so much that Kant
Homer had if he existed: he was a blind, male says anything that is definitely wrong. The

71
PETER VAN INWAGEN

difficulty is rather as follows. It is possible to verse at all or because this unknown factor
construct an argument very similar to produced some different universe.
Descartes’s argument — an argument that just These reflections make it clear that neces-
obviously ought to be invalid for the same sary existence is a property, in just the sense
reason as Descartes’s argument — that does that mere existence is not (if Kant is right) a
not treat existence as a property. And it is property. It is true that it may not be a possible
possible to point to a rather obvious defect property. Perhaps it is a property like being
that is shared by the two arguments. It will be both round and square or being a liquid wine
obvious when we have done this that the bottle or being a prime number that 1s larger
shared defect is what is really or fundamen- than all other prime numbers that nothing
tally wrong with Descartes’s argument and could possibly have. (It is certainly hard to
that the Kantian refutation of the argument is think of an uncontroversial example of some-
at best a point about a peripheral fault in the thing that has necessary existence.) The im-
argument. portant point for present purposes is that
Let us consider the idea of mecessary exist- necessary existence cannot be said not to be a
ence. A thing has necessary existence if it would property at all or at least not because of con-
have existed no matter what, if it would have siderations like those that Kant adduces to
existed under any possible circumstances. An show that existence is not a property. It seems
equivalent definition is this: A thing has nec- clear that whatever may be the case with mere
essary existence if its non-existence would have existence, necessary existence can be an in-
been impossible. And by “impossible” we gredient in a concept. In fact, many philoso-
mean absolutely impossible: if « is a necessary phers and theologians have held that necessary
being, then the non-existence of« is as im- existence is a part of the concept of God —
possible as a round square or a liquid wine and other philosophers and theologians have
bottle. It is obvious that you and I do not denied that necessary existence is a part of the
possess necessary existence: we should never concept of God. Now let us consider an argu-
have existed if our respective sets of parents ment that is like Descartes’s ontological ar-
happened never to have met, and that is cer- gument, except that “necessary existence” is
tainly a “possible circumstance.” Moreover, substituted for “existence” throughout. The
it is clear that the same point applies to Julius argument would look something like this:
Caesar and the Taj Mahal. As to the latter, it
would not have existed if the beloved wife of e A perfect being has all perfections.
a certain Mogul emperor had not died young. e Necessary existence is a perfection.
And even an object that has, by everyday Hence, A perfect being has necessary
standards, a really impressive grip on existence existence.
— Mount Everest, say — lacks necessary exist- e@ Whatever has necessary existence has
ence: Mount Everest would not have existed existence.
if the Indian subcontinent had not drifted into Hence, A perfect being has existence.
contact with Asia. The very sun would not e Whatever has existence exists.
have existed if certain random density distri- Hence, A perfect being exists.
butions in the pre-stellar nebulae had not led
to the gravitational contraction ofa particular It is interesting to note that in one way, at
grouping of hydrogen atoms into a radiating least, this argument is more plausible than
body. For all we know, even the physical uni- Descartes’s actual argument. We saw above
verse might not have existed — either because that it is not quite clear why one should as-
whatever it was that caused the universe to sume that existence is a perfection. But there
come into existence ten or fifteen thousand seems to be no such problem about necessary
million years ago failed to produce any uni- existence. A being (like you and me and Cae-

72
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

sar and the Taj Mahal and the sun and per- But the conclusion of this argument is obvi-
haps even the physical universe) that lacks ously false. There is no negmount. In fact, it
necessary existence will typically depend for can plausibly be argued that not only is the
its Own existence on the prior operations of conclusion false but it couldn’t possibly be true.
other beings, and probably these operations A mountain, whatever it may be made of, is a
will involve a large element of sheer chance. physical object, and it is very hard to see how
But a being that has necessary existence is not a physical object could possibly be necessarily
dependent on the vagaries of chance, for its existent. Even if necessary existence is possi-
existence is absolutely inevitable. Necessary ble for some sorts of things, a physical object
existence is, therefore, a most impressive prop- is composed of parts, and it would not have
erty — the same can hardly be said for exist- existed if those parts had never come together.
ence: the lowliest worm and the most But there is no need to argue about this sub-
ephemeral subnuclear resonance exist — and tle point. The same conclusion can be reached
anything that possesses it is a most impressive in a way that allows no evasion. Let a
being. It is for this very reason that many phi- “nousquare” be a necessarily existent round
losophers and theologians have wanted to in- square. If the above argument is valid, then
clude necessaryexistence among the attributes an exactly parallel argument proves the exist-
of God. It therefore seems very plausible to ence of a necessarily existent round square —
hold that necessary existence should be an item and hence of a round square.
in any list of “perfections.” It is clear, therefore, that the above argu-
Be that as it may, the new version of ment is vot valid. But wherein does its inva-
Descartes’s argument is obviously invalid, and lidity lie? Not, apparently, where Kant says,
it looks very much as if it were invalid for much for the argument does not assume that exist-
the same reason as the original version. Recall ence is a property, and Kant has provided no
the example of the egmount. We can easily reason that should lead us to say that neces-
construct a similar example that is addressed sary existence cannot figure as an ingredient
to the revised argument. Let us define a in a concept. (The concept of a negmount
“negmount” as a necessarily existent golden seems to me to be a perfectly good example
mountain. If the revised version of the argu- of a concept, albeit it is not a very useful con-
ment is valid, then (or so it would seem) so is cept.) What is wrong with the negmount ar-
the following argument. Let us call the three gument is very simple: its first premise — “A
properties that occur in this definition (nec- negmount has all negmontanic properties — is
essary existence, being made of gold, and be- ambiguous. That is, it could have either of
ing a mountain) the “negmontanic two meanings:
properties.” We may now argue:
e Anything that isa negmount has all of the
e Anegmount has all negmontanic proper- negmontanic properties.
ties. e There is a negmount that has all of the
e@ Necessary existence is anegmontanic prop- negmontanic properties.
erty.
Hence, A negmount has necessary (The former of these statements is true
existence. whether or not there are negmounts. It sim-
e Whatever has necessary existence has ply says that a thing does not count as a
existence. negmount unless it has all of the negmontanic
Hence, A negmount has existence. properties. The latter statement, of course,
e@ Whatever has existence exists. cannot be true unless there is a negmount.)
Hence, A negmount exists. The ambiguity is rooted in two quite differ-
ent functions performed by the indefinite ar-

73
PETER VAN INWAGEN

ticle. To say “A public official is sworn to up- adjustments, both to Descartes’s ontological
hold the law” is to say that anyone who is a argument and to the revised version of his ar-
public official is sworn to uphold the law, an gument (the one that appeals to the notion
assertion that, in principle, could be true even of necessary existence rather than to simple
if there were no public officials. To say “A existence). Let us consider the revised version.
public official was arraigned in Superior Court When the first premise of the argument is
today” is to say that there is a public official properly disambiguated, we have two argu-
who was arraigned in Superior Court today. ments:
(Descartes’s original statement of his argu-
ment was in Latin, which has no word cor- e Anything that is a perfect being has all
responding to “a” and “an.” But there is a perfections.
corresponding ambiguity in Latin. ) e Necessary existence is a perfection.
Because the first premise of the negmount Hence, Anything that is a perfect being
argument is ambiguous, “it” is not really one has necessary existence.
argument at all, but two arguments jumbled e@ Whatever has necessary existence has ex-
together. When we disentangle the jumble, istence.
we find that one of these arguments proceeds Hence, Anything that is a perfect being
from the premise that anything that is a has existence.
negmount has all of the negmontanic proper- e@ Whatever has existence exists.
ties to the conclusion that anything that is a Hence, Anything that is a perfect being
negmount exists; the other proceeds from the exists.
premise that there is a negmount having all of
the negmontanic properties to the conclusion e There is a perfect being that has all per-
that there is a negmount that exists. Neither fections.
of these two arguments should convince any- e Necessary existence is a perfection.
one that there is a negmount. Hence, There is a perfect being that has
As to the first argument, its premise is clearly necessary existence.
true, but its conclusion — anything that is a e@ Whatever has necessary existence has ex-
negmount exists — is true whether or not any istence.
negmounts exist (just as “Anything that is a Hence, There is a perfect being that has
unicorn has a single horn” is true whether or existence.
not there are any unicorns). As to the second e@ Whatever has existence exists.
argument, its conclusion obviously implies Hence, There is a perfect being that
that there is a negmount (an existent exists.
negmount, if that adds anything to the asser-
tion that there is a negmount), but this was The first of these two arguments proceeds
asserted by the premise — there is a negmount from an obvious premise to a trivial conclu-
that has all of the negmontanic properties — sion. The second argument has a non-trivial
and it is no news that one can derive the con- conclusion, but this conclusion is, essentially,
clusion that there is a negmount from the as- the first premise. Those who grant the first
sumption that there is a negmount. Such premise of the second argument hardly need
plausibility as the original negmount argument the other premises; they can make do with a
had derived from the fact that because the two much simpler argument:
arguments were run together, it looked as if
we had an argument that had the impressive e@ There is a perfect being that has all per-
conclusion of the second argument and the fections.
innocent premise of the first. Hence, There is a perfect being.
All of these points apply, with very minor

74
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

But this argument has — to say the least — little the World might have been different) could
persuasive force. And it should by now be clear go on and on without any discernible limit.
that neither Descartes’s ontological argument By a possible world, we mean simply a com-
nor our revision of it is any better. Such per- plete specification of away the World might
suasive force as these arguments have is due have been, a specification that is so precise and
simply to the fact that each of them is a jum- definite that it settles every single detail, no
ble of two arguments; in each case, one of the matter how minor. If we assume that every-
two has an obviously true premise and the thing that there is or could be is subject to
other has an interesting conclusion. the flow of time — almost certainly not a wise
It would seem that Descartes’s attempt to assumption — we could say that a possible
prove that the non-existence of a perfect be- world is a complete history-and-future that the
ing is impossible is a failure and that it there- World might have (or might have had), one
fore cannot be of any help in our inquiry into whose completeness extends to every detail.
why there should be anything at all. (Without In order to make full use of the concept of
going into the details of the matter, I will a possible world, we need the idea of truth in
record my conviction that the earlier argument a given possible world and we need the idea
of Saint Anselm is also a failure.) This does of existence in a given possible world. While
not mean, however, that the ontological ar- various technical accounts of these ideas are
gument is of no relevance to our inquiry, for available, we shall be content with an intui-
it may be that there are other versions of the tive or impressionistic account of them. A few
ontological argument that are not guilty of examples should suffice. If in a given world x
the fallacy of ambiguity that was the downfall there are no dogs — if that is how ~ specifies
of Descartes’s argument. And recent re- things: that there are no dogs — then in x dogs
searches in the philosophy of modality (the do not exist, and it is true in x that there are
philosophy of necessity and possibility) do no dogs, and the proposition (assertion, state-
indeed seem to have produced an argument ment, thesis) that there are no dogs is true in
that it is reasonable to call a version of the x. Ifin a given possible world y Napoleon won
ontological argument and which does not the battle of Waterloo, then it is true in y that
exploit a hidden ambiguity or commit any Napoleon won the battle of Waterloo, and the
other logical fallacy. proposition that Napoleon won the battle of
This argument, which is usually called the Waterloo is true in y. And, of course, Napo-
modal ontological argument, is best presented leon must exist in y, for one cannot win a bat-
in terms of “possible worlds.” This notion may tle if one does not exist. But there are possible
be explained as follows. We have said that “the worlds in which Napoleon was never born (or
World” is the totality of everything that there even conceived) and in those possible worlds
is. But it is obvious that the World might be he does not exist.
different — indeed that it might always have Once we have the notion of a proposition’s
been different — from the way it is. There might being true in a possible world, we can say what
be fewer cats or more dogs. There might never it is for a proposition to be possibly true and
have been any cats or dogs at all (if, say, evo- for a proposition to be necessarily true. A
lution had taken a slightly different course). proposition is possibly true if it is true in at
Napoleon might have lost the battle of least one possible world, and necessarily true
Austerlitz or won the battle of Waterloo. As if it is true in a// possible worlds.
we saw in our discussion of the notion of a The possible world that specifies the way
necessary being, the sun — perhaps even the the World really sis called the actual world. A
physical universe — might never have existed. more formal definition is this: a possible world
A list of the ways things might have been dif- w is the actual world just in the case that some-
ferent (which is the same as a list of the ways thing is true in w if and only if it is — without

75
PETER VAN INWAGEN

qualification — true. It is important not to con- a being that exists in some but not all possible
fuse the actual world with the World. The worlds. You and I and every object of our ex-
actual world is a mere specification, a descrip- perience are, no doubt, contingent beings.
tion ofa way for things to be. It has only the You, for example, do not exist in any possible
kind of abstract reality that belongs to a story world in which you were never conceived (and
or a scenario or a computer program. The this would certainly seem to be a possible state
World, however, is not a description of a way of affairs).
for things to be: it is, so to speak, the things The concept of the essential possession of a
themselves. If it is an individual, it has you property is this: a thing has a property essen-
and me and every other individual as parts. If tially just in the case that that property is a
it is not an individual but a mere collection, it part of the thing’s nature, so inextricably en-
is at least the collection of all of the individu- twined with the thing’s being that it could
als. It is the features of the World that make not exist if it did not have that property. We
one of the possible worlds the one that is ac- may explain this notion in possible-worlds lan-
tual, just as it is the geographical features of guage as follows: for a thing x to have a given
the earth that make some maps accurate or property essentially is for x to have that prop-
correct and other maps inaccurate or incor- erty in every possible world in which ~ exists.
rect. It is the features of the World that make It should be emphasized that this is a defini-
one of the ways for things to be the way that tion, not a recipe. It tells us what the essential
things are. possession of a property is, but it does not
It is not necessary to make use of the con- give us a method for determining whether a
cept of a possible world in presenting the particular property is in fact possessed essen-
“modal ontological argument,” but it is ad- tially by a particular thing.
visable, since the English grammatical con- Consider you, for example, and the prop-
structions that are used in formulating modal erty of humanity, or being human. Obviously
reasoning are sources of much ambiguity, and you have this property — you ave human — but
this ambiguity can cause arguments that are do you have it essentially? Is being human so
logically invalid to look as if they were valid. “inextricably entwined with your being” that
The easiest and most elegant way to avoid you could not exist without being human? Are
these ambiguities is to carry on discussions that you a human being in every possible world in
involve modal reasoning in terms of possible which you so much as exist? This is a meta-
worlds. physical question, and a very controversial one.
In order to state the modal ontological ar- Philosophers disagree about the answer to this
gument, we need two notions: the notion of question because they disagree about what you
a necessary being and the notion of some- are, and, as a consequence, they disagree about
thing’s having a property (feature, attribute, what you could have been. But for our present
characteristic) essentially. purposes it will not be necessary to have any
We have already met the notion of neces- uncontroversial examples ofthe essential pos-
sary existence in our discussion of Descartes’s session of a property (which is fortunate, for
ontological argument. A necessary being is there are few if any examples that are un-
simply a being that possesses necessary exist- controversial); it is enough that we understand
ence. But we may define this concept very sim- what is meant by the essential possession of a
ply in terms of the concept ofapossible world: property. It will sometimes be useful to have
a necessary being is a being that exists in all a term to oppose to “essentially” in discus-
possible worlds (and necessary existence is the sions of the possession ofaproperty by a thing.
property of existing in all possible worlds). Ifathing has a property but does not have it
Beings that are not necessary are called con- essentially, we say that it has that property
tingent. That is, a contingent being is simply accidentally.

76
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

The ontological argument is, or claims to she had been raised in grinding poverty that
be, a proof that a perfect being exists. And left her with no leisure for reflection. And we
what is a perfect being? A perfect being, should probably agree that she would defi-
Descartes tells us, is a being that possesses all nitely mot have been wise if she had, as a small
perfections. But now let us raise a question child, suffered brain damage that left her with
that is not settled by this formula. When we severely diminished mental capacities.)
say that a perfect being possesses all perfec- Now — we continue to assume for the sake
tions, do we mean that a perfect being pos- of the illustration that wisdom is a perfection
sesses all perfections essentially or could a — which of our two beings is a better candi-
being be a perfect being if, although it indeed date for the office of perfect being? The ex-
had every perfection, it had some or all of its ample seems to offer fairly strong support for
perfections only accidentally? In order to see the thesis that the essential possession of a
more clearly what is at stake in this question, perfection beings a being closer to the status
let us look at a particular perfection. We may of “perfect” than does the merely accidental
not be sure exactly which properties are per- possession of that same perfection. Let us
fections, but it seems reasonable to suppose therefore say that a perfect being is a being
that wisdom is among them. If this is not right, that possesses all perfections and, moreover,
however, it will make no difference to our possesses those perfections essentially and not
argument, which — with one exception, as we merely accidentally — of its own nature, and
shall see — does not make any assumptions about not merely as a gift of circumstance.
which properties are perfections. We choose And what properties are perfections? As we
wisdom only to have something to use as a said, we shall make only one assumption about
reasonably plausible example of a perfection. this. We shall assume that mecessary existence
Let us consider two (equally) wise beings, is a perfection. And this does not seem to be
one of which has its wisdom essentially and an implausible assumption. As we said in our
the other of which has its wisdom only acci- discussion of Descartes’s ontological argu-
dentally. This means that while one of the two ment, a being that has necessary existence is
beings would have been wise no matter what not dependent on the vagaries of chance, for
(as long as it managed to exist at all), the other its existence is absolutely inevitable. Is not
might have been unwise. The nature of the “just happening to exist” a disqualification for
former being is incompatible with unwisdom, the office of “perfect being”? Must we not,
and the nature of the latter is compatible both therefore, count necessary existence as a per-
with wisdom and with unwisdom. Although fection?
it is a matter of necessity that the former is That necessary existence is a perfection is
wise, given that it exists, it is, speaking meta- one of the premises of the modal ontological
physically, an accident that the latter is wise. argument. The argument has only one other
The latter’s wisdom is, so to speak, a gift of premise: that a perfect being is possible — or,
the circumstances in which that being hap- equivalently, that a perfect being is not im-
pens to exist, and that gift would not have possible. And such a premise must in some
been conferred by other sets of circumstances, sense be required by any argument for the
circumstances in which that being might have existence of anything, since an impossible be-
found itself. (This is certainly the way most of ing — a round square, say, or a liquid wine
us look at the wisdom of human beings. If bottle — by definition cannot exist. Here, then,
Alice is, as we all agree, wise, we do not sup- is the modal ontological argument:
pose that it follows from the undisputed fact
of her wisdom that she would have been wise e A perfect being (that is, a being that pos-
if she had been raised among people who pro- sesses all perfections essentially) is not
vided her with no examples of wisdom or if impossible.

ra)
PETER VAN INWAGEN

e Necessary existence is a perfection. actual world, and [figure 3] represents the


Hence, A perfect being exists.
One @ <
Our first task will be to show that this argu- Figure 3
ment is logically valid — that is, that its con-
clusion (that a perfect being exists) follows assertion that Possible World One is actual
logically if its two premises are granted. Our and contains something wise. By a world-dia-
next task will be to see whether the two gram we mean a diagram that satisfies two
premises should be granted. And this will come conditions: first, the diagram must contain a
down to the task of seeing whether the first circle representing each possible world and,
premise (that a perfect being is not impossi- secondly, the diagram must contain the actu-
ble) should be granted, for we have already ality cursor (the symbol “<”), placed to the
said about as much as there is to be said on ‘ right of exactly one of the circles. (The sec-
the question whether necessary existence is a ond condition corresponds to the fact that
perfection. exactly one possible world is actual.)
We proceed to show that this argument is In addition to these two “required” fea-
valid. It will be easiest to display the reason- tures, a world-diagram may also have the fol-
ing behind the modal ontological argument lowing “optional” feature: it may contain any
diagrammatically. Let us suppose (just to keep number of symbols representing properties,
the diagram manageable; our argument in no these symbols being placed inside any or ail
way depends on how many possible worlds of the circles.
there are) that there are exactly four possible Given our assumption that there are just
worlds, which we shall call One, Two, Three, the four possible worlds, One, Two, Three,
and Four. We shall represent each possible and Four, [figure 4] is a world-diagram:
world by a circle. And let us represent the as-
sertion that, in a given possible world, there
exists something that has a given property by Two Ce}
placing inside the circle that represents that Three @} <
possible world a symbol that represents that
Four @
property. For example, if “W” represents wis-
dom, then [figure 1] represents the assertion Figure 4

Four @) A world-diagram tells us which possible


Figure 1 worlds there are and which of them is the ac-
tual world; it may also tell us whether, in vari-
that in Possible World Four there exists some- ous ofthose possible worlds, there are things
thing that is wise. And let us represent the having certain specified properties. [Figure 4]
assertion that a given possible world is actual represents the assertion that there are exactly
by placing the symbol “<” to the right of the four possible worlds, One, Two, Three, and
circle that represents that possible world. (We Four, that Three is the actual world, and that
shall call this symbol the “actuality cursor,” in worlds One and Four there is something
since it will be useful to think of it as a mov- wise.
able “pointer.”) Thus, [figure 2] represents A world-diagram is said to be “correct in”
a given possible world if (and only if) every
Mize De assertion represented in the diagram is true in
Figure 2 that possible world. [Figure 4] is correct in
Possible World Three ifit is true in Three that
the assertion that Possible World Two is the there exist exactly the four possible worlds

78
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

displayed in the figure, that Possible World gram in Possible World Two, and it is true in
Three is the one that is actual, and that in two Possible World Two that Possible World Two
of the other worlds, One and Four, there is is the actual world. (In general, it is true in
something that is wise. any given possible world that that possible
Let us now see how world-diagrams can help world is the actual world — just as it is true in
us with the question whether the conclusion any story that everything in that story is true.)
of the modal ontological argument follows Now how is William to fill in the rest of the
from its two premises. Let us assume for the world-diagram he is constructing? William, we
sake of argument that both of the premises of may imagine, reasons as follows. “Let’s see
the modal ontological argument are true and ... I know that there is a perfect being. Sup-
see whether we can deduce its conclusion from pose I call that being — or one of them if there
this assumption. The first premise tells us that is more than one — “X.” X has all perfections,
a perfect being, a being having all perfections and one perfection is necessary existence.
essentially, is possible, and that is the same thing Therefore, X exists in all possible worlds.
as saying that in at least one possible world there Moreover, I know that X has all perfections
exists a being who has all perfections essen- essentially. That is, I know that X has all per-
tially. Let us arbitrarily assume that such a be- fections in every possible world in which X
ing exists in Possible World Two — that Two is exists. I can infer that there is something in
the possible world, or one of the possible every possible world — namely X — that has
worlds, in which there is a perfect being. Our the property P. Therefore, the world-diagram
arbitrary choice of Possible World Two as a [in figure 6] correctly represents the distribu-
“starting point” can do no harm since, accord- tion of the property P among the various pos-
ing to the premise whose truth we have as- sible worlds.”
sumed, a perfect being must exist either in One
or in Two or in Three or in Four (or else in
more than one of these four possible worlds), Two (P) <
and we shall see that the reasoning that we are Three (2)
about to examine would lead to the same con- Four (P)
clusion no matter which possible world we took Figure 6
as our starting point.
Let us use the symbol “P” to stand for the Let us assume for the moment that the rea-
property of being a perfect being (that is, the soning that we have attributed to William is
property of having all perfections essentially), correct. Then — given the truth of our two
and let us suppose that a certain inhabitant of premises — it follows that the world-diagram
Possible World Two, William, is set the task William has drawn [figure 6] is correct in
of drawing a world-diagram that shows how Possible World Two. Can we infer from this
the property P is, as we might say, distributed anything about which world-diagrams are cor-
among the four possible worlds. William, let rect in the other three possible worlds? We
us suppose, knows that there is a perfect be- certainly cannot infer that this world-diagram
ing in Two, and he therefore begins drawing is correct in any other possible world, for this
his diagram [figure 5]. Why does William place diagram tells us that Possible World Two is
the actual world, and that proposition is, as
Two Q) < we have seen, true only in Two. But suppose
Figure5 that we make just one change in William’s
diagram; suppose that we take the actuality
the actuality cursor to the right of the circle cursor and “slide it down a notch,” so that
representing Possible World Two? Well, we it is placed beside the circle representing
are imagining William’s constructing his dia- Possible World Three. The revised diagram

79
PETER VAN INWAGEN

validity of the modal ontological argument)


which of them it is, since, in each of them, a
Two (P)
world-diagram obtained from [figure 8] by
Three (2) <
Four (2) One
Figure 7 ‘Two
Three
[figure 7] says that Possible World Three is Four Q)
the actual world. This assertion is true in Pos-
Figure 8
sible World Three. Does it follow from the
assumption that William’s diagram is correct an appropriate placement of the actuality cur-
in Two that the revised diagram is correct in sor is correct. (The world-diagram obtained
Three? The following general principle of . by placing the actuality cursor on the top line
modal reasoning would justify this conclusion: of the figure is correct in Possible World One,
and so on.) Therefore, no matter which of
If a world-diagram is correct in the possible
the four worlds the actual world is, a perfect
world x, then the diagram obtained from it by
moving the actuality cursor until it is beside the
being exists in the actual world. (It should now
circle representing the possible world y is cor- be evident that our argument did not depend
rect in the possible world y. on our simplifying assumption that there were
just four possible worlds. And neither did it
This principle seems intuitively very plausible. depend on our arbitrary choice of Possible
All it really says is that the “inner” or intrinsic World Two as our “starting point:” if we had
features ofa given possible world are features begun by assuming that a perfect being ex-
that world has from the perspective of all the isted in One or in Three or in Four, we should
possible worlds. It could be summed up in have got the same result.)
the following slogan: the only thing that Have we therefore proved the existence of
changes from possible world to possible world a perfect being? ... But the modal ontolog-
in which possible world is actual. But this slo- ical argument rests on two premises and a prin-
gan is ambiguous, for there is a sense in which ciple of modal inference. And at least one of
lots of other things “change from possible these three things is far from evident: that a
world to possible world:” who won the battle perfect being is not impossible. Our argument
of Waterloo, the population of Russia, whether perhaps shows that the concept of a perfect
I exist — in fact, everything that could be dif- being is in an important way unlike the con-
ferent. A more cautious way to put the cept of a lion or a unicorn. It is not impos-
thought the slogan is intended to convey is sible for there to be unicorns, but there are
this: The only thing about a possible world x none. If there were no lions, it would never-
that can “change” or “look different” when x theless be possible for there to be lions, and
is “viewed from” various possible worlds (in- lions, despite their possibility, would not ex-
cluding x itself) is whether «x is actual. ist. A perfect being, however, is not like that:
Thus, the only feature of the whole set of if a perfect being is so much as intrinsically
possible worlds that two possible worlds “disa- possible — like a unicorn, and unlike a liquid
gree” about is which member of that set is wine bottle — then a perfect being really does
the actual world... exist. But is a perfect being possible?
... Let us assume that our plausible princi- This is a question that we cannot evade, for
ple is indeed correct. The actual existence of there can be no presumption in favor of pos-
a perfect being now follows easily. One of the sibility. It may be that in many areas of thought
four possible worlds must be actual, and it does and inquiry one is entitled to assume that a
not make any difference (in the matter of the certain concept is possible — not self-contra-

80
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

dictory, not intrinsically impossible — in the Bertram murdered her. The best we can do in
absence of a specific argument for its impossi- such a case if we want to be logically consist-
bility, rather as, under Common Law, a per- ent is not to assume that Alice is guilty and
son is to be presumed innocent of a charge not to assume that Bertram is guilty.)
ull proved guilty. But this cannot be a pre- If we wish to evaluate the modal ontologi-
sumption in any area of inquiry in which mo- cal argument, therefore, there is no alterna-
dal reasoning like that which we have been tive to attempting to find some specific
considering is employed. This contention is argument for the conclusion that the concept
easily demonstrated by the fact that such a ofa perfect being is possible or else some spe-
presumption ofpossibility would lead to con- cific argument for the conclusion that a per-
tradictory results. fect being is impossible.
To see that this zs a fact, consider the con- How shall we do this? Well, how, in gen-
cept of a “knowno:” the concept of a being eral, do we go about finding out whether a
who knows that there is no perfect being. concept is possible? The most reliable way of
There would seem to be no reason, on the showing that a concept is possible is to show
face of it, to suppose that there being a that is has zwstances. That is, the most reliable
knowno is an intrinsically impossible state of way of showing that the concept of a dog is
affairs, like there being a liquid wine bottle. possible is to show that there are dogs; the
But consider. If aknowno is not intrinsically most reliable way of showing that the con-
impossible, then there is a knowno in some cept of a unicorn is possible is to show that
possible world. But then there is a possible there are unicorns, and so on. But this method
world in which there is no perfect being, since, will not help us to find out whether the con-
if someone knows something, then what that cept ofa perfect being is possible, since we do
person knows is true. And, as we have seen, if not know whether there are any perfect be-
a perfect being is possible, then there exists a ASS: a,
perfect being in every possible world. It fol- If we find it difficult to show that the con-
lows that if aknowno is possible, then a per- cept ofa perfect being is possible, this could
fect being is impossible — and it also follows be because that concept is in fact impossible.
that if a perfect being is possible, then a If this were true, is there any way in which it
knowno is impossible. might be demonstrated? It is sometimes pos-
We have, therefore, a pair of concepts — the sible to show that a concept is impossible by
concept of a perfect being and the concept of showing that some sort of impossibility can
a knowno — that is such that ifeither is possi- be deduced from the proposition that that
ble then the other is impossible. And we have concept applies to something. For example,
at present no reason for saying of either con- we can show that the concept of a round
cept that it is impossible. But if we adopted square is impossible by pointing out that if
the general rule “A concept is to be assumed there were a round square it would have cor-
to be possible in the absence of a specific ar- ners (since it is square) and would also not
gument for its impossibility,” we should have have corners (since it is round).
to assume both ofthese concepts to be possi- The Anglo-American philosopher J. N.
ble, and we know that it is false that they are Findlay once claimed to be able to show that
both possible. (It is interesting to note that an impossibility could be derived from the
we cannot consistently adopt the Common concept ofa perfect being. His argument was
Law principle “A person is to be presumed that a perfect being must be a necessary be-
innocent of a charge till proved guilty” if we ing, and that an impossibility follows from the
know that either Alice or Bertram murdered concept of a necessary being... .
Clara but have no reason to think that Alice ... I know of no argument that purports
murdered her and no reason to think that to show that there could not be a necessarily

81
PETER VAN INWAGEN

existent individual thing. . .Such an argument fect being is thus a being that is necessarily
would have to show that the two properties existent — necessary existence being a perfec-
being necessarily existent and being an indi- tion — and has a certain set of properties es-
vidual thing were inconsistent with each other, sentially.) It is interesting to note that the
and I can see no way of constructing even a minimal modal ontological argument will do
plausible candidate for such an argument. as well as the modal ontological argument it-
It is interesting to note that if these two self for our purposes. (Our question is, Why
properties are ot inconsistent, then there is is there something rather than nothing? and
in fact a necessarily existent individual thing. any individual thing is a “something.”) It is
This can be shown by a simplified version of free from logical error if and only if the modal
the reasoning that we used to show the valid- ontological argument itself is free from logi-
ity of the modal ontological argument: cal error, and its controversial premise —a nec-
essarily existent individual thing is possible —
If a necessarily existent individual thing is pos- is true if the corresponding premise of the
sible, then there is a necessarily existent indi- modal ontological argument is true. I say “if”
vidual thing in some possible world. Since that and not “only if” because the proposition that
individual thing is necessarily existent in that a perfect being is possible entails that a neces-
possible world, it is true in that possible world
sarily existent individual thing is possible, but
that it, that very individual thing, exists in all
the reverse entailment does not hold, or at
possible worlds. It follows that it is true in every
possible world that that thing exists in all possi-
least does not obviously hold. A perfect being
ble worlds, since “nothing changes from possi- has to be a necessarily existent individual thing,
ble world to possible world but which possible but a necessarily existent individual thing does
world is actual.” Moreover, it seems evident that not have to be a perfect being, or does not
the property being an individual thingis essen- obviously have to be a perfect being. It looks
tial to whatever has it; if something is an indi- as if the premise of the minimal modal onto-
vidual thing, then it could not have been a logical argument might well be easier to in-
universal or a mere collection or a stuff or any vestigate than the premise of the modal
other kind of non-individual thing. Therefore, ontological argument. And the conclusion of
this being not only exists in every possible world
the minimal modal ontological argument suf-
but is also an individual thing in every possible
fices for our present purposes, since we are
world. And there is thus a necessarily existent
individual thing in every possible world, includ- investigating the question, Why should there
ing, of course, whichever world is the actual be anything (i.e. any individual thing) at all?
world. Therefore, there actually is a necessarily Let us therefore turn our attention to the
existent individual thing. minimal modal ontological argument and ask
whether its premise is true; that is, whether a
This argument, which we may call the mini- necessarily existent individual thing is possi-
mal modal ontological argument, shows that ble; that is, whether the properties existing
the reasoning that underlies the modal onto- necessarily and being an individual thing are
logical argument does not really have anything compatible. It does not seem possible to de-
to do with the concept of a perfect being. duce any formal contradiction from the as-
What this reasoning really shows is that, for sumption that there is a necessarily existent
any set ofproperties whatever, if it is possible individual thing.
for there to be a thing that is necessarily exist- Nevertheless, these two properties may well
ent and has all of these properties essentially, be incompatible. It is hard to believe that the
then there actually is something that is neces- two properties being a solid sheet of iron and
sarily existent and has all of these properties being as transparent as glass are compatible,
essentially. (A perfect being is a being that has but there is no way of deriving a formal con-
all perfections and has them essentially; a per- tradiction from the proposition “There is a

82
NECESSARY BEING: THE ONTOLOGICAL ARGUMENT

solid sheet of iron that is as transparent as ever the perfections other than necessary ex-
glass.” On the other hand, the two properties istence may be). And while there might in
may well be compatible. How can one know? theory be a proof that a perfect being was
I am at a loss to answer this question. In gen- impossible that did not prove that a necessar-
eral, there are only two “foolproof” ways to ily existent individual thing was impossible —
discover whether two properties are compat- a proof, say, that wisdom was a perfection,
ible. One knows that two properties are com- together with a proof that wisdom was incom-
patible if one knows that there is in fact patible with necessary existence — no one has
something that has both of them. And one in fact proposed such a proof and no such
knows that two properties are incompatible if proof suggests itself. All the proofs of the the-
one can deduce a formal contradiction from sis that a perfect being is impossible that have
the assumption that something has both of ever been proposed are (supposed) proofs of
them. As I have said, I know of no way to the impossibility of necessary existence. It
apply the latter method in the case of neces- would seem, therefore, that the long history
sary existence and individuality. And as to the of the ontological argument, from Saint
former method, if I knew how to show that Anselm to the present day, is at best incon-
there was a necessarily existent individual clusive. Every version of the argument either
thing, I should have no need of the minimal contains some logical error or other or else
modal ontological argument, since I should depends upon a premise whose claim to truth
know that its conclusion — that there is a nec- we are unable to adjudicate.
essarily existent individual thing — was true Is there any approach to the question
independently of the minimal modal ontologi- whether there is a necessary being other than
cal argument. via the ontological argument? There is indeed.
If we cannot show that a necessarily exist- It has often been suggested that if there were
ent individual thing is possible, then we cer- no necessary being there could not be any
tainly cannot show that a perfect being is beings at all. If this “if” statement could be
possible, since a perfect being is a being that shown to be true, we could combine it with
is a necessarily existent individual thing and the obvious truth that there is something to
has various other properties — such as wisdom show that there is a necessary being.
and goodness and unlimited power (or what-

83
Cosmological Argument

11 The Cosmological Argument*

William Rowe

Since ancient times thoughtful people have understanding them. Of the three major ar-
sought to justify their religious beliefs. Per- guments for the existence of God — the
haps the most basic belief for which justifica- Cosmological, the Teleological, and the On-
tion has been sought is the belief that there is tological — only the last of these is entirely a
a God. The effort to justify beliefin the exist- priori. In the Cosmological Argument one
ence of God has generally started either from starts from some simple fact about the world,
facts available to believers and nonbelievers such as that it contains things which are caused
alike or from facts, such as the experience of to exist by other things. In the Teleological
God, normally available only to believers. Argument a somewhat more complicated fact
[|Here] we shall consider some major attempts about the world serves as a starting point, the
to justify belief in God by appealing to facts fact that the world exhibits order and design.
supposedly available to any rational person, In the Ontological Argument, however, one
whether religious or not. By starting from such begins simply with a concept of God. ...
facts theologians and philosophers have de- Before we state the Cosmological Argument
veloped arguments for the existence of God, itself, we shall consider some rather general
arguments which, they have claimed, prove points about the argument. Historically, it can
beyond reasonable doubt that there is a be traced to the writings of the Greek phi-
God. losophers Plato and Aristotle, but the major
developments in the argument took place in
the thirteenth and in the eighteenth centu-
Stating the Argument ries. In the thirteenth century, Aquinas put
forth five distinct arguments for the existence
Arguments for the existence of God are com- of God, and of these, the first three are ver-
monly divided into a posteriori arguments and sions of the Cosmological Argument. In the
a priori arguments. An a@ posteriori argument first of these he started from the fact that there
depends on a principle or premise that can be are things in the world undergoing change
known only by means of our experience of and reasoned to the conclusion that there must
the world. An a priori argument, on the other be some ultimate cause of change that is itself
hand, purports to rest on principles all of which unchanging. In the second he started from
can be known independently of our experi- the fact that there are things in the world that
ence of the world, by just reflecting on and clearly are caused to exist by other things and
reasoned to the conclusion that there must
* From William Rowe, Philosophy of Religion: An be some ultimate cause of existence whose
Introduction (Belmont, Calif.: Wadsworth, 1978), own existence is itself uncaused. And in the
ch. 2, pp. 16-29. Reprinted with permission. third argument he started from the fact that

84
THE COSMOLOGICAL ARGUMENT

there are things in the world which need not lectures constitute, perhaps, the most com-
have existed at all, things which do exist but plete, forceful, and cogent presentation of the
which we can easily imagine might not, and Cosmological Argument we possess. The lec-
reasoned to the conclusion that there must tures were read by the major skeptical phi-
be some being that had to be, that exists and losopher of the century, David Hume
could not have failed to exist. Now it might (1711-1776), and in his brilliant attack on
be objected that even if Aquinas’s arguments the attempt to justify religion in the court of
do prove beyond doubt the existence of an reason, his Dialogues Concerning Natural
unchanging changer, an uncaused cause, and Religion, Hume advanced several penetrating
a being that could not have failed to exist, the criticisms of Clarke’s arguments, criticisms
arguments fail to prove the existence of the which have persuaded many philosophers in
theistic God. For the theistic God .. . is su- the modern period to reject the Cosmological
premely good, omnipotent, omniscient, and Argument. In our study of the argument we
creator of but separate from and independent shall concentrate our attention largely on its
of the world. How do we know, for example, eighteenth-century form and try to assess its
that the unchanging changer isn’t evil or strengths and weaknesses in the light of the
slightly ignorant? The answer to this objec- criticisms which Hume and others have ad-
tion is that the Cosmological Argument has vanced against it.
two parts. In the first part the effort is to prove The first part of the eighteenth-century
the existence of a special sort of being, for form of the Cosmological Argument seeks to
example, a being that could not have failed to establish the existence of a self-existent be-
exist, or a being that causes change in other ing. The second part of the argument attempts
things but is itself unchanging. In the second to prove that the self-existent being is the the-
part of the argument the effort is to prove that istic God, that is, has the features which we
the special sort of being whose existence has have noted to be basic elements in the theis-
been established in the first part has, and must tic idea of God. We shall consider mainly the
have the features — perfect goodness, omnipo- first part of the argument, for it is against the
tence, omniscience, and so on — which go to- first part that philosophers from Hume to
gether to make up the theistic idea of God. Russell have advanced very important objec-
What this means, then, is that Aquinas’s three tions.
arguments are different versions of only the In stating the first part of theCosmological
first part of the Cosmological Argument. In- Argument we shall make use of two impor-
deed, in later sections of his Summa Theologica tant concepts, the concept of a dependent be-
Aquinas undertakes to show that the unchang- ing and the concept of a self-existent being. By
ing changer, the uncaused cause of existence, “a dependent being” we mean a being whose
and the being which had to exist are one and existence ts accounted for by the causal activity
the same being and that this single being has of other things. Recalling Anselm’s division into
all of the attributes of the theistic God. the three cases: “explained by another,” “ex-
We noted above that a second major devel- plained by nothing,” and “explained by itself,”
opment in the Cosmological Argument took it’s clear that a dependent being is a being
place in the eighteenth century, a development whose existence is explained by another. By
reflected in the writings of the German phi- “a self-existent being” we mean a being whose
losopher Gottfried Leibniz (1646-1716), and existence 1s accounted for by its own nature.
especially in the writings of the English theo- This idea ... is an essential element in the
logian and philosopher, Samuel Clarke (1675— theistic concept of God. Again, in terms of
1729), In 1704 Clarke gave a series of lectures, Anselm’s three cases, a self-existent being is
later published under the title A Demonstra- a being whose existence is explained by
tion of the Being and Attributes of God. These itself. Armed with these two concepts, the

85
WILLIAM ROWE

concept of a dependent being and the con- What our first premise asserts is that each be-
cept of a self-existent being, we can now ing that exists (or ever did exist) is either of
state the first part of the Cosmological Argu- sort(a) or of sort(c). It denies that any being
ment. is of sort b. And it is this denial that makes
the first premise both significant and contro-
(1) Every being (that exists or ever did ex- versial. The obvious truth we must not con-
ist) is either a dependent being or a self- fuse it with is the truth that any being is either
existent being. ofsort (a) or not ofsort (a). While this is true
(2) Not every being can be a dependent it is neither very significant nor controversial.
being. Earlier we saw that Anselm accepted as a
(3) Therefore, there exists a self-existent basic principle that whatever exists has an ex-
being. planation of its existence. Since this basic prin-
ciple denies that any thing of sort (b) exists or
... The Cosmological Argument (that is, ever did exist, it’s clear that Anselm would
its first part) is a deductively valid argument. believe the first premise of our Cosmological
If its premises are or were true its conclusion Argument. The eighteenth-century propo-
would have to be true ... What else is re- nents of the argument also were convinced of
quired? Clearly that we know or have rational the truth of the basic principle we attributed
grounds for believing that the premises are to Anselm. And because they were convinced
true. If we know that the Cosmological Ar- of its truth, they readily accepted the first
gument is deductively valid and can establish premise of the Cosmological Argument. But
that its premises are true, we shall thereby have by the eighteenth century, Anselm’s basic prin-
proved that its conclusion is true. Are, then, ciple had been more fully elaborated and had
the premises of the Cosmological Argument received a name, “the Principle of Sufficient
true? To this more difficult question we must Reason.” Since this principle (PSR, as we shall
now turn. call it) plays such an important role in justify-
ing the premises of the Cosmological Argu-
ment, it will help us to consider it for a
PSR and the First Premise
moment before we continue our enquiry into
At first glance the first premise might appear the truth or falsity of the premises of the
to be an obvious or even trivial truth. But it is Cosmological Argument.
neither obvious nor trivial. And if it appears The Principle of Sufficient Reason (PSR),
to be obvious or trivial, we must be confusing as it was expressed by both Leibniz and Samuel
the idea of a self-existent being with the idea Clarke, is a very general principle and is best
of a being that is not a dependent being. understood as having two parts. In its first part
Clearly, it is obviously true that any being is it is simply a restatement of Anselm’s princi-
either a dependent being (explained by other ple that there must be an explanation of the
things) or it is not a dependent being (not existence of any being whatever. Thus if we
explained by other things). But what our come upon aman ina room, PSRimplies that
premise says is that any being is either a de- there must be an explanation of the fact that
pendent being (explained by other things) or that particular man exists. A moment’s reflec-
it is a self-existent being (explained by itself). tion, however, reveals that there are many facts
Consider . . . three cases: about the man other than the mere fact that
he exists. There is the fact that the man in
(a) explained by another, question is in the room he’s in, rather than
(b) explained by nothing, somewhere else, the fact that he is in good
(c) explained by itself. health, and the fact that he is at the moment
thinking of Paris, rather than, say, London.

86
THE COSMOLOGICAL ARGUMENT

Now the purpose of the second part of PSR is time ago by A,, and A, by A,, and so forth
to require an explanation ofthese facts as well. back into the past. Each of these beings is a
We may state PSR, therefore, as the principle dependent being, it owes its existence to the
that there must be an explanation (a) of the preceding thing in the series. Now if nothing
existence of any being, and (b) of any positive else ever existed but these beings, then what
fact whatever. We are now in a position to the second premise says would not be true.
study the role this very important principle For if every being that exists or ever did exist
plays in the Cosmological Argument. is an A and was produced by a preceding A,
Since the proponent of the Cosmological then every being that exists or ever did exist
Argument accepts PSR in both its parts, it is would be dependent and, accordingly, premise
clear that he will appeal to its first part, PSRa, two of the Cosmological Argument would be
as justification for the first premise of the false. If the proponent of the Cosmological
Cosmological Argument. Of course, we can Argument is correct there must, then, be
and should enquire into the deeper question something wrong with the idea that every
of whether the proponent of the argument is being that exists or did exist is an A and that
rationally justified in accepting PSR itself. But they form a causal series, A, caused by A,, A,
we shall put this question aside for the mo- caused by A,, A, caused by A,... A, caused
ment. What we need to see first is whether he by A,,,. How does the proponent of the
is correct in thinking that 7f PSR is true then Cosmological Argument propose to show us
both of the premises of the Cosmological Ar- that there is something wrong with this view?
gument are true. And what we have just seen A popular but mistaken idea of how the
is that if only the first part of PSR, that is, proponent tries to show that something is
PSRa, is true, the first premise of the wrong with the view that every being might
Cosmological Argument will be true. But what be dependent is that he uses the following
of the second premise of the Argument? For argument to reject it.
what reasons does the proponent think that it
must be true? (1) There must be a first being to start any
causal series.
(2) If every being were dependent there
The Second Premise
would be no first being to start the causal
According to the second premise, not every series.
being that exists can be a dependent being, (3) Therefore, not every being can be a
that is, can have the explanation of its exist- dependent being.
ence in some other being or beings. Presum-
ably, the proponent of the argument thinks Although this argument is deductively valid
there is something fundamentally wrong with and its second premise is true, its first premise
the idea that every being that exists is depend- overlooks the distinct possibility that a causal
ent, that each existing being was caused by series might be zmfinite, with no first member
some other being which in turn was caused at all. Thus if we go back to our series ofA
by some other being, and so on. But just what beings, where each A is dependent, having
does he think is wrong with it? To help us in been produced by the preceding A in the
understanding his thinking, let’s simplify causal series, it’s clear that if the series existed
things by supposing that there exists only one it would have no first member, for every A in
thing now, A,, a living thing perhaps, that was the series there would be a preceding A which
brought into existence by something else A,, produced it, ad infinitum. The first premise
which perished shortly after it brought A, into of the argument just given assumes that a
existence. Suppose further that A, was causal series must stop with a first member
brought into existence in similar fashion some somewhere in the distant past. But there seems

87
WILLIAM ROWE

to be no good reason for making that assump- Questioning the Justification of the
tion. Second Premise
The eighteenth-century proponents of the
Critics of the Cosmological Argument have
Cosmological Argument recognized that the
raised several important objections against the
causal series of dependent beings could be
claim that if every being is dependent the se-
infinite, without a first member to start the
ries or collection of those beings would have
series. They rejected the idea that every being
no explanation. Our understanding of the
that is or ever was is dependent not because
Cosmological Argument, as well as of its
there would then be no first member to the
strengths and weaknesses, will be deepened
series of dependent beings, but because there
by a careful consideration of these criticisms.
would then be no explanation for the fact that
The first criticism is that the proponent of
there are and have always been dependent
the Cosmological Argument makes the mis-
beings.
g To see their reasoning let’s return to -
take of treating the collection or series of de-
our simplification of the supposition that the
pendent beings as though it were itself a
only things that exist or ever did exist are de-
dependent being, and, therefore, requires an
pendent beings. In our simplification of that
explanation of its existence. But, so the ob-
supposition only one of the dependent beings
jection goes, the collection of dependent be-
exists at a time, each one perishing as it pro-
ings is not itself a dependent being any more
duces the next in the series. Perhaps the first
than a collection of stamps is itself a stamp.
thing to note about this supposition is that
A second criticism is that the proponent
there is no individual A in the causal series of
makes the mistake of inferring that because
dependent beings whose existence is unex-
each member of the collection of dependent
plained — A, is explained by A,, A, by A;, and
beings has a cause the collection itself must
A,, by A,,,,. So the first part of PSR, PSRa,
have a cause. But, as Bertrand Russell noted,
appears to be satisfied. There is no particular
such reasoning is as fallacious as to infer that
being whose existence lacks an explanation.
the human race (that is, the collection of hu-
What, then, is it that lacks an explanation, if
man beings) must have a mother because each
every particular A in the causal series of de-
member of the collection (each human be-
pendent beings has an explanation? It is the
ing) has a mother.
series itself that lacks an explanation. Or, as
A third criticism is that the proponent of
I’ve chosen to express it, the fact that there
the argument fails to realize that for there to
are and have always been dependent beings. For
be an explanation of a collection of things is
suppose we ask why it is that there are and
nothing more than for there to be an expla-
have always been A, in existence. It won’t do
nation of each of the things making up the
to say that As have always been producing
collection. Since in the infinite collection (or
other As — we can’t explain why there have
series) of dependent beings, each being in the
always been As by saying there always have
collection does have an explanation — by vir-
been As. Nor, on the supposition that only
tue of having been caused by some preceding
As have ever existed, can we explain the fact
member of the collection — the explanation
that there have always been As by appealing
of the collection, so the criticism goes, has
to something other than an A — for no such
already been given. As David Hume remarked,
thing would have existed. Thus the supposi-
“Did I show you the particular causes of each
tion that the only things that exist or ever ex-
individual in a collection of twenty particles
isted are dependent things leaves us with a
of matter, I should think it very unreasonable,
fact for which there can be no explanation;
should you afterwards ask me, what was the
namely, the fact that there are and have al-
cause of the whole twenty. This is sufficiently
ways been dependent beings.
explained in explaining the cause of the parts.”
Finally, even if the proponent of the

88
THE COSMOLOGICAL ARGUMENT

Cosmological Argument can satisfactorily an- pendent beings has a cause or explana-
swer these objections, he must face one last tion.
objection to his ingenious attempt to justify (2) Therefore, the collection of dependent
premise two of the Cosmological Argument. beings has a cause or explanation.
For someone may agree that if nothing exists
but an infinite collection of dependent beings, As we noted in setting forth this criticism, ar-
the infinite collection will have no explana- guments of this sort are often unreliable. It
tion of its existence, and still refuse to con- would be a mistake to conclude that a collec-
clude from this that there is something wrong tion of objects is light in weight simply be-
with the idea that every being is a dependent cause each object in the collection is light in
being. Why, he might ask, should we think weight, for if there were many objects in the
that everything has to have an explanation? collection it might be quite heavy. On the
What’s wrong with admitting that the fact that other hand, if we know that each marble
there are and have always been dependent weighs more than one ounce we could infer
beings is a brute fact, a fact having no expla- validly that the collection of marbles weighs
nation whatever? Why does everything have more than an ounce. Fortunately, however,
to have an explanation anyway? We must now we don’t need to decide whether the infer-
see what can be said in response to these sev- ence from (1) to (2) is valid or invalid. We
eral objections. need not decide this question because the pro-
ponent of the Cosmological Argument need
not use this inference to establish that there
Responses to Criticism
must be an explanation of the collection of
It is certainly a mistake to think that a collec- dependent beings. He need not use this in-
tion of stamps is itself a stamp, and very likely ference because he has in PSRa principle from
a mistake to think that the collection of de- which it follows immediately that the collec-
pendent beings is itself'a dependent being. But tion of dependent beings has a cause or ex-
the mere fact that the proponent of the argu- planation. For according to PSR every positive
ment thinks that there must be an explana- fact must have an explanation. If it is a fact
tion not only for each member of the that there exists a collection of dependent
collection of dependent beings but for the beings then, according to PSR, that fact too
collection itself is not sufficient grounds for must have an explanation. So it is PSR that
concluding that he must view the collection the proponent of the Cosmological Argument
as itself a dependent being. The collection of appeals to in concluding that there must be
human beings, for example, is certainly not an explanation ofthe collection of dependent
itself ahuman being. Admitting this, however, beings, and not some dubious inference from
we might still seek an explanation of why there the premise that each member of the collec-
is a collection of human beings, of why there tion has an explanation. It seems, then, that
are such things as human beings at all. So the neither of the first two criticisms is strong
mere fact that an explanation is demanded for enough to do any serious damage to the rea-
the collection of dependent beings is no proof soning used to support the second premise of
that the person who demands the explanation the Cosmological Argument.
must be supposing that the collection itselfis The third objection contends that to ex-
just another dependent being. plain the existence of a collection ofthings is
The second criticism attributes to the pro- the same thing as to explain the existence of
ponent of the Cosmological Argument the each of its members. If we consider a collec-
following bit of reasoning: tion of dependent beings where each being in
the collection is explained by the preceding
(1) Every member of the collection of de- member which caused it, it’s clear that no

89
WILLIAM ROWE

member of the collection will lack an expla-


nation of its existence. But, so the criticism
goes, if we’ve explained the existence of every
member of a collection we’ve explained the Figure 9
existence of the collection — there’s nothing
left over to be explained. This forceful criti-
cism, originally advanced by David Hume, has
gained considerable support in the modern
Aven
Te oad.
period. But the criticism rests on an assump- Figure 10
tion that the proponent of the Cosmological
Argument would not accept. The assumption think it is possible to see that the third criti-
is that to explain the existence of a collection cism rests on a mistake: the mistake of think-
of things it is sufficient to explain the exist- ing that if (C1) is satisfied (C2) must also be
ence of every member in the collection. To satisfied. The mistake is a natural one to make
see what is wrong with this assumption is to for itis easy to imagine circumstances in which
understand the basic issue in the reasoning by if (C1) is satisfied (C2) also will be satisfied.
which the proponent of the Cosmological Suppose, for example, that the whole of real-
Argument seeks to establish that not every ity includes not just a collection of dependent
being can be a dependent being. beings but also a self-existent being. Suppose
In order for there to be an explanation of further that instead of each dependent being
the existence of the collection of dependent having been produced by some other depend-
beings, it’s clear that the eighteenth-century ent being every dependent being was pro-
proponents would require that the following duced by the self-existent being. Finally, let
two conditions be satisfied: us consider both the possibility that the col-
lection of dependent beings is finite in time
(Cl) There is an explanation of the exist- and has a first member and the possibility that
ence of each of the members of the col- the collection of dependent beings is infinite
lection of dependent beings. in past time, having no first member. Using
(C2) There is an explanation of why there “G” for the self-existent being, the first possi-
are any dependent beings. bility may be diagramed as [in figure 9]: G,
we shall say, has always existed and always will.
According to the proponents of the Cos- We can think of d@, as some presently existing
mological Argument, if every being that ex- dependent being, d@,, d;, and so forth as de-
ists or ever did exist is a dependent being - pendent beings that existed at some time in
that is, if the whole ofreality consists of noth- the past, and d, as the first dependent being
ing more than a collection of dependent be- to exist. The second possibility may be por-
ings — (C1) will be satisfied, but (C2) will not trayed as [in figure 10]. On this diagram there
be satisfied. And since (C2) won’t be satisfied is no first member of the collection of depend-
there will be no explanation of the collection ent beings. Each member of the infinite col-
of dependent beings. The third criticism, lection, however, is explained by reference to
therefore, says in effect that if (C1) is satisfied the self-existent being G which produced it.
(C2) will be satisfied, and, since in a collec- Now the interesting point about both these
tion of dependent beings each member will cases is that the explanation that has been pro-
have an explanation in whatever it was that vided for the members of the collection of
produced it, (C1) will be satisfied. So, there- dependent beings carries with it, at least in
fore, (C2) will be satisfied and the collection part, an answer to the question of why there
of dependent beings will have an explanation. are any dependent beings at all. In both cases
Although the issue is a complicated one, I we may explain why there are dependent be-

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THE COSMOLOGICAL ARGUMENT

ings by pointing out that there exists a self- dependent being which preceded it and pro-
existent being that has been engaged in pro- duced it. So (C1) is satisfied: there is an ex-
ducing them. So once we have learned that planation of the existence of each member of
the existence of each member of the collec- the collection of dependent beings. Turning
tion of dependent beings has its existence ex- to (C2), however, we can see that it will not
plained by the fact that G produced it, we have be satisfied. We cannot explain why there are
already learned why there are dependent be- (or have ever been) dependent beings by ap-
ings. pealing to all the members ofthe infinite col-
Someone might object that we haven’t re- lection of dependent beings. For if the
ally learned why there are dependent beings question to be answered is why there are (or
until we also learn why G has been producing have ever been) any dependent beings at all,
them. But, of course, we could also say that we cannot answer that question by noting that
we haven’t really explained the existence of a there always have been dependent beings, each
particular dependent being, say a3, until we one accounting for the existence of some other
also learn not just that G produced it but why dependent being. Thus on the supposition
G produced it. The point we need to grasp, that every being is dependent it seems there
however, is that once we admit that every de- will be no explanation of why there are de-
pendent being’s existence is explained by G, pendent beings. (C2) will not be satisfied.
we must admit that the fact that there are de- Therefore, on the supposition that every be-
pendent beings has also been explained. So it ing is dependent there will be no explanation
is not unnatural that someone should think of the existence of the collection of depend-
that to explain the existence of the collection ent beings.
of dependent beings is nothing more than to
explain the existence of its members. For, as
The Truth of PSR
we’ve seen, to explain the collection’s exist-
ence is to explain each member’s existence and We come now to the final criticism of the rea-
to explain why there are any dependent be- soning supporting the second premise of the
ings at all. And in the examples we’ve consid- Cosmological Argument. According to this
ered, in doing the one (explaining why each criticism, it is admitted that the supposition
dependent being exists) we’ve already done that every being is dependent implies that
the other (explained why there are any de- there will be a brute fact in the universe, a
pendent beings at all). We must now see, how- fact, that is, for which there can be no expla-
ever, that on the supposition that the whole nation whatever. For there will be no expla-
of reality consists only of a collection of de- nation of the fact that dependent beings exist
pendent beings, to give an explanation of each and have always been in existence. It is this
member’s existence is not to provide an ex- brute fact that the proponents of the argu-
planation of why there are dependent beings. ment were describing when they pointed out
In the examples we’ve considered we have that if every being is dependent the series or
gone outside of the collection of dependent collection of dependent beings would lack an
beings in order to explain the members’ ex- explanation of zts existence. The final criticism
istence. But if the only beings that exist or asks what is wrong with admitting that the
ever existed are dependent beings then each universe contains such a brute, unintelligible
dependent being will be explained by some fact. In asking this question the critic chal-
other dependent being, ad infinitum. This lenges the fundamental principle, PSR, on
does not mean that there will be some par- which the Cosmological Argument rests. For,
ticular dependent being whose existence is as we’ve seen, the first premise of the argu-
unaccounted for. Each dependent being has ment denies that there exists a being whose
an explanation of its existence; namely, in the existence has no explanation. In support of

ol
WILLIAM ROWE

this premise the proponent appeals to the first statements which are known intuitively to be
part of PSR. The second premise of the argu- true. “Every triangle has exactly three angles”
ment claims that not every being can be de- or “No physical object can be in two different
pendent. In support of this premise the places in space at one and the same time” are
proponent appeals to the second part of PSR, examples of statements whose truth we can
the part which states that there must be an apprehend just by understanding and reflect-
explanation of any positive fact whatever. ing on them. The difficulty with the claim that
The proponent reasons that if every being PSR is intuitively true, however, is that a
were a dependent being then although the first number of very able philosophers fail to ap-
part of PSR would be satisfied — every being prehend its truth, and some even claim that
would have an explanation — the second part the principle is false. It is doubtful, therefore,
would be violated, there would be no expla- that many of us, if any, know intuitively that
nation for the positive fact that there are and PSR is true.
have always been dependent beings. For first, The second way philosophers and theolo-
since every being is supposed to be depend- gians who accept PSR have sought to defend
ent, there would be nothing outside of the it is by claiming that although it is not known
collection of dependent beings to explain the to be true, it is, nevertheless, a presupposi-
collection’s existence. Second, the fact that tion of reason, a basic assumption that rational
each member of the collection has an expla- people make, whether or not they reflect suf-
nation in some other dependent being is in- ficiently to become aware of the assumption.
sufficient to explain why there are and have It’s probably true that there are some assump-
always been dependent beings. And, finally, tions we all make about our world, assump-
there is nothing about the collection of de- tions which are so basic that most of us are
pendent beings that would suggest that it is a unaware of them. And, I suppose, it might be
self-existent collection. Consequently, if every true that PSR is such an assumption. What
being were dependent, the fact that there are bearing would this view of PSR have on the
and have always been dependent beings would Cosmological Argument? Perhaps the main
have no explanation. But this violates the sec- point to note is that even if PSR is a presup-
ond part of PSR. So the second premise of position we all share, the premises of the
the Cosmological Argument must be true, not Cosmological Argument could still be false.
every being can be a dependent being. This For PSR itself could still be false. The fact, if
conclusion, however, is no better than the it is a fact, that all of us presuppose that every
principle, PSR, on which it rests. And it is the existing being and every positive fact has an
point of the final criticism to question the truth explanation does not imply that no being ex-
of PSR. Why, after all, should we accept the ists, and no positive fact obtains, without an
idea that every being and every positive fact explanation. Nature is not bound to satisfy
must have an explanation? Why, in short, our presuppositions. As the American philoso-
should we believe PSR? These are important pher William James once remarked in another
questions, and any final judgment of the connection, “In the great boarding house of
Cosmological Argument depends on how they nature, the cakes and the butter and the syrup
are answered. seldom come out so even and leave the plates
Most of the theologians and philosophers so clear.”
who accept PSR have tried to defend it in ei- Our study of the first part of the Cos-
ther of two ways. Some have held that PSR is mological Argument has led us to the funda-
(or can be) known intuitively to be true. By mental principle on which its premises rest,
this they mean that if we fully understand and the Principle of Sufficient Reason. Since we
reflect on what is said by PSR we can see that do not seem to know that PSR is true we can-
it must be true. Now, undoubtedly, there are not reasonably claim to know that the premises

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THE COSMOLOGICAL ARGUMENT

of the Cosmological Argument are true. They might be a sound argument (valid with true
might be true. But unless we do know them premises), it does not provide us with good
to be true they cannot establish for us the con- rational grounds for believing that among
clusion that there exists a being that has the those beings that exist there is one whose ex-
explanation of its existence within its own istence is accounted for by its own nature.
nature. If it were shown, however, that even Having come to this conclusion we may safely
though we do not kvow that PSR is true we put aside the second part of the argument.
all, nevertheless, presuppose PSR to be true, For even if it succeeded in showing that a self-
then, whether PSR is true or not, to be con- existent being would have the other attributes
sistent we should accept the Cosmological of the theistic God, the Cosmological Argu-
Argument. For, as we’ve seen, its premises ment would still not provide us with good
imply its conclusion and its premises do seem rational grounds for belief in God, having
to follow from PSR. But no one has succeeded failed in its first part to provide us with good
in showing that PSR is an assumption that most rational grounds for believing that there is a
or all of us share. So our final conclusion must self-existent being.
be that although the Cosmological Argument

93
Teleological Argument

12 From Dialogues Concerning Natural Religion*

David Hume

Part II the similarity of the Deity to men; still less


can I approve of the mediums by which you
... Look round the world: contemplate the endeavor to establish it. What! No demon-
whole and every part of it: you will find it to stration of the being of a God! No abstract
be nothing but one great machine, subdivided arguments! No proofs a priori! Are these,
into an infinite number of lesser machines, which have hitherto been so much insisted on
which again admit of subdivisions, to a de- by philosophers, all fallacy, all sophism? Can
gree beyond what human senses and faculties we reach no farther in this subject than expe-
can trace and explain. All these various ma- rience and probability? I will not say that this
chines, and even their most minute parts, are is betraying the cause of a deity: but surely,
adjusted to each other with an accuracy which by this affected candor, you give advantage to
ravishes into admiration all men who have ever atheists, which they never could obtain by the
contemplated them. The curious adapting of mere dint of argument and reasoning.
means to ends, throughout all nature, resem- What I chiefly scruple in this subject, said
bles exactly, though it much exceeds, the pro- Philo, is not so much that all religious argu-
ductions of human contrivance; of human ments are by Cleanthes reduced to experience,
design, thought, wisdom, and intelligence. as that they appear not to be even the most
Since therefore the effects resemble each other, certain and irrefragable of that inferior kind.
we are led to infer, by all the rules of analogy, That a stone will fall, that fire will burn, that
that the causes also resemble; and that the the earth has solidity, we have observed a
Author of Nature is somewhat similar to the thousand and a thousand times; and when any
mind of men; though possessed of much larger new instance of this nature is presented, we
faculties, proportioned to the grandeur of the draw without hesitation the accustomed in-
work which he has executed. By this argument ference. The exact similarity of the cases gives
a posteriort, and by this argument alone, do us a perfect assurance ofa similar event; and a
we prove at once the existence ofa Deity, and stronger evidence is never desired nor sought
his similarity to human mind and intelligence. after. But wherever you depart, in the least,
I shall be so free, Cleanthes, said Demea, as from the similarity of the cases, you diminish
to tell you that from the beginning I could proportionably the evidence; and may at last
not approve of your conclusion concerning bring it to a very weak analogy, which is con-
fessedly liable to error and uncertainty. After
* From David Hume, Dialogues Concerning Natural having experienced the circulation of the
Religion, selections from Parts II and V, in The Em- blood in human creatures, we make no doubt
piricists (New York: Doubleday, 1974), pp. 444-50, that it takes place in Titius and Maevius: but
462-7. from its circulation in frogs and fishes, it is

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FROM DIALOGUES CONCERNING NATURAL RELIGION

only a presumption, though a strong one, them? Or why spare my censure, when such
from analogy, that it takes place in men and principles are advanced, supported by such
other animals. The analogical reasoning is an authority, before so young a man as
much weaker, when we infer the circulation Pamphilus?
of the sap in vegetables from our experience You seem not to apprehend, replied Philo,
that the blood circulates in animals; and those that I argue with Cleanthes in his own way;
who hastily followed that imperfect analogy and by showing him the dangerous conse-
are found, by more accurate experiments, to quences of his tenets, hope at last to reduce
have been mistaken. him to our opinion. But what sticks most with
If we see a house, Cleanthes, we conclude, you, I observe, is the representation which
with the greatest certainty, that it had an ar- Cleanthes has made of the argument a poste-
chitect or builder; because this is precisely that riort, and finding, that that argument is likely
species of effect, which we have experienced to escape your hold and vanish into air, you
to proceed from that species of cause. But think it so disguised, that you can scarcely
surely you will not affirm that the universe believe it to be set in its true light. Now, how-
bears such a resemblance to a house, that we ever much I may dissent, in other respects,
can with the-same certainty infer a similar from the dangerous principles of Cleanthes, I
cause, or that the analogy is here entire and must allow that he has fairly represented that
perfect. The dissimilitude is so striking that argument; and I shall endeavor so to state the
the utmost you can here pretend to is a guess, matter to you that you will entertain no far-
a conjecture, a presumption concerning a simi- ther scruples with regard to it.
lar cause, and how that pretension will be re- Were a man to abstract from everything
ceived in the world, I leave you to consider. which he knows or has seen, he would be al-
It would surely be very ill received, replied together incapable, merely from his own ideas,
Cleanthes; and I should be deservedly blamed to determine what kind of scene the universe
and detested, did I allow that the proofs ofa must be, or to give the preference to one state
Deity amounted to no more than a guess or or situation of things above another. For as
conjecture. But is the whole adjustment of nothing which he clearly conceives could be
means to ends in a house and in the universe esteemed impossible or implying a contradic-
so slight a resemblance? The economy of fi- tion, every chimera ofhis fancy would be upon
nal causes? The order, proportion, and ar- an equal footing; nor could he assign any just
rangement of every part? Steps of a stair are reason why he adheres to one idea or system,
plainly contrived that human legs may use and rejects the others, which are equally pos-
them in mounting; and this inference is cer- sible.
tain and infallible. Human legs are also con- Again; after he opens his eyes, and contem-
trived for walking and mounting; and this plates the world, as it really is, it would be
inference, I allow, is not altogether so certain, impossible for him, at first, to assign the cause
because of the dissimilarity which you remark; of any one event; much less, of the whole of
but does it, therefore, deserve the name only things or of the universe. He might set his
of presumption or conjecture? fancy a rambling; and she might bring him in
Good God! cried Demea, interrupting him, an infinite variety of reports and representa-
where are we? Zealous defenders of religion tions. These would all be possible; but being
allow that the proofs of a Deity fall short of all equally possible, he would never, of him-
perfect evidence! And you, Philo, on whose self, give a satisfactory account for his prefer-
assistance I depended in proving the adorable ring one of them to the rest. Experience alone
mysteriousness of the Divine Nature, do you can point out to him the true cause of any
assent to all these extravagant opinions of phenomenon.
Cleanthes? For what other name can I give Now, according to this method of reason-

95
DAVID HUME

ing, Demea, it follows (and is, indeed, tacitly fact are founded on experience, and that all
allowed by Cleanthes himself) that order, ar- experimental reasonings are founded on the
rangement, or the adjustment of final causes supposition that similar causes prove similar
is not, ofitself, any proof of design; but only effects, and similar effects similar causes; I shall
so far as it has been experienced to proceed not, at present, much dispute with you. But
from that principle. For aught, we can know observe, I entreat you, with what extreme cau-
a priori, matter may contain the source or tion all just reasoners proceed in the transfer-
spring of order originally, within itself, as well ring of experiments to similar cases. Unless
as mind does; and there is no more difficulty the cases be exactly similar, they repose no
in conceiving that the several elements, from perfect confidence in applying their past ob-
an internal unknown cause, may fall into the servation to any particular phenomenon. Every
most exquisite arrangement, than to conceive alteration of circumstances occasions a doubt
that their ideas, in the great, universal mind, concerning the event; and it requires new ex-
from a like internal, unknown cause, fall into periments to prove certainly that the new cir-
that arrangement. The equal possibility of cumstances are of no moment or importance.
both these suppositions is allowed. But by A change in bulk, situation, arrangement, age,
experience we find (according to Cleanthes) disposition of the air, or surrounding bodies;
that there is a difference between them. Throw any of these particulars may be attended with
several pieces of steel together, without shape the most unexpected consequences: and un-
or form; they will never arrange themselves less the objects be quite familiar to us, it is the
so as to compose a watch: stone, and mortar, highest temerity to expect with assurance, af-
and wood, without an architect, never erect a ter any of these changes, an event similar to
house. But the ideas in a human mind, we that which before fell under our observation.
see, by an unknown, inexplicable economy, The slow and deliberate steps of philosophers,
arrange themselves so as to form the plan of a here, if anywhere, are distinguished from the
watch or house. Experience, therefore, proves precipitate march of the vulgar, who, hurried
that there is an original principle of order in on by the smallest similitudes, are incapable
mind, not in matter. From similar effects we of all discernment or consideration.
infer similar causes. The adjustment of means But can you think, Cleanthes, that your
to ends is alike in the universe, as in a ma- usual phlegm and philosophy have been pre-
chine of human contrivance. The causes, served in so wide a step as you have taken,
therefore, must be resembling. when you compared to the universe, houses,
I was from the beginning scandalized, I ships, furniture, machines; and from their
must own, with this resemblance, which is similarity in some circumstances inferred a
asserted, between the Deity and human crea- similarity in their causes? Thought, design, in-
tures; and must conceive it to imply such a telligence, such as we discover in men and
degradation of the Supreme Being as no sound other animals, is no more than one of the
theist could endure. With your assistance, springs and principles of the universe, as well
therefore, Demea, I shall endeavor to defend as heat or cold, attraction or repulsion, and a
what you justly called the adorable mysteri- hundred others which fall under daily obser-
ousness of the Divine Nature, and shall refute vation. It is an active cause, by which some
this reasoning of Cleanthes, provided he al- particular parts of nature, we find, produce
lows that I have made a fair representation of alterations on other parts. But can a conclu-
it: sion, with any propriety, be transferred from
When Cleanthes had assented, Philo, after parts to the whole? Does not the great dis-
a short pause, proceeded in the following proportion bar all comparison and inference?
manner. From observing the growth of a hair, can we
That all inferences, Cleanthes, concerning learn anything concerning the generation of

96
FROM DIALOGUES CONCERNING NATURAL RELIGION

aman? Would the manner of a leaf’s blowing, advancing towards that constitution and ar-
even though perfectly known, afford us any rangement. By observation, we know some-
instruction concerning the vegetation of a what of the economy, action, and nourishment
tree? ofa finished animal; but we must transfer with
But allowing that we were to take the op- great caution that observation to the growth
erations of one part of nature upon another ofa fetus in the womb, and still more, to the
for the foundation of our judgment concern- formation of an animalcule in the loins of its
ing the origin of the whole (which never can male parent. Nature, we find, even from our
be admitted), yet why select so minute, so limited experience, possesses an infinite
weak, so bounded a principle as the reason number of springs and principles, which in-
and design of animals is found to be upon cessantly discover themselves on every change
this planet? What peculiar privilege has this of her position and situation. And what new
little agitation of the brain which we call and unknown principles would actuate her in
thought, that we must thus make it the model so new and unknown a situation as that of the
of the whole universe? Our partiality in our formation of a universe, we cannot, without
own favor does indeed present it on all occa- the utmost temerity, pretend to determine.
sions; but sound philosophy ought carefully A very small part of this great system, dur-
to guard against so natural an illusion. ing a very short time, is very imperfectly dis-
So far from admitting, continued Philo, that covered to us: and do we thence pronounce
the operations of a part can afford us any just decisively concerning the origin of the whole?
conclusion concerning the origin of the whole, Admirable conclusion! Stone, wood, brick,
I will not allow any one part to form a rule for iron, brass, have not, at this time, in this minute
another part, if the latter be very remote from globe of earth, an order or arrangement with-
the former. Is there any reasonable ground to out human art and contrivance: therefore the
conclude that the inhabitants of other planets universe could not originally attain its order
possess thought, intelligence, reason, or any- and arrangement without something similar to
thing similar to these faculties in men? When human art. But is a part of nature a rule for
Nature has so extremely diversified her man- another part very wide of the former? Is it a
ner of operation in this small globe, can we rule for the whole? Is a very small part a rule
imagine that she incessantly copies herself for the universe? Is nature in one situation a
throughout so immense a universe? And if certain rule for nature in another situation,
thought, as we may well suppose, be confined vastly different from the former?
merely to this narrow corner, and has even
there so limited a sphere of action; with what
propriety can we assign it for the original cause
of all things? The narrow views of a peasant,
who makes his domestic economy the rule for PartV
the government of kingdoms, is in compari-
son a pardonable sophism. But to show you still more inconveniences,
But were we ever so much assured that a continued Philo, in your anthropomorphism;
thought and reason, resembling the human, please to take a new survey ofyour principles.
were to be found throughout the whole uni- Like effects prove like causes. This is the experi-
verse, and were its activity elsewhere vastly mental argument; and this, you say too, is the
greater and more commanding than it appears sole theological argument. Now it is certain
in this globe; yet I cannot see why the opera- that the liker the effects are which are seen,
tions of a world, constituted, arranged, ad- and the liker the causes which are inferred,
justed, can with any propriety be extended to the stronger is the argument. Every departure
a world, which is in its embryo state, and is on either side diminishes the probability, and

oF
DAVID HUME

renders the experiment less conclusive. You inexplicable difficulties in the works of nature
cannot doubt of the principle: neither ought which, if we allow a perfect author to be
you to reject its consequences. proved a priori, are easily solved, and become
All the new discoveries in astronomy, which only seeming difficulties, from the narrow ca-
prove the immense grandeur and magnificence pacity of man, who cannot trace infinite rela-
of the works of nature, are so many additional tions. But according to your method of
arguments for a Deity, according to the true reasoning, these difficulties become all real;
system of theism: but according to your hy- and perhaps will be insisted on as new instances
pothesis of experimental theism, they become of likeness to human art and contrivance. At
so many objections, by removing the effect least, you must acknowledge that it is impos-
still farther from all resemblance to the effects sible for us to tell, from our limited views,
of human art and contrivance. ... The dis- whether this system contains any great faults,
coveries by microscopes, as they open a new or deserves any considerable praise, if com-
universe in miniature, are still objections ac- pared to other possible, and even real systems.
cording to you; arguments according to me. Could a peasant, if the Aeneid were read to
The farther we push our researches of this him; pronounce that poem to be absolutely
kind, we are still led to infer the universal faultless, or even assign to it its proper rank
causes of all to be vastly different from man- among the productions of human wit; he, who
kind, or from any object of human experience had never seen any other production?
and observation. But were this world ever so perfect a pro-
And what say you to the discoveries in duction, it must still remain uncertain whether
anatomy, chemistry, botany? . . . These surely all the excellences of the work can justly be as-
are no objections, replied Cleanthes: they only cribed to the workman. If we survey a ship, what
discover new instances of art and contrivance. an exalted idea must we form of the ingenuity
It is still the image of mind reflected on us of the carpenter, who framed so complicated,
from innumerable objects. Add, a mind /éke useful, and beautiful a machine? And what sur-
the human, said Philo. I know of no other, prise must we feel when we find him a stupid
replied Cleanthes. And the liker the better, mechanic, who imitated others, and copied an
insisted Philo. To be sure, said Cleanthes. art which, through a long succession of ages,
Now, Cleanthes, said Philo, with an air of after multiplied trials, mistakes, corrections,
alacrity and triumph, mark the consequences. deliberations, and controversies, had been
First, By this method of reasoning, you re- gradually improving? Many worlds might have
nounce all claim to infinity in any of the at- been botched and bungled, throughout an eter-
tributes of the Deity. For as the cause ought nity, ere this system was struck out: much labor
only to be proportioned to the effect, and the lost: many fruitless trials made: and a slow, but
effect, so far as it falls under our cognizance, continued improvement carried on during in-
is not infinite; what pretensions have we, upon finite ages in the art of world-making. In such
your suppositions, to ascribe that attribute to subjects, who can determine where the truth;
the Divine Being? You will still insist that, by nay, who can conjecture where the probability
removing him so much from all similarity to lies; amidst a great number ofhypotheses which
human creatures, we give in to the most arbi- may be proposed, and a still greater number
trary hypothesis, and at the same time weaken which may be imagined?
all proofs of his existence. And what shadow of an argument, contin-
Secondly, You have no reason, on your ued Philo, can you produce, from your hypoth-
theory, for ascribing perfection to the Deity, esis, to prove the unity of the Deity? A great
even in his finite capacity; or for supposing number of men join in building a house or ship,
him free from every error, mistake, or inco- in rearing a city, in framing a commonwealth:
herence in his undertakings. There are many why may not several deities combine in con-

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FROM DIALOGUES CONCERNING NATURAL RELIGION

triving and framing a world? This is only so And why not become a perfect anthropo-
much greater similarity to human affairs? By morphite? Why not assert the deity or deities
sharing the work among several, we may so to be corporeal, and to have eyes, a nose,
much further limit the attributes of each, and mouth, ears, etc.? Epicurus maintained that no
get rid ofthat extensive power and knowledge maf: had ever seen reason but in a human fig-
which must be supposed in one deity, and ure; therefore the gods must have a human fig-
which, according to you, can only serve to ure. And this argument, which is deservedly so
weaken the proof of his existence. And if such much ridiculed by Cicero becomes, according
foolish, such vicious creatures as man can yet to you, solid and philosophical.
often unite in framing and executing one plan; In a word, Cleanthes, a man who follows
how much more those deities or demons whom your hypothesis is able, perhaps, to assert, or
we may suppose several degrees more perfect? conjecture, that the universe, sometime, arose
To multiply causes, without necessity, is in- from something like design: but beyond that
deed contrary to true philosophy: but this prin- position he cannot ascertain one single cir-
ciple applies not to the present case. Were one cumstance, and is left afterwards to fix every
deity antecedently proved by your theory, who point of his theology, by the utmost license
were possessed of every attribute requisite to of fancy and hypothesis. This world, for aught
the production of the universe; it would be he knows, is very faulty and imperfect com-
needless, I own (though not absurd) to sup- pared to a superior standard; and was only
pose any other deity existent. But while it is the first rude essay of some infant deity, who
still a question, whether all these attributes are afterwards abandoned it, ashamed of his lame
united in one subject, or dispersed among sev- performance; it is the work only of some de-
eral independent beings: by what phenomena pendent, inferior deity; and is the object of
in nature can we pretend to decide the contro- derision to his superiors: it is the production
versy? Where we see a body raised in a scale, of old age and dotage in some superannu-
we are sure that there is in the opposite scale, ated deity; and ever since his death has run
however concealed from sight, some counter- on at adventures, from the first impulse and
poising weight equal to it: but it is still allowed active force which it received from him. You
to doubt whether that weight be an aggregate justly give signs of horror, Demea, at these
of several distinct bodies, or one uniform united strange suppositions: but these, and a thou-
mass. And if the weight requisite very much sand more of the same kind, are Cleanthes’s
exceeds anything which we have ever seen con- suppositions, not mine. From the moment
joined in any single body, the former supposi- the attributes of the Deity are supposed fi-
tion becomes still more probable and natural. nite, all these have place. And I cannot, for
An intelligent being of such vast power and my part, think that so wild and unsettled a
capacity as is necessary to produce the universe, system of theology is, in any respect, prefer-
or, to speak in the language of ancient phi- able to none at all.
losophy, so prodigious an animal, exceeds all These suppositions I absolutely disown,
analogy, and even comprehension. cried Cleanthes: they strike me, however, with
But farther, Cleanthes; men are mortal, and no horror; especially, when proposed in that
renew their species by generation; and this is rambling way in which they drop from you.
common to all living creatures. The two great On the contrary, they give me pleasure, when
sexes of male and female, says Milton, ani- I see that, by the utmost indulgence of your
mate the world. Why must this circumstance, imagination, you never get rid of the hypoth-
so universal, so essential, be excluded from esis ofdesign in the universe; but are obliged,
those numerous and limited deities? Behold at every turn, to have recourse to it. To this
then the theogony of ancient times brought concession I adhere steadily; and this I regard
back upon us. as a sufficient foundation for religion.

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13. The Argument from Design*

R. G. Swinburne

The object of this paper is to show that there the designer of the world is omnipotent, om-
are no valid formal objections to the argument niscient, totally good, etc. Nor does it show
from design, so long as the argument is ar- that he is the God of Abraham, Isaac and
ticulated with sufficient care. In particular I Jacob. To make these points further argu-
wish to analyse Hume’s attack on the argu- ments would be needed. The isolation of the
ment in Dialogues Concerning Natural Reli- argument from design from the web of Chris-
gion and to show that none of the formal tian apologetic is perhaps a somewhat unnatu-
objections made therein by Philo have any ral step, but necessary in order to analyse its
validity against a carefully articulated version structure. My claim is that the argument does
of the argument. not commit any formal fallacy, and by this I
The argument from design is an argument mean that it keeps to the canons of argument
from the order or regularity of things in the about matters of fact and does not violate any
world to a god or, more precisely, a very pow- of them. It is, however, an argument by anal-
erful free non-embodied rational agent, who ogy. It argues from an analogy between the
is responsible for that order. By a body I un- order of the world and the products of hu-
derstand a part of the material Universe sub- man art to a god responsible for the former,
ject, at any rate partially, to an agent’s direct in some ways similar to man who is responsi-
control, to be contrasted with other parts not ble for the latter. And even if there are no
thus subject. An agent’s body marks the lim- formal fallacies in the argument, one unwill-
its to what he can directly control; he can only ing to admit the conclusion might still claim
control other parts of the Universe by mov- that the analogy was too weak and remote for
ing his body. An agent who could directly him to have to admit it, that the argument
control any part of the Universe would not gave only negligible support to the conclu-
be embodied. Thus ghosts, if they existed, sion which remained improbable. In defend-
would be non-embodied agents, because there ing the argument I will leave to the objector
are no particular pieces of matter subject to this way of escape from its conclusion.
their direct control, but any piece of matter I will begin by setting forward the argu-
may be so subject. I use the word ‘design’ in ment from design in a more careful and pre-
such a way that it is not analytic that if any- cise way than Cleanthes did.
thing evinces design, an agent designed it, and There are in the world two kinds of regu-
so it becomes a synthetic question whether larity or order, and all empirical instances of
the design of the world shows the activity ofa order are such because they evince one or
designer. other or both kinds of order. These are the
The argument, taken by itself, as was ad- regularities of copresence or spatial order, and
mitted in the Dialogues by Cleanthes the pro- regularities of succession, or temporal order.
ponent of the argument, does not show that Regularities of copresence are patterns of spa-
tial order at some one instant of time. An ex-
* From Philosophy, 43 (1968), pp. 199-212. Reprinted ample of a regularity of copresence would be
with permission. a town with all its roads at right angles to each

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THE ARGUMENT FROM DESIGN

other, or a section of books in a library ar- flow in upon you with a force like that of sen-
ranged in alphabetical order of authors. Regu- sation.”
larities of succession are simple patterns of Those who argue from the existence of
behaviour of objects, such as their behaviour regularities of copresence other than those
in accordance with the laws of nature — for produced by men, to the existence of a god
example, Newton’s law of gravitation, which who produced them are however in many re-
holds universally to a very high degree of ap- spects on slippery ground when compared
proximation, that all bodies attract each other with those who rely for their premises on regu-
with forces proportional to the product oftheir larities of succession. We shall see several of
masses and inversely proportional to the square these weaknesses later in considering Hume’s
of their distance apart. objections to the argument, but it is worth
Many of the striking examples of order in while noting two of them at the outset. First,
the world evince an order which is due both although the world contains many striking
to a regularity of copresence and to a regular- regularities of copresence (some few of which
ity of succession. A working car consists of are due to human agency), it also contains
many parts so adjusted to each other that it many examples of spatial disorder. The uni-
follows the instructions of the driver delivered form distribution of the galactic clusters is a
by his pulling and pushing a few levers and marvellous example of spatial order, but the
buttons and turning a wheel to take passen- arrangement of trees in an African jungle is a
gers whither he wishes. Its order arises because marvellous example of spatial disorder. Al-
its parts are so arranged at some instant (regu- though the proponent of the argument may
larity of copresence) that, the laws of nature then proceed to argue that in an important
being as they are (regularity of succession) it sense or from some point of view (e.g. utility
brings about the result neatly and efficiently. to man) the order vastly exceeds the disorder,
The order of living animals and plants like- he has to argue for this in no way obvious
wise results from regularities of both types. proposition.
Men who marvel at the order of the world Secondly the proponent of the argument
may marvel at either or both of the regulari- runs the risk that the regularities of copresence
ties of copresence and of succession. The men may be explained in terms of something else
of the eighteenth century, that great century by anormal scientific explanation in a way that
of ‘reasonable religion’, were struck almost the regularities of succession could not possi-
exclusively by the regularities of copresence. bly be. A scientist could show that a regular-
They marvelled at the design and orderly op- ity of copresence R arose from an apparently
erations of animals and plants; but since they disordered state D by means of the normal
largely took for granted the regularities of operation of the laws of nature. This would
succession, what struck them about the ani- not entirely ‘explain away’ the regularity of
mals and plants, as to a lesser extent about copresence, because the proponent ofthis ar-
machines made by men, was the subtle and gument from design might then argue that
coherent arrangement of their millions of the apparently disordered state D really had a
parts. Paley’s Natural Theology dwells mainly latent order, being the kind of state which,
on details of comparative anatomy, on eyes when the laws of nature operate, turns into a
and ears and muscles and bones arranged with manifestly ordered one. So long as only few
minute precision so as to operate with high of the physically possible states of apparent
efficiency, and Hume’s Cleanthes produces disorder were states of latent order, the exist-
the same kind of examples: ‘Consider, anato- ence of many states of latent order would be
mise the eye, survey its structure and contriv- an important contingent fact which could
ance, and tell me from your own feeling, if form a premise for an argument from design.
the idea of a contriver does not immediately But there is always the risk that scientists might

101
R. G. SWINBURNE

show that most states of apparent disorder his fifth and last way to prove the existence of
were states of latent order, that is, that if the God, and gives his premise as follows:
world lasted long enough considerable order ‘The fifth way is based on the guidedness
must emerge from whichever of many initial of nature. An orderedness of actions to an end
states it began. If a scientist showed that, he is observed in all bodies obeying natural laws,
would have explained by normal scientific ex- even when they lack awareness. For their be-
planation the existence of regularities of haviour hardly ever varies, and will practically
copresence in terms of something completely always turn out well; which shows that they
different. The eighteenth-century proponents truly tend to a goal, and do not merely hit it
of the argument from design did not suspect by accident.” If we ignore any value judge-
this danger and hence the devasting effect of ment in ‘practically always turn out well’, St
Darwin’s Theory of Evolution by Natural Se- Thomas’s argument is an argument from regu-
lection on those who accepted their argument. larities of succession.
For Darwin showed that the regularities of The most satisfactory premise for the argu-
copresence of the animal and plant kingdoms ment from design is then the operation of
had evolved by natural processes from an ap- regularities of succession other than those pro-
parently disordered state and would have duced by men, that is, the operation of natu-
evolved equally from many other apparently ral laws. Almost all things almost always obey
disordered states. Whether all regularities of simple natural laws and so behave in a strik-
copresence can be fully explained in this kind ingly regular way. Given the premise, what is
of way no one yet knows, but the danger re- our justification for proceeding to the con-
mains for the proponent of an argument from clusion, that a very powerful free non-embod-
design of this kind that they can be. ied rational agent is responsible for their
However, those who argue from the op- behaving in that way? The justification which
eration of regularities of succession other than Aquinas gives is that ‘Nothing .. . that lacks
those produced by men to the existence of a awareness tends to a goal, except under the
god who produces them do not run into ei- direction of someone with awareness and with
ther of these difficulties. Regularities of suc- understanding; the arrow, for example requires
cession (other than those produced by men) an archer. Everything in nature, therefore is
unlike regularities of copresence, are all-per- directed to its goal by someone with under-
vasive. Simple natural laws rule almost all standing and this we call “God”.’? A similar
successions of events. Nor can regularities of argument has been given by many religious
succession be given a normal scientific expla- apologists since Aquinas, but clearly as it stands
nation in terms of something else. For the it is guilty of the grossest petitio principit.
normal scientific explanation of the operation Certainly some things which tend to a goal,
of a regularity of succession is in terms of the tend to a goal because ofa direction imposed
operation of a yet more general regularity of upon them by someone ‘with awareness and
succession. Note too that a normal scientific with understanding’. Did not the archer place
explanation of the existence of regularities of the arrow and pull the string in a certain way
copresence in terms of something different, if the arrow would not tend to its goal. But
it can be provided, is explanation in terms of whether a// things which tend to a goal tend
regularities of succession. to a goal for this reason is the very question at
For these reasons the proponent of the ar- issue and that they do cannot be used as a
gument from design does much better to rely premise to prove the conclusion. We must
for his premise more on regularities of suc- therefore reconstruct the argument in a more
cession. St Thomas Aquinas, wiser than the satisfactory way.
men of the eighteenth century, did just this. The structure of any plausible argument
He puts forward an argument from design as from design can only be that the existence of

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THE ARGUMENT FROM DESIGN

a god responsible for the order in the world is a different kind of causality from that of sci-
a hypothesis well confirmed on the basis of entific laws. The free choice ofa rational agent
the evidence, viz. that contained in the premise is the only way of accounting for natural phe-
which we have now stated, and better con- nomena other than the way of normal scien-
firmed than any other hypothesis. I shall be- tifi¢ explanation, which is recognized as such
gin by showing that there can be no other by all men and has not been reduced to nor-
possible explanation for the operation of natu- mal scientific explanation.
ral laws than the activity of agod and then see Almost all regularities of succession are due
to what extent the hypothesis is well confirmed to the normal operation ofscientific laws. But
on the basis of the evidence. to say this is simply to say that these regulari-
Almost all phenomena can, as we have seen, ties are instances of more general regularities.
be explained by a normal scientific explana- The operation of the most fundamental regu-
tion in terms of the operation of natural laws larities clearly cannot be given a normal sci-
on preceding states. There is however one entific explanation. If their operation is to
other way of explaining natural phenomena, receive an explanation and not merely to be
and that is explaining in terms of the rational left as a brute fact, that explanation must there-
choice of a free agent. When a man marries fore be in terms of the rational choice of a
Jane rather than Anne, becomes a solicitor free agent. What then are grounds for adopt-
rather than a barrister, kills rather than shows ing this hypothesis, given that it is the only
mercy after considering arguments in favour possible one?
of each course, he brings about a state of the The grounds are that we can explain some
world by his free and rational choice. To all few regularities of succession as produced by
appearances this is an entirely different way rational agents and that the other regularities
whereby states of the world may come about cannot be explained except in this way. Among
than through the operation of laws of nature the typical products of a rational agent acting
on preceding states. Someone may object that freely are regularities both of copresence and
it is necessary that physiological or other sci- of succession. The alphabetical order of books
entific laws operate in order for the agent to on a library shelf is due to the activity of the
bring about effects. My answer is that certainly librarian who chose to arrange them thus. The
it is necessary that such laws operate in order order of the cards of a pack by suits and sen-
for effects brought about directly by the agent iority in each suit is due to the activity of the
to have ulterior consequences. But unless there card player who arranged them thus. Among
are some effects which the agent brings about examples of regularities of succession pro-
directly without the operation of scientific laws duced by men are the notes of a song sung by
acting on preceding physical states bringing a singer or the movements of a dancer’s body
them about, then these laws and states could when he performs a dance in time with the
fully explain the effects and there would be accompanying instrument. Hence knowing
no need to refer in explaining them to the that some regularities of succession have such
rational choice of an agent. True, the appar- a cause, we postulate that they all have. An
ent freedom and rationality of the human will agent produces the celestial harmony like a
muy prove an illusion. Man may have no more man who sings a song. But at this point an
option what to do than a machine and be obvious difficulty arises. The regularities of
guided by an argument no more than is a piece succession, such as songs which are produced
of iron. But this has never yet been shown by men, are produced by agents of com-
and, in the absence of good philosophical and paratively small power, whose bodies we can
scientific argument to show it, I assume, what locate. If an agent is responsible for the
is apparent, that when a man acts by free and operation of the laws of nature, he must act
rational choice, his agency is the operation of directly on the whole Universe, as we act

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directly on our bodies. Also he must be of are normally propagated that the physicists had
immense power and intelligence compared to say that if there was an aether it had very
with men. Hence he can only be somewhat many peculiar properties not possessed by
similar to men having, like them, intelligence normally liquids or solids. Hence they con-
and freedom of choice, yet unlike them in the cluded that the argument for its existence was
degree of these and in not possessing a body. very weak. The proponent of the argument
For a body, as I have distinguished it earlier, from design stresses the similarities between
is a part of Universe subject to an agent’s the regularities of succession produced by man
direct control, to be contrasted with other and those which are laws of nature and so
parts not thus subject. The fact that we are between men and the agent which he postu-
obliged to postulate on the basis of differences lates as responsible for the laws of nature. The
in the effects differences in the causes, men opponent of the argument stresses the dissimi-
and the god, weakens the argument. How larities. The degree ofsupport which the con-
much it weakens it depends on how great these clusion obtains from the evidence depends on
differences are. how great the similarities are.
Our argument thus proves to be an argu- The degree of support for the conclusion
ment by analogy and to exemplify a pattern of an argument from analogy does not how-
common in scientific inference. As are caused ever depend merely on the similarities between
by Bs. A*s are similar to As. Therefore — given the types of evidence but on the degree to
that there is no more satisfactory explanation which the resulting theory makes explanation
of the existence of A*s — they are produced of empirical matters more simple and coher-
by B*s similar to Bs. B*s are postulated to be ent. In the case of the argument from design
similar in all respects to Bs except in so far as the conclusion has an enormous simplifying
shown otherwise, viz. except in so far as the effect on explanations ofempirical matters. For
dissimilarities between As and A*s force us to if the conclusion is true, ifa very powerful non-
postulate a difference. A well-known scientific embodied rational agent is responsible for the
example of this type of inference is as follows. operation of the laws of nature, then normal
Certain pressures (As) on the walls of con- scientific explanation would prove to be per-
tainers are produced by billiard balls (Bs) with sonal explanation. That is, explanation of some
certain motions. Similar pressures (A*s) are phenomenon in terms of the operation of a
produced on the walls of containers which natural law would ultimately be an explana-
contain not billiard balls but gases. Therefore, tion in terms of the operation of an agent.
since we have no better explanation of the Hence (given an initial arrangement of mat-
existence of the pressures, gases consist of ter) the principles of explanation of phenom-
particles (B*s) similar to billiard balls except ena would have been reduced from two to
in certain respects — e.g. size. By similar argu- one. It is a basic principle of explanation that
ments scientists have argued for the existence we should postulate as few as possible kinds
of many unobservables. Such an argument of explanation. To take a more mundane ex-
becomes weaker in so far as the properties ample — if we have as possible alternatives to
which we are forced to attribute to the B*s explain physical phenomena by the operation
because of the differences between the As and of two kinds offorce, the electromagnetic and
the A*s become different from those of the the gravitational, and to explain physical phe-
Bs. Nineteenth-century physicists postulated nomena in terms of the operation of only one
the existence of an elastic solid, the aether, to kind of force, the gravitational, we ought al-
account for the propagation oflight. But the ways — ceteris paribus — to prefer the latter al-
way in which light was propagated turned out ternative. Since as we have seen, we are
to have such differences (despite the similari- obliged, at any rate at present, to use explana-
ties) from the way in which waves in solids tion in terms of the free choice of a rational

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THE ARGUMENT FROM DESIGN

agent in explaining many empirical phenom- ering one general point which he makes only
ena, then if the amount of similarity between in the Enquiry and then consider in turn all
the order in the Universe not produced by the objections which appear on the pages of
human agents and that produced by human the Dialogues.
agents makes it at all plausible to do so, we (1) The point which appears at the be-
ought to postulate that an agent is responsi- ginning of Hume’s discussion of the argument
ble for the former as well as for the latter. So in section XI of the Exquiry is a point which
then in so far as regularities of succession pro- reveals the fundamental weakness of Hume’s
duced by the operation of natural laws are sceptical position. In discussing the argument,
similar to those produced by human agents, Hume puts forward as a general principle that
to postulate that a rational agent is responsi- ‘when we infer any particular cause from an
ble for them would indeed provide a simple effect, we must proportion the one to the
unifying and coherent explanation of natural other, and can never be allowed to ascribe to
phenomena. What is there against taking this the cause any qualities but what are exactly
step? Simply that celebrated principle of ex- sufficient to produce the effect.’* Now it is
planation — entia non sunt multiplicanda true that Hume uses this principle mainly to
praeter necessitatem— do not add a god to your show that we are not justified in inferring that
ontology unless you have to. The issue turns the god responsible for the design of the Uni-
on whether the evidence constitutes enough verse is totally good, omnipotent, and omnis-
of a necessitas to compel us to multiply enti- cient. I accept, as Cleanthes did, that the
ties. Whether it does depends on how strong argument does not by itself lead to that con-
is the analogy between the regularities of suc- clusion. But Hume’s use of the principle tends
cession produced by human agents and those to cast doubt on the validity of the argument
produced by the operation of natural laws. I in the weaker form in which I am discussing
do not propose to assess the strength of the it, for it seems to suggest that although we
analogy but only to claim that everything turns may conclude that whatever produced the
on it. I claim that the inference from natural regularity of the world was a regularity-pro-
laws to a god responsible for them is of a per- ducing object, we cannot go further and con-
fectly proper type for inference about matters clude that it is an agent who acts by choice,
of fact, and that the only issue is whether the etc., for this would be to suppose more than
evidence is strong enough to allow us to af- we need in order to account for the effect. It
firm that it is probable that the conclusion is is, therefore, important to realize that the prin-
true. ciple is clearly false on our normal understand-
Now that I have reconstructed the argu- ing of what are the criteria of inference about
ment from design in what is, I hope, a logi- empirical matters. For the universal adoption
cally impeccable form, I turn to consider of this celebrated principle would lead to the
Hume’s criticisms of it, and I shall argue that abandonment of science. Any scientist who
all his criticisms alleging formal fallacies in the told us only that the cause of E had E-pro-
argument do not apply to it in the form in ducing characteristics would not add an iota
which I have stated it. This, we shall see, is to our knowledge. Explanation of matters of
largely because the criticisms are bad criticisms fact consists in postulating on reasonable
of the argument in any form but also in small grounds that the cause of an effect has certain
part because Hume directed his fire against characteristics other than those sufficient to
that form of the argument which used as its produce the effect.
premise the existence of regularities of co- (2) Two objections seem to be telescoped
presence other than those produced by men, in the following passage of the Dialogues.
and did not appeal to the operation of regu- ‘When two species of objects have always
larities of succession. I shall begin by consid- been observed to be conjoined together, I can

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R. G. SWINBURNE

infer by custom the existence of one wherever (4) The next argument which we meet in
I see the existence of the other; and this I call the Dialogues is that the postulated existence
in argument from experience. But how this ar- of a rational agent who produces the order of
gument can have place where the objects, as in the world would itself need explaining. Pic-
the present case, are single, individual, with- turing such an agent as a mind, and a mind as
out parallel or specific resemblance, may be an arrangement of ideas, Hume phrases the
difficult to explain.’> One argument here seems objection as follows: ‘a mental world or Uni-
to be that we can only infer from an observed verse of ideas requires a cause as much as does
A to an unobserved B when we have frequently a material world or Universe of objects.’”
observed As and Bs together, and that we can- Hume himself provides the obvious answer
not infer to a B unless we have actually ob- to this — that it is no objection to explaining X
served other Bs. Hence we cannot infer from by Y that we cannot explain Y. But then he
regularities of succession to an unobserved god suggests that the Y in this case, the mind, is
on the analogy of the connection between ob- just as mysterious as the ordered Universe.
served regularities and human agents, unless Men never ‘thought it satisfactory to explain
we have observed at other times other gods. a particular effect by a particular cause which
This argument, like the first, reveals Hume’s was no more to be accounted for than the
inadequate appreciation of scientific method. effect itself.’® On the contrary, scientists have
As we saw in the scientific examples which I always thought it reasonable to postulate en-
cited, a more developed science than Hume tities merely to explain effects, so long as the
knew has taught us that when observed As have postulated entities accounted simply and co-
a relation R to observed Bs, it is often perfectly herently for the characteristics of the effects.
reasonable to postulate that observed A*s, simi- The existence of molecules with their charac-
lar to As have the same relation to unobserved teristic behaviour was ‘no more to be ac-
and unobservable B*s similar to Bs. counted for’ than observable phenomena, but
(3) The other objection which seems to the postulation of their existence gave a neat
be involved in the above passage is that we and simple explanation of a whole host of
cannot reach conclusions about an object chemical and physical phenomena, and that
which is the only one of its kind, and, as the was the justification for postulating their ex-
Universe is such an object, we cannot reach istence.
conclusions about the regularities character- (5) Next, Hume argues that if we are go-
istic of it as a whole.° But cosmologists are ing to use the analogy of a human agent we
reaching very well-tested scientific conclusions ought to go the whole way and postulate that
about the Universe as a whole, as are physical the god who gives order to the Universe is
anthropologists about the origins of our hu- like men in many other respects. ‘Why not
man race, even though it is the only human become a perfect anthropomorphite? Why not
race of which we have knowledge and per- assert the deity or deities to be corporeal, and,
haps the only human race there is. The prin- to have eyes, a nose, mouths, ears, etc.’? The
ciple quoted in the objections is obviously argument from design is as we have seen, an
wrong. There is no space here to analyse its argument by analogy. All analogies break
errors in detail but suffice it to point out that down somewhere; otherwise they would not
it becomes hopelessly confused by ignoring be analogies. In saying that the relation of A
the fact that uniqueness is relative to descrip- to B is analogous to a relation of A* to a pos-
tion. Nothing describable is unique under all tulated B*, we do not claim that B* is in all
descriptions (the Universe is, like the solar respects like B, but only in such respects as to
system, a number of material bodies distrib- account for the existence of the relation and
uted in empty space) and everything describ- also in other respects except in so far as we
able is unique under some description. have contrary evidence. For the activity of a

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THE ARGUMENT FROM DESIGN

god to account for the regularities, he must ‘To multiply causes without necessity is...
be free, rational, and very powerful. But it is contrary to true philosophy.”!! He claims how-
not necessary that he, like men, should only ever that the counter-objection does not ap-
be able to act on a limited part of the Uni- ply here, because it is an open question
verse, a body, and by acting on that control whether there is a god with sufficient power
the rest of the Universe. And there is good to put the whole Universe in order. The prin-
reason to suppose that the god does not op- ciple, however, still applies whether or not we
erate in this way. For, if his direct control was have prior information that a being of suffi-
confined to a part of the Universe, scientific cient power exists. When postulating entities,
laws outside his control must operate to en- postulate as few as possible. Always suppose
sure that his actions have effects in the rest of only one murderer, unless the evidence forces
the Universe. Hence the postulation of the you to suppose a second. If there were more
existence of the god would not explain the than one deity responsible for the order of
operations of those laws: yet to explain the the Universe, we should expect to see charac-
operation of all scientific laws was the point teristic marks of the handiwork of different
of postulating the existence of the god. The deities in different parts of the Universe, just
hypothesis that the god is not embodied thus as we see different kinds of workmanship in
explains more and explains more coherently the different houses ofa city. We should ex-
than the hypothesis that he is embodied. pect to find an inverse square law of gravita-
Hume’s objection would however have weight tion obeyed in one part of the universe, and
against an argument from regularities of in another part a law which was just short of
copresence which did not appeal to the op- being an inverse square law — without the dif-
eration of regularities of succession. For one ference being explicable in terms of a more
could suppose an embodied god just as well general law. But it is enough to draw this ab-
as a disembodied god to have made the ani- surd conclusion to see how ridiculous the
mal kingdom and then left it alone, as a man Humean objection is.
makes a machine, or, like a landscape gardener, (7) Hume argues that there are in the
to have laid out the galactic clusters. The ex- Universe other things than rational agents
planatory force of such a hypothesis is as great which bestow order. ‘A tree bestows order and
as that of the hypothesis that a disembodied organization on that tree which springs from
god did these things, and argument from anal- it, without knowing the order; an animal in
ogy would suggest the hypothesis of an em- the same manner on its offspring.’!* It would
bodied god to be more probable. Incidentally, therefore, Hume argues, be equally reason-
a god whose prior existence was shown by the able if we are arguing from analogy, to sup-
existence of regularities of copresence might pose the cause of the regularities in the world
now be dead, but a god whose existence was ‘to be something similar or analogous to gen-
shown by the present operation of regulari- eration or vegetation.’!* This suggestion makes
ties of succession could not be, since the ex- perfectly good sense if it is the regularities of
istence of an agent is contemporaneous with copresence which we are attempting to ex-
the temporal regularities which he produces. plain. But as analogous processes to explain
(6) Hume urges — why should we not regularities of succession, generation or veg-
postulate many gods to give order to the etation will not do, because they only pro-
Universe, not merely one? ‘A great number duce regularities of copresence — and those
of men join in building a house or a ship, in through the operation of regularities of suc-
rearing a city, in framing a commonwealth, cession outside their control. The seed only
why may not several deities combine in fram- produces the plant because of the continued
ing a world?! Hume again is aware of the operation of the laws of biochemistry.
obvious counter-objection to his suggestion — (8) The last distinct objection which I can

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R. G. SWINBURNE

discover in the Dialoguesisthe following. Why of any evidence that matter behaved irregu-
should we not suppose, Hume urges, that this larly at other temporal periods, we are not
ordered Universe is a mere accident among justified in attributing its present regular be-
the chance arrangements of eternal matter? In haviour to chance.
the course of eternity matter arranges itself in In addition to the objections which I have
all kinds of ways. We just happen to live in a stated, the Dialogues contain a lengthy pres-
period when it is characterized by order, and entation of the argument that the existence
mistakenly conclude that matter is always or- of evil in the world shows that the god who
dered. Now, as Hume phrases this objection, made it and gave it order is not both totally
it is directed against an argument from de- good and omnipotent. But this does not af-
sign which uses as its premise the existence of fect the argument from design which, as
the regularities of copresence. ‘The continual Cleanthes admits, does not purport to show
motion of matter . . . in less than infinite trans- that the designer of the Universe does have
positions must produce this economy or or- these characteristics. The eight objections
der, and by its very nature, that order, when which I have stated are all the distinct objec-
once established supports itself for many ages tions to the argument from design which I
if not to eternity’.’* Hume thus relies here can find in the Enquiry and in the Dialogues,
partly on chance and partly on the operation which claim that in some formal respect the
of regularities of succession (the preservation argument does not work. As well as claiming
of order) to account for the existence of regu- that the argument from design is deficient in
larities of copresence. In so far as it relies on some formal respect, Hume makes the point
regularities of succession to explain regulari- that the analogy of the order produced by men
ties of copresence, such an argument has, as to the other order of the Universe is too re-
we saw earlier, some plausibility. But in so far mote for us to postulate similar causes.!° I have
as it relies on chance, it does not, if the amount argued earlier that if there is a weakness in the
of order to be accounted for is very striking. argument it is here that it is to be found. The
An attempt to attribute the operation of regu- only way to deal with this point would be to
larities of succession to chance would not thus start drawing the parallels or stressing the dis-
be very plausible. The claim would be that similarities, and these are perhaps tasks more
there are no laws of nature which always ap- appropriate for the preacher and the poet than
ply to matter; matter evinces in the course of for the philosopher. The philosopher will be
eternity all kinds of patterns of behaviour, it content to have shown that though perhaps
is just chance that at the moment the states weak, the argument has some force. How
of the Universe are succeeding each other in much force depends on the strength of the
a regular way. But if we say that it is chance analogy.
that in 1960 matter is behaving in a regular
way, our claim becomes less and less plausi-
Notes
ble as we find that in 1961 and 1962 and so
on it continues to behave in a regular way. 1 David Hume, Dialogues Concerning Natural
An appeal to chance to account for order be- Religion, ed. H. D. Aiken (New York, 1948),
comes less and less plausible, the greater the p. 28.
order. We would be justified attributing a 2 St Thomas Aquinas, Summa Theologiae, Ia, 2,
typewritten version of collected works of 3, trans. Timothy McDermott, O.P. (London,
1964).
Shakespeare to the activity of monkeys typ-
Ov Ibid.
ing eternally on eternal typewriters if we had
4 David Hume, An Enquiry Concerning Human
some evidence of the existence of an infinite Understanding, ed. L. A. Selby Bigge, 2nd
quantity of paper randomly covered with type, edn, 1902, p. 136.
as well as the collected works. In the absence 5 David Hume, Dialogues Concerning Natural

108
GUV oO UTILITY FUNUTIUN

Religion, ed. H. D. Aiken (New York, 1948), IO) Moxicl,. jE, sho.
(8s Ze ll Ibid., p. 40.
6 For this argument see also The Enquiry, pp. IZ erlibidaipao 0:
147f. 13 Ibid., p. 47.
7 Dialogues, p. 33. 14 Ibid., p. 53.
ie) Ibid., p. 36. 15 See, for example, Dialogues, p. 18 and p. 37.
9 Ibid., p. 40.

14 God’s Utility Function*

Richard Dawkins

My clerical correspondent of the previous inside but unable to move a muscle to do any-
chapter found faith through a wasp. Charles thing about it. This sounds savagely cruel but,
Darwin lost his with the help of another: “I as we shall see, nature is not cruel, only
cannot persuade myself,” Darwin wrote, “that pitilessly indifferent. This is one of the hard-
a beneficent and omnipotent God would have est lessons for humans to learn. We cannot
designedly created the Ichneumonidae with admit that things might be neither good nor
the express intention of their feeding within evil, neither cruel nor kind, but simply cal-
the living bodies of Caterpillars.” Actually lous — indifferent to all suffering, lacking all
Darwin’s gradual loss of faith, which he purpose.
downplayed for fear of upsetting his devout We humans have purpose on the brain. We
wife Emma, had more complex causes. His find it hard to look at anything without won-
reference to the Ichneumonidae was aphoris- dering what it is “for,” what the motive for it
tic. The macabre habits to which he referred is, or the purpose behind it. When the obses-
are shared by their cousins the digger wasps. sion with purpose becomes pathological it is
... A female digger wasp not only lays her called paranoia — reading malevolent purpose
egg in a caterpillar (or grasshopper or bee) so into what is actually random bad luck. But
that her larva can feed on it but, according to this is just an exaggerated form of a nearly
Fabre and others, she carefully guides her sting universal delusion. Show us almost any ob-
into each ganglion of the prey’s central nerv- ject or process, and it is hard for us to resist
ous system, so as to paralyze it but not kill tt. the “Why” question — the “What is it for?”
This way, the meat keeps fresh. It is not known question.
whether the paralysis acts as a general The desire to see purpose everywhere is a
anesthetic, or if it is like curare in just freezing natural one in an animal that lives surrounded
the victim’s ability to move. If the latter, the by machines, works of art, tools and other
prey might be aware of being eaten alive from designed artifacts; an animal, moreover, whose
waking thoughts are dominated by its own
personal goals. A car, a tin opener, a screw-
* From Richard Dawkins, River Out of Eden: A Dar-
winian View of Life (New York: Basic Books, 1995),
driver and a pitchfork all legitimately warrant
selections from ch. 4, pp. 95-8, 102-6, 120-2, 131 the “What is it for?” question. Our pagan fore-
3. Reprinted with permission. bears would have asked the same question

109
RICHARD DAWKINS

about thunder, eclipses, rocks, and streams. Somewhere between windscreen wipers and
Today we pride ourselves on having shaken tin openers on the one hand and rocks and
off such primitive animism. Ifa rock in a stream the universe on the other lie living creatures.
happens to serve as a convenient stepping- Living bodies and their organs are objects that,
stone, we regard its usefulness as an acciden- unlike rocks, seem to have purpose written all
tal bonus, not a true purpose. But the old over them. Notoriously, of course, the appar-
temptation comes back with a vengeance when ent purposefulness ofliving bodies has domi-
tragedy strikes — indeed, the very word nated the classic Argument from Design,
“strikes” is an animistic echo: “Why, oh why, invoked by theologians from Aquinas to
did the cancer /earthquake/hurricane have to William Paley to modern “scientific”
strike my child?” And the same temptation is creationists.
often positively relished when the topic is the The true process that has endowed wings
origin ofall things or the fundamental laws of and eyes, beaks, nesting instincts and every-
physics, culminating in the vacuous existen- thing else about life with the strong illusion
tial question “Why is there something rather of purposeful design is now well understood.
than nothing?” It is Darwinian natural selection. Our under-
I have lost count of the number of times a standing of this has come astonishingly re-
member of the audience has stood up after a cently, in the last century and a half. Before
public lecture I have given and said something Darwin, even educated people who had aban-
like the following: “You scientists are very doned “Why” questions for rocks, streams and
good at answering ‘How’ questions. But you eclipses still implicitly accepted the legitimacy
must admit you’re powerless when it comes of the “Why” question where living creatures
to ‘Why’ questions.” Prince Philip, Duke of were concerned. Now only the scientifically
Edinburgh, made this very point when he was illiterate do. But “only” conceals the unpalat-
in an audience at Windsor addressed by my able truth that we are still talking about an
colleague Dr Peter Atkins. Behind the ques- absolute majority.
tion there is always an unspoken but never Actually, Darwinians do frame a kind of
justified implication that since science is un- “Why” question about living things, but they
able to answer “Why” questions, there must do so in a special, metaphorical sense. Why
be some other discipline that is qualified to do birds sing, and what are wings for? Such
answer them. This implication is, of course, questions would be accepted as a shorthand
quite illogical. by modern Darwinians and would be given
I’m afraid that Dr Atkins gave the Royal sensible answers in terms of the natural selec-
Why fairly short shrift. The mere fact that it is tion of bird ancestors. The illusion of purpose
possible to frame a question does not make it is so powerful that biologists themselves use
legitimate or sensible to do so. There are many the assumption of good design as a working
things about which you can ask, “What is its tooliact
temperature?” or “What color is it?” but you I now want to introduce two technical
may not ask the temperature question or the terms, “reverse engineering” and “utility func-
color question of, say, jealousy or prayer. Simi- tion.” In this section, I am influenced by Dan-
larly, you are right to ask the “Why” question iel Dennett’s superb book Darwin’s
of a bicycle’s mudguards or the Kariba Dam, Dangerous Idea. Reverse engineering is a tech-
but at the very least you have no right to as- nique of reasoning that works like this. You
sume that the “Why” question deserves an are an engineer, confronted with an artifact
answer when posed about a boulder, a mis- you have found and don’t understand. You
fortune, Mt Everest or the universe. Questions make the working assumption that it was de-
can be simply inappropriate, however heart- signed for some purpose. You dissect and
felt their framing. analyze the object with a view to working out

110
GOD’S UTILITY FUNCTION

what problem it would be good at solving: you reverse-engineer the behavior of a coun-
“If Ihad wanted to make a machine to do so- try’s government, you may conclude that what
and-so, would I have made it like this? Or is is being maximized is employment and uni-
the object better explained as a machine de- versal welfare. For another country, the util-
signed to do such-and-such?” ity function may turn out to be the continued
The slide rule, talisman until recently of the power ofthe president, or the wealth of a par-
honorable profession of engineer, is in the ticular ruling family, the size of the sultan’s
electronic age as obsolete as any Bronze Age harem, the stability of the Middle East or
relic. An archaeologist of the future, finding a maintaining the price of oil. The point is that
slide rule and wondering about it, might note more than one utility function can be imag-
that it is handy for drawing straight lines or ined. It isn’t always obvious what individuals,
for buttering bread. But to assume that either or firms, or governments are striving to maxi-
of these was its original purpose violates the mize. But it is probably safe to assume that
economy assumption. A mere straight-edge they are maximizing something. This is be-
or butter knife would not have needed a slid- cause Homo sapiens is a deeply purpose-rid-
ing member if the middle of the rule. Moreo- den species. The principle holds good even if
ver, ifyou examine the spacing of the graticules the utility function turns out to be a weighted
you find precise logarithmic scales, too me- sum or some other complicated function of
ticulously disposed to be accidental. It would many inputs.
dawn on the archaeologist that, in an age be- Let us return to living bodies and try to
fore electronic calculators, this pattern would extract their utility function. There could be
constitute an ingenious trick for rapid multi- many but, revealingly, it will eventually turn
plication and division. The mystery ofthe slide out that they all reduce to one. A good way
rule would be solved by reverse engineering, to dramatize our task is to imagine that living
employing the assumption of intelligent and creatures were made by a Divine Engineer and
economical design. try to work out, by reverse engineering, what
“Utility function” is a technical term not the Engineer was trying to maximize: What
of engineers but of economists. It means “that was God’s Utility Function?
which is maximized.” Economic planners and Cheetahs give every indication of being su-
social engineers are rather like architects and perbly designed for something, and it should
real engineers in that they strive to maximize be easy enough to reverse-engineer them and
something. Utilitarians strive to maximize “the work out their utility function. They appear
greatest happiness for the greatest number” to be well designed to kill antelopes. The teeth,
(a phrase that sounds more intelligent than it claws, eyes, nose, leg muscles, backbone and
is, by the way). Under this umbrella, the utili- brain of a cheetah are all precisely what we
tarian may give long-term stability more or should expect if God’s purpose in designing
less priority at the expense of short-term hap- cheetahs was to maximize deaths among an-
piness, and utilitarians differ over whether they telopes. Conversely, if we reverse-engineer an
measure “happiness” by monetary wealth, job antelope we find equally impressive evidence
satisfaction, cultural fulfillment or personal of design for precisely the opposite end: the
relationships. Others avowedly maximize their survival of antelopes and starvation among
own happiness at the expense of the common cheetahs. It is as though cheetahs had been
welfare, and they may dignify their egoism by designed by one deity and antelopes by a rival
a philosophy that states that general happi- deity. Alternatively, if there is only one Crea-
ness will be maximized if one takes care of tor who made the tiger and the lamb, the chee-
oneself. By watching the behavior of individu- tah and the gazelle, what is He playing at? Is
als throughout their lives, you should be able He a sadist who enjoys spectator blood sports?
to reverse-engineer their utility functions. If Is He trying to avoid overpopulation in the

111
RICHARD DAWKINS

mammals of Africa? Is He maneuvering to tion would see to it that they were all short.
maximize David Attenborough’s television They would get exactly the same amount of
ratings? These are all intelligible utility func- sunlight, with far less expenditure on thick
tions that might have turned out to be true. trunks and massive supporting buttresses. But
In fact, of course, they are all completely if they were all short, natural selection couldn’t
wrong. We now understand the single Utility help favoring a variant individual that grew a
Function oflife in great detail, and it is noth- little taller. The ante having been upped, oth-
ing like any of those. ers would have to follow suit. Nothing can
... The true utility function of life, that stop the whole game escalating until all trees
which is being maximized in the natural world, are ludicrously and wastefully tall. It is ludi-
is DNA survival. But DNA is not floating free; crous and wasteful only from the point of view
it is locked up in living bodies and it has to of a rational economic planner thinking in
make the most of the levers of power at its terms of maximizing efficiency. But it all makes
disposal. DNA sequences that find themselves sense once you understand the true utility
in cheetah bodies maximize their survival by function — genes are maximizing their own
causing those bodies to kill gazelles. Sequences survival. Homely analogies abound. At a cock-
that find themselves in gazelle bodies maxi- tail party, you shout yourself hoarse. The rea-
mize their survival by promoting opposite son is that everybody else is shouting at top
ends. But it is DNA survival that is being maxi- volume. If only the guests could come to an
mized in both cases... . agreement to whisper, they’d hear one another
Peacocks are burdened with finery so heavy exactly as well with less voice strain and less
and cumbersome that it would gravely ham- expenditure of energy. But agreements like
per their efforts to do useful work, even ifthey that don’t work unless they are policed. Some-
felt inclined to do useful work — which, on body always spoils it by selfishly talking a bit
the whole, they don’t. Male songbirds use louder, and, one by one, everybody has to
dangerous amounts of time and energy sing- follow suit. A stable equilibrium is reached
ing. This certainly imperils them, not only only when everybody is shouting as loudly as
because it attracts predators but because it physically possible, and this is much louder
drains energy and uses time that could be spent than required from a “rational” point of view.
replenishing that energy. A student of wren Time and again, cooperative restraint is
biology claimed that one ofhis wild males sang thwarted by its own internal instability. God’s
itself literally to death. Any utility function that Utility Function seldom turns out to be the
had the long-term welfare of the species at greatest good for the greatest number. God’s
heart, even the long-term survival ofthis par- Utility Function betrays its origins in an un-
ticular individual male, would cut down on coordinated scramble for selfish gain.
the amount ofsinging, the amount of display- Humans have a rather endearing tendency
ing, the amount of fighting among males. Yet, to assume that welfare means group welfare,
because what is really being maximized is that “good” means the good of society, the
DNA survival, nothing can stop the spread of future well-being of the species or even ofthe
DNA that has no beneficial effect other than ecosystem. God’s Utility Function, as derived
making males beautiful to females. Beauty is from a contemplation ofthe nuts and bolts of
not an absolute virtue in itself. But inevitably, natural selection, turns out to be sadly at odds
if some genes do confer on males whatever with such utopian visions. To be sure, there
qualities the females of the species happen to are occasions when genes may maximize their
find desirable, those genes, willy-nilly, will selfish welfare at their level, by programming
survive. unselfish cooperation, or even self-sacrifice, by
Why are forest trees so tall? Simply to the organism at its level. But group welfare is
overtop rival trees. A “sensible” utility func- always a fortuitous consequence, not a primary

112
GOD’S UTILITY FUNCTION

drive. This is the meaning of “the selfish Theologians worry away at the “problem
gene.” of evil” and a related “problem of suffering.”
On the day I originally wrote this paragraph,
the British newspapers all carried a terrible
story about a bus full of children from a Ro-
To return to this chapter’s pessimistic begin- man Catholic school that crashed for no ob-
ning, when the utility function — that which is vious reason, with wholesale loss of life. Not
being maximized — is DNA survival, this is not for the first time, clerics were in paroxysms
a recipe for happiness. So long as DNA is over the theological question that a writer on
passed on, it does not matter who or what a London newspapers (The Sunday Telegraph)
gets hurt in the process. It is better for the framed this way: “How can you believe in a
genes of Darwin’s ichneumon wasp that the loving, all-powerful God who allows such a
caterpillar should be alive, and therefore fresh, tragedy?” The article went on to quote one
when it is eaten, no matter what the cost in priest’s reply: “The simple answer is that we
suffering. Genes don’t care about suffering, do not know why there should be a God who
because they-don’t care about anything. lets these awful things happen. But the hor-
If Nature were kind, she would at least make ror of the crash, to a Christian, confirms the
the minor concession of anesthetizing cater- fact that we live in a world ofreal values: posi-
pillars before they are eaten alive from within. tive and negative. If the universe was just elec-
But Nature is neither kind nor unkind. She is trons, there would be no problem of evil or
neither against suffering nor for it. Nature is suffering.”
not interested one way or the other in suffer- On the contrary, if the universe were just
ing, unless it affects the survival of DNA. It is electrons and selfish genes, meaningless trag-
easy to imagine a gene that, say, tranquilizes edies like the crashing of this bus are exactly
gazelles when they are about to suffer a kill- what we should expect, along with equally
ing bite. Would such a gene be favored by meaningless good fortune. Such a universe
natural selection? Not unless the act of would be neither evil nor good in intention.
tranquilizing a gazelle improved that gene’s It would manifest no intentions of any kind.
chances of being propagated into future gen- In a universe of blind physical forces and ge-
erations. It is hard to see why this should be netic replication, some people are going to
so, and we may therefore guess that gazelles get hurt, other people are going to get lucky,
suffer horrible pain and fear when they are and you won’t find any rhyme or reason in it,
pursued to the death — as most of them even- nor any justice. The universe we observe has
tually are. The total amount of suffering per precisely the properties we should expect if
year in the natural world is beyond all decent there is, at bottom, no design, no purpose,
contemplation. During the minute it takes me no evil and no good, nothing but blind, piti-
to compose this sentence, thousands of ani- less indifference. As that unhappy poet A. E.
mals are being eaten alive; others are running Housman put it:
for their lives, whimpering with fear; others
are being slowly devoured from within by rasp- For Nature, heartless, witless Nature
ing parasites; thousands of all kinds are dying Will neither know nor care.
of starvation, thirst, and disease. It must be
so. If there is ever a time of plenty, this very DNA neither knows nor cares. DNA just
fact will automatically lead to an increase in is. And we dance to its music.
population until the natural state of starva-
tion and misery is restored.

Lis
GEORGE N. SCHLESINGER

15 From New Perspectives on Old-time Religion*

George N. Schlesinger

3 Corroboration from particular version of the design argument that


Contemporary Astrophysics was unavailable until very recently.

Undeniably, the argument from design has,


in the eyes of many, suffered a very serious 4 Two Kinds of Improbable
setback through the general acceptance of Events
Darwin’s theory. ‘People began to agree with
Voltaire, who mocked the idea of an intelli- It is an indispensable prerequisite to a correct
gently planned universe by suggesting that understanding of the theistic argument re-
presumably the nose was designed to be such cently become available that we develop and
as to fit spectacles. Bertrand Russell, who also clarify one of the most fundamental princi-
held the argument in low esteem, explains that ples of empirical confirmation. . . . In very gen-
since Darwin we are able to understand that eral terms, this principle may be said to bid
‘it is not [our] environment was made to be scientists do away with mysteries, by showing
suitable to [us] but that [we] grew suitable to that what appeared to be astonishingly un-
it, and that is the basis of adaptation.”! likely coincidences were — assuming certain
I propose now to discuss one of the ver- hypotheses to be true — bound to take place,
sions of the argument that is immune to any that is, to turn the seemingly inexplicable into
of the implications of evolutionary theory. It what in fact was inevitable. Thus an event ora
is based on a considerable number of remark- series of events which we find surprising in-
able scientific results, particularly results in duces us to look for a reasonable hypothesis,
astrophysics, obtained in the second half of the adoption of which would remove the
the present century. In the context of this ver- grounds for puzzlement by showing that what
sion, there can be no talk about the long odds has happened was predestined to happen.
against there being any sort of an environment The crucial question to pose in this context
to which it should be possible for an organ- is, what precisely constitutes a surprise? It is
ism to adapt itself. I do not believe that the obvious ... that just because a certain event
different versions of the argument I have ad- is highly improbable, that does not ensure that
vanced in previous publications, which are also it is genuinely surprising. We have referred to
unaffected by Darwinism, have any less force the lottery in which there were a billion par-
than the argument I am about to present. It ticipants, and A, who held a single ticket, won
seems appropriate, however, that in a work the main prize. Surely, though his win was
avowedly devoted to new perspectives on tra- exceedingly improbable, it is not a surprising
ditional positions we should concentrate on a event in the sense that it urgently requires an
explanation. It would, for example, be absurd
* From George N. Schlesinger, New Perspectives on to suggest that the police ought to conduct
Old-time Religion (Oxford: Clarendon Press, 1988), an inquiry into the question of how A, who
pp. 124-38, 141-4, 147-8. Reprinted with permis- had no more than one in a billion chances to
sion. win, managed to secure the main prize. The

114
FROM NEW PERSPECTIVES ON OLD-TIME RELIGION

most likely reason is that, right from the be- highly improbable that even just a single mem-
ginning, it was an absolute certainty that one ber ofa given set of events should take place,
or another ticket was going to win. Thus, while then the occurrence of any member is an oc-
the statement that the particular event of A’s casion of surprise, calling for an explanatory
winning was about to take place had a very hypothesis.
small probability of turning out to be correct, What has just been said may reasonably be
the statement that the kind of event (i.e. that claimed to express the very essence of surprise.
some ticket-holder ends up with the main Since it is the essence of a surprising event
prize), of which A’s win was one of the many that it catches one unaware, it makes no sense
possible instances, was going to be true, was to say: under current circumstances it is cer-
unquestionably right from the beginning. tain or highly probable that such and such a
On the other hand, consider the case of B, surprise is about to take place. If a kind of
who participates in three different lotteries, event is predictable, ipso facto it is not surpris-
each consisting of athousand tickets, and wins ing.
the main prize in each one of them. This we To a casual reader it may seem that there is
would find highly astonishing. Why? After all, an obvious objection to our account of the
the probability of B’s triple win is 10-°, which distinction between improbable events which
is precisely the probability of A’s single win; do and those which do not amount to a sur-
why, then, is the one a surprising event and prise. He might claim that it is always possi-
the other not? ble to depict an improbable event as not
The reasonable answer seems to be that in merely unexpected in itself but also as an in-
B’s case, not only the specific event but also stance of an unexpected kind of event. Sup-
the kind of event that took place was highly pose A, whose success in the lottery of one
improbable; for the mere probability that amy billion tickets, as we said, caused no general
person among the ticket-holders should win bewilderment, was born on 14 July. Clearly
three lotteries in succession was also quite re- the prior probability that this sort of event
mote — no more than 10°. In this case we are should take place, namely, that the winner’s
witnessing an unusual sort of occurrence, and birthday should fall on Bastille Day, is less than
should thus be legitimately puzzled by it. 1/365. Why can we then not insist that his
There would be good grounds for further in- winning should in fact count as a surprise, see-
vestigating whether any one tampered with ing that the kzmd of event that was improb-
the process of drawing. Our seeing that the able did in fact happen?
hypothesis postulating foul play would remove The answer should become evident as soon
satisfactorily the source of our puzzlement as we realize that a significant surprise, of the
amounts, to some degree, to the confirma- sort that is relevant to confirmation theory, is
tion of that hypothesis. one which licitly demands an adequate ex-
The relatively simple point made so far may planatory hypothesis showing that in fact
be put in general terms as follows: Suppose nothing puzzling has taken place. Now an
El, E2,...Emisa set of events and it is cer- appropriate explanation has to provide a plau-
tain (or highly probable) that one member of sible reason why a given event, rather than
the set is going to occur. If 7 is very large, something else, has actually occurred. Con-
then the probability of any particular event Ez sequently, when it is said that an improbable
is very small; nevertheless its occurrence will event fails to qualify as a genuine surprise un-
not constitute a surprise. Ez should not as- less it is an instance of a kind which itself is
tonish us, since we know that if it did not take improbable, the term ‘kind’ is not to be un-
place, then some other, equally improbable derstood as signifying just any random col-
event was bound, or was at least very likely, lection of events. All events are members of
to materialize. On the other hand, when it is infinitely many sets; what is required in the

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GEORGE N. SCHLESINGER

present context is that they belong to a cohe- when, in the absence of air resistance, they
sive set. In a cohesive set all the members are are subjected to the same gravitational force.
naturally related to one another, as the occur- Even though the pull of gravity on the heavy
rence of each lends itself to the same type of sample of lead may be many thousand times
causal explanation. It is, of course, our back- greater than on the feather, it is exactly coun-
ground knowledge that serves as the basis for terbalanced by the appropriately greater mag-
judging the acceptability of a suggested ex- nitude of the inertial resistance the massive
planation. lead offers to acceleration. Newton and his
What I have just said will become transpar- followers had no explanation why the two
ently clear as soon as we have a concrete illus- types of masses, the gravitational and the in-
tration. In our second lottery, for example, it ertial, should be precisely equal. They had to
is obvious that we are dealing with a cohesive reconcile themselves to the idea that the
set: B’s success of winning three times in a equivalence between these two different fea-
row is a member of the collection of occur- tures of a physical body was simply remark-
rence characterized as ‘some ticket-holder able coincidence.
winning three times in succession’. Common Eventually Einstein came along and devel-
experience suggests that this kind of triple win oped his revolutionary general theory of rela-
may, in each of its instances, be caused by foul tivity, which led to an impressive amount of
play. Thus the hypothesis that the drawing simplification and unification in physics. One
process was tampered with is reasonable and of that theory’s great achievements was to
may serve as an adequate explanation of what provide compelling reason why the two masses
seemed to be B’s startling stroke ofluck. coincide in magnitude: gravity and inertia have
On the other hand the set characterized by been reduced to one and the same phenom-
‘born on Bastille Day’ is an arbitrary set. There enon. As Einstein said, the grounds for puz-
is nothing in our background knowledge that zlement at the ‘coincidence’ disappear
would permit us to postulate a reasonable through ‘explaining the numerical equality of
hypothesis that a person’s birth date may be inertia and gravitation by the unity of their
casually relevant to his chances in a lottery. nature’.
Let us now imagine that the situation was
somewhat different; inertial and gravitational
5 The Role of Surprise in masses were not equivalent, but one was pre-
Confirmation cisely 17.35 times greater than the other. It is
safe to assert that in that case scientists would
The vital distinction between two kinds of not have had any sense of stupefaction at see-
improbable event is of pivotal importance to ing that the ratio assumes the infinitely im-
the confirmation of hypotheses throughout probable number 17.35; no one is likely to
the whole of empirical science. Any scientist have felt an overwhelming urge to search for
worth the name is capable of recognizing at a theory that would have explained why this
once that a given event belongs to one or the had to be so. It turns out, however, that the
other category without necessarily ever hav- ratio between two masses is 1, and this has
ing articulated the difference as we have tried been a source of acute concern. As is known,
to do here. Since it is best to keep the discus- Einstein worked for many years with great
sion as non-technical as possible I shall try to tenacity to develop general relativity, and he
cite some rather elementary examples for il- had enough incentive to invest all that energy
lustration. because of his profound belief that such a
Ever since Galileo, scientists have believed theory — the outlines of which he had con-
that a lump oflead weighing many tons and a ceived at an early stage — must be true, and
light feather will accelerate at an equal rate that he would be able eventually to iron out

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FROM NEW PERSPECTIVES ON OLD-TIME RELIGION

its remaining wrinkles. The main factor sus- along closed curves symmetrical about at least
taining him in his efforts was his firm convic- two axes. Conservative scientists held that all
tion that it simply cannot be a coincidence terrestrial bodies had the propensity to reach
that the values of the two masses are exactly the centre of the earth, which was their in-
the same. What might strike one as puzzling nately preferred place. On the other hand, the
is that even though the number 17.35 is no movement of celestial bodies they explained
less rare among all the numbers than the by assuming them to be embedded in rotat-
number 1, finding the ratio of the two masses ing crystal spheres. Others like Kepler thought
to be 17.35 would have left everyone, includ- that the force ofgravity between material bod-
ing Einstein, indifferent. Why is it that one ies was what explained both types of move-
number may play a major role in initiating one ments. Terrestrial objects were subject to the
of the greatest revolutions in the history of earth’s gravity and therefore fell towards it.
science, when another might merely be writ- The movement ofplanets, on the other hand,
ten down and then practically forgotten? It is was a compromise result between their initial
not hard to see that the answer is that while velocity away from the sun and the attractive
the probability that the ratio should have the force exerted on them by the sun.
value of 17.35 is infinitesimal, we are con- Even though Kepler did not have much of
fronted here with something which, though an idea about the nature of gravity, not know-
exceedingly unlikely, is nevertheless not sur- ing how, or with what, its magnitude varied,
prising. The value was bound to be some all would readily concede that his position was
number. The number 1, however, is not just superior to the position of the Aristotelian
some number, it is a special kind of number scientists. The reason why is fairly simple. The
in the present context. For example, the ratio Aristotelians cannot be said to be trying to
between the number of particulars that are explain something truly surprising; there is
featherless bipeds and the number of those nothing genuinely amazing in finding one
that are sentient beings is 1. It turns out that group of bodies moving in one particular way
the set of featherless bipeds is identical to the and another in a different specific manner.
set of sentient beings. Often, when the ratio Whatever moves is bound to move along some
between two magnitudes is 1, we find that we curve. Kepler, however, could really see him-
are not really measuring two distinct things self being confronted with a remarkable con-
but the manifestations of one and the same junction of two different classes ofobjects: the
thing. It was reasonable, therefore, for Ein- movement of terrestrial bodies, as well as the
stein to assume right from the beginning that movement of celestial ones, seemed to take
gravitational and inertial behaviour should place in a manner as if pulled toward the rela-
turn out to be different aspects of one and tively most massive body in the vicinity. Thus
the same feature of physical bodies. He as- Kepler’s hypothesis was designed to explain
sumed rightly that magnitudes having the ra- what could otherwise legitimately be regarded
tio 1 have a ratio with a special kind ofa value, as a puzzling phenomenon. It was therefore
and it should be very puzzling if no unifying better confirmed, by the then prevailing data,
explanation then was found. than that ofAristotle’s followers.
My second, brief example refers to the phys-
ics of four hundred years ago. At around the
year 1600, different physicists gave different 6 Is the Universe a Put-up
accounts why unsupported bodies near the Job?
surface of the earth move vertically to the
ground (instead of moving upward, or hori- We are now in the position to consider a vari-
zontally, or at this or that angle to the hori- ant on the most famous and most frequently
zontal, or just stay put), and why planets move misunderstood argument (and therefore re-

ew,
GEORGE N. SCHLESINGER

jected even by many religious thinkers), the ‘accidents’ and ‘coincidences’ that seem to be
argument from design. This version emerges necessary in order that the important complex
from several very recent results in physics and structures which we observe in the universe
should exist. The sheer improbability that these
astronomy. In the last few decades a tantaliz-
felicitous concurrences could be the result of a
ingly great number of exceedingly rare coin-
series of exceptionally lucky accidents has
cidences, vital for the existence of a minimally
prompted many scientists to agree with Hoyle’s
stable universe and without which no form of pronouncement that ‘the universe is a put-up
life could exist anywhere, have been discov- job’.
ered. One of the many such felicitous coinci- The supreme example of complex organiza-
dences has been discussed by Brandon Carter tion in the universe is life, and so special inter-
and concerns the ratio between the product est attaches to the question of how dependent
of the speed of light and the size of the quanta, is our own existence on the exact form of the
and the square of the charge of the electron. laws of physics. Certainly, human beings require
He denotes this ratio by R1 and shows it to highly special conditions for their survival, and
equal roughly 137. Carter argues that if R1 almost any change in the laws of physics, in-
cluding the most minute variations in the nu-
were slightly more than 137, then all stars
merical values of the fundamental constants,
would be blue giants and there would be no
would rule out life as we know it. A more inter-
planets at all, let alone living creatures; if it esting question, however, is whether such
were somewhat smaller, all stars would be red minute changes would make any form of life
dwarfs and thus the planets orbiting them far impossible. Answering this question is difficult
too cold to sustain any kind of organism. It because of the absence of any generally agreed-
seemed natural to some to regard such a star- on definition of life. If, however, we agree that
tlingly fortunate fact as indicative of a super- life requires at least the existence of heavy at-
natural and powerful being with a special oms such as carbon, then quite stringent limits
interest in the emergence and survival of hu- can be placed on some ofthe fundamental con-
man-like creatures. stants. For example, the weak force, which is
the driving force behind the supernovae explo-
The physicist Paul Davies, whose masterful
sions that liberate the heavy elements into inter-
expositions ofthe latest results in physics and
stellar space, could not vary too much in strength
cosmology few should fail to enjoy, discusses
from its observed value and still effectively ex-
our point at great length in several of his plode stars.
books. In his Superforce he says this, among The upshot of these studies seems to be that
other things: many of the important physical structures in the
universe, including living organisms, depend
... there is an almost unbelievable delicacy in crucially on the exact form of the laws of phys-
the balance between gravity and electromagnet- ics. Had the universe been created with slightly
ism within a star. Calculations show that changes different laws, not only would we (or anybody
in the strength of either force by only one part else) not be here to see it, but it is doubtful if
in 10° would spell catastrophe for stars like the there would be any complex structures at all.”
sun,
Many other important physical structures are The theist has thus been given an unprec-
highly sensitive to minor alterations in the rela- edented opportunity to make substantial capi-
tive strengths of the forces. For example, a small
tal out of the new-wrought ideas of
percentage increase in the strength ofthe strong
astrophysics. He has now at his disposal a
force would have caused all the hydrogen nu-
clei in the universe to have been consumed in whole array of thoroughly investigated con-
the big bang, leaving a cosmos devoid of its most ditions which support the so-called ‘anthropic
important stellar fuel. principle’, that the universe is so because it is
In my book The Accidental Universe I have exactly the way man requires it to be.
made a comprehensive study ofall the apparent The anthropic principle, and the conjecture

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FROM NEW PERSPECTIVES ON OLD-TIME RELIGION

that it was put in force by a Divine Being bent the universe to be precisely the way it is, when
on obtaining conditions favourable to the ex- every possible universe is precisely the way it
istence of physical creatures capable of em- is. He bids us to recollect that ‘every human
bracing a religious life, has met with far less being (and everything else) has truly enormous
than universal approval. Indeed, many have odds against his being precisely him, and no-
ferociously opposed it. It is not that anyone body else, but once he is he and nobody else,
wishes to deny that a great number of minutely the matter rests, and no seeking retrospectively
attuned vital features have actually been dis- over fantastic odds is called for’.* The article
covered. Even though physicists nowadays is written in a witty, lively style. It even in-
hold that no result is to be regarded as abso- cludes some funny cartoons. In one of them,
lutely certain, they are not prepared to enter- Estling derides the habit of ‘reason[ing |back-
tain the thought that the very foundations of ward, from presumed effect to ostensible
our science are radically misconceived. Instead, cause’ by depicting a theist pontificating: “The
the attacks have been directed against the way existence of trousers proves that God meant
some, like Hoyle, wished to draw inferences us to be bipeds.’ All in all, the paper is in-
from recent findings, and not against the find- structive, lucid, and enjoyable to read. How-
ings themselves. These inferences, according ever, the reasoning is almost unfalteringly
to the religious sceptics, were not merely du- fallacious.
bious but downright preposterous. They were The central, elementary error of Estling, as
preposterous, because the inferences were well as of Monod and many others, is the fail-
made on the witless assumption that a highly ure to make the vital distinction between
improbable phenomenon always calls for an genuinely surprising and non-surprising im-
explanation. Only the ignorant fail to realize probable events. Earlier I have conceded that
that here, as in many other cases, something scientists are perfectly sure-footed when re-
was exceedingly improbable and yet bound to quired to make this distinction; it seems, how-
happen. Thus, faced with the fact that some- ever, that this is so only as long as they are
thing did indeed happen, there is no room engaged in their scientific work. When ven-
for explanatory hypotheses, let alone for su- turing into theology or philosophy, they usu-
pernatural ones. The famous Jacques Monod, ally put on a different kind of thinking-cap.
for instance, writes in his Chance and Neces- Monod is, of course, absolutely right that,
sity: given any one of infinitely many universes,
some conjunction or other of physical
Among all the events possible in the Universe magnitudes will have to obtain. However, the
the a priori probability of any particular one of
prevailing conjunction is not merely one of
them occurring is next to zero. Yet the Uni-
indefinitely many; it is also an instance of a
verse exists; particular events must occur in it,
virtually infinitesimally rare kind of universe:
the probability of which (before the event) was
in finitesima.. . . Destiny is written as and while, the kind capable of sustaining life. The hy-
not before, it happens.? pothesis that it was produced by a Being in-
terested in sentient organic systems adequately
Also relevant to our topic is a widely dis- explains this otherwise inexplicably astonish-
cussed essay by Ralph Estling in the New Sci- ing fact.
entist. He explains in some detail why the The scientists we have referred to have ex-
theistic argument based on the anthropic prin- pressed their views in works intended to be
ciple is unacceptable. The core of his charge read by laymen. Unfortunately, the great ma-
is that the believer’s reasoning is based on the jority of non-professionals shy away from any-
discredited practice of using the concepts of thing dealing with technical matters even if
probability and randomness on an a postertort labelled ‘popular’. Thus, the general public
basis. It is silly to be enraptured with finding does not have much of an inkling of the whole

119
GEORGE N. SCHLESINGER

issue we have been discussing. This is likely to is the objection from the availability of many
change sooner or later. One widely read, lead- alternatives to naturalism (N). Those who
ing contemporary novelist, John Updike, for adopt this approach need not find fault with
example, discusses very eloquently through anything said so far, but simply point out that
one of the chief characters in his latest work, it provides no more justification for accepting
Roger’s Version, a number of startling coinci- theism (T) than for accepting beliefs in a great
dences found in nature. He mentions the long variety of other, strange deities.
odds against the big bang working out so suc- In a recent paper Gary Doore elaborates a
cessfully: the incredible, necessary precision of specific version of this objection,’ one intro-
the weak and strong forces holding together duced by Plantinga in his well-known God and
the atomic nuclei, as well as the gravitational- Other Minds, and which the latter took to be
coupling constant, the neutron mass, and so the crucial proof that as a piece of natural the-
on. Even if these and many other parameters ology the teleological argument is unsuccess-
were different merely by a tiny fraction, the ful. According to Doore, Plantinga maintains
universe could not contain any life or even that when the theist argues that God exists,
just any planets or stars. He concludes, there- he wishes to argue for a long conjunctive state-
fore, ‘. . . there’s no intrinsic reason for those ment, some of whose conjuncts are the fol-
constants to be what they are except to say lowing:
God made them that way. God made Heaven
and Earth. It is what science has come to.”® (a) The universe is designed.
Interestingly enough, the hero of the book (b) The universe was produced by a single
also raises the objection of Monod and Estling. agent.
‘Every set of circumstances is highly improb- (c) The agent who produced the universe is
able’, he protests. He points out that he was omniscient, omnipotent, and perfectly
born with an exceedingly rare combination of good.
genes, but of course that means nothing since (d) The agent who produced the universe is
some such combination is just as probable as infinite, eternal, and disembodied.
any other. To this the theist’s curt reply is,
‘Babies are born all the time, and there is only Plantinga contends that the theist may claim
one universe that we know of.’ Indeed the to have a certain amount of evidence for (a)
argument from design does not work if we but not for (4)-(d), since in the case of (4)-
assume, for instance with David Lewis, that (@) ‘our total evidence affords in each case an
all possible universes are equally real. How- argument against it as strong as any it yields
ever, it is not sufficient merely to maintain that for it’.. But an argument failing to support
ours is the only universe; it is also an essential (6)-(d) does not support the claim that God
condition that the actual universe be such a exists.
rare kind of universe that its existence should
call for a special explanation.

Another Humean objection which Doore con-


7 Some Humean Objections siders to be particularly damaging is based on
his belief about what constitutes a legitimate
There are a number of objections which may explanation. Hume claimed that no one has
be directed against this and other versions of ever ‘thought it satisfactory to explain a par-
the argument from design. Most of these ticular cause which was no more to be ac-
originate with Hume; however, later writers counted for than the effect itself’.? Doore
have amplified them so as to make them harder explains that what is meant is that it is unsat-
to resist. I believe the most menacing ofthese istactory to explain a certain effect by a cause

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FROM NEW PERSPECTIVES ON OLD-TIME RELIGION

which is more mysterious than the effect it- gases consist of tiny particles that are very ba-
self. He emphasizes that we are not to under- sically different from anything we have ever
stand Hume’s objection to be that since God’s come across in our daily lives. Molecules are
existence is not explained, no explanation can the sort of entities that are devoid of colour,
be based on the statement that He exists. The temperature, capacity for heat, conductivity,
mysteriousness of theism in his opinion con- melting or boiling point, viscosity, and many
sists in its postulating ‘A type of entity totally more properties exemplified by everything
different from any type of which we have ex- around us. Thus molecules are a type of entity
perience’. totally different from any type of which we
Let me begin by stating that Doore’s un- have experience. Nevertheless, the kinetic
derscoring of the incorrect interpretation of theory is frequently cited as a paradigm of a
Hume provides the latter with protection from superior explanation.
a most obvious attack. After all, what scien-
tists do all the time and could not do other-
wise is shift the unexplained further back, but 8 The Problem of Prior
it is not possible to be left without some things Probabilities
unexplained.“Thus the unexplainability of T
should not disqualify it from being an ad- The next objection is of a more recent vin-
equate explanation. tage. It deserves somewhat closer study since
Concerning what Doore believes to be the its relevance extends well beyond the reaches
correct version of Hume’s objection, it should of theology.
be obvious, first of all, that the question ‘Why My rendition of the argument from design
is nature on the whole the way it is?’ is funda- in Religion and Scientific Method has been
mentally different from any question about a criticized by, among others, Graham Priest.
specific aspect of nature. It is therefore only His objection, if successful, would actually be
natural for our response to the first kind of far more so than he himself believed it; it
inquiry to be radically different from our re- would damage, equally, virtually all the known
sponse to the second. Some might go further different versions of the argument from de-
and claim that the naturalist’s own answers in sign. Be that as it may, Priest has confined
the two cases resemble one another even less. himself to the comparatively modest task of
Whenever we ask ‘Why does law L govern this taking apart no more than two versions, one
phenomenon?’ he responds by citing some of which had appeared in the book just men-
other set of laws which imply L. On the other tioned. He contends that my argument ac-
hand his response to the inquiry ‘Why is na- complishes no more than showing that the
ture on the whole the way it is?’ is to point probability ofT is raised by the available evi-
out that it is a brute fact that the universe is dence more than that of N. This on its own,
the way it is, one that cannot be further ex- he charges, does not come to anything. It is
plained. of no great help to the religious seeker to be
Secondly, scientists do not seem to sub- informed about changes in probabilities. It is
scribe to any principle prohibiting the postu- not the amount by which the credibility of a
lation of entirely unfamiliar entities in order hypothesis has increased by the evidence that
to explain the behaviour of accustomed enti- determines whether or not it is rational to
ties. For example, we are very well acquainted adopt it. What matters is the absolute final
with several macroscopic aspects of familiar value of the probabilities alternative hypoth-
gases: that they expand when heated, increase eses have. Thus if T’s probability was exceed-
in pressure when compressed, and so on. With ingly small to begin with, then even if the
the advent ofthe kinetic theory, these aspects evidence increased it ten times more than it
have been explained by postulating that the increased that of N, it is still possible that its

121
GEORGE N. SCHLESINGER

final value would fall short of the current prob- P(E/M), since it is the very source of Carte-
ability of N. But, he claims, I have failed to sian scepticism that E follows deductively from
say anything relevant to the question of either M or D. But P(D/E) # P(M/E), since
whether the probability of Twas large enough virtually none of us regard M and D as equally
initially, so that the evidence was capable of good accounts of our experiences; common
raising it to a level above N’s probability. sense says that our experiences are much more
Consequently, Priest feels forced to conclude likely to be due to the existence of a material
that I must be confusing evidence which raises world than to our demon-manipulated imagi-
the credibility of a hypothesis to an absolutely nation. Now by Bayes’s theorem:
high degree with evidence which merely raises
it to a high degree relative to its prior prob-
isa nav beie)
ability.
and
Pe P(E/M) x P(M)
P(M/E) =
It is fairly clear, therefore, that the whole sci- P(E)
entific enterprise cannot get off the ground Since P(E/D) = P(E/M), we are forced to
unless certain @ priori assumptions are made, conclude that P(M/E) is greater than P(D/
on the basis of which we assign finite initial E), if and only if P(M) is greater than P(D).
probabilities to certain hypotheses. A scien- We must therefore assign a higher prior prob-
tist, for instance, may assume that a hypoth- ability to M than to D, if we are consistent.
esis he is contemplating is of such simple form If we examine the last point more carefully
that it is a singularly appropriate candidate to it will appear to contain an amazingly bold
be the law governing the phenomenon under claim. It is a fact that M looks to every normal
investigation, and thus assign non-zero value person far more reasonable than D; the de-
to its prior probability. But if so, Priest would mon hypothesis does not even enter into the
need to produce some positive reason why, in minds of the vast majority of the human race.
principle, similar considerations should not It requires a Descartes to persuade some of us
apply to the theistic hypothesis. that D is not such a preposterous hypothesis
either. However, we must realize that it is E
ier which is responsible for our state of mind. I
have a visual and a tactile experience of adesk
being in front of me which immediately in-
9 Prior Probabilities in duces me to believe that there isa desk in front
Metaphysics of me. Try, as you will, with all the mental
strength you can muster, to imagine that you
Naturally, science is not the only area in which are a completely disembodied mind, never
decisions have to be made about the values of having had any kind of sense-experiences
prior probabilities. It is instructive to look at about an external world; how then would M
Keith Lehrer’s discussion of this topic in the appear to you? It is crucial that one do this,
context of Cartesian scepticism. Lehrer de- since that is the only way to arrive at an hon-
notes by D the demonic hypothesis that there est assessment of P(M), which is the prob-
is no external world but that all our sensory ability ofM in a context in which none of the
experiences are caused by a powerful being. experiences we actually have occurs. I do not
The standard belief that our experiences are believe that lengthy arguments are required
caused by external, material objects he denotes to convince someone that this would be a fan-
by M, and he lets E designate our experiences. tastically hard task to accomplish. I say this
Clearly we may then assume that P(E/D) = even without taking into account that some

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FROM NEW PERSPECTIVES ON OLD-TIME RELIGION

philosophers hold that the notion of disem- has mastered all its variants —- some of which
bodied existence makes no sense at all. Ac- are based on presuppositions that are by no
cording to them, it is not certain what it is means easy to appraise — in order to deter-
that we are trying to assess when we attempt mine whether they are necessarily true, as their
to evaluate the subjective probability of M in advocates insist.
a context where we(?) do not have any sense- It does not matter very much for our pur-
impressions of a material world. In spite of poses, however, if some were absolutely con-
this, Lehrer has shown that we are forced to fident that the probability that any existing or
conclude that it is reasonable to defend as- yet-to-be-proposed renderings are successful
signing a larger value to P(M) than to P(D). is zero. What is important — and what nobody
In view of such an extravagantly liberal at- would wish to deny — is that, in the course of
titude concerning what conditions still per- the centuries, some of the most illustrious
mit the assessment ofinitial probabilities, there minds sincerely believed in the validity of the
is not a shadow of doubt that there is no room argument. Obviously, those philosophers who
for Priest’s concern, and that it is legitimate actually believe in the soundness of the onto-
to assign a substantial prior probability to T. logical proof are going to assign one to the
Remarkably enough, in that case no arduous probability of T in the context of complete
mental acrobatics-of any sort need be at- ignorance of the existence of the universe. But
tempted in order to do so successfully. Some all the rest must at least concede — without
may not see this immediately and may per- having to resort to any tortuous stretching of
haps wonder: is it not necessary to try to pic- the imagination — that T does appear likely
ture a situation far beyond anybody’s range, even when nothing is given, since there un-
in which it is not given that anything at all deniably exists a human tendency to regard T
exists, and to determine how we would feel as true merely on the basis of tautologies and
under these circumstances about the chance deductive logic. Nothing of this sort can be
that T is true? The answer is no. There is no attempted in the context of Lehrer’s argu-
need to try to move back to a time before ment. It is not the case that a considerable
creation when there was nothing — not even a number of philosophers have ever contem-
single human mind contemplating the likeli- plated the possibility ofestablishing the exist-
hood of a universe — and to gauge one’s feel- ence of an external world through a reasoning
ing as if under those conditions one were to process analogous to that of the ontological
contemplate the existence of a Divine being argument.
who would eventually create a universe. It seems, therefore, that the argument from
Let me explain. About nine hundred years design is in a decidedly better situation than
ago St Anselm proposed his famous ontologi- anything else with respect to the question, on
cal argument. This unique proof is based on what basis do we assign non-zero initial prob-
no empirical presuppositions, and instead re- ability to T? — there exists a basis unparalleled
lies solely on tautologies and deductive logic. in the case ofany other hypothesis. Now while
It is generally regarded as one of the most in- it is understandable that not everyone is aware
triguing and baffling arguments that have ever of this point and that some would find a way
been devised. Countless refutations and re- to reject it, it is somewhat puzzling that Priest
buttals of the refutations have been produced; believes that he has discovered a fatal flaw in
by now there are dozens of different versions the argument from design, when all he has
of the argument, some employing the sophis- really done is point at one of the most ubiqui-
ticated methods of contemporary modal logic. tous and widely known features of empirical
It seems to me that no one could claim with inquiry.
full confidence that the proof has definitely It is hard to escape the thought that for
been refuted, since it is unlikely that anyone some reason many sceptics feel entitled to set

123
GEORGE N. SCHLESINGER

a much higher standard of justification in the continue indefinitely. The ingenious human
context of an investigation of the claims of mind is an inexhaustible source of new argu-
religion than in any other context. When it ments, counterarguments, refutations, and
comes to the theistic hypothesis, they are un- rejoinders, and both sides will keep advanc-
willing to accept the indirect kind of evidence ing these.
upon which practically our whole system of However, instead of trying to present an
scientific knowledge rests; they demand a irrefutable proof for theism, the preceding
much more palpable, compelling proof. Thus discussion aims to provide a vindication of a
Woody Allen’s zany reply why he is not a be- much-maligned argument. In the last two
liever — ‘If only God would give me a clear hundred years or so, theism has mostly been
sign! Like making a large deposit in my name on the defensive and in retreat. It is impor-
at a Swiss bank’ — may not be such a distorted tant to show that the believer can offer a ra-
caricature of these sceptics’ attitude. Else- tional justification for his position that is at
where, of course, we are reconciled to the least as respectable as that of his opponent’s.
universe teeming with things that refuse to And it is also important to show that he can
give us unmistakable signs of their presence, do this without having to reinterpret radically,
and force us to detect them in roundabout, demythologize, or dilute traditional religious
indirect ways. The various elementary parti- doctrines; without having to take shelter in
cles, the curvature of space, quasars, black impenetrably opaque metaphors and
holes, as well as entities metaphysicians claim mystifications; and without claiming immu-
to be part of the furniture of the universe, do nity from the testimonies of empirical evidence
not grab us by the lapel loudly announcing and logical argument by invoking the special,
their presence; yet on the basis of the sophis- ineffable status of his beliefs.
ticated methods of science and metaphysics
that we employ, we are nevertheless satisfied
Notes
that they exist. For whatever reason, in the
context of religious inquiry many of us make 1 Why I am not a Christian (London, 1957),
extravagant demands and refuse to accept any- p. 6.
thing less than what we stipulate to be ‘a clear 2 Superforce (New York, 1984), pp. 242-3.
sign’. 3 Chance and Necessity (London, 1972), cited
in Estling (see n. 4 below).
4 ‘The Trouble with Thinking Backwards’, New
eee Scientist, 2 Jane 1983, p. 619.
5 Ibid.
Suppose the main points I have made in this 6 Rager’s Version (New York, 1986), p. 14.
chapter are correct; is, then, the theist enti- 7 ‘The Argument from Design: Some Better
tled to declare complete victory, sit back, and Reasons for Agreeing with Hume’, Religious
rest assured of having crushed all opposition Studies (1980), pp. 145-61.
to the argument of design when properly ex- 8 Ibid., p. 109.
plicated? Of course not. As with all metaphysi- 9 Dialogues Concerning Natural Religion, ed.
cal issues, disagreements will probably H. D. Aiken (New York, 1948), p. 28.

124
The Evolutionary Anti- Naturalism
Argument

16 Is Naturalism Irrational?*

Alvin Plantinga

1 The Problem tion) of our cognitive faculties is to provide


us with true or verisimilitudinous beliefs, and
_.. Most of us think (or would think on re- that, for the most part, that is just what they
flection) that at least a function or purpose of do. We suppose, for example, that most of
our cognitive faculties is to provide us with the deliverances of memory are at least ap-
true beliefs. Moreover, we go on to think that proximately correct. True, if you ask five wit-
when they function properly, in accord with nesses how the accident happened, you may
our design plan, then for the most part they get five different stories. Still, they will agree
do precisely that. Qualifications are necessary, that there was indeed an accident, and that it
of course. There are various exceptions and was an automobile accident (as opposed, say,
special cases: visual illusions, mechanisms like to a naval disaster or a volcanic eruption);
forgetting the pain of childbirth, optimism there will usually be agreement as to the
about recovery not warranted by the relevant number of vehicles involved (particularly if it
statistics, unintended conceptual by-products, is a small number), as well as the rough loca-
and so on. There are also those areas of cog- tion of the accident (Aberdeen, Scotland, as
nitive endeavor marked by enormous disagree- opposed to Aberdeen, South Dakota), and
ment, wildly varying opinion: philosophy and so on. And all this is against the background
Scripture scholarship come to mind. Here the of massive and much deeper agreement: that
sheer volume of disagreement and the great there are automobiles; that they do not dis-
variety and contrariety of options proposed appear when no one is looking; that if re-
suggest that either not all ofus are such that leased from a helicopter they fall down rather
our cognitive faculties do function according than up, that they are driven by people who
to the design plan, in these areas, or that it is use them to go places, that they are seldom
not the case that the relevant modules of the driven by three-year-olds, that their drivers
design plan are aimed at truth, or that the have purposes, hold beliefs, and often act on
design plan for those areas is defective. those purposes and beliefs, that few of them
Nevertheless, over a vast area of cognitive (or their drivers) have been more than a few
terrain we take it both that the purpose (func- miles from the surface of the earth, that the
world has existed for a good long time -
much longer than ten minutes, say — and a
* From Alvin Plantinga, Warrant and Proper Func-
million more such Moorean truisms. (Of
tion (New York: Oxford University Press, 1993),
ch. 12, pp. 216-23, 225-7, 228-37. Reprinted with
course, there is the occasional dissenter — in
permission. the grip, perhaps, of cognitive malfunction

H25
ALVIN PLANTINGA

or a cognitively crippling philosophical cognitive faculties have originated as Dawkins


theory.) thinks, then their ultimate purpose or func-
We think our faculties much better adapted tion (if they ave a purpose or function) will
to reach the truth in some areas than others; be something like survival (of individual, spe-
we are good at elementary arithmetic and cies, gene, or genotype); but then it seems
logic, and the perception of middle-sized ob- initially doubtful that among their functions
jects under ordinary conditions. We are also — ultimate, proximate, or otherwise — would
good at remembering certain sorts of things: be the production of true beliefs. Taking up
I can easily remember what I had for break- this theme, Patricia Churchland declares that
fast this morning, where my office was located the most important thing about the human
yesterday, and whether there was a large ex- brain is that it has evolved; hence, she says, its
plosion in my house last night. Things get principal function is to enable the organism
more difficult, however, when it comes to an to move appropriately:
accurate reconstruction of what it was like to
be, say, a fifth-century Bc Greek (not to men- Boiled down to essentials, a nervous system ena-
tion a bat), or whether the axiom of choice or bles the organism to succeed in the four F’s:
the continuum hypothesis is true; things are feeding, fleeing, fighting and reproducing. The
even more difficult, perhaps, when it comes principal chore of nervous systems is to get
the body parts where they should be in order
to figuring out how quantum mechanics is to
that the organism may survive. Improvements
be understood, and what the subnuclear realm
in sensorimotor control confer an evolutionary
of quark and gluon is really like, ifindeed there advantage: a fancier style of representing is ad-
really isa subnuclear realm of quark and gluon. vantageous so long as it is geared to the organ-
Stull, there remains a vast portion of our cog- isms way of life and enhances the organism’s
nitive terrain where we think that our cogni- chances of survival [Churchland’s emphasis].
tive faculties do furnish us with truth. Truth, whatever that is, definitely takes the hind-
But isn’t there a problem, here, for the natu- most.”
ralist? At any rate for the naturalist who thinks
that we and our cognitive capacities arrived Her point, I think, is that (from a naturalis-
upon the scene after some billions of years of tic perspective) what evolution guarantees is
evolution (by way of natural selection, genetic (at most) that we behave in certain ways — in
drift, and other blind processes working on such ways as to promote survival, or survival
such sources of genetic variation as random through childbearing age. The principal func-
genetic mutation)? Richard Dawkins (accord- tion or purpose, then, (the “chore” says
ing to Peter Medawar, “one of the most bril- Churchland) of our cognitive faculties is not
liant of the rising generation of biologists”) that of producing true or verisimilitudinous
once leaned over and remarked to A. J. Ayer beliefs, but instead that of contributing to
at one of those elegant, candle-lit, bibulous survival by getting the body parts in the right
Oxford college dinners that he couldn’t im- place. What evolution underwrites is only (at
agine being an atheist before 1859 (the year most) that our behavior be reasonably adap-
Darwin’s Origin of Species was published); tive to the circumstances in which our ances-
“although atheism might have been logically tors found themselves; hence (so far forth) it
tenable before Darwin,” said he, “Darwin does not guarantee mostly true or
made it possible to be an intellectually fulfilled verisimilitudinous beliefs. Of course our be-
atheist.”! liefs might be mostly true or verisimilitudinous
Now Dawkins thinks Darwin made it pos- (hereafter Pll omit the “verisimilitudinous);
sible to be an intellectually fulfilled atheist. But but there is no particular reason to think they
perhaps Dawkins is dead wrong here. Perhaps would be: natural selection is interested not
the truth lies in the opposite direction. If our in truth, but in appropriate behavior. What

126
IS NATURALISM IRRATIONAL?

Churchland says suggests, therefore, that natu- Churchland seem to believe that (naturalis-
ralistic evolution — that is, the conjunction of tic) evolution gives one a reason to doubt that
metaphysical naturalism with the view that we human cognitive faculties produce for the
and our cognitive faculties have arisen by way most part true beliefs: call this “Darwin’s
of the mechanisms and processes proposed by Doubt.” Quine and Popper, on the other
contemporary evolutionary theory — gives us hand, apparently hold that evolution gives us
reason to doubt two things: (a) that a purpose reason to believe the opposite: that human
of our cognitive systems is that of serving us cognitive faculties do produce for the most part
with true beliefs, and (b) that they do, in fact, true beliefs. How shall we understand this
furnish us with mostly true beliefs. opposition?
W. V. O. Quine and Karl Popper, however,
apparently demur. Popper argues that since
we have evolved and survived, we may be 2 Darwin’s Doubt
pretty sure that our hypotheses and guesses
as to what the world is like are mostly cor- One possibility: perhaps Darwin and Church-
rect.* And Quine says he finds encouragement land mean to propose that a certain objective
in Darwin: } conditional probability is relatively low: the
probability of human cognitive faculties’ be-
What does make clear sense is this other part of ing reliable (producing mostly true beliefs),
the problem ofinduction: why does our innate given that human beings have cognitive fac-
subjective spacing of qualities accord so well with ulties (of the sort we have) and given that these
the functionally relevant groupings in nature as faculties have been produced by evolution
to make our inductions tend to come out right?
(Dawkins’ blind evolution, unguided by the
Why should our subjective spacing of qualities
hand of God or any other person). If meta-
have a special purchase on nature and a lien on
the future?
physical naturalism and this evolutionary ac-
There is some encouragement in Darwin. If count are both true, then our cognitive
people’s innate spacing of qualities is a gene- faculties will have resulted from blind mecha-
linked trait, then the spacing that has made for nisms like natural selection, working on such
the most successful inductions will have tended sources of genetic variation as random genetic
to predominate through natural selection. Crea- mutation. Evolution is interested, not in true
tures inveterately wrong in their inductions have belief, but in survival or fitness. It is therefore
a pathetic but praiseworthy tendency to die be- unlikely that our cognitive faculties have the
fore reproducing their kind.* production of true belief as a proximate or
any other function, and the probability of our
Indeed, Quine finds a great deal more encour- faculties’ being reliable (given naturalistic evo-
agement in Darwin than Darwin did: “With lution) would be fairly low. Popper and Quine,
me,” says Darwin, on the other side, judge that probability fairly
high.
the horrid doubt always arises whether the con-
The issue, then, is the value of a certain
victions of man’s mind, which has been devel-
oped from the mind of the lower animals, are
conditional probability: P(R/(N&E&C)).
of any value or at all trustworthy. Would any Here N is metaphysical naturalism. It isn’t easy
one trust in the convictions of amonkey’s mind, to say precisely what naturalism zs, but per-
if there are any convictions in such a mind?® haps that isn’t necessary in this context; promi-
nent examples would be the views of (say)
So here we appear to have Quine and Pop- David Armstrong, the later Darwin, Quine,
per on one side and Darwin and Churchland and Bertrand Russell. (Crucial to metaphysi-
on the other. Who is right? But a prior ques- cal naturalism, of course, is the view that there
tion: what, precisely, is the issue? Darwin and is no such person as the God of traditional

Ley,
ALVIN PLANTINGA

theism.) E is the proposition that human cog- ment implicit in Quine’s and Popper’s brief
nitive faculties arose by way of the mechanisms and cryptic remarks. (He notes that versions
to which contemporary evolutionary thought of this argument circulate widely in the oral
directs our attention; and C is a complex tradition, but are seldom if ever developed in
proposition whose precise formulation is both any detail.) As he sees it, this argument essen-
difficult and unnecessary, but which states tially involves two premises: (a) that “evolu-
what cognitive faculties we have — memory, tion produces organisms with good
perception, reason, Reid’s sympathy — and approximations to optimally well-designed
what sorts of beliefs they produce. R, on the characteristics or systems,”’ and (b) that “an
other hand, is the claim that our cognitive fac- optimally well-designed cognitive system is a
ulties are reliable (on the whole, and with the rational cognitive system,” where (on one of
qualifications mentioned), in the sense that the two understandings of “rational” he con-
they produce mostly true beliefs in the sorts siders) a rational cognitive system, in turn, is
of environments that are normal for them. And a reliable cognitive system, one that produces
the question is: what is the probability of R a preponderance of true beliefs. Stich proposes
on N&E&C? (Alternatively, perhaps the in- “to make it clear that there are major prob-
terest of that question lies in its bearing on lems to be overcome by those who think that
this question: what is the probability that a evolutionary considerations impose interest-
belief produced by human cognitive faculties ing limits on irrationality;”® what he shows, I
is true, given N&E&C?) And if we construe think, is that the denials of (a) and (b) are
the dispute in this way, then what Darwin and wholly compatible with contemporary evolu-
Churchland propose is that this probability is tionary theory, and not implausible with re-
relatively low, whereas Quine and Popper spect to it.
think it fairly high. By way of attack on (a) he points out that
natural selection is not the only process at work
in evolution; there is also (among others) ran-
Stich versus Pangloss
dom genetic drift, which “can lead to the
Well, what sorts of considerations would be elimination of a more fit gene and the fixa-
relevant to this question? Consider the sort of tion of a less fit one.” For example, a geneti-
argument implicit in the passage from Quine: cally based and adaptively favorable trait might
“Creatures inveterately wrong in their induc- arise within a population ofsea gulls; perhaps
tions have a pathetic but praiseworthy ten- six members ofthe flock enjoy it. Being birds
dency to die before reproducing their kind,” of a feather, they flock together — sadly
he says; humankind, happily enough, has not enough, at the site of a natural disaster, so
died before reproducing its kind; so probably that all are killed in a tidal wave or volcanic
we human beings are not inveterately wrong eruption or by a large meteorite. The more fit
in our inductions. This claim is specified to gene thus gets eliminated from the popula-
inductions, of course; but presumably the tion. (There is also the way in which a gene
same would go for some or all of our other can be fixed, in a small population, by way of
characteristic beliefs. (According to J. Fodor, random walk.) He points out further, with
“Darwinian selection guarantees that organ- respect to (a), that there is no reason to think
isms either know the elements of logic or be- it inevitable that natural selection will have the
come posthumous.”°) The claim seems to be opportunity to select for optimal design. For
that the selection processes involved in evolu- example, an adaptively positive trait might be
tion are likely to produce cognitive faculties linked with an adaptively negative trait by plei-
that are reliable, given that they produce cog- otropy (where one gene codes for more than
nitive faculties at all. one trait or system); then it could happen that
Stephen Stich attempts to set out the argu- the gene gets selected and perpetuated by vir-

128
IS NATURALISM IRRATIONAL?

tue of its link with the positive trait, and the per and their allies do not mean to argue any-
negative trait gets perpetuated by way of its thing quite so strong. Perhaps what they mean
link with the gene. A truly optimal system — to argue is only that it is fairly or highly prod-
one with the positive trait but without the able, given that we and our cognitive faculties
negative — may never show up, or may show have evolved according to the processes en-
up too late to fit in with the current develop- dorsed by contemporary evolutionary theory,
ment of the organism. that those faculties are reliable; perhaps they
With respect to (b), the claim that an mean to argue only that P(R/(N&E&C)) is
optimally designed cognitive system is rational fairly high. What Stich shows is that it is per-
(that is, reliable), Stich observes, first, that fectly possible both that we and our cognitive
optimal design, presumably, is to be under- faculties have evolved in the ways approved
stood in terms of fitness: “From the point of by current evolutionary theory, and that those
view of natural selection, it is plausible to say cognitive faculties are not reliable. But that
that one system is better designed than a sec- does not address Quine’s argument taken as
ond if an organism having the first would be an implicit argument for the claim that P(R/
more fit — that is, more likely to survive and (N&E&C)) is fairly high, and a fortiorz it does
reproduce successfully — than a conspecific not serve as an argument for Darwin’s Doubt,
having the second. A system is optimally well that is, for the claim that P(R/(N&E&C)) is
designed if it enhances biological fitness more fairly low.
than any alternative” (p. 57). He then argues
that reliable cognitive systems are not neces-
The Doubt Developed
sarily more fitness-enhancing than unreliable
ones; it is not the case, he argues, that for any Can we assemble an argument for Darwin’s
two cognitive systems S, and S,, if S, is more Doubt from (among other things) the mate-
reliable than S, then S, is more fitness-enhanc- rials Stich presents? In order to avoid irrel-
ing than S,. S,, for example, might cost too evant distractions, suppose we think, first, not
much by way of energy or memory capacity; about ourselves and our ancestors, but about
alternatively, the less reliable S, might pro- a hypothetical population of creatures a lot
duce more by way of false beliefs but none like ourselves on a planet similar to Earth.
the less contribute more to survival. (Darwin proposed that we think about another
So Stich’s point is this: as far as contempo- species, such as monkeys.) Suppose these crea-
rary evolutionary theory is concerned, there tures have cognitive faculties, hold beliefs,
is little reason to endorse either (a) or (b). change beliefs, make inferences, and so on;
But has he correctly identified the conclusions and suppose these creatures have arisen by way
(or the premises) of those he sets out to re- of the selection processes endorsed by con-
fute?? “We now have a pair of arguments,” he temporary evolutionary thought. What is the
says, “for the claim that evolution and natural probability that their faculties are reliable?
selection guarantee at least a close approxi- What is P(R/N&E&C)), specified not to us,
mation to full rationality in normal organisms, but to them? According to Quine and Pop-
ourselves included” (p. 59, my emphasis) and per, the probability in question would be
“An essential component in both arguments rather high: beliefisconnected with action in
sketched in 3.1, aimed at showing that evolu- such a way that extensive false belief would
tion will zmsure rationality, is...” (p. 63, my lead to maladaptive behavior, in which case it
emphasis). If his aim is to cast doubt on these is likely that the ancestors of those creatures
arguments, taken as arguments for the claim would have displayed that pathetic but praise-
that evolution and natural selection guaran- worthy tendency Quine mentions.
tee or insure rationality, then he has certainly But now for the contrary argument. ...
fulfilled his aim. But perhaps Quine and Pop- Assume, then, that our creatures have belief

beg
ALVIN PLANTINGA

systems, and that these systems are adaptive: lieves that the best way to pet it is to run
they produce adaptive behavior, and at not away from it. Or perhaps he confuses run-
too great a cost in terms of resources, What is ning toward it with running away from it,
the probability (on this assumption together believing of the action that is really running
with N&E&C) that their cognitive faculties away from it, that it is running toward it; or
are reliable; and what is the probability that a perhaps he thinks the tiger is a regularly re-
belief produced by those faculties will be true? curring illusion, and, hoping to keep his
Not as high as you might think. For, of weight down, has formed the resolution to
course, beliefs don’t causally produce behavior run a mile at top speed whenever presented
by themselves, it is beliefs, desires, and other with such an illusion; or perhaps he thinks
things that do so together. Suppose we over- he is about to take part in a sixteen-hundred-
simplify a bit and say that my behavior is a meter race, wants to win, and believes the
causal product just of my beliefs and desires. appearance of the tiger is the starting signal;
Then the problem is that clearly there will be or perhaps. . . . Clearly there are any number
any number of different patterns of belief and of belief-cum-desire systems that equally fit
desire that would issue in the same action; and a given bit of behavior where the beliefs are
among those there will be many in which the mostly false. Indeed, even if we fix desire,
beliefs are wildly false. Paul is a prehistoric there will still be any number of systems of
hominid; the exigencies of survival call for him belief that will produce a given bit of
to display tiger-avoidance behavior. There will behavior: perhaps Paul does not want to be
be many behaviors that are appropriate: flee- eaten, but (a) thinks the best way to avoid
ing, for example, or climbing a steep rock face, being eaten is to run toward the tiger, and
or crawling into a hole too small to admit the (b) mistakenly believes that he is running to-
tiger, or leaping into a handy lake. Pick any ward it when in fact he is running away.
such appropriately specific behavior B. Paul But these possibilities are wholly preposter-
engages in B, we think, because, sensible fel- ous, you say. Following Richard Grandy, you
low that he is, he has an aversion to being point out that when we ascribe systems of
eaten and believes that Bis a good means of belief and desire to persons, we make use of
thwarting the tiger’s intentions. “principles of humanity,” whereby we see oth-
But clearly this avoidance behavior could ers as resembling what we take ourselves to
be a result of athousand other belief-desire be.!° You go on to endorse David Lewis’s sug-
combinations: indefinitely many other belief- gestion that a theory of content requires these
desire systems fit B equally well. (Here let “principles of humanity” in order to rule out
me ignore the complication arising from the as “deeply irrational” those nonstandard be-
fact that belief comes in degrees.) Perhaps lief-desire systems; their contents involved are
Paul very much /ikes the idea of being eaten, “unthinkable,” and are hence disqualified as
but whenever he sees a tiger, always runs off candidates for someone’s belief-desire struc-
looking for a better prospect, because he ture.'! Surely you (and Grandy and Lewis) are
thinks it unlikely that the tiger he sees will right: in ascribing beliefs to others, we do think
eat him. This will get his body parts in the of them as like what we think we are. (This
right place so far as survival is concerned, involves, among other things, thinking that
without involving much by way of true be- the (a) purpose or function of their cognitive
lief. (Of course we must postulate other systems, like that of ours, is the production of
changes in Paul’s ways of reasoning, includ- true beliefs.) And a theory of content ascrip-
ing how he changes beliefin response to ex- tion does indeed require more than just the
perience, to maintain coherence.) Or perhaps claim that the content of my beliefs must fit
he thinks the tiger is a large, friendly, cuddly my behavior and desires: that leaves entirely
pussycat and wants to pet it; but he also be- too much latitude as to what that content, on

130
IS NATURALISM IRRATIONAL?

a given occasion, might in fact be. These prin- of probability has to be reserved for these pos-
ciples of humanity will exclude vast hordes of sibilities as well.
logically possible belief-desire systems as sys-
tems (given human limitations) no human [...]
being could have; thus such principles will ex-
clude my attributing logical omniscience (or Now return to Darwin’s Doubt. The reason-
probabilistic coherence) to Paul, or even a ing that applies to these hypothetical creatures,
system involving the de re belief, with respect of course, also applies to us; so if we think the
to each real number in the (open) unit inter- probability of R with respect to them is rela-
val, that it is indeed greater than 0. These prin- tively low on N&E&C, we should think the
ciples will also exclude some systems as systems same thing about the probability of R with
we think no properly functioning human be- respect to us. Something like this reasoning,
ing would have: accordingly, I will not at- perhaps, is what underlay Darwin’s doubt —
tribute to Paul the view that emeralds are grue, although Darwin did not have the benefit of
or the belief that it would be good to have a pleiotropy, random genetic drift, gene fixa-
nice saucer of mud for lunch (Elizabeth tion by random walk, and the other bells and
Anscombe, Intention, sec. 38). whistles that adorn current evolutionary
These points are quite correct; but they do theory. So taken, his claim is that P(R/
not bear on the present question. It is true N&E&C) (specified to us) is rather low, per-
that a decent theory of content ascription must haps somewhat less than 1/2. Arguments of
require more than that the belief fit the this sort are less than coercive; but it would
behavior; for a decent theory of content as- be perfectly sensible to estimate these prob-
cription must also respect or take for granted abilities in this way.
what we ordinarily think about our desires,
beliefs, and circumstances and the relations
between these items. But in the case of our 3 A Preliminary Argument
hypothetical population, these “principles of against Naturalism
humanity” are not relevant. For we are not
given that its members are human; more im- Suppose you do estimate these probabilities
portant, we are not given that those princi- in roughly this way: suppose you concur in
ples of humanity, those commonsense beliefs Darwin’s Doubt, taking P(R/(N&E&C)) to
about how their behavior, belief, and desire be fairly low. But suppose you also think, as
are related, are true of them. We can’t assume most of us do, that in fact our cognitive facul-
that their beliefs, for given circumstances, ties ave reliable (with the qualifications and
would be similar to what we take it we would nuances introduced previously). Then you
believe in those circumstances. We must ask have a straightforward probabilistic argument
what sorts of belief-desire systems are possible against naturalism — and for traditional the-
for these creatures, given only that they have ism, if you think these two the significant al-
evolved according to the principles of con- ternatives. According to Bayes’ Theorem,
temporary evolutionary theory; clearly these
gerrymanders are perfectly possible. So per- P((N&E&C)/R) =
haps their behavior has been adaptive, and P(N&E&C) x P(R/(N&E&C))
their systems of belief and desire such as to fit P(R)
that adaptive behavior; those beliefs could
none the less be wildly wrong. There are in- where P(N&E&C) is your estimate of the
definitely many belief-desire systems that fit probability for N&E&C independent of the
adaptive behavior, but where the beliefs in- consideration of R. You believe R, so you
volved are not for the most part true. A share assign it a probability near 1 and you take

1st
ALVIN PLANTINGA

P(R/(N&E&C)) to be no more than 1/2. might be; the proper course is agnosticism.
Then P((N&E&C)/R) will be no greater than This also seems sensible; accordingly, let’s
1/2 times P7/(N&E&C), and will thus be fairly suppose, for the moment, that the proper
low. You believe C (the proposition specifying course is agnosticism about that probability.
the sorts of cognitive faculties we have); so you What would then be the appropriate attitude
assign it a very high probability; accordingly toward R (specified to that hypothetical popu-
P((N&E)/R) will also be low. No doubt you lation)? Someone who accepts N&E and also
will also assign a very high probability to the believes that the proper attitude toward P(R/
conditional if naturalism is true, then our firc- (N&E&C)) is one of agnosticism clearly
ulties have arisen by way of evolution; then you enough has good reason for being agnostic
will judge that P(N/R) is also low. But you do about R as well. She has no other source of
think R is true; you therefore have evidence information about R (for that population); but
against N. So your belief that our cognitive the source of information she does have gives
faculties are reliable gives you a reason for re+ her no reason to believe R and no reason to
jecting naturalism and accepting its denial. disbelieve it. The proposition in question is
The same argument will not hold, of course, the sort for which one needs evidence if one
for traditional theism; on that view the prob- is to believe it reasonably; since there is no
ability that our cognitive faculties are reliable evidence the reasonable course is to withhold
will be much higher than 1/2; for, according belief.
to traditional (Jewish, Christian, Muslim) the- But now suppose we again apply the same
ism, God created us in his image, a part of sort of reasoning to ourselves and our con-
which involves our having knowledge over a dition. Suppose we think N&E is true: we
wide range of topics and areas. So (provided ourselves have evolved according to the
that for you the prior probabilities of tradi- mechanisms suggested by contemporary
tional theism and naturalism are comparable) evolutionary theory, unguided and un-
P (traditional theism /R) will be considerably orchestrated by God or anyone else. Suppose
greater than P(N/R). we think, furthermore, that there is no way to
determine P(R/(N&E&C)) (specified to us).
What would be the right attitude to take to
4 The Main Argument against R? Well, if we have no further information,
Naturalism then wouldn’t the right attitude here, just as
with respect to that hypothetical population,
The Doubt Developed Again
be agnosticism, withholding belief?
Still, the argument for a low estimate of P(R/ Compare the case of a believer in God, who,
(N&E&C)) is by no means irresistible. In perhaps through an injudicious reading of
particular, our estimates of the various prob- Freud, comes to think that religious belief
abilities involved in estimating P(R/ generally and theistic belief in particular is al-
(N&E&C)) with respect to that hypothetical most always produced by wish fulfillment.
population were (of necessity) both extremely Such beliefs, she now thinks, are not produced
imprecise and also poorly grounded. You by cognitive faculties functioning properly in
might reasonably hold, therefore, that the a congenial environment according to a de-
right course here is simple agnosticism: one sign plan successfully aimed at truth; instead
just does not know (and has no good way of they are produced by wish fulfillment, which,
finding out) what P(R/(N&E&C)) might be. while indeed it has a function, does not have
It could be very low; on the other hand it the function of producing true beliefs. Sup-
could be rather high. With our limited cogni- pose she considers the objective probability
tive resources, you say, the proper course is to that wish fulfillment, as a belief-producing
hold no view about what that probability mechanism, is reliable. She might quite prop-

132
IS NATURALISM IRRATIONAL?

erly estimate this probability as relatively low; silient but fortunately specific hallucination,
alternatively, however, she might think the so that he is reliable on other topics even if
right course, here, is agnosticism; and she totally unreliable on red lights and widgets.
might also be equally agnostic about the prob- Still, the vice president imself doesn’t look
ability that a belief should be true, given that wholly reliable: there is a certain shiftiness
it is produced by wish fulfillment. But then in about the eyes... .
either case she has a defeater for any belief she Then she doesn’t know what to believe
takes to be produced by the mechanism in about those alleged red lights. What will she
question. Consider the first case: she thinks properly think about the color of the widgets?
the probability that wish fulfillment is reliable She will presumably be agnostic about the
is low, and the probability that a belief should probability of awidget’s being red, given that
be true, given that it is produced by wish it looks red; she won’t know what that prob-
fulfillment not far from 1/2. Then she has a ability might be; for all she knows it could be
straightforward defeater for any ofher beliefs very low, but also, for all she knows, it could
she takes to be produced by wish fulfillment. be high. The rational course for her, there-
Her situation is like that of the person who fore, is to be agnostic about the deliverances
comes into a factory, sees an assembly line of her visual perception (so far as color detec-
carrying apparently red widgets, and is then tion is concerned) in this situation. But then
told by the shop superintendent that these she also has a good reason for being equally
widgets are being irradiated by a variety of red agnostic about the proposition a is red, where
lights, which makes it possible to detect oth- a is any of those red-appearing widgets com-
erwise undetectable hairline cracks. She should ing down the assembly line. She has an un-
take it that the probability that a widget is red, dercutting defeater for the proposition a 1s red;
given that it looks red, is fairly low; and she this defeater gives her a reason to be agnostic
then has a reason, with respect to any particu- with respect to that proposition. If she has no
lar widget coming down the line, to doubt defeater for that defeater, and no further evi-
that it is red, despite the fact that it looks red. dence for the proposition, then on balance the
To use John Pollock’s terminology (and since right attitude for her to take toward it would
I am already filching his example, why not?), be agnosticism.
she has an undercutting defeater (rather than By parity of reason, the same goes, I should
a rebutting defeater). It isn’t that she has ac- think, for the believer in God of a couple of
quired some evidence for that widget’s being paragraphs back. She too has an undercutting
nonred, thus rebutting the belief that it is red; defeater for beliefin God; if that defeater re-
it is rather that her grounds for thinking it mains itself undefeated and if she has no other
red have been undercut. And, indeed, upon source of evidence, then the rational course
hearing (and believing) that the widgets are would be to reject belief in God. That is not
being thus irradiated, she will probably no to say, of course, that she would in fact be
longer believe that the widget in question is able to do so; but it remains the rational
red. course.
Consider, on the other hand, a second kind But now suppose we return to the person
of case: here she does not come to believe that convinced of N&E who is agnostic about
the probability of a widget’s being red, given P(R/(N&E&C)): something similar goes for
that it looks red, is low; instead, she is agnos- him. He is in the same position with respect
tic about that probability. As before, the shop to any belief B of his, as is that believer in
superintendent tells her that those widgets are God. He is in the same condition, with re-
being irradiated by red light; but then a vice- spect to B, as the widget observer who didn’t
president comes along and tells her that the know what or who to believe about those red
shop superintendent suffers from a highly re- lights. So he too has a defeater for B, and a

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ALVIN PLANTINGA

good reason for being agnostic with respect differentially; clearly the argument can be nar-
to it. If he has no defeater for that defeater, rowed down to specific faculties or powers or
and no other source of evidence, the right at- belief-producing mechanisms, with possibly
titude toward B would be agnosticism. That different results for different cases. And surely
is not to say that he would in fact be able to the argument does apply more plausibly to
reject B. Due to that animal faith noted by some cognitive powers than to others. If there
Hume, Reid, and Santayana (but so-called are such differences among those faculties or
only by the last-named), chances are he would powers, presumably perception and memory
not; still, agnosticism is what reason requires. would be at an advantage as compared with
Here, then, we have another way of develop- the cognitive mechanisms whereby we come
ing Darwin’s Doubt, a way that does not de- to such beliefs as, say, that arithmetic is in-
pend upon estimating P(R/(N&E&C)) as complete and the continuum hypothesis is
low, but requires instead only agnosticism independent of ordinary set theory. For even
about that probability. if we evaluated the probabilities differently
from the way I suggested, even if we thought
it likely, on balance, that evolution would se-
The Argument
lect-for reliable cognitive faculties, this would
By way of brief review: Darwin’s Doubt can be so only for cognitive mechanisms produc-
be taken as the claim that the probability of R ing beliefs relevant to survival and reproduc-
on N&E&C is fairly low; as I argued, that is tion. It would not hold, for example, for the
plausible. But Darwin’s Doubt can also be mechanisms producing the beliefs involved in
taken as the claim that the rational attitude to a logic or mathematics or set theory course.
take, here, is agnosticism about that probabil- According to Fodor (as we saw), “Darwinian
ity; that is more plausible. Still more plausible selection guarantees that organisms either
is the disjunction of these two claims: either know the elements of logic or become post-
the rational attitude to take toward this prob- humous;” but this would hold at most? for
ability is the judgment that it is low, or the the most elementary bits of logic. It is only
rational attitude is agnosticism with respect the occasional assistant professor of logic who
to it. But then the devotee of N&E has a needs to know even that first-order logic is
defeater for any belief B he holds. Now the complete in order to survive and reproduce.
next thing to note is that B might be N&E Indeed, the same would go generally for
itself, our devotee of N&E has an undercut- the more theoretical parts of science.
ting defeater for N&E, a reason to doubt it, a
reason to be agnostic with respect to it. (This Evolution suggests a status for the distinctions
also holds if he isn’t agnostic about P(R/ we naturally make, that removes them far from
(N&E&C)) but thinks it low, as in the pre- the role of fundamental categories in scientific
liminary argument; he has a defeater either description. Classification by colour, or currently
way.) If he has no defeater for this defeater stable animal-mating groups is crucial to our
and no independent evidence — if his reason survival amidst the dangers of poison and fang.
for doubting N&E remains undefeated — then This story suggests that the ability to track di-
the rational course would be to reject belief rectly certain classes and divisions in the world
in N&E. is not a factor that guides scientists in theory
choice. For there is no such close connection
And here we must note something special
between the jungle and the blackboard. The
about N&E. So far, we have been lumping
evolutionary story clearly entails that such abili-
together all of our cognitive faculties, all of ties of discrimination were “selected for,” by a
our sources of belief, and all the sorts of be- filtering process that has nothing to do with
liefs they produce. But perhaps these differ- successful theory choice in general. Indeed, no
ent sorts of faculties should be treated faculty of spontaneous discrimination can plau-

134
IS NATURALISM IRRATIONAL?

sibly be attributed a different status within the beliefs he holds that he thinks are produced
scientific account of our evolution. Even ifsuc- by wish fulfillment. He does no better than
cessful theory choice will in the future aid sur- the widget observer who, by virtue of a simi-
vival of the human race, it cannot be a trait
lar argument, continues to believe that those
“selected for” already in our biological history.
widgets are red, even after having been told
by the building superintendent that they are
So even if you think Darwinian selection irradiated by red light. Clearly this is not the
would make it probable that certain belief- method of true philosophy.
producing mechanisms — those involved in the Accordingly, the friend of N&E can’t ar-
production of beliefs relevant to survival — are gue in this way that he has independent evi-
reliable, that would not hold for the mecha- dence for R. Of course, she isn’t likely to argue
nisms involved in the production ofthe theo- in that way; she is more likely to suggest that
retical claims of science, such beliefs, for we consult the scientific results on the mat-
example as E, the evolutionary story itself. And ter: what does science tell us about the likeli-
of course the same would go for N. hood that our cognitive faculties are reliable?
What we have seen so far, therefore, is that But this can’t work either. For consider any
the devotee of N&E has a defeater for any argument from science (or anywhere else) he
belief he holds, and a stronger defeater for might produce. This argument will have
N&E itself. If he has no defeater for this premises; and these premises, he claims, give
defeater, and no independent evidence, then him good reason to believe R (or N&E). But
the rational attitude toward N&E would be note that he has the very same defeater for
one of agnosticism. each of those premises that he has for R and
But perhaps he will claim to have independ- for N&E; and he has the same defeater for his
ent evidence. “True,” he says, “if N&E were belief that those premises constitute a good
all [ had to go on, then the right cognitive reason for R (or N&E). For that belief, and
stance would be agnosticism about R and in for each of the premises, he has a reason for
fact about any proposition produced by my doubting it, a reason for being agnostic with
belief-producing faculties, including N&E it- respect to it. This reason, obviously, cannot
self. But why can’t reason inductively as fol- be defeated by an ultimately undefeated
lows? My cognitive faculties must indeed be defeater. For every defeater of this reason he
reliable. For consider A,, any of my beliefs. might have, he knows that he has a defeater-
Naturally enough, I believe A), that is, I be- defeater: the very undercutting defeater that
lieve that A, is true. So A, is one of my beliefs attached itself to R and to N&E in the first
and A, is true; A, is one of my beliefs and A, place.
is true, A; is one of my beliefs and A; is true, We could also put it like this: any argument
and so on. So, by induction, I argue that all he offers, for R, is in this context delicately
or nearly all of my beliefs are true; I therefore circular or question-begging. It is not formally
conclude that my faculties are probably reli- circular; its conclusion does not appear among
able (or at any rate probably reliable now) its premises. It is instead (we might say) prag-
because as a matter of fact it is probable that matically circular in that it purports to give a
each of the beliefs they have presently pro- reason for trusting our cognitive faculties, but
duced is true.” is itself trustworthy only if those faculties (at
This argument ought to meet with less than least the ones involved in its production) are
universal acclaim. The friend of N&E does indeed trustworthy. In following this proce-
no better, arguing this way, than the theist dure and giving this argument, therefore, he
who argues that wish fulfillment must be a subtly assumes the very proposition he pro-
reliable belief-producing mechanism by run- poses to argue for. Once I come to doubt the
ning a similar argument with respect to the reliability of my cognitive faculties, I can’t

135
ALVIN PLANTINGA

properly try to allay that doubt by producing ciousness and imbecility of reason, produces in
an argument; for in so doing I rely on the a matter, a patent under her hand and seal. This
very faculties I am doubting. The conjunc- patent has at first an authority, proportioned to
the present and immediate authority of reason,
tion of evolution with naturalism gives its ad-
from which it is deriv’d. But as it is suppos’d to
herents a reason for doubting that our beliefs
be contradictory to reason, it gradually dimin-
are mostly true; perhaps they are mostly wildly ishes the force of that governing power, and its
mistaken. But then it won’t help to argue that own at the same time; till at last they both van-
they can’t be wildly mistaken; for the very rea- ish away into nothing by a regular and just dimi-
son for mistrusting our cognitive faculties gen- nution ... "Tis happy, therefore, that nature
erally will be a reason for mistrusting the breaks the force of all skeptical arguments in
faculties generating the beliefs involved in the time, and keeps them from having any consid-
argument. erable influence on the understanding.”
But (someone might say) isn’t there a prob-
lem with this argument for pragmatic circu- When the devotee of N&E notes that he has
larity? The devotee of N&E begins (naturally a defeater for R, then at that stage he also notes
enough) by accepting N&E; upon being ap- (if apprised of the present argument) that he
prised of the previous argument (so I say), he has a defeater for N&E; indeed, he notes that
comes to see that he has an undefeated un- he has a defeater for anything he believes.
dercutting defeater for R and hence an unde- Since, however, his having a defeater for N&E
feated reason for doubting N&E; hence (so I depends upon some of his beliefs, what he now
say) it is irrational for him to accept N&E, notes is that he has a defeater for his defeater
unless he has other evidence; but any pur- of Rand N&E; so now he no longer has that
ported other evidence will be subject to the defeater for Rand N&E. So then his original
same defeater as N&E. But now comes the condition of believing R and assuming N&E
rejoinder: as soon as our devotee of N&E reasserts itself: at which point he again has a
comes to doubt R, he should also come to defeater for R and N&E. But then he notes
doubt his defeater for R; for that defeater, af- that that defeater is also a defeater of the
ter all, depends upon his beliefs, which are a defeater of R and N&E; hence. ... So goes
product of his cognitive faculties. So his the paralyzing dialectic. After a few trips
defeater for R (and N&E) is also a defeater around this loop, we may be excused for
for that defeater, that is, for itse/f. But then throwing up our hands in despair, or disgust,
when he notes that, and doubts his defeater and joining Hume in a game of backgammon.
for R, he no longer /asa defeater (undefeated The point remains, therefore: one who accepts
or otherwise) for N&E; so how is it irrational N&E (and is apprised of the present argu-
for him to accept N&E? ment) has a defeater for N&E, a defeater that
What we really have here is one of those cannot be defeated by an ultimately unde-
nasty dialectical loops to which Hume calls feated defeater. And isn’t it irrational to ac-
our attention: cept a belief for which you know you have an
ultimately undefeated defeater?
The skeptical reasonings, were it possible for
Hence the devotee of N&E has a defeater
them to exist, and were they not destroy’d by
D for N&E - a defeater, furthermore, that
their subtlety, wou’d be successively both strong
can’t be ultimately defeated; for obviously D
and weak, according to the successive disposi-
tions of the mind. Reason first appears in pos- attaches to any consideration one might bring
session of the throne, prescribing laws, and forward by way of attempting to defeat it. If
imposing maxims, with an absolute sway and you accept N&E, you have an ultimately un-
authority. Her enemy, therefore, is oblig’d to defeated reason for rejecting N&E: but then
take shelter under her protection, and by mak- the rational thing to do is to reject N&E. If,
ing use of rational arguments to prove the falla- furthermore, one also accepts the conditional

136
IS NATURALISM IRRATIONAL?

if N is true, then so is E, one has an ultimately lim, or Christian theist — he believes that God
undefeated defeater for N. One who contem- is the premier knower and has created us hu-
plates accepting N, and is torn, let’s say, be- man beings in his image, an important part of
tween N and theism, should reason as follows: which involves his endowing them with a re-
if Iwere to accept N, I would have good and flection of his powers as a knower.’®
ultimately undefeated reason to be agnostic Of course he can’t sensibly argue that in
about N; so I should not accept it. Unlike the fact our beliefs are mostly true, from the
preliminary argument, this is not an argument premise that we have been created by God in
for the falsehood of naturalism and thus (given his image. More precisely, he can’t sensibly
that naturalism and theism are the live options) follow Descartes, who started from a condi-
for the truth of theism; for all this argument tion of general doubt about whether our cog-
shows, naturalism might still be true. It is in- nitive nature is reliable, and then used his
stead an argument for the conclusion that (for theistic belief as a premise in an argument de-
one who is aware of the present argument) signed to resolve that doubt. Here Thomas
accepting naturalism is irrational. It is like the Reid is surely right:
self- referential argument against classical
foundationalism: classical foundationaism is Descartes certainly made a false step in this mat-
ter, for having suggested this doubt among oth-
either false or such that I would be unjusti-
ers — that whatever evidence he might have from
fied in accepting it; so (given that I am aware
his consciousness, his senses, his memory, or his
of this fact) I can’t justifiably accept it.!® But reason, yet possibly some malignant being had
of course it does not follow that classical given him those faculties on purpose to impose
foundationalism is not true; for all this argu- upon him; and therefore, that they are not to
ment shows, it could be true, though not ra- be trusted without a proper voucher. To remove
tionally acceptable. Similarly here; the this doubt, he endeavours to prove the being of
argument is not for the falsehood of natural- a Deity who is no deceiver; whence he con-
ism, but for the irrationality of accepting it. cludes, that the faculties he had given him are
The conclusion to be drawn, therefore, is that true and worthy to be trusted.
the conjunction ofnaturalism with evolution- It is strange that so acute a reasoner did not
perceive that in this reasoning there is evidently
ary theory is self-defeating: it provides for it-
a begging of the question.
self an undefeated defeater. Evolution,
For, if our faculties be fallacious, why may
therefore, presents naturalism with an unde- they not deceive us in this reasoning as well as
feated defeater. But if naturalism is true, then, in others?!”
surely, so is evolution. Naturalism, therefore,
is unacceptable. Suppose, therefore, you find yourself with
The traditional theist, on the other hand, the doubt that our cognitive faculties produce
isn’t forced into that appalling loop. On this truth: you can’t quell that doubt by produc-
point his set of beliefs is stable. He has no ing an argument about God and his veracity,
corresponding reason for doubting that it is a or indeed, any argument at all; for the argu-
purpose of our cognitive systems to produce ment, of course, will be under as much suspi-
true beliefs, nor any reason for thinking that cion as its source. Here no argument will help
P(R/(N&E&C)) is low, nor any reason for you; here salvation will have to be by grace,
thinking the probability ofa belief’s being true, not by works. But the theist has nothing im-
given that it is a product of his cognitive fac- pelling him in the direction of such skepticism
ulties, is no better than in the neighborhood in the first place; no element ofhis noetic sys-
of 1/2. He may indeed endorse some form tem points in that direction; there are no
of evolution; but if he does, it will be a form propositions he already accepts just by way of
of evolution guided and orchestrated by God. being a theist, which together with forms of
And qua traditional theist — gua Jewish, Mus- reasoning (the defeater system, for example)

137
ALVIN PLANTINGA

lead to the rejection ofthe belief that our cog- ed. Francis Darwin (London: John Murray,
nitive faculties have the apprehension oftruth 1887), 1:315-16.
as their purpose and for the most part fulfill “Three Cheers for Propositional Attitudes,”
in Representations (Cambridge, Mass.: MIT
that purpose.
Press 1981), p. 121.
Once again, therefore, we see that natural-
Here I assume that (a) is to be understood as
istic epistemology flourishes best in the gar-
“evolution always or nearly always produces
den of supernaturalistic metaphysics. organisms with good approximations.”
Naturalistic epistemology conjoined with The Fragmentation of Reason (Cambridge,
naturalistic metaphysics leads via evolution to Mass.: MIT Press, 1990), p. 56.
skepticism or to violation of canons of ration- Of course, it would be easy to misunderstand
ality; conjoined with theism it does not. The the arguments of those he tries to refute, given
naturalistic epistemologist should therefore their authors reluctance to state them explic-
prefer theism to metaphysical naturalism.'* itly.
... LT have argued that the best way to con- “Reference, Meaning and Belief,” Journal of
strue warrant is in terms of proper function: a Philosophy, 70 (1973), pp. 443¢f.
Wl On the Plurality of Worlds (Oxford: Basil
belief has warrant, for a person, if it is pro-
Blackwell, 1986), pp. 38ff., 107-8.
duced by her cognitive faculties functioning
2 “At most” because, as I argued, if Darwinian
properly in a congenial epistemic environment selection guarantees anything, it is only that
according to a design plan successfully aimed the organism’s behavioris adaptive: there isn’t
at the production of true or verisimilitudinous anything in particular it needs to believe (or, a
belief. We have seen something of how this fortiori, to know).
view applies in a number of areas of our cog- 13 Bas van Fraassen, Laws and Symmetry (Oxford:
nitive life. We have also seen that this view of Clarendon Press, 1989), pp. 52-3.
warrant is a naturalistic one, but one that re- 14 A Treatise of Human Nature, with an analyti-
quires, for its best flourishing, to be set in the cal index, ed. L. A. Selby-Bigge (Oxford:
context of supernatural theism... . Clarendon Press, 1888), I, IV, i, p. 187.
15 See my “Reason and Belief in God,” in Faith
and Rationality: Reason and Belief in God.
Notes 16 Things may stand differently with a bare the-
ist — one who holds only that there is an om-
1 The Blind Watchmaker (New York: Norton,
nipotent, omniscient, and wholly good creator,
1986), pp. 6, 7.
but does not add that God has created
2 Journal of Philosophy, 84 (October 1987),
humankind in his own image.
p. 548.
17, Essays on the Intellectual Powers of the Human
3 Objective Knowledge: an Evolutionary
Mind, in Inquiries and Essays, ed. R.
Approach (Oxford: Clarendon Press, 1972),
Beanblossom and Keith Lehrer (Indianapolis:
p. 261.
Hackett, 1983), V, 7, p. 276.
4 “Natural Kinds,” in Ontological Relativity and
18 Victor Reppert reminds me that the argument
Other Essays (New York: Columbia University
of this chapter bears a good bit of similarity to
Press, 1969), p. 126.
arguments to be found in chs III and XIII of
5 Letter to William Graham, Down, July 3,
C. S. Lewis’ Miracles; the argument also re-
1881, in The Life and Letters of Charles Dar-
sembles Richard Taylor’s argument in ch. X
win Including an Autobiographical Chapter,
of his Metaphysics.

138
The Argument from Religious Experience

17 From The Autobiography of St Teresa of Avila*

St Teresa of Avila

Chapter 27 or was not greatly distracted, I could not but


be aware of His nearness to me.
... At the end of two years, during the whole Sorely troubled, I went at once to my con-
of which time both other people and myself fessor, to tell him about it. He asked me in
were continually praying for what I have de- what form I had seen Him. I told him that I
scribed — that the Lord would either lead me had not seen Him at all. Then he asked me
by another way or make plain the truth: and how I knew it was Christ. I told him that I
these locutions which, as I have said, the Lord did not know how, but that I could not help
was giving me were very frequent — I had the realizing that He was beside me, and that I
following experience. I was at prayer on a fes- saw and felt this clearly; that when in the Prayer
tival of the glorious Saint Peter when I saw of Quiet my soul was now much more deeply
Christ at my side — or, to put it better, I was and continuously recollected; that the effects
conscious of Him, for neither with the eyes of of my prayer were very different from those
the body nor with those of the soul did I see which I had previously been accustomed to
anything. I thought He was quite close to me experience; and that the thing was quite clear
and I saw that it was He Who, as I thought, to me. I did nothing, in my efforts to make
was speaking to me. Being completely igno- myself understood, but draw comparisons —
rant that visions of this kind could occur, I though really, for describing this kind of vi-
was at first very much afraid, and did nothing sion, there is no comparison which is very
but weep, though, as soon as He addressed a much to the point, for it is one ofthe highest
single word to me to reassure me, I became kinds of vision possible. This was told me later
quiet again, as I had been before, and was quite by a holy man of great spirituality called Fray
happy and free from fear. All the time Jesus Peter of Alcantara,' to whom I shall afterwards
Christ seemed to be beside me, but, as this refer, and other distinguished and learned men
was not an imaginary vision, I could not dis- have told me the same thing. Of all kinds of
cern in what form: what I felt very clearly was vision it is that in which the devil has the least
that all the time He was at my right hand, and power of interference, and so there are no
a witness of everything that I was doing, and ordinary terms by which we women, who have
that, whenever I became slightly recollected so little knowledge, can describe it: learned
men will explain it better. For, if I say that I
do not see Him with the eyes either of the
* From The Life of Teresa of Jesus: The Autobiography
body or of the soul, because it is not an im-
of St Teresa of Avila, tr. and ed. E. Allison Peers (Gar-
den City, N.Y.: Image Books, 1960), selections from
aginary vision, how can I know and affirm that
chs 27 and 28 (pp. 248-51, 258-62). Reprinted with He is at my side, and this with greater cer-
permission. tainty than if I were to see Him? It is not a

13g
ST TERESA OF AVILA

suitable comparison to say that it is as if a per- were blind, or in pitch darkness, and a person
son were in the dark, so that he cannot see whom I had never seen, but only heard of,
someone who is beside him, or as if he were came and spoke to me and told me who he
blind. There is some similarity here, but not a was, I should believe him, but I could not
great deal, because the person in the dark can affirm that it was he as confidently as if I had
detect the other with his remaining senses, can seen him. But in this case I could certainly
hear him speak or move, or can touch him. In affirm it, for, though He remains unseen, so
this case there is nothing like that, nor is there clear a knowledge is impressed upon the soul
felt to be any darkness — on the contrary, He that to doubt it seems quite impossible. The
presents Himself to the soul by a knowledge Lord is pleased that this knowledge should
brighter than the sun. I do not mean that any be so deeply engraven upon the understand-
sun is seen, or any brightness is perceived, but ing that one can no more doubt it than one
that there is a light which, though not seen, can doubt the evidence of one’s eyes — indeed,
illumines the understanding so that the soul the latter is easier, for we sometimes suspect
may have fruition of so great a blessing. It that we have imagined what we see, whereas
brings great blessings with it. here, though that suspicion may arise for a
It is not like another kind of consciousness moment, there remains such complete cer-
of the presence of God which is often experi- tainty that the doubt has no force.
enced, especially by those who have reached It is the same with another way in which
the Prayer of Union and the Prayer of Quiet. God teaches the soul, and addresses it with-
There we are on the point of beginning our out using words, as I have said. This is so ce-
prayer when we seem to find Him Whom we lestial a language that it is difficult to explain
are about to address and we seem to know it to mortals, however much we may desire to
that He is hearing us by the spiritual feelings do so, unless the Lord teaches it to us by ex-
and effects of great love and faith of which we perience. The Lord introduces into the inmost
become conscious, and also by the fresh reso- part of the soul what He wishes that soul to
lutions which we make with such deep emo- understand, and presents it, not by means of
tion. This great favour comes from God: and images or forms of words, but after the man-
he to whom it is granted should esteem it ner of this vision aforementioned. Consider
highly, for it is a very lofty form of prayer. But carefully this way in which God causes the soul
it is not a vision. The soul recognizes the pres- to understand what He wills, and also great
ence of God by the effects which, as I say, He truths and mysteries; for often what I under-
produces in the soul, for it is by that means stand, when the Lord expounds to me some
that His Majesty is pleased to make His pres- vision which His Majesty is pleased to present
ence felt: but in a vision the soul distinctly to me, comes in this way; for the reasons I
sees that Jesus Christ, the Son of the Virgin, have given, I think this is the state in which
is present. In that other kind of prayer there the devil has the least power of interference.
come to it influences from the Godhead; but If the reasons are not good ones, I must be
in this experience, besides receiving these, we suffering from deception.
find that the most sacred Humanity becomes
our Companion and is also pleased to grant
us favours.
My confessor then asked me who told me
it was Jesus Christ. ‘He often tells me so Him- Chapter 28
self, I replied; ‘but, before ever He told me
so, the fact was impressed upon my under- Returning to our subject: I spent some days,
standing, and before that He used to tell me though only a few, with that vision continu-
He was there when I could not see Him.’ IfI ally in my mind, and it did me so much good

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FROM THE AUTOBIOGRAPHY OF ST TERESA

that I remained in prayer unceasingly and con- indeed, that no one, however powerful his
trived that everything I did should be such as intellect, could, in the whole course ofhis life,
not to displease Him Who, as I clearly per- imagine it as it is. And so quickly does God
ceived, was a witness of it. And, although I reveal it to us that, even if we needed to open
was given so much advice that I sometimes our eyes in order to see it, there would not be
became afraid, my fear was short-lived, for the time for us to do so. But it is all the same
Lord reassured me. One day, when I was at whether they are open or closed: if the Lord
prayer, the Lord was pleased to reveal to me is pleased for us to see it, we shall do so even
nothing but His hands, the beauty of which against our will. There is nothing powerful
was so great as to be indescribable. This made enough to divert our attention from it, and
me very fearful, as does every new experience we can neither resist it nor attain to it by any
that I have when the Lord is beginning to diligence or care of our own. This I have con-
grant me some supernatural favour. A few days clusively proved by experience, as I shall re-
later I also saw that Divine face, which seemed late.
to leave me completely absorbed. I could not I should like now to say something of the
understand why the Lord revealed Himself way in which the Lord reveals Himself
gradually like this since He was later to grant through these visions. I do not mean that I
me the favour of seeing Him wholly, until at shall describe how it is that He can introduce
length I realized that His Majesty was leading this strong light into the inward sense and
me according to my natural weakness. May give the understanding an image so clear that
He be blessed for ever, for so much glory all it seems like reality. That is a matter for learned
at once would have been more than so base men to explain. The Lord has not been
and wicked a person could bear: knowing this, pleased to grant me to understand how it is;
the compassionate Lord prepared me for it and I am so ignorant, and my understanding
by degrees. is so dull that, although many attempts have
been made to explain it to me, I have not yet
Frets succeeded in understanding how it can hap-
pen. There is no doubt about this: I have not
It is not a radiance which dazzles, but a soft a keen understanding, although Your Rever-
whiteness and an infused radiance which, with- ence may think I have; again and again I have
out wearying the eyes, causes them the great- proved that my mind has to be spoon-fed, as
est delight; nor are they wearied by the they say, if it is to retain anything. Occasion-
brightness which they see in seeing this Di- ally my confessor used to be astounded at the
vine beauty. So different from any earthly light depths of my ignorance, and it never became
is the brightness and light now revealed to clear to me how God did this and how it was
the eyes that, by comparison with it, the possible that He should; nor, in fact, did I
brightness of our sun seems quite dim and we want to know, so I never asked anyone about
should never want to open our eyes again for it, though, as I have said, I have for many
the purpose of seeing it. It is as if we were to years been in touch with men of sound learn-
look at a very clear stream, in a bed of crystal, ing. What I did ask them was whether certain
reflecting the sun’s rays, and then to see a very things were sinful or no: as for the rest, all I
muddy stream, in an earthy bed and overshad- needed was to remember that God did eve-
owed by clouds. Not that the sun, or any other rything and then I realized that I had no rea-
such light, enters into the vision: on the con- son to be afraid and every reason to praise
trary, it is like a natural light and all other kinds Him. Difficulties like that only arouse devo-
of light seem artificial. It is a light which never tion in me, and, the greater they are, the
gives place to night, and, being always light, greater is the devotion.
is disturbed by nothing. It is of such a kind, I will describe, then, what I have discov-

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WILLIAM ALSTON

ered by experience. How the Lord effects it, seen a great many good ones. It is ridiculous
Your Reverence will explain better than I and to think that the one thing is any more like
will expound everything obscure of which I the other than a living person is like his por-
do not know the explanation. At certain times trait: however well the portrait is done, it can
it really seemed to me that it was an image I never look completely natural: one sees, in fact,
was seeing; but on many other occasions I that it is a dead thing... .
thought it was no image, but Christ Himself,
such was the brightness with which He was
pleased to reveal Himself to me. Sometimes, Note
because of its indistinctness, I would think the 1 This Franciscan saint had in 1540 initiated a
vision was an image, though it was like no Discalced Reform in his Order not unlike that
earthly painting, however perfect, and I have afterwards begun by St Teresa.

18 Perceiving God*

William Alston

I want to explore and defend the idea that the the presence and activity of God, S$ can come
experience, or, as I shall say, the perception, of to know (justifiably believe) that God is sus-
God plays an epistemic role with respect to taining her in being, filling her with His love,
beliefs about God importantly analogous to strengthening her, or communicating a cer-
that played by sense perception with respect tain message to her. Let’s call beliefs as to how
to beliefs about the physical world. The na- God is currently related to the subject M-de-
ture of that latter role is, of course, a matter liefs (M for manifestation); these are the “per-
of controversy, and I have no time here to go ceptual beliefs” of the theological sphere. I
into those controversies. It is admitted, how- shall suppose that here too the “perceptual”
ever, on (almost) all hands that sense percep- knowledge one acquires from experience is
tion provides us with knowledge (justified crucial for whatever else we can learn about
belief) about current states of affairs in the God, though I won’t have time to explore
immediate environment of the perceiver and and defend that part of the position; I will
that knowledge of this sort is somehow re- have my hands full defending the claim that
quired for any further knowledge ofthe physi- M-beliefs are justified. I will just make two
cal world. The possibility I wish to explore is quick points about the role of M-beliefs in
that what a person takes to be an experience the larger scheme. First, just as with our
of God can provide him/her with knowledge knowledge of the physical world, the recog-
(justified beliefs) about what God is doing, nition of a crucial role for perceptual knowl-
or how God is “situated,” vis-a-vis that sub- edge is compatible with a wide variety of views
ject at that moment. Thus, by experiencing as to just how it figures in the total system
and as to what else is involved. Second, an
important difference between the two spheres
* From The Journal of Philosophy, 83 (1986), pp. 655- is that in the theological sphere perceptual
66. Reprinted with permission. beliefs as to what God has “said” (communi-

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PERCEIVING GOD

cated, revealed) to one or another person play cedure reflects my conviction that the very
a major role. considerable incidence of putative perceptions
I have been speaking alternatively of per- of God creates a certain initial presumption
ceptual knowledge and of the justification of that these experiences are what they seem to
perceptual beliefs. In this paper I shall con- be and that something can thereby be learned
centrate on justification, leaving to one side about God.
whatever else is involved in knowledge. It will
be my contention that (putative) experience Objection I. What reason do we have for
of God is a source ofjustification for M-be- supposing that anyone ever does really per-
liefs, somewhat in the way that sense experi- ceive God? In order for S to perceive God it
ence is a source of justification for perceptual would have to be the case that (1) God exists,
beliefs. Again, it is quite controversial what and (2) God is related to S or to his experi-
this latter way is. I shall be thinking of it in ence in such a way as to be perceivable by him.
terms of a direct-realist construal of sense per- Only after we have seen reason to accept all
ception, according to which I can be justified that will we take seriously any claim to per-
in supposing that my dog is wagging his tail ceive God.
just because something is visually presenting Answer. It all depends on what you will take
itself to me as (looks like) my dog wagging as a reason. What you have in mind, presum-
his tail; that is, it looks to me in such a way ably, are reasons drawn from some source other
that I am thereby justified in thereby suppos- than perceptions of God, e.g. metaphysical ar-
ing it to be my dog wagging his tail. Analo- guments for the existence and nature of God.
gously I think of the “experience of God” as But why do you think you are justified in that
a matter of something’s presenting itself to restriction? We don’t proceed in this way with
one’s experience as God (doing so and so); so respect to sense perception. Although in de-
that here too the subject is justified in believ- termining whether a particular alleged percep-
ing that God is present to her, or is doing so tion was genuine we don’t make use of the
and so vis-a-vis her, just because that is the results of that perception, we do utilize what
way in which the object is presented to her has been observed in many other cases. And
experience. (For the purposes of this paper what alternative is there? The conditions of
let’s focus on those cases in which this pres- veridical sense perception have to do with states
entation is not via any sensory qualities or of affairs and causal interactions in the physical
sensorily perceivable objects. The experience world, matters to which we have no cognitive
involved will be nonsensory in character.) It access that is not based on sense perception.
is because I think of the experience of God as In like fashion, if there is a divine reality, why
having basically the same structure as the sense suppose that the conditions of veridically per-
perception of physical objects that I feel enti- ceiving it could be ascertained without relying
tled to speak of “perceiving God.” But though on perceptions of i# In requiring external vali-
I construe the matter in direct-realist terms, dation in this case but not the other you are
most of what I have to say here will be rel- arbitrarily imposing a double standard.
evant to a defense of the more general claim
that the experiential justification of M-beliefs Objection II. There are many contradic-
is importantly parallel to the experiential jus- tions in the body of M-beliefs. In particular,
tification of perceptual beliefs about the physi- persons report communications from God that
cal environment, on any halfway plausible contradict other reported communications.
construal of the latter, at least on any halfway How, then, can one claim that all M-beliefs
plausible realist construal. are justified?
I shall develop the position by way of re- Answer. What is (should be) claimed is only
sponding to a number of objections. This pro- prima facte justification. When a person be-

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WILLIAM ALSTON

lieves that God is experientially present to him, ence and activity from time to time in a ve-
that belief is justified unless the subject has ridical way. By relying on what one learns from
sufficient reasons to suppose it to be false or the practice of RE, one can show that RE is a
to suppose that the experience is not, in these reliable belief-forming practice. On the other
circumstances, sufficiently indicative of the hand, if epistemically circular arguments are
truth of the belief. This is, of course, precisely not countenanced, there can be no significant
the status of individual perceptual beliefs about basis for a reliability claim in either case.
the physical environment. When, seeming to
see a lake, I believe there to be a lake in front Objection IV. A claim to perceive X, and
of me, my belief is thereby justified unless I so to form reliable perceptual beliefs about X
have sufficient reason to suppose it false or to on the basis of this, presupposes that the ex-
suppose that, in these circumstances, the ex- perience involved is best explained by the ac-
perience is not sufficiently indicative of the tivity of X, inter alia. But it seems that we
truth of the belief. can give adequate explanations of putative
experiences of God in purely naturalistic terms,
Objection III. It is rational to form beliefs without bringing God into the explanation at
about the physical environment on the basis all. Whereas we can’t give adequate explana-
of the way that environment appears to us in tions of normal sense experience without
sense experience (call this practice of belief bringing the experienced external objects into
formation SP) because that is a generally reli- the explanation. Hence RE, but not SP, is
able mode of belief formation. And it is reli- discredited by these considerations.
able just because, in normal conditions, sense Answer. I do not believe that much of a
experience varies concomitantly with varia- case can be made for the adequacy of any natu-
tions in what we take ourselves to be perceiv- ralistic explanation of experiences of God. But
ing. But we have no reason to suppose any for present purposes I want to concentrate on
such regular covariation for putative percep- the way in which this objection once more
tion of God. And hence we lack reason for depends on a double standard. You will have
regarding as rational the parallel practice of no case at all for your claim unless you, ques-
forming M-beliefs on the basis ofwhat is taken tion-beggingly, restrict yourself to sources of
to be a perception of God (call that practice evidence that exclude RE. For from RE and
RE). systems built up on its output we learn that
Answer. This is another use of a double God is involved in the explanation of every
standard. How do we know that normal sense fact whatever. But you would not proceed in
experience varies concomitantly with perceived that way with SP. If it is a question of deter-
objects? We don’t know this a priori. Rather, mining the best explanation of sense experi-
we have strong empirical evidence for it. That ence you will, of course, make use of what
is, by relying on sense perception for our data you think you have learned from SP. Again,
we have piled up evidence for the reliability you have arbitrarily applied different stand-
of SP. Let’s call the kind of circularity exhib- ards to the two practices.
ited here epistemic circularity. It is involved Here is another point. Suppose that one
whenever the premises in an argument for the could give a purely psychological or physi-
reliability or rationality of a belief-forming ological explanation of the experiences in
practice have themselves been acquired by that question. That is quite compatible with God’s
practice.’ If we allow epistemically circular figuring among their causes and, hence, com-
arguments, the reliability of RE can be sup- ing into an ideally complete explanation. Af-
ported in the same way. Among the things ter all, it is presumably possible to give an
people have claimed to learn from RE is that adequate causal explanation of sense experi-
God will enable people to experience His pres- ence in terms of what goes on within the skull,

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PERCEIVING GOD

but that is quite compatible with the external coming, though in both cases the outputs of
perceived objects’ figuring further back along the practices are utilized in order to achieve
the causal chain. those explanations. As for RE, the limited dis-
tribution may be explained by the fact that
Objection V. You have been accusing me many persons are not prepared to meet the
of arbitrarily employing a double standard. moral and other “way of life” conditions that
But J maintain that RE differs from SP in ways God has set for awareness of Himself. And
that make different standards appropriate. SP the cognitively unsatisfactory features of the
is a pervasive and inescapable feature of our doxastic output are explained by the fact that
lives. Sense experience is insistent, omnipres- God infinitely exceeds our cognitive powers.
ent, vivid, and richly detailed. We use it as a
source of information during all our waking Objection VI. When someone claims to see
hours. RE, by contrast, is not universally a spruce tree in a certain spot, the claim is
shared; and even for its devotees its practice is checkable. Other people can take a look, pho-
relatively infrequent. Moreover, its deliver- tographs can be taken, the subject’s condi-
ances are, by comparison, meager, obscure, tion can be diagnosed, and so on. But there
and uncertain. Thus when an output of RE are no comparable checks and tests available
does pop up, it is naturally greeted with more in RE. And how can we take seriously a claim
skepticism, and one properly demands more to have perceived an objective state of affairs
for its validation than in the case of so regular if there is, in principle, no intersubjective way
and central part of our lives as SP. of determining whether that claim is correct?
Answer. I don’t want to deny either the Answer. The answer to this objection is
existence or the importance of these differ- implicit in a point made earlier, viz. that pu-
ences. I want to deny only that they have the tative experience of God yields only prima
alleged bearing on the epistemic situation. facte justification, justification (unqualifiedly)
Why should we suppose that a cognitive ac- provided there are no sufficient overriding
cess enjoyed only by a part of the population considerations. This notion has a significant
is less likely to be reliable than one that is uni- application only where there is what we may
versally distributed? Why should we suppose call an overrider system, i.e. ways of determin-
that a source that yields less detailed and less ing whether the facts are such as to indicate a
fully understood beliefs is more suspect than belief from the range in question to be false
a richer source? A priori it would seem just as and ways of determining whether conditions
likely that some aspects of reality are accessi- are such that the basis of the belief is suffi-
ble only to persons that satisfy certain condi- ciently indicative ofits truth. SP does contain
tions not satisfied by all human beings as that such a system. What about RE? Here we must
some aspects are equally accessible to all. A confront a salient difference between the two
priori it would seem just as likely that some spheres. If we consider the way in which a
aspects of reality are humanly graspable only body ofbeliefs has been developed on the basis
in a fragmentary and opaque manner as that of SP we find pretty much the same system
some aspects are graspable in a more nearly across all cultures. But our encounters with
complete and pellucid fashion. Why view the God have spawned a number of different reli-
one sort of cognitive claim with more suspi- gious communities with beliefs and practices
cion than the other? I will agree that the spotty of worship which are quite different, though
distribution of RE calls for explanation, as do with some considerable overlap. These differ-
the various cognitively unsatisfactory features ences carry with them differences in overrider
of its output. But, for that matter, so does the systems. But it remains true that if we con-
universal distribution and cognitive richness sider any particular religious community which
of SP. And in both cases explanations are forth- exhibits a significant commonality in doctrine

145
WILLIAM ALSTON

and worship it will feature a more or less defi- system when its procedures exhibit the same
nite overrider system. For concreteness let’s structure? Once more you are, arbitrarily, set-
think of what I will call the mainline Chris- ting quite different requirements for different
tian community. (From this point onward I practices.
will use the term “RE” for the practice of Perhaps your point was that RE’s system of
forming M-beliefs as it goes on in this com- checks is unlike SP’s. In particular, the fol-
munity.) In that community a body of doc- lowing difference can be discerned. Suppose
trine has developed concerning the nature of I report seeing a morel at a certain spot in the
God, His purposes, and His interactions with forest. Now suppose that a number of quali-
mankind, including His appearances to us. If fied observers take a good look at that spot at
an M-belief contradicts this system that is a that time and report that no morel is to be
reason for deeming it false. Moreover there is seen. In that case my report would have been
a long and varied history of experiential en- decisively disconfirmed. But nothing like that
counters with God, embodied in written ac- is possible in RE. We can’t lay down any con-
counts as well as oral transmission. This ditions (of a sort the satisfaction of which we
provides bases for regarding particular expe- can determine) under which a properly quali-
riences as more or less likely to be veridical, fied person will experience the presence of
given the conditions, psychological or other- God if God is “there” to be experienced.
wise, in which they occurred, the character of Hence a particular report cannot be decisively
the subject, and the effects in the life of the disconfirmed by the experience of others.
subject. Thus a socially established religious But what epistemic relevance does this dif-
doxastic practice like RE will contain a rich ference have? Why should we suppose that RE
system of overriders that provides resources is rendered dubious for lacking checkability
for checking the acceptability of any particu- of this sort? Let’s consider what makes this
lar M-belief. kind of intersubjective test possible for SP.
But perhaps your point is rather that there Clearly it is that we have discovered fairly firm
are no external checks on a particular report, regularities in the behaviour of physical things,
none that do not rely on other claims of the including human sense perception. Since there
same sort. Let’s agree that this is the case. But are stable regularities in the ways in which
why suppose that to be any black mark against physical objects disclose themselves to our
RE? Here is the double standard again. After perception, we can be assured that if X exists
all, particular claims within SP cannot be at a certain time and place and if S satisfies
checked without relying on what we have appropriate conditions then S is sure to per-
learned from SP. Suppose I claim to see a fir ceive X. But no such tight regularities are dis-
tree in a certain spot. To check on this one coverable in God’s appearances to our
would have to rely on other persons’ percep- experience. We can say something about the
tual reports as to what is at that spot, our gen- way in which such matters as the distribution
eral empirical knowledge of the likelihood of of attention and the moral and spiritual state
a fir tree in that locality, and so on. Apart from of the subject are conducive to such appear-
what we take ourselves to have learned from ances; but these most emphatically do not add
SP, we would have nothing to go on. One up to the sort of lawlike connections we get
can hardly determine whether my report was with SP. Now what about this difference? Is
accurate by intuiting self-evident truths or by it to the epistemic discredit of RE that it does
consulting divine revelation. But if SP counts not enable us to discover such regularities?
as having a system of checks even though this Well, that all depends on what it would be
system involves relying on some outputs of reasonable to expect if RE does put us into
the practice in order to put others to the test, effective cognitive contact with God. Given
why should RE be deemed to have no such what we have learned about God and our re-

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PERCEIVING GOD

lations to Him (from RE, supplemented by of the position, and partly because any seri-
whatever other sources there be), should we ous treatment of this last problem would spill
expect to be able to discover such realities if beyond the confines of this paper.’ Here I shall
God really exists? Clearly not. There are sev- have to content myself with making one basic
eral important points here, but the most im- point. We are not faced with the necessity of
portant is that it is contrary to God’s plans for choosing only one such practice as yielding
us to give us that much control, cognitive and prima facie justified M-beliefs. The fact that
practical. Hence it is quite understandable, if there are incompatibilities between systems of
God exists and is as RE leads us to suppose, religious beliefs, in M-beliefs and elsewhere,
that we should not be able to ascertain the shows that not all M-beliefs can be true, but
kinds of regularities that would make possible not that they cannot all be prima facie justi-
the kinds ofintersubjective tests exhibited by fied. After all, incompatible beliefs within a
SP. Hence, the epistemic status of RE is in no system can all be prima facie justified; that’s
way diminished by its lack of such tests. Once the point of the prima facie qualification.
more RE is subjected to an inappropriate When we are faced with a situation like that,
standard. This time, however, it is not a dou- the hope is that the overrider system and other
ble standard, but rather an inappropriate sin- winnowing devices will weed out the incon-
gle standard. RE is being graded down for sistencies. To be sure, intersystem winnow-
lacking positive features of other practices, ing devices are hazier and more meager than
where these features cannot reasonably be those which are available within a system; but
supposed to be generally necessary conditions consistency, consonance with other well-en-
of epistemic excellence, even for experiential trenched beliefs and doxastic practices, and
practices. Thus my critic is exhibiting what we general reasonability and plausibility give us
might term epistemic chauvinism, judging al- something to go on. Moreover, it may be that
ien forms of life according to whether they some religious ways of life fulfill their own
conform to the home situation, a procedure promises more fully than others. Of course,
as much to be deplored in the epistemic as in there is never any guarantee that a unique way
the political sphere. of resolving incompatibilities will present it-
self, even with a system. But where there are
Objection VII. How can it be rational to established practices of forming beliefs on the
take RE as a source ofjustification when there basis of experience, I believe the rational
are incompatible rivals that can lay claim to course is to regard each such beliefas thereby
that status on exactly the same grounds? M- prima facie justified, hoping that future de-
beliefs of different religious communities con- velopments, perhaps unforeseeable at present,
flict to a considerable extent, particularly those will resolve fundamental incompatibilities.
concerning alleged divine messages, and the
bodies of doctrine they support conflict even In conclusion I will make explicit the general
more. We get incompatible accounts of God’s epistemological orientation I have been pre-
plans for us and requirements on us, of the supposing in my defense of RE. I take our
conditions of salvation, and so on. This being human situation to be such that we engage in
the case, how can we pick out just one of these a plurality of basic doxastic practices, each of
communal practices as yielding justified be- which involves a distinctive sort of input to
lief? belief-forming “mechanisms,” a distinctive
Answer. I take this to be by far the most range of belief contents (a “subject matter”
serious difficulty with my position. I have cho- and ways of conceiving it), and a set of func-
sen to concentrate on what I take to be less tions that determine belief contents as a func-
serious problems, partly because their consid- tion of input features. Each practice is socially
eration brings out better the main lineaments established: socially shared, inculcated, rein-

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WILLIAM ALSTON

forced, and propagated. In addition to expe- establish its reliability if we restrict ourselves
riential practices, with which we have been to premises drawn from introspection; we can-
concerned in this paper, there are, e.g., infer- not show that deductive reasoning is valid
ential practices, the input of which consists of without using deductive reasoning to do so;
beliefs, and the practice of forming memory and so on. We are endowed with strong ten-
beliefs. A doxastic practice is not restricted to dencies to engage in a number of distinct
the formation of first-level beliefs; it will also doxastic practices, none of which can be war-
typically involve criteria and procedures of ranted on the basis of others. It is clearly the
criticism of the beliefs thus formed; here we better part of wisdom to recognize beliefs that
will find the “overrider systems” of which we emerge from these practices to be rational and
were speaking earlier. In general, we learn justified, at least once they are properly sifted
these practices and engage in them long be- and refined.
fore we arrive at the stage ofexplicitly formu- In this paper I have undertaken to extend
lating their principles and subjecting them to this account to doxastic practices that are not
critical reflection. Theory is deeply rooted in universally practiced. Except for that matter
practice. of distribution and the other peripheral mat-
Nor, having arrived at the age of reason, ters mentioned in Objection V and except for
can we turn our back on all that and take a being faced with actually existing rivals, a reli-
fresh start, in the Cartesian spirit, choosing gious experiential doxastic practice like RE
our epistemic procedures and criteria anew, seems to me to be on all fours with SP and
on a purely “rational” basis. Apart from reli- other universal practices. It too involves a dis-
ance on doxastic tendencies with which we tinctive range of inputs, a range of belief con-
find ourselves, we literally have nothing to go tents, and functions that map features of the
on. Indeed, what Descartes did, as Thomas former on to contents of the latter. It is so-
Reid trenchantly pointed out, was arbitrarily cially established within a certain community.
to pick one doxastic practice he found him- It involves higher-level procedures of correc-
self engaged in — accepting propositions that tion and modification of its first-level beliefs.
seem self-evident — and set that as a judge over Though it maybe acquired in a deliberate and
all the others, with what results we are all too self-conscious fashion, it is more typically ac-
familiar. This is not to say that we must ac- quired in a practical, prereflective form.
quiesce in our prereflective doxastic tenden- Though it is obviously evitable in a way SP,
cies in every respect. We can tidy things up, €.g., is not, for many of its practitioners it is
modify our established practices so as to make just about as firmly entrenched.
each more internally consistent and more con- These similarities lead me to the conclu-
sistent with the others. But, on the whole and sion that if, as it seems we must concede, a
for the most part, we have no choice but to belief is prima facie justified by virtue of
continue to form beliefs in accordance with emerging from one ofthe universal basic prac-
these practices and to take these ways of form- tices, we should also concede the same status
ing beliefs as paradigmatically conferring to the products of RE. I have sought to show
epistemic justification. And this is the way that that various plausible-sounding objections to
epistemology has in fact gone, except for some this position depend on the use of a double
arbitrary partiality. Ofcourse it would be sat- standard or reflect arbitrary epistemic chau-
isfying to economize our basic commitments vinism. They involve subjecting RE to inap-
by taking one or a few of these practices as propriate standards. Once we appreciate these
basic and using them to validate the others; points, we can see the strength ofthe case for
but we have made little progress in this enter- RE as one more epistemically autonomous
prise over the centuries. It is not self-evident practice of belief formation and source of jus-
that sense perception is reliable, nor can we tification.

148
PERCEIVING GOD

Notes

1 See my “Epistemic Circularity,” Philosophy and 2 For an extended treatment ofthis issue see my
Phenomenological Research, 47, 1 (September “Religious Experience and Religious Diver-
1986): pp. 1-30. sity,” forthcoming in Christian Scholars? Re-
/ view.

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Introduction

The Problem
19 The Problem of Evil and Some Varieties of Atheism
WILLIAM L. ROWE
20 Pain and Pleasure: an Evidential Problem for Theists
PAUL DRAPER

Defense
21 On Being Evidentially Challenged
ALVIN PLANTINGA

Theodicies
22 From Theodicy in Islamic Thought
AL-GHAZALI
23 From the Book of Doctrines and Beliefs
SAADYA GAON
24 The Magnitude, Duration, and Distribution of Evil:
A Theodicy
PETER VAN INWAGEN
25 Natural Evil and the Possibility of Knowledge
RICHARD SWINBURNE
26 An Irenaen Theodicy
JOHN H. Hick
27 The Problem of Evil
ELEONORE STUMP

Alternative Perspectives
28 Coercion and the Hiddenness of God
MiIcHAEL J. Murray
29 Horrendous Evils and the Goodness of God
MarityN McCorp ADAMS
30 The Theology of Liberation in Africa
BisHop DEsMoNnD TuTu
Introduction

In Part Two we looked at arguments which evil shows us that if God exists, the only evil
were attempts to provide proofs of, or at least that exists is evil for which there is some good
evidence for, the existence of God. In this Part, reason. And since it seems impossible to dem-
we will examine the issue of whether or not onstratively prove that there is 20 good reason
reason can provide us with arguments against for some particular evil or other, there is no
the existence of God. While many atheists dis- way to demonstratively prove that God does
believe in God simply because they claim to not exist on the basis of evil.
have no evidence for God’s existence, others Recent discussions of this topic have thus
claim that the existence of evil in the world focused on the other form of argument based
provides a decisive argument, or at least pow- on evil, often called the “evidential problem.”
erful evidence, against the claim that God ex- This version holds not that the existence of
ists. evil is logically inconsistent with God’s exist-
In recent philosophical work, arguments ence, but simply that the existence of the
against the existence of God based on evil have amounts and types of evil in the world makes
been offered in one of two forms. The first it very unlikely that there is an all-knowing,
form, often called the “logical problem of all-powerful, and perfectly good divine being.
evil,” attempts to show that the existence of The first two essays in this section are attempts
evil is logically inconsistent with the existence to set forth this “evidential problem.”
of abeing which is all-powerful, all-knowing, The first essay by William Rowe argues that
and perfectly good. In short, the argument is we can think of instances of evil which (as far
that if a being is perfectly good, it wants to as we can reasonably tell) are not necessary
prevent all evil, if it is all-powerful, it is able for bringing about a greater good or prevent-
to prevent all evil, and if it is all-knowing, no ing a greater evil. We will call such evils “gra-
evil escapes its notice. Thus if there were a tuitous evils.” Because it seems clear that there
being which had all three characteristics, this are gratuitous evils, and such evils are incom-
being would eliminate or prevent all evil. But patible with God’s existence, the reasonable
evil exists. Therefore, there is no being which thing to do is to believe that there is no God.
is all-powerful, all-knowing, and perfectly Rowe argues that there are only three ways
good. for theists to respond to this argument. First,
The logical problem ofevil has been severely they can argue that the reasons for thinking
criticized in recent years and is regarded in that there are gratuitous evils are somehow
the contemporary literature on the subject as defective. Second, they can point out particu-
largely discredited. In brief, the problem with lar outweighing goods and evils that require
this argument is that it assumes something the existence of supposed gratuitous evils. And
false. Specifically, it assumes that a good be- third, they can hold that since (a) there is good
ing would prevent every evil it can under any reason to believe that God exists, and (b) God
circumstances. It seems clear, however, that would not allow gratuitous evil, thus (c) evils
there are circumstances in which even a per- which appear to be gratuitous must not be
fectly good being would allow some evil, in such in fact. Rowe thinks, however, that none
particular in cases where allowing those evils of these responses succeeds.
is necessary for bringing about certain out- A more recent version of the evidential
weighing goods or for preventing outweigh- problem is presented by Paul Draper in the
ing evils. Thus, at best, the logical problem of second selection. This essay, a more challeng-

153
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

ing selection for introductory students, argues two-pronged. First, he argues that it is not at
that the best way to assess the problem of evil all clear that the balance of pleasure and pain
for theism is by asking which of two compet- is better explained on HI than on theism. As
ing theories seems to explain evil more rea- Draper notes, we would expect, given HI, that
sonably. The first theory is theism, the second pleasures and pains would have as their main
is what he calls the “hypothesis of indiffer- function to serve survival and reproductive
ence” (HI), i.e. the hypothesis that “neither ends. But when we consider that the pleas-
the nature nor the condition of sentient be- ures and pains involved in friendship, exercise
ings on earth is the result of benevolent or of religion, artistic appreciation, altruistic
malevolent actions performed by nonhuman behavior, etc., do not clearly serve survival and
persons.” As with certain versions of the tele- reproductive aims primarily (if at all), it is not
ological argument for God’s existence, then, clear that HI is more likely than theism. Sec-
Draper tries to argue that evil provides the ond, he argues that other evidence that the
basis for an “argument to the best explana- theist has for the truth of theism makes it more
tion” which leads us to atheism. In particular, reasonable to affirm theism over HI even in
Draper focuses on the evil of biological pain. the face of any contrary evidence provided by
When we consider the various explanations evil (we might view this part of Plantinga’s
that might be offered by the theist for the response as falling along the lines of Rowe’s
existence of physical and mental suffering, they third line of response that theists might pur-
appear to be that such suffering serves either sue to the evidential problem).
some biologically useful function or they en- The next section provides a catalogue of
hance certain moral features of the world. In “theodicies,” i.e. attempts to point out out-
the end, Draper holds, there appears to be far weighing goods and evils that provide a good
more suffering than necessary to meet these reason for God allowing the evil the world
supposed aims for physical suffering. Thus, it contains. The first essay, by the eleventh-cen-
looks as if the existence of such suffering is tury Islamic philosopher Al-Ghazali (1058-
not at all satisfactorily explained by theism. 1111), contains a brief statement of his claim
Since, however, the existence of the suffering that the evil in the world is justified because
that we find is wholly expected on HI, we this world is the best possible. The evils con-
should take the existence of such suffering to tained in the world do not detract from the
provide significant evidence for HI over the- goodness of this world since they are neces-
ism. sary for the existence and recognition of the
In the next two sections of this Part there goods that the world contains.
are a number of responses to the challenge In the next selection, the medieval Jewish
raised by evil. The first essay is a direct re- philosopher Saadya Gaon (882-942) presents
sponse to the arguments raised by Draper. The a brief and articulate defense of the claim that
others are attempts to pursue the second line evil arises in the world by way of human free
of response that Rowe recommends to the choices. Since, he argues, true freedom re-
theist, namely, setting out accounts of out- quires that God not determine the outcome
weighing goods and evils that might explain of individual choices, the evils in the world
the existence of the evils we see about us. can only be explained by appeal to the free
Plantinga’s response to Draper is, like Drap- choices of creatures.
er’s piece, a more challenging essay for intro- In the following essay, Peter van Inwagen
ductory students. For those who want to skip holds that the simple appeal to free will in
some of the more technical details of explaining evil, which is found in Saadya Gaon
Plantinga’s essay, we suggest that you con- and others, does not constitute a full-fledged
centrate only on sections | and 2.3 and fol- theodicy because although it might explain
lowing. Plantinga’s response to Draper is why there is some evil rather than none, it

154
INTRODUCTION TO PART THREE

fails to explain the magnitude, duration, and of which result in benefit or harm to sentient
distribution of evil. Van Inwagen addresses creatures. Of course, the argument Swinburne
these questions by sketching out a detailed presents here is part of a cumulative case, a
theodicy that is heavily indebted to a tradi- case made in detail in the book from which
tional Christian view. In general, van Inwagen this selection is taken. To complete his argu-
traces the source of evil (including so-called ment, Swinburne would have to make the case
natural evil) to human free choice. He argues that it is worth having the sort of freedom
that the magnitude and duration ofsuffering described here, and that, generally, it is mor-
are to be explained as necessary for securing ally permissible to allow certain evils (i.e.,
certain goods God could not otherwise secure. wrongdoing) in order to secure outweigh-
Possibly the most striking claim that van ing goods. This is a matter addressed by
Inwagen defends here is the claim that the Swinburne elsewhere in his work.
distribution of evil can be explained merely as John Hick defends what has come to be
a matter of chance, and that this fact is not known as the Irenaean theodicy, following the
inconsistent with the traditional conception thought of the second-century Christian
of God. thinker Irenaeus (120-202). Hick contends
Richard Swinburne’s essay focuses on the that the purpose of human life is to allow hu-
phenomenon of natural evil. Swinburne ar- mans as free creatures to cultivate habitual
gues that in order to have a world in which dispositions which in turn constitute them as
free creatures can exercise their freedom in a persons of one sort or another: kind or irasci-
morally significant way (in a way that involves ble, altruistic or selfish, caring or mean-spir-
choosing between goods and evils), we must ited, virtuous or vicious, etc. To have the
have a fairly robust awareness of the conse- opportunity to engage in such a process, how-
quences of our actions. In order for me to ever, requires that a number ofconditions be
seek to do harm or good, I must first believe, satisfied. First, these creatures must have the
for example, that moving my arms this way or sort of freedom that allows them to choose to
that will have certain consequences, good or do good or evil. Second, these creatures must
bad, in the world. How can I come to such be situated in an environment that provides
knowledge? Either I will have to learn it by them with opportunities to develop charac-
witnessing such acts and their consequences ters. This may mean that there are stable and
or God would have to implant such knowl- orderly laws of nature. But it also may require
edge in me directly. But, Swinburne contin- that we can cause or relieve the pain of oth-
ues, if God simply implants the requisite ers. Only in such environments, i.e. ones con-
thoughts, I will find myself having these be- taining both moral and natural evil, can free
liefs about the operation of the world which creatures have the opportunities to make truly
are not grounded in any evidence I possess. morally significant choices, choices of the sort
This would mean that I would have beliefs that are necessary for morally significant char-
which I could not be sure were reliable (i.e., acter development.
these beliefs would be indistinguishable from In the next essay, Eleonore Stump argues
false beliefs I just find rattling around inside that God allows moral and natural evils to
my head with no grounding at all). Thus, such occur since this is the best (or only) way that
beliefs must be /earned. And they can only be God can bring human beings to recognize that
learned if there are cases in which I observe their wills are defective, a necessary condition
the forces of nature yielding benefit and harm for bringing about their restoration. Since we
in my environment through lawlike processes. are incapable of repairing our defective wills
Asa result, it is a necessary condition for crea- alone, and God cannot do it unilaterally with-
tures exercising morally significant freedom out impinging upon our freedom, the only
that there be such regular laws, the operation remaining solution is for God to prompt us

155
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

to ask him to repair our wills on our behalf. those mentioned in, for example, the essays
But in order to see our condition, to desire a described above.
change, and to ask God to effect this change, Ina similar vein, Desmond Tutu argues that
moral and natural evils are required. Without “liberation theology” aims at showing God’s
these, there will simply be no motive to make concern not merely for the attaining of global
the required changes. “outweighing” goods, but for individuals situ-
The final three essays included in this Part ated in particular circumstances and subjected
provide some alternative perspectives on the to particular evils. The implication here, of
issue of the relationship ofevil to God. In the course, is that an adequate theodicy must ex-
first essay, Michael Murray takes up the chal- plain not only how God achieves a positive
lenge posed by a feature of the world that must global balance of goods over evils, but also
be regarded by the religious believer as a form how God can remedy the suffering of the op-
of evil, namely, God’s hiddenness. The fact pressed in their individual circumstances.
that God is hidden seems to yield outcomes Without this, religious believers, he claims,
that the theist must regard as evil, e.g. disbe- must admit that life might be characterized
liefinGod. Thus the theist seems obliged to by nothing more than “despair and helpless-
explain why God would remain hidden. ness” rather than hope.
Murray argues that one of the conditions that
needs to be maintained if free creatures are to
Further Reading
be capable of acting freely is absence of coer-
cion. If, however, God were to make his ex- There is, not surprisingly, a vast array of lit-
istence and purposes too evident, we would erature on the topic of evil. Two classic texts
be coerced both to trust God and to follow presenting and critiquing the logical problem
his commands. As a result, God must main- of evil are respectively:
tain a measure of hiddenness. Mackie, J. L., The Miracle of Theism (Oxford:
Marilyn Adams, in her essay, focuses on a Oxford University Press, 1982), ch. 9.
different species of the problem of evil, the Plantinga, Alvin, God, Freedom and Evil
one raised by what she calls “horrendous (Grand Rapids, Mich.: Eerdmans, 1977).
evils,” i.e. evils so great that participation in
them “gives one reason to doubt whether A wide variety of classical and contemporary
one’s life could be a great good to one on the essays on the problem of evil can be found
whole.” Adams argues that appeals to tradi- in the following collections:
tional theodicies are of no help here because Adams, Marilyn, and Robert Adams, The Prob-
they only speak about the way in which the lem of Evil (Oxford: Oxford University
existence of evil brings about certain “global Pressei992):
goods.” Horrendous evils, however, require Howard-Snyder, Daniel, The Evidential Ar-
that God recompense the sufferer directly to gument from Evil (Bloomington: Indiana
ensure that her life is not rendered “a bad bet” University Press, 1996).
on the whole. Adams thinks that responses Peterson, Michael, The Problem ofEvil: Selected
that satisfy this demand are available, but that Readings (Notre Dame, Ind.: University
they require appeal to strategies different from of Notre Dame Press, 1982).

156
The Problem

19 The Problem of Evil and Some Varieties of


Atheism*

William L. Rowe

This paper is concerned with three interrelated one who believes in the existence of some sort
questions. The first is: Is there an argument of divine being or divine reality. To be a the-
for atheism based on the existence of evil that ist in the narrow sense is also to be a theist in
may rationally justify someone in being an the broad sense, but one may be a theist in
atheist? To this first question I give an affirma- the broad sense — as was Paul Tillich — with-
tive answer and try to support that answer by out believing that there is a supremely good,
setting forth a strong argument for atheism omnipotent, omniscient, eternal being who
based on the existence of evil. The second created the world. Similar distinctions must
question is: How can the theist best defend be made between a narrow and a broad sense
his position against the argument for atheism of the terms “atheist” and “agnostic.” To be
based on the existence of evil? In response to an atheist in the broad sense is to deny the
this question I try to describe what may be an existence of any sort of divine being or divine
adequate rational defense for theism against reality. Tillich was not an atheist in the broad
any argument for atheism based on the exist- sense. But he was an atheist in the narrow
ence of evil. The final question is: What posi- sense, for he denied that there exists a divine
tion should the informed atheist take being that is all-knowing, all-powerful and
concerning the rationality of theistic belief? perfectly good. In this paper I will be using
Three different answers an atheist may give tne Terms theisni, Cteisty waathersmis
to this question serve to distinguish three va- “atheist,” “agnosticism,” and “agnostic” in
rieties of atheism: unfriendly atheism, indif- the narrow sense, not in the broad sense.
ferent atheism, and friendly atheism. In the
final part of the paper I discuss and defend
the position of friendly atheism. I
Before we consider the argument from evil,
we need to distinguish a narrow and a broad In developing the argument for atheism based
sense of the terms “theist,” “atheist,” and on the existence of evil, it will be useful to
“agnostic.” By a “theist” in the narrow sense focus on some particular evil that our world
I mean someone who believes in the exist- contains in considerable abundance. Intense
ence of an omnipotent, omniscient, eternal, human and animal suffering, for example, oc-
supremely good being who created the world. curs daily and in great plenitude in our world.
By a “theist” in the broad sense I mean some- Such intense suffering is a clear case of evil.
Of course, if the intense suffering leads to
*From American Philosophical Quarterly, 16:4 some greater good, a good we could not have
(1979), pp. 335-41. Reprinted with permission. obtained without undergoing the suffering in

Loy,
WILLIAM L. ROWE

question, we might conclude that the suffer- being could prevent. We will also suppose that
ing is justified, but it remains an evil never- things are such that s, will occur unless pre-
theless. For we must not confuse the intense vented by the omniscient, wholly good (OG)
suffering in and ofitself with the good things being. We might be interested in determin-
to which it sometimes leads or of which it may ing what would be a sufficient condition of
be a necessary part. Intense human or animal OG failing to prevent s,. But, for our purpose
suffering is in itself bad, an evil, even though here, we need only try to state a necessary con-
it may sometimes be justified by virtue of be- dition for OG failing to prevent s,. That con-
ing a part of, or leading to, some good which dition, so it seems to me, is this:
is unobtainable without it. What is evil in it-
self may sometimes be good as a means be- Either (i) there is some greater good, G,
cause it leads to something that is good in such that Gis obtainable by OG
itself. In such a case, while remaining an evil only if OG permits 5,
in itself, the intense human or animal suffer- or (ii) there is some greater good, G,
ing is, nevertheless, an evil which someone such that Gis obtainable by OG
might be morally justified in permitting. only if OG permits either s, or
Taking human and animal suffering as a some evil equally bad or worse,
clear instance of evil which occurs with great or (iit) 5, is such that it is preventable
frequency in our world, the argument for athe- by OG only if OG permits some
ism based on evil can be stated as follows: evil equally bad or worse.

(1) There exist instances of intense suffer- It is important to recognize that (iii) is not
ing which an omnipotent, omniscient included in (i). For losing a good greater than
being could have prevented without 5, 1s not the same as permitting an evil greater
thereby losing some greater good or than s,. And this because the absence of agood
permitting some evil equally bad or state of affairs need not itself be an evil state
worse. of affairs. It is also important to recognize that
(2) An omniscient, wholly good being s, might be such that it is preventable by OG
would prevent the occurrence of any in- without losing G (so condition (i) is not satis-
tense suffering it could, unless it could fied) but also such that if OG did prevent it,
not do so without thereby losing some G would be lost unless OG permitted some
greater good or permitting some evil evil equal to or worse than s,. If this were so,
equally bad or worse. it does not seem correct to require that OG
(3) .. There does not exist an omnipotent, prevent s,. Thus, condition (ii) takes into ac-
omniscient, wholly good being. count an important possibility not encom-
passed in condition (i).
What are we to say about this argument for Is it true that ifan omniscient, wholly good
atheism, an argument based on the profusion being permits the occurrence of some intense
of one sort of evil in our world? The argu- suffering it could have prevented, then either
ment is valid; therefore, if we have rational (1) or (ii) or (ili) obtains? It seems to me that
grounds for accepting its premises, to that it is true. But if it is true then so is premise (2)
extent we have rational grounds for accepting of the argument for atheism. For that premise
atheism. Do we, however, have rational merely states in more compact form what we
grounds for accepting the premises ofthis ar- have suggested must be true if an omniscient,
gument? wholly good being fails to prevent some in-
Let’s begin with the second premise. Let s, tense suffering it could prevent. Premise (2)
be an instance of intense human or animal says that an omniscient, wholly good being
suffering which an omniscient, wholly good would prevent the occurrence of any intense

158
THE PROBLEM OF EVIL

suffering it could, unless it could not do so being have prevented the fawn’s apparently
without thereby losing some greater good or pointless suffering? The answer is obvious, as
permitting some evil equally bad or worse. even the theist will insist. An omnipotent,
This premise (or something not too distant omniscient being could have easily prevented
from it) is, I think, held in common by many the fawn from being horribly burned, or, given
atheists and nontheists. Of course, there may the burning, could have spared the fawn the
be disagreement about whether something is intense suffering by quickly ending its life,
good, and whether, if it is good, one would rather than allowing the fawn to lie in terrible
be morally justified in permitting some intense agony for several days. Since the fawn’s in-
suffering to occur in order to obtain it. Some- tense suffering was preventable and, so far as
one might hold, for example, that no good is we can see, pointless, doesn’t it appear that
great enough to justify permitting an inno- premise (1) of the argument is true, that there
cent child to suffer terribly.! Again, someone do exist instances of intense suffering which
might hold that the mere fact that a given an omnipotent, omniscient being could have
good outweighs some suffering and would be prevented without thereby losing some greater
lost if the suffering were prevented, is not a good or permitting some evil equally bad or
morally sufficient reason for permitting the worse.
suffering. But to hold either of these views is It must be acknowledged that the case of
not to deny (2). For (2) claims only that zfan the fawn’s apparently pointless suffering does
omniscient, wholly good being permits intense not prove that (1) is true. For even though we
suffering then either there is some greater good cannot see how the fawn’s suffering is required
that would have been lost, or some equally to obtain some greater good (or to prevent
bad or worse evil that would have occurred, some equally bad or worse evil), it hardly fol-
had the intense suffering been prevented. (2) lows that it is not so required. After all, we are
does not purport to describe what might be a often surprised by how things we thought to
sufficient condition for an omniscient, wholly be unconnected turn out to be intimately con-
good being to permit intense suffering, only nected. Perhaps, for all we know, there is some
what is a mecessary condition. So stated, (2) familiar good outweighing the fawn’s suffer-
seems to express a belief that accords with our ing to which that suffering is connected in a
basic moral principles, principles shared by way we do not see. Furthermore, there may
both theists and nontheists. If we are to fault well be unfamiliar goods, goods we haven’t
the argument for atheism, therefore, it seems dreamed of, to which the fawn’s suffering is
we must find some fault with its first premise. inextricably connected. Indeed, it would seem
Suppose in some distant forest lightning to require something like omniscience on our
strikes a dead tree, resulting in a forest fire. In part before we could lay claim to knowing that
the fire a fawn is trapped, horribly burned, there is no greater good connected to the
and lies in terrible agony for several days be- fawn’s suffering in such a manner than an
fore death relieves its suffering. So far as we omnipotent, omniscient being could not have
can see, the fawn’s intense suffering is point- achieved that good without permitting that
less. For there does not appear to be any suffering or some evil equally bad or worse.
greater good such that the prevention of the So the case of the fawn’s suffering surely does
fawn’s suffering would require either the loss not enable us to establish the truth of (1).
of that good or the occurrence of an evil The truth is that we are not in a position to
equally bad or worse. Nor does there seem to prove that (1) is true. We cannot know with
be any equally bad or worse evil so connected certainty that instances ofsuffering of the sort
to the fawn’s suffering that it would have had described in (1) do occur in our world. But it
to occur had the fawn’s suffering been pre- is one thing to know or prove that (1) is true
vented. Could an omnipotent, omniscient and quite another thing to have rational

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WILLIAM L. ROWE

grounds for believing (1) to be true. We are variety and scale of human and animal suffer-
often in the position where in the light of our ing in our world, the idea that none of this
experience and knowledge it is rational to suffering could have been prevented by an
believe that a certain statement is true, even omnipotent being without thereby losing a
though we are not in a position to prove or to greater good or permitting an evil at least as
know with certainty that the statement is true. bad seems an extraordinary absurd idea, quite
In the light of our past experience and knowl- beyond our belief. It seems then that although
edge it is, for example, very reasonable to be- we cannot prove that (1) is true, it is, never-
lieve that neither Goldwater nor McGovern theless, altogether reasonable to believe that
will ever be elected President, but we are (1) is true, that (1) is a rational belief.
scarcely in the position of knowing with cer- Returning now to our argument for athe-
tainty that neither will ever be elected Presi- ism, we’ve seen that the second premise ex-
dent. So, too, with (1), although we cannot presses a basic belief common to many theists
know with certainty that it is true, it perhaps and nontheists. We’ve also seen that our ex-
can be rationally supported, shown to be a perience and knowledge of the variety and
rational belief. profusion of suffering in our world provides
Consider again the case of the fawn’s suf- rational support for the first premise. Seeing
fering. Is it reasonable to believe that there is that the conclusion, “There does not exist an
some greater good so intimately connected omnipotent, omniscient, wholly good being”
to that suffering that even an omnipotent, follows from these two premises, it does seem
omniscient being could not have obtained that that we have rational support for atheism, that
good without permitting that suffering or it is reasonable for us to believe that the theis-
some evil at least as bad? It certainly does not tic God does not exist.
appear reasonable to believe this. Nor does it
seem reasonable to believe that there is some
evil at least as bad as the fawn’s suffering such II
that an omnipotent being simply could not
have prevented it without permitting the Can theism be rationally defended against the
fawn’s suffering. But even if it should some- argument for atheism we have just examined?
how be reasonable to believe either of these If it can, how might the theist best respond
things of the fawn’s suffering, we must then to that argument? Since the argument from
ask whether it is reasonable to believe either (1) and (2) to (3) is valid, and since the the-
of these things of a// the instances of seem- ist, no less than the nontheist, is more than
ingly pointless human and animal suffering likely committed to (2), it’s clear that the theist
that occur daily in our world. And surely the can reject this atheistic argument only by re-
answer to this more general question must be jecting its first premise, the premise that states
no. It seems quite unlikely that a// the in- that there are instances of intense suffering
stances of intense suffering occurring daily in which an omnipotent, omniscient being could
our world are intimately related to the occur- have prevented without thereby losing some
rence of greater goods or the prevention of greater good or permitting some evil equally
evils at least as bad; and even more unlikely, bad or worse. How, then, can the theist best
should they somehow all be so related, than respond to this premise and the considerations
an omnipotent, omniscient being could not advanced in its support?
have achieved at least some of those goods There are basically three responses a theist
(or prevented some of those evils) without can make. First, he might argue not that (1)
permitting the instances of intense suffering is false or probably false, but only that the
that are supposedly related to them. In the reasoning given in support of it is in some
light of our experience and knowledge ofthe way defective. He may do this either by argu-

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THE PROBLEM OF EVIL

ing that the reasons given in support of (1) The best procedure for the theist to follow
are in themselves insufficient to justify accept- in rejecting premise (1) is the indirect proce-
ing (1), or by arguing that there are other dure. This procedure I shall call “the G. E.
things we know which, when taken in con- Moore shift,” so-called in honor of the twen-
junction with these reasons, do not justify us tieth-century philosopher, G. E. Moore, who
in accepting (1). I suppose some theists would used it to great effect in dealing with the ar-
be content with this rather modest response guments of the skeptics. Skeptical philosophers
to the basic argument for atheism. But given such as David Hume have advanced ingen-
the validity of the basic argument and the ious arguments to prove that no one can know
theist’s likely acceptance of (2), he is thereby of the existence of any material object. The
committed to the view that (1) is false, not premises of their arguments employ plausible
just that we have no good reasons for accept- principles, principles which many philosophers
ing (1) as true. The second two responses are have tried to reject directly, but only with
aimed at showing that it is reasonable to be- questionable success. Moore’s procedure was
lieve that (1) is false. Since the theist is com- altogether different. Instead of arguing directly
mitted to this view I shall focus the discussion against the premises of the skeptic’s argu-
on these two attempts, attempts which we can ments, he simply noted that the premises im-
distinguish as “the direct attack” and “the plied, for example, that he (Moore) did not
indirect attack.” know ofthe existence of apencil. Moore then
By a direct attack, I mean an attempt to proceeded indirectly against the skeptic’s
reject (1) by pointing out goods, for exam- premises by arguing:
ple, to which suffering may well be connected,
goods which an omnipotent, omniscient be- (1) Ido know that this pencil exists.
ing could not achieve without permitting suf- (2) If the skeptic’s principles are correct I
fering. Itis doubtful, however, that the direct cannot know of the existence ofthis pen-
attack can succeed. The theist may point out cil.
that some suffering leads to moral and spir- (3) .«. The skeptic’s principles (at least one)
itual development impossible without suffer- must be incorrect.
ing. But it’s reasonably clear that suffering
often occurs in a degree far beyond what is Moore then noted that his argument is just as
required for character development. The the- valid as the skeptic’s, that both of their argu-
ist may say that some suffering results from ments contain the premise “If the skeptic’s
free choices of human beings and might be principles are correct Moore cannot know of
preventable only by preventing some meas- the existence of this pencil,” and concluded
ure of human freedom. But, again, it’s clear that the only way to choose between the two
that much intense suffering occurs not as a arguments (Moore’s and the skeptic’s) is by
result of human free choices. The general dif- deciding which ofthe first premises it is more
ficulty with this direct attack on premise (1) is rational to believe — Moore’s premise “I do
twofold. First, it cannot succeed, for the the- know that this pencil exists” or the skeptic’s
ist does not know what greater goods might premise asserting that his skeptical principles
be served, or evils prevented, by each instance are correct. Moore concluded that his own
of intense human or animal suffering. Second, first premise was the more rational of the two.”
the theist’s own religious tradition usually Before we see how the theist may apply the
maintains that in this life it is not given to us G. E. Moore shift to the basic argument for
to know God’s purpose in allowing particular atheism, we should note the general strategy
instances of suffering. Hence, the direct at- of the shift. We’re given an argument: p, q,
tack against premise (1) cannot succeed and therefore, 7. Instead of arguing directly against
violates basic beliefs associated with theism. p, another argument is constructed — not-7,

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WILLIAM L. ROWE

qg, therefore, not-p — which begins with the grounds for rejecting (1). Having rational
denial of the conclusion of the first argument, grounds for rejecting (1), the theist concludes
keeps its second premise, and ends with the that the basic argument for atheism is mis-
denial of the first premise as its conclusion. taken.
Compare, for example, these two:

(1) p (I) not-7 Ii


q q
cw’ “.not-p We’ve had a look at a forceful argument for
atheism and what seems to be the theist’s best
It is a truth of logic that If (1) is valid (II) response to that argument. If one is persuaded
must be valid as well. Since the arguments are by the argument for atheism, as I find myself
the same so far as the second premise is con- to be, how might one best view the position
cerned, any choice between them must con- of the theist. Of course, he will view the the-
cern their respective first premises. To argue ist as having a false belief, just as the theist
against the first premise (p) by constructing will view the atheist as having a false belief.
the counter argument (II) is to employ the But what position should the atheist take con-
G. E. Moore shift. cerning the rationality of the theist’s belief?
Applying the G. E. Moore shift against the There are three major positions an atheist
first premise of the basic argument for athe- might take, positions which we may think of
ism, the theist can argue as follows: as some varieties of atheism. First, the atheist
may believe that no one is rationally justified
(not-3) There exists an omnipotent, omnis- in believing that the theistic God exists. Let
cient, wholly good being. us call this position “unfriendly atheism.” Sec-
(2) An omniscient, wholly good being ond, the atheist may hold no belief concern-
would prevent the occurrence of ing whether any theist is or isn’t rationally
any intense suffering it could, un- justified in believing that the theistic God ex-
less it could not do so without ists. Let us call this view “indifferent atheism.”
thereby losing some greater good Finally, the atheist may believe that some the-
or permitting some evil equally bad ists are rationally justified in believing that the
or worse. theistic God exists. This view we shall call
(not-1) therefore, it is not the case that there “friendly atheism.” In this final part of the
exist instances of intense suffering paper I propose to discuss and defend the
which an omnipotent, omniscient position of friendly atheism.
being could have prevented with- If no one can be rationally justified in be-
out thereby losing some greater lieving a false proposition then friendly athe-
good or permitting some evil ism is a paradoxical, ifnot incoherent position.
equally bad or worse. But surely the truth of a beliefis not a neces-
sary condition of someone’s being rationally
We now have two arguments: the basic argu- justified in having that belief. So in holding
ment for atheism from (1) and (2) to (3), and that someone is rationally justified in believ-
the theist’s best response, the argument from ing that the theistic God exists, the friendly
(not-3) and (2) to (not-1). What the theist atheist is not committed to thinking that the
then says about (1) is that he has rational theist has a true belief. What he is committed
grounds for believing in the existence of the to is that the theist has rational grounds for
theistic God (not-3), accepts (2) as true, and his belief, a belief the atheist rejects and is
sees that (not-1) follows from (not-3) and (2). convinced he is rationally justified in reject-
He concludes, therefore, that he has rational ing. But is this possible? Can someone, like

162
THE PROBLEM OF EVIL

our friendly atheist, hold a belief, be convinced fied in believing that human being would
that he is rationally justified in holding that never walk on the moon. But in suggesting
belief, and yet believe that someone else is that friendly atheism is preferable to unfriendly
equally justified in believing the opposite? atheism, I don’t mean to rest the case on what
Surely this is possible. Suppose your friends some human beings might reasonably have
see you offon a flight to Hawaii. Hours after believed in the eleventh or thirteenth century.
take-off they learn that your plane has gone The more interesting question is whether
down at sea. After a twenty-four hour search, some people in modern society, people who
no survivors have been found. Under these are aware of the usual grounds for belief and
circumstances they are rationally justified in disbelief and are acquainted to some degree
believing that you have perished. But it is with modern science, are yet rationally justi-
hardly rational for you to believe this, as you fied in accepting theism. Friendly atheism is a
bob up and down in your life vest, wondering significant position only if it answers this ques-
why the search planes have failed to spot you. tion in the affirmative.
Indeed, to amuse yourself while awaiting your It is not difficult for an atheist to be friendly
fate, you might very well reflect on the fact when he has reason to believe that the theist
that your friends are rationally justified in be- could not reasonably be expected to be ac-
lieving that you are now dead, a proposition quainted with the grounds for disbelief that
you disbelieve and are rationally justified in he (the atheist) possesses. For then the athe-
disbelieving. So, too, perhaps an atheist may ist may take the view that some theists are ra-
be rationally justified in his atheistic belief and tionally justified in holding to theism, but
yet hold that some theists are rationally justi- would not be so were they to be acquainted
fied in believing just the opposite of what he with the grounds for disbelief— those grounds
believes. being sufficient to tip the scale in favor of athe-
What sort of grounds might a theist have ism when balanced against the reasons the
for believing that God exists. Well, he might theist has in support of his belief.
endeavor to justify his belief by appealing to Friendly atheism becomes paradoxical, how-
one or more of the traditional arguments: ever, when the atheist contemplates believing
Ontological, Cosmological, Teleological, that the theist has all the grounds for atheism
Moral, etc. Second, he might appeal to cer- that he, the atheist, has, and yet is rationally
tain aspects of religious experience, perhaps justified in maintaining his theistic belief. But
even his own religious experience. Third, he even so excessively friendly a view as this per-
might try to justify theism as a plausible theory haps can be held by the atheist if he also has
in terms of which we can account for a variety some reason to think that the grounds for
of phenomena. Although an atheist must hold theism are not as telling as the theist is justi-
that the theistic God does not exist, can he fied in taking them to be.
not also believe, and be justified in so believ- In this paper I’ve presented what I take to
ing, that some ofthese “justifications of the- be a strong argument for atheism, pointed out
ism” do actually rationally justify some theists what I think is the theist’s best response to
in their belief that there exists a supremely that argument, distinguished three positions
good, omnipotent, omniscient being? It seems an atheist might take concerning the ration-
to me that he can. ality of theistic belief, and made some remarks
If we think of the long history of theistic in defense of the position called “friendly athe-
belief and the special situations in which peo- ism.” I’m aware that the central points of the
ple are sometimes placed, it is perhaps as ab- paper are not likely to be warmly received by
surd to think that no one was ever rationally many philosophers. Philosophers who are
justified in believing that the theistic God ex- atheists tend to be tough-minded — holding
ists as it is to think that no one was ever justi- that there are no good reasons for supposing

163
PAUL DRAPER

that theism is true. And theists tend either to Notes


reject the view that the existence of evil pro- 1 See Ivan’s speech in book V, ch. IV of The
vides rational grounds for atheism or to hold Brothers Karamazov.
that religious belief has nothing to do with 2 See, for example, the two chapters on Hume
reason and evidence at all. But such is the way in G. E. Moore, Some Main Problems of
of philosophy. Philosophy (London, 1953).

20 Pain and Pleasure: an Evidential Problem for


Theists*

Paul Draper

1 The Nature of the Problem ing this title are that one be an omnipotent,
omniscient, and morally perfect person who
I will argue in this paper that our knowledge created the Universe. Given this (probably
about pain and pleasure creates an epistemic technical) use of the term “God,” theism is
problem for theists. The problem is not that the statement that God exists.
some proposition about pain and pleasure can Some philosophers believe that the evils we
be shown to be both true and logically incon- find in the world create an evidential problem
sistent with theism. Rather, the problem is for theists because theism fails to explain these
evidential. A statement reporting the obser- evils (or most of what we know about them).
vations and testimony upon which our knowl- (See, for example, Hare 1968.) This position
edge about pain and Pleasure is based bears a is attractive. It seems to reflect the intuitions
certain significant negative evidential relation of a great many people who have regarded
to theism. And because ofthis, we have a prima evil as an epistemic problem for theists. After
facie good epistemic reason to reject theism — all, the most common way ofstating the prob-
that is, a reason that is sufficient for rejecting lem of evil is to ask a why question like “if
theism unless overridden by other reasons for God exists, then why is there so much evil in
not rejecting theism. the world?” And such questions are either
By “theism” I mean the following state- genuine or rhetorical requests for explanation.
ment: Moreover, the relevance of theodicies to this
alleged problem of evil is quite clear, since a
There exists and omnipotent, omniscient, and theodicy can very naturally be understood as
morally perfect person who created the Uni- an attempt to explain certain evils or facts
verse.
about evil in terms of theism.
But other philosophers who agree that the-
I will use the word “God” as a title rather
ism fails to explain most of the evils we find in
than as a proper name, and I will stipulate that the world deny that this creates an epistemic
necessary and sufficient conditions for bear- problem for theists — that is, they deny that
this explanatory failure is a prima facie good
* From Nous, 23 (1989), pp. 12-29. Reprinted with reason to reject theism. This disagreement has
permission. led to a debate over how much evil, if any,

164
PAIN AND PLEASURE

theism needs to explain to avoid disconfirma- One problem with this formulation of C is
tion. (See, for example, Yandell 1969a and that the verb “to explain” has a number of
1969b, Kane 1970, Mavrodes 1970, pp. 90- distinct but easily confused meanings. For my
els Ahern 197 Liviare972.and Yandell purposes here, it will suffice to point out that
1972.) What the members of both sides of in some instances the claim that one hypoth-
this debate have failed to recognize is that one esis explains some observation report much
cannot determine what facts about evil the- better than another is equivalent in meaning,
ism needs to explain or how well it needs to or at least bears a close conceptual connec-
explain them without considering alternatives tion, to the claim that the truth of that obser-
to theism. The important question, a ques- vation report is much less surprising on the
tion that David Hume asked (1980, Part XI, first hypothesis than it is on the second. Since
pp. 74-5) but that most contemporary phi- I suspect that it is only in these instances that
losophers ofreligion have ignored, is whether comparisons of explanatory power support
or not any serious hypothesis that is logically comparisons of probability, I will reformulate
inconsistent with theism explains some signifi- C as the claim that the facts O reports are
cant set of facts about evil or about good and much more surprising on theism than they are
evil much better than theism does. on HI, or more precisely, that the antecedent
I will argue for an affirmative answer to this probability of O is much greater on the as-
question. Specifically, I will compare theism sumption that HI is true than on the assump-
to the following alternative, which I will call tion that theism is true. By the “antecedent”
“the Hypothesis of Indifference” (“HI” for probability of O, I mean O’s probability, in-
short): dependent of (rather than temporally prior to)
the observations and testimony it reports. So
(HI) neither the nature nor the condition ofsen- my reformulation of C is best expressed as
tient beings on earth is the result of bene- follows:
volent or malevolent actions performed by
nonhuman persons. (C) independent of the observations and testi-
mony O reports, O is much more probable
Unlike theism, HI does not entail that super- on the assumption that HI is true than on
natural beings exist and so is consistent with the assumption that theism is true.
naturalism. But HI is also consistent with the
existence of supernatural beings. What makes For the sake of brevity, I will use P(x/y) to
HI inconsistent with theism is that it entails represent the probability of the statement x,
that, if supernatural beings do exist, then no independent of the observations and testimony
action performed by them is motivated by a O reports, on the assumption that the state-
direct concern for our well-being. Now let ment y is true. Using this notation, I can ab-
“©” stand for a statement reporting both the breviate C in the following way:
observations one has made of humans and
animals experiencing pain or pleasure and the (C) P(O/HI) is much greater than P(O/the-
testimony one has encountered concerning ism).
the observations others have made of sentient
beings experiencing pain or pleasure. By One last elucidatory remark about C. The
“pain” I mean physical or mental suffering of probabilities employed in C are epistemic ones
any sort. I will argue that the pain and pleas- rather than, for example, statistical, physical,
ure in our world create an epistemic problem or logical probabilities. Thus, they can vary
for theists by arguing that: from person to person and from time to time,
since different persons can be in different
(C) Hl explains the facts O reports much better epistemic situations at the same time and the
than theism does. same person can be in different epistemic situ-

165
PAUL DRAPER

ations at different times. For example, sup- tems are goal-directed in some objective sense,
pose that six hands of poker are dealt. Then it is by no means easy to provide a precise
the epistemic probability that one hand in- analysis of this kind of goal-directedness. As a
cludes four aces will be different for those play- first approximation, we may say that a system
ers who inspect their hands and find no aces S is “goal-directed” just in case from some
and those players who inspect their hands and property G that S has exhibited or will ex-
discover one or more aces. And the epistemic hibit, a broad range of potential environmen-
probability for any of the six players that one tal changes are such that: (i) if they occurred
hand includes four aces will be different be- at a time when S is exhibiting G and no com-
fore inspecting his or her hand than after in- pensating changes took place in the parts of
specting it. S, then S would cease to exhibit G and never
Now suppose that I succeed in showing that exhibit G again, and (ii) if they occurred at a
C is true (relative to my own and my readers’ time when S is exhibiting G, then compen-
epistemic situations). Then the truth of C is sating changes would take place in the parts
(for us) a prima facie good (epistemic) reason of S, resulting in either S’s continuing to ex-
to believe that theism is less probable than HI. hibit G or in S’s exhibiting G once again. (Cf.
Thus, since the denial of theism is obviously Boorse 1976 and Ruse 1973.) Notice that to
entailed by HI and so is at least as probable as be goal-directed in this sense does not entail
HI, the truth of C is a prima facie good rea- direction to the conscious end of some intel-
son to believe that theism is less probable than ligent being. Notice also that the organic
not. And since it is epistemically irrational to world is made up of complex and interdepend-
believe both that theism is true and that it is ent goal-directed systems, including ecosys-
less probable than not, the truth of C is also a tems, populations of organisms, organisms,
prima facie good reason to reject (i.e. to cease parts of organisms, parts of parts of organ-
or refrain from believing) theism. isms, and so on.
In section 2, I will argue that C is true. I will call the goals to which organic sys-
However, my argument will depend on the tems are directed in this sense their “biologi-
assumption that theodicies do not significantly cal goals.” And I will say that a part of some
raise P(O/theism). In section 3, I will defend goal-directed organic system S is “biologically
this assumption. And in section 4, I will dis- useful” just in case (i) it causally contributes
cuss the significance of C’s truth. to one of S’s biological goals (or to one of the
biological goals of some other goal-directed
organic system of which it is a part), and (ii)
2 The Biological Utility of Pain its doing so is not biologically accidental. (It
and Pleasure is in virtue of clause (ii) that, for example, a
nonfatal heart attack that prevents a person
The claim that P(O/HI) is much greater than from committing suicide cannot be called bio-
P(O/theism) is by no means obviously true. logically useful.) Notice that much ofthe pain
The fact that O reports observations and tes- and pleasure in the world is biologically use-
timony about pleasure as well as pain should ful in this sense. Consider, for example, the
make this clear. So an argument for this claim pain my cat Hector felt when he jumped on
is needed. I will argue that is the biological top of a hot over door. Hector’s quick re-
role played by both pain and pleasure in goal- sponse to this pain enabled him to avoid seri-
directed organic systems that renders this claim ous injury, and he now flees whenever an oven
true. In order to explain precisely why this is door is opened. Hector’s pain in this case, like
so, I will need to introduce a concept of “bio- much ofthe pain reported by O, was biologi-
logical usefulness.” cally useful. For it causally contributed to two
Though no one doubts that organic sys- central biological goals of individual organ-

166
PAIN AND PLEASURE

isms, namely, survival and reproduction, and B: P(Ol/theism) x P(O2/theism & O1) x
its doing so was plainly not accidental from a P(O3/theism & Ol & O2).
biological point of view. Of course, there is
also much pain and pleasure in our world that I will argue that A is much greater than B by
is not biologically useful: for instance, maso- arguing that each of the multiplicands of A is
chistic pleasure and pain resulting from burns either greater or much greater than the corre-
that ultimately prove fatal. (I will sometimes sponding multiplicand of B. As I will explain
call this kind of pain and pleasure “biologi- in section 3, my arguments will assume that
cally gratuitous.” ) theodicies do not significantly raise P(O/the-
This notion of biological utility enables me ism).
to introduce a statement logically equivalent Let us begin with O1, which reports those
to O that will help me show that C is true. facts reported by O about humans (who are
Ret fOl2s5O2.” and:“O3” stand for state: moral agents) experiencing pain or pleasure
ments respectively reporting the facts O re- that we know to be biologically useful. We
ports about: know antecedently — that is, we know inde-
pendent of the observations and testimony O
(1) moral agents experiencing pain or pleas- reports — that humans are goal-directed or-
ure that we know to be biologically use- ganic systems, composed of parts that system-
ful, atically contribute to the biological goals of
(2) sentient beings that are not moral agents these systems. This seems to give us reason to
experiencing pain, or pleasure that we expect that human pain and pleasure, if they
know to be biologically useful, and exist, will also systematically contribute to
(3) sentient beings experiencing pain or these goals. (And this is, of course, precisely
pleasure that we do not know to be bio- what O1 reports.) But notice that pain and
logically useful. pleasure are in one respect strikingly dissimi-
lar to other parts of organic systems: they have
Since O is obviously logically equivalent to intrinsic moral value. Pain is intrinsically bad,
the conjunction of Ol, O2, and O3, it fol- and pleasure is intrinsically good. Does this
lows that, for any hypothesis h: difference substantially decrease the amount
of support that our antecedent knowledge
P(O/h) = P(Ol & O2 & O3/h) about humans gives to the “prediction” that
pain and pleasure, if they exist, will systemati-
But the following theorem of the mathemati- cally contribute to biological goals? I submit
cal calculus of probability holds for epistemic that it does if we assume that theism is true,
probability: but does not if we assume that HI is true. It is
this difference between HI and theism that
P(Ol & O2 & O3/h) = makes P(O1/HI) much greater than P(O1/
P(O1/h) x P(O2/h & Ol) x theism).
P(O3/h & Ol & O2). Allow me to explain. HI entails that, if pain
and pleasure exist, then they are not the re-
Thus, C is true — P(O/HI) is much greater sult of malevolent or benevolent actions per-
than P(O/theism) — just in case: formed by nonhuman persons. So on HI, the
moral difference between pain and pleasure
A: P(O1/HI) x P(O2/HI & Ol) x and other parts of organic systems gives us no
P(O3/HI & O1 & O2) antecedent reason to believe that pain and
pleasure will not play the same biological role
is much greater than that other parts of organic systems play. In-
deed, a biological explanation of pain and

167
PAUL DRAPER

pleasure is just the sort of explanation that one are valuable and that the parts of these sys-
would expect on HI. But theism entails that tems that have biological functions are valu-
God is responsible for the existence of any pain able because the systems could not exist
and pleasure in the world. Since God is mor- without functioning parts. But this does not
ally perfect, He would have good moral rea- imply that we have as much or even close to
sons for producing pleasure even if it is never as much reason on theism as on HI to expect
biologically useful, and He would not permit pain and pleasure to have biological functions.
pain unless He had, not just a biological rea- For an omnipotent and omniscient being
son, but also a morally sufficient reason to do could produce such systems without biologi-
so. And since God is omnipotent and omnis- cally useful pain and pleasure. Thus, since a
cient, He could create goal-directed organic morally perfect being would try to accomplish
systems (including humans) without biologi- its goals with as little pain as possible, the value
cally useful pain and pleasure. So theism en- of organic systems gives us no reason on the-
tails both that God does not need biologically ism to expect pain to have biological func-
useful pain and pleasure to produce human tions. And since pleasure has intrinsic value
goal-directed organic systems and that, if hu- and so is worth producing whether or not it
man pain and pleasure exist, then God had furthers some other goal, the value of organic
good moral reason for producing them, rea- systems gives us very little reason on theism
sons that, for all we know antecedently, might to expect pleasure to have biological functions.
very well be inconsistent with pain and pleas- O2 reports the observations and testimony
ure systematically contributing to the biologi- reported by O about sentient beings that are
cal goals of human organisms. Therefore, we not moral agents (e.g. young human children
would have much less reason on theism than and nonhuman animals) experiencing pain or
on HI to be surprised if it turned out that pleasure that we know to be biologically use-
human pain and pleasure differed from other ful. Independent of the observations and tes-
parts of organic systems by not systematically timony O reports, we know that some sentient
contributing to the biological goals of those beings that are not moral agents are biologi-
systems. Hence, since O1 reports that the pain cally very similar to moral agents. Since Ol
and pleasure experienced by humans (who are implies that moral agents experience biologi-
moral agents) do contribute in this way, cally useful pain and pleasure, this knowledge
P(O1/HI) is much greater than P(O1 /the- makes it antecedently likely on HI and O1
ism). that some sentient beings that are not moral
One might object that from theism and our agents will also experience biologically useful
antecedent knowledge that goal-directed or- pain and pleasure. Now at first glance, one
ganic systems exist, we can infer that the bio- might think that this knowledge makes the
logical functions of the parts of those systems existence of such pain and pleasure just as likely
are themselves morally worthwhile, which on theism & O1. After all, from the assump-
gives us reason on theism that we do not have tion that theism and O1 are both true, it fol-
on HI to expect pain and pleasure to have lows that God has good moral reasons for
biological functions. It might be thought that permitting biologically useful pain. But there
this counterbalances the reasons offered above is an important difference between the bio-
for concluding that O1 is antecedently much logically useful pain that O1 reports and the
more likely given HI than it is given theism. biologically useful pain that O2 reports. Given
Now we obviously cannot infer from theism theism & O1, we have reasons to believe that
and our antecedent knowledge that the greater God permits the pain O1 reports because it
the number offunctioning parts in an organic plays some sort of (presently indiscernible)
system, the more valuable the system. We moral role in the lives of the humans that ex-
might be able to infer that organic systems perience it. But the pain O2 reports cannot

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PAIN AND PLEASURE

play such a role, since the subjects of it are reports. To demonstrate this, a couple ofdefi-
not moral agents. This difference is plainly not nitions are needed. First, by “pathological”
relevant on HI & O1, but it gives us some pain or pleasure, I mean pain or pleasure that
reason on theism & O1 to expect that the results from the failure of some organic sys-
good moral reasons God has for permitting tem to function properly. For example, pain
moral agents to experience pain do not apply caused by terminal cancer and sadistic pleas-
to animals that are not moral agents, and hence ure are pathological in this sense. And sec-
some reason to believe that God will not per- ond, by “biologically appropriate” pain or
mit such beings to experience pain. So P(O2/ pleasure, I mean pain or pleasure that occurs
HI & O1) is somewhat greater than P(O2/ in a situation which is such that it is biologi-
theism & O1). cally useful that pain or pleasure is felt in situ-
O3 reports facts about sentient beings ex- ations of this sort. For instance, the pain felt
periencing pain or pleasure that we do not by a person killed in a fire is not biologically
know to be biologically useful. This includes useful, but it is biologically appropriate be-
much pain and pleasure that we know to be cause it is biologically useful that humans feel
biologically gratuitous, as well as some that is pain when they come in contact with fire.
not known to be useful and is also not known Clearly much of the pain and pleasure reported
to be gratuitous. I will give a two-part argu- by O3 is either pathological or biologically
ment for the conclusion that P(O3/HI & Ol appropriate, and very little is known to be both
& O2) is much greater than P(O3/theism & nonpathological and biologically inappropri-
Oles'O2): ate. And this is exactly what one would ex-
First, we obviously have much more reason pect if pain and pleasure are fundamentally
on theism & Ol & O2 than we have on HI biological rather than moral phenomena, and
& Ol & O2 to expect sentient beings (espe- so is much more to be expected on HI & Ol
cially nonhuman animals) to be happy — in & O2 than on theism & O1 & O2.
any case much more happy than they would Therefore, assuming that theodicies do not
be if their pleasure were limited to that re- significantly raise P(O/theism), the first and
ported by O1 and O2. Instead, when the facts third multiplicands ofA are much greater than
O3 reports are added to those reported by the first and third multiplicands of B, and the
O1 and O2, we find that many humans and second multiplicand ofA is greater than the
animals experience prolonged and intense suf- second multiplicand ofB.And this implies that
fering and a much greater number are far from P(O/HI) is much greater than P(O /theism).
happy. In addition, we have more reason on
theism & O] & O2 than on HI & Ol & O2
to expect to discover a close connection be- 3. The Moral Value of Pain and
tween certain moral goods (e.g. justice and Pleasure
virtue) and biologically gratuitous pain and
pleasure, but we discover no such connection. In addition to their biological roles, pain and
Second, we have, antecedently, much more pleasure also play various moral roles in our
reason on HI & O1] & O2 than on theism & world. By appealing to these roles, the theist
O1 & O2 to believe that the fundamental role might hope to explain some of the facts O
of pain and pleasure in our world is a biologi- reports in terms of theism, and thereby render
cal one and that the presence of biologically O less surprising on theism than it is initially.
gratuitous pain and pleasure is epiphenom- This would seem to be the theist’s most prom-
enal, a biological accident resulting from na- ising strategy for undermining the argument
ture’s or an indifferent creator’s failure to “fine for C given above. Theodicies can be treated
tune” organic systems. And this is undeniably as attempts to carry out such a strategy. While
supported (though not entailed) by what O3 few would deny that most theodicies are rather

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PAUL DRAPER

obvious failures, it is widely thought that plau- performed or because, following Hick (1966),
sible theistic explanations of suffering can be moral virtue that is acquired by freely* per-
constructed by appealing to the intrinsic or forming right actions is more valuable than
instrumental moral value of free will. So it is moral virtue that is not freely* acquired). For
necessary to determine what effect such this reason, God endows humans with free-
theodicies have on P(O/theism). Addition- dom. However, since it is logically impossible
ally, it is important to evaluate the increas- to force a person to freely* perform a right
ingly popular position that evidential action instead of a wrong one, God cannot
arguments from evil against theism fail because give humans freedom* and ensure that hu-
the disproportion between omniscience and mans will never perform morally wrong ac-
human knowledge makes it quite likely, on tions.
the assumption that God exists, that humans Unfortunately, humans sometimes abuse
would not understand why God permits evil: their freedom* by performing wrong actions.
(For a defense of this position, see Wykstra Nevertheless, God is justified in giving humans
1984.) freedom* because a world in which humans
freely* perform both right and wrong actions
is (provided that the balance of right over
Evaluating Theodtcies
wrong actions or of morally good humans over
Explaining some phenomenon in terms of a morally bad humans is sufficiently favorable)
statement usually involves adding other state- better than a world in which immorality is
ments to that statement. This is certainly true prevented by withholding freedom* from
in the case of theodicies, which typically add humans.
to the claim that God exists the claims that Notice that, so far, we have no explanation
God has a certain goal, that even God must of the existence of pain. For there are morally
produce or permit certain evils in order to right actions and morally wrong actions that
accomplish that goal and that accomplishing do not entail the existence of pain. Wrong
the goal is, from a moral point of view, worth actions of this sort include some instances of
the evils... breaking promises, killing, attempting to cause
pain, and depriving someone of pleasure. So
God could have given humans freedom* with-
Free Will and the Advancement of
out permitting pain. The first version of the
Morality
free will theodicy that I will evaluate adds to
Most free will theodicies appeal to a certain the above explanation of immorality the pro-
sort of moral freedom, which I will call “free- posal that God permits pain in order to ad-
dom*.” An action is free* only if(i) it is free vance morality. This proposal can be spelled
in an incompatibilist sense — that is, in a sense out in the following way. God wants humans
incompatible with its being determined by to freely* perform right actions instead of
antecedent condition outside the agent’s con- wrong ones. Of course, as mentioned above,
trol — and (ii) if it is morally right, then at He cannot force humans to freely* perform
least an alternative action that is open in an only morally right actions, but He would have
incompatibilist sense to the agent is such that some control over the balance of right over
it would be morally wrong for the agent to wrong actions because even free* choices can
perform that alternative action. This concept be influenced and because God would know
of freedom is used to give the following the- what free* choices humans would make (or
istic explanation of immorality. Freedom* has would be likely to make) in various situations.
great value (either because morally right ac- In particular, God might use pain to influ-
tions that are freely* performed are more valu- ence humans to freely* perform right actions
able than right actions that are not freely* instead of wrong ones. Also, some right ac-

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PAIN AND PLEASURE

tions entail the existence of pain, and God balance of right over wrong actions performed
might know prior to creating humans that by humans and that this is due in part both to
some or all humans would perform (or would a variety of demoralizing conditions like ill-
be likely to perform) these right actions if given ness, poverty and ignorance, and to the ab-
the chance. Therefore, God might use pain senée of conditions that tend to promote
to obtain a more favorable balance of freely* morality. All of this is even more surprising
performed right actions over wrong actions. on T, than on theism & ~T,. (Cf. Adams
This version of the free will theodicy em- 1985, pp. 250-1.) So T,’s “predictive” ad-
ploys the following expansion of theism: vantages are counterbalanced by several seri-
ous “predictive” disadvantages, and for this
(T,) God exists, and one of His final ends is a reason P(O/T,) is not significantly greater
favorable balance of freely* performed right than P(O/theism & ~T)).
actions over wrong actions.

Free Will and Responsibility


I doubt that a consensus could ever be reached
about P(T, /theism). For T, presupposes sev- Some free will theodicists claim that God gives
eral very controversial metaphysical and ethi- humans freedom* to bring about suffering
cal positions. For example, it presupposes that (either by producing it or by failing to pre-
the concept of “freedom*” is coherent, that vent it) in order to increase the responsibility
humans have freedom*, and that freedom” is humans have for their own well-being and the
of great value. Since I obviously do not have well-being of others and thereby increase the
the space here to discuss how plausible these importance of the moral decisions humans
claims are, I will assume for the sake of argu- make. By an “important” moral decision, these
ment that P(T,/theism) is high. theodicists mean a decision upon which the
I will argue, however, that P(O/T,) is not presence or absence of something of great
significantly higher than P(O/theism & ~T,). positive or negative value depends. The key
This implies that, even if P(T, /theism) is high, value judgment here is that, all else held equal,
our first version of the free will theodicy does the more important the moral decisions we
not significantly increase P(O/theism). If, as are free* to make, the more valuable our free-
I will assume, it is, morally permissible for God dom* is. By not preventing us from freely*
to use pain to advance morality, then we have bringing about evils, including serious ones,
reason on T, that we do not have on theism God increases our control over how valuable
& ~T, to expect that the world will contain the world is and thereby increases the value
both pain that influences humans to perform of our freedom*. This theodicy employs the
morally right action and pain that is logically following expansion of theism:
necessary for some of the right actions hu-
mans perform. Since O reports the existence (T,) God exists, and one of His final ends is for
of pain of both these sorts, we have a predic- humans to have the freedom* to make very
tive success for the theodicy. But O also re- important moral decisions.
ports both that pain often influences humans
to perform morally wrong actions and that I will assume, once again, that P(T,/theism)
pain is logically necessary for many of the is high, and I will argue that this second ver-
wrong actions humans perform. And we have sion of the free will theodicy does not signifi-
reason on T, that we do not have on theism cantly raise P(O/theism) by arguing that
& ~T, to be surprised by these facts. Further- P(O/T,) is not significantly greater than P(O/
more, the observations and testimony O re- theism & ~T,).
ports provide strong evidence that the world I will begin by arguing that Richard
does not presently contain a very impressive Swinburne (1979, ch. 11) fails in his attempt

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PAUL DRAPER

to extend this theodicy so that it accounts for others, and so greatly decreased the amount
pain for which humans are not morally respon- of amoral pain needed for this knowledge,
sible. (I will call this sort of pain “amoral without decreasing the amount of harm hu-
pain.”) Swinburne believes that free will mans can do to others and so without decreas-
theodicies that employ T, can account for such ing the amount of control that humans have
pain because (i) they explain why God gives over the well-being of others. Third, and most
humans the freedom* to bring about suffer- importantly, the argument is not sound. As
ing and (ii) amoral pain is necessary if humans Stump (1983) and Moser (1984) have ob-
are to have genuine freedom* to bring about served, God could, without permitting amoral
suffering. Swinburne defends (ii) in the fol- pain, give humans the knowledge of how to
lowing way. Freedom* to bring about suffer- bring about suffering without revealing His
ing requires the knowledge of how to bring existence and so without undermining human
about suffering. And humans can obtain such freedom*. For example, as Stump (pp. 52-3)
knowledge in only one of two ways: either by has pointed out, humans might regularly have
God telling them how to bring about suffer- vivid, message-laden dreams and learn of their
ing or by experiencing how this is done. Un- reKability, and yet not be compelled to be-
fortunately, if God told humans how to bring lieve in God.
about suffering, then humans would know So if this second version of the free will
that God exists, and hence would have little theodicy raises P(O/theism) at all, it is be-
temptation to do evil and so no genuine free- cause we have reason on T, that we do not
dom* to bring about suffering. So for humans have on theism & ~T, to expect the existence
to have such freedom, they must learn by ex- of pain for which humans are morally respon-
perience how to bring about suffering, and sible. Now, giving humans the freedom* to
hence must learn this either by observing suf- bring about intense suffering is certainly one
fering for which no human is morally respon- way (though not the only way) of giving hu-
sible or by observing suffering brought about mans the freedom* to make important moral
by other humans. But for any particular kind decisions. So assuming that there is no better
of suffering, there must have been a first time way, we have some reason on T, to expect
when a human knew how to bring it about humans to have such freedom’, and so rea-
despite never having observed suffering of that son on T, to expect the existence of pain for
kind brought about by a human. Hence, if which humans are morally responsible. But
humans are to learn by experience how to even granting all this, it can be shown that
bring about suffering, then amoral pain must P(O/T,) is not significantly greater than P(O/
exist. Therefore, such suffering is necessary for theism & ~T,) by showing that other facts O
humans to have the freedom* to bring about reports are even more surprising on T, than
suffering. they are on theism & ~T),.
I will make three comments about this ar- An analogy between God and a good par-
gument for (ii). First, even if it is sound, it ent will be useful here. Ironically, such an anal-
obviously does not provide an adequate the- ogy is often used to defend this sort of
istic account of amoral pain from which hu- theodicy. For example, Swinburne (1979) re-
mans gain no new knowledge about how to sponds to the objection that God should not
produce or prevent suffering. Second, even if give humans the freedom* to seriously harm
it is sound, it does not provide an adequate others by asserting that the objector is asking
theistic explanation of most of the amoral pain that God “make a toy-world, a world where
that does give humans new knowledge ofthis [our choices] matter, but not very much” (p.
sort. For an omnipotent and omniscient be- 219). Such a God “would be like the over-
ing could have greatly decreased the variety protective parent who will not let his child
of ways in which humans know how to harm out of sight for a moment” (p. 220). But

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PAIN AND PLEASURE

Swinburne neglects to ask whether or not The “Infinite Intellect Defense”


humans are worthy of the freedom* to seri-
Some philosophers think that “evidential ar-
ously harm others. A good parent gradually
guments from evil” can be refuted by point-
increases a child’s responsibility as the child
ing out that since God’s knowledge about
becomes capable of handling greater respon-
good and evil is limitless, it is not all that sur-
sibility. Children who are unworthy of a cer-
prising that He produces or permits evils for
tain responsibility are not benefited by parents
reasons that are unknown to humans. The
who give them that responsibility. On the as-
expansion of theism suggested here is the fol-
sumption that T, is true, one would expect
lowing:
that God would behave like a good parent,
giving humans great responsibility only when (T;) God exists and has a vast amount of knowl-
we are worthy ofit. lam not claiming that on edge about good and evil and how they are
T, one would expect God to impose a good related that humans do not have.
moral character on humans before He gives
them serious responsibilities. Nor am I claim- Since P(T,/theism) = one, P(O/theism) =
ing that creatures who are worthy of great P(O/T;). But this does not reveal any defect
responsibility would never abuse that respon- in my argument for C. For antecedently — that
sibility. Rather, I am claiming that on T, one is, independent of the observations and testi-
would expect God to give all or some humans mony O reports — we have no reason to think
less responsibility — and in particular no abil- that God’s additional knowledge concerning
ity to do serious evils — until they freely* de- good and evil is such that He would permit
veloped the strength of character that would any of the facts O reports to obtain. Of course,
make them worthy of greater responsibility. an omnipotent and omniscient being might,
And if at some point humans become worthy for all we know antecedently, have moral rea-
of and are given great responsibility but nev- sons unknown to us to permit the evil reported
ertheless abuse this responsibility to such an by O. But it is also the case that such a being
extent that they are no longer worthy of it, might, for all we know antecedently, have
then one would on T, expect God, like a good moral reasons unknown to us to prevent this
parent, to decrease the amount of responsi- evil. Indeed, we have no more reason ante-
bility humans have until they are worthy of a cedently to believe that such a being would
second chance. know of some great good unknown to us
But O conflicts with all of these expecta- whose existence entails the existence of the
tions. Many humans are plainly not worthy of pain O reports than we have reason to believe
the freedom* to do serious evils. Nor is the that such a being would know of some great
human race making any significant amount good unknown to us whose existence entails
of moral progress. If God exists, then for cen- the nonexistence of the pain or the pleasure
turies He has been allowing his children to O reports. And an omnipotent and omniscient
torment, torture, and kill each other. Thus, being might very well know of means, far too
even if they were once worthy of great respon- complicated for humans to understand, by
sibility, they no longer are, and hence are not which He could obtain certain goods with-
benefited by having such responsibility. So like out the evil O reports. Of course, given the
T,, T,’s predictive advantages are counterbal- facts O reports, we have some reason on T; to
anced by several serious predictive disadvan- expect that humans will be unable to produce
tages. Therefore, P(O/T,) is not significantly a plausible theistic explanation of those facts.
greater than P(O/theism & ~T,), and hence But HI gives us even more reason to expect
this second version of the free will theodicy this. So human ignorance does not solve the
fails to significantly raise P(O/theism). theist’s evidential problems.
Hence, none ofthe theodicies we have con-

173
PAUL DRAPER

sidered significantly raises P(O/theism). how difficult a theist’s search for the needed
Therefore, relative to the espistemic situations evidence might be.
of those of us who are unable to think of some First, I do not see how it could be shown
other much more successful theodicy (i.e. all that HI is an ad hoc hypothesis or that theism
of us, I suspect), C is true: P(O/HI) is much is intrinsically more probable than HI. For
greater than P(O/theism). HI is consistent with a wide variety of both
naturalistic and supernaturalistic hypotheses,
and it has no positive ontological commit-
4 The Significance of the ments. Theism, on the other hand, is a very
Problem specific supernaturalistic claim with a very
strong ontological commitment. Indeed, such
In The Origin of Species, Charles Darwin ar- differences between theism and HI might very
gued that his theory of the evolution of spe- well provide additional evidence favoring HI
cies by means of natural selection explains over theism.
numerous facts (e.g. the geographical distri- Second, traditional and contemporary ar-
bution of species and the existence of atro- guments for theism are far from compelling —
phied organs in animals) much better than the that is, they are far from being so persuasive
alternative hypothesis, that each species of as to coerce the acceptance of all or even most
plant and animal was independently created rational theists. Thus, even if some such ar-
by God. (Let us call this latter hypothesis “spe- guments were sound, most theists, including
cial creationism.”) Darwin’s results were sig- many philosophically sophisticated ones,
nificant partly because special creationists at would not recognize this, and hence the ar-
Darwin’s time did not have nor were they able gument would not provide them with evi-
to obtain any evidence favoring special dence favoring theism over HI. (The evidence
creationism over evolutionary theory that out- would exist, but they would not ave it.)
weighed or at least offset Darwin’s evidence Third, many traditional and contemporary
favoring evolutionary theory over special arguments for theism, including many versions
creationism. For this reason, many theists, of the cosmological argument, the teleologi-
while continuing to believe in creationism, cal argument, and the argument from con-
which is consistent with Darwin’s theory, re- sciousness, may not solve the theist’s problem
jected special creationism. And those theists even if they are sound and recognized by the
who were familiar with Darwin’s arguments theist to be so. For they at most purport to
and yet remained special creationists did so at show that an omnipotent and omniscient be-
a cost: their belief in special creationism was ing exists — not that the being is morally per-
no longer an epistemically rational one. fect. Suppose then that some such argument
Similarly, how significant my results are is sound. My argument for C would work just
depends, in part, on how many theists have as well if HI were replaced with the following
or could obtain propositional or nonpropos- hypothesis, which I will call “the Indifferent
itional evidence favoring theism over HI that Deity Hypothesis”:
offsets the propositional evidence, provided
by my argument for C, favoring HI over the- There exists an omnipotent an omniscient per-
ism. Any theist confronted with my argument son who created the Universe and who has no
for C who lacks such evidence and is unable intrinsic concern about the pain or pleasure of
to obtain it cannot rationally continue to be- other beings.
lieve that theism is true. It is beyond the scope
of this paper to determine how many theists Like theism, this hypothesis entails that an
would be in such a position. But I will make omnipotent and omniscient being exists. So
four sets of comments that I hope indicate establishing that such a being exists would help

174
PAIN AND PLEASURE

the theist only if the theist also has strong evi- the Concept of God (Springfield, Ill.: Charles C.
dence favoring theism over the Indifferent Thomas, 1968).
Deity Hypothesis. ——., “Evil and Inconclusiveness,” Sophia (Aus-
Finally, religious experiences of the kind tralia), 11 (1972), pp. 8-12.
Hick, John, Evil and the God of Love (New York:
appealed to by “Reformed Epistemologists”
Harper, and Row, 1966).
like Alvin Plantinga (1983) are ambiguous
Hume, David, Dialogues Concerning Natural Re-
with respect to the moral attributes of the crea-
ligion, ed. Richard Popkin (Indianapolis:
tor. While Plantinga is correct in claiming that Hackett, 1980).
theists typically do feel inclined in certain cir- Kane, Stanley, “Theism and Evil,” Sophia (Aus-
cumstances (e.g. “when life is sweet and satis- tralia), 9 (1970), pp. 14-21.
fying”) to think that the creator is morally Mavrodes, George I., Belief in God: a Study in the
good, sensitive theists also feel inclined in Epistemology of Religion (New York: Random
other circumstances — namely, when they ex- House, 1970).
perience poignant evil — to believe that the Moser, Paul K., “Natural Evil and the Free Will
creator is indifferent to their good or to the Defense,” International Journal for Philosophy
of Religion, 15 (1984), pp. 149-56.
good of others. And many atheists have very
Pargetter, Robert, “Evil as Evidence against the
powerful experiences in which they seem to
Existence of God,” Mind, 85 (1976), pp. 242-
be aware of the ultimate indifference of na- De
ture. These experiences are very common and Plantinga, Alvin, “The Probabilistic Argument
are very similar phenomenologically to the from Evil,” Philosophical Studies, 35 (1979),
experiences Plantinga mentions. Moreover, C pp. 1-53.
implies that these “experiences of indifference” ——., “Reason and Belief in God.” In Faith and
are better corroborated than the “theistic ex- Rationality: Reason and Belief im God, ed. Alvin
periences” to which Plantinga appeals. Thus, Plantinga and Nicholas Wolterstorff (Notre
even if Plantinga is correct in thinking that Dame, Ind.: University of Notre Dame Press,
theistic experiences confer prima facie justifi- 1983), pp. 16-93.
Reichenbach, Bruce, “The Inductive Argument
cation on the theist’s belief in God, experi-
from Evil,” American Philosophical Quarterly,
ences of indifference defeat this justification.
17 (1980), pp. 221-7.
Therefore, theistic experiences do not provide Ruse, Michael, The Philosophy ofBiology (London:
nonpropositional evidence that favors theism Hutchinson, 1973).
over HI, or at least none that outweighs the Sircello, Guy, A New Theory of Beauty (Princeton,
propositional evidence favoring HI over the- N.J.: Princeton University Press, 1975).
ism provided by my argument for C. Stump, Eleonore, “Knowledge, Freedom and the
Problem of Evil,” International Journal for Phi-
losophy of Religion, 14 (1983), pp. 49-58.
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van Inwagen (Dordrecht: Reidel, 1985), pp. (1984), pp. 73-93.
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Ahern, M. B., The Problem of Evil (London: Sophia (Australia), 8 (1969a), pp. 18-28.
Routledge and Kegan Paul, 1971). ——,, “A Premature Farewell to Theism,” Religious
Boorse, Christopher, “Wright on Functions,” Phzlo- Studies, 5 (1969b), pp. 251-5.
sophical Review, 85 (1976), pp. 70-86. ——, “Theism and Evil: A Reply,” Sophia (Aus-
Hare, Peter H., and Edward H. Madden, Evil and tralia), 11 (1972), pp. 1-7.

WS
Defense

21 On Being Evidentially Challenged*

Alvin Plantinga

1 The Argument Initially My O, we might say, sets out the facts about
Stated the magnitude, variety, distribution, duration,
and the like (for short, the “disposition” )of
Pain and pleasure, says Paul Draper, consti- pleasure and pain as I know them.
tute an evidential problem for theists.’ What Now what is the significant negative evi-
precisely is the problem? dential relation to theism in which O stands?
Here Draper bows in the direction of David
The problem is not that some proposition about Hume: most contemporary philosophers of
pain and pleasure can be shown to be both true religion (unlike Hume) “have failed to recog-
and logically inconsistent with theism. Rather, nize that one cannot determine what facts
the problem is evidential. A statement report- about evil theism needs to explain or how well
ing the observations and testimony upon which
it needs to explain them without considering
our knowledge about pain and pleasure is based
alternatives to theism.” The important ques-
bears a certain significant negative evidential
tion is “whether or not any serious hypoth-
relation to theism.
esis that is logically inconsistent with theism
What is that statement, and what is the sig- explains some significant set of facts about evil
nificant negative evidential relation it bears to or about good and evil much better than the-
theism? As for the former, ism does.”
The answer to this important question, says
Now let “O” stand for a statement reporting Draper, is that indeed there is such a hypoth-
both the observations one has made of humans esis, one that is both inconsistent with theism
and animals experiencing pain or pleasure and and explains some significant facts about good
the testimony one has encountered concerning and evil much better than theism does. This
the observations others have made of sentient is the “Hypothesis of Indifference” (HI for
beings experiencing pain or pleasure. By “pain” short):
I mean physical or mental suffering of any sort.
(HI) neither the nature nor the condition
So O is the statement that bears a significant of sentient beings on earth is the re-
negative evidential relation to theism. Note sult of benevolent or malevolent ac-
that O is person relative: each of us will have tions performed by nonhuman
her own O, and my O may differ from yours. persons.

“From The Evidential Argument from Evil, ed. Dan- HI, of course, is inconsistent with theism
iel Howard-Snyder (Bloomington: Indiana University (taking the latter to entail that the world has
Press, 1996), pp. 244-61. Reprinted with permission. been created by a person who is wholly good

176
ON BEING EVIDENTIALLY CHALLENGED

as well as omnipotent and omniscient). And a given person S, would include at least some
now Draper’s claim: of the other propositions S believes, as well as
the experiences S is undergoing and perhaps
(C) HI explains the facts O reports much has undergone; it would also include what S
better than theism does. remembers, possibly a specification of S’s
epistemic environment, and no doubt more
What is it for a proposition to “explain” some- besides.
thing like the facts that O reports? Now we see the general shape of the argu-
ment: the first premise is C, the claim that HI
I will reformulate C as the claim that the facts explains O much better than theism does —
O reports are much more surprising on theism that is, the antecedent epistemic probability
than they are on HI, or more precisely, that the ofO given HI is much greater than the ante-
antecedent probability ofO is much greater on cedent probability of O given theism. And
the assumption that HI is true than on the as- second, if C is true, says Draper, then “we
sumption that theism is true.
have a prima facie good epistemic reason to
reject theism — that is, a reason that is suffi-
I take it the more precise formulation is the cient for rejecting theism unless overridden
operative one here; we must therefore ask what by other reasons for not rejecting theism.”
this “antecedent probability” is. “By the ‘an- Here he is apparently relying on a general prin-
tecedent’ probability of O,” says Draper, “I ciple; perhaps something like
mean O’s probability, independent of(rather
than temporally prior to) the observations and (1) For any propositions P and Q and per-
testimony it reports.” son S, if Sbelieves Pand Qand there is a
Finally, the probability in question is serious hypothesis R that is incompat-
epistemic probability, not (for example) logi- ible with P and such that the epistemic
cal, statistical, or physical probability. And probability of Q with respect to R for S$
what is epistemic probability? is much greater than the epistemic prob-
ability of Q with respect to P for S, then
The concept of epistemic probability is an ordi- Shas a prima facie good epistemic rea-
nary concept of probability for which no ad-
son to reject P.
equate philosophical analysis has, in my opinion,
been proposed. As a first approximation, how-
ever, perhaps the following analysis will do:
So Draper’s claim is that HI explains O much
Relative to K, p is epistemically more prob- better than theism does; since HI is a serious
able than q, where K is an epistemic situation hypothesis and is inconsistent with theism, we
and p and q are propositions, just in case any have a prima facie good reason for rejecting
fully rational person in K would have a higher theism:
degree of belief in p than in q.
Suppose that I succeed in showing that C is true
As Draper says, epistemic probability is an (relative to my own and my reader’s epistemic
ordinary concept that is difficult to analyze or situations). Then the truth of C is (for us) a
explain; suppose we provisionally accept Drap- prima facie good (epistemic) reason to believe
that theism is less probable than HI. Thus, since
er’s proposed first approximation.’ I take it
the denial of theism is obviously entailed by HI
there is an implicit restriction to human per-
and so is at least as probable as HI, the truth of
sons; how things might go with other rational C is a prima facie good reason to believe that
creatures is not our present concern. What theism is less probable than not. And since it is
does K include; what goes into an epistemic epistemically irrational to believe both that the-
situation? We shall have to return to this ques- ism is true and that it is less probable than not,
tion later; for now let’s say initially that K, for the truth of C is also a prima facie good reason

Le,
ALVIN PLANTINGA

to reject (i.e. to cease or refrain from believing) for a person S if and only if S believes P and
theism. there are propositions Q and R such that S
believes Q, R is incompatible with P, and Qis
much more probable with respect to R than
2 The Argument Examined with respect to P. What (1) claims is that if a
proposition P is evidentially challenged for S,
This is a subtle and powerful challenge; it de- then S has a prima facie good epistemic rea-
serves a closer look. The argument has two son for rejecting P— for being agnostic with
premises, C and (1). Suppose we begin with respect to it or believing its denial. Is this re-
(1). ally true? Is being evidentially challenged a
serious handicap?
Well, how widespread is it? How many of
2.1 On Being Evidentially my beliefs ave evidentially challenged, for me?
Challenged More, perhaps, than we might initially think.
Draper argues that P(O/HI) is much larger For example, here are three more propositions
(with respect to the theist’s epistemic situa- related, for me, as are theism, O and HI: (1)
tion) than P(O/theism); I shall give some rea- George is a non-Catholic, (2) George is a pro-
sons later for thinking that false. But suppose fessor at Notre Dame, and (3) George is a
it were true: what kind and how much of a Catholic academic. I believe both (1) and (2);
challenge to theistic belief would this be? How but (2) is much more likely (perhaps a mil-
widespread is this evidential disability? Before lion times more likely) on (3), a proposition
we can answer this question, we must ask an- incompatible with (1), than it is on (1). Does
other: what is a serzous alternative hypothesis? this fact give me a good reason to reject (1)?
Draper answers this question elsewhere: “Spe- (Should I reconsider: George is a professor at
cifically, one hypothesis is a “serious” alterna- Notre Dame, after all, and that is enormously
tive to another only if (i) it is not ad hoc — the more likely on (3) than on (1). So maybe he’s
facts to be explained are not arbitrarily built really a Catholic?). Not clearly.
into it — and (ii) it is at least as plausible ini- Indeed, I think it likely that everything I
tially as the other hypothesis.”* Condition (i) believe — in any event every belief of mine that
requires no present comment, but what about is possible in the broadly logical sense — is also
condition (ii)? How are we to understand evidentially challenged. I don’t know how to
“plausibility” here? I think Draper means to give a proof of this claim (it probably isn’t
abstract from specific epistemic situations: the worth spending a whole lot of time trying to
plausibility of a hypothesis depends not on find a general proof); but it certainly seems
considerations such as the specific evidence likely to be the case. So, for example, let P be
(propositional and nonpropositional) I may the proposition that I am now typing at my
have for or against it (else HI might not be computer and let Q be the proposition that
nearly as plausible, for me, as theism), but on the lilacs are blooming in my backyard. Q
is
more general considerations such as its scope, improbable on P (sadly enough, most of the
how it fits in with what is generally known (a time when I am typing on my computer, the
hypothesis entailing that the world is flat lilacs aren’t blooming): as R, choose the
wouldn’t be plausible), and the like. We don’t proposition I and some dinner guests are in
have an account of plausibility that is at all the backyard (out of reach of my computer)
precise or specific, but perhaps we don’t need admiring the lilacs. Clearly Q ismuch more
one for present purposes. likely with respect to R than with respect to P
So suppose we say that a proposition P is (I hardly ever admire the lilacs with dinner
evidentially challenged for S if it satisfies the guests while typing at my computer). The
antecedent of (1): Pis evidentially challenged proposition that I am now typing on my com-

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ON BEING EVIDENTIALLY CHALLENGED

puter is therefore evidentially challenged; does facie reason to doubt my hypothesis.


this give me much of a prima facie reason to But here we must be careful. Every scien-
reject it? tific hypothesis I believe (like the rest of what
Alternatively, let P be the proposition that I believe) faces an evidential challenge, and in
London, England, is larger than London, most cases those evidential challenges cast al-
Ontario, and let Q be the proposition that most no doubt on the hypothesis. For exam-
yesterday afternoon I was in the north half of ple, I believe that Newtonian mechanics is
the woods behind my house. I believe both pretty nearly correct for everyday objects and
of these propositions. Qis unlikely on P; lam velocities. Returning to the previous exam-
seldom in those woods (though if Iam I am ple, however, it is unlikely, with respect to
likely to be in the north half). And let R be Newtonian mechanics, that yesterday I should
the proposition that yesterday afternoon I have been in the north half of the woods be-
went for a walk in the woods behind my house hind my house, but likely that I should have
in order to try to recover from the shock of been there with respect to the proposition that
learning that as a matter of fact London, Eng- yesterday afternoon I took a walk in the woods
land, is smaller than London, Ontario. P is in order to recover from the shock of learning
evidentially challenged, but the challenge that Newtonian mechanics isn’t anywhere
doesn’t give me much ofa reason to doubt it. nearly correct for everyday objects and veloci-
I think you get the picture. For any propo- ties. Does that give me a reason to doubt
sition I believe (so long as it is not logically Newtonian mechanics? Probably not.
impossible) I can find an evidential challenge. Why not? There are at least two reasons. To
And this leads me to think that a challenge of facilitate discussion, suppose we say that when
this sort is not very significant by itself or in a hypothesis Pis evidentially challenged for S,
the general case. If every or nearly every propo- the other proposition Q that S believes is the
sition I believe faces an evidential challenge, datum and the proposition R incompatible
then I don’t learn much ofinterest about the- with P with respect to which Qis much more
ism in learning that it too faces such a chal- likely than it is with respect to Pis the alter-
lenge. Indeed, O itself, the proposition native hypothesis. Now obviously enough a
recording what I’ve learned by observation hypothesis like Newtonian mechanics is not
and testimony of the pattern of pain and pleas- obliged to account for or predict something
ure, faces an evidential challenge. Let Q be as like the fact that I was in the north half of the
above, the proposition that yesterday after- woods yesterday; that is not the business it is
noon I was in the north half of the woods in. It doesn’t matter that this datum is im-
behind my house; this is improbable with re- probable on Newtonian mechanics, and the
spect to O, but probable with respect to yes- fact that it is casts no doubt on it. For each
terday afternoon, while walking in the woods scientific hypothesis, there will be a body of
behind my house, I suddenly realized that O ts data (past and future) such that the success of
false, which is of course incompatible with O. the hypothesis depends upon how well it ex-
Under what conditions (if any) would a plains that data (the data relevant to the
challenge of this sort de significant? What sorts theory); and the datum in question is not rel-
of beliefs are such that their being subject to evant to Newtonian mechanics. Similarly, for
an evidential challenge gives us serious reason an evidential challenge to have any force, the
to doubt them? Here we think first of scien- alternative hypothesis must also be relevant.
tific hypotheses. I propose a hypothesis to (The denial of Newtonian mechanics isn’t,
explain the behavior of gases: you point out presumably, a relevant alternative, and, as
that certain data are more probable with re- Draper in effect points out, we don’t get a
spect to another hypothesis incompatible with relevant alternative hypothesis by conjoining
mine; that certainly seems to be a strong prima the denial of Newtonian mechanics with the

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ALVIN PLANTINGA

proposition that I was in the woods yester- which (relevant) evidential challenges are se-
day.) Of course we don’t so far know what rious? No. Suppose you are under the impres-
relevance is (we have only given it a name); sion that your friend Paul has been vacationing
and it is a monumentally nontrivial matter to on Cape Cod for the last couple of weeks, but
say what it consists in. you get postcards from him, all of which were
But perhaps we need not carry this discus- mailed from Grand Teton National Park; he
sion further for present purposes. Let’s pretend doesn’t say in the postcards where he is, but
that we know (at least roughly and to a zeroeth he does note the remarkably dry air, as well as
approximation) what relevance is. And say that the great differences between day and
a proposition Pis relevantly challenged when it nighttime temperatures. Then I think your
faces an epistemic challenge in which Q is a belief that he is vacationing at Cape Cod is
relevant datum and R a relevant alternative seriously challenged (a relevant alternative
hypothesis. Now many scientific hypotheses (at hypothesis being that he is vacationing in the
least on the most usual stories) get all or nearly Tetons). This is true even though the warrant
all of their epistemic probability from the fact for your belief that he was vacationing on the
that they account for the relevant data;* and a Cape didn’t arise as a result of its properly
proposition of that sort is heavily challenged explaining data of one kind or another. (You
indeed by a relevant evidential challenge. If I have a rather indistinct memory of his telling
discover that a belief of this sort is subject to you so.) So it isn’t just scientific hypotheses
an evidential challenge, then I do indeed have that can be called into question by virtue of
substantial evidence against it and a good prima facing a relevant evidential challenge. (What
facie reason to give it up. does seem more likely is that a relevant evi-
So what we have so far is that a proposition’s dential challenge is serious only if the chal-
being subject to a relevant evidential challenge lenged belief doesn’t have much warrant that
is serious evidence against it if it is a scientific comes from sources other than its explaining
hypothesis and is such that the evidence for it some body of data.)
is just the fact that it properly explains the data Well, then, what about theism? Suppose
in question and perhaps does so better than Draper is right: suppose the probability of O
any relevant alternative hypothesis. But (to re- on theism is much less than that of O on HI;
turn to Draper’s evidential challenge) it is an would that constitute a relevant evidential
enormous and in my opinion wholly false as- challenge? That depends on whether O is a
sumption to think that belief in God, or more relevant datum and HI a relevant alternative
broadly, the larger set of Christian (or Jewish hypothesis for theism. Since we don’t have
or Muslim) beliefs of which belief in God is a much of an idea of what relevance is, that
part, is, at any rate for most believes, relevantly question may be a little difficult. But let’s agree
like a scientific hypothesis. The evidence for that O is indeed relevant. What about HI?
these beliefs is not the fact (if it is a fact) that Here I have my doubts. HI is equivalent to
they properly explain some body of data. For the denial oftheism conjoined with the propo-
most believers, theistic belief is part of a larger sition that the nature and condition of sen-
whole, a Christian or Muslim or Jewish whole, tient beings isn’t due to the benevolent or
and is not accepted as anything like a scientific malevolent action of any other nonhuman
hypothesis. That is, it is not accepted as an ex- persons either. One doesn’t ordinarily think
planation of anything,* and its evidence does of the denial of ahypothesis as a relevant al-
not consist in the fact that it nicely explains ternative hypothesis; what about the denial of
some body of data. the hypothesis conjoined with something else?
But does this fact, crucially important as it But rather than pursue that question, suppose
is, deliver theism from Draper’s evidential we concede for purposes of argument that HI,
challenge? Is it ovly scientific hypotheses for like O, is relevant to theism. If so, then HI

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ON BEING EVIDENTIALLY CHALLENGED

and O meet the initial conditions for present- Hence C* is true if and only if
ing theism with a relevant evidential challenge;
what remains to be seen is (1) whether in fact (2) P(O1/HI) x P(O2/HI & O1) x
O is much more probable with respect to HI P(O3/HI & Ol & O2)
than with respect to theism, (2) whether, if it
is, there are other data much more probable is much greater than
with respect to theism than with respect to
HI, and (3) whether theism has much by way (3) P(Ol/theism) x P(O2/theism & O1) x
of warrant that doesn’t arise from its nicely P(O3/theism & Ol & O2).
explaining a body of data. Let’s begin with
the first of these questions. And Draper argues that (2) 7s much greater
than (3); he argues that the first and third
multiplicands of (2) are much greater than the
2.2 IsC True?
corresponding multiplicands of (3), and that
Draper restates C as C*: “the antecedent prob- the second multiplicand of (3) is greater (al-
ability of O is much greater on the assump- though not necessarily much greater) than the
tion that HI is true than on the assumption second multiplicand of (3).
that theism is true” and argues for it as fol- Before examining his argument, we must
lows. First, he introduces the notion of bio- first briefly note a couple of preliminaries. First,
logical usefulness. “a part of some goal-directed remember that a proposition has epistemic
organic system S is ‘biologically useful’ just in probability for a person S; we aren’t asking
case (i) it causally contributes to one of S’s whether, say, P(O1/HI) is much greater than
biological goals (or to one of the biological P(Ol/theism) simpliciter, but whether it is
goals of some other goal-directed organic sys- much greater with respect to a given epistemic
tem of which it is a part), and (ii) its doing so situation. (Since Draper claims that his argu-
is not biologically accidental.” Second, O ment presents an evidential problem for the-
(which, you recall, reports roughly what you ists, this would presumably be the epistemic
know about the pattern of pain and pleasure situation of a typical theist, or of most or many
among sentient creatures on earth) can be theists, or something of the sort.) Different
partitioned into three propositions, Ol, O2, people have different epistemic situations;
and O3: O1 states what O says about the pat- P(O1/HI) is different with respect to differ-
tern, with respect to moral agents of pain and ent situations; hence P(O1/HI) may be quite
pleasure that we know to be biologically use- different for you than for me. In order to sim-
ful; O2 states what O says about the distribu- plify matters, I shall conduct the discussion
tion, with respect to sentient beings that are relative to my own epistemic situation, al-
not moral agents, of pain and pleasure we though of course I am hoping it will be easy
know to be biologically useful; and O3 states enough to apply the results to your epistemic
what O says about the pattern with respect to situation.
sentient beings generally (moral agents or not) Second, when I ask what P(O1 /theism) is,
ofpain and pleasure we don’t know to be bio- I am not, of course, to say that it is unity, on
logically useful. O is logically equivalent to the grounds that I know O1 to be true. No
the conjunction of Ol with O2 and O83; but doubt I do know O1 to be true, but I am to
then (where /is any proposition) by the prob- estimate this probability, as Draper says, “in-
ability calculus, dependent of the observations and testimony
O reports,” and hence with respect to an
P(Ol & O2 & O3/h) = epistemic situation different from my own.
P(OL/h) x P(O2/h & Ol) x Which epistemic situation? Perhaps we can
P(O3/h & Ol & O2). make an initial stab as follows: suppose we

181
ALVIN PLANTINGA

assume, for purposes of carrying on the argu- know to be biologically useful. So the ques-
ment, that we can speak of one epistemic situ- tion is whether this pattern is very much more
ation’s being similar to another, and indeed probable, for me, on HI than on theism.
can compare degrees of likeness here, so that Draper thinks it is much more probable. Why
we can say of three epistemic situations A, B, so? Because (a) we know that human beings
and C that A is more similar to B than C is. are goal-directed organic systems; (b) this
Then perhaps we could add that the sort of leads us to expect that the distribution of pain
epistemic situation with respect to which Iam and pleasure among human beings would sys-
to evaluate the epistemic probability of O is tematically contribute to the achievement of
one that is, among epistemic situations that the organic goals of human beings; and (c)
do not include the belief that O1, maximally that is just what O1 shows. So the probability
similar to mine. This raises further problems: of O1 on HI is relatively high. But on theism
are there epistemic situations distinct from but things are quite different. That is because pain
maximally similar to mine? And which respects and pleasure have an evaluative or axiological
of similarity are to be weighted most heavily? dimension: pain is bad and pleasure is good.
Different weighings will result in very differ- Consequently, “we would have much less rea-
ent values for (O1/HI). But these are prob- son on theism than on HI to be surprised if it
lems with the whole notion of epistemic turned out that human pain and pleasure dif-
probability; we don’t have to solve all the fered from other parts of organic systems by
problems connected with that vexed notion not systematically contributing to the biologi-
before considering Draper’s argument. cal goals of those systems. hence, since Ol
Third, how shall I estimate P(O1/H1I), rela- reports that the pain and pleasure experienced
tive to my epistemic situation? I am a theist; by humans (who are moral agents) do con-
therefore I don’t believe HI, and in fact be- tribute in this way, P(O1/HI) is much greater
lieve that it is false. So of course I can’t just than P(O1/theism).”
add it to my epistemic situation and try to But is this really so? Suppose we look a bit
estimate P(O1/HI) with respect to the re- further. I agree that we shouldn’t be particu-
sult: that result would be a disgusting larly surprised, given theism, if pain and pleas-
hodgepodge. Following the previous sugges- ure did not systematically contribute to those
tion, perhaps we must ask what P(O1/HI) biological goals (and let’s suppose that the
would be relative to an epistemic situation that main relevant biological goals, as Draper seems
was maximally similar to mine among to think, are survival and reproduction). But
epistemic situations including HI. this is in large part because one doesn’t really
Returning to Draper’s argument: as we saw, know what to expect God to do. We would
he proposes to argue that (2) is much more of course expect that he would choose the best
probable than (3) by arguing that the first and alternative, if indeed there is a best, but we
third multiplicands of (2) are much greater don’t know nearly enough to know what that
than their counterparts in (3) and that the best alternative might be. So we wouldn’t be
second multiplicand of(2) is greater than that particularly surprised ifit turned out that pain
of (3). I shall consider only what he has to say and pleasure did not systematically contrib-
about the first and third multiplicands. ute to the goals of survival and reproduction.
But something similar seems to me to be
2.3. Is P(O1/HI) >! P(Ol/Theism)? true on HI. Consider an epistemic situation
that contains the belief that HI and is other-
O1, you recall, is a proposition reporting what wise as much like mine as possible: with re-
you (or I) know by way of observation and spect to such an epistemic situation it would
testimony about the pattern, with respect to not, I think, be at all overwhelmingly prob-
moral agents, of pain and pleasure that we able that pleasure and pain contribute system-

182
ON BEING EVIDENTIALLY CHALLENGED

atically to the organic goals of survival and people have been prepared to devote time,
reproduction on the parts of moral agents. energy, and material resources to the service
There are several reasons. For one thing, I of religious goals. Many have chosen lives of
am strongly inclined to believe that there are celibacy in the service of what they take to be
moral agents — angels and devils — who are sen- true religion; and some have been prepared
tient beings but for whom pleasure and pain to sacrifice their very lives to what they see as
don’t play much of a biological role at all. But its proper practice. Once more, these religious
of course the moral agents we know best are activities don’t seem to contribute to such
human beings, so suppose we stick to them. biological goals as reproduction and survival.
As Draper says, we do indeed know of many There are many other characteristically hu-
human phenomena that contribute to the or- man activities and phenomena that apparently
ganic goals of survival and reproduction; but do not (or do not apparently) contribute to
we also know of much that does not so con- those biological goals. Literature, poetry,
tribute, or prima facie does not so contribute, music, art, mathematics, logic, philosophy,
or at any rate is such that we do not know that nuclear physics, evolutionary biology, play,
it does so contribute. Thus, for example, mo- humor, exploration, and adventure — these are
rality plays an enormously important role in phenomena of enormous significance in hu-
human life; much of what it enjoins and much man life. Indeed they are among the most
of our response to what it enjoins doesn’t at all important and significant of all the things we
obviously contribute to the biological goals of human beings do. But again, they don’t seem
survival and reproduction. Many human be- in any direct way to contribute to survival and
ings display a powerful sense ofjustice and fierce reproduction.
determination to follow it where it leads; they So many of the most important human phe-
are willing to devote enormous time and en- nomena do not appear to contribute, in any
ergy and sometimes their very lives to trying systematic way, to these biological goals. Of
to right wrongs, defend the weak, uproot a course some urge a biological explanation of
wicked and unjust social system. On the face these phenomena: contrary to initial appear-
of it, most of this seems to have very little to ances, they say, they really do contribute to
do with contributing to such biological goals survival and reproduction; and therein lies
as survival and reproduction. their real significance. But most of these “ex-
Many human beings are also deeply altruis- planations” range from the dubious to the
tic: there are Mother Teresa and the little sis- preposterous. In any event, that is how they
ters of the poor; there are the Jesuit seem to me, and it is my epistemic situation
missionaries of the sixteenth century and the that is at issue here.
Methodist missionaries of the nineteenth; There are, then, many human phenomena,
there are enormous numbers of people who and indeed phenomena widely thought to be
have risked or given their lives to save others of the greatest significance, that do not, or
from accident, disease, and attack. Most of us, prima facie do not, or at any rate are not
in fact, display altruistic impulses; most of us known to contribute systematically to those
at one time or another are prepared to help biological goals. Therefore, with respect to my
others who need help, even at considerable epistemic situation and HI, it would not be
cost to ourselves. These are things people do; particularly surprising, so it seems to me, if
but they too seem to have little connection the distribution of human pleasure and pain
with survival and reproduction. did not contribute in this way to the biologi-
There is also religion. Being religious is a cal goals of survival and reproduction. Rela-
nearly universal human characteristic; it com- tive to my epistemic situation, P(O1/HI) does
mands great loyalty and devotion; over the not seem much greater, if greater at all, than
world and at all times past and present most P(O1 /theism).

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ALVIN PLANTINGA

2i43 As P(O3/HI @ OLE O02) > logical. Now Draper thinks “this is undeni-
! P(O3/Theism & OL & O2)? ably supported (though not entailed) by what
O3 reports.” But és it really supported? We
Well, why should we think so? Draper’s argu-
must note the enormous diversity and variety
ment is twofold. In the first place, on theism
of human pleasure and pain; much of it doesn’t
and Ol and O2, he says, it is probable that
seem to have any direct connection at all with
sentient creatures in general would be happy;
such biological goals as survival and reproduc-
on HI & O1 & O2 this is not so; and in fact
tion. Think again of the pleasure and pain,
they are not in general happy. Secondly,
the suffering and joy that go with morality
and religion, not to mention friendship, art,
we have, antecedently, much more reason on
science, music, literature, play, humor, and the
HI & O1 & O2 than on theism to believe that
the fundamental role ofpain and pleasure in our like. How much of the pleasure and pain that
world is a biological one and that the presence I experience in a day is biologically useful or
of biologically gratuitous pain and pleasure is significant? Maybe I dribble hot water on my
epiphenomenal, a biological accident resulting hand while trying to make tea: that pain is
from nature’s or an indifferent creator’s failure biologically useful, as is the pleasure of a good
to “fine tune” organic systems; meal, sexual pleasure, the satisfied glow fol-
lowing vigorous exercise, and perhaps (but
and, he adds, “this is undeniably supported also perhaps not) the pain and sadness upon
(though not entailed) by what O3 reports.” hearing of a friend’s serious and possibly fatal
Turn to the second reason first. The claim disease. But most of the pleasure and pain of
is that with respect to the theist’s epistemic my day isn’t like that.
situation, it is very likely on HI & Ol & O2 Take the pleasure first: there is enjoying the
that the fundamental role of pleasure and pain company of family and friends, amiable ban-
in our world is a biological one; on theism & ter with genial colleagues, a good laugh with
Ol & O2 this is not particularly likely. Now a friend, satisfaction in finishing a paper, de-
it isn’t entirely easy to evaluate this sugges- light in getting the first copies of a pair of
tion. HI is in the neighborhood of a disjunc- books I’ve been working on for years, delight
tion of naturalism with indifferent creationism, in some new accomplishment on the part of
the proposition that we have been created by one of my children (or students or friends),
one or more morally indifferent beings. I be- delight in a glorious spring day, satisfaction
lieve that on naturalism & Ol & O2 it is likely in noting that (after about eight years) the
that the fundamental role of pain and pleas- lilacs have finally decided to bloom, a gleam
ure in our world is biological, but I can’t see of malicious pleasure in seeing just how bad
that the same goes for indifferent creationism. some of the arguments against mind-body
And how are these — naturalism and indiffer- dualism really are, pleasure in hearing from
ent creationism — to be weighted? How would someone on e-mail, in anticipating an
they be weighted in an epistemic situation that upcoming rock-climbing trip (or remember-
contained the belief that HI but was other- ing one of twenty years ago), exalting in a bit
wise as much as possible like mine? Which of Mozart, satisfaction at working out a philo-
would be more probable, and how much more sophical problem, or in coming to new (for
probable? I really haven’t the faintest idea how me, anyway) insight, or in learning something
to answer those questions. interesting and important, delight in the sight
But let’s suppose for purposes of argument of someone or something beautiful, feeling,
that Draper is right: on HI and O1 and O2 during morning devotions, just a glimmer (sel-
but not on theism & O1 & O2 there is excel- dom more) of the Psalmist’s joy and delight
lent reason to believe that the fundamental in the Lord, feeling a wholly inadequate bit
role of pleasure and pain, in our world, is bio- of gratitude for God’s presence in my life and

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ON BEING EVIDENTIALLY CHALLENGED

for the splendid offer of grace to me and those tress at feeling stupid when I can’t understand
I love and others, sometimes feeling just a bit something that I’m pretty sure makes good
of that ultimate safety, that knowledge that sense, and so on.
nothing can go really wrong, finally and irre- None ofthis seems at all directly connected
trievably wrong, for God’s children in God’s with the satisfaction of those biological goals.
world. In fact the vast bulk of pleasure and pain in
On the other side, there is fear that I’ll once my life seems to have little connection with
more make an ass of myself in an upcoming those goals; and I suspect the same goes for
sticky situation, embarrassment at some fool- others. Again, some people will argue that in
ish or ill-conceived thing I’ve said, pique or fact the pleasure and pain that go with these
disappointment or sorrow over something I’ve things zs biologically useful; but again, most
done wrong, something I’ve failed at, some- of these arguments seem at best doubtful and
thing where I should have known better (or at worst plainly foolish. Perhaps we can say,
worse (contrary to Socrates), where I knew with Draper, that it isn’t known that these
better but did it anyway), a bit of sorrow for don’t have a biological explanation; but of
sins that seem to stick to me like glue decade course it is also not known that they do. Fur-
after decade, sardonic disappointment when thermore, it is my epistemic situation that is
I come to see the devious and subtle way in at issue; I don’t in fact believe that these pleas-
which I have once more deceived myself (and ures and pains do have a biological explana-
others) trying to make myself look good, sor- tion, and think it rather unlikely that they do.
row and disappointment that I don’t make So (contrary to Draper) I do not think that
more progress on the tough road of sanctifi- what O3 reports at all strongly supports (with
cation, worry that I’ll never get to finish the respect to my epistemic situation) the claim
books and projects I have in mind, a pang of that the fundamental role of pleasure and pain
real fear when I think of old age and what it (at least in the lives of human beings) is bio-
brings, anger and sorrow over my father’s logical. T/is reason for thinking P(O3/(HI
more than half a century of suffering from & Ol & O2)) much greater than P(O3/(the-
manic depressive psychosis (why the hell ism & Ol & O2)), therefore, seems to me
should he have to suffer like that for so long? mistaken.
what can that possibly be good for?), pain Suppose we turn now to Draper’s other rea-
when I think of my children’s sorrow and sad- son for thinking P(O3/(HI & O1 & O2))
ness because of the handicaps of their chil- much greater than P(O3/(theism & O1 &
dren, anger upon hearing of a fresh atrocity O2)): this is the claim that sentient creatures
in former Yugoslavia, or Los Angeles, disgust are not in general happy, while on theism &
that I can’t seem to control my appetite, in- Ol & O2, but not on HI & Ol & O2, we
cipient fury upon reading of yet another case would expect them to be so. Now first, it isn’t
of horrifying child abuse (I’d like to get a base- easy to be at all sure whether or not sentient
ball bat and show that bastard what it feels creatures are in general happy: how would we
like to be abused!), mixed sorrow and anger know a thing like that? We don’t know nearly
when J hear of another person whose impor- enough about the inner lives of nonhuman
tant work in God’s kingdom has been de- creatures. (We do have such expressions as
stroyed or compromised by some sexual or “Happy as a clam,” and “Snug as a bug in a
other wrongdoing, a pang of envy when one rug,” but what do we really know here? How
of my friends does something terrific, some- happy is your average housefly?) We do bet-
thing I wish I’d done, followed by a prick of ter with other human beings; but even here
conscience and a pang of guilt for being envi- our knowledge of the interior lives of others
ous instead of delighted, frustration that I is at best fragmentary and crude. What seems
can’t get something properly figured out, dis- fairly clear is that most of us display a com-

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ALVIN PLANTINGA

plex mixture of joy and sorrow; we are happy ation. But aren’t these beliefs connected with
part of the time and unhappy part of the time; theism in such a way that I wouldn’t hold them
for many of us, sorrow predominates, but for if |were not a theist? Perhaps; but exactly how
others joy or contentment is uppermost; and is that relevant? Before turning to this very
most of us, I suppose, think our lives on bal- important congeries of questions, however, I
ance happy enough so that we have little in- want to consider a defeater for the prima facie
terest in terminating them. So I can’t rely at reason Draper thinks he’s offered for reject-
all heavily on the suggestion that sentient be- ing theistic belief.
ings are mostly unhappy.
But what is really interesting here is the
claim that on theism & Ol & O2 (with re- 3 Other Evidence
spect to the theist’s epistemic situation) it is
probable that most sentient creatures would It is far from obvious, so I’ve argued, that
be happy. Is this really true? Perhaps this is so P(O/theism) is much higher, with respect to
with respect to the epistemic situation of the theist’s epistemic situation, than P(O/HI).
someone who is an austere theist: someone As a matter of fact, there is little difference,
who is a theist, that is, but does not accept particularly in view of the rest of what most
any ofthe additional beliefs that characterize theists believe. (I realize there is a promissory
Christians, Jews, Muslims, and most other note to discharge here.) But I believe there is
theists. But of course the vast majority of the- also other evidence here, other evidence of
ists are not austere theists. And many, per- the very sort Draper calls attention to. This
haps most, theists take it as part of their evidence supports theism as opposed to HI
background information that our world is a (and indeed outweighs the evidence, if any,
fallen world. Human beings, and perhaps oth- provided by Draper’s evidential challenge).
ers among God’s rational and moral creatures, The evidence in question consists of proposi-
have sinned; as a result our world is fallen, tions I believe that are far more probable on
broken, in need of restoration; and human theism than on HI (if we like, we could think
beings and perhaps other sentient creatures of them as evidential challenges to HI). I
are in need of repentance, reconciliation, sal- mention just a couple of these, because I am
vation. Given this, however, we shouldn’t re- out of space; there is of course vastly more to
ally expect that human beings and other be said.
sentient creatures would be happy in their First, what precisely is it that O reports?
earthly lives. Part of my epistemic situation is Well, it reports the distribution of pain and
the belief that the world is indeed fallen. pleasure (with respect to all sentient beings)
Hence it isn’t true, so far as I can see, that that I have myself observed, together with
relative to my epistemic situation, the prob- what I know or believe by testimony — what
ability of most sentient creatures’ being happy other people tell me, what I read in the news-
is high with respect to theism & O1 & O2; papers or in textbooks in various areas of bi-
furthermore it is doubtful that it is higher on ology, etc. But of course what I learn in this
theism & Ol & O2 than on HI& Ol & O2. way isn’t nearly all that I believe about the
But am I not somehow begging the ques- pattern of pain and pleasure. For I also be-
tion by bringing in these other religious be- lieve in eternal life. The precise contours of
liefs, such as that God’s creatures have fallen this are certainly obscure, but it includes an
into sin? Well, why so? Can’t I use all that I eternity of bliss for enormous numbers of
believe in this context? The question is how God’s creatures. If it also includes separation
these probabilities stand with respect to my from God and accompanying sorrow and
epistemic situation; the belief that the world emptiness for others, that will be so only if it
is fallen is certainly part of that epistemic situ- is in accord both with divine justice and with

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ON BEING EVIDENTIALLY CHALLENGED

divine love. Call the whole pain-and-pleasure evidence for it is theism or my evidence for
pattern I accept “O+”: O+ includes or entails theism — and then proposed that as
O and a great deal more. Still further, O+ is counterevidence. That would be dialectically
vastly more probable, epistemically speaking, reprehensible, because this “evidence” would
on theism than on HI. That is, the whole pat- be relevant and usable only if it did not suffer
tern of pleasure and pain that I think the world from the same deficiency that Draper proposes
displays is much more probable on theism than to pin on my theistic belief. But if its only
on HI. Furthermore, O+ isn’t just any old warrant just zs my theism, or my warrant for
proposition; it is one that entails (and is not my theism, then if my theism suffers from that
entailed by) O. This is important; what it deficiency, so does this “evidence.” To
means is that any evidence offered against the- procced in this way would be to ignore Drap-
ism by the fact (as for purposes of argument er’s claim, or assume that it is false.
we are temporarily conceding) that O is more Of course I didn’t deduce these things from
probable on HI than on theism is outweighed theism; the latter doesn’t entail these more
by the fact that O+ is more probable on the- specifically Christian beliefs. Still, let’s con-
ism than on HI. cede, for the moment, that the Christian be-
There is much else I believe that is vastly liefs are rational, for me, only if theism is.
more probable on theism than on HI. I be-
lieve that human beings have fallen into sin
but can achieve salvation and eternal life 4 Nonpropositional Evidence
through Jesus Christ, who suffered and died
as a propitiation for our sins. These things are What we have been thinking about so far, of
not logically incompatible with HI, but they course, is propositional evidence for and against
certainly seem vastly less probable with respect theism, evidence from other things the theist
to it than with respect to theism. believes. And so far as propositional evidence
“But,” comes the rejoinder, “isn’t there goes, it seems to me that theism, with respect
something question-begging or dialectically to my epistemic situation, does at least as well
deficient in appealing in this context to such as HI — at any rate if the theist can properly
beliefs as that ours is a fallen world, or O+, or appeal to such other things he believes as O+,
to such specifically Christian beliefs as those the fall into sin of some of God’s rational crea-
of Incarnation and Atonement? This is circu- tures, the Atonement, and the like. Some of
lar; or if it isn’t circular, then at least it has the these things entail theism; others don’t, but
form of a closed curve in space (as Quine says are such that they would be epistemically prob-
in another connection). For surely you able for a person only if theism were probable
wouldn’t believe these things if you didn’t for that person. But can the theist properly
believe theism.” Perhaps that is so; but how is appeal to these beliefs in responding to Drap-
it relevant? Well, perhaps as follows. The whole er’s challenge? Well, why not? Take the ones
point of Draper’s argument is to try to show that entail theism: Draper points out that they
that the theist who doesn’t have other evi- won’t be any more epistemically probable, for
dence — evidence that counterbalances or out- a theist, than theism itself; so a challenge to
weighs the evidence against theism provided theism is also a challenge to them. This is cor-
by the fact (as we are assuming) that O is more rect; but of course it is also true that theism
likely on HI than on theism — holds irrational won’t be any /ess epistemically probable, for
views or in some related way suffers from some the theist, than they are; so any epistemic prob-
epistemic deficiency. He therefore offers what ability they have will be transferred to theism
he takes to be some evidence against theism. itself. The same is true for those Christian
Now suppose I replied by deducing something doctrines I’ve cited that do not entail theism:
from theism — something such that my only they can contribute to the epistemic probabil-

187
ALVIN PLANTINGA

ity of theism, as we have seen, by way of be- be expected to do. I read the Bible; I find
ing such that they are much more probable, myself enthusiastically assenting to the good
on theism, than on HI or other propositions news of the Gospel; am I doing my epistemic
incompatible with theism. Now all of this per- best? This is a complicated question; my
tains to propositional evidence for and against “epistemic best” depends among other things
theism; but the most important question here, on the rest of what I believe. But, if I have
I think, concerns the nonpropositional evi- carefully considered the objections to what I
dence, if any, for and against both theism and believe, and (finding them wanting) am still
those other Christian beliefs. Is there convinced, what more can I do? (I believe that
nonpropositional evidence for or against the- I am a substance that endures, lasts through
ism? And consider those other Christian be- time; if I carefully consider Parfittian objec-
liefs: is there nonpropositional evidence for tions but am still convinced, what more can I
and against them? To translate this question do?) I think about some of the great evils the
into Draper’s framework: are there world regularly displays: famine, flood, pesti-
nonpropositional features of my epistemic situ- lence, starvation, warfare, the horrifying ways
ation that confer epistemic probability, for me, in which human beings sometimes treat each
on theism and other Christian beliefs, or on other; I may be moved to ask myself whether
their denials? God really does love us. But then I think of
I have run out of space and shall have to be the Incarnation and Atonement (I don’t know
ridiculously brief and dogmatic. I find myself why God permits all this evil, but He is him-
with belief in God; I also hold such beliefs as self willing to suffer unthinkable agony to give
that human beings have fallen into sin, that us a way out); and the doubts may disappear.
God was in Christ, reconciling the world to Am I not doing my epistemic best here? What
himself, and that we can receive the benefit of more am I supposed to do?
that reconciliation by faith. So far as I can see, The other question is external. It is really
I don’t believe these propositions on the evi- the question of warrant: the question whether
dential basis of other propositions I believe, my beliefs have that quality or quantity enough
although, of course, they form part of a con- of which is sufficient, along with truth, to
nected and coherent network of beliefs. Now, guarantee knowledge. What is that quality?
are these beliefs epistemically rational relative As I see the matter, one of my beliefs has war-
to my epistemic situation? According to Drap- rant just if it is produced by cognitive facul-
er’s conception of epistemic probability, that ties functioning properly in an appropriate
depends on whether a fully rational person in cognitive environment according to a design
my epistemic situation would accept them. plan successfully aimed at truth.° (There are
Well, would she? of course other views as to what warrant is,
Here I think there are at least two ques- but what follows will hold for most of them.)
tions, an internal question and an external Now, does my belief, e.g. that Jesus Christ is
question. The first question is whether I am the divine son of God who became incarnate,
rational in holding my beliefs in the sense in suffered and died, and rose again to enable us
which whether for all I can tell from the in- to have life — does this belief have warrant?
side, so to speak, my beliefs meet the appro- Well, it does, if there is such a thing as the
priate internal standards — whether I am within internal testimony of the Holy Spirit, which
my intellectual rights in believing as I do, enables Christians to grasp, understand, and
whether I have properly taken account of other believe what the Lord proposes to teach us in
things I know, whether I have paid proper the Scriptures — and if the proposition in ques-
attention to objections and to what others say tion is one of the ones the Holy Spirit thus
~— whether, in a word (or two), I have done enables us to know. And what about my be-
my epistemic best, or at least as well as I can lief that there is such a person as God? Does

188
ON BEING EVIDENTIALLY CHALLENGED

this have warrant, i.e. warrant it gets independ- extirpate the incoherence not by rejecting the-
ently of being accepted on the evidential ba- ism but by rejecting some ofthe other beliefs
sis of other propositions I believe? Again, it involved — O itself, for example. Here it may
does, if there is such a thing as the Sensus be protested that we know O, so that it is not
Divinitatis of which Calvin speaks, and ifthis a good candidate for rejection. This brings us
belief of mine is a result of the working of to a wholly different set of topics and ques-
that faculty (and not, as Freud suggests, a re- tions, questions and topics that take us be-
sult of wishful thinking or some other source yond coherence into the neighborhood of
of neurotic belief). warrant. I believe these are the more impor-
But zs there such a thing as the Internal tant questions here. The more important ques-
Testimony of the Holy Spirit, and zsthere such tions have to do not with whether my belief
a thing as the Sensus Divinitatis And do they in God is coherent with my other beliefs but
teach us what Christians take them to teach? with whether my belief in God has warrant,
These are the important questions; but they warrant of its own, so to speak, warrant that it
take us well beyond epistemology into meta- doesn’t get by being appropriately related to
physics, or religion, or theology, or all three. the other propositions I believe. This ques-
To determine whether there is nonpropos- tion, however, takes us well beyond our
itional warrant for Christian and theistic be- present set of questions; it takes us from epis-
lief, we have to determine whether Christian temology into metaphysics.
and theistic beliefs are true; the question
whether there is nonpropositional evidence for
Notes
these propositions is not theologically or reli-
giously neutral. 1 Paul Draper, “Pain and Pleasure: An Eviden-
By way of conclusion: I think we can see tial Problem for Theists” [see Reading 20,
that the issues to which Draper directs our above].
attention are fundamentally issues of coher- 2 For a fuller account of a closely related no-
tion, that of epistemic conditional probabil-
ence; they have to do with relationships among
ity, see chs 8 and 9 of my Warrant and Proper
the propositions theists typically believe. Drap-
Function (New York: Oxford University Press,
er’s claim, from this perspective, is that the 1993)
typical theist’s set of beliefs is in a certain way 3 Paul Draper, “Probabilistic Arguments from
incoherent: there are probabilistic relations Evil,” Religious Studies (1993).
among them of such a sort as to make her 4 This really isn’t exactly right. Special Relativ-
beliefs unstable. Draper claims this gives her a ity, for example, gets its warrant for me not
reason for rejecting her belief in God. I’ve from the fact that it properly accounts for those
argued that Draper’s claims here are probably data but from the fact that I have been told
mistaken: if we take into account all that a and believe that it does; but trying to put the
typical theist believes, including (in the case matter more accurately would take us too far
afield. See my Warrant and Proper Function,
of Christian theists) beliefs about sin, Incar-
ch. 4.
nation, Atonement, eternal life, and the like,
5 See my “Is Theism Really a Miracle?” Faith
the alleged incoherence seems to disappear. and Philosophy, 3 (1986).
Of course a theist who concurred with 6 For a development and explanation of this
Draper, agreeing that the alleged incoherence enigmatic pronouncement, see my Warrant
is real, has options. Draper says she has a rea- and Proper Function, chs | and 2.
son to reject beliefin God; but she could also

189
Theodicies

22 From Theodicy in Islamic Thought*

Al-Ghazali

... [One must] believe with utter certainty in nor would it raise a speck of dust or lower a
which speck of dust; (their arrangement) would not
there is neither weakness nor doubt that if ward off sickness or fault or defect or poverty
God had created all creatures with the or injury from one so afflicted, and it would not
intelligence remove health or perfection or wealth or
of the most intelligent among them and the advantage (30)
knowledge of the most learned among from one so favored.
them; and (5)
if He had created for them all the knowledge But if people directed their gaze and considered
their souls could sustain and had poured out steadfastly everything that God has created in
upon them wisdom ofindescribable extent; then, heaven and earth, they would see neither
had He given each one of them the knowledge, discrepancy
wisdom, and intelligence of them all,and (10) nor rift. (35)
revealed to them the consequences of things
and taught them the mysteries of the Everything which God apportions to man,
transcendent such as
world and acquainted them with the subtleties sustenance, life-span, pleasure and pain, capacity
of divine favor and the mysteries of final and incapacity, belief and disbelief, obedience
punishments, until they were made well and sin, is all of it sheer justice, with no in-justice
aware (15) in it; and pure right, with no wronginit. (40)
of good and evil, benefit and harm; then, if
He had ordered them to arrange this world and Indeed, it is according to the necessarily right
the transcendent world in terms of the order, in accord with what must be and as it must
knowledge be and in the measure in which it must be; and
and wisdom they had received, (even then) there is not in possibility anything whatever more
that act of arrangement on the part of all of (20) excellent, more perfect, and more complete
them, helping each other and working in concert, than it. (45)
would not make it necessary to add to the way in
which God has arranged creation in this world
For if there were and He had withheld it, having
and
power to create it but not deigning to do so, this
the next by (so much as) a gnat’s wing, nor to
would be miserliness contrary to the divine
subtract from it (by so much as) a gnat’s
generosity
wing; (25)
and injustice contrary to the divine justice.
But if He were not able, it would be
* From Theodicy in Islamic Thought: the Dispute over incapability (50)
Al-Ghazali’s “Best of All Possible Worlds,” ed. Eric contrary to divinity.
Ormsby (Princeton, N.J.: Princeton University Press,
1984), pp. 38-41. Reprinted with permission. Indeed, all poverty and loss in this world is a

190
FROM THEODICY IN ISLAMIC THOUGHT

diminution in this world but an increase in the ransoming the perfect through the imperfect, so
next. Every lack in the next world in relation to too the matter of the discrepancy which
one individual is a boon in relation to exists (80)
someone (55) among people in their portion in this world and
else. For were it not for night, the value of day the next. That is all justice, without any wrong;
would be unknown. Were it not for illness, the and right in which there is no caprice.
healthy would not enjoy health. Were it not for
hell, the blessed in paradise would not know the Now this is a vast and deep sea with wide shores
extent of their blessedness. In the same way, and tossed by billows. In extent it is
the (60) comparable (85)
lives of animals serve as ransom for human souls; to the sea of God’s unity. Whole groups of the
and the power to kill them which is given to inept drown in it without realizing that it is an
humans arcane matter which only the knowing
is no injustice. comprehend.
Behind this sea is the mystery of predestination
Indeed, giving precedence to the perfect over where the many wander in perplexity and
the imperfect is justice itself. So too is (65) which (90)
heaping favors on the inhabitants of paradise those who have been illuminated are forbidden
by increasing the punishment of the inhabitants to divulge.
of hell. The ransom of the faithful by means of
the unfaithful is justice itself. The gist is that good and evil are foreordained.
What is foreordained comes necessarily to be
As long as the imperfect is not created, the (70) after
perfect will remain unknown. If beasts had not a prior act of divine volition. No one can
been created, the dignity of man would not be rebel (95)
manifest. The perfect and the imperfect are against God’s judgement; no one can appeal His
correlated. Divine generosity and wisdom require decree and command. Rather, everything small
the simultaneous creation of the perfect and
and (75) large is written and comes to be in a known and
the imperfect. expected
measure. “What strikes you was not there to
Just as the amputation of a gangrenous hand in miss you; what misses you was not there to strike
order to preserve life is justice, since it involves you.”

191
SAADYA GAON

23 From the Book of Doctrines and Beltefs*

Saadya Gaon

2 The Freedom of the Will arise only after the act, man would have the
power to take back an act which he had al-
Having explained the way in which we should ready performed. This is absurd, and the other
approach these questions relating to the Jus- alternative which we mentioned before is like-
tice of God, I say this: It accords with the jus- wise absurd. It, therefore, follows that man’s
tice of the Creator and His mercy towards man power to act must exist before his action so
that He should have granted him the power that, by his power, he may be able perfectly
and ability to do what He commanded him to fulfil the commandment of his Lord and
to do, and to refrain from what He forbade God.
him to do. This is established by Reason and I deem it important to make clear that in
by Scripture. By Reason, because the Wise will the same way as a man’s action is a positive
not insist that a person should do a thing act, his abstention from a certain action is like-
which lies beyond his ability and strength; by wise a positive act, for by abstaining from that
Scripture, as it says, ‘O My people, what have action he does, in fact, the opposite of it. This
I done unto thee? and wherein have I wearied is not the case with the Creator (be He ex-
thee? Testify against Me’ (Micah 6: 3). alted and glorified), whose abstention from
Furthermore, it is said in Scripture, “They creating things is not an act. For if He ab-
that wait for the Lord shall renew their stains from creating the substances and their
strength’ (Isa. 40.31); moreover, ‘Keep qualities, it is something to which there exists
silence before Me, O Islands, and let the no opposite, whereas man, whenever he ab-
peoples renew their strength’ (Isaiah 41:1), stains from doing one thing, actually chooses
and ‘... When the morning is light, they the opposite since his action concerns acci-
execute it, because it is in the power of their dents only: if he does not love, he hates; if he
hand’ (Micah 2:1). is not favourably disposed, he is angry; there
I also found that the ability to act must nec- is no intermediate position between these.!
essarily exist before the act, so as to give man Thus Scripture says, “Therefore shall ye keep
the free choice of either acting or abstaining My charge, that ye do not any of these abomi-
from the act. For if the ability to act came nable customs, which were done before you’
into existence only at the moment of the act (Leviticus 18:30), and furthermore, ‘Yea, they
and were co-existent with it, the two would do not unrighteousness; they walk in His ways
be either mutually interdependent or neither (Psalm 119:3).
of them would be the cause of the other. If, I must further explain that man does not
on the other hand, the ability to act were to perform any action unless he chooses to do it,
since it is impossible for one to act if he has
* From Saadya Gaon, Book of Doctrines and Beliefs,
no free will or fails to exercise his free will.
ed. Alexander Altmann, in Three Jewish Philosophers The fact that the Law does not prescribe pun-
(New York: Meridian Books, 1960), pp. 118-23. Re- ishment for one who commits an illicit act
printed with permission. unintentionally is not because he has no free

ie
FROM THE BOOK OF DOCTRINES AND BELIEFS

will, but because of his ignorance of the cause the other that he may destroy, it is his duty to
and effect of his particular action. Thus, we pay wages to both. Moreover, it is impossible
say of one who killed a person unintention- to assume that man acts under compulsion,
ally that, for instance, the hewing of the wood for if this were the case, he would have to be
was done intentionally and with his free will, excused since one knows that man is unable
whereas his failure to prevent the accident was to prevail against the power of God, and if
unintentional.* Or to quote the case of one theinfidel offered the excuse that it was not
who has desecrated the Sabbath,* the gather- within his power to believe in God, it would
ing of the sticks may have been intentional, be necessary to consider him as justified and
but the person forgot that that particular day to accept his excuse.
was the Sabbath. As to the proofs based on Scripture, we have
Having dealt with all these points, I main- already mentioned the verse, ‘Therefore
tain further that the Creator (be He exalted) choose life’ (Deuteronomy 30:19). The sin-
does not allow His power to interfere in the ners are told, “This has been of your doing;
least with the actions of men, nor does He will He accept any of your persons?’ (Malachi
compel them to be either obedient or disobe- 1:9). Moreover, the Creator explains clearly
dient. I have proofs for this doctrine founded that He is innocent with regard to their sins,
on sense perception, Reason, Scripture and as He says, ‘Woe to the rebellious children,
Tradition. saith the Lord, that take counsel, but not of
In regard to sense perception, I have found Me’ (Isaiah 30:1). He makes it clear that He
that a man observes from his own experience is innocent with regard to the doings of the
that he has the power to speak and to be si- false prophets, saying ‘I have not sent these
lent, the power to seize a thing and to aban- prophets, yet they ran; I have not spoken to
don it; he does not notice any other force that them, yet they prophesied’ (Jeremiah 23:21),
would hinder him in any way from exercising and other similar pronouncements.
his will-power. The simple truth is that he di- As to the proofs based on Tradition, our
rects the impulses ofhis nature by his Reason, ancient Teachers have told us, ‘Everything lies
and if he follows the bidding of Reason, he is in the hands of God except the fear of God,
prudent, if he does not, he is a fool. as it says, “And now, Israel, what doth the
As to the proof based on Reason, our pre- Lord Thy God require of thee, but to fear the
vious arguments have already shown how un- Lord Thy God” ’ (Deuteronomy 10:12).
tenable is the idea that one action can be
attributed to two agents. Now one who
thinks that the Creator (be He exalted and
glorified) interferes with the actions of men, 3 Providence and Free Will
does in fact ascribe one single action to God
and Man together. Furthermore, if God used All this explanation brings me to the follow-
compulsion against man, there would be no ing question, which will no doubt be asked:
sense in His giving him commandments and ‘If what you have said is true, viz. that the will
prohibitions. Moreover, if He compelled him of God has no share in the disobedience of
to do a certain action, it would be inadmissi- those who disobey Him, how is it possible that
ble to punish him for it. In addition, if men there should exist in His world anything which
acted under compulsion, it would be neces- does not find His approval, or to which He
sary to mete out reward to believers and infi- does not give His consent?”* The answer to
dels alike, since each of them did only what this is not far to seek. It is this: we regard it as
he was ordered to do. If awise man employs strange that a wise man should tolerate within
two workmen, the one that he may build, and the realm of his power anything which is un-

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SAADYA GAON

desirable from his point of view, and to which person to be silent?? we answer quite simply
he cannot give his consent. This is intelligible that if that person was to keep silent instead
in the case of ahuman being since he dreads of speaking we should have said in our origi-
those things which cause him harm, but our nal statement that God knew that this man
Lord does not dread disobedience on account would be silent, and we were not entitled to
of Himself, since it is impossible to assume state that God knew that this person would
that any sort of accident should affect Him. speak. For God knows man’s ultimate action
He abhors disobedience for our own sakes such as it will be whether sooner or later after
because it has a harmful effect on us. For if we all his planning; it is exactly the thing God
sin against Him and fail to acknowledge His knows, as is said, ‘The Lord knoweth the
Truth, we act foolishly, and if we sin against thoughts of man’ (Psalm 94:11), and further-
each other, we endanger our lives and posi- more, ‘For I know their inclination how they
tions. Since this is quite clear and manifest it do even now’ (Deuteronomy 31:21).
is not strange that there should exist in His I found people who asked on this point:
world things which we consider to be strange. “How can it be reconciled with God’s wisdom
When He explains to us that He abhors cer- that He gives commandments and prohibi-
tain things, He does so for our own sakes in tions to the righteous knowing as He does
His way of mercy, as He made it clear in Scrip- that they will always obey Him? I found there
ture by saying, ‘Do they provoke Me? saith are four ways of answering this question. (1)
the Lord; do they not provoke themselves, to The commandments were given in order to
the confusion of their own faces?’ (Jeremiah inform man what God desired of him; (2) in
TAD). order that man’s reward should be complete,
Perhaps, someone will ask further: ‘If God for if he acted in conformity to God’s will
knows that which is going to be before it without being commanded to do so, he would
comes into being, He knows in advance if a have no claim to reward; (3) if it were proper
certain person will disobey Him; now that for God to bestow reward upon man for some-
person must by necessity disobey God, for thing concerning which He did not command
otherwise God’s foreknowledge would not him, it would be equally proper to punish him
prove to be correct.’ The fallacy underlying for something concerning which he issued no
this question is even more evident than that prohibition. This, however, would be unjust;
underlying the previous one. It is this: He who (4) the commandments were given in order
makes this assertion has no proof that the to enjoin, for a second time, through the
knowledge of the Creator concerning things prophet, the commandments which are al-
is the cause of their existence. He merely im- ready established by Reason so that man, be-
agines this to be so, or chooses to believe it. ing warned and well prepared, should be
The fallacy of this assumption becomes quite particularly careful to perform them, as it says,
clear when we consider that, if God’s knowl- ‘If Thou warn the righteous man, that the
edge of things were the cause of their exist- righteous sin not, he shall surely live, because
ence, they would have existed from eternity, he took warning’ (Ezekiel 3:21)....
since God’s knowledge of them is eternal. We
do, however, believe that God knows things
as they exist in reality, i.e. of those things which
He creates, He knows in advance that He is
going to create them, and of those things Notes
which are subject to man’s free will He knows 1 Saadya distinguishes between God’s and man’s
in advance that man is going to choose them. actions: God acts by creating the substances,
Should one object, ‘If God knows that a cer- and when He does not create He does not act
tain person will speak, is it possible for that at all. Man, who is incapable of creative activ-

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MAGNITUDE, DURATION, DISTRIBUTION OF EVIL

ity, only acts by producing accidental condi- interference with man’s freedom must not be
tions. He, therefore, is acting even if he ab- understood as an act in analogy with man’s
stains from an explicit act: if he fails to love, abstention from acting, but as absolute pas-
he hates, etc. Saadya introduced this distinc- sivity. Thus, man’s freedom is completely as-
tion first in connection with the problem of sured.
Creation in chapter I. There he points out 2 Cf. Deuteronomy 19:1-3.
that before God created the world He did w Cf. Numbers 15:32-6.
not act at all. In this chapter Saadya wishes to 4 Mu’tazilite theology formulates the above
make clear (a) that man’s freedom of the will problem as follows: ‘whether God has power
(‘his ability to act’) is present both in his ac- over the evil deeds and injustices’.
tion and abstention from action, since even
his passivity has the positive character of an
act; (b) that, on the other hand, God’s non-

24 The Magnitude, Duration, and Distribution of


Evil:.a Theodicy*

Peter van Inwagen


In his work on the problem of evil, Alvin have heard him say that to give a theodicy is
Plantinga has made a useful distinction be- “presumptuous.” I propose, nevertheless, to
tween “giving a theodicy” and “giving a offer a theodicy. I propose to explain God’s
defense.” To give a theodicy is to “answer in ways — or at least to offer a partial and specu-
some detail the question ‘What is the source lative explanation of those ways. I am suffi-
of the evil we find, and why does God permit ciently sensitive to the merits of Plantinga’s
it?’ ”! To give a defense is to construct a story charge of presumption, however, to wish to
according to which both God and evil exist say something in response to it. I will make
and to attempt to show that this story is “pos- three points.
sible in the broadly logical sense.”* The pur-
pose of giving a theodicy is “to justify the ways (1) Ido not claim that the theodicy I shall
of God to men.” The purpose of giving a offer is comprehensive. That is, while I shall
defense is, in the first instance, to show that ascribe to God certain reasons for allowing
the coexistence of God and evil is possible. evil to exist, I do not claim to give all of His
(In the first instance. But one might have fur- reasons, or even to claim that the reasons I
ther projects in mind — such as the project of shall give are His most important reasons. For
showing that the existence of God is not im- all I know, God has reasons for allowing evil
probable on some body of evidence that in- to exist that no human being could under-
cludes a description of the amounts and kinds stand; perhaps, indeed, He has hundreds of
of evil that actually exist.) perfectly good reasons that no possible crea-
Plantinga is rather down on theodicies. I ture could understand. What I claim for the
theodicy presented in this essay is this: it al-
* From Philosophical Topics, 16:2 (1988), pp. 161-87. leges a reason, or an interconnected set of rea-
Reprinted with permission. sons, that God has for allowing evil — of the

195
PETER VAN INWAGEN

amounts and kinds we observe — to come to tells a story about God and evil must either
be and to continue; if these were the only rea- claim to know this story to be true or else claim
sons God had for permitting evil, they would only that it is possible in the broadly logical
by themselves justify this permission. sense. And I think that if one does put for-
ward an admittedly speculative but (or so one
(2) The theodicy I shall present is not in any believes) plausible account of God’s reasons
large part my own invention. I do not claim for allowing the existence of evil, one is not
to be the first human being in history to have abusing language if one describes one’s offer-
fathomed God’s purposes. Nor do I claim to ing as a theodicy.
be the recipient of a special revelation from These three points, it seems to me, are suf-
God: I do not claim to be a prophet whom ficient to disarm the charge of presumption.
God has charged with the task of disseminat-
ing an explanation of His ways. The method
of this essay is simply philosophical reflection
on the data of Christian revelation — or, more
exactly, on what one tradition holds (in my It is generally, but not universally, conceded
view, correctly) to be the data of Christian by Christians that the existence of evil has
revelation. (Those who do not share my alle- something to do with free will. The theodicy
giance to these data may wish to regard this I shall present is of the “free will” type. That
essay as providing one more defense, in is to say, it proceeds by extending and elabo-
Plantinga’s sense.) rating the following story:

(3) Inso far as anything in this essay is origi- God made the world and it was very good. An
nal, it is speculative. I do not claim that what important part of its goodness was that it con-
is unique to this essay has any authority over tained creatures made in His own image — that
those who accept the data of Christian revela- is, created beings capable of understanding (to
tion referred to above. But I claim more for some degree) their own nature and their place
these speculations than that they are “possi- in the scheme ofthings entire; creatures, moreo-
ble in the broadly logical sense.” I offer them ver, that were fit to be loved by God and to
as consonant with and a plausible elaboration love Him in return and to love one another.
But love implies freedom: for A to love Bis for
of the data of Christian revelation. (This, by
A freely to choose to be united to Bin a certain
the way, could not be claimed for them if they
way. Now even an omnipotent being cannot
contained any element that was improbable
ensure that some other being freely choose x over
on the known facts of science and history. I y. For God to create beings capable of loving
therefore explicitly claim that no proposition Him, therefore, it was necessary for Him to take
contained in the theodicy presented in this a risk: to risk the possibility that the beings He
essay is improbable on the whole set ofpropo- created would freely choose to withhold their
sitions endorsed by the special sciences.) One love from Him.
might object that someone who offers a To love God and to desire to submit to His
theodicy in such a tentative fashion as this is will are very closely related — at least as closely
not really “giving a theodicy” in Plantinga’s as the love of one’s offspring and the desire to
sense. To “give a theodicy,” one might ar- nurture and protect and raise them. God’s free
creatures — or some of them — instead ofloving
gue, is to represent oneself as knowing that
Him and submitting to His will, chose to turn
every proposition one puts forward is true.
away from Him and “to follow instead the de-
Perhaps there is some justice in this protest.
vices and desires of their own hearts.” It was
If so, however, there is certainly room for the thus that evil entered the world. A husband and
kind of thing I propose to do. There seems to father who turns away from his wife and chil-
be no reason to require that everyone who dren and suppresses his natural desire to live with

196
MAGNITUDE, DURATION, DISTRIBUTION OF EVIL

and to love and protect them, and chooses in- Allevil is the result of the primordial act of turn-
stead to indulge a desire for fame or sexual ad- ing away from God; there is no source of evil
venture or “self-realization,” turns himself into other than creaturely rebellion.
something unnatural and harmful. Likewise, a
creature who turns away from God turns him- The creatures who committed the initial act of
self into something unnatural and harmful. rebellion received sufficient warning that their
Having turned away from God, His creatures act would lead to disaster. While they may have
laid violent hands on the created world. They been unlike us in many ways, they were not chil-
snatched it out of His grasp and turned it to dren and were at least as intelligent as we; they
their own purposes. We are now living with the fully understood the warning and the wisdom
catastrophic consequences of that act. and authority ofits Source.

This is the beginning of our theodicy. At its Among the creatures who rebelled were an en-
heart is what is a familiar “move” in discus- tire generation of human beings, all of the hu-
sions of the problem ofevil, the insistence that man beings who were alive at some particular
even an omnipotent being cannot ensure that moment. [In my view, it was the first genera-
someone freely do one thing rather than some tion of human beings. But I shall not build this
into our theodicy because (a) it is not neces-
contemplated alternative. Some philosophers
sary, and (b) to argue that the proposition that
have said that the proposition
there was a first generation of human beings is
compatible with what we know about our evo-
An omnipotent being cannot ensure that a crea-
lutionary history would require a lengthy digres-
ture who has a free choice between x and y
sion. The digression would involve the removal
choose x rather than y
of two sorts of misunderstanding: misunder-
standings about what it would be for there to
is false — and, of course, necessarily false, for, be a first generation of human beings, and mis-
owing to its modal character, this proposition understandings about what scientific study of
is necessarily false if it is false at all. The issues the evolutionary history of our species has actu-
raised by this contention have been extensively ally shown. ] Before this rebellion, there was no
debated, and I have nothing new to say about evil — or at any rate none that affected human
them. I shall simply assume that this proposi- beings.
tion is true.
I proceed now to elaborate the above very In turning away from God, our ancestors ru-
ined themselves; they became unable to turn
sketchy narrative of the origin of evil. It is
back to Him of their own power, as someone
obvious that this must be done. As it stands,
who ignores a warning not to go too near the
the narrative accounts for the existence of only, edge ofa pit may fall into it, injure himself, and
as we might say, “some evil or other.” It says be unable to climb out. Thus, the act of rebel-
nothing about evil of the kinds or in the lion, or its immediate consequences, may be
amounts we actually observe, or anything called “the Fall.”
about its duration — thousands upon thou-
sands of years — or anything about the fact Their ruin was in some way inherited by all of
that its worst effects are distributed apparently their descendants. [This does not necessarily
at random and certainly without regard for mean that their genes were altered by the Fall. I
desert. I shall elaborate this narrative with cer- believe that it is possible to construct models of
tain propositions drawn from Christian the- the Fall according to which its hereditary aspect
is due to the effects of unaltered genes operat-
ology. All Christian theologians who could lay
ing under conditions for which they were not
any claim to the titles “orthodox,” “Catho-
“designed” — namely, conditions attendant upon
lic,” or “traditional” would accept the follow- separation from God. But I will not argue for
ing theses: this here. ]Thus, evil is a persisting and — by any
natural means — unalterable fact of history.

197
PETER VAN INWAGEN

God has not left His creatures to their misery — the Crucifixion, the Resurrection, the Ascen-
not, at any rate, His human creatures. He has sion, the Descent of the Holy Spirit, or the
inaugurated a plan whose workings will one day one, holy, Catholic, and Apostolic Church. It
eventuate in the Atonement (at-one-ment) of will be enough for my purposes to include in
His human creatures with Himself. (Or, at least, my theodicy the proposition that God has some
the Atonement of some of His human creatures
plan of Atonement and that it will someday
with Himself. It may be that some ofHis crea-
succeed in reuniting to Him all who choose
tures will, by their own free choice, resist Atone-
ment forever.) In order to achieve Atonement to be reunited.
with God, a ruined creature must turn to God I added the above flesh to the skeleton pro-
and ask for His help and accept that help. The vided by the standard “free-will” account of
undoing of creaturely ruin must be a coopera- the origin of evil because it was clear that that
tive endeavor. The creature cannot accomplish skeleton was no theodicy. The skeleton, how-
it for himself, and even an omnipotent being . ever, will require more flesh than this. We have
cannot effect the required sort of regeneration still not got a finished theodicy. If we claimed
of a creature ifthe creature refuses to be regen- that we had, a skeptic might, quite properly,
erate. Any aspect of the creatures’ environment
respond along the following lines.
that would tend to discourage them from turn-
“God, you say, has set in motion a plan of
ing to Him and asking for His help would there-
Atonement. But why is it taking so long for
fore be an obstacle to the completion of His
plan. His plan to work out? It’s all very well to tell
a tale that represents ‘the age of evil’ as a ‘tran-
Every human being has an eternal future (and, sient flicker at the very beginning of human
therefore, the human species has an eternal fu- history.’ But every finite period is a mere flicker
ture). We are now living, and have been living, in Eternity. Nothing has been said to chal-
throughout the archaeologically accessible past, lenge the obvious proposition that God would
within a temporary aberration in human history, not allow ‘the age of evil’ to go on any longer
an aberration that is a finite part of an eternal
than necessary. Why, then, is ‘this long’ nec-
whole. When God’s plan of Atonement comes
essary?
to fruition, there will never again be undeserved
“And why is there so much evil at any given
suffering or any other sort of evil. The “age of
evil” will eventually be remembered as a sort of time? Evil may be, as you say, the result of the
transient “flicker” at the very beginning of hu- creaturely abuse of free will. But the amount
man history. of evil could have been far less. For example,
God, without in any way diminishing Cain’s
I have said that I have drawn these points from free will, could have warned Abel not to turn
Christian theology. But I have stated them so his back on him. If the implied general policy
abstractly that, I think, at least some Jews and had been put into effect, a vast amount of evil
Muslims would agree with most of them. (The would have been avoided.
major point of disagreement would probably “And why does God allow evil to be so
be over my inclusion among them ofthe doc- unfairly distributed? Why is it so often the in-
trine of Original Sin; that is, the doctrine of nocent — small children, for example — who
hereditary ruin.) Now the body of Christian suffer? Why is it so often the wicked who pros-
theology deals with what we may call — from per?
our present vantage point of lofty abstraction “And what about ‘physical’ or ‘natural’ evil?
— the detazls of(what Christians believe to be) How can the effects of the Bubonic Plague or
God’s plan of Atonement. But in the present the Lisbon earthquake be a result of creaturely
essay I shall hardly mention such matters as free will?
God’s calling of Israel to be His people, the “To roll all of these questions into one, Why
giving of the Law, the Incarnation, the minis- has it been for thousands and thousands of
try of Jesus, the institution of the Eucharist, years that enormous numbers of uncompre-

198
MAGNITUDE, DURATION, DISTRIBUTION OF EVIL

hending children have died as a result of epi- sentence of ten years on the ground — doubt-
demic disease and famine and natural disaster less true — that a sentence of ten years less a
— while many a tyrant has died in bed? How day would have served as well whatever end
could evil of such types and quantity and du- the sentence was designed to serve. It is obvi-
ration and distribution be necessary to God’s ous that if, for any amount of evil that would
plan of Atonement? Or, if all this evil is zot have served God’s purposes, slightly less evil
necessary to God’s plan, why does He not would have served His purposes just as well —
eliminate most of it and make do with that a very plausible assumption — then the princi-
residue of evil that is really necessary?” ple that God should have got by with less evil,
if less would have served, entails the (ex hy-
pothest false) conclusion that God should have
II got by with no evil at all. It may be a difficult
problem in philosophical logic correctly to
I will continue to flesh out our skeletal diagnose the defect in illegitimate sorites ar-
theodicy by attending to the questions posed guments, but it is certainly evident that such
by our imaginary skeptic. I will address the a defect exists.
last of them first. The important things to recognize about
The question presupposes that if there are these two points are, first, that they are valid
evils that are not required by God’s plan of and that to ignore them is to court confu-
Atonement, then there is such a thing as “that sion, and, secondly, that, valid though they
residue of evil that is really necessary,” the be, they do not really meet the essence of the
minimum of evil that is required for God’s difficulty perceived by the skeptic, the diffi-
plan to succeed. But this is not a very plausi- culty that prompts him to ask, Why so much?
ble thesis. It is not very plausible to suppose Why so long? To revert to our legal and judi-
that there is a way in which evil could be dis- cial analogy, there may be no minimum ap-
tributed such that (i) that distribution of evil propriate fine for illegal parking, but (most of
would serve God’s purposes as well as any dis- us would agree) ifa fine of $25.00 would serve
tribution could and (ii) God’s purposes would whatever purposes a fine for illegal parking is
be less well served by any distribution involv- supposed to serve — deterrence, presumably —
ing less evil. (One might as well suppose that then it would be wrong to set the fine at five
if God’s purposes require an impressively tall thousand dollars. Similarly, ifan “age of evil”
prophet to appear at a certain place and time, of twenty years’ duration, an age during which
there is a minimum height such a prophet there were a few dozen broken bones and a
could have.) But if there is no minimum of score or so of very bad cases of influenza,
evil that would serve God’s purposes, then one would have served God’s ends as well as the
cannot argue that God is unjust or cruel for actual evil of human history serves them, then
not “getting by with less evil” — any more than the enormity of His achieving these same ends
one can argue that a law that fines motorists by allowing the existence of “actual evil” passes
$25.00 for illegal parking is unjust or cruel all possibility of adequate description.
owing to the fact that a fine of $24.99 would What the theodicist must do, given the facts
have an identical deterrent effect. The same ofhistory, is to say what contribution — what
point can be made in relation to time. If there essential contribution — to God’s plan of
is a purpose that is served by allowing “the Atonement is made by the facts about the
age of evil” to have a certain duration, doubt- types, magnitude, duration, and distribution
less the same purpose would be served if the of evil that are made known to us by histori-
age of evil were cut short by a day ora year or ans and journalists (not to mention our own
even a century. But we would not call a judge experience).
unjust or cruel for imposing on a criminal a It will be useful to divide this problem fac-

199
PETER VAN INWAGEN

ing the theodicist — and why not call it simply the suffering and death that they cause. Con-
the problem of evil? - into several sider the following tale.
subproblems. One division of the problem of “Earthquakes all occur in one particular
evil is well known: the division of the prob- region called Earthquake Country, a region
lem into “the problem of moral evil” and “the that was uninhabited (because everyone knew
problem of natural evil.” A second division, about the earthquakes and had no reason to
one that will be particularly useful in our go there) until twenty years ago. At that time,
project of fleshing out our skeletal theodicy gold was discovered on the borders of Earth-
so as to meet the questions of the imaginary quake Country and the geological indications
skeptic, cuts across the first. It divides the were that there was much more inside. Moti-
problem into three: vated solely by a desire to get rich, many peo-
ple — people by no means in want — moved to
the problem of the magnitude of evil Earthquake Country to prospect for gold.
the problem of the duration of evil Many took their families with them. Some of
the probiem of the distribution of evil. them got rich, but many of them were killed
or maimed by earthquakes.”
This tale may not be true, but it demon-
Ill strates that earthquakes need not be caused
by the actions of creatures for the suffering
I assume that we already have an adequate and death caused by earthquakes to be a re-
answer to the problem of moral evil. 1am not sult of the actions of those creatures.
much interested in treating the problem of Our theodicy, as we have so far stated it,
natural evil; my main interest in the present entails that at one time — before the Fall — our
essay is the subproblems generated by the sec- ancestors lived in a world without evil. This, I
ond division. I shall, accordingly, treat the suppose, entails that they were not subject to
problem of natural evil in a rather perfunc- the baleful effects of earthquakes and torna-
tory way. I shall suggest the broadest outlines does. But why not? Well, for the purposes of
of a solution and leave the details for another a perfunctory treatment of the problem of
time — or another writer. (But some of the natural evil, we need assume only that there
things said in the course of our later discus- was some reason for this, a reason that became
sion of the distribution problem will have inoperative when our ancestors separated
some relevance to questions about the role in themselves from God. We might suppose, for
God’s plan of natural evil.) example, that the old tradition (it is without
Natural evil is often cited as a special prob- biblical warrant) that Adam and Eve possessed
lem for those who say that evil entered the “preternatural powers” is substantially correct,
world through the creaturely abuse of free will, and that these powers included certain cogni-
since tornadoes and earthquakes are obviously tive powers; we might suppose that our
not caused by the acts — free or unfree — of unfallen ancestors knew (and pretty far in ad-
human beings. The evil that results from tor- vance) whether an earthquake or tornado
nadoes and earthquakes must nevertheless be would strike a particular spot — and when. And
treated in any theodicy of the “free will” type we might suppose that their being able to
as somehow stemming from creaturely free know such things depended on their union
will. One notorious way of doing this is to with God and was lost as a natural conse-
postulate that tornadoes and earthquakes are quence of their separating themselves from
caused by malevolent nonhuman creatures. God. We must remember that, according to
Another way (the way I shall take) proceeds Christianity, human beings were designed for
from the observation that it is not earthquakes union with God, in the same sense as that in
and tornadoes per se that are evil, but rather which they are designed to live in community

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MAGNITUDE, DURATION, DISTRIBUTION OF EVIL

with one another and to use language. A “fe- If two explorers — who have never seen such a
ral child” is a ruined human being — though thing —- come upon a ruined temple in the jun-
he is no less our brother than is Homer or gle, and if one of them thinks that it is a natu-
Leonardo — and his ruin entails a grave dimi- ral geological formation and the other that it
nution of his cognitive powers. According to is a building that is just as it was designed to
Christianity, we have all been ruined by our be, neither will understand its shape. From
separation from God, just as the feral child the Christian point of view, it is impossible
has been ruined by his separation from the for one to understand humanity if one thinks
human community. (The feral child’s ruin is of ahuman being as either a product of natu-
thus a ruin within a ruin, a second, individual ral forces behind which there is no Mind or as
ruin of an already ruined common human the work that a Mind intended to produce.
nature.) And the ruin of human nature con- Both naturalism and deism (Christianity
sequent on our separation from God may have holds) go wrong about our nature right at the
involved a grave diminution of our cognitive outset, and neither can yield an understand-
powers. According to the “just-so story” Iam ing of that nature.
telling,* we were designed by God to be able We thus have some basis for understanding
to protect ourselves from earthquakes and both “moral” and “natural” evil. (In a sense,
tornadoes — if you think that it would be pos- the theodicy I am proposing entails that there
sible to design a planet, and a universe to con- is no fundamental distinction between them:
tain it, that was both capable of supporting natural evil is a special category ofmoral evil.)
human life and contained no earthquakes or That is, we have a basis for understanding why
tornadoes, I can only point out that you have God would allow such things to come to be.
never tried — and that the loss of this power is (This is a very abstract statement. Remember,
as natural a consequence of our ancestors’ we have not yet said anything about the mag-
separation from God as is the loss of the ca- nitude, duration, or distribution of either sort
pacity to acquire language a natural conse- of evil.) We may, to sum up, add the follow-
quence of the feral child’s separation from the ing statement to our theodicy.
human community. (Expansion of this just-
so story to cover tigers and droughts and epi- Our unfallen ancestors were somehow able to
demic disease and so on is left as an exercise protect themselves from earthquakes and tor-
for the reader.) Doubtless we could tell many nadoes and wild beasts and disease and so on.
tales of speculative theological fiction having This ability depended on their union with God,
the feature that our being subject to the de- and was lost when they separated themselves
from Him.
structive forces of nature is ultimately a con-
sequence of the creaturely abuse of free will.
For our purposes, as I have said, it will suffice I now turn to my primary interests in offer-
to assume that one of the tales that fits this ing a theodicy: The magnitude, duration, and
abstract description is true. distribution of evil.
This is all I have to say about natural evil,
but I wish to remind the reader that if all hu-
man beings were wise and good, our sufferings IV
would be vastly less than they are; and it is
probably not true that we should be much “Our ancestors turned away from God and
better off for a complete elimination of natu- ruined themselves both morally and intellec-
ral evil. Doubtless there would be human be- tually — and thus they began to harm one an-
ings more than willing to take up the slack. other and they lost their aboriginal power to
Our ancestral ruin is primarily a moral, as protect themselves from the potentially de-
opposed to a cognitive, ruin. But ruins we are. structive forces of nonhuman nature. This

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condition — their wickedness and helplessness tual difficulties that would attend this plan,
— has persisted through all the generations, but (assuming they could be overcome by
being somehow hereditary. But God has set a omnipotence) God would not do such a thing,
chain of events in motion that will eventually because, as Descartes has pointed out, God is
bring this state of affairs to an end.” not a deceiver, and such an act would consti-
The theodicist who wishes to add to this tute a grave deception about the facts of his-
story elements that will account for evil as we tory. (I have no memory of a violent, bitter
actually find it must consider the questions quarrel with Eleonore Stump, and thus my
about the magnitude, duration, and distribu- memory represents the past to me as contain-
tion of evil that we have put into the mouth ing no such quarrel. I have the best epistemic
of our imaginary skeptic. It will aid my order warrant for believing that no such quarrel has
of exposition — and not, I think, unfairly ever occurred. If she and I fave so quarreled
modify the skeptic’s case — if we recast the and if God has “deleted” my memories of it —
skeptic’s three questions as four questions. The and has somehow rendered the resulting set
first and third have to do with the duration of of memories coherent — then He has deceived
evil, the second with its magnitude, and the me about the past.) I cannot see how God
fourth with its distribution. could simply, by sheer fiat, immediately have
restored fallen humanity other than by a simi-
Question 1 Why didn’t God immediately lar grave deception. And, we may add, if He
restore His fallen creatures to did, what would happen next? What would
their original union with Him? prevent the Fall from immediately recurring?
Question 2 Why doesn’t God protect His
fallen creatures from the worst
effects of their separation from V
Him: the horrible pain and suf-
fering?
Question 2
Question 3 Why has God allowed “the age
of evil” to persist for thousands Consider the parable of the Prodigal Son.
and thousands of years? (Those whose memory of this story is dim will
Question 4 Why do the innocent suffer and find it in the Gospel according to St Luke 15:
the wicked prosper? 11-32.) Suppose the father of the Prodigal
had foreseen the probable effects of his son’s
rash use of his patrimony, and had hired ac-
Question I
tors to represent themselves as gamblers and
What would doing that actually have involved? deliberately to lose substantial sums to the
Suppose that two brothers quarrel. Suppose Prodigal; and suppose that he had further ar-
that the quarrel becomes violent and then bit- ranged for his agents to bribe prostitutes to
ter and that finally they come to hate each tell the Prodigal that they had fallen in love
other. Suppose that their mother prays to God with him and wanted to give him all their earn-
that He restore their mutual love — and not ings (following which declaration they are to
by any gradual process, but immediately, right pass on to him monies provided by his father);
on the spot. What is she asking God to do? I and suppose that the father’s agents, on his
can think of only one thing: to grant her re- instructions, had followed the Prodigal about
quest, God would have to wipe away all in secret to protect him from the dangers at-
memory of everything that had happened be- tendant on the night life of the ancient Mid-
tween them since just before the moment they dle East.
quarreled. Any philosopher worth his salt will What would have been the effects of this
probably be able to think of several concep- fatherly solicitude? Certainly the son could

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have continued to squander his substance in- lude ourselves about the kind ofworld we live
definitely and with impunity. But here the in: a hideous world, much of whose hideous-
word impunity must be understood in a rather ness is quite plainly traceable to the inability
superficial sense: for the son will be living a of human beings to govern themselves or to
life of illusion (and that is a misfortune), and ordér their own lives. Let us expand our
it is hard to see what could ever induce him theodicy:
to consider returning to his father (and I am
inclined to think that that would also be a As essential part of God’s plan of Atonement
misfortune). for separated humanity is fer human beings to
perceive that a natural consequence of human
This modification of the story of the Prodi-
beings’ attempting to order their own lives is a
gal Son suggests why it is that God does not
hideous world — a world that is hideous not only
simply “cancel” — by an almost continuous by His standards, but by the very standards they
series of miracles — the pain and suffering that themselves accept.
our separation of ourselves from Him has led
to. First, if He did so, He would be, no less Why is it important for human beings to per-
than in the case of the deleted memories, a ceive the hideousness of the world? Well, first,
deceiver. If He did so, we should be living in because that’s how things are. That’s what
a world of illusion. Our lives would be invis- “man on his own” means. Look at the world
ibly “propped up” by God, but we should — around you — the world of violence, starva-
justifiably — think that we were living success- tion, hatred, the world of the death camps and
fully simply by the exercise of our native pow- the Gulag and (quite possibly) thermonuclear
ers. This, it seems to me, would reduce our or ecological catastrophe. (These are not the
existence to something worse than meaning- worst features of separated human life in the
less: we should be, every one ofus, comic fig- eyes of God, for these are all finite evils, and
ures. (If there were a novel whose plot was He can see quite plainly that each of us daily
the “revised” life of the Prodigal Son sketched risks an infinite evil, the loss of the end for
above, he could not be its hero or even a sym- which he was made. But they really are hide-
pathetic character. The novel would be a low ous and they are recognizable as hideous by
comedy and he would be the butt of the joke.) almost everyone, no matter what his beliefs
Now illusion of this sort is a bad thing in it- and values may be.) These are natural effects
self, but it would have consequences even of our living to ourselves, just as a literally fe-
worse than its intrinsic badness. If God did ral existence is a natural effect of an infant’s
what is proposed, we should all be satisfied separation from the human community.
with our existence — or at least a lot closer to People who do not believe in God do not,
being satisfied than most of us are now. And of course, see our living to ourselves as a re-
if we are satisfied with our existence, why sult of a prehistoric separation from God. But
should we even consider turning to God and they can be aware — and it is a part of God’s
asking for His help? An essential and impor- plan of Atonement that they should be aware
tant component of God’s plan of Atonement — that something is pretty wrong and that this
— this constitutes an addition to our theodicy wrongness is a consequence of the intrinsic
— is to make us dissatisfied with our state of inability of human beings to devise a manner
separation from Him; and not by miraculously of life that is anything but hideous. (They can
altering our values or by subjecting us to illu- be aware. Few are. Part of the reason is that
sion or by causing us suffering that has no various myths* have been invented® for the
natural connection with our separation, but purpose of obscuring the intrinsic incapacity
simply by allowing us to “live with” the natu- of human beings to live successfully even by
ral consequences of this separation, and by their own standards. The myths of Enlight-
making it as difficult as possible for us to de- enment, Progress, and the Revolution are the

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most prominent of these. Such myths in the some temporary panacea and who, as a con-
end refute themselves by leading to ever sequence, has decided that the doctors who
deeper human misery; but, unfortunately, only attempted to impress upon him the gravity of
in the end.) The broad psychological outlines his condition are all quacks.
of this feature of the plan that our theodicy God’s refusal to “cancel” the suffering that
ascribes to God are not hard to fathom. The isa natural consequence of the Fall by pro-
realization that undirected human life is bound viding separated humanity with a vast set of
to be a failure even in secular terms may pos- miraculous and invisible props can (accord-
sibly set people to wondering whether there ing to the theodicy I propose) be understood
may not be some direction somewhere. But on the model of a doctor who refuses to pre-
people who still think that the obvious hid- scribe a painkiller (say, for angina), on the
eousness of our worid is caused by some acci- ground that he knows that his patient will
dental feature of human life — superstition, curtail some beloved but self-destructive ac-
technological backwardness, primitive eco- tivity — long-distance running, say — only if
nomic organization — one that we shall pres- the patient continues to experience the pain
ently get round to altering, are probably not that his condition signals. Now this sort of
going even to consider turning to God. It is a behavior on the part of a doctor may well be
commonplace that religious belief is more morally objectionable. The doctor is the pa-
prevalent in South America and the Middle tient’s fellow adult and fellow citizen, and, or
East and Africa than in the English-speaking so it can plausibly be argued, it would be pre-
countries and Western Europe. One possible sumptuous of him to act in such a paternalis-
explanation of this fact is that miserable and tic way. One might even say that in so acting
uneducated people turn to religious institu- the doctor would be “playing God.” But we
tions as a man with a painful and incurable can hardly accuse God of playing God. God is
illness turns to quacks (and he is all the more justifiably paternalistic because He is our Fa-
likely to fall prey to quacks if he is unedu- ther and because He is perfect in knowledge
cated). Here is another possible explanation. and wisdom and because, or so I would ar-
In the relatively prosperous and well-ordered gue, He has certain rights over us. These
West, people — middle-class people, anyway — rights, as I see it, derive from the following
are subject to an illusion about human nature facts: He made up the very idea of there be-
and the conditions of human life. Although ing creatures like us out of the thought of His
the prosperity and order in their lives is due own mind, and He made us out of nothing to
to a special, fragile, and transient set of cir- meet the specifications contained in that idea;
cumstances, they foolishly regard the kind of everything we have — including the intellec-
life they lead as the sort of thing human na- tual and moral faculties by means of which
ture can be trusted to produce. The “wretched we make judgments about paternalism — we
of the earth,” on the other hand, see human have received from Him; He made us for a
nature as it really is. Many of them may be certain purpose (to glorify Him and to enjoy
uneducated, in the sense of lacking the cog- Him forever) and we threaten to prevent that
nitive skills necessary to construct and oper- purpose from being fulfilled.
ate a machine-based civilization, but they are I have suggested that the initial stage of
far better educated than middle-class Euro- God’s plan of Atonement essentially involves
peans and Americans as regards the most gen- His separated creatures’ being aware of the
eral and important features of human nature. hideousness of their condition and of its be-
If an analogy involving medical quackery is ing a natural result of their attempting to or-
wanted, we may say that a typical “post-reli- der their own lives. I would also suggest that
gious” American or European is like a des- the outcome of His plan of Atonement, the
perately sick man who has got his hands on unending union ofcreatures with Himself, will

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MAGNITUDE, DURATION, DISTRIBUTION OF EVIL

essentially involve the memory of that hideous- God’s plan of Atonement because, first, with-
ness. A student of mine, a Christian, once told out this perception few if any human beings
me ofa professor of philosophy who had ques- would consider turning to God. (If, therefore,
tioned him somewhat as follows. “You Chris- God were miraculously to “cancel” the natural
consequences of separation from Himself, He
tians believe that in the beginning man was in
would not only be a deceiver but would remove
Paradise, and that in the end man will be in
the only motivation fallen human beings have
Heaven. In each of these states, man is in per-
for turning to Him.) And because, secondly,
fect union with God. So what is the differ- memory ofthe hideousness of separated human
ence between Paradise and Heaven? By life will be an important, perhaps an essential,
abusing his free will, you say, man lost Para- component ofthe final state of restored human-
dise. And, you say, Heaven will be forever. ity. Among the natural consequences ofsepara-
But how can you know that man, having at- tion from God is the vast quantity of pain and
tained Heaven, won’t proceed to lose it again suffering that we observe.
by abuse ofhis free will?” There is a very sim-
ple answer to this question. The human be-
ings in Heaven (that is, those whom God has
VI
rescued and restored to union with Himself;
Question 3
“Heaven” is not the name of a place but of a
condition) will know what it’s like to be sepa- I am uncertain about what to say about the
rated from God. They will remember the hid- duration of the “age of evil.” I suggest some
eousness of their lives before the restoration speculations that seem to me to be plausible.
of their union with God, and their continu- e@ Perhaps God wants the final community
ing in their restored state will be no more of those in union with Him to be rather /arge.
puzzling than the refusal of the restored Prodi- (Couldn’t God allow an increase in the hu-
gal Son to leave his father’s house a second man population to occur after His plan of
time. (Christian theologians have generally Atonement has been completed? Well, there
held that the inhabitants of Heaven — unlike is certainly the point to be considered that
the inhabitants of Paradise — are unable to sin. people born after the completion of God’s
If the considerations of the present paragraph plan would not remember the “age of evil”
are combined with the theses on the nature and thus would be just as liable to sin as their
of free will that I have argued in my essay remote ancestors in Paradise; and it might be,
“When Is the Will Free?”® it is easy to see why as I have speculated, that memory of a world
this should be so.) Theologians have also held separated from God will be an essential part
that the happiness of those in Heaven will es- of the final condition of restored humanity.)
sentially involve, will perhaps be identical with, e@ Perhaps God wants the final community
an immediate, intuitive knowledge of God, of those in union with Him to be rather di-
generally called the Beatific Vision. We might verse. It seems plausible to suppose that if God
speculate that this Vision will have as a com- had brought the age of evil to an end in, say,
ponent an awareness of God’s opposite, an Ap 1000, the final human community would
awareness best revealed in the memory of sepa- have been very unlike what it would be if He
ration from Him. Reflection on reunited lov- brought that age to an end tomorrow. In the
ers or returned exiles suggests why this might latter case the final community would con-
be the case. tain men and women whose cast of mind and
Let us formally add these ideas to our world-view were radically unlike those of the
theodicy: members of any earlier age or culture. One
might speculate that the members of acom-
The perception by human beings of their inca- munity composed of people born in diverse
pacity to “live to themselves” is essential to periods and cultures would be able to perceive

205
PETER VAN INWAGEN

and to communicate to one another aspects course, the rapid and accurate spread of the
of the Divine Nature that the members of a news about Jesus (also an essential part of
community of less heterogeneous cultural ori- God’s plan, according to Christians) could
gins would have been blind to. hardly have happened except within the set-
@ Various important stages in God’s plan ting of a vast, cosmopolitan empire.
of Atonement may require particular levels of e Creatures like ourselves, sunk deep in self-
social and cultural development. The unhappy will, take a long time to respond to any sort
first generation of separated human beings of guidance, particularly if it appeals to con-
must have been in a truly miserable state, hav- siderations higher than power and wealth. It
ing lost the smoothly functioning behavioral may be hard to kick against the goad, but it is
instincts of their purely animal ancestors, but certainly done.
without the learned social organization, cus-
tom, and tradition by which human beings —
Question 4
as we know them — maintain themselves in an
environment indifferent to their welfare. (Per- Let us not discuss cases of the suffering of the
haps they were even without an actual lan- innocent that depend on human wickedness
guage: a population of feral children, as it were. or folly or corrupt institutions. Let us instead
I suppose no one claims to know what would examine cases in which there are no oppres-
happen to a closed population of feral chil- sors but only victims. These would seem to
dren over many generations?) Or even if they raise all of the difficulties for the theodicist
were never wholly without a culture and so- that are raised by cases in which an oppressor
cial organization, we can hardly suppose them is present, and to be amenable to a smaller
to have had anything but a tribal culture. It class of solutions; they are not, for example,
may well be that God’s plan of Atonement amenable to any solution that involves a con-
requires that at certain points in history some cern for the ultimate spiritual welfare of the
people belong to a more “advanced” culture oppressor or respect for his free will or any-
than a tribal culture. If we consider the Chris- thing ofthat sort.
tian account of God’s plan of Atonement, for A young mother dies of leukemia. A school
example, we shall see that it is evident that bus full of children is crushed by a landslide.
the ministry of Jesus (an essential part of God’s A child is born without limbs. A wise and good
plan) could not have taken place in a culture man in the prime of life suffers brain damage
much different from that offirst-century Pal- and spends the remaining thirty years of his
estine; certainly it could not have taken place life in a coma. I do not know of a good gen-
in a tribal culture, or in a “normal” culture of eral term for such events. Journalists often call
the ancient Mediterranean world, a pagan them tragedies. But this word is properly ap-
polytheism. A “specialized” culture like that plied only to events that are in some sense
of ancient Judaism cannot appear overnight. meaningful, and I know of no reason to think
Even if one does not believe the biblical ac- that such events always have a “meaning.” I
count of God’s long interaction with Israel, will call them horrors.
one must grant that the Hebrew culture of Why do horrors happen? I want to suggest
two thousand years ago embodied a long his- that horrors happen for no reason at all, that
tory. (God doubtless had the power to “raise when, for example, a child is born without
up children for Abraham from these stones,” limbs, the only answer to the question, “Why
but if He had exercised that power He would did that happen?” is “There is no reason or
have been a deceiver; vivid and detailed memo- explanation; it just happened.” Or, at any rate,
ries of the long history of their people were I want to suggest that this is sometimes the
an essential part of the reaction of Jesus’ He- case. (Whether some horrors are brought
brew audience to His preaching.) And, of about by God for special purposes is a ques-

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MAGNITUDE, DURATION, DISTRIBUTION OF EVIL

tion I shall not attempt to answer. If some I will now take my own advice and present
horrors are brought about by God, and thus my solution to this problem. God’s reason for
have a purpose and a meaning known to God allowing His creatures to live in such a world
but not to us, I have no opinion as to what is that their living in such a world is a natural
proportion of the whole they might consti- consequence of their separation from Him.
tute.) But are not a// events ordered by God, Consider again our earlier sketchy account of
and must not a// events therefore have some natural evil: in separating ourselves from God,
sort of meaning? Christians and other theists we have somehow deprived ourselves of our
are, I believe, committed to the truth of the primordial defenses against such potentially
following proposition: destructive things as tigers and landslides and
tornadoes. But if, by our rebellion and folly,
God is the maker ofall things, visible and invis- we have allowed the destructive potential of
ible (other than Himself); He sustains all cre- these things to become actual, how shall we
ated things in existence from moment to expect the effects of that actuality to be dis-
moment, and continuously supplies them with tributed? At random, surely? That is, with no
their causal powers. correlation between these things and the in-
nocence or wickedness of the people they
In a previous essay, in which I presented an impinge on — since the operations of these
account of God’s action in the world, I ar- things in no way depend upon the moral quali-
gued that this proposition is consistent with ties of the people they interact with? In fact,
the proposition that there are events having there is little correlation between the manner
the following feature: If one asks concerning in which these things operate and amy factor
one of these events, “Why did that happen?” under human control (although civilization
the only answer to one’s question is, “There does what it can to try to induce correlations
is no reason or explanation for that event. God of this type).
did not cause it to happen or intend it to hap- Suppose that a certain man chooses, ofhis
pen. It is not a part of God’s plan for the world own free will, to stand at spot x at time ¢. His
or anyone else’s plan for anything. It just hap- arrival at that place at that time converges with
pened, and that’s all there is to say about it.” the arrival ofan avalanche. Let us suppose that
(Let us say of such events that they are due to God did not miraculously cause the avalanche,
chance.) Now to say that there is no answer to and that He did not “move” the man to be at
the question, Why did X occur? is not to say that place at that time. And let us also sup-
there is no answer to such questions as Why pose that neither the man’s arrival at x at ¢
did God allow X to occur? or Why did God nor the avalanche’s arrival at x at ¢ was deter-
not prevent X? I ended the earlier essay with mined by the laws of nature and the state of
these words: the world, say, one hundred years earlier. (This
is a plausible assumption on scientific grounds.
If what I have said is true, it yields a moral for Quantum mechanics has the following as-
students of the problem of evil: Do not attempt tounding consequence: Imagine a billiard ta-
any solution to this problem that entails that ble, one not subject to external influence other
every particular evil has a purpose, or that, with than constant, uniform gravitation, on which
respect to every individual misfortune, or every
there are rolling perfectly spherical and per-
devastating earthquake, or every disease, God
fectly elastic balls that —- somehow — do not
has some special reason for allowing it. Con-
centrate rather on the problem of what sort of lose energy to the walls of the table in colli-
reasons a loving and providential God might sion or to its surface in friction; the position
have for allowing His creatures to live in a world of the balls a minute or so in the future is not
in which many of the evils that happen to them even approximately determined by the laws
happen to them for no reason at all. of nature and the present physical state of the

207
PETER VAN INWAGEN

balls. This example strongly suggests that the that you can design a world which does not
precise moment at which an avalanche occurs contain such things and which can also serve
is not determined a hundred years in advance. ) as a home for human beings, you have never
The man’s death in the avalanche would tried. Such things are a part of God’s design
seem to be in every sense due to chance, even in the sense that the ticking sound made by a
though (the theist must suppose) God knew clock is a part of the watchmaker’s design: not
in advance that he would be killed by the ava- intended, necessitated by what is intended,
lanche and could have prevented it. In fact, foreseen, and allowed for. What is not in any
the theist must suppose that, during the course sense a part of God’s design is this avalanche,
of that event, God held all of the particles that this virus, and this earthquake. These are —
composed the man and the moving mass of sometimes, at any rate — due to chance.) If we
snow and ice in existence and continuously had never separated ourselves from God, we
decreed the operation of the laws of nature should have been able to avoid such blunders.
by which those particles interacted with one No longer to be able to avoid them is a natu-
another. ral consequence ofthe Fall. It is as if God had
Why did God not miraculously save the had — for some purpose — to cover the earth
man? We have seen the answer to this ques- with a certain number ofdeep pits. These pits
tion already. He might very well have. Per- (we may stipulate) were not dangerous, since
haps He sometimes does miraculously save they could easily be seen and avoided; but we
people in such situations. But if He always frustrated God’s providence in this matter by
did so, He would be a deceiver. If He always deliberately making ourselves blind; and now
saved people about to be destroyed by a we complain that some of us — quite often the
chance encounter with a violent phenomenon good and wise and innocent — fall into the
of nature, He would engender an illusion with pits. God’s response to this complaint, accord-
the following propositional content: ing to the theodicy I propose, is this: “You
are the ones who made yourselves blind. If
It is possible for human beings to live apart from you make yourselves blind, some of you will
God and not be subject to destruction by fall into the pits, and, moreover, w/o falls into
chance, a pit and when will be wholly a matter of
chance. Goodness and wisdom and innocence
To live under this illusion would be a bad thing have no bearing on this matter. That’s part of
in itself, but, more importantly, it would have what being blind means.” Or, rather, this is
harmful effects. This illusion would be, as it what we might imagine God’s response to be
were, a tributary of illusion feeding into a great in our simple “world of pits.” In the real world,
river of illusion whose content was, “Human we should have to picture God as saying some-
beings can live successfully in separation from thing more complex, something like the fol-
God.” lowing.
In our current state of separation from God, “Even I can’t make a world which is suit-
we are continually blundering into “lines of able for human beings but which contains no
causation” (the descent of an avalanche; the phenomena that would harm human beings
evolution of the AIDS virus; the building up if they were in the wrong place at the wrong
of tension along a geological fault) that per- time. The reasons for this are complicated, but
haps have no purpose at all and certainly have they turn on the fact that the molecular bonds
no purpose in relation to us. (It is simply a that hold you human beings together must
part of the mechanics of nature that intrinsi- be weaker by many orders of magnitude than
cally harmless but potentially destructive the disruptive potential of the surges of en-
things like avalanches or viruses or earthquakes ergy that must happen here and there in a
should exist. As I remarked above, if you think structurally and nomologically coherent world

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MAGNITUDE, DURATION, DISTRIBUTION OF EVIL

complex enough to contain you. My provi- one objection to the theodicy I have pre-
dence dealt with this fact by endowing you sented, an objection that has been raised in
with the power never to be in the wrong place conversation and correspondence by Eleonore
at the wrong time, a power you lost when you Stump. Professor Stump objects that the
ruined yourselves by turning away from Me. theodicy I have presented represents God as
That is why horrors happen to some of you: allowing people to suffer misfortunes that do
you simply blunder into things. If I were to not (even in the long run) benefit them. An
protect you from the consequences of your example may make the point ofthis objection
blindness by guiding you away from poten- clear. Suppose that God allows a horrible, dis-
tially destructive phenomena by an unending figuring accident to happen to Alice (a true
series of miracles — and I remind you that for accident, an event due entirely to chance, but
all you know I sometimes do guide you out of one that God foresaw and could have pre-
harm’s way — I should be deceiving you about vented). And suppose that the only good that
the meaning of your separation from Me and is brought out ofthis accident is embodied in
seriously weakening the only motivation you the following state of affairs and certain of its
have for returning to Me.” remote consequences: The accident, together
We may add the following proposition to with an enormous number of similar horrors,
our theodicy:, causes various people to realize that one fea-
ture of aworld in which human beings live to
Among the natural consequences of the Fall is themselves is that in such a world horrors hap-
the following evil state of affairs: Horrors hap- pen to people for no reason at all. But sup-
pen to people without any relation to desert.
pose that Alice herself did not need to realize
They happen simply as a matter of chance. It is
this; suppose that she was already fully aware
a part of God’s plan of Atonement that we real-
ize that a natural consequence ofour living to
of this consequence of separation from God.
ourselves is our living in a world that has that And suppose that many of the people who do
feature. come to realize this partly as the result of
Alice’s accident manage (owing mainly to
This completes my presentation of the luck) to get through life without anything very
theodicy I propose. I have fleshed out the well- bad happening to them. According to Stump,
known story about how evil entered the world, these suppositions — and it is pretty certain
through the abuse of the divine gift of free that there ave cases like this if our theodicy is
will; I have fleshed it out in such a way as to correct — represent God as violating the fol-
provide plausible — at any rate, I find them lowing moral principle:
plausible — answers to four pointed questions
about the magnitude, duration, and distribu- It is wrong to allow something bad to happen
tion of evil. But in a sense it is not possible to X — without X’s permission — in order to
effectively to present a theodicy in a single secure some benefit for others (and no benefit
piece of work by one author. Various elements for X).
in any proposed theodicy are bound to be
thought false or felt to be implausible by some I do not find this principle particularly appeal-
people. An essential part of presenting a ing — not as a universal moral principle, one
theodicy is meeting the objections of those that is supposed to apply with equal rigor to
who have difficulties with it, or perhaps refin- all possible moral agents in all possible cir-
ing it in the face of their objections. A theodicy cumstances. The circumstances in which it
is a dialectical enterprise. The present essay, seems most doubtful are these: The agent is
therefore, is best regarded as the “opening in a position of lawful authority over both X
move” in such an enterprise, rather than a fin- and the “others” and is responsible for their
ished product. In closing, I wish to answer welfare (consider, for example, a mother and

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RICHARD SWINBURNE

her children or the state and its citizens); the have satisfied ourselves that it is without
good to be gained by the “others” is consid- counterexample, we can proceed with the ar-
erably greater than the evil suffered by X; there gument.
is no way in which the good for the “others”
can be achieved except by allowing the evil in
Notes
question to happen to X or to someone else
no more deserving of it than X; the agent 1 The characterization is Plantinga’s. See his
knows these things to be true. By way of ex- “Self-Profile,” in Alvin Plantinga, ed. James
ample, we might consider cases of quarantine E. Tomberlin and Peter van Inwagen
(Dordrecht: D. Reidel, 1985), p. 42.
or of the right of eminent domain. Is it not
2 The characterization is mine. The phrase “pos-
morally permissible for the state to restrict my
sible in the broadly logical sense,” however, is
freedom of movement and action if I am the Plantinga’s. See, e.g., The Nature of Necessity
carrier of acontagious disease, or to force me (Oxford: Clarendon Press, 1974), p. 2.
to move if my house stands in the way of a 3 I have borrowed this use of “just-so story”
desperately needed irrigation canal (one that from Daniel Dennett. (See his Elbow Room:
will not benefit me in any way)? It is not to The Varieties of Free Will Worth Wanting
the point to protest that these cases are not {Cambridge, Mass. MIT Press: 1980], p. 38.)
much like cases involving an omnipotent God, Dennett’s just-so stories are tales told to illus-
who can cure diseases or provide water by sim- trate possibility, tales told against a background
ple fiat. They are counterexamples to the that may be described as the standard model
above moral principle, and, therefore, that of evolution. My just-so story is of a similar
sort, but the “background” is provided by what
moral principle is false. What is required of
I have described as “the data of Christian rev-
anyone who alleges that the theodicy I have
elation.”
proposed represents God as violating some 4 Timothy 4: 3-4.
(correct) moral principle is a careful statement Ou Ephesians 6: 12.
of that moral principle. When we have exam- 6 Philosophical Perspectives, 3 (1989), pp. 399-
ined that carefully stated moral principle, and 422. I owe this point to Eleonore Stump.

25 Natural Evil and the Possibility of Knowledge*

Richard Swinburne

[Note: In his book Providence and the Problem they require in order to choose between good
of Evil, Swinburne argues that the moral and and evil. The final section claims that death is
natural evils serve different good purposes, some not as such an evil, but that it does serve many
of them more than one good purpose. Reading and varied good purposes. In these sections he
25 argues that natural evil makes available to argues only that certain evils are necessary for
humans the possibility of the knowledge which certain great goods. Elsewhere in the book he
argues that God does not necessarily do wrong
* This essay forms the basis of Richard Swinburne, to one person if he makes that person suffer for
Providence and the Problem ofEvil (Oxford: Clarendon the greater good of another. These extracts thus
Press, 1998), ch. 10. Reprinted with permission. provide only a sample of his approach. ]

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NATURAL EVIL AND THE POSSIBILITY OF KNOWLEDGE

The Need for Knowledge of plication, and to the extent to which he can
Consequences recognize that it does apply. And someone
can see what is involved in its application (i.e.,
For humans to have a choice between doing know necessary truths which concern it) with-
good and doing bad, we need to have true out ever having observed its application.
beliefs about the effects of our actions — for Someone might be born with an ability to
the goodness or badness of an action is so of- conceive what it would be like for something
ten a matter of it having good or bad conse- to be red or green and to recognize red and
quences. It is bad to kick other people because green objects, even if he has never observed
it will hurt them, good to give the starving such; and this ability will enable him to rec-
some food because that will enable them to ognize as a necessary truth that nothing can
stay alive. And so on. So if God is to give us be red and green all over. The same applies to
the choice between good and bad, he must the necessary truths of morality. Someone
give us true beliefs about the consequences of might know what wrong was when the world
our actions — beliefs in which we have enough as yet contained none, and he might know
confidence to make it matter how we choose. which actions were wrong and which states
We need a whole sheaf ofbeliefs with respect of affairs were bad before ever they had oc-
to many different actions, about what conse- curred. Our moral knowledge is not acquired
quences will follow from them. How is God in this way but there is no reason why some
to give us these beliefs? The argument of this human agent should not be. God could en-
chapter is that God cannot give us true beliefs sure that humans were given moral concepts
about the effects of our actions (good and bad) and a deep imagination which would enable
without providing natural processes (in which them to comprehend necessary truths about
humans are not involved) whereby those ef- their application without their having any ex-
fects (good and bad) are produced in a regu- perience of harsh moral realities. We could
lar way — or rather he cannot do this without know that it is good to feed anyone starving
depriving us of considerable other benefits. even if we knew of no one who was starving;
Natural evil is needed to give us the true be- that torturing in order to extort belief in a
liefs without which we could not have a free creed is wrong, even if no one had ever done
choice between good and bad. it. However, I argued earlier that although
I distinguished earlier between the neces- humans could acquire moral knowledge with-
sary truths of morality, and the contingent out experience, there was nevertheless a cer-
truths which follow therefrom when factual tain value in their acquiring it through
information about the consequences and cir- experience. My concern here is not with
cumstances of actions is added. It is (plausi- knowledge of necessary moral truths, but with
bly) a necessary moral truth that it is wrong the factual knowledge ofthe effects of our ac-
to give money to beggars if they will spend it tions (described fairly narrowly) and so with
only on drugs which kill. It is factual matter the nature of our actions (described more
that certain beggars will spend money only fully) which we need in order to know the
on drugs which kill. It follows that it is a con- contingent moral truths by which our actions
tingent moral truth that it is wrong to give should be guided. Or rather my concern is
money to those beggars. Now I do not know initially with our need for true factual beliefs
of any satisfactory proof that experience is — that they need to amount to knowledge will
necessary either for the acquisition of concepts be argued later. We need true beliefs that an
or for acquisition of knowledge of necessary action of describing a black man as a ‘nigger’
truths of their interconnection. Someone has causes distress and so is an act of hurting; that
a concept to the extent to which he can con- an act of smoking increases the risk of early
ceive what it would be like for it to have ap- death. We need such true beliefs before we

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RICHARD SWINBURNE

can see which of our actions are (in virtue of to check up on the belief, confirm it or refute
our moral knowledge such as that hurting is it; and so could distinguish a belief which my
bad) good or bad. evidence supports and one which has no such
How is God to give us such true factual support — in other words the distinction be-
beliefs? He could just implant them is us. tween a justified and an unjustified belief.
Wondering how to hurt someone, I could find True, my beliefs about how to check up on
myself believing that kicking him, or telling the belief might be very simple ones. It might
others about the misdemeanours ofhis youth be that the only way of which I can think of
would in different ways hurt him. I could find checking up on whether it will rain tomorrow
myself believing, for no reason at all, that giv- is to wait and see if it does. But in such a case
ing money to Oxfam will relieve starvation, Iam bound to recognize my belief as not hav-
and spending it on buying books will not have ing the kind of justification that a belief that
this effect. it is raining here and now might have; and so
But as we begin to spell out this suggestion, as being capable of having its justification im-
it begins to seem less and less coherent. How proved. I couldn’t have beliefs unless I had
could one have a concept of something unless some idea of when they are well or ill justi-
one had some idea of what would be evidence fied. In case any reader thinks that I am un-
for the instantiation of that concept — if one reasonably assuming that all believers must be
could obtain it? I couldn’t have a concept of a as rational as philosophers, I should point out
desk unless I could recognize a certain visual that the only animals to which we are willing
or tactual shape, or a description of an object, to ascribe the notion of belief, are those which
as grounds for believing that there was a desk we can recognize as sometimes checking up
present. So to have any concept at all I must on, or discarding their beliefs. We will only
have the concept of grounds or evidence. And say that the cat believes that there is food in
where the concept is of something beyond the cupboard, if we can recognize when she is
myself now (in the public world, or the mental investigating whether there is, or when she
life of someone else, or in the future or in the has come to realize that there is not.
past) the concept will be a concept of fallible So God can only give us beliefs about the
evidence. To understand what a telephone is, consequences ofour actions if he gives us some
I must understand an object looking like so- idea of how to confirm or refute them. And
and-so, or satisfying some description (‘object these inductive standards of confirmation and
of such-and-such shape connected to a wire, refutation must be correct standards — stand-
with a mouthpiece through which people talk’) ards, the application of which really does show
as (fallible) grounds for believing that here is a how things will (probably) be. If we think that
telephone. Beliefs are beliefs about concepts it matters that our beliefs be as well justified
being instantiated. To believe that it will rain as possible (and it is certainly a good thing
in London tomorrow is to believe that ‘being that we should think this about the beliefs
rainy’ will be instantiated in the London air about our actions having bad or good conse-
tomorrow. And I couldn’t have that belief un- quences) confirming or refuting them is some-
less I had some idea of what would be some thing we will rightly seek to do. And if the
grounds for supposing that it is raining, or will beliefs we have about the future consequences
rain, that one is in London, that it is the day of our actions are simply hunches, and do not
after I spoke. I must know what rain feels or have any more justification than that (do not
looks like, what the name of London on a sign even have the justification that our hunches
looksilike, ors. ..opR ths have proved right in the past), we will (be-
From all this it follows that I couldn’t just cause of having correct inductive standards)
believe that giving money to Oxfam will re- normally recognize this and realize that the
lieve starvation, unless I had some idea of how consequences of our actions are very uncer-

22
NATURAL EVIL AND THE POSSIBILITY OF KNOWLEDGE

tain and so too are whether our actions are eral be justified. To have the concept ofa be-
(objectively) good or bad. If God is to allow lief (about things outside ourselves) being jus-
us to choose between actions which have con- tified is to have the concept of evidence
sequences about which we have beliefs of supporting beliefs to different degrees. And
enough strength to make the choice a serious God cannot give us a choice whether to ex-
one, he must provide those beliefs in the con- tend the range of our beliefs about the conse-
text of having the opportunity of looking for quences of our actions without giving us, not
and coming to assess evidence in the present, merely standards of evidence, but actual evi-
about the future. dence whose force we can assess. Justified true
The same holds, even more obviously, if beliefI shall call knowledge. We need knowl-
God is to give us the opportunity to choose edge of the consequences of our actions in
whether or not to learn more about the ef- order to choose between good and bad; and,
fects of our actions, to find out more and more in particular, we need to know which of our
differences which we can make to the world. actions will have bad consequences. Now an
Setting about increasing the range of our be- action of any embodied creature, such as a
liefs is a matter of finding evidence which sup- human, consists in bringing about some bod-
ports new beliefs. But if this process is to take ily movement and in causing some more re-
place we must have an understanding of what mote state of affairs. So how is God to give
is evidence for what — for example, the fact me knowledge of what consequences the
that lions have killed humans is grounds for movement will have (either by enabling me
supposing that they will do so again; and the to check out a hunch about this, or by inves-
fact that there are marks in the shape of a li- tigating without having any initial hunch)?
on’s paw is grounds for supposing that there
are lions in the vicinity. And once we have
standards for when present evidence supports Hence: the Need for Natural
a belief about the future, we will become more Processes Producing Bad
strongly aware ofthe distinction between jus- Consequences
tified and unjustified beliefs about the future,
and ofthe possibility of checking out the less All knowledge of the future is knowledge of
justified ones. Although creatures could have what natural processes will bring about or of
instinctive responses where the notion of jus- what agents will bring about intentionally (or
tification does not arise, they must see beliefs both, if intentions are moulded by natural
as more or less justified. Either my beliefs are processes; or if they mould those processes).
supported or at any rate fit in with other be- Someone may infer to a future event either
liefs, in which case they will be justified, or by regarding what will happen as to be pro-
they will not fit in, and having correct stand- duced by a natural process or as to be pro-
ards of evidence, I will normally realize this — duced intentionally. So knowledge that my
realize that the evidence renders them improb- action A, which consists in bringing about
able. But I cannot believe something which some result C, will have a further consequence
everything I believe taken together shows to E, will be knowledge either that natural proc-
be improbable — I cannot believe of some be- esses dictate that C brings about E, or knowl-
lief both that probably it is false and that it is edge that some other agent on observing C
true. So I will not believe it. Having the power will bring about E intentionally. Knowledge
to investigate further inevitably involves sort- that putting cyanide in a man’s drink will kill
ing out one’s existing beliefs. him is knowledge of a natural process — that
The upshot of all this is that God cannot cyanide kills; and knowledge that you will visit
just give us true beliefs about the consequences me today when you have promised to visit me
of our actions; those true beliefs must in gen- is knowledge of intentional agency.

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RICHARD SWINBURNE

If God is to give to humans a range of ac- anything I did. That would make the choice
tions with consequences bad and good, he between good and bad impossible — given our
must ensure that human actions have these normal (good) system of desires.
consequences — either as a result of a natural So, to preserve that benefit, God must im-
process which he implants in the world, or as plant in nature a system of natural processes.
a result of his direct intentional action. (Or I understand by a natural process one in which
by making some other rational agent produce a cause ofa given kind produces an effect of
them. But I ignore that possibility, since the another kind in a regular way either with natu-
effect is then the same as if he produces them ral necessity or with natural probability. Natu-
by his own direct intentional action.) And if ral processes are predictable processes; and if
the human agent is to have knowledge of those they are to be of any use to humans for pro-
consequences, he must learn about them ei- duction, the regularities must be of a simple
ther by discerning the natural process or by recognizable kind. The a priori principles of
discovering God’s intention. God could give | what is evidence for what are centred on prin-
me knowledge of the consequences of my ac- ciples for recognizing what kinds of thing
tion by telling me in advance what he will cause what other kinds of thing. The simplest
bring about if I do the action. I might hear in and most basic such principle is that if in the
my ear or see on the screen the English words past, under varied conditions, As have (al-
‘If you shoot him, he will die.’ But if I regard ways/almost always) been followed by Bs,
my actions as having the consequences they then (very probably /fairly probably), As cause
do in virtue of some other agent intentionally Bs. If in the past mustard seeds being put
making the actions have those consequences, in the ground and watered has always been
I must regard that agent as in control of my followed by the appearance of mustard seed-
life, and not merely my life; but, since he de- lings, then very probably the implanting and
termines the effect of my actions on others, as watering of mustard seeds causes the appear-
in control of their lives too. I must regard him ance of mustard seedlings. Of course, there
as in control of the Universe, at least locally. are many sub-principles which need to be
And I must regard him as perfectly good. For added to give an adequate account of our prin-
his local freedom of operation to determine ciples of inference to causes, which are not
what happens is (to all appearances) absolute, brought out by this simple example; but the
and so therefore is his local knowledge of what example captures the most basic principle of
will happen. And so, as the simplest hypoth- such inference. (We shall need to refer to a
esis, I must regard him as knowledgeable also few other principles in due course.) So the
in other fields, including morality, and free in basic way in which God can provide us with
other fields; and so as knowing the good, and, knowledge of natural processes — that As cause
not being distracted by temptation from pur- Bs — is showing us many instances of the
suing it, as perfectly good. Under those cir- successions involved under different condi-
cumstances I could indeed know the tions — implanting in the world many instances
consequences of my actions, and know of As being followed by Bs under different
whether they are ones which I believe good conditions. Once we have this knowledge,
or ones which I believe bad. But I would re- then we know that if we produce A as an im-
gard my every movement as overseen by an mediate effect of a bodily movement, thereby
all-knowing and perfectly good being, i.e., a we cause B. Observing many mustard seed —
God. And this would be no mere balance-of- seedling successions, we come to know that
probability belief. It would be a belief which the way to produce mustard seedlings is to
guided every action of mine, and about which sow mustard seeds. We can make this kind of
I could continually speculate without ceasing inference without automatically needing to
to act through doubting the consequences of suppose that God causes the system of natu-

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NATURAL EVIL AND THE POSSIBILITY OF KNOWLEDGE

ral processes (although, I believe and have further consequences we may learn to avoid
argued elsewhere, the operation of natural by learning where and when they will occur.
processes does in fact provide an important We may come to learn when comets will ap-
part of a cumulative case for belief in God). pear, volcanoes erupt, or earthquakes quake,
And this of course is the way in which we do without (yet) being able to initiate or prevent
come to learn about the effects of our actions, these; but whose further consequences we may
and see any beliefs about this we already have be able to influence. Knowledge of when and
as justified. where earthquakes are likely to occur gives us
We learn that eating toadstools causes stom- the opportunity deliberately to cause, negli-
ach pain by seeing people eat toadstools and gently to risk, or, alternatively, intentionally
then suffering pain. We learn that alcohol to prevent suffering and death caused by earth-
makes people unsteady drivers by seeing peo- quakes; e.g., by taking the risk of building on
ple have many drinks and then driving un- areas subject to earthquake, or by making the
steadily, and so on. These observations open effort to mobilize the human race to avoid in
up a range of possible actions, good and bad, future the consequences of a major earth-
which would not otherwise be available. Once quake.
we learn that eating toadstools causes stom- The claim that a particular future A will
ach pain, we then have open to us the oppor- cause B requires to be justified by past obser-
tunity to causé others to suffer stomach pain vations, paradigmatically of past As being fol-
(by feeding them with toadstools), to allow lowed by Bs. Our normal inductive criteria
others (e.g. children) to be exposed to the risk reveal that such a claim is better justified if it
of stomach pains (by allowing them to gather is based on many recent purported observa-
toadstools without warning them of the pos- tions of As in many different circumstances
sible effects), or to prevent others from incur- being followed invariably by Bs. Observations
ring this risk. These opportunities would not remote in time may have been misrecorded
have been available without the knowledge; or have occurred under circumstances differ-
observation of natural processes producing ent in some way from those holding in the
pain provides that knowledge. We know that present which affects the causal sequence in
rabies causes a terrible death. With this knowl- some crucial way. The more observations there
edge we have the possibility of preventing such are in different circumstances, the better the
death (e.g. by controlling the entry of pet evidence that the sequence of As being fol-
animals into Britain), or of negligently allow- lowed by Bs is a genuine causal sequence, not
ing it to occur or even ofdeliberately causing a mere occasional regularity. The observations
it. Only with the knowledge of the effects of might concern, not As and Bs, but many very
rabies are such possibilities open to us. That different sequences which provide substantial
knowledge is provided by observations of vari- but indirect evidence for a general scientific
ous people suffering subsequently to being theory of which it is a remote consequence
bitten by dogs and other animals with rabies that an A will be followed by a B. But the less
in various circumstances. Or, again, how are similar is the evidence to the kind of phenom-
humans to have the opportunity to stop fu- ena predicted, the greater the doubt must be
ture generations catching asbestosis, except whether the sophisticated scientific theory re-
through knowledge of what causes asbesto- ally works for the latter; and that will require
sis? We obtain that knowledge through to be checked out by looking at phenomena
records which show that persons in contact very similar to those predicted. Our knowl-
with blue asbestos many years ago have died edge of the future consequences of our ac-
from asbestosis thirty years later. tions is better justified in so far as it comes
Our study of nature may reveal processes from many tests in similar circumstances.
with which we cannot interfere, but whose So the surest knowledge that if I take fre-

215
RICHARD SWINBURNE

quent large doses of heroin I shall die must that heroin causes death is that everyone says
come from observations of frequent heroin that observers report (via TV programmes and
intake being followed by death. And many newspapers) that many who have taken large
recent observations under different conditions doses of heroin have died quickly thereafter.
provide the most sure knowledge possible. This evidence, though good evidence, is al-
There could be a complicated scientific theory ways open to the possibility of lying or exag-
of which it was a remote consequence that geration; or, where description of experiences
heroin would have this effect. The theory is involved, lack of adequate vocabulary for
would be confirmed by it being a simple theory the purpose.
which yielded true predictions of the conse- It is true that there would be less need for
quences of taking other, chemically similar natural evil to provide knowledge of the con-
drugs, perhaps tested sometimes on animals sequences of our actions, if other humans in-
rather than humans. The remoteness of the tentionally produced more suffering than they
theory, and its never having been tested with do. But then God would have to have made
respect to heroin on humans would, however, other humans more naturally depraved than
make its prediction about the effect of heroin they are; and that would be bad. So I con-
on me much less well-evidenced. And that clude this complicated discussion thus — if God
some drug causes pain is hardly likely to be is to bring about the practical knowledge
even remotely evidenced, except via observa- which we need if we are to have free and effi-
tion of other drugs causing pain or other un- cacious choice between good and bad, there
pleasant sensations (so different are sensations is no better way of doing it than by providing
from other things). Pain there must be ob- natural evils occurring in regular ways in con-
served if we are to have knowledge of when sequence of scientific laws. Any other way of
our actions will cause pain. achieving this result would be equally bad, or
Most important, however, is the moral sig- not morally permissible at all.
nificance of actions which bring about men-
tal events, i.e., experiences of sentient beings.
Actions are paradigmatically good in so far as Knowledge Provided by Animal
they promote pleasurable and knowledge- Suffering
deepening and friendship-deepening experi-
ences; bad in so far as they promote pain, The suffering which provides knowledge is not
ignorance and poverty of imagination and confined to humans. The higher animals ac-
understanding. Most sure knowledge of the quire knowledge by normal induction and also
experience to be caused by some natural pro- knowledge ofthe causes ofpain, loss of health,
cess is to be had through having experiences and loss of life. Seeing the suffering, disease,
oneselfofwhat followed from past occurrences and death of others in certain circumstances
of the process. One knows best just what it they learn to avoid those circumstances. Ani-
feels like to be burnt by having been burnt mals, and especially the lower animals, do, of
oneselfin the past. But the public behaviour course, avoid many situations and do many
of others also produces strong evidence about actions instinctively; but in those cases they
their experiences. And if we have actually ob- cannot be said to be doing the action or avoid-
served others being burnt, we shall know quite ing the situation through knowledge of its
a lot about what it feels like to be burnt. Our consequence. It is a good thing that an agent
knowledge is however less securely based if seeks a goal in light of knowledge of what the
the observations which support our theory are goal is and how it is attained, even ifthe agent
not our own, but known only through the does not have free will. But then, it might be
testimony ofothers; and that, of course, is the objected, given that animals have no choice
most usual case. My justification for believing how to act, there would be no disadvantage

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in their knowledge of the consequences of to avoid suffering for themselves and their
their actions being given directly by God him- offspring. If deer are to see how to help their
self; there is no advantage in our being at an offspring being caught in fires, some fawns
“epistemic distance’ from God unless we have have to be caught in fires for the deer to
the free choice of ignoring him. But animals see what happens. If gazelle are to avoid
in direct verbal contact with God would be being killed by tigers, they have at least to
very different creatures from the animals of have been mauled themselves or seen others
our world. They would still have no recipe mauled. Otherwise it will all reasonably seem
for acquiring new beliefs; and they could tell a game. There won’t be any difference be-
us what God told them (for they would need tween playing ‘tig’ with tigers and playing
a language in order to understand what he ‘tig? with other gazelles. And then animals
told them) and that would remove our will be deprived of the possibility of serious
epistemic distance from God. If animals had and heroic actions.
direct verbal contact with God, they would The suffering of animals provides us, as well
need to be in a separate world from us — but as themselves, with much knowledge — though
clearly there is good in their sharing a world since they are only somewhat, not totally like
with us. We can learn from them; they can ourselves, the knowledge which the suffering
learn from us; and, as we saw earlier, animals provides is a less sure guide to what we would
and humans can co-operate — often they work suffer in certain circumstances than would the
for us if we feed them; their simple life and suffering of humans; but still it is quite a good
affection gives us joy; we can care for them. guide. Indeed, a great deal of our knowledge
And so on. But in that case animals have to of the disasters for humans which would fol-
learn in the way in which we do. It will in- low some actions come from study of the ac-
evitably seem to the reader that some pretty tual disasters which have befallen animals. For
wild speculation has been going on in this a long time it has been normal to discover the
chapter and especially in the last paragraph. effects of drugs or surgery or unusual circum-
The speculation has indeed been wild. But stances on humans by deliberately subjecting
it is my imaginary opponents whom I am animals to those drugs or surgery or circum-
allowing to speculate wildly; and then I am stances. Before putting men into space, we
pointing out that even if you allow a wildly put animals into space and saw what happened
speculative improvement in the world in some to them. And the evils which have naturally
respect, it then turns out that there will be all befallen animals provide a huge reservoir of
sorts of unwelcome consequences which can information for humans to acquire knowledge
only be avoided by further divine manipul- of the choices open to them, a reservoir which
ation which will have yet further unwelcome we have often tapped — seeing the fate of
consequences. The logical possibilities for sheep, humans have learnt of the presence of
worlds are more constrained than appears at dangerous tigers; seeing the cows sink into a
first sight. bog, they have learnt not to cross that bog,
It is a great good that animals are not mere and so on.
digestion machines with pleasurable sensations And as regards very long-term consequences
attached to the process; but that they strug- of changes of circumstances, environment or
gle to get food, save themselves and their off- climate, the story of animal evolution provides
spring from predators and natural disasters, our main information. Human history so far
seek mates over days and so on. But they can is too short to provide knowledge of the very
only do these things with some knowledge of long-term consequences of our actions; and
the consequences of their actions, and this is yet knowingly we are doing things which may
only to be had by experience thereof. Other have a considerable effect on the constitution
animals must suffer if some animals are to learn of the atmosphere (e.g. whether there is an

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RICHARD SWINBURNE

ozone layer), on the balance of nature We simply would not (and rightly would not)
(whether there are many vertebrates on Earth seriously consider the possibility that some of
other than humans), on the climate (by our our actions might have enormous and subse-
energy consumption). And we may discover quently unpreventable long-term bad conse-
how to make some very big changes to the quences. As evidence of this claim of mine, I
Earth and its surroundings — e.g. alter the point out that hardly anybody ever did con-
Earth’s magnetic field, drive the Earth nearer sider such matters before the nineteenth cen-
to the sun or further away from it. And so on. tury. It is difficult to get back into a
We need information about the long-term pre-Darwinian way of thought, but if you do
effects of all these actions. There is a lot of —you don’t (and rightly don’t) take seriously
information to be gleaned from pre-hominid the possibility of our actions having long-term
history on all these matters — for climate, mag- effects on nature. The story of evolution tells
netic field, and balance of nature have changed us that the causation or prevention of long-
often over the past 300 million years and if term suffering is indeed within our power;
we learn more about its effects on animals we such suffering can happen because it has hap-
shall avoid many disasters ourselves. But those pened. The story of pre-human evolution re-
effects must include suffering, in the virtue of veals to humans just how much the subsequent
the similarities of animals to ourselves. If there fate of animals is in our hands — for it will
were not these similarities, the information depend on the environment which we cause
would not show what would happen to us. for them and their genes which we may cause
To take but one more and very strong exam- to mutate.
ple — biologists are beginning to acquire the
power to cause much good or ill by inducing
various genetic mutations. Human history An Intermediate Possibility
does not provide the data which will give them
any knowledge of the consequences of their I have been arguing that God can give to hu-
actions. Their surest knowledge of those con- mans knowledge of the consequences oftheir
sequences will come from a study of the evo- actions only by telling them what he will in-
lutionary history of the consequences in tentionally bring about, or by allowing them
animals of various naturally occurring muta- to infer what natural processes will bring
tions. about. The former route would inhibit enor-
In addition to these detailed bits of infor- mously the ability of humans to make a free
mation, the story of pre-human nature ‘red in choice between good and evil. But if God is
tooth and claw’ already provides one very gen- to give us knowledge by the latter route of
eral bit of information crucially relevant to our which actions have bad consequences, natu-
possible choices. For suppose that animals had ral processes must have operated in the past
come into existence at the same time as hu- to bring about bad consequences. But, an
mans (e.g. 4004 Bc) always in situations where objector will urge, could there not be quite a
humans could save them from any suffering. different source of knowledge of the processes
Naturally it would then seem a well-confirmed at work in nature other than observation of
theory that (either through act of God or na- their past operation, a source of knowledge
ture) suffering never happens to animals ex- less sure, perhaps, but adequate — a knowl-
cept such as humans can prevent. So we would edge machine, say, which would answer all
seem not to have the opportunity to do ac- your questions about how nature worked? You
tions which would cause suffering to present- type in the words ‘Will anyone suffer if I give
day animals let alone later generations of him 10 g cyanide? And how will they suffer?’,
animals of asubsequently unpreventable kind, and it replies ‘He will suffer physical pain and
or the opportunity to prevent such suffering. his wife will suffer bereavement.’ There need

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surely be no accidental suffering from cyanide actions. Yet if it is a good thing that we have
in the past for me to know its effects in the knowledge of good and evil consequences
future if there are plenty of knowledge ma- which our actions can produce in order that
chines around. We would know these ma- thereby we may mould the world for good or
chines to be knowledge machines by finding ill, the surer our knowledge the better, for
that they worked often. Ought not God to unsure knowledge gives us much less effec-
provide humans with knowledge machines to tive control.
tell them the consequences of their actions, But, of course, the natural order might be
rather than require them to infer these from different from the kind with which we are fa-
observations, including observations of pain miliar. It might not be subject to decay. In a
and suffering? world not subject to decay, very serious
If there were such machines, the basic ques- wrongdoing would have to be done actively;
tion to be asked about them is —are they them- we couldn’t just allow people to suffer, we’d
selves part of the natural order (i.e., do they have to cause them to suffer. And if in conse-
themselves work as a result of the operation quence of the knowledge machines being part
of natural processes), or not? If not, if they ofa natural order not subject to decay, knowl-
can answer questions about the future with- edge was available on tap, we would no longer
out that ability being dependent on their de- have choices between cloudy alternatives (ac-
tailed construction and sensitivity to facts in tions which just on balance of probability
the present, then, by previous arguments, we might turn out to have certain consequences),
must regard them as the mouthpiece of an about whose moral status we might then go
all-seeing God and so regard ourselves as on to deceive ourselves. If we had also, as well
swamped by him. But if they are part of the as true factual beliefs (about the consequences
natural order, operating via natural processes, of our actions, described in non-evaluative
there might then be an easy Darwinian expla- terms), true moral beliefs then we would have
nation of the existence of such machines in a stark choice between sharply defined goods
terms of evolutionary advantages conferred on and bads — which we could not avoid by mere
a race which had such machines — an explana- negligence. And the choice would still be fairly
tion which would satisfy those who are easily sharp, even with a certain amount of cloudi-
persuaded by Darwinian explanations. Yet if ness in our moral beliefs. Rational beings have,
such machines were part of the natural order as I have stressed many times, a natural incli-
of the kind we are familiar with in our world, nation to what they believe to be good. To
they would be subject to decay, and hence have a temptation to overcome in this situa-
fallible, able to be misunderstood and gener- tion of clear alternatives requiring active
ally capable of improvement (and, if thrown agency to do bad, we should have to have
up by natural selection, they would work bet- some powerful bad desires. Mere weakness —
ter in their original environment than in a new laziness, partial ignorance, self-deception —
one). But checking up on and improving these would not suffice for wrongdoing. These lat-
machines would involve getting a more di- ter are, of course, undesirable aspects of char-
rect understanding of how nature worked by acter, but not nearly as bad as greed, hatred,
observing natural processes (including their envy and pride. Humans would need to have
production of suffering), and using it in the some pretty bad aspects of character to be able
reconstruction of the machines (which, of to make serious choices in a world of knowl-
course, is just what physiologists do in order edge machines.
to improve the machines produced by natural And the serious choices open to them would
selection, which are human bodies). The less not include working to acquire knowledge;
we check up on these machines, the less sure seeking to find out, individually and in coop-
our knowledge of the consequences of our eration — by doing experiments, conducting

2ug
RICHARD SWINBURNE

statistical studies, and founding research in- good and bad. Sure knowledge can come only
stitutes — how nature works and so what would from out experience or the records of the ex-
be the consequences oftheir various actions. periences of humans or animals who have ex-
With knowledge available on tap, humans perienced natural disasters or naturally caused
would be deprived of a very significant kind changes of environment and constitution. If
of choice — of growing in knowledge or per- humans are knowingly to determine the fate
sisting in ignorance. of future generations through making such
Like so many other kinds of action inter- choices, they can do so most surely by having
mediate between two others, each with their knowledge of the disasters and benefits which
own advantages and disadvantages, the knowI- have befallen past generations.
edge-machine route to knowledge of conse- We may not know exactly when and where
quences has some of the advantages and some the past evils occurred, but the mere knowl-
of the disadvantages of each of the other routes edge that suffering of a certain type occurred
by which God could give us knowledge of the to certain kinds of creatures under certain con-
consequences of our actions. The nearer the ditions provides us with very good reason to
machines are to being infallible, the more dif- avoid actions which may produce those con-
ficult wrongdoing becomes — both because it ditions. Indeed, all past evils of which we know
is starkly evident that it is wrongdoing, and provide knowledge of past events, and — more
also because the evident presence of God pow- strikingly — since all natural evils occur as a
erfully deters from wrongdoing; unless we result of predictable natural processes (there
have very bad characters. The nearer the ma- are no kinds of natural evil which occur in a
chines are to being parts of the natural order, totally random way), all such knowledge helps
the more we still need natural evil to provide to build up knowledge of the natural proc-
us with knowledge of the consequences of our esses which we can utilise to produce or pre-
actions. The knowledge-machine route has no vent future evils. All past and present human
obvious overall advantage, for the purpose of evils of which we know thus contribute to the
providing us with knowledge of these conse- widening of human choice... .
quences, over the route of providing us with
evidence of past sufferings.
The existence of natural processes produc- Death
ing varied good and bad consequences gives
to humans who study them an enormous [This section forms the basis of Providence,
range of opportunities for moulding the fu- pp. 212-15.] While I have considered all the
ture in the short or long term, by initiating, bad states and the goods which they make pos-
intervening in or avoiding these processes. The sible, it would, I think be useful to say some-
scope for long-term choice available to future thing about one particular phenomenon which
generations must not be underestimated. We is often thought of as a bad state, but really is
may have the choice not merely of whether to not — it is the mere absence of a good. But it
build cities so as to avoid earthquakes, but of is the absence of agood which many consider
whether to drive the earth nearer to the sun that God in virtue of his perfect goodness
or further from it, to take air and water to would bring about. The phenomenon is death.
Mars and live there instead, to extend the life- It is, as such, simply the end oflife. It is there-
span to produce new humanoid organisms in fore not a bad state but the end ofa good. It
laboratories, and so on. But rational choices may however be a bad state under certain
on these matters can only be made in the light circumstances — e.g. if the creature dies in
of knowledge of the consequences ofaiterna- pain — and I have considered its role under
tive actions. And the choices will only be sig- these circumstances. But it is important to bear
nificant ones if there are alternatives, both in mind that death as such is not a bad thing,

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and it does in fact serve several very impor- dent good. It is good that some should have
tant good purposes, to secure which a good the responsibility for the existence and growth
God might well bring it about that life is nor- to maturity of others. Yet without death those
mally mortal life. others would always be inhibited by the ex-
The first good purpose of mortality is to perience and influence of the aged — given the
give agents a certain supreme power. If all obvious goodness that if the aged do live for-
agents were immortal, there would be a cer- ever, they continue to possess old knowledge,
tain harm (of a qualitatively different kind to acquire new knowledge, and are respected for
other harms) which agents could not do ei- their knowledge.
ther to themselves or to others — they could The greatest value ofdeath, however, seems
not deprive of existence. However much I may to me to lie in a fifth consideration which is in
hate you or myself, I would be stuck with you a way Opposite to my second one. I wrote ear-
and me. And in this vital respect, human free lier of the great value which lies in agents hav-
agents would not share the creative power of ing the power to harm each other. Only agents
God. In refusing them this power, a God who can do this have real responsibility. Yet it
would refuse to trust his creatures in a crucial may seem, despite the arguments which I gave
respect. To let someone have a gun is, as I earlier, unfair that creatures should be too
commented earlier, always a mark of profound much subject to other agents. Clearly for the
trust. The second good purpose of mortality sake of the potential sufferer, there must be a
is to give us the possibility of supreme self- limit to the suffering which an agent can in-
sacrifice and courage in the face of absolute flict on another. It would, I believe that we
disaster. The ultimate sacrifice is the sacrifice would all judge, be morally wrong for a very
of oneself, and that would not be possible in powerful being to give limitless power to one
a world without death. (‘Greater love hath no agent to hurt another. Giving to agents the
man than this, that a man lay down his life for power to kill is giving vast power of a qualita-
his friends,’ said Christ.) Supreme generosity tively different kind from other power: but it
would be impossible. So, too, would cheer- involves the end of experience. It is very dif-
fulness and patience in the face of absolute ferent from a power to produce endless suf-
disaster. For in a world without death the al- fering. Clearly the parent analogy suggests that
ternatives would always involve continuance it would be morally wrong to give limitless
of life and presumably, too, therefore the pos- power to cause suffering. A parent, believing
sibility that others would rescue one from that an elder son ought to have responsibil-
one’s misfortunes. There would be no abso- ity, may give him power for good or ill over
lute disaster to be faced with cheerfulness and the younger son. But a good parent will in-
patience. tervene eventually if the younger son suffers
Thirdly, a world with natural death is a too much — for the sake of the younger son. A
world in which an agent’s own contribution God who did not put a limit to the amount of
has a significance to it because it is irrevers- suffering which a creature can suffer (for any
ible by the agent. If I spend all my seventy good cause, including that of the responsibil-
years doing harm, there is no time left for me ity of agents) would not be a good God. There
to undo it. But if I live for ever, then what- need to be limits to the intensity of suffering
ever harm I do, I can always undo it. It is good and to the period of suffering. A natural death
that what people do should matter, and their after a certain small finite number ofyears pro-
actions matter more if they have only a lim- vides the limit to the period of suffering. It is
ited time in which to reverse them. Fourthly, a boundary to the power of an agent over an-
a world with birth but without natural death other agent. For death removes agents from
would be a world in which the young would that society of interdependent agents in which
never have a free hand. And birth is an evi- it is good that they should play their part.

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JOHN H. HICK

True, a God could make a temporal limit to absorbing experience of the deepest reality).
the harm which agents could do to each other Our knowledge of them suggests that animals
without removing them from each other’s do not have the concept of immortality, let
society. But that would involve agents being alone the Beatific Vision. There is no evidence
in mutual relation with each other while be- that the animal who dies of old age has any
ing immunized from each other’s power for desire to go on living. But for most of us, and
good or ill — and that arrangement has its own for any who have been stirred to great reli-
disadvantages in that the deep mutual inter- gious hopes, death, if it was really the end of
dependence ofcreatures would not hold there. existence, would inevitably be a deep non-sat-
So these are good reasons for God to give isfaction of desire (even if all this worldly de-
us a mortal life. In what ways does death in- sire were satisfied). So, for humans, death is
volve the absence of good? That may seem not merely the absence of a good, but a very
obvious — persons capable of great enjoyment bad state. The argument of the last few para-
do not have it after they die. But suppose, as graphs shows that it is a very bad state which
is the case, that others replace them. Then makes possible some great good states. Nev-
there is as much person-capacity-for-enjoy- ertheless, the badness of human death does
ment as before. It seems to me in the case of give God reason to intervene in this world’s
animals (given that their death occurs with- natural order, to preserve in existence in some
out pain and without causing grief to others, other part of this world agents who cease to
and at the natural end of life), that it is equally exist in our part (and of course Christian the-
good if one creature lives sixty years, ov the ism claims that he has so intervened). But if
first creature lives thirty years and a second any of the advantages of a world with death
creature also lives thirty years (given that the are to remain, the mutual interdependence in
average of good actions and experiences per this world must cease after a finite period (to
year is the same). But humans are different in give a limit to the suffering allowed herein)
one crucial respect. They normally have and the future existence must in no way be
longings for immortality, and are capable of foreknown for certain by agents (else there
having longings for the Beatific Vision of God would be no opportunity in our part of the
(or something which involves equally an all- world for choices of great seriousness).

26 An Irenaean Theodicy*

John H. Hick

...I believe that we find the light that we istic Fathers of the Church, particularly St
need in the main alternative strand of Chris- Irenaeus (AD 120-202). Irenaeus himself did
tian thinking, which goes back to important not develop a theodicy, but he did — together
constructive suggestions by the early Hellen- with other Greek-speaking Christian writers
of that period, such as Clement of Alexandria
*From Encountering Evil: Live Options in Theodicy, — build a framework of thought within which
ed. Stephen T. Davis (Atlanta Ga.: John Knox Bresse a theodicy became possible which does not
1981), pp. 39-44, 46-8. Reprinted with permission. depend upon the idea of the fall, and which is

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AN IRENAEAN THEODICY

consonant with modern knowledge concern- of a long process of further growth and de-
ing the origins of the human race. This velopment, which constitutes the second stage
theodicy cannot, as such, be attributed to of God’s creative work. In this second stage,
Irenaeus. We should rather speak of a type of of which we are a part, the intelligent, ethical,
theodicy, presented in varying ways by differ- andreligious animal is being brought through
ent subsequent thinkers (the greatest of whom one’s own free responses into what Irenaeus
has been Friedrich Schleiermacher), of which called the divine “likeness.” The human ani-
Irenaeus can properly be regarded as the pa- mal is being created into a child of God.
tron saint. Irenaeus’ own terminology (ezkon, homotosis,
The central theme out of which this imago, similitudo) has no particular merit,
Irenaean type of theodicy has arisen is the two- based as it is on a misunderstanding of the
stage conception of the creation of human- Hebrew parallelism in Genesis 1: 26; but his
kind, first in the “image” and then in the conception of a two-stage creation of the hu-
“likeness” of God. Re-expressing this in mod- man, with perfection lying in the future rather
ern terms, the first stage was the gradual pro- than in the past, is of fundamental importance.
duction of homo sapiens, through the long The notion of the fall was not basic to this
evolutionary process, as intelligent ethical and picture, although it was to become basic to
religious animals. The human being is an ani- the great drama of salvation depicted by St
mal, one of the varied forms of earthly life and Augustine and accepted within western Chris-
continuous as.such with the whole realm of tendom, including the churches stemming
animal existence. But the human being is from the Reformation, until well into the nine-
uniquely intelligent, having evolved a large and teenth century. Irenaeus himself however
immensely complex brain. Further, the hu- could not, in the historical knowledge of his
man being is ethical — that is, a gregarious as time, question the fact of the fall; though he
well as an intelligent animal, able to realize treated it as a relatively minor lapse, a youth-
and respond to the complex demands of so- ful error, rather than as the infinite crime and
cial life. And the human being is a religious cosmic disaster which has ruined the whole
animal, with an innate tendency to experience creation. But today we can acknowledge that
the world in terms of the presence and activ- there is no evidence at all of a period in the
ity of supernatural beings and powers. This distant past when humankind was in the ideal
then is early homo sapiens, the intelligent so- state of a fully realized “child of God.” We
cial animal capable of awareness of the divine. can accept that, so far as actual events in time
But early homo sapiens is not the Adam and are concerned, there never was a fall from an
Eve of Augustinian theology, living in perfect original righteousness and grace. If we want
harmony with self, with nature, and with God. to continue to use the term fall, because of its
On the contrary, the life of this being must hallowed place in the Christian tradition, we
have been a constant struggle against a hos- must use it to refer to the immense gap be-
tile environment, and capable of savage vio- tween what we actually are and what in the
lence against one’s fellow human beings, divine intention is eventually to be. But we
particularly outside one’s own immediate must not blur our awareness that the ideal state
group; and this being’s concepts of the divine is not something already enjoyed and lost, but
were primitive and often bloodthirsty. Thus is a future and as yet unrealized goal. The re-
existence “in the image of God” was a poten- ality is not a perfect creation which has gone
tiality for knowledge of and relationship with tragically wrong, but a still continuing crea-
one’s Maker rather than such knowledge and tive process whose completion lies in the
relationship as a fully realized state. In other eschaton.
words, people were created as spiritually and Let us now try to formulate a contempo-
morally immature creatures, at the beginning rary version of the Irenaean type of theodicy,

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JOHN H. HICK

based on this suggestion of the initial crea- nomenon and of being seen as God’s crea-
tion of humankind, not as a finitely perfect, tion and experienced as mediating his pres-
but as an immature creature at the beginning ence. In such a world one can exist as a person
of a long process of further growth and de- over against the Creator. One has space to
velopment. We may begin by asking why one exist as a finite being, a space created by the
should have been created as an imperfect and epistemic distance from God and protected
developing creature rather than as the perfect by one’s basic cognitive freedom, one’s free-
being whom God is presumably intending to dom to open or close oneself to the dawning
create? The answer, I think, consists in two awareness of God which is experienced natu-
considerations which converge in their prac- rally by a religious animal. This Irenaean pic-
tical implications, one concerned with the ture corresponds, I suggest, to our actual
human’s relationship to God and the other human situation. Emerging within the evolu-
with the relationship to other human beings. tionary process as part of the continuum of
As to the first, we could have the picture of animal life, in a universe which functions in
God creating finite beings, whether angels or accordance with its own laws and whose work-
persons, directly in his own presence, so that ings can be investigated and described with-
in being conscious of that which is other than out reference to a creator, the human being
one’s self the creature is automatically con- has a genuine, even awesome, freedom in re-
scious of God, the limitless divine reality and lation to one’s Maker. The human being is
power, goodness and love, knowledge and free to acknowledge and worship God; and is
wisdom, towering above one’s self. In such a free — particularly since the emergence of hu-
situation the disproportion between Creator man individuality and the beginnings of criti-
and creatures would be so great that the lat- cal consciousness during the first millennium
ter would have no freedom in relation to God; Bc — to doubt the reality of God.
they would indeed not exist as independent Within such a situation there is the possi-
autonomous persons. For what freedom could bility of the human being coming freely to
finite beings have in an immediate conscious- know and love one’s Maker. Indeed, if the
ness of the presence of the one who has cre- end-state which God is seeking to bring about
ated them, who knows them through and is one in which finite persons have come in
through, who is limitlessly powerful as well as their own freedom to know and love him, this
limitlessly loving and good, and who claims requires creating them initially in a state which
their total obedience? In order to be a per- is not that of their already knowing and lov-
son, exercising some measure of genuine free- ing him. For it is logically impossible to cre-
dom, the creature must be brought into ate beings already in a state of having come
existence, not in the immediate divine pres- into that state by their own free choices.
ence, but at a “distance” from God. This “dis- The other consideration, which converges
tance” cannot of course be spatial; for God is with this in pointing to something like the
omnipresent. It must be an epistemic distance, human situation as we experience it, concerns
a distance in the cognitive dimension. And the our human moral nature. We can approach it
Irenaean hypothesis is that this “distance” by asking why humans should not have been
consists, in the case of humans, in their exist- created at this epistemic distance from God,
ence within and as part of aworld which func- and yet at the same time as morally perfect
tions as an autonomous system and from beings? That persons could have been created
within which God is not overwhelmingly evi- morally perfect and yet free, so that they would
dent. It is a world, in Bonhoeffer’s phrase, etsi always in fact choose rightly, has been argued
deus non daretur, as if there were no God. Or by such critics of the free-will defense in
rather, it is religiously ambiguous, capable theodicy as Antony Flew and J. L. Mackie,
both of being seen as a purely natural phe- and argued against by Alvin Plantinga and

224
AN IRENAEAN THEODICY

other upholders of that form of theodicy. On judgment that a moral goodness which exists
the specific issue defined in the debate between as the agent’s initial given nature, without ever
them, it appears to me that the criticism of having been chosen by him in the face of temp-
the freewill defense stands. It appears to me tations to the contrary, is intrinsically less valu-
that a perfectly good being, although formally able than a moral goodness which has been
free to sin, would in fact never do so. If we built up through the agent’s own responsible
imagine such a being in a morally frictionless choices through time in the face of alternative
environment, involving no stresses or temp- possibilities.
tation, then we must assume that one would If, then, God’s purpose was to create finite
exemplify the ethical equivalent of Newton’s persons embodying the most valuable kind of
first law of motion, which states that a mov- moral goodness, he would have to create them,
ing body will continue in uniform motion until not as already perfect beings but rather as im-
interfered with by some outside force. By anal- perfect creatures who can then attain to the
ogy, a perfectly good being would continue more valuable kind of goodness through their
in the same moral course forever, there being own free choices as in the course of their per-
nothing in the environment to throw one off sonal and social history new responses prompt
it. But even if we suppose the morally perfect new insights, opening up new moral possibili-
being to exist in an imperfect world, in which ties, and providing a milieu in which the most
one is subject to temptations, it still follows valuable kind of moral nature can be developed.
that, in virtue of moral perfection, one will
always overcome those temptations — as in the
case, according to orthodox Christian belief,
of Jesus Christ. It is, to be sure, logically pos- But one cannot discuss moral evil without
sible, as Plantinga and others argue, that a free at the same time discussing the non-moral evil
being, simply as such, may at any time con- of pain and suffering. (I propose to mean by
tingently decide to sin. However, a responsi- “pain” physical pain, including the pains of
ble free being does not act randomly, but on hunger and thirst; and by “suffering” the
the basis of moral nature. And a free being mental and emotional pain of loneliness, anxi-
whose nature is wholly and unqualifiedly good ety, remorse, lack of love, fear, grief, envy,
will accordingly never in fact sin. etc.). For what constitutes moral evil as evil is
But if God could, without logical contra- the fact that it causes pain and suffering. It is
diction, have created humans as wholly good impossible to conceive of an instance of moral
free beings, why did he not do so? Why was evil, or sin, which is not productive ofpain or
humanity not initially created in possession of suffering to anyone at any time. But in addi-
all the virtues, instead of having to acquire them tion to moral evil there is another source of
through the long hard struggle of life as we pain and suffering in the structure of the physi-
know it? The answer, I suggest, appeals to the cal world, which produces storms, earth-
principle that virtues which have been formed quakes, and floods and which afflicts the
within the agent as a hard won deposit of his human body with diseases — cholera, epilepsy,
own right decisions in situations of challenge cancer, malaria, arthritis, rickets, meningitis,
and temptation, are intrinsically more valuable etc. — as well as with broken bones and other
than virtues created within him ready made and outcomes ofphysical accident. It is true that a
without any effort on his own part. This prin- great deal both ofpain and ofsuffering is hu-
ciple expresses a basic value-judgment, which manly caused, not only by the inhumanity of
cannot be established by argument but which man to man but also by the stresses of our
one can only present, in the hope that it will individual and corporate life-styles, causing
be as morally plausible, and indeed compel- many disorders — not only lung cancer and
ling, to others as to oneself. It is, to repeat, the cirrhosis of the liver but many cases of heart

225
JOHN H. HICK

disease, stomach and other ulcers, strokes, etc. conduct itself safely within its environment,
—as well as accidents. But there remain never- the second did not. With no interaction with
theless, in the natural world itself, permanent a challenging environment there was no de-
causes of human pain and suffering. And we velopment in its behavioral patterns. And I
have to ask why an unlimitedly good and think we can safely say that the intellectual
unlimitedly powerful God should have cre- development of humanity has been due to
ated so dangerous a world, both as regards its interaction with an objective environment
purely natural hazards of earthquake and functioning in accordance with its own laws,
flood, etc., and as regards the liability of the an environment which we have had actively
human body to so many ills, both psychoso- to explore and to cooperate with in order to
matic and purely somatic. escape its perils and exploit its benefits. In a
The answer offered by the Irenaean type of world devoid both of dangers to be avoided
theodicy follows from and is indeed integrally and rewards to be won we may assume that
bound up with its account of the origin of there would have been virtually no develop-
moral evil. We have the hypothesis of human- ment of the human intellect and imagination,
kind being brought into being within the evo- and hence of either the sciences or the arts,
lutionary process as a spiritually and morally and hence of human civilization or culture.
immature creature, and then growing and The fact of an objective world within which
developing through the exercise of freedom one has to learn to live, on penalty of pain or
in this religiously ambiguous world. We can death, is also basic to the development of one’s
now ask what sort of a world would consti- moral nature. For it is because the world is
tute an appropriate environment for this sec- one in which men and women can suffer harm
ond stage of creation? The development of — by violence, disease, accident, starvation, etc.
human personality — moral, spiritual, and in- — that our actions affecting one another have
tellectual — is a product of challenge and re- moral significance. A morally wrong act is,
sponse. It does not occur in a static situation basically, one which harms some part of the
demanding no exertion and no choices. So human community; whilst a morally right ac-
far as intellectual development is concerned, tion is, on the contrary, one which prevents
this is a well-established principle which un- or neutralizes harm or which preserves or in-
derlies the whole modern educational proc- creases human well-being. Now we can im-
ess, from pre-school nurseries designed to agine a paradise in which no one can ever come
provide a rich and stimulating environment, to any harm. It could be a world which, in-
to all forms of higher education designed to stead of having its own fixed structure, would
challenge the intellect. At a basic level the es- be plastic to human wishes. Or it could be a
sential part played in learning by the learner’s world with a fixed structure, and hence the
own active response to environment was strik- possibility of damage and pain, but whose
ingly demonstrated by the Held and Heim structure is suspended or adjusted by special
experiment with kittens.! Of two litter-mate divine action whenever necessary to avoid
kittens in the same artificial environment one human pain. Thus, for example, in such a
was free to exercise its own freedom and in- miraculously pain-free world one who falls
telligence in exploring the environment, whilst accidentally offa high building would presum-
the other was suspended in a kind of “gon- ably float unharmed to the ground; bullets
dola” which moved whenever and wherever would become insubstantial when fired at a
the free kitten moved. Thus the second kitten human body; poisons would cease to poison;
had a similar succession of visual experiences water to drown, and so on. We can at least
as the first, but did not exert itself or make begin to imagine such a world. And a good
any choices in obtaining them. And whereas deal of the older discussion of the problem of
the first kitten learned in the normal way to evil — for example in Part XI of Hume’s Dia-

226
THE PROBLEM OF EVIL

logues Concerning Natural Religion — assumed provoke the theological problem of evil. For
that it must be the intention of a limitlessly it requires that it be an environment which
good and powerful Creator to make for hu- offers challenges to be met, problems to be
man creatures a pain-free environment: so that solved, dangers to be faced, and which accord-
the very existence of pain is evidence against ingly involves real possibilities of hardship,
the existence of God. But such an assump- disaster, failure, defeat, and misery as well as
tion overlooks the fact that a world in which of delight and happiness, success, triumph, and
there can be no pain or suffering would also achievement. For it is by grappling with the
be one in which there can be no moral choices real problems of a real environment, in which
and hence no possibility of moral growth and a person is one form of life among many, and
development. For in a situation in which no which is not designed to minister exclusively
one can ever suffer injury or be liable to pain to one’s well-being, that one can develop in
or suffering there would be no distinction intelligence and in such qualities as courage
between right and wrong action. No action and determination. And it is in the relation-
would be morally wrong, because no action ships of human beings with one another, in
could have harmful consequences; and like- the context of this struggle to survive and
wise no action would be morally right in con- flourish, that they can develop the higher val-
trast to wrong. Whatever the values of such a ues of mutual love and care, of self-sacrifice
world, it clearly could not serve a purpose of for others, and of commitment to a common
the development of its inhabitants from self- good.
regarding animality to self-giving love.
Thus the hypothesis of a divine purpose in fan
which finite persons are created at an epistemic
distance from God, in order that they may
gradually become children of God through Notes
their own moral and spiritual choices, requires 1 R. Held and A. Hein, “Movement-produced
that their environment, instead of being a stimulation in the development of visually
pain-free and stress-free paradise, be broadly guided behaviour,” Journal of Comparative
the kind of world of which we find ourselves and Physiological Psychology, 56 (1963),
to be a part. It requires that it be such as to pp. 872-6.

27 The Problem of Evil*

Eleonore Stump

Introduction theistic beliefs.! Orthodox believers ofall three


major monotheisms, Judaism, Christianity,
The problem of evil traditionally has been and Islam, are committed to the truth of the
understood as an apparent inconsistency in following claims about God:

* Brom Faith and Philosophy, 2:4 (1985), pp. 392-5, (1) God is omnipotent;
397-8, 406-15, 417-18. Reprinted with permission. (2) God is omniscient;

as |
ELEONORE STUMP

(3) God is perfectly good. lem of evil and then develop in detail a differ-
ent solution of my own by presenting and
Reasonable people of all persuasions are also defending a morally sufficient reason for God
committed to this claim: to allow instances of evil.

(4) There is evil in the world;


I
and many theists in particular are bound to
maintain the truth of (4) in virtue of their Plantinga’s presentation ofthe free will defense
various doctrines of the afterlife or the in- is a landmark in contemporary discussions of
junctions of their religion against evil. The the problem of evil. As Plantinga expounds
view that (1)-(4) are logically incompat- it,° the free will defense rests on these two
ible has become associated with Hume in philosophical claims, which it adds to the theo-
virtue of Philo’s position in the Dzalogues logical assumptions (1)—(3):
Concerning Natural Religion, though many
other philosophers have maintained it,” includ- (6) Human beings have free will;
ing in recent years J. L. Mackie* and H. J.
McCloskey.* As other philosophers have and
pointed out, however, Philo’s view that there
is a logical inconsistency in (1)-(4) alone is (7) Possession of free will and use of it to
mistaken.° To show such an inconsistency, one do more good than evil is a good of such
would need at least to demonstrate that this value that it outweighs all the evil in the
claim must be true: world.

(5) There is no morally sufficient reason for Plantinga uses these assumptions to argue that
God to allow instances of evil. a morally sufficient reason for God to permit
evil is possible: the value of man’s possession
Since Hume, there have been attempts to solve and use of free will is a possible reason for
the problem of evil by attacking or reinter- God’s permitting moral evil, which is evil
preting one ofthe first four assumptions. Mill, caused by man. The value of the fallen angel’s
for example, suggested a radical weakening of possession of free will is a possible reason for
(1) and (2),° and according to Mill, Mansel God’s permitting natural evil, evil which is not
reinterpreted (3) in such a way as almost to caused by human free choice but which
make (4) follow from it, by in effect claiming (Plantinga suggests) could be attributed to the
that God’s goodness might include attributes freely chosen actions of fallen angels. As long
which we consider evil by human standards.” as it is possible that there be a morally suffi-
But for reasons which I think are obvious, cient reason for God to allow evil, regardless
theists have generally been unwilling to avail of whether or not that possibility is actual-
themselves of such solutions; and most at- ized, the existence of evil is not logically in-
tempts at solving the problem, especially re- compatible with the existence ofa good God.
cently, have concentrated on strategies for Plantinga’s work has generated considerable
rejecting (5). Some of these attempted rejec- discussion, which cannot be effectively sum-
tions of (5) make significant contributions to marized here.? But for my purposes perhaps
our understanding of the problem, but none the most interesting criticism is the objection
of them, I think, ultimately constitutes a suc- that even if we grant Plantinga’s free will
cessful solution of the problem. In this paper, defense everything it wants and needs, what
I will briefly review what seem to me three of results does not seem to be even a candidate
the most promising discussions of the prob- for a morally sufficient reason justifying God’s

228
THE PROBLEM OF EVIL

permitting instances of evil. In “The Irrel- The problem with Plantinga’s general strat-
evance of the Free Will Defense,”! Steven egy for the defense of theism against arguments
Boer has argued that nothing in the grant of from evil is that it leaves the presence of evil in
free will to creatures entails that creatures al- the actual world mysterious. Plantinga’s ten-
ways be able successfully to inflict the harm dency is to show the weaknesses inherent in
which they have willed. It is possible that God arguments from evil, not to provide a theodicy,
allow his creatures to be free with respect to and so it yields no explanation for why we in
their willing and yet prevent by natural or su- this world suffer from evil if our world is gov-
pernatural means the suffering which their evil erned by a good God. No doubt many peo-
will and actions aim at. Thus, for example, ple, including Plantinga, would not find this
God could allow Smith to will to murder Jones result problematic. In fact, in a recent paper
and to act on that will by hiring killers to shoot Steven Wykstra has argued that given the lim-
Jones, and at the same time God could warn itlessness of God’s intellect and the finitude of
Jones of Smith’s intentions in time for Jones ours, the mysteriousness ofevil in our world is
to run away and hide until Smith’s wrath had just what we might expect;!* it is reasonable
subsided. By warning Jones God would pre- to suppose that we cannot understand why an
vent the evil of Jones’ murder without inter- omniscient and omnipotent entity does what
fering with Smith’s exercise offree will. Many he does. I think that there is some plausibility
critics of Plantinga’s position are bothered by in Wykstra’s thesis; and ifall efforts at theodicy
the fact that they cannot seriously entertain fail utterly, no doubt theists will be glad of
the notion that Plantinga’s possible sufficient arguments like Wykstra’s and content with
reason for evil might actually obtain. The strategies like Plantinga’s. The problem with
thought that all natural evil might be caused such arguments and strategies, to put it
by fallen angels seems to many a particularly crudely, is that they leave people on both sides
implausible view. This criticism does not es- of the issue unsatisfied. The atheist is inclined
pecially worry Plantinga, however, because his to claim, as William Rowe does in a recent
purpose was to show not what God’s reason paper,!* that it is apparent there is 70 justify-
for allowing evil is but rather just that there ing or overriding good for some evils that oc-
could be such a reason; and this is all he needs cur in the world. To tell such an atheist that
to show in order to refute those who think he hasn’t succeeded in undermining theists’
that the existence of God is logically incom- beliefs in the existence of such a good although
patible with the existence of evil. Plantinga’s they don’t know what it is, or that his inability
strategy is similar in his arguments against to see such a good is just what theists would
those who hold the weaker view that the ex- expect, is likely to strike him as less than a pow-
istence of evil renders it zmprobable that God erful response. As for the theist struggling with
exist.!! He does not attempt a justification for the problem of evil, even if he entertains no
God’s allowing evil which would diminish the anxieties about the rationality of his theistic
critic’s sense of the improbability of God’s belief in consequence of the existence of evil,
existence. Rather he argues that the critic has he may well still be weakened in his religious
not made his case. Judgments of a claim’s belief by the consideration that the deity in
probability are relative to a knower’s whole whom he is to place his trust seems to act in
set of beliefs. But a theist’s set of beliefs in- ways which are unintelligible to him at best
cludes the belief that God exists, so that athe- and apparently evil at worst. So, if it is at all
ists’ assessments of the probability of God’s possible to do so, it seems worth trying to con-
existence given the existence of evil will not struct a more positive explanation for the com-
be the same as theists’. Therefore, the atheist patibility of God and evil; and such an
critic’s argument that God’s existence is im- explanation is in fact what we find in the work
probable is not telling against theism. of Swinburne and Hick....

229
ELEONORE STUMP

int account, persons in heaven are not perfected


in virtue of their translation to heaven, as
... The problem of evil is generally presented Christian doctrine has traditionally claimed,
as some sort of inconsistency in theistic be- but rather diminished in status. Thoughtful
liefs, and (1)-(4) present the relevant theistic Christians troubled by the problem of evil,
assumptions. And yet mere theists are relatively then, are not likely to be reassured by
rare in the history of religion. Most people Swinburne’s solution.
who accept (1)-(4) are Jews or Christians or For these reasons, in what follows I will fo-
Muslims. If we are going to claim that their cus on one particular monotheism, namely,
beliefs are somehow inconsistent, we need to Christianity; I do not know enough about
look at a more complete set of Jewish or Mus- Judaism or Islam to present a discussion of
lim or Christian beliefs concerning God’s the problem of evil in the context of those
goodness and evil in the world, not just at religions. In fact, my account will not deal even
that limited subset of such beliefs which are with all varieties of Christian belief. Because
common to all three religions, because what my-account will depend on a number of as-
appears inconsistent if we take a partial sam- sumptions, such as that man has free will, it
pling of beliefs may in fact look consistent will present a solution to the problem of evil
when set in the context of a more complete applicable only to those versions of Christian-
set of beliefs. I do not of course mean to sug- ity which accept those assumptions. Christians
gest that an inconsistent set of propositions who reject a belief in free will, for example,
could become consistent if we add more will also reject my attempt at a solution to the
propositions to it. My point is simple and problem of evil.
commonsensical: that the appearance of in- Besides (1)-(4), there are three Christian
consistency in a set of beliefs may arise from beliefs that seem to me especially relevant to
our interpretation of those beliefs, and our the problem of evil. They are these:
reinterpretation of them in light of a larger
system of beliefs to which they belong may (8) Adam fell.
dispel the appearance of inconsistency. A more (9) Natural evil entered the world as a re-
promising foundation for a solution to the sult of Adam’s fall.
problem of evil, then, might be found if we (10) After death, depending on their state
consider a broader range of beliefs concern- at the time of their death, either (a)
ing the relations of God to evil in the world, human beings go to heaven or (b) they
which are specific to a particular monotheism. go to hell.'*
Furthermore, attempted solutions to the
problem of evil based solely on a few theistic
assumptions common to the major II
monotheisms are likely themselves to be in-
compatible with Jewish or Christian or Islamic According to the Christian beliefs summarized
beliefs. Swinburne’s attempted solution, for as (8), (9), and (10), all human beings since
example, seems incompatible with traditional Adam’s fall have been defective in their free
Christian beliefs about heaven. On wills, so that they have a powerful inclination
Swinburne’s account, we are more like pets to will what they ought not to will, to will
than humans unless we have significant exer- their own power or pleasure in preference to
cise of our free will, and natural evil is neces- greater goods. It is not possible for human
sary for such a significant exercise. But there beings in that condition to go to heaven,
is no natural evil in heaven and so, according which consists in union with God; and hell
to Swinburne’s position, no significant exer- understood in Dantean terms is arguably the
cise of free will either. Hence, on Swinburne’s best alternative to annihilation. A good God

230
THE PROBLEM OF EVIL

will want to fix such persons, to save them fective wills (as I have argued he should not),
from hell and bring them to heaven; and as he would not be violating the free wills ofthe
the creator of these persons, God surely bears new persons by so creating them any more
some responsibility for fixing and saving them than he violated Adam’s free will when he cre-
if he can. How is he to do so? ated Adam in his pre-fall state. But if God in-
It seems to me clear that he cannot fix the tervenes to remove the defect in the wills of
defect by using his omnipotence to remove it post-fall persons, he brings about a change in
miraculously. The defect is a defect in free will, their wills; and this, I think, he cannot do if
and it consists in a person’s generally failing their wills are to remain free.®
to will what he ought to will. To remove this If God cannot by his omnipotence directly
defect miraculously would be to force a per- fix the defect in free will, it seems that human
son’s free will to be other than it is; it would beings must fix it themselves. Self-repair is a
consist in causing a person to will freely what common feature of the natural world, but I
he ought to will. But it is logically impossible do not think self-repair is possible for a per-
for anyone to make a person freely will some- son with post-fall free will. People, of course,
thing, and therefore even God in his omnipo- do sometimes reform their lives and change
tence cannot directly and miraculously remove their habits; but one necessary condition for
the defect in free will, without destroying the their doing so is that, for whatever purpose or
very freedom of the will he wants to fix. motive, they will something different from
Someone might object here that if the de- what they previously willed. Analogously, to
fect in the will is inheritable without preju- reform the will requires willing something dif-
dice to the freedom of the will, then it is also ferent from what one previously willed; that
removable without detriment to the freedom is, it requires a change of will. But how to
of the will; and if it destroys freedom to have change the will is the problem in the first place.
God remove the defect, then it also destroys If we want to know whether a man himself
freedom to have the defect inherited. This can fix a defect in his will, whether he himself
objection, I think, is based on a mistaken pic- can somehow remove his tendency to will
ture of the inheritance of the defect. If the what he ought not to will, it is no help to be
traditional doctrine were that after the time told that of course he can if he just wills to
of Adam’s fall, human beings whose wills were change his will. We know that a man can
in a pre-fall state suddenly acquired fallen, change his will for the better; otherwise his
defective wills, then this objection would be will would not be free. The problem with a
sound. And perhaps the use of the word “in- defect in the will is not that there is an inabil-
heritance,” with its suggestions of one indi- ity to will what one ought to will because of
vidual suddenly receiving something from some external restraint on the will, but that
another, invites such a picture. But in fact the one does not and will not will what one ought
doctrine of Adam’s fall makes it clear that in to will because the will itself is bent towards
the transmission of the defect there is no evil. Consequently, changing the will is the
change of will on the part of post-fallen men. end for which we are seeking the means; if
What the doctrine specifies is that individuals one were willing to change one’s will by will-
conceived and born after Adam’s fall have ing what one ought to will, there would be
defective wills from the very beginning oftheir no problem of a defect in the will.’® Self-re-
existence. There is no change of will in this pair, then, is no more a solution to the prob-
process; rather the process consists in the gen- lem of a defective will than is God’s miraculous
eration of persons whose free wills from birth intervention.’”
are strongly inclined to certain sorts of evil If God cannot and human beings will not
actions. If God were to destroy such post-fall fix the defect in their wills, what possible cure
persons and generate new ones with non-de- is there? Christianity suggests what seems to

231
ELEONORE STUMP

me the only remaining alternative. Let a per- would be ridiculous to say in consequence that
son will that God fix his defective will. In that the man bears sole responsibility for his con-
case, God’s alteration of the will is something version. The responsibility and the credit for
the person has freely chosen, and God can then the conversion belong to Socrates, whose ef-
alter that person’s will without destroying its fort and ingenuity were necessary conditions
freedom. It is a fact well-attested in religious of the conversion. That they were not suffi-
literature that people who find it next to im- cient conditions, however, and that the man
possible to will what (they believe) they ought none the less freely willed his conversion is
to will may none the less find it in themselves clear from the cases of men such as Alcibiades,
to will that God alter their wills. Perhaps two whom Socrates sought but did not succeed in
of the most famous examples are the sonnet converting. Without rashly trying to adjudi-
of John Donne in which he prays for God to cate in a paragraph an old and complicated
overwhelm him so that he will be chaste’® and controversy, I think that something along
Augustine’s prayers that God give him conti- those lines can also be said of the process by
nence.’? The traditional formulation of the which a man comes to will God’s help. God’s
crucial necessary condition for a person’s be- effort on behalf of Augustine are the neces-
ing a Christian (variously interpreted by Prot- sary condition of Augustine’s conversion, and
estants and Catholics) is that he wills God to the credit for his conversion belongs to God;
save him from his sin; and this condition is, I but God’s efforts are not a sufficient condi-
think, logically (and perhaps also psychologi- tion, and so Augustine’s free will is not im-
cally) equivalent to a person’s willing that God pugned. Or, as Anselm says with regard to
fix his will. Willing to have God save one from the fall of the angels, “although the good an-
one’s sin is willing to have God bring one to a gel received perseverance [in willing what he
state in which one is free from sin, and that ought to will] because God gave it, it is not
state depends essentially on a will which wills the case that the evil angel did not receive it
what it ought to will. because God did not give it. But rather, God
What role God plays in man’s coming to did not give it because Satan did not receive
will that God fix his will is controversial in the it, and he did not receive it because he was
history of Christian thought. Some Protestant unwilling to receive it.””°
theologians have argued that God bears sole At any rate, ifa man does will that God fix
responsibility for such willing; Pelagius appar- his will or save him from his sins, then I think
ently argued that all the responsibility belongs that God can do so without detriment to free
to man. The first of these positions seems to will, provided that he does so only to the ex-
me to have difficulties roughly analogous to tent to which the man freely wills that God
those raised above by the suggestion that God do so. There is in principle no reason why a
might miraculously fix man’s will, and the dif- person could not will at once that God fix the
ficulties in the second are like those in the whole defect of his will; but in general, per-
suggestion that a man himself might fix his haps because of the extent of the defect in the
own will. Perhaps the correct view here too will, people seem to turn from their own evil
consists in postulating a cooperative divine and in a series of small-scale reforms. In book VIII,
human effort. Perhaps Socrates’s way with chapter VII, of the Confessions, Augustine
those he encountered can serve as a model. describes himselfas praying that God give him
When Socrates pursued a man with wit and chastity and making the private reservation
care and passion for the truth, that man some- “but not yet.” If God were immediately to
times converted to philosophy and became give Augustine chastity in such a case, he
Socrates’s disciple. Such a man converted would in fact be doing so against Augustine’s
freely, so that it is false to say Socrates caused will. And so, in general, God’s fixing the will
his conversion; and yet, on the other hand, it seems to be a lengthy process, in which a lit-

Zoe
THE PROBLEM OF EVIL

tle willing produces a little fixing, which in think, and maybe the only effective means, for
turn promotes more willing of more fixing. bringing men to such a state.
On Christian doctrine, this is the process of That natural evil and moral evil, the suc-
sanctification, which is not finally completed cessful carrying out of evil human wills, serve
until after death when it culminates “in the to make men recognize their own evils, be-
twinkling ofan eye” in the last changes which come dissatisfied with things of this world, and
unite the sanctified person with God.”! turn to God is a controversial claim; and it is
The fixing of a defective free will by a per- clear that a compelling argument for or against
son’s freely willing that God fix his will is, I it would be very difficult to construct. To pro-
think, the foundation of a Christian solution duce such an argument we would need a rep-
to the problem of evil. What sort of world is resentative sample, whatever that might be,
most conducive to bringing about both the of natural and moral evil. Then we would need
initial human willing of help and also the sub- to examine that sample case by case to deter-
sequent process of sanctification? To answer mine the effect of the evil in each case on the
that question, we need to consider the psy- human beings who suffered or perpetrated it.
chological state of a person who wills God’s To determine the effect we would have to
help. Apart from the obvious theological be- know the psychological and moral state of
liefs, such a person must also hold that he tends these people both before and after the evil at
to do what he ought not to do and does so issue (since the effect would consist in some
because he himself wills what he ought not to alteration of a previous state); and we would
will, and he must want not to be in such a have to chart their state for the rest of their
condition. He must, in other words, have both lives after that evil because, like the effect of
a humbling recognition of himself as evil and carcinogens, the effect of the experience of
a desire for a better state. So things that con- evil may take many years to manifest itself.
tribute to a person’s humbling, to his aware- Even with the help of ateam ofpsychologists
ness of his own evil, and to his unhappiness and sociologists, then, it would be hard to
with his present state contribute to his willing collect the data necessary to make a good ar-
God’s help. gument for or against this claim. Hence, Iam
I think that both moral and natural evil unable to present a cogent argument for one
make such a contribution. The unprevented of the main claims of this paper, not because
gross moral evils in the course of human his- of the improbability of the claim but because
tory show us something about the nature of of the nature of the data an argument for the
man, and our own successful carrying out of claim requires; and perhaps it should just be
our no doubt smaller-scaled evil wills shows categorized as one more Christian belief and
us that we are undeniably members of the spe- added as (11) to the list of(8), (9), and (10)
cies. Natural evil — the pain of disease, the in- as a traditionally held, not demonstrably false
termittent and unpredictable destruction of Christian belief.’ Still, there is some historical
natural disasters, the decay of old age, the evidence for it in the fact that Christianity has
imminence of death — takes away a person’s tended to flourish among the oppressed and
satisfaction with himself. It tends to humble decline among the comfortable, and perhaps
him, show him his frailty, make him reflect the best evidence comes from the raising of
on the transience of temporal goods, and turn children. The phrase “spoiling a child” is am-
his affections towards other-worldly things, biguous in current parlance between “turn-
away from the things of this world. No amount ing a child into a unpleasant person” and
of moral or natural evil, of course, can guar- “giving a child everything he wants,” and the
antee that a man will seek God’s help. If it ambiguity reflects a truth about human na-
could, the willing it produced would not be ture. The pains, the hardships, the struggles
free. But evil of this sort is the best hope, I which children encounter tend to make them

Zo
ELEONORE STUMP

better people. Of course, such experiences do sketch some considerations which may shed
not invariably make children better; children, light on these hard cases. To begin with, it is
like adults, are also sometimes made worse by important to remember that on Christian doc-
their troubles. But that fact would be a coun- trine death is not the ultimate evil or even the
ter-example to the general claim about the ultimate end, but rather a transition between
function of evil in the world only in case it one form of life and another. From a Chris-
maintained that evil was guaranteed to make tian point of view, the thing to be avoided at
people better; and that is something this claim all costs is not dying, but dying badly; what
could not include and still be compatible with concerns the Christian about death is not that
Christianity as long as Christianity is commit- it occurs but that the timing and mode of
ted to the view that human beings have free death be such as to constitute the best means
will. of ensuring that state of soul which will bring
Someone may object here that the suffer- a person to eternal union with God. If chil-
ing of children is just what this attempted so- dren who die in their suffering thereby move
lution to the problem of evil cannot explain. from the precarious and frequently painful
In The Brothers Karamazov, Dostoevsky pro- existence of this world to a permanently bliss-
vides the most eloquent presentation this ob- ful existence in the other world and if their
jection is likely ever to get, concluding with suffering was among part of the necessary
Ivan’s passionate insistence (implicit in a ques- means to effect that change, their suffering is
tion addressed to Alyosha) that even if the justified. I am not trying to say here that the
whole world could be saved for eternal bliss suffering which a child or any other person
by the torture of one innocent child, allow- experiences is the only way in which that per-
ing the torture of that child for that purpose son could be brought to God. Rather, I am
would be horribly wrong. I am in sympathy trying to avoid constructing the sort of expla-
with the attitude Dostoevsky has Ivan express nation for evil which requires telling the suf-
and in agreement with Ivan’s conclusion. The ferer that God lets him suffer just for the sake
suffering of children is in my view unques- of some abstract general good for mankind.
tionably the instance of evil most difficult for Perhaps it is true that such a general good —
the problem of evil, and there is something the significant freedom ofcreated persons, for
almost indecent about any move resembling example — is the ultimate end for the sake of
an attempt to explain it away. The suffering which God permits evil. It seems to me none
of children is a terrible thing, and to try to see the less that a perfectly good entity who was
it otherwise is to betray one’s humanity. Any also omniscient and omnipotent must govern
attempt to solve the problem of evil must try the evil resulting from the misuse of that sig-
to provide some understanding of the suffer- nificant freedom in such a way that the
ing of children, but it must not lessen our pain sufferings of any particular person are out-
over that suffering if it is not to become some- weighed by the good which the suffering pro-
thing monstrous and inhumane. duces for that person; otherwise, we might
With considerable diffidence, then, I want justifiably expect a good God somehow to pre-
to suggest that Christian doctrine is commit- vent that particular suffering, either by inter-
ted to the claim that a child’s suffering is out- vening (in one way or another) to protect the
weighed by the good for the child which can victim, while still allowing the perpetrator his
result from that suffering. This is a brave (or freedom, or by curtailing freedom in some
foolhardy) thing to say, and the risk inherent select cases.?* And since on Christian doctrine
in it is only sharpened when one applies it to the ultimate good for persons is union with
cases in which infants suffer, for example, or God, the suffering of any person will be justi-
in which children die in their suffering. Per- fied if it brings that person nearer to the ulti-
haps the decent thing to do here is simply to mate good in a way he could not have been

234
THE PROBLEM OF EVIL

without the suffering. I think that Christian- even among those who are Christian many die
ity must take some such approach to the suf- in serious unrepented evil. But this complaint
fering or death of children; and perhaps rests on an assumption for which we have no
something analogous can be said in connec- evidence, namely, that the majority of people
tion with the hardest case of all, the suffering end in hell. That even an evil-doer who dies a
of infants. Psychologists tell us that the first sudden, unexpected death may not die im-
year of a child’s life is tremendously impor- penitent is shown vividly by Dante:
tant in molding the personality and charac-
ter. Kor some persons the molding of the Iam Buonconte . . wounded in the throat, fly-
personality produced by suffering in infancy ing on foot and bloodying the plain [I came].
may be the best means of insuring a character There I lost my sight and speech. I ended on
the name of Mary, and there I fell, and my flesh
capable of coming to God.?4
remained alone... The Angel of God took me,
In all these hard cases, the difficulty of for-
and he from Hell cried, “O you from Heaven,
mulating a Christian position which does not why do you rob me? You carry off with you the
appear either implausible or inhuman will be eternal part of him for one little tear which takes
diminished if we have clearly in mind the view him from me.”?°
of man Christianity starts with. On Christian
doctrine, all human beings are suffering from As for those who live and die without the re-
the spiritual equivalent of a terminal disease; ligious knowledge necessary for redemption
they have a defect in the will which if not cor- from evil, it is not incompatible with Chris-
rected will cost them life in heaven and con- tian doctrine to speculate that in the process
sign them to a living death in hell. Now of their dying God acquaints them with what
suppose that we are the parents of a child with they need to know and offers them a last
a terminal brain disease, which includes among chance to choose.”° Such a speculation might
its symptoms the child’s rejecting the notion seem to vitiate the justification for evil which
that he is sick and refusing to cooperate in I have been developing in this paper, because
any treatments. The doctors tell us that there if the whole process of redemption can be
are treatments which may well cure the child begun and completed in a person’s dying
completely, but they hurt and their success is hour, why do we need evil in the world? But
not guaranteed. Would we not choose to sub- this is a mistaken objection, because surely in
ject the child to the treatments, even if they any sort of deathbed repentance the sufferings
were very painful? The child’s suffering would of the dying person will have had a significant
be a terrible thing; we would and we should effect on that person’s character and conse-
be grieved at it. But we would none the less quently on the choices he makes on his death-
be glad of the treatments and hope ofa cure. bed. So as long as some such speculation is
And yet this example is only a pale reflection not incompatible with Christian doctrine, it
of what Christianity claims to be the case for is not at all clear that the majority of people
all human beings, where the loss inflicted by end in hell. And without that assumption the
the disease and the benefits of its cure are in- complaint that God’s plan for the use of evil
finitely greater. If moral and natural evil con- is a failure is altogether unwarranted.
tain an essential ingredient of a possible cure, Someone might also object here that this
surely the cure is worth the suffering such evil solution to the problem of evil prohibits us
entails. from any attempt to relieve human suffering
It might seem to some people that if this is and in fact suggests that we ought to promote
God’s plan, it is a tragic failure because the it, as the means of man’s salvation. Such an
amount of evil in the world produces so few objection is mistaken, I think, and rests on an
cures. The vast majority of people in the world invalid inference. Because God can use suf-
are not Christians or theists of any kind; and fering to cure an evil will, it does not follow

235
ELEONORE STUMP

that we can do so also. God can see into the such that a twentieth-century atheistic philoso-
minds and hearts of human beings and deter- pher might have invented them as a showcase
mine what sort and amount of suffering is for the problem of evil.
likely to produce the best results; we cannot. Cain and Abel are two brothers who bring
(Our inability to do so is in fact one of the offerings to God. Abel’s offering is accepted,
things which make it so difficult to discuss but Cain’s is not — why, the story does not
cases of infant suffering, for example.) Fur- say. In consequence, Cain is very angry at Abel.
thermore, God as parent creator has a right The story suggests that acceptance or rejec-
to, and a responsibility for, painful correction tion of the offerings is an (at least temporary )
of his creatures, which we as sibling creatures acceptance or rejection of the offerer; and
do not have. Therefore, since all human suf- Cain’s anger at Abel apparently stems from
fering is prima facie evil, and since we do not jealousy over God’s favoring Abel rather than
know with any high degree of probability how Cain. Now there is something double-minded
much (if any) of it is likely to result in good to in Cain’s anger and jealousy. Either God is
any particular sufferer on any particular occa- right to reject Cain’s offering — because there
sion, it is reasonable for us to eliminate the was something about it or about the person
suffering as much as we can. At any rate, the who brought it which made it objectively un-
attempt to eliminate suffering is likely to be acceptable — and in that case there are no
beneficial to our characters, and passivity in grounds for anger; or God is wrong to reject
the face of others’ suffering will have no such Cain’s offering — because it was a perfectly
good effects.” good offering brought in an altogether ap-
propriate spirit — and in that case God is not
good. And although one might then still be
IV afraid of the consequences of incurring God’s
displeasure or resent those more favored by
The solution to the problem of evil I have God, a single-minded belief that God’s stand-
been developing will be clarified further by ards for accepting offerings are bad precludes
being applied to an individual instance of evil. jealousy towards those who are accepted. That
The instance I want to consider is the Old Cain is angry and jealous indicates that he is
Testament story of Cain and Abel. For my double-minded about whether God is right
purposes here, this biblical story of an instance to reject his offering.
of evil has several advantages over a descrip- Although he does reject Cain’s offering,
tion of an instance of evil drawn from such God does not leave Cain to himself in his dou-
sources as the newspapers. The biblical story ble-minded anger. He comes to him and talks
contains a description of God’s intervention to him, asking Cain Socratic questions de-
or lack of intervention in human history, and signed to get him to recognize and resolve
it includes an account of the inner thoughts his double-mindedness: “Why are you an-
and motivations of the principal characters. gry?;” “If you do well, will you not be ac-
To the extent to which Christians are com- cepted?” And God goes on to give Cain a
mitted to accepting the Bible as the revealed warning, that he is in danger of sin. So God
word of God, to that extent they are commit- apparently anticipates Cain’s attack on his
ted to accepting this story as veridical also; brother, and he intervenes to warn Cain.
and that fact obviously contributes to the use But Cain attacks and kills his brother. Abel,
I want to make ofthe story. Finally, although who has just been accepted by God and is
the story of Cain and Abel is regularly taken evidently righteous, suffers violent and un-
by Christians as a paradigmatically moral and timely death. When the killing is over, God
religious story, suitable for the edification of speaks to Cain again, asking him more careful
children, the incidents related in the story are questions designed to lead him to confess his

236
THE PROBLEM OF EVIL

deed: first, “Where is Abel?,” and then after ply stands by and watches him be killed. Why
the evasive response to that question, the has such a story been allowed to stand as part
stronger question “What have you done?” of the canonical Scriptures?
When Cain is obstinate in his evil, God pun- On the solution to the problem ofevil which
ishes him by miraculously intervening in na- I have been developing in this paper, if God is
ture: the ground will be barren when Cain good and has a care for his creatures, his over-
tulls it, and apparently only when Cain tills it. riding concern must be to insure not that they
Finally, we have the last piece of God’s care live as long as possible or that they suffer as
for Cain in this story: Cain says his punish- little pain as possible in this life but rather that
ment is more than he can bear, and God com- they live in such a way as ultimately to bring
forts him by protecting him against being them to union with God.
killed by other men, a danger Cain had un- Abel presents God with no problems in this
derstood to be part of his punishment. respect. He is apparently righteous at the time
Now consider God’s actions in this story. of his offering; and hence that is a safe, even a
In the first place, he punishes Cain for the propitious, time for him to die, to make the
murder of Abel, showing thereby that he re- transition from this life to the next. Given that
gards the murder of Abel as bad and worthy he will die sometime, Abel’s death at this time
of punishment. And yet he himself allowed is if anything in Abel’s interest; he dies at a
the murder to take place, although obviously time when he is accepted by God, and he en-
he could have prevented it. Any decent per- ters into union with God. It is true that Abel
son who was present when Cain attacked his dies prematurely and so is deprived of years of
brother would have made some effort to res- life. But on Christian doctrine, what he loses
cue Abel; but God, who is always present eve- is years of a painful and spiritually perilous
rywhere and who even seems to anticipate pilgrimage through this life, and what he gains
Cain’s attack, does nothing for Abel. On the is eternal bliss.
other hand, consider what God does to or for Cain, on the other hand, is in trouble as re-
Cain. He comes to him and warns him of the gards both his current moral state and his pros-
coming temptation. After the murder he re- pects for the next life. If God were to rescue
turns to talk to Cain again, in a way designed Abel by striking Cain with heart failure at the
to make Cain acknowledge his true state. outset of Cain’s attack on Abel, for example,
When he imposes punishment, he does it in a Cain would die in mortal sin and so would go
way that seems to require a miracle. He ban- to hell, while righteous Abel would continue
ishes Cain from his land. And when Cain com- the morally dangerous journey ofthis life only
plains that his punishment is too much, God to die later, perhaps in some less virtuous state.
is merciful to him and guards him from being There are, of course, many other ways in which
killed by other men. In short, God interferes God could have stopped Cain and rescued Abel
in Cain’s affairs to warn him; he talks to him without going so far as killing Cain. But per-
earnestly to get him to see his true situation; haps stopping Cain even in those other ways
he performs a miracle on his behalf; he sends would not have been good for Cain. Because
him away from his own place; and he protects God does not step in between Cain’s willing
him from being murdered. Clearly, any one and the successful realization of that willing,
of these things done on Abel’s behalf would Cain is brought as forcefully as possible to a
have been enough to save him. But God does recognition of the depth of the evil he willed.
none of these things for Ade/, the innocent, And that forceful recognition is, I think, the
the accepted of God; he does them instead most powerful means of bringing Cain to an
for Cain, a man whose offering was rejected acknowledgment of his own evil and a desire
and who is murderously angry at his brother. for help, which is a necessary condition for his
When it comes to righteous Abel, God sim- salvation.

230
ELEONORE STUMP

On the solution to the problem of evil which shima. What I would like to believe I have
I have been developing here, then, God does done is to have shown that with good will
not rescue Abel because contrary to appear- and careful attention to the details ofthe doc-
ances Abel is not in danger; and God’s failure trines specific to a particular monotheism there
to rescue Abel, as well as all the other care for is hope of a successful solution to the prob-
Cain recorded in the story, constitutes the best lem of evil along the lines developed here.
hope of a rescue for Cain, who is in danger,
and not just of death but of a perpetual living Notes
death.
1 For a review of recent literature on the
problem of evil, see Michael Peterson,
“Recent Work on the Problem of Evil,”
Vv
American Philosophical Quarterly, 20 (1983)
pp. 321-40.
I think, then, that it is possible to produce a
2 Cf. Nelson Pike, “Hume on Evil,” The Philo-
defensible solution to the problem of evil by
- sophical Review, 72 (1963), pp. 180-1.
relying both on the traditional theological and 3 See “Evil and Omnipotence,” Mind, 64
philosophical assumptions in (1)-(4) and (6), (1955), pp. 200-12.
and on the specifically Christian doctrines in 4 “God and Evil,” The Philosophical Quarterly,
(8)-(10). Like other recent attempted solu- 10 (1960), pp. 97-114.
tions, this one also rests fundamentally on a 5 Cf, e.g., Nelson Pike, “Hume on Evil.”
revised version of (7), namely, this: 6 Cf. John Stuart Mill, Three Essays on Religion
(London: Longmans, Green and Co., 1875),
(7’”) Because it is a necessary condition for un- pp. 176-90, 194.
ion with God, the significant exercise offree will 7 John Stuart Mill, An Examination of Sir
employed by human beings in the process which William Hamilton’s Philosophy (London:
is essential for their being saved from their own Longman’s Green and Co., 1865), ch. 7.
evil is of such great value that it outweighs all 8 Cf. Alvin Plantinga, “The Free Will Defense,”
the evil of the world. in Philosophy in America, ed. Max Black (Lon-
don: Allen and Unwin, 1965), pp. 204-20. A
(7””) constitutes a morally sufficient reason for revised version of this paper is included in God
evil and so is a counter-example to (5), the and Other Minds (Ithaca, N.Y.: Cornell Uni-
claim that there is no morally sufficient rea- versity Press, 1967) pp. 131-55. Cf. also
son for God to permit instances of evil. “Which Worlds Could God Have Created?”
Journal of Philosophy, 70 (1973), pp. 539-52.
In the brief exposition of this solution in
9 Among the most interesting criticisms of
this paper, I cannot hope to have given any-
Plantinga are the following: Robert M. Adams,
thing but a sketch and a preliminary defense “Middle Knowledge and the Problem of Evil,”
of it; to do it justice and to consider carefully American Philosophical Quarterly, 14 (1977),
all the questions and objections it raises would pp. 109-17; George Botterill, “Falsification
require book-length treatment. For all its com- and the Existence of God. A Discussion of
plexity, the story of Cain and Abel is the story Plantinga’s Free Will Defense,” Philosophical
of a simple instance of evil, which is easily Quarterly, 27 (1977), pp. 114-34; Robert
dwarfed by any account of evil culled at ran- Burch, “Plantinga and Leibniz’s Lapse,”
dom from today’s newspapers; and I am un- Analysis, 39 (1979), pp. 24-9; Nelson Pike,
der no illusions that by providing an “Plantinga on Free Will and Evil,” Religious
Studies, 15 (1979), pp. 449-73; William
explanation for the simple evil in the story of
Rowe, “God and Other Minds,” Nous, 3
Cain and Abel, I have given a sufficient and
(1969), pp. 271-7; William Wainwright,
satisfying explanation of even the common- “Christian Theism and the Free Will Defense:
place evils of ghetto violence, much less the a Problem,” International Journal for the Phi-
almost unthinkable evils of Belsen or Hiro- losophy of Religion, 6 (1975), pp. 243-50;

238
THE PROBLEM OF EVIL

William Wainwright, “Freedom and Omnipo- Packer and A. R. Johnston (London: James
tence,” Nous, 2 (1968), pp. 293-301; and Clarke, 1957); and Erasmus, De Libero
Peter Windt, “Plantinga’s Unfortunate God,” Arlitrio, Discourse on the Freedom of the Will,
Philosophical Studies, 24 (1973), pp. 335-42. ed. and tr. Ernest F. Winter (New York, 1967).
10 Analysis (1975), pp. 110-12. 18 “Batter my heart, three-personed God; for You
ll See “The Probabilistic Argument from Evil,” As yet but knock, breathe, shine, and seek to
Philosophical Studies, 35 (1979), pp. 1-53. mend;
12 Steven Wykstra, “Ihe Humean Obstacle to That I may rise and stand, o’erthrow me, and
Evidential Arguments from Suffering: On bend
Avoiding the Evils of Appearance,” forthcom- Your force to break, blow, burn, and make
ing in International Journal for the Philosophy me new.
of Religion. I, like an usurped town, to another due,
William Rowe, “The Empirical Argument Labor to admit You, but O, to no end;
from Evil,” in Rationality, Religious Belief, and Reason, Your viceroy in me, me should de-
Moral Commitment: New Essays in the Philoso- fend,
ply ofReligion, ed. KR. Audi and W. Wainwright But is captived, and proves weak or untrue.
(Cornell University Press, forthcoming). Yet dearly I love You, and would be loved fain,
14 For an example of this view in prominent But am betrothed unto Your enemy.
Catholic and Protestant theologians, see, e.g., Divorce me, untie, or break that knot again;
Thomas Aquinas, Summa theologiae, Ia—Iae, Take me to You, imprison me, for I,
q. 87, g. 3, and John Calvin, Institutes of the Except You enthrall me, never shall be free,
Christian Religion, bk. II, ch. xxiv, esp. sec- Nor ever chaste, except you ravish me.”
tion 6. 19 Augustine, Confessions, tr. Edward Pusey (New
Someone might also object that if post-fall York: Macmillan, 1961), bk. viii, pp. 125, 130:
persons inherit a disordered will, they are not “But I wretched, most wretched, in the very
responsible for the evil they do and so should commencement of my early youth, had begged
not be punished for it. But this objection mis- chastity of Thee, and said, “Give me chastity
understands the nature of the defect post-fall and continence, only not yet.” For I feared
persons inherit. It is not an external constraint lest Thou shouldest hear me soon, and soon
on the will; it is a tendency within the will to cure me of the disease of concupiscence, which
will evil. A person with post-fall will can will I wished to have satisfied, rather than extin-
only right actions, but tends not to want to guished ... [Now, however] I cast myself
do so. Such a person, who can will the right down I know not how, under a certain fig tree,
action in certain circumstances but who does giving full vent to my tears; and the floods of
not do so because he does not want to, is gen- mine eyes gushed out an acceptable sacrifice
erally held to be responsible for what he does. to Thee ... I sent up these sorrowful words:
16 I do not mean to suggest that changing one’s how long, how long, “tomorrow, and tomor-
character is accomplished by a single act of will row?” Why not now? Why not is there this
of any sort, only that a particular sort of act of hour an end to my uncleanness?”
will is a prerequisite for a change ofcharacter. 20 Anselm, The Fall of Satan, tr. lasper Hopkins
This very sketchy discussion suggests a solu- and Herbert Richardson (New York: Harper
tion to the sort of quarrel engaged in by Luther and Row, 1967), p. 157.
and Erasmus. Even the defective will is free, 21 See, for example, the articles on sanctification
in the sense that it cam will the good; and to in The Encyclopedia of Religion and Ethics, ed.
this extent it seems to me that Erasmus was James Hastings (New York: Charles Scribner’s
right. But if this ability is not exercised be- Sons, 1962) and in A Theological Word Book
cause, in virtue of a defect in the will, the will of the Bible, ed. Alan Richardson (New York:
does not will the good, then for practical as dis- Macmillan, 1950), and the article on grace in
tinct from theological purposes Luther was The Catholic Encyclopedia, ed. Charles
right. Of himself, man will not do what is right; Herbermann et al. (New York: Robert
to do so he must have external help. See Mar- Appleton Co., 1909).
tin Luther, The Bondage of the Will, tr. J. I. 22 That this is a claim Christians are committed

239
ELEONORE STUMP

to is clear from even a brief perusal of the Old death of infants is hard to account for in large
Testament. The Old Testament prophetic part because we have an inadequate under-
books abound with statements such as these: standing of the nature of infants and animals.
“In vain have I smitten your children; they Do infants have free will? Do some of the more
received no correction” (Jeremiah 2: 30); “Oh intelligent species of animals other than man
Lord, . . . thou has stricken them, but they have have free will? If they do, maybe some version
not grieved; thou has consumed them, but of the solution I am developing here applies
they have refused to receive correction” (Jer- to them also. As for creatures to whom no one
emiah 5: 3); “The people turneth not unto would want to attribute free will, such as
him that smiteth them, neither do they seek worms and snails, what sort of suffering do
the Lord ofhosts” (Isaiah 9: 13). Amos 4: 6— they undergo? Until we have a clearer account
11 isa particularly clear statement ofthis claim. of the nature of infants and animals, it will not
The story of the blind man in John 9: 1-38, be clear what to say about the death of infants
which culminates in the blind man’s expres- or the suffering of animals in connection with
sion of faith and worship, is an example of a the problem of evil. For that reason, I leave
New Testament story illustrating this claim. both out of account here.
23 For a Biblical story showing God protecting 25. Dante, Purgatorio, V. 98-107, tr. Charles Sin-
the victim while allowing the perpetrator the gleton (Princeton, N.J.: Princeton University
freedom to act on his evil will, cf., e.g., Daniel Bresse 1973) pabile
3: 8-25; a clear-cut story showing God pre- 26 For an interesting variation on such a specula-
venting suffering by curtailing the freedom of tion, see C. S. Lewis, The Great Divorce (New
a human agent to act on his will is harder to York: Macmillan, 1946).
find, but cf., e.g., Genesis 19: 1-11, Genesis 27 I have made no attempt in this section to dis-
22: 11-12, and such stories of relief from op- cuss the connection, crucial for Christianity,
pression as Judges 6: 1 1ff. between salvation from one’s sins and the In-
24 The death of infants has been variously han- carnation and Resurrection of Christ. I intend
dled in the history of Christian thought. It to examine that connection in a forthcoming
seems to me not so much a hard case as a bor- paper on the Atonement.
derline one. Like the suffering of animals, the

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Alternative Perspectives

28 Coercion and the Hiddenness of God*

Michael J. Murray

But if Lgo to the east, he 1s not there; if Igo to the ... “God exists” could in principle be established
west I do not find him. When he ts at work in the for all factually — it just happens not to be, cer-
north, I do not see him; when he turns to the south, tainly not for everyone! Suppose, however, that
I catch no glimpse of him. next Tuesday morning, just after breakfast, all
Job 23: 8-9 of us in this one world are knocked to our knees
by a percussive and ear-shattering thunderclap.
if Snow swirls; leaves drop from the trees; the earth
heaves and buckles; buildings topple and tow-
The sentiments expressed by Job in the above ers tumble; the sky is ablaze with an eerie, sil-
very light. Just then, as all the people of this
epigram are ones that have been expressed by
world look up, the heavens open — the clouds
the sophisticated atheist as well as the typical
pull apart — revealing an unbelievably immense
churchgoer. Most of us, in fact, have won- and radiant-like Zeus figure, towering above us
dered at one time or another why it is that like a hundred Everests. He frowns darkly as
God does not reveal Himselfin some dramatic lightening plays across the features of his
fashion if He actually exists. Yet, while this Michelangeloid face. He then points down — at
question is widely entertained, it has received me! — and explains, for every man and child to
surprisingly little attention in the philosophi- hear:
cal literature. In addition to puzzling many “T have had quite enough of your too-clever
theists, the fact of divine hiddenness has logic-chopping and word-watching in matters
prompted some non-theists to challenge the of theology. Be assured, N. R. Hanson, that I
most certainly do exist.”
theist to provide some explanation for God’s
... Please do not dismiss this as a playful, ir-
apparent silence. The problem they have raised
reverent Disney-old contrivance. The concep-
can be roughly stated as follows: If, as most tual point here is that zfsuch a remarkable event
theists claim, beliefin God is essential to ulti- were to occur, I for one should certainly be con-
mate human fulfillment, one would expect vinced that God does exist. That matter of fact
that God would provide us with unambigu- would have been settled once and for all time
ous evidence for His existence. However, such ... That God exists would, through this encoun-
evidence is not forthcoming. Therefore, it is ter, have been confirmed for me and for every-
unlikely that the theist’s God exists. one else in a manner every bit as direct as that
The atheist Norwood Russell Hanson involved in any non-controversial factual claim.!
makes this case against the theist as follows in
Hanson’s point, of course, is that since God
his essay “What I Do Not Believe:”
has not produced such a theophany, we not
only lack good evidence that such a God
* From American Philosophical Quarterly, 30:1 exists, but that this heavenly silence actually
(1993), pp. 27-35. Reprinted with permission. inveighs against God’s existence. . . . The chal-

241
MICHAEL J. MURRAY

lenge to the theist is to explain this heavenly are both free beings and also no possibility of
silence. these beings undertaking evil actions. I call
theodicies of this type consequent free will
theodicies. They are “consequent” in the sense
II that evil is to be accounted for in terms of
conditions that arise as a consequence of the
In order to understand the nature of the prob- existence of free will in our world. It is this
lem of divine hiddenness it is important to sort of theodicy that is most often invoked by
ask exactly what the objector to theism finds theists in order to account for the existence
problematic here. The real problem, as I see of moral evil in the world.
it, is the fact that the hiddenness of God seems However, the type of free will theodicy I
to be closely tied to disbelief. For most Chris- am going to be concerned with first is some-
tian theists, disbelief is a form of sin, possibly what different. The theodicy that is impor-
the most damaging form. Asa result, the prob- tant here argues that there are certain
lem appears to reduce to the fact that God’s antecedent conditions that must necessarily
self-imposed obscurity seems to be indirectly, hold or fail to hold if beings endowed with
or possibly directly, responsible for an impor- freedom are to be able to exercise this free-
tant form of evil. The atheist’s challenge, then, dom in a morally significant manner. For ex-
amounts to this: why has God established con- ample, Swinburne, and others, have argued
ditions, or at least allowed conditions to pre- that any world which is such that free beings
vail, which seem to lead to the occurrence of can exercise their freedom in a morally sig-
a significant amount of evil, especially evil of nificant manner must also be a world in which
such a grave sort? Seen in this way, the prob- there are stable natural regularities of some
lem is similar to a number of others which fall sort. If this were not the case, it is argued,
under the traditional problem of evil. One free creatures could never come to understand
might thus be led to consider, first, whether that there are regular connections between
or not the hiddenness of God might simply their undertakings and the consequence of
be treated as a species of the problem of evil their undertakings. So, for example, if there
and thus be resolved by appealing to certain were no stable natural regularities, firing a gun
traditional theodicies regarding this problem. at another person’s head at point-blank range
What I intend to show here is that certain tra- may, On one occasion, give them a haircut,
ditional theodicies do seem to provide some whereas on another occasion it may kill them.
interesting resolutions to the problem of But it seems clear that one could not be said
God’s hiddenness. I will begin in this section to be morally responsible for their actions if
with a discussion of the traditional free will they had no way of knowing that their under-
defense and show how it can be brought to taking, in this case firing the gun, would have
bear on this vexing problem. the undesirable consequence of taking another
Briefly, a free will theodicy claims that the life. As a result, free creatures must be created
existence of free will causes, allows, or pre- in a world in which such stable connections
supposes the possibility of certain evils. How- between undertakings and the consequences
ever, there are two distinct species of free will of undertakings obtain. And it seems plausi-
theodicies, both of which I will make use of ble to suppose that such a world requires a set
in the course of this discussion. The first type of stable natural regularities to insure the sta-
of free will theodicy argues that one of the bility of this very connection. It is only when
consequences of endowing creatures with free we can be assured that, for example, gun-
will is that these beings have the option to firings result in certain predictable conse-
choose evil over good. As a result, it is impos- quences, that we can be responsible for the
sible that God actualize a world such that there outcomes of such actions.

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COERCION AND THE HIDDENNESS OF GOD

However, the argument continues, the ex- tions that I will specify below, it seems clear
istence of stable natural laws may also lead to that fully robust and morally significant free
other events which result in natural evil, for will cannot be exercised by someone who is
example, hurricanes, earthquakes, and so on. compelled by another in the context of a
Thus, if one can argue that there is some over- threat. Further, I will argue that if God does
riding reason why God should create a world not remain “hidden” to a certain extent, at
with beings that are free and also able to exer- least some of the free creatures He creates
cise that freedom in a morally significant fash- would be in the condition of being compelled
ion, then the existence of these laws which in the context of a threat and, as a result, such
give rise to natural evil are justified. creatures could not exercise their freedom in
This argument strategy thus contends that this robust, morally significant manner.
certain antecedent conditions must obtain if It seems at least prima facie plausible to
free creatures are to be able to exercise their claim that morally significant freedom cannot
freedom in the most robust sense. And since be exercised by an individual who is being told
there is good reason for creating creatures who to perform a certain action in the context of a
can exercise their freedom in this fashion, there significant threat, say, hand over his money
is good reason‘to create the necessary ante- to one holding a gun to his head and threat-
cedent conditions which would aliow for such ening to shoot. The threatened individual is
exercising of freedom. One can then argue that compelled by another in such a way that mor-
even though certain evil states of affairs might ally significant free will cannot be exercised.
result from these antecedent conditions ob- This claim, however, is certainly not uncontro-
taining, such is necessary if God is going to versial. Adequately defending this position
be able to bring about the greater good of would require a separate treatment on the
actualizing a world in which free creatures can nature of coercion and its relation to freedom,
exercise their freedom in a thoroughly robust a task too great given the limitations of this
manner. essay. However, a few things need to be said
Clearly, theodicies of this sort differ from here about the relationship between a signifi-
theodicies of the consequent type in that they cant threat and freedom. First ofall, I am cer-
argue that there are certain antecedent condi- tainly not claiming that freely willed acts are
tions which are requisite for free beings to be metaphysically impossible in the context of a
able to exercise their freedom and that such significant threat. There is even no physical
conditions may incidentally lead to certain impossibility involved in the case of one re-
other evil states of affairs. However, it is ar- fusing to comply with the demands of the
gued, the circumstances for which these an- robber described above. But if this is so, what
tecedent conditions are necessary are is going on in cases where we are threatened?
sufficiently good to justify the evil which arises There are at least three alternative answers.
as a result of their obtaining. I will refer to The first possibility is that we are free in such
this class of theodicies as antecedent free will cases but that under the circumstances no ra-
theodictes. tional person would choose to act contrary to
In addition to arguing that certain condi- the demands of the threatener. We might say,
tions must obtain for free creatures to be able further, that as a result of the threat, our abil-
to exercise their freedom, it can also be shown ity to rationally deliberate about alternatives
that certain conditions must fad to obtain if is blocked because the threatener has brought
free beings are to be able to exercise their free- it about that there can only be one rational
dom in a morally significant manner. Specifi- choice. If we look at the matter in this way
cally, it appears that one cannot act freely when what is surrendered in such cases is the delib-
one is in the condition of compulsion by an- erative or reasoned exercise of freedom. On
other in the context of a threat. Under condi- this account the external threat of an inten-

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MICHAEL J. MURRAY

tional agent has limited the rational possibili- being. If this is correct, one might argue that
ties of action to just one. And in such circum- praise and blame are not justified in the con-
stances, one may hold, we are not able to fully text of significant threats because such threats
exercise our freedom. provide adequate moral excuses for the
The second thing one might say is that we behavior performed. Suppose that the indi-
are not free at all. It is acommon view amongst vidual being robbed in the case described
libertarians that a free action requires that above, call him Barney, had been sent by his
neither metaphysically necessary truths, the friend, Fred, to make a deposit to Fred’s sav-
history of the world, nor the laws of nature ings account. On his way to drop off the de-
prevent us from choosing between more than posit, Barney is stopped by our robber and
one option. One might hold, however, that promptly hands over the cash. In such a case
there are cases in which certain operative psy- it seems clear that we would not feel that
chological laws make only one alternative psy- Barney is morally culpable for giving up the
chologically possible. When such laws are money as we would ifhe were simply to hand
operative we are in a state where we cannot it to some passerby. The fact that there was a
view physically possible alternative courses of significant threat provides an excuse which is
action as legitimate possibilities for action for sufficient to make Barney no longer morally
us at that time. In such cases, these psycho- culpable for an act he would have been re-
logical laws make it the case that one psycho- sponsible for had the significant threat not
logically could not choose to fail to act in been present. Because praise or blame are not
accordance with the threatener’s demands. As justifiably imputed in such cases of compul-
a result, in cases such as these the libertarian sion it would appear that although freedom
might legitimately hold that we are not free stmpliciter is not eliminated, the moral sig-
in the most fundamental sense. nificance of the action performed is.
Finally, one might argue that what is not Whichever interpretation one wishes to
possible in these threat contexts, is free ac- place on such cases of compulsion, the fact
tions that are morally significant. One adopt- remains that the prospect of being in such cir-
ing this approach might argue that freedom cumstances is quite unsavory. If one thinks
has not been lost here because the threatened that such threats make the threatened unable
can consider the alternatives and choose what, to act freely, then threatening destroys free-
in that instance, is the most rational course of dom. But even if one concludes that the
action. What the threat does provide, how- threatened is still free, there is still something
ever, are excuses for the behavior — excuses defective about the activity of the threatened
which suffice to relieve the threatened of moral in such a case. Whatever this defect might be
responsibility for the action committed. Tra- explains why we legislate against such coer-
ditional Christian theists often argue that it is cive behavior and do not allow robbers to ex-
not only freedom, but morally significant free- cuse their action by claiming that they do
dom which is desirable for free creatures. nothing wrong since the victim “gave his
Plantinga argues, for example, that the moral money over freely.” For the purposes of this
significance of the free actions is important essay I will not argue for any of these three
because God desires to increase the diversity views about the relationship between threats
and amount of good in His creation. One way and freedom. Instead I will simply note that
to accomplish this is to create free beings who such cases do put the threatened in an
can exercise this freedom in a morally signifi- unsavory position, one which in some way
cant manner, thus creating a world contain- interferes with their exercising morally signifi-
ing moral good in addition to just, say, cant freedom in a fully robust manner.
metaphysical goodness, the sort of goodness
that attaches to a thing’s mere existence or

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COERCION AND THE HIDDENNESS OF GOD

Ill erwise do (say, to give all my money to a


stranger) would be much greater if the threat-
There is, however, an ambiguity regarding ener held a gun to my back than if he threat-
exactly what constitutes a “significant threat.” ened to call me a dirty word if I failed to
Not just any threat counts as a compelling one comply with his wish.
since, for example, one would not feel com- It is more difficult to see exactly how threat
pelled to hand their money over to a robber imminence relates to compulsion simply be-
who simply threatened to call them a dirty cause it is less easy to characterize. By exam-
word. What would be helpful is a list of nec- ining a few cases I think it will become clear
essary and sufficient conditions which would that the notion of the consequences ofa threat
suffice to clarify exactly what constitutes a “inevitably following” when the threatened
threat significant enough to eliminate the fails to satisfy the conditions of a threat must
possibility of morally significant, rational free- be cashed out in more than one way. There
dom. Unfortunately, the subject matter here are, in fact, at least three distinct senses of
does not allow for such precision. However, threat imminence which must be distinguished
there are certain factors which jointly deter- for my purposes.
mine “threat significance.” Below I will dis- The first type of threat imminence is what I
cuss these factors in an effort to provide a will call probabilistic threat imminence. Con-
clearer picture of how threats give rise to com- sider the standard robber case above in which
pulsion and how this compulsion affects the I am threatened with being shot if I fail to
exercise of morally significant free will. hand over my wallet to the thief. In this case I
The three factors that are important for my would consider it highly probable that the thief
analysis are what I will call threat strength, would shoot me if I failed to comply with the
threat imminence, and wantonness of the threat- conditions of the threat. As a result, the
ened. By threat strength I mean the degree to probabilistic threat imminence would be high
which the threatened person feels the conse- in this case. However, consider another case
quences of the threat to be harmful to him. in which certain prisoners are allowed to spend
By threat imminence I mean the degree to recreation time in an enclosed prison yard.
which the threatened perceives that the threat Surrounding the yard are high barbed-wire
will inevitably follow given that the conditions fences which are periodically punctuated by
for the threatened consequences being enacted guard towers. The prisoners have been told
are met. The notion of “inevitably follows” is that the guards have orders to shoot if any of
ambiguous here and intentionally so. Below I the prisoners attempt to escape. As a result
will explain that this notion must be carefully we have a case which, in important respects,
unpacked since the notion of threat immi- is similar to the standard robber case. Most
nence is multi-faceted. Finally, by wantonness importantly, in both cases the threatened in-
of the threatened I have in mind a character- dividuals are under a threat of the same
istic of the individual threatened to disregard strength, namely, being shot ifthe conditions
personal well-being in the face of threats to of the threat are not satisfied. However, in
his freedom. My claim is that the degree of the prison-yard case, a prisoner might be more
compulsion is directly proportional to threat tempted to attempt to escape because he
strength and imminence and inversely propor- might feel that there is some significant prob-
tional to wantonness. I will now discuss these ability that the threat would not be success-
conditions in more careful detail. fully carried out because, for example, the
It should be obvious that the degree of com- guards might miss him at that distance, or
pulsion is directly proportional to the degree because they may fail to see him since they
of threat strength. The degree to which I feel are so busy watching the other prisoners.
compelled to do an act that I would not oth- Thus, in this case the degree of compulsion is

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MICHAEL J. MURRAY

somewhat lower than in the standard robber advertising campaigns is not to inform the
case because the probability that the threat will individuals engaging in these behaviors that
be carried out is somewhat less even though they are bad for them. What then is their pur-
the threat strength is identical. pose? It can only be to make the fact that these
The second type of threat imminence is behaviors are dangerous more epistemically
what I call temporal threat imminence. With forceful. Somehow, by repeating the message
this type of threat imminence, compulsion is over and over we become more powerfully
greater in those cases in which the threat will aware ofjust how harmful such behaviors po-
be carried out with more temporal immediacy, tentially are. As a result, the more epistemically
once the conditions of the threat have not forceful the danger is, the more likely we are
been met. To show this consider the standard to not act in such a way. Likewise, when we
robber case once again. In such a case the tem- are discussing compulsion, the more
poral threat imminence is high since I know epistemically imminent a threat, the more
that if I fail to comply with the robber’s de- compelled the threatened individual will feel.
mands I will be shot on the spot. Compare However, these two factors of strength and
this, however, to a case in which the robber imminence alone are not sufficient to explain
tells me that he has a blow gun with darts compulsion by another in the context of a
which he will shoot at me if I fail to hand over threat completely. This is evident when we
my money. Furthermore, the robber tells me look again at our prison-yard case. Why, one
that these darts contain a poison which has might wonder, do certain prisoners try to es-
no antidote and will lead to my certain death cape, while others in similar circumstances do
in fifty years. In the former case, compulsion not, even though threat strength and immi-
is higher because the temporal imminence of nence are the same for all prisoners? Assum-
the threat is greater. Differing degrees of tem- ing that none of them wishes to remain in
poral threat imminence may also explain phe- prison, why do they not all try to escape? This
nomena such as the fact that some individuals question points to the need for a third factor,
choose to eat high fat foods which they know, and this factor is the wantonness of the threat-
in the long run, are very likely to cause, say, ened. Again, this factor is difficult to define
fatal arteriosclerosis, while these same indi- precisely. However, it does seem clear that
viduals would not ingest antifreeze, which al- different individuals under the same threat and
though quite sweet-tasting, is very likely to with the same degree of threat imminence can
be immediately fatal. Ingesting both types of feel compelled to different degrees depend-
substances makes death likely; but ingesting ing On a certain internal character trait which
high fat foods makes death likely sometime in can be described as incorrigibility or threat
the future, whereas ingesting ethylene glycol indifference. This trait can be roughly charac-
makes death immediately likely. terized as a feeling of indifference for one’s
Finally, there is epistemic threat imminence. well-being in cases where that well-being is
This type of imminence is also quite difficult threatened should there be a refusal to sub-
to characterize but it is one with which I be- mit to the terms of some restriction on one’s
lieve that we are all familiar. It is this third freedom.
type of imminence that explains why we be- These, then, are the factors which must be
lieve that massive advertising campaigns are taken into account when we consider the de-
effective in reducing the incidence of smok- gree to which a threat prevents the exercise of
ing or drinking and driving. In both of these robust morally significant freedom. While it
cases it seems that few engaging in the is surely impossible to quantify these charac-
behaviors really believe that it is not bad for teristics in order to define exactly what con-
them; they are usually quite well aware that stitutes a threat which overwhelms freedom,
they are so. Clearly, then, the purpose of such it can be said that the degree to which free-

246
COERCION AND THE HIDDENNESS OF GOD

dom is compromised is directly proportional strength, the threat posed by the prospect of
to threat strength and imminence and in- eternal damnation is equal to the strongest
versely proportional to wantonness. imaginable threat. One, of course, might won-
der why God does not simply eliminate the
threat of hell for disobedience and in doing
IV so eliminate or severely limit the threat
strength and thus the compulsion. This is an
One feature of the major Western theistic tra- interesting question but not one I will address
ditions is that they seem to involve the issu- here. My goal here is to determine whether
ing of both temporal and eternal threats for the traditional, orthodox Christian position
disobedience to the divine will. Passages from, can be reconciled with the fact that God does
for example, the Hebrew and Christian scrip- not reveal himself in the manner Hanson
tures, such as the following, represent both might wish. Since the existence of hell is, I
aspects of this threatened punishment: take it, a presumption of the traditional Chris-
tian view, I will take it for granted at this point.
A man who remains stiff-necked after many re- By doing so, however, we also preclude the
bukes will suddenly be destroyed — without rem- possibility of mitigating compulsion by attenu-
edy (Proverbs 29: 1) ating threat strength.
As a result, unless one of the other two fac-
and
tors can be appropriately controlled, it would
seem that morally significant exercise of hu-
But because of your stubbornness and your
unrepentant heart you are storing up wrath man free will would be precluded. What about
against yourself
for the day of God’s wrath. (Ro- wantonness? It is unlikely that this factor will
mans 2: 5) provide what is required to avoid the conse-
quence of compulsion which eliminates free
Asa result, those who are aware of such threats will. The reason for this is that it seems likely
and are convinced of their veracity are in a that the development and functioning of traits
state where their freedom is at risk. What this such as wantonness is something which falls
creates, simply, is some degree of compulsion within the domain ofthe freedom ofthe indi-
by another in the context of the threat. Spe- vidual. To attempt to argue for this claim in
cifically, it is compulsion by God in the con- any complete way would lead into the com-
text of a threat of both temporal and eternal plex psychological question of whether such
punishment. Consequently, on the picture personality traits in general are acquired by
painted by these traditions, God has issued heredity, environment or elements of indi-
threats, both temporal and eternal, which will vidual free choice. Another area that would
be carried out if one fails to submit to Him, need to be addressed is how we develop char-
in action or belief, in certain ways. Here I will acter traits relating to wantonness. Aristote-
focus particularly on the Christian tradition lian views on the development of virtues by
and the notion of a threat contained therein. the willful cultivation of habits of right-act-
Since these appear to be quite significant ing, for example, would support the view I
threats, the theist must provide some expla- hold above in my claim that wantonness is a
nation for how this threat can be mitigated so factor that God cannot manipulate if He de-
as to prevent the compromising of human free- sires to preserve free will. As a result, my claim
dom. To do this, one of the three factors of is that if God were to preserve human free
compulsion must be mitigated in some way. I will, manipulating this element of the picture
will now look at each one to see where the would not be an option.
force of compulsion could be averted. This leaves us with the possibility of con-
Certainly, with regard to the factor of threat trolling the degree of threat imminence. Let’s

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MICHAEL J. MURRAY

begin by looking at probabilistic threat immi- viduals with free will who can use it in mor-
nence. This condition seems to provide little ally significant ways, then He must decrease
help since, on the Christian story, it is noth- the threat imminence of eternal and temporal
ing less than certain that the threat will be punishment and He, in fact, does so by mak-
carried out if the conditions of the threat are ing the existence of the threat epistemically
not met. ambiguous. It is this epistemic ambiguity that
What about temporal threat imminence? we call the problem of the hiddenness of God.
Clearly this condition has some relevance to This may make it clear why God does
our case since carrying out the threat does not not, say, open the sky and give a world-wide,
follow immediately upon failure to obey the unambiguous proclamation of his exist-
conditions of the threat. There is no trap door ence. However, it does not seem to explain why
to hell that opens upon one’s first sin or willful there is the particular degree of divine
failure to assent to the Christian plan of re- hiddenness that there is. An objector may re-
demption. Yet merely reducing the temporal ply here that God may not be able to “open
imminence of the threat does not appear to the sky” without the loss of morally significant
be sufficient guarantee that creature’s freedom freedom on the part of humans; yet, must that
is not compromised by divine compulsion. also mean that merely one more unit of divine
Given the strength of the threat involved it manifestation in the world would cause the fab-
does not seem that merely delaying the carry- ric of significant moral freedom to collapse? The
ing out of the threat temporally is sufficient answer is no. What this argument is intended
to mitigate compulsion. If it were, it appears to provide is a response to the question of why
that we should be content to say that God God does not provide a grand, universal dis-
could appear in the sky, @ /a Hanson, issuing play of general revelation. But why then does
the relevant temporal and eternal threats, and God provide the fairly low general level of rev-
yet not have the actions of free creatures be elation that he does? Since God is concerned
compelled by the issuing of such threats. Yet, with preserving the freedom of each individual,
it seems that the actions of such free creatures the level of general revelation must be such as
clearly would be compelled if they were to be not to preclude the possibility of anyone’s ex-
confronted by such obvious threats. ercising his or her free will in a morally signifi-
We are left then with epistemic threat im- cant fashion. Since threat strength is constant,
minence as the final factor which can be at- God must tailor the degree of general revela-
tenuated if God desires to preserve the exercise tion to the individual most likely to be com-
of morally significant freedom by creatures. pelled by a threat, namely, the least wanton
My claim is that the hiddenness of God is re- individual. Ifthis is correct, the degree of threat
quired in order for free beings to be able to imminence, and consequently the degree of
exercise their freedom in a morally significant divine manifestation in the world, must be ap-
manner given the strength of the threat im- propriately moderated. And, the degree of
plied by knowledge of the threat implicit in moderation here is likely to be great, with the
the traditional Christian story. If God revealed result that the amount of unambiguous gen-
his existence in a more perspicuous fashion eral revelation that God can provide is likely to
we would be in a situation very much like the be fairly minimal.
one in the standard robbery case, i.e. strong
threat strength and strong threat imminence
such that the level of wantonness of most, if Vv
not all, individuals would not significantly di-
minish their feeling compelled to act in ac- It will be helpful here to consolidate the
cordance with the demand of the threatener. ground that has been covered up to this point.
However, if God desires that there be indi- What has been shown is that with respect to

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COERCION AND THE HIDDENNESS OF GOD

the general revelation that God gives for his hiddenness of God? The consequence free will
existence, there are tight constraints on the theodicy claims that part of the hiddenness of
amount which can be provided, given God’s God can be accounted for as a result of some
desire to preserve the morally significant ex- act which prevents the individual from inter-
ercise of human freedom. Showing this in it- preting this revelation properly or giving the
self would alone be of quite some interest, if properly interpreted evidence the appropriate
indeed I have achieved it, simply because it epistemic weight. As a result, one might ar-
answers a number of theistic critics who hold gue that one source of God’s hiddenness is
that God should “part the heavens and show that free individuals can turn away from the
Himself.” However, the solution offered less ambiguous internal evidence that God has
above does not answer the whole question provided for his existence. These theories are
with respect to the hiddenness of God because sometimes characterized as “human-defective-
it does not address the possibility that God ness” approaches to the hiddenness of God.
could supplement his general revelation by Not only does the corruptness of human
individual revelation that would be such that nature contribute to the hiddenness of God,
each individual is maximally aware of God’s but it also seems clear that the Jewish and
existence to the extent possible for that indi- Christian traditions represent God, in some
vidual without such revelation impugning the cases, as veiling His existence and “harden-
possibility of the exercise of free will. If, for ing” the epistemic capacity that is normally
example, as Calvin taught, there is a sense of used to understand the revelation He gives.
the divine, or sensus divinitatis, in each of us, This hardening is usually a punishment which
making us aware of the divine presence, why results from some form of moral disobedience.
is God not able to make up the lack of gen- As such, this explanation for the hiddenness
eral revelation at an individual level and of God can be subsumed under the punish-
thereby avoid the difficulty of having to cater ment theodicy which claims that some evil (in
to the least common denominator with re- this case, some divine hiddenness) is the re-
spect to wantonness? sult of justified punishment for sin.
It is this question which emphasizes the The view that humans can orient themselves
limitations of the antecedent free will theodicy in such a way as to make divine revelation less
I have chosen and shows why it is unable to readily understood, either by a direct act or as
handle the entire problem of the hiddenness a result of cultivating a sinful character, as well
of God. What this theodicy lacks, however, as the claim that God sometimes withdraws
can be supplemented by a consequence free revelation or the ability to properly interpret
will theodicy combined with a second revelation, combine to give a potential solu-
theodicy, i.e. an Augustinian-style punishment tion to the problem of “individual” divine
theodicy. In what remains I will explain how hiddenness. These supplement the earlier ar-
such theodicies would apply in this case al- gument as to why God’s general revelation is
though I will not develop them in any detail as ambiguous as it is by showing that even if
since others have reviewed such theodicies and individual revelation were originally intended
their application in this context. to be at its maximum, while still allowing
Let us assume that it is correct that God morally significant employment offree will, it
does supplement general revelation through may still be the case that divine hardening as
a sensus divinitatis which provides each indi- punishment for sin and/or a self-induced hu-
vidual with knowledge of God yielding a maxi- man blindness with regard to divine revela-
mal threat imminence without thereby tion may cause one to find divine exposure
eliminating the possibility for the morally sig- non-compelling.
nificant exercise of that individual’s free will.
How could one then account for the

249
MARILYN McCORD ADAMS

Note

1 Norwood Russell Hanson, What I Do Not


Believe and Other Essays (New York: Humani-
ties Press, 1971), pp. 313=14-

29 Horrendous Evils and the Goodness of God*

Marilyn McCord Adams

1 Introduction constitue an inconsistent premise-set. He


added, of course, that the inconsistency might
Over the past thirty years, analytic philoso- be removed by substituting alternative and
phers of religion have defined ‘the problem perhaps more subtle analyses, but cautioned
of evil’ in terms of the prima-facie difficulty in that such replacements of (P1) and (P2) would
consistently maintaining save ‘ordinary theism’ from his charge of posi-
tive irrationality, only if true to its ‘essential
(1) God exists, and is omnipotent, omnis- requirements’.?
cient, and perfectly good In an earlier paper, ‘Problems of Evil: More
Advice to Christian Philosophers’,* I under-
and scored Mackie’s point and took it a step fur-
ther. In debates about whether the argument
(2)er Evil'exists. from evil can establish the irrationality of reli-
gious belief, care must be taken, both by the
In a crisp and classic article, ‘Evil and Om- atheologians who deploy it and by the believ-
nipotence’,! J. L. Mackie emphasized that the ers who defend against it, to ensure that the
problem is not that (1) and (2) are logically operative attribute-analyses accurately reflect
inconsistent by themselves, but that they to- that religion’s understanding of divine power
gether with quasi-logical rules formulating and goodness. It does the atheologian no
attribute-analyses — such as good to argue for the falsity of Christianity
on the ground that the existence of an om-
(P1) A perfectly good being would always nipotent, omniscient, pleasure-maximizer is
eliminate evil so far as it could, incompossible with a world such as ours, be-
cause Christians never believed God was a
pleasure-maximizer anyway. But equally, the
truth of Christianity would be inadequately
(P2) There are xo limitsto what an omnipo- defended by the observation that an omnipo-
tent being can do, tent, omniscient egoist could have created a
world with suffering creatures, because Chris-
tians insist that God loves other (created) per-
* Originally published in Proceedings of the Aristote- sons than Himself. The extension of ‘evil’ in
lian Soctety, supplementary vol. 63 (1989), pp. 297— (2) is likewise important. Since Mackie and
310. Reprinted with permission. his successors are out to show that ‘the sev-

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HORRENDOUS EVILS AND THE GOODNESS OF GOD

eral parts of the essential theological doctrine facie to doubt whether one’s life could (given
are inconsistent with one another’ ,* they can their inclusion in it) be a great good to one
accomplish their aim only if they circumscribe on the whole’. Such reasonable doubt arises
the extension of‘evil’ as their religious oppo- because it is so difficult humanly to conceive
nents do. By the same token, it is not enough how such evils could be overcome. Borrow-
for Christian philosophers to explain how the ing Chisholm’s contrast between balancing off
power, knowledge, and goodness of God (which occurs when the opposing values of
could coexist with some evils or other; a full mutually exclusive parts of a whole partially
account must exhibit the compossibility of or totally cancel each other out) and defeat
divine perfection with evils in the amounts and (which cannot occur by the mere addition to
of the kinds found in the actual world (and the whole of a new part of opposing value,
evaluated as such by Christian standards). but involves some ‘organic unity’ among the
The moral of my earlier story might be sum- values of parts and wholes, as when the posi-
marized thus: where the internal coherence tive aesthetic value of a whole painting de-
of a system of religious beliefs is at stake, suc- feats the ugliness of a small colour patch),°
cessful arguments for its inconsistency must horrendous evils seem prima facie, not only
draw on premises (explicitly or implicitly) in- to balance off but to engulf the positive value
ternal to that system or obviously acceptable of a participant’s life. Nevertheless, that very
to its adherents; likewise for successful rebut- horrendous proportion, by which they
tals or explanations of consistency. The thrust threaten to rob a person’s life of positive mean-
of my argument is to push both sides of the ing, cries out not only to be engulfed, but to
debate towards more detailed attention to and be made meaningful through positive and
subtle understanding of the religious system decisive defeat.
in question. I understand this criterion to be objective,
As a Christian philosopher, I want to focus but relative to individuals. The example of
in this paper on the problem for the truth of habitual complainers, who know how to make
Christianity raised by what I shall call ‘hor- the worst of a good situation, shows individu-
rendous’ evils. Although our world is riddled als not to be incorrigible experts on what ills
with them, the biblical record punctuated by would defeat the positive value of their lives.
them, and one of them — namely, the passion Nevertheless, nature and experience endow
of Christ, according to Christian belief, the people with different strengths; one bears eas-
judicial murder of God by the people of God ily what crushes another. And a major con-
— is memorialized by the Church on its most sideration in determining whether an
solemn holiday (Good Friday) and in its cen- individual’s life is/has been a great good to
tral sacrament (the Eucharist), the problem him/her on the whole, is invariably and ap-
of horrendous evils is largely skirted by stand- propriately how it has seemed to him/her.
ard treatments for the good reason that they I offer the following list of paradigmatic
are intractable by them. After showing why, I horrors: the rape of a woman and axing off of
will draw on other Christian materials to her arms, psychophysical torture whose ulti-
sketch ways of meeting this, the deepest of mate goal is the disintegration of personality,
religious problems. betrayal of one’s deepest loyalties, cannibaliz-
ing one’s own offspring, child abuse of the
sort described by Ivan Karamazov, child por-
2 Defining the Category nography, parental incest, slow death by star-
vation, participation in the Nazi death camps,
For present purposes, I define ‘horrendous the explosion of nuclear bombs over popu-
evils’ as ‘evils the participation in (the doing lated areas, having to choose which of one’s
or suffering of) which gives one reason prima children shall live and which be executed by

251
MARILYN McCORD ADAMS

terrorists, being the accidental and/or unwit- cover all sorts of evils; global in so far as they
ting agent of the disfigurement or death of seize upon some feature of the world as a
those one loves best. I regard these as para- whole. For example, philosophers have alleged
digmatic, because I believe most people would that the desire to make a world with one of
find in the doing or suffering of them prima- the following properties — ‘the best of all pos-
facie reason to doubt the positive meaning of sible worlds’, ‘a world a more perfect than
their lives. Christian belief counts the cruci- which is impossible’, ‘a world exhibiting a
fixion of Christ another: on the one hand, perfect balance of retributive justice’, a world
death by crucifixion seemed to defeat Jesus’ with as favourable a balance of (created) moral
Messianic vocation; for according to Jewish good over moral evil as God can weakly actu-
law, death by hanging from a tree made its alize’ — would constitute a reason compatible
victim ritually accursed, definitively excluded with perfect goodness for God’s creating a
from the compass of God’s people, @ fortiori world with evils in the amounts and of the
disqualified from being the Messiah. On the kinds found in the actual world. Moreover,
other hand, it represented the defeat of its such general reasons are presented as so pow-
perpetrators’ leadership vocations, as those erful as to do away with any need to catalogue
who were to prepare the people of God for types of evils one by one, and examine God’s
the Messiah’s coming, killed and ritually ac- reason for permitting each in particular.
cursed the true Messiah, according to later Plantinga explicitly hopes that the problem of
theological understanding, God Himself. horrendous evils can thus be solved without
being squarely confronted.”

3 The Impotence of Standard


3.2 The Insufficiency of Global
Solutions
Defeat
For better and worse, the by now standard A pair of distinctions is in order here: (i) be-
strategies for ‘solving’ the problem of evil are tween-two dimensions of divine goodness in
powerless in the face of horrendous evils. relation to creation — namely, ‘producer of
global goods’ and ‘goodness to’ or ‘love of
individual created persons’; and (ii) between
3.1 Seeking the Reason-Why
the overbalance/defeat of evil by good on the
In his model article ‘Hume on Evil’,® Pike global scale, and the overbalance/defeat ofevil
takes up Mackie’s challenge, arguing that (P1) by good within the context of an individual
fails to reflect ordinary moral intuitions (more person’s life. Correspondingly, we may sepa-
to the point, I would add, Christian beliefs), rate two problems of evil parallel to the two
and traces the abiding sense of trouble to the sorts of goodness mentioned in (i).
hunch that an omnipotent, omniscient being In effect, generic and global approaches are
could have no reason compatible with perfect directed to the first problem: they defend di-
goodness for permitting (bringing about) vine goodness along the first (global) dimen-
evils, because all legitimate excuses arise from sion by suggesting logically possible strategies
ignorance or weakness. Solutions to the prob- for the global defeat of evils. But establishing
lem of evil have thus been sought in the form God’s excellence as a producer of global goods
of counter-examples to this latter claim, i.e. does not automatically solve the second prob-
logically possible reasons-why that would ex- lem, especially in a world containing horren-
cuse even an omnipotent, omniscient God! dous evils. For God cannot be said to be good
The putative logically possible reasons offered or loving to any created persons the positive
have tended to be generic and global: generic meaning of whose lives He allows to be en-
in so far as some general reason is sought to gulfed in and/or defeated by evils — that is,

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HORRENDOUS EVILS AND THE GOODNESS OF GOD

individuals within whose lives horrendous evils the participant’s life more tolerable, more
remain undefeated. Yet, the only way worth living for him/her? Given radical hu-
unsupplemented global and generic ap- manvulnerability to horrendous evils, the ease
proaches could have to explain the latter, with which humans participate in them,
would be by applying their general reasons- whether as victim or perpetrator, would not
why to particular cases of horrendous suffer- the thought that God visits horrors on any-
ing. one who caused them, simply because he/she
Unfortunately, such an exercise fails to give deserves it, provide one more reason to ex-
satisfaction. Suppose for the sake of argument pect human life to be a nightmare?
that horrendous evil could be included in Those willing to split the two problems of
maximally perfect world orders; its being par- evil apart might adopt a divide-and-conquer
tially constitutive of such an order would as- strategy, by simply denying divine goodness
sign it that generic and global positive along the second dimension. For example,
meaning. But would knowledge ofsuch a fact many Christians do not believe that God will
defeat for a mother the prima-facie reason ensure an overwhelmingly good life to each
provided by her cannibalism of her own in- and every person He creates. Some say the
fant to wish that she had never been born? decisive defeat of evil with good is promised
Again, the aim of perfect retributive balance only within the lives of the obedient, who
confers meaning on evils imposed. But would enter by the narrow gate. Some speculate that
knowledge that the torturer was being tor- the elect may be few. Many recognize that
tured give the victim who broke down and the sufferings of this present life are as noth-
turned traitor under pressure any more rea- ing compared to the hell of eternal torment,
son to think his/her life worth while? Would designed to defeat goodness with horrors
it not merely multiply reasons for the torturer within the lives of the damned.
to doubt that his/her life could turn out to Such a road can be consistently travelled
be a good to him/her on the whole? Could only at the heavy toll of admitting that hu-
the truck-driver who accidentally runs over his man life in worlds such as ours is a bad bet.
beloved child find consolation in the idea that Imagine (adapting Rawls’s device) persons in
this middle-known but unintended side-effect a pre-original position, considering possible
was part of the price God accepted for a world worlds containing managers of differing
with the best balance of moral good over power, wisdom, and character, and subjects
moral evil he could get? of varying fates. The question they are to an-
Not only does the application to horrors of swer about each world is whether they would
such generic and global reasons for divine willingly enter it as a human being, from be-
permission of evils fail to solve the second hind a veil of ignorance as to which position
problem of evil; it makes it worse by adding they would occupy. Reason would, I submit,
generic prima-facie reasons to doubt whether dictate a negative verdict for worlds whose
human life would be a great good to indi- omniscient and omnipotent manager permits
vidual human beings in possible worlds where ante-mortem horrors that remain undefeated
such divine motives were operative. For, taken within the context of the human participant’s
in isolation and made to bear the weight of life; a fortiori, for worlds in which some or
the whole explanation, such reasons-why draw most humans suffer eternal torment.
a picture of divine indifference or even hostil-
ity to the human plight. Would the fact that
3.3 Inaccessible Reasons
God permitted horrors because they were con-
stitutive means to His end of global perfec- So far, I have argued that generic and global
tion, or that He tolerated them because He solutions are at best incomplete: however well
could obtain that global end anyway, make their account of divine motivating reasons

253
MARILYN McCORD ADAMS

deals with the first problem of evil, the attempt great good to him/her on the whole, would
to extend it to the second fails by making not permit such persons to suffer horrors for
it worse. This verdict might seem prima no reason. Does not our inability even to con-
facie tolerable to standard generic and global ceive of plausible candidate reasons suffice to
approaches and indicative of only a minor make belief in such a God positively irrational
modification in their strategy: let the above- in a world containing horrors? In my judge-
mentioned generic and global reasons cover ment, it does not.
divine permission of non-horrendous evils, and To be sure, motivating reasons come in sev-
find other reasons compatible with perfect eral varieties relative to our conceptual grasp:
goodness why even an omnipotent, omniscient There are (i) reasons of the sort we can read-
God would permit horrors. ily understand when we are informed of them
In my judgement, such an approach is hope- (e.g. the mother who permits her child to
less. As Plantinga® points out, where horren- undergo painful heart surgery because it is the
dous evils are concerned, not only do we not only humanly possible way to save its life).
know God’s actual reason for permitting Moreover, there are (ii) reasons we would be
them; we cannot even conceive of any plausi- cognitively, emotionally, and spiritually
ble candidate sort of reason consistent with equipped to grasp if only we had a larger
worthwhile lives for human participants in memory or wider attention span (analogy: I
them. may be able to memorize small town street
plans; memorizing the road networks of the
entire country is a task requiring more of
4 The How of God’s Victory the same, in the way that proving Gédel’s
theorem is not). Some generic and global
Up to now, my discussion has given the reader approaches insinuate that divine permission
cause to wonder whose side I am on anyway. of evils has motivating reasons of this sort.
For I have insisted, with rebels like Ivan Finally there are (iii) reasons that we are
Karamazov and John Stuart Mill, on spotlight- cognitively, emotionally, and/or spiritually
ing the problem horrendous evils pose. Yet, I too immature to fathom (the way a two-year-
have signalled my preference for a version of old child is incapable of understanding its
Christianity that insists on both dimensions mother’s reasons for permitting the surgery).
of divine goodness, and maintains not only I agree with Plantinga that our ignorance of
(a) that God will be good enough to created divine reasons for permitting horrendous evils
persons to make human life a good bet, but is not oftypes (i) or (ii), but of type (iii).
also (4) that each created person will have a Nevertheless, if there are varieties of igno-
life that is a great good to him/her on the rance, there are also varieties of reassurance.
whole. My critique of standard approaches to The two-year-old heart patient is convinced
the problem of evil thus seems to reinforce of its mother’s love, not by her cognitively
atheologian Mackie’s verdict of ‘positive irra- inaccessible reasons, but by her intimate care
tionality’ for such a religious position. and presence through its painful experience.
The story of Job suggests something similar
is true with human participation in horren-
4.1 Whys Versus Hows
dous suffering: God does not give Job His
The inaccessibility of reasons-why seems es- reasons-why, and implies that Job isn’t smart
pecially decisive. For surely an all-wise and all- enough to grasp them; rather Job is lectured
powerful God, who loved each created person on the extent of divine power, and sees God’s
enough (a) to defeat any experienced horrors goodness face to face! Likewise, I suggest, to
within the context of the participant’s life, and exhibit the logical compossibility of both di-
(0) to give each created person a life that is a mensions of divine goodness with horrendous

254
HORRENDOUS EVILS AND THE GOODNESS OF GOD

suffering, it is not necessary to find logically in this present life here below, and overcome
possible reasons why God might permit them. any prima-facie reasons the individual had to
It is enough to show sow God can be good doubt whether his/her life would or could
enough to created persons despite their par- be worth living.
ticipation in horrors — by defeating them
within the context of the individual’s life and
4.3 Personal Meaning, Horrors
by giving that individual a life that is a great
Defeated
good to him/her on the whole.
Engulfing personal horrors within the con-
text of the participant’s life would vouchsafe
4.2 What Sort of Valuables?
to that individual a life that was a great good
In my opinion, the reasonableness of Christi- to him/her on the whole. I am still inclined
anity can be maintained in the face of horren- to think it would guarantee that immeasur-
dous evils only by drawing on resources of able divine goodness to any person thus ben-
religious value theory. For one way for God efited. But there is good theological reason
to be good to created persons is by relating for Christians to believe that God would go
them appropriately to relevant and great further, beyond engulfment to defeat. For it
goods. But philosophical and religious theo- is the nature of persons to look for meaning,
ries differ importantly on what valuables they both in their lives and in the world. Divine
admit into their ontology. Some maintain that respect for and commitment to created
‘what you see is what you get’, but neverthe- personhood would drive God to make all
less admit a wide range of valuables, from sen- those sufferings which threaten to destroy the
sory pleasures, the beauty of nature and positive meaning of a person’s life meaning-
cultural artefacts, the joys of creativity, to lov- ful through positive defeat.
ing personal intimacy. Others posit a tran- How could God do it? So far as I can see,
scendent good (e.g. the Form of the Good in only by integrating participation in horren-
Platonism, or God, the Supremely Valuable dous evils into a person’s relationship with
Object, in Christianity). In the spirit of Ivan God. Possible dimensions of integration are
Karamazov, I am convinced that the depth of charted by Christian soteriology. I pause here
horrific evil cannot be accurately estimated to sketch three. (i) First, because God in Christ
without recognizing it to be incommensurate participated in horrendous evil through His
with any package of merely non-transcendent passion and death, human experience ofhor-
goods and so unable to be balanced off, much rors can be a means of identifying with Christ,
less defeated, thereby. either through sympathetic identification (in
Where the internal coherence of Christi- which each person suffers his/her own pains,
anity is the issue, however, it is fair to appeal but their similarity enables each to know what
to its own store of valuables. From a Chris- it is like for the other) or through mystical
tian point of view, God is a being a greater identification (in which the created person is
than which cannot be conceived, a good in- supposed literally to experience a share of
commensurate with both created goods and Christ’s pain). (ii) Julian of Norwich’s descrip-
temporal evils. Likewise, the good of beatific, tion of heavenly welcome suggests the possi-
face-to-face intimacy with God is simply in- ble defeat of horrendous evil through divine
commensurate with any merely non-tran- gratitude. According to Julian, before the elect
scendent goods or ills a person might have a chance to thank God for all He has
experience. Thus, the good of beatific face- done for them, God will say, ‘Thank you for
to-face intimacy with God would engulf (in a all your suffering, the suffering of your youth.’
sense analogous to Chisholmian balancing off) She says that the creature’s experience of di-
even the horrendous evils humans experience vine gratitude will bring such full and unend-

255
MARILYN McCORD ADAMS

ing joy as could not be merited by the whole mit themselves about what in any event we
sea of human pain and suffering throughout do not know: namely, whether we will (like
the ages. (iii) A third idea identifies temporal the two-year-old) ever grow up enough to
suffering itself with a vision into the inner life understand the reasons why God permits our
of God, and can be developed several ways. participation in horrendous evils. For by con-
Perhaps, contrary to medieval theology, God trast with the best of earthly mothers, such
is not impassible, but rather has matched ca- divine intimacy is an incommensurate good
pacities for joy and for suffering. Perhaps, as and would cancel out for the creature any need
the Heidelberg catechism suggests, God re- to know why.
sponds to human sin and the sufferings of
Christ with an agony beyond human concep-
tion. Alternatively, the inner life of God may 5 Conclusion
be, strictly speaking and in and of itself, be-
yond both joy and sorrow. But, just as (ac- The worst evils demand to be defeated by the
cording to Rudolf Otto) humans experience best goods. Horrendous evils can be overcome
divine presence now as tremendum (with deep only by the goodness of God. Relative to hu-
dread and anxiety), now as fascinans (with man nature, participation in horrendous evils
ineffable attraction), so perhaps our deepest and loving intimacy with God are alike dis-
suffering as much as our highest joys may proportionate: for the former threatens to
themselves be direct visions into the inner life engulf the good in an individual human life
of God, imperfect but somehow less obscure with evil, while the latter guarantees the re-
in proportion to their intensity. And ifa face- verse engulfment of evil by good. Relative to
to-face vision of God is a good for humans one another, there is also disproportion, be-
incommensurate with any non-transcendent cause the good that God #s, and intimate rela-
goods or ills, so any vision of God (including tionship with Him, is incommensurate with
horrendous suffering) would have a good as- created goods and evils alike. Because intimacy
pect in so far as it is a vision of God (even if it with God so outscales relations (good or bad)
has an evil aspect in so far as it is horrendous with any creatures, integration into the hu-
suffering). For the most part, horrors are not man person’s relationship with God confers
recognized as experiences of God (any more significant meaning and positive value even
than the city slicker recognizes his visual im- on horrendous suffering. This result coheres
age of a brown patch as a vision of Beulah the with basic Christian intuition: that the pow-
cow in the distance). But, Christian mysticism ers of darkness are stronger than humans, but
might claim, at least from the post-mortem they are no match for God!
perspective of the beatific vision, such Standard generic and global solutions have
sufferings will be seen for what they were, and for the most part tried to operate within the
retrospectively no one will wish away any in- territory common to believer and unbeliever,
timate encounters with God from his/her life- within the confines of religion-neutral value
history in this world. The created person’s theory. Many discussions reflect the hope that
experience ofthe beatific vision together with substitute attribute-analyses, candidate rea-
his/her knowledge that intimate divine pres- sons-why, and/or defeaters could issue out
ence stretched back over his/her ante-mortem of values shared by believers and unbelievers
life and reached down into the depths ofhis / alike. And some virtually make this a require-
her worst suffering, would provide retrospec- ment on an adequate solution. Mackie knew
tive comfort independent of comprehension better how to distinguish the many charges
of the reasons-why akin to the two-year-old’s that may be levelled against religion. Just as
assurance ofits mother’s love. Taking this third philosophers may or may not find the exist-
approach, Christians would not need to com- ence of God plausible, so they may be vari-

256
HORRENDOUS EVILS AND THE GOODNESS OF GOD

ously attracted or repelled by Christian values Notes


of grace and redemptive sacrifice. But agree-
1 J. L. Mackie, ‘Evil and Omnipotence’, Mind,
ment on truth-value is not necessary to con-
/64 (1955): repr. in Nelson Pike (ed.), God and
sensus on internal consistency. My contention Evil (Englewood Cliffs, N.J.: Prentice-Hall,
has been that it is not only legitimate, but, 1964). pp. 46-60.
given horrendous evils, necessary for Chris- 2 Ibid., p. 47.
tians to dip into their richer store of valuables 3 Marilyn McCord Adams. ‘Problems of Evil:
to exhibit the consistency of (1) and (2). I More Advice to Christian Philosophers’, Fazth
would go one step further: assuming the prag- and Philosophy (April 1988), pp. 121-43.
matic and/or moral (I would prefer to say, 4 Mackie, ‘Evil and Ommpotence’, pp. 46-7
broadly speaking, religious) importance of (emphasis mine).
5 Roderick Chisholm, ‘The Defeat of Good and
believing that (one’s own) human life is worth
Evil,’ in The Problem of Evil, eds Marilyn
living, the ability of Christianity to exhibit how
McCord Adams and Robert M. Adams (New
this could be so despite human vulnerability York: Oxford University Press, 1990), pp. 53-
to horrendous evil, constitutes a pragmatic/ 68.
moral/religious consideration in its favour, 6 ‘Hume on Evil’, Philosophical Review, 72
relative to value schemes that do not. (1963), pp. 180-97; reprinted in Pike (ed.),
To me, the most troublesome weakness in God and Evil, p. 88.
what I have said lies in the area of conceptual 7 Alvin Plantinga, ‘Self-Profile’, in James E.
under-development. The contention that God Tomberlin and Peter van Inwagen (eds), Pro-
suffered in Christ or that one person can ex- files: Alvin Plantinga (Dordrecht, Boston,
perience another’s pain requires detailed analy- Mass., and Lancaster, Pa.: Reidel, 1985),
Door
sis and articulation in metaphysics and
8 Alvin Plantinga. ‘Self-Profile’, pp. 34-5.
philosophy of mind. I have shouldered some
of this burden elsewhere, but its full discharge
is well beyond the scope of this paper.

30 The Theology of Liberation in Africa*

Bishop Desmond Tutu

The Genesis of Liberation theologians. Had I done my paper at that time,


Theology in Africa I might have been able to write with reason-
able detachment and the objectivity much
I was asked toward the end oflast year to pre- loved by academics. But this I can no longer
pare a paper for this conference of Third World do with any integrity. Why? The reason is that
I write toward the end of 1977 in Southern
Africa, in the aftermath of the death of Steve
*From African Theology en Route: Papers from the
Biko in detention. I write after the extraordi-
Pan-African Conference of Third World Theologians,
December 17-23, 1977, Accra, Ghana, ed. Kofi Appiah- nary finding of the Chief Magistrate of Preto-
Kubi and Sergio Torres (New York: Orbis Books, ria at the inquest on Steve’s death that though
1979), pp. 162-8. Reprinted with permission. he died of serious brain damage, no one was

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BISHOP DESMOND TUTU

to blame for this death. I write in the wake of nor powerful then there would be no prob-
a massive security clampdown in the Repub- lem. There would just be the brute fact of their
lic of South Africa when several organizations, suffering forming part of the givenness of a
for example the Black People’s Convention, truly harsh reality.
the Black Parents Association, and even the The cause of bewilderment is not the tradi-
Christian Institute, have been banned and sev- tional form of the problem of evil, i.e. “Why
eral individuals have either been detained with- is there suffering and evil in the universe of a
out trial or banned — and these were good God?” No, the burning question is not
organizations and persons who were still work- “Why is there suffering?” but the more im-
ing for a reasonably peaceful solution to the mediately pressing one of “Why do we suffer
crisis in Southern Africa. I write after the ma- so?” “Why does suffering seem to single out
jor black newspaper in the Republic of South us blacks to be the victims of a racism gone
Africa, The World, has been banned. I write mad?” Another way of putting the same an-
after the National Party, led by B.J. Vorster, guished cry is, “God, on whose side are you?”
has been returned to power with a consider- or even more disturbingly for some people,
ably increased majority, and he has already “God, are you black or white?”
declared that there will be no significant All liberation theology stems from trying
changes in the policies of his government. And to make sense of human suffering when those
I write too after the security forces of Ian Smith who suffer are the victims of organized op-
have recently killed over a thousand so-called pression and exploitation, when they are emas-
terrorists (including women and children) in culated and treated as less than what they are:
Mozambique. To write with an academic de- human persons created in the image of the
tachment and objectivity might please mem- Triune God, redeemed by the one Savior Je-
bers of certain Senior Common Rooms, but sus Christ and sanctified by the Holy Paraclete.
it would be to discredit theology as the pas- This is the genesis of all liberation theology
time of those who would fiddle while their and so also of black theology, which is a the-
Rome was burning. ology of liberation in Africa. Black theology
This is the Sztz-1m-Leben of this paper, and has occurred mainly in Southern Africa, where
it gives us an opportunity to realize more blacks have had their noses rubbed in the dust
clearly the genesis and nature of liberation by white racism, depersonalizing them to the
theology. Liberation theology more than any extent that they have — blasphemy ofblasphe-
other kind of theology issues out of the cruci- mies — come to doubt the reality of their own
ble of human suffering and anguish. It hap- personhood and humanity. They have often
pens because people cry out, “Oh, God, how come to believe that the denigration of their
long?” “Oh, God, but why?” And so libera- humanity by those who oppress them is the
tion theology is in a sense really a theodicy. It truth about themselves.
seeks to justify God and the ways of God to a Black theology as a theology of liberation
downtrodden and perplexed people so that has become part of the struggle of a people
they can be inspired to do something about for their liberation. For this reason it has usu-
their lot. Those who suffer so grievously have ally been proscribed or, at least, regarded with
not usually doubted that there is a God. They suspicion by the powers that be. It has be-
have not even doubted that such a God was a come part of the black consciousness move-
living God, a powerful God, and a God of ment, which is concerned with the evangelical
righteousness and goodness. It is precisely aim of awakening in blacks a sense of their
because they have believed that their perplex- intrinsic worth as children of God. In South-
ity has arisen: if they had not believed, there ern Africa, black theology was inspired by its
would be no need of a theodicy. If they be- North American counterpart, which existed
lieved that God was neither good, nor loving, for so long implicitly in the Negro spirituals

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THE THEOLOGY OF LIBERATION IN AFRICA

that gave heart to black slaves in the heavy response to the needs of a specific set of cir-
days of their bondage and which became more cumstances. We could multiply the examples.
articulate and explicit during the civil rights In the Bible theologizing never happens in a
campaign. It was inspired too by the knowl- vacuum; much less is it the creation of some-
edge that so much of Africa had thrown off one who sits in splendid academic isolation
the shackles of colonialism. Liberation theol- and detachment. When the community was
ogy takes very seriously the sociopolitical di- forgetting the universalism implicit in the di-
mensions of reality as those which, to a large vine promise to Abraham (Genesis 12: 1-3)
extent, determine the quality not only of secu- because of the zealous but necessary teach-
lar but also of religious life. Liberation theol- ings of an Ezra or a Nehemiah or the
ogy dismisses the dichotomy of the secular and Rechabites that Israel was a peculiar people, a
the sacred as thoroughly unincarnational and “Ruth” or a “Jonah” was written to counter-
irreligious. act this rigid particularism. When Christian
Jews were agitated about whether they should
still be circumcised, then Paul had to write
The Nature and Style of “Galatians.” Most of the Bible is technically
Liberation Theology referred to as “occasional” because it is “oc-
casioned” by particular circumstances and it
When the Jews were in exile in Babylon, most addresses those circumstances. The theology
of them were depressed and dejected. They we find in the Bible is thus an engaged, an
were disillusioned with their God who had involved theology which is also existential (for
proved to be less powerful than the Babylonian it is concerned with the existence of a spe-
deities, since for a people to be defeated meant cific, particular group of believers).
in the theology of those days that their God This is the biblical paradigm that liberation
had been worsted by that of their foes. They theology has followed meticulously. It speaks
saw around them in the ziggurats and other out of and into a specific situation, in this case,
structures and statues impressive monuments the situation of political oppression and in-
to the triumphant gods of Babylonian religion. justice, of social and economic exploitation
The Jews had been proved very small indeed. of a specific group of believers. It seeks to make
At such a ghastly hour in the history of Israel sense of their suffering in relation to what God
a group belonging to what is called the Priestly has done, is doing, and will do. The ultimate
School produced a magnificent hymn to crea- reference point is the man Jesus who is the
tion, a paean of praise to God the Creator, in Word of God par excellence. Liberation the-
the form of the “P” account of creation in ology seeks to discover what sort of God we
Genesis 1-24. It is not to devalue this splen- have to deal with and whether we can go on
did piece of theologizing to describe it as a believing in him with any sort of integrity.
theological propaganda tract designed to More than most theologies, it accepts that
awaken in the exiled Jews a renewed faith in there can be no final theology, that all theol-
their God as so transcendent that his mere fiat ogy is provisional and cannot lay claim to a
was sufficient to bring the universe into be- universal validity, for any relevant theology
ing. In the Babylonian creation narrative, must accept the scandal of its particularity,
Emma Elish, creation had to come about which, after all, is the price of its relevance.
through the bloody battle between Marduk And no theology can easily transcend the limi-
and Tiamat. But now the Jews could say, “Our tations and conditioned-ness of those who
God just speaks, and things happen, so there, theologize. Too many of the unseemly con-
ha! ha!” troversies that scar the history of the church
This is an outstanding example of how the- have happened because one kind of theolo-
ology is done in the Bible: almost always in gizing has pretended to a finality that it could

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BISHOP DESMOND TUTU

not have. There is no one true way of theolo- of slaves out of bondage into glorious free-
gizing. Even in the Bible there is a rich diver- dom.
sity of theologies, all existing cheek by jowl, Oppressed peoples must hear that, accord-
theologies that may complement one another, ing to the Bible, this God is always on the
though they also may be quite incompatible. side of the downtrodden. He is so graciously
Liberation theology claims it is part of this on their side not because they are more virtu-
rich diversity; it glories in its limitations and is ous and better than their oppressors, but solely
prepared to leave the stage to its successors and simply because they are oppressed; he is
once it feels it has fulfilled its task. There are that kind of aGod. So to the anguished cry,
far too many theologies around that have out- “God, on whose side are you?” we say em-
lived their usefulness, and we ought to be ruth- phatically, “God is on your side,” not as some
less in getting rid of the accumulations of jingoistic national deity who says “my people
centuries in our attic. right or wrong,” but as one who saves and
There must be different theologies since all yet also judges those whom he saves. God is
of us apprehend God and the things of God compassionate yet the holy one who demands
differently; we express those apprehensions that those whom he saves must also be holy.
differently. Theology will change with the God saves froma death-dealing situation fora
changing circumstances if it issues out of and life-giving situation. Those whom God has
addresses a particular set of circumstances, if saved must become the servants of others, for
it answers specific questions. Good answers they are saved ultimately not for their self-ag-
for today will be useless tomorrow because grandizement or self-glorification, but so they
tomorrow’s questions will be different. Of may bring others to a saving knowledge of
course, we will have to learn from yesterday’s God.
questions and answers because in the theo- Ultimately God saves the oppressed for the
logical enterprise it is futile and wasteful to sake of their oppressors. It has often sounded
try to start de novo. But we should not easily like so much sloganeering to say that oppres-
canonize the determinations of yesteryear and sion and injustice dehumanize both the vic-
so make the awful mistake of identifying the- tims and the perpetrators of the unjust system
ology with the Gospel of Jesus Christ. Theol- and that liberation theology is concerned as
ogy is temporal, the Gospel is eternal. Our much for the liberation of the oppressors as
understanding of that Gospel, of that divine of the oppressed. But who can doubt that this
revelation, will change constantly; that is what must be true when Jimmy Kruger, the South
theology is about. African Minister of Justice and of Police, could
say of the death of Steve Biko: “It leaves me
cold.” What has happened to the humanity
The Context of Liberation of a person who can say something so callous
Theology about the death of a fellow human being?

By the token of particularity, certain parts of


the biblical message will be more apt for cer- God in Liberation Theology
tain situations than for others. The Gospel of
Jesus Christ is many-splendored. Who would Liberation theology has underscored that God
doubt that in hate-filled Ulster the aspect of is concerned for the liberation of oppressed
the Gospel that is most apt is reconciliation victims; hence its stress on the Exodus-libera-
for those estranged factions? For the victims tion biblical themes. But this is not the only
of oppression and injustice it is important for aspect of the biblical and Christian teaching
them to hear that the God they worship is the that is crucial in liberation theology.
liberator God of the Exodus who led a rabble To the victims of a system of rampant in-

260
THE THEOLOGY OF LIBERATION IN AFRICA

justice it is equally important to realize that cumstances will necessarily usher in the golden
God is also the God of power, not only age. This is a misreading of liberation theol-
the God who will lead them to freedom. He ogy. Liberation theologians have too much
is a God in charge in his universe. He is not evidence that the removal of one oppressor
impotent despite all appearances to the con- often means replacement by another; yester-
trary, despite the fact that evil and injustice day’s victim quite rapidly becomes today’s
seem to be on the ascendant. He is Lord, the dictator. Liberation theologians know only too
all-ruler of the book of Daniel and the Rev- well the recalcitrance of human nature and so
elation of St John the Divine. Nothing that accept the traditional doctrines of the fall and
happens can ever catch him off guard. He is original sin, but they also know that God has
not like the gods of the prophets of Baalwhom provided the remedy in Jesus Christ.
Elijah mocked so cruelly. He has not fallen
asleep, or gone on a journey, or turned aside
to relieve himselfso that our cries rise into an The Challenge of Liberation
empty void; our cries do not fall on deaf or Theology
unheeding ears. No, our God has heard and
seen our affliction and has come down to de- Liberation theology is no mere intellectual
liver us. And he is strong to save. Our people exercise, no mere cerebral enterprise, for it
here in Southern Africa need to hear this. deals with matters of life and death for those
Yes, after the events I referred to at the be- on whose behalf it is being done. Liberation
ginning of this paper, our people were stunned theology must enable the victims of oppres-
into a despair and helplessness, and it is of the sion to assert their God-given personhood and
utmost importance for liberation theology to humanity and must help exorcize from them
declare loud and clear that God is a God of the awful sense of self-hatred and self-disgust
hope. “Comfort, comfort my people, says your which are the ghastly consequences of oppres-
God. Speak tenderly to her.” Yes, the church sion. Then these victims will not cry out for
must uphold the faith and hope of God’s peo- the flesh pots of their days of bondage when
ple in these dark days when there seems to be they stand face to face with the demanding
little reason for hope. responsibilities of their freedom. Liberation
Liberation theology also depicts God as a theology must help them enter into their glo-
God of compassion. Surely God can’t remain rious heritage as the children of God who
aloof and untouched by our suffering as some made them free for freedom.
Aristotelian unmoved mover. The Bible as- Liberation theology challenges those whom
sures us that God is really like a nursing mother it addresses not to be consumed by hatred,
in his tender concern for his people who suf- self-pity, and bitterness, for these are as dehu-
fer. He longs after us, even when we are way- manizing as the oppression that caused them.
ward, waiting for our return like the father of While calling them to freedom, the Gospel of
the prodigal waits for the return of his son. Jesus Christ also calls to limitless forgiveness,
He is like a mother hen who would collect not as a spineless acceptance of suffering but
her young under the shadow of her wings, as participation in the divine economy of sal-
and in Jesus Christ he weeps over a beloved vation. This is when the oppressed turn the
city. Yes, God weeps with and for us, because tables; it is when they make up what is lacking
our God suffers the exquisite pain of a dying in the sufferings of Christ.
God. Liberation theology exposes itself to criti-
Those who would scorn liberation theol- cal scrutiny, but it must not be judged by some
ogy often think that its adherents are naive in arbitrary, a priori criteria of an imagined in-
the extreme because they think that a change tellectual respectability. Liberation theology
for the better in political and economic cir- would wish to be numbered among other the-

261
BISHOP DESMOND TUTU

ologies that have found acceptance in the rich prayed. We contend that we too have had a
Christian heritage. Yet we who do liberation real encounter with Jesus Christ in prayer,
theology believe we are engaged in something meditation, Bible study, and the sacraments,
too urgent to have to wait for the approba- and that the imperatives of this encounter
tion of the West or ofthose who would blindly constrain us to speak and to act as we do. It is
follow western standards of acceptability and not our politics but our faith that inspires us.
play western games using western rules. No, Liberation theology challenges other the-
liberation theology must be judged by ologies to examine whether they are biblical
whether it is biblical, by whether it is consist- in the sense in which liberation theology has
ent with the Gospel of Jesus Christ, by whether been shown to be biblical. Other theologies
it is guilty of self-contradiction, and by are challenged to become more truly
whether it works. If it fails the test according incarnational by being concerned for the
to these criteria then it deserves to be con- whole person, body and soul. They are called
demned roundly for it will be offering God’s upon to glory in their built-in obsolescence,
suffering people palliatives rather than effec- not to cry out for a permanence and a univer-
tive remedies. sal validity that properly belong only to the
Liberation theology becomes part of apeo- Gospel of Jesus Christ.
ple’s struggle for liberation; it tries to help vic- Liberation theology challenges churches
tims of oppression to assert their humanity and everywhere to be true to their calling to exer-
so look the other chap in the eye and speak cise a prophetic ministry in speaking up for
face to face without shuffling their feet and the dumb, the voiceless, for those too weak
apologizing for their black existence. to speak up for themselves, to oppose oppres-
Those who speak about justice and sharing sion, injustice, corruption, and evil wherever
the resources of the earth more equitably are these may be found. This could be a call to
often accused by certain “religious” persons martyrdom, but if God be for us who can be
of being political and exhorted to pray about against us?
these things. We who do liberation theology Let God arise and let his enemies be scat-
believe such exhortation to be arrogant in the tered.
extreme for it presumes that we have not first

262
PAKT FOUR

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Introduction

Evidentialism
31 The Ethics of Belief
WILLIAM CLIFFORD
32 Itis Wrong, Everywhere, Always, and for Anyone, to
Believe Anything upon Insufficient Evidence
PETER VAN INWAGEN

Religious Belief as Basic


33 Warranted Beliefin God
ALVIN PLANTINGA

Pascal’s Wager
34 From Pensées
BLAISE PASCAL
35 The Recombinant DNA Debate: a Difficulty for Pascalian-
Style Wagering
STEPHEN P. STICH
36 A Central Theistic Argument
GEORGE N. SCHLESINGER
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Introduction

After having examined the arguments for and lief, then it seems that we will be required to
against God’s existence in the previous two reject any belief which does not have enough
Parts, many readers will find themselves in one evidence in its favor to convince all reason-
of three epistemic positions: able, sound-minded people who consider that
evidence. But if we were to adopt this require-
(1) one will find the arguments (or at least ment, we will render irrational all sorts of be-
one of the arguments) for God’s exist- liefs about which apparently reasonable and
ence decisive (because it succeeds as a well-informed people disagree. So, for exam-
proofor provides evidence which over- ple, accepting this principle would, it appears,
whelms any contrary evidence); require that we give up at least all of our philo-
(2) one will find the arguments (or at least sophical and political beliefs. But this seems
one of the arguments) against God’s ex- to be a high price to pay. One could, on the
istence decisive (because it succeeds as a other hand, argue that religious belief should
proof or provides evidence which over- be subject to a higher standard so that omly zt,
whelms any contrary evidence); or and not philosophical and political beliefs,
(3) one will find that the arguments do not should be held to the evidentialist’s standard.
give enough evidence to move us one But it is hard to see why it is not simply arbi-
way or the other (because they are all trary to hold religious beliefs to such a
bad or because there are roughly equally uniquely high standard. As a result, we need
strong arguments on both sides). to surrender the strong evidentialist position
or admit that it places a heavy burden on our
The Readings in this Part address the ques- beliefs across the board.
tion of what one can reasonably believe in each If van Inwagen’s essay convinces us that the
of these three cases. For the most part, one evidentialist standard is an unreasonably high
might think that it is clear what those in each one, we might wonder whether the person
position should believe. Those in (1) should described in position (3) above might still rea-
believe that God exists, those in (2) should sonably believe in God, even in the absence
disbelieve in God’s existence, and those in of compelling arguments in favor of God’s
position (3) should simply withhold belief. On existence. But how, we might ask, could it be
this view, the relationship of reason to reli- reasonable to hold beliefs, religious or other-
gious belief might be described in the way wise, without compelling arguments for those
William Clifford does in the first essay. beliefs? We might think of the next essay, by
Clifford defends a position known as Alvin Plantinga, as providing an answer to this
“evidentialism.” According to the evidentalist, question.
it is irrational to hold any belief unless we have In other works, Plantinga has pointed out
“sufficient evidence” for it. Unless we govern that we have two different kinds of justified
our beliefs in this way, Clifford argues, we will beliefs: basic and non-basic. Basic beliefs are
not only end up holding beliefs that might those which do not require arguments or evi-
lead to others being harmed, we will also make dence (as we normally understand those
ourselves into credulous people who hold terms) in their favor in order for them to be
beliefs indiscriminately and thus irrationally. rationally accepted. Other beliefs, however, are
Peter van Inwagen claims that if we accept non-basic and these, as you might expect, do
the evidentialist requirement for rational be- require evidence or argument if they are to be

265
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

rationally accepted. A juror’s belief that a de- strong motive, maybe some of the stolen
fendant is guilty would count as a non-basic goods are found in my house, an eyewitness
belief and would thus require evidence if the identifies me as the one leaving the house with
juror was to hold the belief justifiably. But the stolen items, etc.). This, we might think,
many other beliefs, such as the belief that there counts as very powerful evidence for any rea-
is a computer in front of me, are not like this. sonable person that I committed the crime.
My belief in the computer’s existence is not None the less, J might still justifiably believe
based on any argument (in fact, I can’t con- that I did not commit it if I quite clearly re-
struct a good argument for the existence of member being out of the city that day. In this
the computer even when I am led to pause case my basic belief, grounded in my memory,
and seek for one). Instead, I simply find my- has sufficient weight for me to negate the force
self having an experience of a certain sort, an of the other “evidence.” The grounds of reli-
experience which immediately leads to my gious belief that Plantinga appeals to here
forming the belief “there is a computer in front might likewise be sufficiently powerful for the
of me.” Since most of us form a great many believer to overcome even powerful evidence
of our beliefs in just this way, and we think against the existence of God (such as some
that doing so is rational and justified, we must think is provided by the existence of evil).
admit that there are some beliefs we hold ra- Second, Plantinga’s position provides a
tionally, but for which we lack argument or framework for thinking about the relationship
evidence. Still, we have something which leads of “faith and reason” for the ordinary religious
us to these beliefs, even if it is not evidence believer. Since most religious believers lack
and argument. That is, something “grounds” sophisticated arguments and evidence in favor
my belief, and in the case of my believing that of theistic belief, religious belief would be
there is a computer in front of me, it is my largely unjustified if, for example, evidentialism
sensory (in this case, visual) experience of the were true. If, however, Plantinga’s view is
computer which grounds this belief. correct, even religious believers who are not
In the essay contained here, Plantinga ar- aware of arguments or evidence in favor of
gues that the religious believer can rationally religious belief might still be able to hold their
and justifiably hold his or her religious belief beliefs justifiably, since it is these “grounds”
as a basic belief. If there are “grounds” for which make their belief justified.
religious belief, as Plantinga claims there are In the final section we turn to examine a
here (and as Alston claims there are in his different strategy one might adopt in think-
essay at Reading 18 — though notice that Plan- ing about the relationship of reason to reli-
tinga distinguishes his view from Alston’s), gious belief. The seventeenth-century French
then it looks as if the religious believer can philosopher and mathematician Blaise Pascal
hold to religious belief justifiably, even if he had a number of friends who, like many Pa-
or she is in position (3) above. risians of his time, spent a great deal of their
It is worth noting two further points about recreational time in gambling parlors. Pascal
the essay by Plantinga. First, if one adopts his sought to assist his friends in their betting
view, it may be justifiable to hold religious endeavors by doing some seminal work in
beliefs even if one is in position (2). The rea- probability theory and game theory. One of
son is that one might take the grounds favoring the things Pascal realized in the course of this
the religious beliefs as having more epistemic work was that it is reasonable to adopt certain
weight than the argument or evidence against beliefs even when the evidence against your
God’s existence. To see this, consider the fol- beliefisstronger than the evidence in favor of
lowing illustration. The police, let’s imagine, it. For example, if I have the opportunity to
have overwhelming evidence that I commit- buy two lottery tickets, each costing a dollar,
ted a burglary (I was near the scene, I had one of which pays 1 million dollars but which

266
INTRODUCTION TO PART FOUR

has only a 1 in 100 chance of being a winner, legiance promise infinite rewards, the wager
the other of which pays 5 dollars but has a 1 would recommend that we adopt a number
in 5 chance of winning, the reasonable thing of incompatible religious beliefs. The third
for me to do would be to purchase the poten- objection is that since there is some small prob-
tial million dollar winner. The reason is that, ability that I will come to believe in God with-
even though my chances of winning are lower, out trying, and that such belief would still yield
laying my bets this way will maximize my gain infinite reward, wager-style reasoning could
in the long run. Thus, it is more reasonable be seen as recommending that I simply ig-
for me to believe and act as if the potential nore religious beliefs and go about my busi-
million dollar ticket will win, even though ness. Schlesinger argues that each of these
there is greater evidence that another ticket criticisms can be defeated and that the wager
will be the winner. In other words, Pascal ar- is thus successful.
gues that it is at least sometimes rational to
consider “pragmatic” issues when deciding
Further Reading
what to believe.
Pascal, in his famous “wager,” attempts to For further discussions of evidentialism and
argue that the same standards of rationality the relation of evidence to the rationality of
apply in the case of religious belief. Even if religious belief, the following sources are es-
the probability of theism is no higher (and pecially worth consulting:
maybe even lower) than that of atheism, the Delaney, C. F. (ed.) Rationality and Religious
“payoff” if theism is true is so vastly higher Belief (Notre Dame, Ind.: University of
that the rational course of action is to believe Notre Dame Press, 1978).
in God. Hoitenga, D., From Plato to Plantinga: an
In a brief selection, Stephen Stich argues Introduction to Reformed Epistemology
against this wager by arguing that adopting (Albany, N.Y.: SUNY Press, 1983).
such pragmatic strategies would lead us, for Plantinga, Alvin, Warranted Christian Belief
example, to avoid doing any scientific experi- (Oxford: Oxford University Press, forth-
ments which had even the smallest chance of coming).
yielding catastrophic results. Even ifthese ex- ——,, and Nicholas Wolterstorff (eds), Faith
periments present a vanishingly small chance and Rationality (Notre Dame, Ind.: Uni-
of yielding such results, this would make many versity of Notre Dame Press, 1983).
of these experiments irrational according to Swinburne, Richard, Faith and Reason (Ox-
Pascal’s line of reasoning, and this is clearly ford: Oxford University Press, 1981).
an improper conclusion. We can apply this Zagzebski, Linda, Rational Faith: Catholic
result more generally, and thus to Pascal’s Responses to Reformed Epistemology (Notre
wager, arguing that the reasoning employed Dame, Ind.: University of Notre Dame
in the wager likewise fails when the probabili- Press, 1993).
ties in favor of one of the alternatives, in this
case theism, are very, very low. For further reading on Pascal’s wager, the fol-
In the final selection, George Schlesinger lowing sources are especially worth con-
provides a defense of Pascal’s wager against sulting: Jordan, Jeff, Gambling on God:
some of the most powerful criticisms raised Essays on Pascal’s Wager (Lanham, Md.:
against it. The first is that such an argument Rowman and Littlefield, 1994).
seems inappropriate, especially in a religious Lycan, William, and George Schlesinger, “You
context, since the fundamental motivations Bet Your Life: Pascal’s Wager Defended,”
involved are self-interested and self-serving. in Reason and Responsibility, 7th edn, ed.
Second is the “many gods” objection which Joel Feinberg (Belmont, Calif.:
claims that since many contenders for our al- Wadsworth, 1989).

267
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

Morris, Thomas V., “Pascalian Wagering,” Schlesinger, George, New Perspectives on Old-
Anselmian Explorations (Notre Dame, time Religion (Oxford: Oxford University
Ind.: University of Notre Dame Press, Rress9SS).
1989).

268
Evidentialism

31 The Ethics of Belief*

William Clifford
The Duty of Inquiry when she went down in mid-ocean and told
no tales.
A shipowner was about to send to sea an emi- What shall we say of him? Surely this, that
grant ship. He knew that she was old, and he was verily guilty ofthe death of those men.
not over-well built at the first; that she had It is admitted that he did sincerely believe in
seen many seas and climes, and often had the soundness ofhis ship; but the sincerity of
needed repairs. Doubts had been suggested his conviction can in no wise help him, be-
to him that possibly she was not seaworthy. cause he had no right to believe on such evidence
These doubts preyed upon his mind and made as was before him He had acquired his belief
him unhappy; he thought that perhaps he not by honestly earning it in patient investi-
ought to have her thoroughly overhauled and gation, but by stifling his doubts. And al-
refitted, even though this should put him to though in the end he may have felt so sure
great expense. Before the ship sailed, however, about it that he could not think otherwise,
he succeeded in overcoming these melancholy yet inasmuch as he had knowingly and will-
reflections. He said to himself that she had ingly worked himself into that frame of mind,
gone safely through so many voyages and he must be held responsible for it.
weathered so many storms that it was idle to Let us alter the case a little, and suppose
suppose she would not come safely home from that the ship was not unsound after all; that
this trip also. He would put his trust in Provi- she made her voyage safely, and many others
dence, which could hardly fail to protect all after it. Will that diminish the guilt of her
these unhappy families that were leaving their owner? Not one jot. When an action is once
fatherland to seek for better times elsewhere. done, it is right or wrong for ever; no acci-
He would dismiss from his mind all dental failure of its good or evil fruits can pos-
ungenerous suspicions about the honesty of sibly alter that. The man would not have been
builders and contractors. In such ways he ac- innocent, he would only have been not found
quired a sincere and comfortable conviction out. The question of right or wrong has to do
that his vessel was thoroughly safe and sea- with the origin ofhis belief, not the matter of
worthy; he watched her departure with a light it; not what it was, but how he got it; not
heart, and benevolent wishes for the success whether it turned out to be true or false, but
of the exiles in their strange new home that whether he had a right to believe on such evi-
was to be; and he got his insurance money dence as was before him.
There was once an island in which some of
the inhabitants professed a religion teaching
* From William Kingdon Clifford, Lectures and Essays neither the doctrine oforiginal sin nor that of
(New York: Macmillan, 1901), pp. 163-76. eternal punishment. A suspicion got abroad

269
WILLIAM CLIFFORD

that the professors of this religion had made not be innocent, they would only be not found
use of unfair means to get their doctrines out. Every one of them, if he chose to exam-
taught to children. They were accused of ine himself in foro conscientiae, would know
wresting the laws of their country in such a that he had acquired and nourished a belief,
way as to remove children from the care of when he had no right to believe on such evi-
their natural and legal guardians; and even of dence as was before him; and therein he would
stealing them away and keeping them con- know that he had done a wrong thing.
cealed from their friends and relations. A cer- It may be said, however, that in both of
tain number of men formed themselves into a these supposed cases it is not the belief which
society for the purpose of agitating the public is judged to be wrong, but the action follow-
about this matter. They published grave ac- ing upon it. The shipowner might say, ‘I am
cusations against individual citizens of the perfectly certain that my ship is sound, but
highest position and character, and did all in still I feel it my duty to have her examined,
their power to injure these citizens in the ex- before trusting the lives of so many people to
ercise of their professions. So great was the her.’ And it might be said to the agitator,
noise they made that a Commission was ap- ‘However convinced you were of the justice
pointed to investigate the facts; but after the of your cause and the truth of your convic-
Commission had carefully inquired into all the tions, you ought not to have made a public
evidence that could be got, it appeared that attack upon any man’s character until you had
the accused were innocent. Not only had they examined the evidence on both sides with the
been accused on insufficient evidence, but the utmost patience and care.’
evidence of their innocence was such as the In the first place, let us admit that, so far as
agitators might easily have obtained, if they it goes, this view of the case is right and nec-
had attempted a fair inquiry. After these dis- essary; right, because even when a man’s be-
closures the inhabitants of that country looked lief is so fixed that he cannot think otherwise,
upon the members of the agitating society, he still has a choice in regard to the action
not only as persons whose judgement was to suggested by it, and so cannot escape the duty
be distrusted, but also as no longer to be of investigating on the ground of the strength
counted honourable men. For although they of his convictions; and necessary, because
had sincerely and conscientiously believed in those who are not yet capable of controlling
the charges they had made, yet they had no their feelings and thoughts must have a plain
right to believe on such evidence as was before rule dealing with overt acts.
them. Their sincere convictions, instead of But this being premised as necessary, it be-
being honestly earned by patient inquiring, comes clear that it is not sufficient, and that
were stolen by listening to the voice of preju- our previous judgment is required to supple-
dice and passion. ment it. For it is not possible so to sever the
Let us vary this case also, and suppose, other belief from the action it suggests as to con-
things remaining as before, that a still more demn the one without condemning the other.
accurate investigation proved the accused to No man holding a strong belief on one side
have been really guilty. Would this make any of aquestion, or even wishing to hold a belief
difference in the guilt of the accusers? Clearly on one side, can investigate it with such fair-
not; the question is not whether their belief ness and completeness as if he were really in
was true or false, but whether they entertained doubt and unbiased; so that the existence ofa
it on wrong grounds. They would no doubt belief not founded on fair inquiry unfits a man
say, ‘Now you see that we were right after all; for the performance of this necessary duty.
next time perhaps you will believe us.’ And Nor is that truly a belief at all which has not
they might be believed, but they would not some influence upon the actions of him who
thereby become honourable men. They would holds it. He who truly believes that which

270
THE ETHICS OF BELIEF

prompts him to an action has looked upon believer, is ever actually insignificant or with-
the action to lust after it, he has committed it out its effect on the fate of mankind we have
already in his heart. Ifa belief is not realized no choice but to extend our judgement to all
immediately in open deeds, it is stored up for cases of belief whatever. Belief, that sacred
the guidance ofthe future. It goes to make a faculty which prompts the decisions of our
part of that aggregate of beliefs which is the will, and knits into harmonious working all
link between sensation and action at every the compacted energies of our being, is ours
moment of all our lives, and which is so or- not for ourselves, but for humanity. It is rightly
ganized and compacted together that no part used on truths which have been established
of it can be isolated from the rest, but every by long experience and waiting toil, and which
new addition modifies the structure of the have stood in the fierce light of free and fear-
whole. No real belief, however trifling and less questioning. Then it helps to bind men
fragmentary it may seem, is ever truly insig- together, and to strengthen and direct their
nificant; it prepares us to receive more of its common action. It is desecrated when given
like, confirms those which resembled it be- to unproved and unquestioned statements, for
fore, and weakens others; and so gradually it the solace and private pleasure of the believer;
lays a stealthy train in our inmost thoughts, to add a tinsel splendour to the plain straight
which may some day explode into overt ac- road of our life and display a bright mirage
tion, and leave its stamp upon our character beyond it; or even to drown the common sor-
for ever. rows of our kind by a self-deception which
And no one man’s belief is in any case a allows them not only to cast down, but also
private matter which concerns himself alone. to degrade us. Whoso would deserve well of
Our lives are guided by that general concep- his fellows in this matter will guard the purity
tion of the course of things which has been of his belief with a very fanaticism of jealous
created by society for social purposes. Our care, lest at any time it should rest on an un-
words, our phrases, our forms and processes worthy object, and catch a stain which can
and modes of thought, are common property, never be wiped away.
fashioned and perfected from age to age; an It is not only the leader of men, statesman,
heirloom which every succeeding generation philosopher, or poet, that owes this bounden
inherits as a precious deposit and a sacred trust duty to mankind. Every rustic who delivers in
to be handed on to the next one, not un- the village alehouse his slow, infrequent sen-
changed but enlarged and purified, with some tences, may help to kill or keep alive the fatal
clear marks ofits proper handiwork. Into this, superstitions which clog his race. Every hard-
for good or ill, is woven every belief of every worked wife of an artisan may transmit to her
man who has speech of his fellows. An awful children beliefs which shall knit society to-
privilege, and an awful responsibility, that we gether, or rend it in pieces. No simplicity of
should help to create the world in which pos- mind, no obscurity of station, can escape the
terity will live. universal duty of questioning all that we be-
In the two supposed cases which have been lieve.
considered, it has been judged wrong to be- It is true that this duty is a hard one, and
lieve on insufficient evidence, or to nourish the doubt which comes out of it is often a
belief by suppressing doubts and avoiding in- very bitter thing. It leaves us bare and power-
vestigation. The reason of this judgement is less where we thought that we were safe and
not far to seek: it is that in both these cases strong. To know all about anything is to know
the belief held by one man was of great im- how to deal with it under all circumstances.
portance to other men. But forasmuch as no We feel much happier and more secure when
belief held by one man, however seemingly we think we know precisely what to do, no
trivial the belief, and however obscure the matter what happens, than when we have lost

271
WILLIAM CLIFFORD

our way and do not know where to turn. And lous character is maintained and supported,
ifwehave supposed ourselves to know all about when a habit of believing for unworthy rea-
anything, and to be capable of doing what is sons is fostered and made permanent. If I steal
fit in regard to it, we naturally do not like to money from any person, there may be no harm
find that we are really ignorant and powerless, done by the mere transfer of possession; he
that we have to begin again at the beginning, may not feel the loss, or it may prevent him
and try to learn what the thing is and how it is from using the money badly. But I cannot help
to be dealt with — if indeed anything can be doing this great wrong towards Man, that I
learnt about it. It is the sense of power attached make myself dishonest. What hurts society is
to a sense of knowledge that makes men desir- not that it should lose its property, but that it
ous of believing, and afraid of doubting. should become a den of thieves; for then it
This sense of power is the highest and best must cease to be society. This is why we ought
of pleasures when the belief on which it is not to do evil that good may come; for at any
founded is a true belief, and has been fairly rate this great evil has come, that we have done
earned by investigation. For then we may justly evil and are made wicked thereby. In like man-
feel that it is common property, and holds ner, if Ilet myself believe anything on insuffi-
good for others as well as for ourselves. Then cient evidence, there may be no great harm
we may be glad, not that J have learned se- done by the mere belief; it may be true after
crets by which I am safer and stronger, but all, or I may never have occasion to exhibit it
that we men have got mastery over more of in outward acts. But I cannot help doing this
the world; and we shall be strong, not for great wrong towards Man, that I make myself
ourselves, but in the name of Man and in his credulous. The danger to society is not merely
strength. But if the belief has been accepted that it should believe wrong things, though
on insufficient evidence, the pleasure is a sto- that is great enough; but that it should be-
len one. Not only does it deceive ourselves by come credulous, and lose the habit of testing
giving us a sense of power which we do not things and inquiring into them; for then it
really possess, but it is sinful, because it is sto- must sink back into savagery.
len in defiance of our duty to mankind. That The harm which is done by credulity in a
duty is to guard ourselves from such beliefs as man is not confined to the fostering ofa credu-
from a pestilence, which may shortly master lous character in others, and consequent sup-
our own body and then spread to the rest of port of false beliefs. Habitual want of care
the town. What would be thought of one who, about what I believe leads to habitual want of
for the sake of a sweet fruit, should deliber- care in others about the truth of what is told
ately run the risk of bringing a plague upon to me. Men speak the truth to one another
his family and his neighbours? when each reveres the truth in his own mind
And, as in other such cases, it is not the risk and in the other’s mind; but how shall my
only which has to be considered; for a bad friend revere the truth in my mind when I
action is always bad at the time when it is done, myself am careless about it, when I believe
no matter what happens afterwards. Every things because I want to believe them, and
time we let ourselves believe for unworthy because they are comforting and pleasant? Will
reasons, we weaken our powers of self-con- he not learn to cry, ‘Peace,’ to me, when there
trol, of doubting, ofjudicially and fairly weigh- is no peace? By such a course I shall surround
ing evidence. We all suffer severely enough myself with a thick atmosphere of falsehood
from the maintenance and support of false and fraud, and in that I must live. It may mat-
beliefs and the fatally wrong actions which they ter little to me, in my cloud-castle of sweet
lead to, and the evil born when one such be- illusions and darling lies; but it matters much
lief is entertained is great and wide. But a to Man that I have made my neighbours ready
greater and wider evil arises when the credu- to deceive. The credulous man is father to the

AYE
IT IS WRONG TO BELIEVE UPON INSUFFICIENT EVIDENCE

liar and the cheat; he lives in the bosom of A man may be a heretic in the truth; and if he
this his family, and it is no marvel if he should believe things only because his pastor says so,
become even as they are. So closely are our or the assembly so determine, without know-
duties knit together, that whoso shall keep the ing other reason, though his belief be true, yet
the very truth he holds becomes his heresy.
whole law, and yet offend in one point, he is
(Areopagitica)
guilty of all.
To sum up: it is wrong always, everywhere,
And with this famous aphorism of
and for any one, to believe anything upon in-
Coleridge:
sufficient evidence.
If a man, holding a belief which he was
He who begins by loving Christianity better than
taught in childhood or persuaded of after- Truth, will proceed by loving his own sect or
wards, keeps down and pushes away any Church better than Christianity, and end in loy-
doubts which arise about it in his mind, pur- ing himself better than all. (Azds to Reflection)
posely avoids the reading of books and the
company of men that call in question or dis- Inquiry into the evidence of a doctrine is
cuss it, and regards as impious those questions not to be made once for all, and then taken as
which cannot easily be asked without disturb- finally settled. It is never lawful to stifle a
ing it — the life of that man is one long sin doubt; for either it can be honestly answered
against mankind. by means of the inquiry already made, or else
If this judgement seems harsh when applied it proves that the inquiry was not complete.
to those simple souls who have never known ‘But,’ says one, ‘I am a busy man; I have no
better, who have been brought up from the time for the long course of study which would
cradle with a horror of doubt, and taught that be necessary to make me in any degree a com-
their eternal welfare depends on what they petent judge of certain question, or even able
believe, then it leads to the very serious ques- to understand the nature of the arguments.’
tion, Who hath made Israel to sin? Then he should have no time to believe.
It may be permitted me to fortify this judge-
ment with the sentence of Milton:

32 It is Wrong, Everywhere, Always, and for Anyone,


to Believe Anything upon Insufficient Evidence*

Peter van Inwagen

My title is a famous sentence from W. K. challenge (or to vindicate) the principle this
Clifford’s celebrated lecture, “The Ethics of sentence expresses as to examine what the
Belief.” What I want to do is not so much to consequences of attempting consistently to
apply it in our lives would be. Various phi-
losophers have attempted something that
* From Faith, Freedom, and Rationality: Philosophy of
Religion Today, ed. Jeff Jordan and Daniel Howard- might be described in these words, and have
Snyder (London: Rowman & Littlefield, 1996), pp. argued that a strict adherence to the terms of
137-53. Reprinted with permission. the principle would lead to a chain of requests

273
PETER VAN INWAGEN

for further evidence that would terminate only And why not? How can it be that equally
in such presumably unanswerable questions intelligent and well-trained philosophers can
as “What evidence have you for supposing that disagree about the freedom of the will or
your sensory apparatus is reliable?,” or “Yes, nominalism or the covering-law model of sci-
but what considerations can you adduce in entific explanation when each is aware of all
support of the hypothesis that the future w7/l of the arguments and distinctions and other
resemble the past?”; and they have drawn the relevant considerations that the others are
conclusion that anyone who accepts such aware of? How — and now I will drop a broad
propositions as that one’s sensory apparatus hint about where I am going — how can we
is reliable or that the future will resemble the philosophers possibly regard ourselves as jus-
past must do so in defiance of the principle. tified in believing much of anything of philo-
You will be relieved to learn that an investiga- sophical significance in this embarrassing
tion along these lines is not on the program circumstance? How can I believe (as I do) that
tonight. I am not going to raise the question free will is incompatible with determinism or
whether a strict adherence to the principle that unrealized possibilities are not physical
would land us in the one of those very ab- objects or that human beings are not four-
stract sorts of epistemological predicaments dimensional things extended in time as well
exemplified by uncertainty about the reliabil- as in space, when David Lewis — a philoso-
ity of sense perception or induction. I shall be pher of truly formidable intelligence and in-
looking at consequences of accepting the prin- sight and ability — rejects these things I believe
ciple that are much more concrete much closer and is already aware of and understands per-
to our concerns as epistemically responsible fectly every argument that I could produce in
citizens — citizens not only of the body politic their defense?
but of the community of philosophers. Well, I do believe these things, and I be-
I shall, as I say, be concerned with Clifford’s lieve that Iam justified in believing them. And
sentence and the lecture that it epitomizes. I am confident that I am right. But how can I
But I am going to make my way to this topic take these positions? I don’t know. That is
by a rather winding path. Please bear with me itselfaphilosophical question, and I have no
for a bit. firm opinion about its correct answer. I sup-
I begin my indirect approach to Clifford’s pose my best guess is that I enjoy some sort
sentence by stating a fact about philosophy. of philosophical insight (I mean in relation to
Philosophers do not agree about anything to these three particular theses) that, for all his
speak of. That is, it is not very usual for agree- merits, is somehow denied to Lewis. And this
ment among philosophers on any important would have to be an insight that is incommu-
philosophical issue to be describable as being, nicable — at least J don’t know how to com-
in a quite unambiguous sense, common. Oh, municate it — for I have done all I can to
this philosopher may agree with that philoso- communicate it to Lewis, and he has under-
pher on many philosophical points; for that stood perfectly everything I have said, and he
matter, if this philosopher is a former student has not come to share my conclusions. But
of that philosopher, they may even agree on maybe my best guess is wrong. I’m confident
all philosophical points. But you don’t find about only one thing in this area: the ques-
universal or near-universal agreement about tion must have some good answer. For not
very many important theses or arguments in only do my beliefs about these questions seem
philosophy. Indeed, it would be hard to find to me to be undeniably true, but (quite inde-
an important philosophical thesis that, say, 95 pendent of any consideration of which theses
percent of, say, American analytical philoso- it is that seem to me to be true), I don’t want
phers born between 1930 and 1950 agreed to be forced into a position in which I can’t
about in, say, 1987. see my way clear to accepting any philosophi-

274
IT IS WRONG TO BELIEVE UPON INSUFFICIENT EVIDENCE

cal thesis of any consequence. Let us call this willing to bet it would be a vastly different
unattractive position “philosophical world. (In any case, I certainly hope this sug-
skepticism.” (Note that I am not using this gestion is false. I'd hate to have to defend my
phrase in its usual sense of “comprehensive own field of study against a charge of adher-
and general skepticism based on philosophi- ing to loose epistemic standards by arguing
cal argument.” Note also that philosophical that it’s all right to adopt loose epistemic
skepticism is not a thesis — if it were, it’s hard standards in philosophy because philosophy
to see how it could be accepted without prag- is detached from life to such a degree that
matic contradiction — but a state: philosophi- philosophical mistakes can’t do any harm.) In
cal skeptics are people who can’t see their way a more general, theoretical way, Clifford has
clear to being nominalists or realists, dualists argued, and with some plausibility, that it is
or monists, ordinary-language philosophers or in principle impossible to claim on behalf of
phenomenologists; people, in short, who are any subject-matter whatever — on the ground
aware of many philosophical options but take that mistaken beliefs about the things of which
none of them, people who have listened to that subject-matter treats are harmless — ex-
many philosophical debates but have never emption from the strict epistemic standards
once declared a winner.) I think that any phi- to which, say, geological, medical, and his-
losopher who does not wish to be a philo- torical beliefs are properly held. He argues,
sophical skeptic — I know of no philosopher
who is a philosophical skeptic — must agree [That is not] truly a belief at all which has not
with me that this question has some good some influence upon the actions of him who
answer: whatever the reason, it must be pos- holds it. He who truly believes that which
sible for one to be justified in accepting a prompts him to an action has looked upon the
philosophical thesis when there are philoso- action to lust after it, he has committed it al-
phers who, by a// objective and external crite- ready in his heart. Ifa beliefisnot realized im-
mediately in open deeds, it is stored up for the
ria, are at least equally well qualified to
guidance of the future. It goes to make a part of
pronounce on that thesis and who reject it.
that aggregate of beliefs which is the link be-
Will someone say that philosophical theses tween sensation and action at every moment of
are theses of a very special sort, and that phi- all our lives, and which is so organized and com-
losophy is therefore a special case? That ad- pacted together that no part of it can be iso-
equacy of evidential support is much more lated from the rest, but every new addition
easily achieved in respect of philosophical modifies the structure of the whole. No real
propositions than in respect of geological or belief, however trifling and fragmentary it may
medical or historical propositions? Perhaps seem, is ever truly insignificant; it prepares us to
because nothing really hangs on philosophi- receive more of its like, confirms those which
resembled it before, and weakens others; and
cal questions, and a false or unjustified philo-
so gradually it lays a stealthy train in our inmost
sophical opinion is therefore harmless? Or
thoughts, which may some day explode into
because philosophy is in some sense not about
overt action, and leave its stamp upon our char-
matters of empirical fact? As to the first of these acter forever. . . And no one man’s beliefis in
two suggestions, I think it is false that noth- any case a private matter which concerns him-
ing hangs on philosophical questions. What self alone .. . no belief held by one man, how-
people have believed about the philosophical ever seemingly trivial the belief, and however
theses advanced by — for example — Plato, obscure the believer, is actually insignificant or
Locke, and Marx has had profound effects on without its effect on the fate of mankind.
history. I don’t know what the world would
be like if everyone who ever encountered phi- Whether or not you find this general, theo-
losophy immediately became, and thereafter retical argument convincing, it does in any case
remained, a philosophical skeptic, but I’m seem quite impossible to maintain, given the

275
PETER VAN INWAGEN

actual history of the relation between philoso- maintain a strong military capability actually
phy and our social life, that it makes no real increase the risk of war” are not about mat-
difference what people believe about philo- ters of empirical fact. And yet people disagree
sophical questions. about these propositions (and scores of oth-
The second suggestion — that philosophy is ers of equal importance), and their disagree-
“different” (and that philosophers may there- ments about them bear a disquieting
fore properly, in their professional work, ob- resemblance to the disagreements of philoso-
serve looser epistemic standards than phers about nominalism and free will and the
geologists or physicians observe in theirs) be- covering-law model. That is, their disagree-
cause it’s not about matters of empirical fact ments are matters of interminable debate, and
— is trickier. Its premise is not that it doesn’t impressive authorities can be found on both
make any difference what people believe about sides of many of the interminable debates.
philosophical questions; it’s rather that the It is important to realize that this feature of
world would look exactly the same whether philosophy and politics is not a universal fea-
any given philosophical thesis were true or ture of human discourse. It is clear, for exam-
false. I think that that’s a dubious assertion. If ple, that someone who believes in astrology
the declarative sentences that philosophers believes in something that is simply indefen-
characteristically write and speak in their pro- sible. It would be hard to find a philosopher —
fessional capacity are meaningful at all, then I hope this is true — who believed that every
many of them express propositions that are philosopher who disagreed with his or her
necessary truths or necessary falsehoods, and position on nominalism held a position that
it’s at least a very doubtful assertion that the was indefensible in the same way that a belief
world would look the same if some necessary in astrology was indefensible. It might be
truth were a falsehood or if some necessary easier to find someone who held the corre-
falsehood were a truth. (Would anyone argue sponding position about disputed and impor-
that mathematicians may properly hold them- tant political questions. I suspect there really
selves to looser epistemic standards than ge- are people who think that those who disagree
ologists because the world would look the with them about the deterrent effect of capi-
same whether or not there was a greatest tal punishment or the probable consequences
prime?) And even if it were true that philoso- of unilateral disarmament are not only mis-
phy was, in no sense of this versatile word, taken but hold beliefs that are indefensible in
“about” matters of empirical fact, one might the way that a belief in astrology is indefensi-
well raise the question why this should lend ble. I can only say that I regard this attitude
any support to the suggestion that philoso- as ludicrous. On each side of many intermi-
phers were entitled to looser epistemic stand- nably debated political questions — it is not
ards than geologists or physiologists, given necessary to my argument to say a//— one can
that philosophical beliefs actually do have im- find well-informed (indeed, immensely
portant effects on the behavior of those who learned) and highly intelligent men and
hold them. Rather than address the issues that women who adhere to the very highest intel-
these speculations raise, however, I will sim- lectual standards. And this is simply not the
ply change the subject. case with debates about astrology. In fact, it
Let us consider politics. is hardly possible to suppose that there could
Almost everyone will admit that it makes a be a very interesting debate about the truth-
difference what people believe about politics values of the claims made by astrologers.
~— Iam using the word in its broadest possible Everyone who is intellectually honest will
sense — and it would be absurd to say that admit this, will admit that there are intermi-
propositions like “Capital punishment is an nable political debates with highly intelligent
ineffective deterrent” or “Nations that do not and well-informed people on both sides. And

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IT IS WRONG TO BELIEVE UPON INSUFFICIENT EVIDENCE

yet few will react to this state of affairs by be- to think that I must enjoy some sort of in-
coming political skeptics, by declining to have communicable insight that the others, for all
any political beliefs that are disputed by highly their merits, lack. I am inclined to think that
intelligent and well-informed people. But how “the evidence and arguments I can adduce in
can this rejection of political skepticism be support of my beliefs” do not constitute the
defended? How can responsible political think- totality of my justification for these beliefs. But
ers believe that the Syndicalist Party is the last, all that I am willing to say for sure is that some-
best hope for Ruritania when they know full thing justifies me in rejecting political
well that there are well-informed (even im- skepticism, or at least that it is possible that
mensely learned) and highly intelligent peo- something does: that it is not a necessary truth
ple who argue vehemently — all the while that one is not justified in holding a political
adhering to the highest intellectual standards belief that is controverted by intelligent and
— that a Syndicalist government would be the well-informed political thinkers.
ruin of Ruritania? Do the friends of Syndical- I have now accomplished one ofthe things
ism claim to see gaps in the arguments oftheir I wanted to do in this chapter. I have raised
opponents, “faets” that they have cited that the question how it is possible to avoid philo-
are not really facts, real facts that they have sophical and political skepticism. In the re-
chosen not to mention, a hidden agenda be- mainder of this chapter, I am going to turn to
hind their opposition to Syndicalism? No questions about religious belief. My point in
doubt they do. Nevertheless, if they are intel- raising the questions I have raised about phi-
ligent and intellectually honest, they will be losophy and politics was primarily to set the
aware that if these claims were made in public stage for comparing religious beliefs with
debate, the opponents of Syndicalism would philosophical and political beliefs. But I think
probably be able to muster a very respectable that the questions I have so far raised are in-
rebuttal. The friends of Syndicalism will per- teresting in their own right. Even if everything
haps be confident that they could effectively I say in the remainder of the chapter is wrong,
meet the points raised in this rebuttal, but, if even if my comparisons of philosophical and
they are intelligent and intellectually honest, political beliefs with religious beliefs turn out
they will be aware . . . and so, for all practical to be entirely wide of the mark, the interest
purposes, ad infinitum. of the questions I have raised so far will re-
I ask again, what could it be that justifies us main. How can we philosophers, when we
in rejecting political skepticism? How can I consider the matter carefully, avoid the un-
believe that my political beliefs are justified comfortable suspicion that the following
when these beliefs are rejected by people words of Clifford might apply to us: “Every
whose qualifications for engaging in political one of them, if he chose to examine himself
discourse are as impressive as David Lewis’s in foro conscientiae, would know that he had
qualifications for engaging in philosophical acquired and nourished a belief, when he had
discourse? These people are aware of (at least) no right to believe on such evidence as was
all the evidence and all the arguments that I before him; and therein he would know that
am aware of, and they are (at least) as good at he had done a wrong thing.”?
evaluating evidence and arguments as I. How, Now as to religion: is religion different from
then, can I maintain that the evidence and philosophy and politics in the respects we have
arguments I can adduce in support of my be- been discussing? Should religious beliefs per-
liefs actually justify these beliefs? If this evi- haps be held to a stricter evidential standard
dence and these arguments are capable ofthat, than philosophical and political beliefs? Or, if
then why aren’t they capable of convincing they are to be held to the same standard, do
these other people that these beliefs are cor- typical religious beliefs fare worse under this
rect? Well, as with philosophy, I am inclined standard than typical philosophical or politi-

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cal beliefs? It is an extremely popular position scribed in coyly abstract terms: “There was
that religion is different. Or, at least, it must once a certain island in which . . .”) involving
be that many antireligious philosophers and religious persecution. But he could have made
other writers hostile to religious belief hold the same philosophical point if he had de-
this position, for it seems to be presupposed scribed a case of purely secular persecution,
by almost every aspect of their approach to such as those that attended the investigations
the subject of religious belief. And yet this of Senator McCarthy; his illustration turned
position seems never to have been explicitly simply on the unwillingness of zealous agita-
formulated, much less argued for. Let us call tors, convinced that the right was on their side,
it the Difference Thesis. An explicit formula- to examine certain matters of public record
tion of the Difference Thesis is a tricky mat- and to obtain easily available testimony. In
ter. I tentatively suggest that it be formulated both of Clifford’s illustrative cases, there is a
disjunctively: Either religious beliefs should proposition that is dishonestly accepted, ac-
be held to a stricter epistemic standard than cepted without sufficient attention to the avail-
beliefs of certain other types — ofwhich philo- able evidence. In neither case is it a religious
sophical and political beliefs are the paradigms or theological proposition. And at no point
— or, if they are to be held to the same does Clifford come right out and say that his
epistemic standard as other beliefs, they typi- arguments have any special connection with
cally fare worse under this standard than typi- religious beliefs. It would, however, be disin-
cal beliefs of most other types, including genuous in the extreme to say that “The Eth-
philosophical and political beliefs. I use this ics ofBelief” is simply about the ethics of belief
disjunctive formulation because, while I think in general and is no more directed at religious
I see some sort of difference thesis at work in belief than at any other kind of belief. “Eve-
much of the hostile writing on the epistemic ryone knows,” as the phrase goes, that
status of religious belief, the work of this the- Cliftord’s target is religious belief. (Certainly
sis is generally accomplished at a subliminal the editors of anthologies know this. “The
jevel and it is hard to get a clear view of it. I Ethics of Belief” appears in just about every
suspect that some of the writers I have alluded anthology devoted to the philosophy of reli-
to are thinking in terms of one of the disjuncts gion. It has never appeared in an anthology
and some in terms of the other. devoted to epistemology. I know ofonly one
A good example of the Difference Thesis at case in which anyone writing on general epis-
work is provided by Clifford’s lecture. One of temological questions has mentioned
the most interesting facts about “The Ethics Clifford’s lecture, and that is a very brief foot-
of Belief” is that nowhere in it is religious be- note in Chisholm’s Perceiving, in the chapter
lief explicitly discussed. There are, to be sure, entitled “The Ethics of Belief.” In that note,
a few glancing references to religion in the Chisholm simply says that he holds a weaker
lecture, but the fact that they are references thesis about the ethics of belief than Clifford’s.
to religion, while it doubtless has its polemi- Given that he had borrowed Clifford’s title
cal function, is never essential to the point that for his chapter-title, I suppose that that was
Clifford professes to be making. Clifford’s the least he could have done.) The real thesis
shipowner, for example, comes to his dishon- of Clifford’s lecture, its subtext as our friends
est belief partly because he puts his trust in in the literature departments say, is that reli-
Providence, but Clifford could have made the gious beliefs — belief in God, belief in an af-
same philosophical point if he had made the terlife, belief in the central historical claims of
shipowner come to his dishonest belief be- Judaism or Christianity or Islam — are always
cause he had put his trust in his brother-in- or almost always held in ways that violate the
law. Clifford’s other main illustrative case is famous ethico-epistemic principle whose quo-
built round an actual Victorian scandal (de- tation-name is my title: It is wrong always,

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IT IS WRONG TO BELIEVE UPON INSUFFICIENT EVIDENCE

everywhere, and for anyone, to believe any- very much like this: “It is wrong always, eve-
thing upon insufficient evidence. If, moreo- rywhere, and for anyone to ignore evidence
ver, he is of the opinion that beliefs in any that is relevant to his beliefs, or to dismiss rel-
other general category are always or almost evant evidence in a facile way.” Clifford’s
always (or typically or rather often) held in Other Principle is obviously not Clifford’s
ways that violate his principle, this is certainly Principle. It is very doubtful whether some-
not apparent. one who satisfied the requirements of
This conviction that Clifford’s specific tar- Clifford’s Principle would necessarily satisfy
get is religious belief is no knee-jerk reaction the requirements of Clifford’s Other Princi-
of overly sensitive religious believers or of ple (it could be argued that it would be possi-
antireligious polemicists eager to find yet an- ble to have evidence that justified one’s
other stick to beat churchgoers with. If the accepting a certain proposition even though
conviction is not supported by his argument, one had deliberately chosen not to examine
in the strictest sense of the word, it is well certain other evidence that was relevant to the
grounded in his rhetoric. For one thing, the question whether to accept that proposition)
lecture abounds in biblical quotations and and it is pretty certain that someone who sat-
echoes, which is not a usual feature of isfied the requirements of Clifford’s Other
Clifford’s prose. For another, there are the Principle would not necessarily satisfy the re-
inessential religious elements in both of his quirements of Clifford’s Principle. I suspect
illustrative examples. Much more importantly, that Clifford tended to conflate the two princi-
however, there are two passing allusions to ples because of a combination of his
religious belief, which, although they go by antireligious agenda with an underlying as-
rather quickly, are nevertheless writ in letters sumption that the evidence, such as it is, that
that he who runs may read. First, one of the people have for their religious beliefs is inad-
dishonest comforts provided by certain beliefs equate because it is incomplete, and incom-
that are not apportioned to evidence is said to plete because these believers have declined to
be this: they “add a tinsel splendor to the plain examine certain evidence relevant to their be-
straight road of our life and display a bright liefs, owing to a subconscious realization that
mirage beyond it.” Secondly, when Clifford examination of this evidence would deprive
raises the question whether it is fair to blame even them of the power to continue to hold
people for holding beliefs that are not sup- their cherished beliefs. However this may be,
ported by evidence if they hold these beliefs having distinguished Clifford’s Other Princi-
as a result of their having been trained from ple from Clifford’s Principle, I am not going
childhood not to raise questions of evidence to discuss it further, beyond pointing out that
in certain areas, he refers to these unfortunates there does not seem to be any reason to sup-
as “those simple souls ... who have been pose, whatever Clifford may have thought,
brought up from the cradle with a horror of that those who hold religious beliefs are any
doubt, and taught that their eternal welfare more likely to be in violation of Clifford’s
depends on what they believe.” Other Principle than those who hold philo-
Let us call Clifford’s principle — “It is wrong sophical or political beliefs. We all know that
always, everywhere, and for anyone ...” — there are a lot of people who have violated
Clifford’s Principle, which seems an appropri- Clifford’s Other Principle at one point or an-
ate enough name for it. I should note that other in the course of arriving at their politi-
there seems to be another principle that cal beliefs and a few who have not. As to
Clifford seems sometimes to be appealing to philosophy, well, I’m sure that violations of
and which he neither articulates nor distin- Clifford’s Other Principle are quite rare among
guishes clearly from Clifford’s Principle. Call professional philosophers. No doubt there
it Clifford’s Other Principle. It is something are a few cases, however. One might cite, for

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example, a recent review of a book by John Principle has applied it to anything but reli-
Searle, in which the author of the review (Dan gious belief. And yet practically all philoso-
Dennett) accuses Searle of gross violations of phers — the literature will immediately
Clifford’s Other Principle in his (Searle’s) de- demonstrate this to the most casual inquirer
scriptions of current theories in the philoso- — subscribe to theses an obvious logical con-
phy of mind. If Dennett’s charge is not just, sequence of which is that the world abounds
then it is plausible to suppose that /e is in vio- in gross violations of Clifford’s Principle that
lation of Clifford’s Other Principle. So it can have nothing to do with religion.
happen, even among us. But let us, as the An explanation of the widespread tacit ac-
French say, return to our sheep, prominent ceptance of the Difference Thesis among those
among which is Clifford’s Principle — Clifford’s who appeal to Clifford’s Principle in their at-
Principle proper, that is, and not Clifford’s tacks on religious belief is not far to seek. If
Other Principle. Clifford’s Principle were generally applied in
It is interesting to note that Clifford’s Prin- philosophy (or in politics or history or even
ciple is almost never mentioned by writers insmany parts of the natural sciences), it would
subsequent to Clifford except in hostile ex- have to be applied practically everywhere. If
aminations of religious belief, and that the its use became general, we'd all be constantly
antireligious writers who mention it never shoving it in one another’s faces. And there
apply it to anything but religious beliefs. (With would be no comfortable reply open to most
the exception of illustrative examples — like of the recipients of a charge of violating
Clifford’s example of the irresponsible ship- Clifford’s Principle. Use every man after his
owner — that are introduced in the course of desert, and who shall scape whipping? If, for
explaining its content and arguing for it.) It is example, I am an archaeologist who believes
this that provides the primary evidence for my that an artifact found in a neolithic tomb was
contention that many antireligious philoso- a religious object used in a fertility rite, and if
phers and other writers against religion tac- my rival, Professor Graves — a professor, ac-
itly accept the Difference Thesis: the fact that cording to the German aphorism, is someone
they apply Clifford’s Principle only to religious who thinks otherwise — believes that it was
beliefs is best explained by the assumption that used to wind flax, how can I suppose that my
they accept the Difference Thesis. The cases belief is supported by the evidence? If my evi-
of Marxism and Freudianism are instructive dence really supports my belief, why doesn’t
examples of what I am talking about. It is easy it convert Professor Graves, who is as aware
to point to philosophers who believe that of it as Iam, to my position? This example, of
Marxism and Freudianism are nonsense: ab- course, is made up. But let me mention a real
surd parodies ofscientific theories that get the and not entirely dissimilar example that I re-
real world wildly wrong. Presumably these cently came across in a review (by Malcolm
philosophers do not believe that Marxism and W. Browne) of several books about the
Freudianism were adequately supported by the Neanderthals in the New York Times Book
evidence that was available to Marx and Freud Review (July 4, 1993, p. 1). The review in-
— or that they are adequately supported by the cludes the following quotation from the re-
evidence that is available to any of the latter- cent book The Neandertals by Erik Trinkhaus
day adherents of Marxism and Freudianism. and Pat Shipman. The authors are discussing
But never once has any writer charged that a debate between two people called Stringer
Marx or Freud blotted his epistemic escutch- and Wolpoff, who are leading experts on the
eon by failing to apportion beliefto evidence. Neanderthals. “What is uncanny — and dis-
I challenge anyone to find me a passage (other heartening — is the way in which each side can
than an illustrative passage of the type I have muster the fossil record into seemingly con-
mentioned) in which any devotee ofClifford’s vincing and yet utterly different syntheses of

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IT IS WRONG TO BELIEVE UPON INSUFFICIENT EVIDENCE

the course of human evolution. Reading their champion, it is possible to find clear examples
review papers side by side gives the reader a of this. To find them, one need only direct
distinct feeling of having awakened in a Kafka one’s attention away from the content of the
novel.” Assuming that this description of the theories to the judgments that physicists make
use Stringer and Wolpoff make of their evi- about the theories, their judgments about such
dence is accurate, can it really be that their matters as the usefulness of the theories, their
beliefs are adequately supported by this evi- “physical interest,” and their prospects. A
dence? Will someone say that Stringer and former colleague at Syracuse University, an
Woipoff are scientists, and that scientists do internationally recognized quantum-gravity
not really Jelzeve the theories they put forward, theorist, has told me, using a simple declara-
but rather bear to them some more tentative tive sentence that contained no hedges what-
sort of doxastic relation? “Regard as the best ever, that superstring theory would come to
hypothesis currently available,” or some such nothing. Many prominent physicists (Sheldon
tentative attitude as that? Well, that is certainly Glashow, for example) agree. They really de-
not the way the author of the review sees the lieve this. And many prominent physicists
debate. Stringer, one ofthe parties in the de- (such as Steven Weinberg and Edward Witten)
bate, has written his own book, also discussed vehemently disagree. They really believe that
in the review, of which the reviewer says, “Jn superstring theory has provided the framework
Search of the Neanderthals is built around within which the development of fundamen-
Mr Stringer’s underlying (and highly contro- tal physics will take place for a century.
versial) belief that the Neanderthals were an But let us leave the sciences and return to
evolutionary dead end, that they simply faded our central examples, philosophy and politics.
away after a long and unsuccessful com- If we applied Clifford’s Principle generally,
petition with their contemporaries, the direct we’d all have to become skeptics or agnostics
ancestors of modern man.” (That the Nean- as regards most philosophical and political
derthals were an evolutionary dead end is, by questions — or we’d have to find some rea-
the way, the proposition that was at issue in sonable answer to the challenge, “In what
the debate between Stringer and Wolpoff that sense can the evidence you have adduced sup-
was said to give the reader the feeling of hav- port or justify your belief when there are many
ing awakened in a novel by Kafka.) Later in authorities as competent as you who regard
the review, summarizing the book of another this evidence as unconvincing?” But no an-
expert on human origins, the reviewer says, swer to this challenge is evident, and religion
“Tn another section of the book, Mr Schwartz seems to be the only area of human life in
defends his belief that modern human beings which very many people are willing to be ag-
are more closely related to orangutans than nostics about the answers to very many ques-
to either chimpanzees or gorillas.” It is hard tions. (When I say “very many people,” I mean
to see how to avoid the conclusion that it is very many people like us: people who write
very common for scientists gua scientists to books. It is, of course, false that a very high
have beliefs that are vehemently rejected by proportion of the world population consists
other equally intelligent scientists who pos- of people who are willing to be agnostics about
sess the same scientific qualifications and the religious questions. )
same evidence. Even in the more austere and It might, however, be objected that what I
abstract parts of science, even in high-energy have been representing as obvious considera-
physics, the current queen of the sciences, tions are obvious only on a certain concep-
where there is some real plausibility in the tion of the nature of evidence. Perhaps the
thesis that investigators typically hold some Difference Thesis is defensible because the
more tentative attitude than belief toward the evidence that some people have for their philo-
content of the controversial theories they sophical and political (and archaeological and

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historical ...) beliefs consists partly of the how can the Difference Thesis be defended?
deliverances of that incommunicable “insight” If, however, “evidence” can include “in-
that I speculated about earlier. This objection sight” or some other incommunicable element
would seem to be consistent with everything —my private experience and my memories are
said in “The Ethics of Belief,” for Clifford not necessarily incommunicable — it may be
nowhere tells his readers what evidence is. If that some of the philosophical and political
“evidence” is evidence in the courtroom or beliefs of certain people are justified by the
laboratory sense (photographs, transcripts of evidence available to them. (This, as I have
sworn statements, the pronouncements of said, is the view I find most attractive, or least
expert witnesses, records of meter readings — unattractive.) But if evidence is understood
even arguments, provided that an argument in this way, how can anyone be confident that
is understood as simply a publicly available some of the religious beliefs of some people
piece of text, and that anyone who has read are not justified by the evidence available to
and understood the appropriate piece of text them? (I say some people; and that is prob-
thereby “has” the evidence that the argument ably all that anyone would be willing to grant
is said to constitute), then “the evidence” in the cases of philosophy and politics. Is there
pretty clearly does not support our philosophi- anyone who believes that it makes sense to
cal and political beliefs. Let such evidence be talk of philosophical beliefs being justified and
eked out with logical inference and private who also thinks that the philosophical beliefs
sense experience and the memory of sense of both Carnap and Heidegger were justified?
experience (my private experience and my Is there anyone who holds the corresponding
memories, as opposed to my testimony about thesis about the political beliefs of both Henry
my experience and memories, cannot be en- Kissinger and the late Kim II-Sung?) If evi-
tered as evidence in a court of law or pub- dence can include incommunicable elements,
lished in Physical Review Letters, but they can how can anyone be confident that all religious
be part of my evidence for my beliefs — or so believers are in violation of Clifford’s Princi-
the epistemologists tell us) and it still seems ple? If “evidence” can include the incommu-
to be true that “the evidence” does not sup- nicable, how can the Difference Thesis be
port our philosophical and political beliefs. It defended?
is not that evidence in this sense is necessarily What I have said so far amounts to a po-
impotent: it can support — I hope — many life- lemic against what I perceive as a widespread
and-death courtroom judgments and such double standard in writings about the rela-
scientific theses as that the continents are in tion of religious belief to evidence and argu-
motion. But it does not seem to be sufficient ment. This double standard consists in setting
to justify most of our philosophical and po- religious beliefatest it could not possibly pass,
litical beliefs, or our philosophical and politi- and in studiously ignoring the fact that very
cal beliefs, surely, would be far more uniform few of our beliefs on any subject could possi-
than they are. (Socrates told Euthyphro that bly pass this test.
people do not dispute about matters that can Let me summarize this polemic by setting
be settled by measurement or calculation. This out some Socratic questions; a complex, in
is certainly false, but there is nevertheless an fact, of alternative lines of Socratic question-
important grain of truth in it. There is indis- ing laid out in a sort of flowchart.
putably significantly greater uniformity of Either you accept Clifford’s Principle or not.
opinion about matters that can be settled by If not, game ends. If so, either you think that
measurement and calculation than there is religious belief stands convicted of some
about the nature of justice and the other mat- epistemic impropriety under Clifford’s Prin-
ters that interested Socrates.) If “evidence” ciple or not. If not, game ends. If so, do you
must be of the courtroom-and-laboratory sort, think that other important categories of be-

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IT IS WRONG TO BELIEVE UPON INSUFFICIENT EVIDENCE

lief stand convicted of similar epistemic im- can you suppose that philosophical and po-
propriety under Clifford’s Principle — litical beliefs ave supported by that sort of evi-
preeminently philosophical and political be- dence, public evidence, to any significant
lief? If you do, are you a skeptic as regards degree? If the evidence available to you pro-
these categories of belief, a philosophical and vides adequate support for, say, your adher-
political skeptic (and, in all probability, a ence to a certain brand of functionalism, and
skeptic in many other areas)? If not, why not? if it is evidence of this straightforward public
If you do think that the only important cat- sort, then it is no doubt readily available to
egory of belief that stands convicted of most philosophers who have paid the same
epistemic impropriety under Clifford’s Prin- careful attention to questions in the philoso-
ciple is religious belief— that is, if you accept phy of mind that you have. But then why
the Difference Thesis — how will you defend aren’t most of these philosophers functional-
this position? Do you accept my disjunctive ists of your particular stripe? (Why, some re-
formulation of the Difference Thesis: “Either spectable philosophers of mind aren’t even
religious beliefs should be held to a stricter functionalists at all, shocking as that may seem
epistemic standard than beliefs of certain other to some of us.) Wouldn’t the possession and
types — of which philosophical and political careful consideration of adequate, really ad-
beliefs are the paradigms — or, if they are to equate, evidence for a proposition induce be-
be held to the same epistemic standard as other lief in that proposition? Or, if evidence that
beliefs, they typically fare worse under this provided adequate support for a philosophi-
standard than typical beliefs of most other cal proposition was readily available through-
types, including philosophical and political out a sizable population of careful, qualified
beliefs”? If not, how would you formulate the philosophers, wouldn’t this fact at least induce
Difference Thesis (and how would you de- a significant uniformity of opinion as regards
fend the thesis you have formulated)? If you that proposition among those philosophers?
do accept my disjunctive formulation of the If you take the other option as to the na-
Difference Thesis, which of the disjuncts do ture of evidence, if you grant that evidence
you accept? And what is your defense of that may include incommunicable insight, can you
disjunct? In formulating your defense, be sure be sure, have you any particular reason to sup-
to explain how you understand evidence. Does pose, that it is false that there are religious
“evidence” consist entirely of objects that can believers who have “insight” that lends the
be publicly examined (photographs and same sort of support to their religious beliefs
pointer readings), or that can, at least for that the incommunicable insight that justifies
purposes of setting out descriptions of the your disagreement with Kripke or Quine or
evidence available for a certain thesis, be ad- Davidson or Dummett or Putnam lends to
equately described in public language (sens- your beliefs?
ations and memories, perhaps)? Or may what This is the end of my Socratic flowchart. I
is called “evidence” be, or be somehow con- will close with an attempt to forestall two pos-
tained in or accessible to the subject in the sible misinterpretations. First, I have not chal-
form of, incommunicable states of mind of lenged Clifford’s Principle, or not unless to
the kind I have rather vaguely called “insight?” point out that most of us would find it awk-
If the former, and if you have chosen to say ward to live by a certain principle is to chal-
that a single standard of evidence is appropri- lenge it. Clifford’s Principle could be correct
ate to both religious beliefs (on the one hand) as far as anything I have said goes. Secondly, I
and philosophical and political beliefs (on the have not argued that religious beliefs — any
other), and if you have decided that religious religious beliefs of anyone’s — are justified or
beliefs fare worse under this one standard than enjoy any particular warrant or positive
philosophical and political beliefs — well, how epistemic status or whatever your own favorite

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PETER VAN INWAGEN

jargon is. (For that matter, I have not argued of everyone’s senses. To discuss this question
that philosophical and political beliefs — any was not my project. My project has been to
philosophical or political beliefs of anyone’s — raise certain points about the relevance of
are justified or enjoy any particular warrant or Clifford’s Principle to the problem of the
positive epistemic status. I have recorded my epistemic propriety of religious belief. These
personal conviction that some philosophical are different questions: it suffices to point out
and political beliefs are justified, but I have that the philosopher who argues that some
not argued for this conclusion. I do not mind religious belief — or some belief of any sort —
— just for the sake of literary symmetry — re- should be rejected because it goes contrary to
cording my persona! conviction that some re- some body of evidence is not appealing to
ligious beliefs are justified, but that they are is Clifford’s Principle. If what I have said is cor-
not a part of my thesis.) rect, then philosophers who wish to mount
There is one important question that bears some sort of evidential or epistemic attack on
on the epistemic propriety of religious belief religious belief (or, more likely, not on reli-
that I have not even touched on: whether gious belief in general, but on particular reli-
some or all religious beliefs may go clean con- gious beliefs) should set Clifford’s Principle
trary to the available evidence — as many would aside and argue that religious belief (or this
say the beliefin a loving and all-powerful de- or that religious belief) is refuted by the evi-
ity goes clean contrary to the plain evidence dence they present.

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Religious Belief as Basic

33 Warranted Belief in God*

Alvin Plantinga

To know in a general and confused way that God beliefs. To put it in still another way, the
exists 1s implanted in us by nature. charge is that theistic and Christian belief /acks
. St Thomas Aquinas warrant.
By way of response, in this chapter I shall
... for since the creation of the world Gods invis- first offer a model — a model based on a claim
ible qualities — his eternal power and divine na-
made jointly by Thomas Aquinas and John
ture — have been clearly seen, being understood
Calvin — for a way in which theistic belief could
from what has been made.
St Paul have warrant... .

The de jure challenge to Christian (or theis-


tic) belief... is the claim that such belief is, 1 The A/C Model
irrational or unreasonable or unjustifiable or
in some other way properly subject to invidi- A Models
ous epistemic criticism; it contrasts with the I say I propose in this chapter to give a model
de facto challenge, according to which the of theistic beliefs having warrant; but what
beliefin question is false. Put just like that, sort of animal is a model, and what would it
the de jure rebuke is pretty vague and gen- be good for? There are models of many dif-
eral; we can’t do much by way of evaluating ferent kinds: model airplanes, artists’? models,
the proposed complaint without achieving a models in the sense of exemplars, models of a
clearer and more specific formulation of it... modern major general. There is also the logi-
This complaint is really the claim that Chris- cian’s sense of model in which, for example,
tian and other theistic belief is tvrational in any consistent first order theory has a model
the sense that it originates in cognitive mal- in the natural numbers. . . . My use of the term
function (Marx) or in cognitive proper func- here is more abstract than the first and more
tion that is aimed at something other than the concrete than the second. The rough idea is
truth (Freud) — comfort, perhaps, or the abil- this: to give a model of a proposition or state
ity to soldier on in this appalling world in of affairs Sis to show how it could be that S is
which we find ourselves. To put it another indeed true or actual. The model itself will be
way, the claim is that such belief doesn’t origi- another proposition (or state of affairs), one
nate in the proper function of cognitive facul- such that it is clear (1) that it is possible, and
ties successfully aimed at producing true (2) that if it is tre, then so is the target propo-
sition. From these two, of course, it follows
* From Alvin Plantinga, Warranted Christian Belief that the target proposition is possible. In this
(forthcoming). Reprinted with permission. chapter I shall give a model of theistic belief’s

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having warrant: the A/C. (“Aquinas/Calvin” ) right, no objection of this sort has any force.
model nc Third, I believe that the model I shall
I claim four things for this model. First, it present is not just possible and beyond philo-
is possible, and thus shows that it is possible sophical challenge, but also true, or at least
that theistic and Christian belief have warrant. verisimilitudinous, close to the truth. I don’t
But the sense of possibility here isn’t just claim to show that it is true however. That is
broadly logical possibility — after all, such ob- because the A/C model [presented here]
vious falsehoods as the population of China ts entails the truth of theism and the extended
less than 1,000 are possible in that sense — but A/C [presented in later chapters] the truth
something much stronger. I claim that this of classical Christianity. To show that these
model is epistemically possible: it is consistent models are in fact true, therefore, would also
with what we know, where “what we know” be to show that theism and Christianity are
is what all (or most) of the participants in the true; and I don’t know how to do something
discussion agree upon. one could sensibly call “showing” that either
Second, and related to the first assertion, I of these zs true. I believe there are a large
claim that there aren’t any cogent objections number (at least a couple dozen) good argu-
to the model. i.e. to the proposition that the ments for the existence of God; none, how-
model is in fact true or actual. More exactly, ever, can really be thought of as a showing or
there are no cogent objections of a philosophic demonstration. As for classical Christianity,
or scientific kind (or indeed any other kind) there is even less prospect of demonstrating
to the model that are not also cogent objec- its truth. . . Of course, this is nothing against
tions to theism or Christian belief. Another either their truth or their warrant; very little
way to put it: any cogent objection to the of what we believe can be “demonstrated” or
model’s truth will also have to be a cogent “shown.”
objection to the truth of theistic or Christian Fourth, there is a whole range of models
belief. I shall go on to argue that if Christian for the warrant of Christian belief, all differ-
beliefisindeed true, then the model in ques- ent but similar to the A/C and extended A/
tion or one very like it is also true. If Iam C model. (In claiming that the models I
successful, therefore, the upshot will be that present are close to the truth, what I am claim-
there is no viable de jure (as opposed to de ing is that they belong to that range.) Thus, if
facto) challenge either to theistic or Christian classical Christian belief is indeed true, then
belief. There is no sensible challenge to the one of these models is very likely also true.
rationality or rational justification or warrant Alternatively, for one who thinks Christian
of Christian belief that is not also a challenge belief true, one or more of these models (or
to its truth. That is, there is no de jure chal- their disjunction) is a good way in which to
lenge that is independent of a de facto chal- conceive the warrant of Christian belief.
lenge. And that means that a particularly
popular way of criticizing Christian belief —
to be found in the evidentialist objection [and|
B_ Presentation of the Model
in many versions of the argument from evil Thomas Aquinas and John Calvin concur on
and in still other objections — is not viable. the claim that there is a kind of natural knowl-
This is the sort of challenge that goes like this: edge of God (and anything on which Calvin
“T don’t know whether Christian (or theistic) and Aquinas are in accord is something to which
beliefistrue — how could I know a thing like we had better pay careful attention). Here I
that? But I do know that it is irrational, or want to propose a model based on Calvin’s ver-
rationally unacceptable or unjustified or with- sion of the suggestion, not because I think
Out warrant (or in some other way Calvin should be the cynosure of all eyes theo-
epistemically challenged).” If my argument is logical, but because he presents an interesting

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development of the particular thought in ques- ... Since, therefore, men one and all perceive
tion. (Here, as in several other areas, we can that there is a God and that he is their maker,
usefully see Calvin’s suggestion as a kind of they are condemned by their own testimony
meditation on and development of a theme because they have failed to honor him and to
consecrate their lives to his will ... there is, as
suggested by Aquinas.) According to the lat-
the eminent pagan says, no nation so barbarous,
ter, “To know that God exists in a general and
no people so savage, that they have not a deep
confused way is implanted in us by nature. . . .”!
seated conviction that there isa God. . . There-
In the opening chapters of the Institutes of the fore, since from the beginning of the world there
Christian Religion? Calvin concurs: there is a has been no region, no city, in short, no house-
sort of natural knowledge of God. Calvin ex- hold, that could do without religion, there lies
pands this theme into a suggestion as to the in this a tacit confession of a sense of deity in-
way in which beliefs about God can have war- scribed in the hearts of all. (1, iii, 1, p. 44. The
rant; he has a suggestion as to the nature of the “eminent pagan” is Cicero.)
faculty or mech-anism whereby we acquire true
beliefs about God. His idea here can also be Calvin goes on to claim that many rejections
seen as a development of what the apostle Paul of God, or attempts to do without him, are
says in Romans 1: really further testimonies to this natural incli-
nation:
For the wrath of God is revealed from heaven
against all ungodliness and wickedness of men Men of sound judgment will always be sure that
who by their wickedness suppress the truth. For a sense ofdivinity which can never be effaced is
what can be known about God is plain to them, engraved upon men’s minds. Indeed, the per-
because God has shown it to them. Ever since versity of the impious, who though they strug-
the creation of the world his invisible nature, gle furiously are unable to extricate themselves
namely, his eternal power and deity, has been from the fear of God, is abundant testimony that
clearly perceived in the things that have been this conviction, namely that there is some God,
made. So they are without excuse. (Romans is naturally inborn in all, and is fixed deep within,
1: 18-20) as it were in the very marrow ... From this we
conclude that it is not a doctrine that must first
For our purposes, Calvin’s basic claim is that be learned in school, but one of which each of
there is a sort of instinct, a natural human ten- us is master from his mother’s womb and which
dency, a disposition, a nisus to form beliefs nature itself permits no one to forget, although
about God under a variety of conditions and many strive with every nerve to thisend. (1,
in a variety of situations. Thus in his commen- iii, 3, p. 46)
tary on the above passage:
Separated from the extravagance of expres-
By saying, that God has made it manifest, he sion that sometimes characterizes Calvin, the
means, that man was created to be a spectator basic idea, I think, is that there is a kind of
of this formed world, and that eyes were given faculty or a cognitive mechanism, what Calvin
him, that he might, by looking on so beautiful calls a “sensus divinitatis” or sense of divinity,
a picture, be led up to the Author himself. which in a wide variety of circumstances pro-
duces in us beliefs about God. These circum-
In the Institutes he develops this thought: stances, we might say, trigger the disposition
to form the beliefs in question; they form the
There is within the human mind, and indeed by
occasion on which those beliefs arise. Under
natural instinct, an awareness of divinity. This
we take to be beyond controversy. To prevent these circumstances we develop or form the-
anyone from taking refuge in the pretense of istic beliefs — or rather, these beliefs are formed
ignorance, God himself has implanted in all men in us; in the typical case we don’t consciously
a certain understanding of his divine majesty. choose to have those beliefs. Instead, we find

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ourselves with them, just as we find ourselves a mountain side at 13,000 feet; you think
with perceptual and memory beliefs. (You about those unimaginable distances; you find
don’t and can’t simply decide to have this be- yourself filled with awe and wonder, and you
lief, thereby acquiring it.) These passages sug- form the belief that God must indeed be great
gest that awareness of God is natural, to have created this magnificent heavenly host.
widespread, and not easy to forget, ignore, or But it isn’t only the variety of the heavenly
destroy. Seventy years of determined but un- host that catches his eye here:
successful Marxist efforts to uproot Christi-
anity in the former Soviet Union tend to Lest anyone, then, be excluded from access to
confirm Calvin’s claim. happiness, he not only sowed in men’s minds
Second, it also sounds as if Calvin thinks that seed of religion of which we have spoken,
but revealed himself and daily discloses himself
knowledge of God is innate, and hence such
in the whole workmanship of the universe. As a
that one has it from the time one is born,
consequence, men cannot open their eyes with-
“from his mother’s womb.” But I don’t think
out being compelled to see him. ... But upon
Calvin really means to endorse either of these - his individual works he has engraved unmistak-
suggestions. The capacity for such knowledge able marks of his glory ... wherever you cast
is indeed innate, just as is the capacity for ar- your eyes, there is no spot in the universe
ithmetical knowledge. But of course it doesn’t wherein you cannot discern at least some sparks
follow that we know elementary arithmetic of his glory. (I, v, i, p. 52)
from our mother’s womb; it takes a little ma-
turity. And my guess is Calvin thinks the same Calvin’s idea is that the working of the sen-
with respect to this knowledge of God; what sus divinitatis is triggered or occasioned by a
one has from one’s mother’s womb is not this wide variety of circumstances, including in
knowledge of God, but a capacity for it. What- particular some of the glories of nature: the
ever Calvin thinks, however, it’s our model; marvelous, impressive beauty of the night sky;
and according to the model the development the timeless crash and roar of the surf that
of the sensus divinitatis requires a certain ma- resonates deep within us; the majestic gran-
turity (although it is indeed sometimes mani- deur of the mountains (the North Cascades,
fested by very young children). say, as viewed from Whatcom Pass); the an-
The sensus divinitatisis a disposition or set cient, brooding presence of the Australian
of dispositions to form theistic beliefs in vari- outback; the roar of a great waterfall. But it
ous circumstances, in response to the sorts of isn’t only grandeur and majesty that counts;
conditions or stimuli that trigger the working he would say the same for the subtle play of
of this sense of divinity. Calvin thinks in par- sunlight on a field in spring, or the dainty,
ticular of some of nature’s grand spectacles. articulate beauty of a tiny flower, or aspen
Like Kant, he was especially impressed, in this leaves shimmering and dancing in the breeze,
connection, by the marvelous compages of the or.... “There is no spot in the universe,” he
starry heavens above: says, “wherein you cannot discern at least some
sparks of his glory.” Calvin could have added
Even the common folk and the most untutored,
other sorts of circumstances: there is some-
who have been taught only by the aid of the
thing like a awareness of divine disapproval
eyes, cannot be unaware of the excellence of
upon having done what is wrong, or cheap,
divine art, for it reveals itself in this innumer-
able and yet distinct and well-ordered variety of
and something like a perception ofdivine for-
the heavenly host. It is, accordingly, clear that giveness upon confession and repentance.
there is no one to whom the Lord does not People in grave danger instinctively turn to
abundantly show his wisdom. (I, v, 2, p. 53) the Lord, asking for succor and support, hav-
ing formed the belief that he can hear and
You see the blazing glory of the heavens from help if he sees fit. (They say there are no athe-

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ists in foxholes.) On a beautiful spring morn- guilt, it doesn’t work by way of an argument.
ing (the birds singing, heaven and earth alight I don’t take my guilt as evidence for the exist-
and alive with the glory, the air fresh and cool, ence of God, or for the proposition that he is
the treetops gleaming in the sun) a spontane- displeased with me. It is rather that in that
ous hymn of thanks to the Lord — thanks for circumstance — the circumstance of my clearly
your circumstances and your very existence — seeing my guilt — I simply find myself with
may arise in your soul. According to the the belief that God is disapproving or disap-
model, therefore, there are many circum- pointed.
stances, and circumstances of many different In this regard the sensus divinitatis resem-
kinds, that call forth or occasion theistic be- bles perception, memory and a priori belief.
lief. Here the sensus divinitatis resembles other Consider the first. I look out into the back-
belief-producing faculties or mechanisms. If yard; I see that the coral tiger lilies are in
we wish to think in terms of the overworked bloom. I don’t note that Iam being appeared
functional analogy, we can think of the sensus to acertain complicated way (that my experi-
divinitatis too as an input-output device: it ence is of acertain complicated character) and
takes the circumstances mentioned above as then make an argument from my being ap-
input and issues as output theistic beliefs, be- peared to in that way to the conclusion that
liefs about God. ... in fact there are coral tiger lilies in bloom
there. (The whole history of modern philoso-
(1) Basicality According to the A/C model, phy up to Hume and Reid shows that such
this natural knowledge of God is not arrived an argument would be wholly inconclusive. )
at by inference or argument (for example, the It is rather that upon being appeared to in
famous theistic proof of natural theology) but that way (and given my previous training),
in a much more immediate way. The deliver- the belief that the coral tiger lilies are in bloom
ances of the semsus divinitatis are not quick spontaneously arises in me. This belief will
and sotto voce inferences from the circum- ordinarily be basic, in the sense that it is not
stances that trigger its operation. It isn’t that accepted on the evidential basis of other
one beholds the night sky, notes that it is propositions. The same goes for memory. You
grand, and concludes that there must be such ask me what I had for breakfast; I think for a
a person as God: an argument like that would moment and then remember: pancakes with
be ridiculously weak. It isn’t that one notes blueberries. I don’t argue from the fact that
some feature of the Australian outback — that it seems to me that I remember having pan-
it is ancient and brooding, for example — and cakes for breakfast to the conclusion that in
draws the conclusion that God exists. It is fact I did; rather, you ask me what I had for
rather that upon the perception of the night breakfast and the answer simply comes to
sky or the mountain vista or the tiny flower mind. Or consider a priori belief. I don’t in-
these beliefs just arise within us. They are oc- fer from other things that, e.g., modus ponens
casioned by the circumstances; they are not is a valid form of argument: I just see that it is
conclusions from them. The heavens declare so and in fact must be so. All of these, we
the glory of God and the skies proclaim the might say, are starting points for thoughts.
work of his and but not by way of serving as But (on the model) the same goes for the
premises for an argument. Awareness of guilt sense of divinity. It isn’t a matter of making a
may lead me to God; but it is not that in this quick and dirty inference from the grandeur
awareness I have the material for a quick the- of the mountains or the beauty of the flower
istic argument: I am guilty, so there must be or the sun on the treetops to the existence of
a God. This argument isn’t nearly as silly as it God; instead a belief about God spontane-
looks; but when the operation of the sensus ously arises in those circumstances, the cir-
divinitatis is triggered by perception of my cumstances that trigger the operation of the

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sense ofdivinity. This beliefis another of those tion of God, however, often appears not to
starting points for thought; it too is basic in involve sensuous imagery. If so, then strictly
the sense that the beliefs in question are not speaking there wouldn’t be perception of God,
accepted on the evidential basis of other be- but what Alston’s discussion would then show
liefs. is that (given the existence of God) there could
certainly be and probably is something very
eal like perception of God (something that is
epistemically on all fours with perception in
(5) Perceptual or Experiential Knowledge that it, like the latter, can be a source of war-
Suppose something like the A/C model is in rant). This something, therefore, can prop-
fact correct: knowledge of God ordinarily erly be called “perception” in an analogically
comes not through inference from other extended sense of that term. To the believer,
things one believes, but from a sensus the presence of God is often palpable. A sur-
divinitatis, characterized as above. Would it prising number of people report that at one
follow that our knowledge of God comes by time or another, they fee/ the presence of God,
way of perception? That is, would it follow that or at any rate it seems to them that they feel
the warrant enjoyed by theistic belief is per- the presence of God — where the “feeling”
ceptual warrant? Not necessarily. This is not also doesn’t seem to go by way of sensuous
because there is any real question about the imagery. Many others report hearing God
possibility or indeed the actuality of percep- speak to them. And of course among these
tion of God. I believe William Alston has cases, cases where it seems right or nearly right
shown that if indeed there is such a person as to speak of perceiving God (feeling his pres-
God, there could certainly be perception of ence, perhaps hearing his voice), there is great
him, and indeed is perception of him. Alston’s variation. There are the shattering, over-
powerful discussion shows that the usual ob- whelming sorts of experiences had by Paul
jections to perception of God (no independ- (then “Saul”) on the road to Damascus, and
ent way of checking, disagreement as to what reported by mystics and other masters of the
God is like, differences from sense perception, interior life. In these cases there may be vivid
apparent relativity to the theological beliefs sensuous imagery of more than one kind. But
of the alleged perceiver, and so on) have very there is also a sort of awareness of God where
little to be said for them.+* it seems right to say one feels his presence,
Of course it isn’t wholly clear just what per- but where there is little or none of the sort of
ception #s (there is as much dispute about that sensuous imagery that typically goes with per-
as about any other philosophical topic); con- ception; it is more like a nonsensuous impres-
ceivably the way to think of perception strictly sion ofabrooding presence. And (apparently)
so-called is such that it essentially involves there are all sorts of examples between these
specifically sensuous imagery. This imagery two extremes... .
need not be of the sort that goes with our Well, even ifthis sort of knowledge of God
sense perception; other kinds are certainly isn’t perceptual, can we at any rate say that it
possible. (Perhaps sensuous imagery goes with is by way of religious experience? Can we say
the bat’s echolocation, a kind of imagery that the warrant it gets comes from experi-
wholly foreign to us.) But sensuous imagery ence? The first thing to see is that this term
of some kind may be necessary for perception; “religious experience” is construed in a thou-
and perhaps it is also required that this im- sand different ways; it is used to cover a vast
agery plays a certain specific (and hard to and confusing variety of cases; the question
specify) causal role in the genesis of the can- as it stands is multiply ambiguous; in fact we
didates for perceptual beliefin question. are probably better off boycotting the term.®
What Alston thinks of as putative percep- But perhaps we can say at least the following.

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WARRANTED BELIEF IN GOD

The operation of the sensus divinitatis will al- a belief comes from, or comes by way of ex-
ways involve the presence of experience of perience, religious or otherwise?” This is an
some kind or other, even if sensuous imagery interesting question, and a tough question
isn’t always present. Sometimes there is sen- (doxastic experience always accompanies the
suous imagery; sometimes there is something formation of a priori belief and scraps of sen-
like feeling the presence of God, where there suous imagery typically accompany it; does the
seems to be no sensuous imagery present, but warrant of a priori belief therefore come from
perhaps something (necessarily hard to de- experience?).But we don’t need an answer to
scribe) /zke it; often there is also the sort of that question for our purposes. We can be sat-
experience that goes with being frightened, isfied with an account of how (on the model)
feeling grateful, foolish, angry, pleased, and the sensus divinitatis does in fact work; given
the like. A common component is a sort of that account, the answer to the question
awe, a sense of the numinous; a sense of be- whether this is by way of experience is unim-
ing in the presence of a being of overwhelm- portant and optional.
ing majesty and greatness. None of these are
inevitably connected with the operation of the (6) Sin and natural knowledge of God
sensus divinitatis, although perhaps no occa- Finally, according to the A/C model this natu-
sion of its operation fails to display one or ral knowledge of God has been compromised,
another of these varieties of experience. But weakened, reduced, smothered, overlaid, or
there is another sort of experience that is al- impeded by sin and its consequences. . . . Due
ways present in the operation of the sensus to one cause or another, the faculty itself may
divinitatis. ... This is the sort of experience be diseased and thus partly or wholly disabled.
one has when entertaining any proposition one There is such a thing as cognitive disease; there
believes. Entertaining, e.g., the proposition 3 is blindness, deafness, inability to tell right
+2 =5 or Mount Everest is higher than Mount from wrong, insanity; and there are analogues
Blanc feels different from entertaining one you of these conditions with respect to the opera-
think is clearly false - 3 + 2 = 6, for example, tion of the sensus divinitatis. According to
or Mount Blanc ts higher than Mount Everest. Marx and Marxists, of course, it is belief in
The first two feel natural, right, acceptable; God that is a result of cognitive disease, of
the second two feel objectionable, wrong, dysfunction. In an etymological sense, Marx
eminently rejectable.. . . Isay, this experience thinks, the believer is insane. A milder, more
is always connected with operations of the sen- conciliatory way to put it is that the believer,
sus divinitatis, because always connected with from those perspectives, is irrational; there is
the formation or sustenance of any belief. a failure of rational faculties to work as they
So all of these varieties of experience can be should. But here the A/C model stands Freud
found in the operation of the sensus divimitats, and Marx on their heads; according to the
doxastic experience accompanies any beliefs model, it is really the unbeliever who displays
formed by its operation, as it does the forma- epistemic malfunction; failing to believe in
tion of any other belief. But, back to our ques- God is a result of some kind of dysfunction of
}tion: shall we therefore say that knowledge the sensus divinitatis.
by way of the sensus divinitatis comes by way And here we should note that the notion
of religious experience, that it is experiential of warrant can be usefully generalized. So far
knowledge? Shall we say that (on the model) we have thought of warrant as a property or
the warrant it has comes from experience? I characteristic of beliefs; the basic idea is that a
don’t propose to answer the question. An belief enjoys warrant when it is formed by
answer would involve a long and essentially properly functioning cognitive faculties in a
‘irrelevant effort to answer another question: congenial epistemic environment according to
|“What does it mean to say that the warrant of a design plan successfully aimed at truth —

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which includes, we should note, the avoid- my failure to believe is a sign, not of exem-
ance of error. But withholdings, failures to plary epistemic caution, but of cognitive mal-
believe, can also be dictated by a design plan function; these withholdings /ack the analogue
successfully aimed at truth and the avoidance of warrant. Of course I might, in a frenzy due
of error. You have conflicting evidence for the to philosophical error, come to the conclu-
proposition that there is intelligent life in other sion that in some way I ought not to believe
parts of the universe: some of those you trust in other people; I might come to the conclu-
say yes, some say no, and some say there is sion that such belief is unjustified, somehow;
little evidence either way. You therefore with- and I might try not to believe in other peo-
hold that belief, believing neither that there ple. I might even succeed for brief periods in
is nor that there isn’t life elsewhere in the my study. But it is exceedingly hard to main-
universe. Your friends with the rocky marriage tain this attitude, as is demonstrated by the
tell you conflicting stories about the latest famous lady who dropped Bertrand Russell a
quarrel: by virtue of past experience in similar postcard in which she wrote something like
situations you have learned to believe neither “T agree entirely with you that solipsism is the
story without further corroboration. Your correct and most reasonable position: so why
young son asks you how high the highest aren’t there more of us solipsists?” As Hume
mountain in Antarctica is; you have a dim notoriously noted, it is exceedingly hard to
impression of having heard that it is in the maintain this attitude for long, or outside your
neighborhood at 16,000 feet, but don’t re- sway. The fact is that someone who consist-
ally know; you form no belief on the subject. ently believes that she is the only person in
In all of these cases withholding is what the the universe is suffering from a serious mental
design plan dictates. Thus withholding dis- disorder, and the same is true for the person
plays a sort of analogue of warrant: it, too, who is merely agnostic about the existence of
can in certain circumstances, be dictated by other persons.
the proper function of cognitive faculties op- We could put the same point by saying that
erating in a congenial epistemic environment some withholdings are rational and some ir-
according to a design plan successfully aimed rational. An important sense of the term “ra-
at truth and the avoidance of error. tional, . . . is one in which a belief is rational if
On the other hand, if you call and ask what it is produced by rational faculties function-
I am doing at the moment and I don’t form ing properly. But of course the same can be
the belief that I am sitting at my computer said for withholdings: they can be produced
trying to work on my book, there is some- by rational faculties functioning properly, as
thing wrong with my noetic establishment. I in the first three examples, above, but also by
am introduced to someone at a party; although rational faculties functioning improperly, as
I have no reason to do so, I withhold the be- in the next three examples. According to the
lief that what I see before me is a person, model, the same thing can happen with re-
motivated by nothing more than the broadly spect to belief in God. Failure to believe can
logical possibility that what I see is really an be due to a sort of blindness or deafness, to
extraordinarily clever hologram with sound improper function of the sensus divinitatis. On
effects attached. I read Bertrand Russell and the present model, such failure to believe in
see that it is possible (in the broadly logical irrational and such withholdings lack the ana-
sense) and compatible with appearances that logue if warrant. It doesn’t follow that it is
the world popped into existence just five min- unjustified — if it is due solely to cognitive
utes ago, complete with all those apparent malfunction, then there is no dereliction of
memories, crumbling mountains, and dusty epistemic duty — but it is none the less irra-
books; as a result I withhold the belief that I tional. Contrary to a sort of ethos induced by
am more than five minutes old. In these cases, classical foundationalism, it is not the case that

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WARRANTED BELIEF IN GOD

the way to demonstrate rationality is to be- doesn’t have horns. You are a particle physi-
lieve as little as possible; withholding, failure cist and mistakenly believe that a certain suba-
to believe, agnosticism, is not always, from the tomic model is close to the truth: working as
point ofview ofrationality, the safest and best you are at the outer limits of the cognitive
path. In some contexts it is instead a sign of domain for which our faculties are designed,
serious irrationality. your belief is false but not without warrant.
According to the present model, then, the But ifthere is no such person as God, then of
sensus divinitatis has been damaged and cor- course there is no such thing as a sensus
rupted by sin. But further, ... the sensus divinitatis; and what truth-aimed faculty
divinitatis is partly healed and restored to would be such that it is working at the limit
proper function by faith and the concomitant of its ability in producing the belief that there
work ofthe Holy Spirit in one’s heart. So the 7s such a person as God, if that latter belief is
model as so far outlined is incomplete... . But false? It is exceedingly hard to think of decent
even if incomplete, the model as so far out- candidates. Further, if your faculties are func-
lined will suffice for present purposes. For it tioning properly, and are not impeded by de-
shows us a sufficiently detailed way in which a sire for fame, ambition, lust, and the like, then
properly functioning sensus divinitatis can pro- if they are working at the limit of their capa-
duce theistic belief which is (1) taken in the bility, you will ordinarily not believe the
basic way, and (2) so taken, can indeed have proposition in question with great firmness —
warrant, and warrant sufficient for knowledge. you will not believe it with anything like the
degree of firmness often displayed by theistic
belief. Thus you won’t be sure that you see
2 Is Belief in God Warrant- horns on that goat: you will instead think to
Basic? yourself: “Well it /ooks as if it has horns, but
it’s too far away to be sure.” You won’t insist
A If False, Probably Not
that your physical model is correct; if you be-
... Freud doesn’t really argue that theistic lieve it is, it will be with a certain tentative-
belief has no warrant if taken in the basic ness. These considerations suggest that if
way: he seems to assume that such belief is theistic belief is false, it is not produced by
false, and then infers in rather quick and casual cognitive processes successfully aimed at the
fashion that it is produced by wish fulfillment truth, and hence does not have warrant.
and hence doesn’t have warrant. But here (de- There is another and more important con-
spite the appearance of carelessness) perhaps sideration. We can approach it indirectly as
Freud’s instincts are right: I shall argue that if follows. A belief has warrant only if the cog-
theistic belief is false, but taken in the basic nitive process that produces it is successfully
way, then it probably has no warrant. First, as aimed at the truth; that is, only if there is a
we saw above, no false belief has warrant suf- high objective probability that a belief pro-
ficient for knowledge; therefore if theistic be- duced by this process is true (given that the
lief is false, it doesn’t have that degree of process is functioning properly in the sort of
warrant. But couldn’t it none the less have at epistemic environment for which it is de-
least some warrant? There are at least two rea- signed). Now from the fact that a beliefis false,
sons for thinking not. First, when does a false it doesn’t follow that it is not produced by a
belief have warrant? Typically, in a case where process or faculty successfully aimed at truth.
the faculty that produces the belief is working It could be that on a given occasion a process
at the limit of its capability. You see a moun- issues a false belief even though there is a sub-
tain goat on a distant crag, and think you see stantial objective probability that any belief it
that it has horns; as a matter of fact it is just produces will be true (given the satisfaction
too far away for you to see clearly that it of the other conditions of warrant). For ex-

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ALVIN PLANTINGA

ample, a reliable barometer may give a false probably not the case that the process that
reading, due to an unusual and improbable produces theistic belief produces a true belief
confluence of circumstances. Physicists tell us in most of the nearby possible worlds. There-
that it is possible (though extremely unlikely) fore it is unlikely that belief in God is pro-
that for just a moment, all the air molecules duced by a process that is functioning properly
in the room should congregate in the upper in a congenial epistemic environment accord-
northwest corner of the room. Suppose this ing to a design plan successfully aimed at the
happens; at that moment the air pressure in production of true belief. So if theistic belief
the vicinity of the barometer in the lower is false, it probably has no warrant. So Freud
southeast corner of the room is zero; the ba- is right: if theistic belief is false then it is at the
rometer, however, still registers 29.72, because least very likely that it has little or no warrant.
there hasn’t been a long enough time for it to
react to the change. The fact that it issues a
B_ If True, Probably So
false reading under these circumstances
doesn’t mean it is not a reliable instrument. On the other hand, if theistic belief, is true,
Similarly for a cognitive process: there might then it seems likely that it does have warrant.
in fact be a high probability that a belief it For if it is true, then there is indeed such a
produces is true, despite the fact that on a person as God, a person who has created us
given occasion (even though the other con- in his image (so that we resemble him, among
ditions of warrant are satisfied) it issues a false other things, in having the capacity for knowl-
belief. Couldn’t something similar hold for edge), who loves us, and who desires that we
the processes that produce belief in God? know and love him, and who is such that it is
Might it not be that belief in God is produced our end and good to know and love him. But
by cognitive processes successfully aimed at if these things are so, then he would of course
the truth, even if that belief is as a matter of intend that we be able to be aware of his pres-
fact false? ence, and to know something about him. And
I think not. A proposition is objectively if that is so, the natural thing to think is that
probable, with respect to some condition C, he created us in such a way that we would
only if that proposition is true in most of the come to hold such true beliefs as that there is
nearby possible worlds. But now consider the such a person as God, that he is our creator,
process that produces theistic belief: if it is that we owe him obedience and worship, that
successfully aimed at truth, then in most of he is worthy of worship, that he loves us, and
the nearby possible worlds it produces a true so on. And if thatis so, then the natural thing
belief. Assuming that in those nearby possi- to think is that the cognitive processes that
ble worlds it produces the same belief as it do indeed produce belief in God, are aimed
does in fact — i.e., belief in God — it follows by their designer at producing that belief. But
that in most of the nearby possible worlds that then the belief in question will be produced
belief is in fact true; in most of the nearby by cognitive faculties functioning properly
possible worlds there is such a person as God. according to a design plan successfully aimed
But that can’t be, if the fact is there is no such at truth: it will therefore have warrant. Again,
person as God. For if in fact (in the actual this isn’t certain; the argument is not deduc-
world) there is no such person as God, then a tively valid. It is abstractly possible, I suppose,
world in which there 7s such a person — an that God has created us with a certain faculty
omniscient, omnipotent, wholly good person f for knowing Him; for one reason or another,
who has created the world — would be enor- f always malfunctions, and some other fac-
mously, unimaginably different from the ac- ulty f’ created to produce some other beliefs,
tual world, and enormously dissimilar from often malfunctions in such a way that 7t pro-
it. So if there is no such person as God, it is duces belief in God. Then our belief in God

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WARRANTED BELIEF IN GOD

wouldn’t have warrant, despite the fact that it lief were indeed designed to produce that sort
is true. (This would be something like a sort of belief, and are functioning properly in so
of complex and peculiar theological Gettier doing. Of course it is possible, in the broadly
problem.) And the abstract character of this logical’ sense, that the faculties designed to
possibility is perhaps strengthened when we produce theistic belief don’t work for one rea-
think of the fact that human beings, accord- son or another, and some other faculties not
ing to Christian belief, have fallen into sin, aimed at producing theistic belief malfunction,
which has noetic effects as well as effects of thus producing it. The same, I suppose, is
other sorts. Nevertheless, the epistemically abstractly possible with respect to perception:
more probable thing, at least so far as I can the original faculties whereby we knew our
see, is that ifin fact theism is true, then theis- environment began to malfunction, and by
tic belief has warrant. some serendipitous happenstance other facul-
Suppose we try to take a deeper look. How ties, began to malfunction in just such a way
could we make sense of the idea that theism is as to produce our perceptual beliefs. Possible,
true but belief in God doesn’t have warrant? but not likely. This is an abstract possibility,
We’d have to suppose (1) what there is such but not much more. And suppose, improb-
a person as God, who has created us in his ably, that something like this did happen with
image, and has created us in such a way that the original sensus divinitatis. it stopped work-
our chief end and good is knowledge of him, ing (perhaps as a result of sin) and some other
and (2) that beliefin God, i.e. our belief in faculty began to malfunction and leapt into
God, human belief in God, has no warrant: is the breach, by serendipitous happenstance
not produced by cognitive processes success- producing the very sorts of beliefs the origi-
fully aimed at giving us true beliefs about God, nal sensus divimitatis did: then it would seem
functioning properly in a congenial epistemic likely that God has adopted this other way of
environment. That is, we’d have to think that working as our design plan, so that theistic
belief in God is produced by cognitive proc- belief does indeed have warrant, but via a sort
esses that either (1) are not functioning prop- ofcircuitous route. The conclusion to draw, I
erly (due to disease or impedance) or (2) are think, is that the epistemic probability of the-
not aimed at producing true beliefs about istic beliefs being warranted, given that the-
God, or (3) are so aimed, but not successfully ism is true, is very high.°®
aimed, or (4) the cognitive environment is
uncongenial, not one for which our faculties
are designed. But with respect to (4), we are 3 The De Jure Question is not
supposing God has created us; there seems Independent of the De Facto
no reason at all to think our epistemic envi- Question
ronment not the one for which he created us.
(We have no reason, for example, to think that And here, we see, are the ontological or meta-
our ancestors originated on some other planet physical or ultimately religious roots of the
and made a long, hazardous journey to Earth.) question as to the rationality or warrant or
With respect to (3), since, by hypothesis, the- lack thereof for beliefin God. What you prop-
istic beliefistrue, it seems that if it zs aimed at erly take to be rational, at least in the sense of
the truth, it is successfully aimed at the truth. warranted, depends upon what sort of meta-
That leaves us with (1) and (2). Given that physical and religious stance you adopt. It
God would certainly want us to be able to depends upon what kind of beings you think
know him, the chances are excellent that he human beings are, and what sorts of beliefs
would create us with faculties enabling us to you think their noetic faculties will produce
do just that. So the natural thing to think is when they are functioning properly, and which
that those faculties that produce theistic be- of their faculties or cognitive mechanisms are

295
ALVIN PLANTINGA

aimed at the truth. Your view as to what sort the de jure question we finally found is not,
of creature a human being is will determine after all, really independent of the de facto
or at any rate heavily influence your views as question; to answer the former we must an-
to whether theistic beliefiswarranted or not swer the latter. This is important: what it shows
warranted, rational or irrational for human be- is that a successful atheological objection will
ings. And so the dispute as to whether theis- have to be to the truth of theism, not to its
tic beliefis rational (warranted) can’t be settled rationality, or justification, or intellectual re-
just by attending to epistemological consid- spectability, or rational justification, or what-
erations; it is at bottom not merely an episte- ever. The atheologian who wishes to attack
mological dispute, but an ontological or theistic belief will have to restrict herself to
theological dispute. objections like the argument from evil, or the
You may think humankind is created by claim that theism is incoherent, or the idea
God in the image of God — and created both that in some other way there is strong evi-
with a natural tendency to see God’s hand in dence against theistic belief. She can’t any
the world about us, and with a natural ten- longer adopt the following stance: “Well, I
dency to recognize that we have indeed been certainly don’t know whether theistic belief is
created and are beholden to our creator, ow- true — who could know a thing like that? -
ing him worship and allegiance. Then of but I do know this: it is irrational, or unjusti-
course you will not think of belief in God as fied, or not rationally justified, or contrary to
in the typical case a manifestation of any kind reason or intellectually irresponsible or. There
of intellectual defect. Nor will you think it is a really isn’t a sensible de jure question or criti-
manifestation of a belief-producing power or cism that is independent of the de facto ques-
mechanism that is not aimed at the truth. It is tion. There aren’t any de jure criticisms that
instead a cognitive mechanism whereby we are are sensible when conjoined with the truth of
put in touch with part of reality — indeed by theistic belief; all of them either fail right from
far the most important part of reality. It is in the start (as with the claim that it is unjusti-
this regard like a deliverance of sense percep- fied to accept theistic belief) or else really pre-
tion, or memory, or reason, the faculty respon- suppose that theism is false. This fact by itself
sible for a priori knowledge. On the other invalidates an enormous amount ofrecent and
hand, you may think we human beings are contemporary atheology; for much of that
the product of blind evolutionary forces; you atheology is devoted to de jure complaints that
may think there is no God, and that we are are allegedly independent ofthe de facto ques-
part of a Godless universe. Then perhaps you tion. But if my argument so far is right, there
will be inclined to accept the sort of view ac- aren’t any sensible complaints of that sort.
cording to which beliefin God is an illusion (More modestly, none have been so far pro-
of some sort, properly traced to wishful think- posed; it is always possible, I suppose, that
ing or some other cognitive mechanism not someone will come up with one.)
aimed at the truth (Freud) or to a sort of dis-
ease or dysfunction on the part of the indi-
vidual or society (Marx). Notes
And this dependence of the question of
warrant or rationality on the truth or false- 1 Summa Theologiael.q.2a.1,ad 1. In Summa
Contra Gentiles Aquinas adds that “There is a
hood of theism leads to a very interesting con-
certain general and confused knowledge of
clusion. If the warrant enjoyed by belief in
God, which is in almost all men .. .’ (bk If
God is related in this way to the truth of that
ch. 38).
belief, then the question whether theistic be- 2 Tr. Ford Lewis Battles and ed. John T. McNeill
lief has warrantis not after all independent of (Philadelphia: Westminster Press, 1960). Page
the question whether theistic belief is true. So references to the Institutes are to this edition.

296
WARRANTED BELIEF IN GOD

3 Commentaries on the Epistle of Paul the Apos- Press, 1991), ch.1, 2, 5, and 6. (Hereafter
tle to the Romans, volume x1x of Calvin’s Com- SIRE)”
mentartes (Grand Rapids: Baker Book House, Alston issues a similar warning (PG, p. 34).
1979; originally printed for the Calvin Trans- Here we must also suppose, in accord with
lation Society of Edinburgh, Scotland), p. 70. the conclusion of part IV of this book, that it
Perceiving God: The Epistemology of Religious is not the case that those who believe in God
Experience (Ithaca, N.Y.: Cornell University for the most part have defeaters for that belief.

297
Pascal’s Wager

34 From Pensées*

Blaise Pascal

But we know of his existence through faith. There is an infinite chaos separating us. At the
In glory we will know his nature. far end of this infinite distance a game is be-
Now I have already shown that we can cer- ing played and the coin will come down heads
tainly know the existence of something with- or tails. How will you wager? Reason cannot
out knowing its nature. make you choose one way or the other, rea-
Let us now speak according to natural lights. son cannot make you defend either of the two
If there is a God, he is infinitely beyond choices.
our comprehension, since, having neither parts So do not accuse those who have made a
nor limits, he bears no relation to ourselves. choice of being wrong, for you know noth-
We are therefore incapable of knowing either ing about it! ‘No, but I will blame them not
what he is, or if he is. That being so, who will for having made this choice, but for having
dare to undertake a resolution of this ques- made any choice. For, though the one who
tion? It cannot be us, who bear no relation- chooses heads and the other one are equally
ship to him. wrong, they are both wrong. The right thing
Who will then blame the Christians for is not to wager at all.’
being unable to provide a rational basis for Yes, but you have to wager. It is not up to
their belief, they who profess a religion for you, you are already committed. Which then
which they cannot provide a rational basis? will you choose? Let us see. Since you have to
They declare that it is a folly, stultitiam (I choose, let us see which interests you the least.
Corinthians I: 18) in laying it before the world: You have two things to lose: the truth and
and then you complain that they do not prove the good, and two things to stake: your rea-
it! Ifthey did prove it, they would not be keep- son and will, your knowledge and beatitude;
ing their word. It is by the lack of proof that and your nature has two things to avoid: er-
they do not lack sense. ‘Yes, but although that ror and wretchedness. Your reason is not hurt
excuses those who offer their religion as it is, more by choosing one rather than the other,
and that takes away the blame from them of since you do have to make the choice. That is
producing it without a rational basis, it does one point disposed of. But your beatitude?
not excuse those who accept it.’ Let us weigh up the gain and the loss by call-
Let us therefore examine this point, and say: ing heads that God exists. Let us assess the
God is, or is not. But towards which side will two cases: if you win, you win everything; if
we lean? Reason cannot decide anything. you lose, you lose nothing. Wager that he
exists then, without hesitating! “This is won-
* From Blaise Pascal, Pensées and Other Writings, tr.
derful. Yes, I must wager. But perhaps I am
Honor Levi (Oxford: Oxford University Press, 1995), betting too much.’ Let us see. Since there is
pp. 153-6. Reprinted with permission. an equal chance of gain and loss, if you won

298
FROM PENSEES

only two lives instead of one, you could still according to the chances of winning or los-
put on a bet. But if there were three lives to ing. And hence, if there are as many chances
win, you would have to play (since you must on one side as on the other, the odds are even,
necessarily play), and you would be unwise, and then the certainty of what you risk is equal
once forced to play, not to chance your life to to the uncertainty of winning. It is very far
win three in a game where there is an equal from being infinitely distant from it. So our
chance oflosing and winning. But there is an argument is infinitely strong, when the finite
eternity oflife and happiness. And that being is at stake in a game where there are equal
so, even though there were an infinite number chances of winning and losing, and the infi-
of chances of which only one were in your nite is to be won.
favour, you would still be right to wager one That is conclusive, and, if human beings are
in order to win two, and you would be acting capable of understanding any truth at all, this
wrongly, since you are obliged to play, by re- is the one.
fusing to stake one life against three in a game ‘I confess it, I admit it, but even so... Is
where out of an infinite number of chances there no way of seeing underneath the cards?’
there is one in your favour, if there were an ‘Yes, Scripture and the rest, etc.’ ‘Yes, but my
infinitely happy infinity oflife to be won. But hands are tied and I cannot speak a word. I
here there is an infinitely happy infinity of life am being forced to wager and I am not free,
to be won, one chance of winning against a they will not let me go. And I am made in
finite number of chances of losing, and what such a way that I cannot believe. So what do
you are staking is finite. That removes all you want me to do?’ “That is true. But at least
choice: wherever there is infinity and where realize that your inability to believe, since rea-
there is no infinity of chances of losing against son urges you to do so and yet you cannot,
one of winning, there is no scope for waver- arises from your passions. So concentrate not
ing, you have to chance everything. And thus, on convincing yourself by increasing the
as you are forced to gamble, you have to have number of proofs of God but on diminishing
discarded reason if you cling on to your life, your passions. You want to find faith and you
rather than risk it for the infinite prize which do not know the way? You want to cure your-
is just as likely to happen as the loss of noth- self of unbelief and you ask for the remedies?
ingness. Learn from those who have been bound like
For it is no good saying that it is uncertain you, and who now wager all they have. They
if you will win, that it is certain you are taking are people who know the road you want to
a risk, and that the infinite distance between follow and have been cured of the affliction
the CERTAINTY of what you are risking and the of which you want to be cured. Follow the
UNCERTAINTY of whether you win makes the way by which they began: by behaving just as
finite good of what you are certainly risking if they believed, taking holy water, having
equal to the uncertainty of the infinite. It does masses said, etc. That will make you believe
not work like that. Every gambler takes a cer- quite naturally, and according to your animal
tain risk for an uncertain gain; nevertheless he reactions.’ ‘But that is what I am afraid of.’
certainly risks the finite uncertainty in order ‘Why? What do you have to lose? In order to
to win a finite gain, without sinning against show you that this is where it leads, it is be-
reason. There is no infinite distance between cause it diminishes the passions, which are your
this certainty of what is being risked and the great stumbling-blocks, etc.
uncertainty of what might be gained: that is ‘How these words carry me away, send me
untrue. There is, indeed, an infinite distance into raptures,’ etc. If these words please you
between the certainty of winning and the cer- and seem worthwhile, you should know that
tainty of losing. But the uncertainty of win- they are spoken by a man who knelt both be-
ning is proportional to the certainty of the risk, fore and afterwards to beg this infinite and

299
STEPHEN P. STICH

indivisible Being, to whom he submits the take part in corrupt pleasure, in glory, in the
whole of himself, that you should also submit pleasures of high living. But will you not have
yourself, for your own good and for his glory, others?
and that strength might thereby be reconciled I tell you that you will win thereby in this
with this lowliness. life, and that at every step you take along this
End of this discourse. path, you will see so much certainty of win-
But what harm will come to you from tak- ning and so negligible a risk, that you will re-
ing this course? You will be faithful, honest, alize in the end that you have wagered on
humble, grateful, doing good, a sincere and something certain and infinite, for which you
true friend. It is, of course, true; you will not have paid nothing.

35 The Recombinant DNA Debate: a Difficulty for


Pascalian-Style Wagering*

Stephen P. Stich

In the argument I want to examine the par- trophe is so enormous, resulting as it would
ticular moral judgment being defended is that in the destruction of our society and perhaps
there should be a total ban on recombinant even of our species, that no work which could
DNA research. The argument beings with the possibly lead to this result would be worth
observation that even in so-called low-risk the risk.
recombinant DNA experiments there is at least The argument just sketched, which might
a possibility of catastrophic consequences. We be called the “doomsday scenario” argument,
are, after all, dealing with a relatively new and begins with a premise which no informed per-
unexplored technology. Thus it is at least pos- son would be inclined to deny. It is indeed
sible that a bacterial culture whose genetic possible that even a low-risk recombinant DNA
makeup has been altered in the course of a experiment might lead to totally catastrophic
recombinant DNA experiment may exhibit results. No ironclad guarantee can be offered
completely unexpected pathogenic character- that this will not happen. And while the prob-
istics. Indeed, it is not impossible that we could ability of such an unanticipated catastrophe is
find ourselves confronted with a killer strain surely not large, there is no serious argument
of, say, E. cola and, worse, a strain against which that the probability is zero. Still, I think the
humans can marshal no natural defense. Now argument is a sophistry. To go from the unde-
if this is possible — if we cannot say with assur- niable premise that recombinant DNA research
ance that the probability of it happening is might possibly result in unthinkable catastro-
zero — then, the argument continues, all phe to the conclusion that such research should
recombinant DNA research should be halted. be banned requires a moral principle stating
For the negative utility of the imagined catas- that a// endeavors that might possibly result in
such a catastrophe should be prohibited. Once
* From Stephen P. Stich, “The Recombinant DNA the principle has been stated, it is hard to be-
Debate,” first published in Philosophy and Public lieve that anyone would take it at all seriously.
Affairs, 7 (1978). Reprinted with permission. For the principle entails that, along with

300
THE RECOMBINANT DNA DEBATE

recombinant DNA research, almost all scien- I mention Pascal’s difficulty because there
tific research and many other commonplace is a direct parallel in the doomsday scenario
activities having little to do with science should argument against recombinant DNA research.
be prohibited. It is, after all, at least logically Just asthere is a non-zero probability that un-
possible that the next new compound synthe- foreseen consequences of recombinant DNA
sized in an ongoing chemical research program research will lead to disaster, so there is a non-
will turn out to be an uncontainable carcino- zero probability that unforeseen consequences
gen many orders of magnitude more danger- of failing to pursue the research will lead to
ous than aerosol plutonium. And, to vary the disaster. There may, for example, come a time
example, there is a non-zero probability that when, because of natural or man-induced cli-
experiments in artificial pollination will produce matic change, the capacity to alter quickly the
a weed that will, a decade from now, ruin the genetic constitution of agricultural plants will
world’s food grain harvest.’ be necessary to forestall catastrophic famine.
I cannot resist noting that the principle in- And if we fail to pursue recombinant DNA
voked in the doomsday scenario argument is research now, our lack of knowledge in the
not new. Pascal used an entirely parallel argu- future may have consequences as dire as any
ment to show that it is in our own best inter- foreseen in the doomsday scenario argu-
ests to believe in God. For though the ment...
probability of God’s existence may be very low,
if He none the less should happen to exist, the
Note
disutility that would accrue to the disbeliever
would be catastrophic — an eternity in hell. But, 1 Unfortunately, the doomsday scenario argu-
as introductory philosophy students should al] ment is mot a straw man conjured only by those
know, Pascal’s argument only looks persuasive who would refute it. Consider, for example, the
if we take our options to be just two: Christi- remarks of Anthony Mazzocchi, spokesman for
the Oil, Chemical and Atomic Workers Inter-
anity or atheism. A third possibility is beliefin
national Union, reported in Sczence News, March
a jealous non-Christian God who will see to
19, 1977, p. 181: “When scientists argue over
our damnation ifand only if we are Christians. safe or unsafe, we ought to be very prudent. . . .
The probability of such a deity existing is again If critics are correct and the Andromeda scen-
very small, but non-zero. So Pascal’s argument ario has even the smallest possibility of occurring,
is of no help in deciding whether or not to we must assume it will occur on the basis of our
accept Christianity. For we may be damned if experience” (emphasis added).
we do and damned if we don’t.

301
GEORGE N. SCHLESINGER

a ——

36 A Central Theistic Argument*


a

George N. Schlesinger

Introduction advantageous position anyway with regard to


eternal salvation.
Pascal’s wager is as a rule more easily appreci-
ated than any other argument in support of
religious belief. After all, the locution (which The Wager and Greed
represents the essential structure of the wager),
“T have nothing to lose and everything to gain It is common knowledge that many well-
by doing such and such,” is a common one intentioned individuals reject the wager for
and readily understood by everybody. reasons that do not require much philosophi-
At the same time the wager has been the cal sophistication. They find it mercenary.
target of a number of objections. I propose They believe it appeals to the scheming, cal-
here to deal with three of these; two are widely culating self and are thus repelled by it. With-
known, whereas the third is of very recent out delving deep into theological issues, it has
origin. Finaliy, I also point out that the grav- seemed to many that applying betting rules,
est objection to the wager requires a reply that relevant to moneymaking ventures, to a sup-
is based on an argument indispensable in the posedly infinitely more exalted subject to lure
context of nearly all other theistic proofs. skeptics by appealing to their grasping instincts
Hence, that argument (of which three differ- offends religious proprieties.
ent versions are considered in sections 6 and People have found absurd the very notion
7) may well be regarded as the most central that there may be any comparison between
theistic argument. the seeker of atranscendent goal in life and a
The first objection has no great logical patron ofagambling house. We need not as-
force but carries considerable psychological sume that greed as such is held generally in
weight. It is unique in so far that it contends our highly acquisitive society in intense con-
not so much that the wager violates the rules tempt. In the present context, however, it
of sound thinking and is therefore invalid but appears to offend the very spirit of what one
rather that it is repugnant, and in a religious is supposed to pursue. The essence of religion
context, it is especially unseemly. The sec- is generally perceived as the conviction that
ond objection contends that even if the ar- all profane, self-seeking ambitions are incom-
gument were logically impeccable it would patible with the quest for piety. The religious
lead nowhere. The last one, surprisingly seeker is not one to be mired in self-indul-
enough, claims that it is overly effective, so gent pursuits but passionately devotes oneself
much so that it should not at all matter what to much nobler and more ultimate concerns.
an individual does or fails to do, because he Now of course Pascal was quite explicit in
or she is by virtue of the wager in a maximally saying that the skeptic’s wagering on God is
no more than a first step, and those who take
*From Gambling on God: Essays on Pascal’s Wager, no further steps will have achieved nothing.
ed. Jeff Jordan (Lanham, Md.: Rowman & Littlefield, However, his advice to the wagerer is to start
1994), pp. 83-99, Reprinted with permission. behaving as one would if one actually believed,

302
A CENTRAL THEISTIC ARGUMENT

because Pascal believed that such conduct is we would be forced to conclude that every
likely to lead to a truly dedicated life in the act which fulfills some wish is greedy and self-
service of God. By starting to observe the ritu- ish and no freely willed act would ever be free
als of religion, associating with pious persons, of sin. Thus, the sensible thing to say is that
and studying the sacred literature, individuals the pursuit of a quest is deplorable when it
are likely to transform their sentiments and brings harm either to others or to oneself in
feelings and eventually acquire genuine belief. the sense that it debases the questing indi-
Yet Pascal’s reply has failed to satisfy many vidual (which Pascal calls “poisonous pleas-
of his critics. If grasping is incompatible with ures”) who could instead strive for more
the spirit of religion, then it is not to be used refined, higher order, life-enhancing pleasures.
as a vehicle with which to reach any destina- Now the pleasure that Pascal holds up be-
tion. Noble ends are debased when pursued fore his “calculating clients” is of the most
by ignoble means. exalted kind, one that is simply inaccessible
Pascal’s supporters at this stage are usually to an individual who has not spent life pas-
inclined to offer distinctions between means sionately serving the Master of the Universe
that do not and means that do justify their and thereby developing and perfecting one’s
end. I believe a more important point should soul, without which one lacks the capacity to
be made: we are free to assume that no objec- partake in the transmundane bliss available to
tive is ever hallowed enough that it should be the select few. Only the suitably groomed soul,
impermissible to reach it by anything but im- when released from its earthly fetters, will bask
peccable means. in the radiance of the Divine presence and
First, a relatively simple point about the delight in the adoring communion with a lov-
offensiveness of greed. Suppose there is a per- ing God. If craving for such an end is a mani-
son of an extraordinarily high income who festation of greed, then it is the manifestation
gives away almost all his money to charity, ofa noble greed that is to be acclaimed. There-
retaining only what is necessary for bare ex- fore, only if one were to assume that the ulti-
istence. Furthermore, this individual does not mate reward of the righteous is the satisfaction
seek the gratitude of the beneficiaries of these of some cruder yearnings could one charge a
donations nor the admiration of the commu- follower of Pascal with trying to enkindle our
nity. In fact, this person always makes every unseemly mercenary motives.
possible effort to ensure that no one should
be aware of these humanitarian activities. De-
spite all this, it is conceivable that he could be Practice and Belief
charged with selfishness and greed: he is surely
aware of his almost unparalleled, heroic, moral However, a more important point needs to
accomplishments. Evidently therefore he is a be made as well. The essence of true religion
highly greedy individual; what he apparently is not the intellectual assent to a set of propo-
craves is not material possessions nor the pres- sitions nor is it the verbal profession of cer-
tige accorded for outstanding philanthropy tain beliefs. It is a full commitment and
but the ability to relish the knowledge that he devotion, having one’s heart and soul virtu-
has outdone practically everyone in his con- ally consumed by a deep reverence and love
tempt for stinginess, in his indifference for of God. Maimonides wrote:
fame and praise, and the ability to enjoy the
deep satisfaction of having been able to reach What is the proper love of God? It is the love of
the pinnacle of otherdirectedness and the the Lord with a great and very strong love so
heights of noble magnanimity free of the that one’s soul shall be tied to the love of the
slightest taint of petty self-regard. Lord, and one should be continually enraptured
Clearly, if we were to take this line, then by it, like a lovesick individual.!

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GEORGE N. SCHLESINGER

The immediate question one is bound to ask deep religious sentiments, then one has pro-
is, how does one achieve such a state of mind? vided oneself with the proper grounds on
Belief might be obtained through compelling which fervent love for the Divine may grow.
arguments, or credible evidence, but surely The theory behind this view may be compared
exaltation or love is not an epistemic univer- with what today is called “behavior modifica-
sal and cannot be planted into one’s heart by tion.” This kind of therapy is based on the
the methodological rules of knowledge acqui- belief that it is possible to induce feelings of
sition. aversion to what is harmful and a natural de-
A very brief answer has been hinted at by sire for what is beneficial through adopting
the sagacious Hillel, who, as the famous story certain patterns of behavior. On the more ex-
goes, was approached by someone demand- treme version of this view (as held by Halevi),
ing to be taught the whole Law while stand- it is not merely possible but essential to begin
ing on one foot. Hillel agreed and informed one’s journey toward authentic theism by
the man that the single sentence, “Whatever looking on the practices mandated by religion
is hateful to you do not do it to your fellow- as the proper first step toward genuine piety.
human,” contains the essence ofall there is to On this view, the wagerer who starts out sat-
be learned.” Hillel’s fascinating precis of the isfying the demands of faith before having
Law raises many problems. One of them is in acquired actual belief is not merely doing what
Leviticus 19:18: it says, “You all love your fel- is calculating and mercenary nor even that
low-human as yourself.” Why did he believe which is merely commendable but is engaged
it necessary to change the wording of the in what is absolutely indispensable for reach-
Scriptures? This particular question may have ing the noble objective that is sought.
a simple answer, namely, Hillel realized that
one cannot be commanded to have certain
sentiments; I could be ordered to act or to Are There Infinitely Many
refrain from acting in a certain way but not to Equally Viable Hypotheses?
love someone I happen to dislike. Thus, to
reach the stage that the Scripture prescribes The second, oft-repeated objection is a rela-
where one actually loves other human beings, tively powerful, clearly articulated objection,
we have to begin with the kind of behavior known as the “many-gods objection.” Pascal
that is always associated with such a sentiment, has been charged with making the unwar-
that is, our practical conduct toward our fel- ranted assumption that the problem facing the
low humans should be like that toward our agnostic is confined to the question of which
own self: never actually do anything injurious of two options to choose. In reality, however,
to their interests. Desirable behavior is as- in addition to the God ofthe theist, there are
sumed to generate eventually desirable feel- any number of other possible ones as well.
ings. How is the wagerer to assess the relative ben-
Hillel’s insight should be applied in the efits associated with betting on Osiris, Baal,
context of one’s relation to God as well. The Dagon, Zeus, or Blodenwedd? Pascal provides
twelfth-century poet-philosopher Judah no argument to guide us to the right deity,
Halevi was quite explicit on this point, “Man worshiping whom one is most likely to secure
can reach God only by doing His commands” oneself eternal salvation.
(Cuzari, 2.46). Good thoughts, on their own, Before attempting to advance any reply, I
are too fleeting and insubstantial, and physi- should point out that though the objection
cal acts are concrete; when one has trained is, as already mentioned, a serious one, we find
oneself to act in accordance with the dictates in the literature several versions, depicting a
of religion and actual behavior closely resem- far more threatening portrayal ofthe difficulty
bles the behavior of those who possess truly than it is in reality. Richard Gale, for exam-

304
A CENTRAL THEISTIC ARGUMENT

ple, sees the following devastating conse- There are several lines one may adopt to meet
quences of the many-gods objection: this kind of objection. One may be based on
the realization that Pascal is addressing indi-
... from the fact that it is logically possible that viduals who, though they may be hardened
God exists it does not follow that the product of in their disbelief, do have a notion of what
the probability of his existence and an infinite genuine religion is about. In other words,
number is infinite. In a fair lottery with a though they deny its truth, they acknowledge
denumerable infinity of tickets, for each ticket it its meaningfulness and understand that it is
is true that it is logically possible that it will win,
based on a highly optimistic view of human
but the probability of its doing so is infinitesimal
potential and of the sublime possible level of
and the product of an infinitesimal and an infi-
nite number is itself infinitesimal. Thus the ex- existence it postulates. It is a necessary pre-
pected gain of buying a ticket is not infinite but supposition of the wager that one understands
infinitesimal. There is at least a denumerable in- that the notion of “genuine religion” is con-
finity of logically possible deities ... and thus ceptually associated with a number of other
betting on any one of them the expected gain is exalted notions, and those people whom Pas-
zero according to this argument. cal addresses are to be assumed to have a ba-
sic grasp of the sublime concerns of its devout
The opponents of the wager have had the practitioners. Divine worship in an authentic
tendency to magnify the gravity of the prob- sense (as distinct from a pagan sense, where
lem by overcalculating the number of alter- one is trying to propitiate the supernatural
natives available for the religious seeker and powers on whose whims one’s fate depends)
hence depicting Pascal’s counsel as quite hope- is in no way to be likened to a commercial
lessly arbitrary. For example, J. L. Mackie, who transaction. Whatever the probability of the
lists a number of possible deities that seem to existence of an afterlife worth seeking with all
have escaped Pascal’s notice, also mentions, one’s might is, it is certainly not to be viewed
as a place to which one may be admitted after
... that there might be a god who looked with one has paid the amount demanded by its
more favor on honest doubters or atheists who, Divine Proprietor. “The service of God is not
in Hume’s words, proportioned their belief to intended for God’s perfection; it is intended
the evidence, than on mercenary manipulators for our own perfection,” says Maimonides. On
of their own understanding. Indeed, this would
this view, an individual who has devoted his
follow from the ascription to God of moral
or her life to Divine service has nurtured and
goodness in any sense we can understand.*
refined his or her soul, rendering it capable of
receiving and finding felicity in the celestial
Also fairly often heard is the argument that
radiance available for those prepared to ab-
among the infinitely many possible deities, we
sorb it. In brief, the wagerer is supposed to
must not overlook one who grants eternal re-
appreciate that in the context of theism, highly
ward to those who firmly deny the existence
involved systems of theologies have been de-
of a theistic God and punishes all those who
veloped over the centuries, theologies that
believe in him.
have an internal coherence and consist of many
Richard Gale goes even further, suggesting
propositions with an appeal to the intellect as
that
well as to the nobler, human sentiments.
Nothing of this sort exists in the context
there is the logically possible deity who rewards
with infinite felicity all and only those who be- of, say, the sidewalk deity. It is difficult to
lieve in him and step on only one sidewalk crack conceive a reason why one should come to
in the course of their life, as well as the two- love such a being or why one should desire to
crack deity, the three-crack deity, and so on ad be in its proximity. Ofcourse, one might claim
infinitum.° that without any rhyme or reason it capri-

305
GEORGE N. SCHLESINGER

ciously rewards those who obey its arbitrary A = Of the billions of people alive at the present
demands. Still, a Pascalian would insist that moment, one and only one is going to enjoy
eternal salvation, whereas the rest vanish into
because a good portion of theistic belief is in
nothingness after completing their lives upon
harmony with natural, noble aspirations and
this earth. A truly randomizing device is going
is embedded in highly developed theology, it
to determine the identity of the single lucky in-
has to be ascribed a considerably higher prob- dividual.
ability than those with little appeal to the hu-
man mind and heart. B = Of the billions of people alive at the present
Thus, we are permitted to assert the fol- moment, one and only one is going to vanish
lowing: if we were to agree that different dei- into nothingness after completing one’s exist-
ties have different probabilities, then even if ence upon this planet; the rest are going to en-
there are infinitely many candidates for the joy eternal salvation. A truly randomizing device
office of the Master of the Universe, it does is going to determine the identity of the one
not follow that each has zero probability. One unlucky individual.
may, if one wants to, ascribe a finite value to
the probability of the existence of each one of Now, without offering preliminary explana-
them and yet obtain a sum total of all these tions, ask any number of individuals (and you
(which is the value of the probability of the may include among them some mathemati-
infinite disjunction of “Zeus exists OR Baal cians) which case they would prefer to obtain?
exists OR etc.”), an amount that does not If my experience is reliable to any degree, rarely
exceed one. This should be the case if the vari- if ever does anybody argue: although if B is
ous finite probabilities are members of a con- true then I am a billion times more likely to
vergent series, for instance, the sum of the be among the blessed, this is quite irrelevant;
series 4+ %4+ %+... never actually reaches the expected utilities are equal and therefore
one. This should be sufficient to lay to rest it makes no difference which is true.
Gale’s fear that if “there is at least a denumer- Now let us look at a truly compelling argu-
able infinity of logically possible deities ... ment. In cases where the mathematical expec-
[then] betting on any one of them the ex- tations are infinite, the criterion for choosing
pected gain is zero.” the outcome to bet on is its probability. In all
betting situations the sum I am charged to
participate I am charged with certainty,
The Criterion for Betting When whereas the prize I may receive is uncertain.
the Expected Utilities Are Fairness demands that I be compensated
Infinite through being charged less than the value of
the prize and proportionately so, that is, the
I submit a crucial point, one that is contrary lower the probability of winning, the less I
to what numerous philosophers hold, namely, should be charged. Thus, it is obvious that
that when each possible outcome carries an the same set of rules cannot apply in case the
infinite expected value, it is rational to bet on prize is infinite, as in other cases. Justice can-
the outcome most probable to occur. Are not demand that the cost for being permitted
there solid grounds for my hypothesis? Let to bet should equal the expected utilities, be-
me first point out that grounds are provided cause then the fair cost should be infinite. But
for this view by common sense (which in it- that is absurd: why should I definitely pay an
self would not be sufficient to establish my infinite amount for a less than certain chance
point). Anyone wishing to verify this experi- of winning back the same amount? It is evi-
mentally may consider the following two cases, dent therefore that the situation demands that
A and B: a different principle must be guiding a wa-
gerer faced with the problem of which of the

306
A CENTRAL THEISTIC ARGUMENT

various outcomes — each associated with infi- sive outlook on life and belongs to an exten-
nite utilities — to choose. Because neither ex- sive system of interconnected propositions.
pected utilities nor the magnitude ofthe prize Furthermore, in the context of the sublime
can serve as one’s criterion, by elimination it god of the theist, many found it not unrea-
should be reasonable to be guided by the value sonable to view life’s many trials and tribula-
of the probability: wager on the outcome that tions as instruments of soul-making or in any
is most likely to materialize. case as Means to an end that may surpass our
understanding. On the other hand, when re-
ferring to deities devoid of the various glori-
Deities with Different Degrees of ous Divine attributes, it seems more natural
Plausibility to speak like Gloucester: “As flies to wanton
boys, are we to the gods/They kill us for their
Let us consider a number of possible solutions sport.”
to the many-gods problem. First, it is reason- Thus, the hypothesis is that “a God of faith-
able that a scrupulously just deity who ensures fulness and without iniquity [one who is] just
that each person’s celestial reward is in direct and right ...” (Deuteronomy 31: 4), who
proportion to the amount of energy and time therefore can be a source of emulation and
invested throughout one’s earthly life to the inspiration and whose attributes altogether
refinement of one’s soul so as to increase its resonate with our nobler sentiments, makes a
susceptibility to that reward, is considerably great deal of sense and it is therefore reason-
more probable than a fancy-bred capricious able to ascribe a higher probability to his ex-
power whose awards are not in any obvious istence than to an unprincipled, arbitrarily
way related to earning, meriting, or the en- acting, wanton god. And if this is conceded,
hanced quality of the receptivity or atonement then it should also seem sensible to hold that
of the worshipper. Thus, we regard it at least the greater those sublime properties, the
fairly plausible that a deity may exist who does greater the likelihood the one exemplifying
not hand out compensation or reimbursement them exists. Hence, the being greater than
for the trouble his adherents have gone which is inconceivable, who possesses them
through in serving him but who is so exalted to a maximum degree, is to be regarded more
that it seems reasonable to assume that the probable than any other deity.
highest form of felicity is to center one’s life
around him. The most important task is to
do everything in one’s power to adjust and Simplicity
attune one’s soul so that it has the capacity of
fully resonating with the celestial radiance in The Cambridge statistician H. Jeffreys has
which it will be submerged. A mere century shown in the 1920s that whenever we have a
or two ago theists did not recoil from using finite set of experimental results there are in-
such locutions and were unembarrassed by definitely many hypotheses that satisfy each
what today may strike some as inflated gran- result. The only way to select the hypothesis
diloquence. Thus we find the eighteenth- to be adopted is by following the principle of
century poet and theologian M. H. Luzatto simplicity: of all the equally well-confirmed
making (in his widely studied Mesilat hypotheses, select the one that is simpler than
Yesharim) the brief statement, because he re- all the others. It is crucial to realize that Jeffreys
garded the matter too obvious to require does not refer to the simplicity of structure of
elaboration, “Man came into the world only the systems involved or the simplicity of use
to achieve nearness to God.” Surely such a and so on; he refers solely to descriptive sim-
view is bound to permeate every act and every plicity and says that among the various expres-
thought of its adherent; it is part of an inclu- sions that represent the law, we are to adopt

307
GEORGE N. SCHLESINGER

the one consisting of the minimal number of deny its validity. J. L. Mackie was speaking
terms. It is also worth noting that Jeffreys’ is for a large number of adherents of empiricism
not a prescriptive but a descriptive principle: when he said, “There is no sufficient reason
scientists have followed it for hundreds of years to regard the principle of sufficient reason to
without explicitly being aware of it, simply be valid.”° Levelheaded empiricists are not
because it has never been articulated before supposed to subscribe to a priori principles.
that of the indefinitely many alternative hy- For this reason, the majority of contemporary
potheses present in all cases. writers strongly object to ascribing equal prob-
Many people willingly concede that the abilities on the basis of principle of indiffer-
rules of rational reasoning are invariant with ence, which is no more than a variation on
subject matter. Consequently, after Pascal has the principle of sufficient reason (PSR).
convinced us that we should wager on some It seems to me that these objections are
supernatural power, we are confronted with based on a serious misconception. They are
the problem of which of the many possible mostly based on the refusal to acknowledge
such powers to adopt. In the absence of any that “experience is mute” and that it is neces-
facts to assist us, it stands to reason that we sary to assume some unconfirmed principles
should have to use Jeftreys’ principle. It is fairly before we are able to surmise what it tells us.
easy to see that the theistic hypothesis is the As a matter of fact, no empirically confirmed
simplest in the sense specified by Jeffreys. statement can be found anywhere that did not
It is the simplest because it is the only hy- rely on the PSR. The following illustrate the
pothesis that may be expressed with the use wide range of its application.
of a single predicate: to describe the God of (1) It is universally held that there is, for
the theist all that is needed is that he is an instance, overwhelming inductive evidence
absolutely perfect being. By contrast, a state- that the melting point of gold is 1,604 de-
ment positing the existence of any deity less grees Celsius. It is common knowledge, how-
than absolutely perfect will be relatively com- ever, that it is illegitimate to argue inductively
plex. For example, though there is a large body from biased sample classes. Thus, the ques-
of ancient Greek literature concerning Zeus, tion arises why do physicists feel entitled to
there are still many aspects of Zeus’s charac- maintain that 1,064 degrees Celsius is likely
ter that remain unknown to us. We know for to remain the melting point of gold when all
instance that he was sometimes asleep, but we their evidence is based on a biased sample class:
have no idea how many hours of sleep he all the samples of gold hitherto melted oc-
needed and what effect sleeplessness had on curred in a universe in which the density of
him. We also know that he ate and drank, but matter (which keeps decreasing) was higher,
not how much or whether he occasionally the scaling factor (which is constantly increas-
overgorged himself or how long he could go ing) was lower, and the velocity of the uni-
without any food at all, and so on. verse’s expansion (which according to some
cosmologists keeps decreasing all the time) was
higher than at this crucial moment.
The Principle of Sufficient The answer is not that we have no grounds
Reason on which to assume that these changes are
relevant to the melting point of any metal. In
Finally, I should advance an argument based the past, serious biases turned out to be fac-
on the principle of sufficient reason why the tors we never suspected before of having rel-
wagerer should go for the being greater than evance: all swans were thought to be white,
which is not conceivable. Before doing so, I and the fact that the sample class on which
believe it is necessary to defend the principle this conclusion was based included only non-
because many contemporary philosophers Australian swans had not occurred to anyone

308
A CENTRAL THEISTIC ARGUMENT

to be of concern. The presumed law that mat- adopted by following the principle of simplic-
ter cannot be destroyed was based on the fail- ity: of all the equally well-confirmed hypoth-
ure of every conceivable attempt to do so; you eses, select the one that is simpler than all the
may break, grind, melt, boil and evaporate, others. What justification is there for this rule?
or burn to ashes any lump of matter without One isthe PSR. Should we suggest that some
succeeding to alter the amount in which it alternative hypotheses be adopted it will im-
continues to exist. The fact that no relevant mediately be asked: what reason is there to
observations have been made under exceed- make this particular choice? Why not select a
ingly large pressures and temperatures, the simpler or a more complicated hypothesis?
kind of which prevail at the center of the sun However, the simplest hypothesis has an edge
where matter does diminish through part of over all others. It is unique. It is the only one
it transforming into energy, did not seem to in connection with which it is not possible to
constitute a source of worry. Indeed, at the ask why not choose a simpler hypothesis. We
pre-twentieth-century knowledge of what thus justify our selection on the basis of the
processes take place on the subatomic level, chosen hypothesis having a significant feature
there was no reason why one should suspect no other hypothesis has. The most complex
that pressure and temperature had relevance hypothesis would also have such a feature ex-
to the issue of the conservation of matter. cept that it does not exist (just as the largest
Similarly, our knowledge of physics may be integer does not exist).
still too deficient for us to be able to see why (3) A strong illustration of how compel-
the scaling factor of the universe should in- ling the PSR is is the fact that even mathemati-
fluence the melting point of anything. cians have found it useful as a principle of
The correct answer has to be that we are plausible reasoning. L. C. Larson in his highly
aware of the possibility of having arrived at influential book poses the problem: of all the
our conclusion through the use of a biased rectangles which can be inscribed in a given
sample class, and consequently there are two circle, which has greatest area? Larson suggests,
lines of action available to us. One is to make
no predictions at all. This, of course, would The principle of insufficient reason leads to sus-
imply the complete paralysis of the scientific pect the rectangle of maximum area that can be
enterprise, which we should want to resist if inscribed in a circle is a square.
at all possible. The alternative is to make use
of the principle of sufficient reason. In the He then goes on to give a rigorous proof of
particular context of the melting point of gold, his conjecture without regarding it as neces-
we then proceed in the following manner: in sary to elaborate how precisely the principle
the past the melting point of gold has always led him to it. It is reasonable to assume that
been observed to be 1,064 degrees Celsius. what Larson had in mind was that if it were
In the future it may be different. However, suggested that the sought-after rectangle was
there is no good reason to believe that the one with length x and width x + m then of
melting point will be higher than it will be course the rectangle with length « + m and
lower or vice versa. Thus, as long as not proven width x must also have the maximum area.
otherwise, we make the unique prediction that And if there are indeed two rectangles with
it will be neither higher nor lower but will maximum area, then, of course, there are in-
continue to remain the same as in the past. finitely many couples that might possibly be
(2) It was mentioned before that when- the ones we are after. There is, however, one
ever we have a finite set of experimental re- rectangle that is unique in the sense that it
sults there are indefinitely many hypotheses has no counterpart: the rectangle with equal
that satisfy each result and that the accepted length and width. It “stands to reason” that
practice is to select the hypothesis to be this is the privileged figure we are after.

309
GEORGE N. SCHLESINGER

(4) Some 2,400 years ago Democritus gion: why not ascribe to your deity 96 per-
argued, cent or 94 percent benevolence? No reason-
able answer seems available. On the other
that there are infinite worlds, hypothesizing that hand, the theist, when faced with a similar
the void is infinite; for why would this part of inquiry, might appeal to the PSR. If one set-
the void be filled by a world, but that part not?
tles for any number, like 95 percent, no sufhi-
So, if there is a world in one part of the void,
cient reason seems to be available: why not
then also in all the void. So, since the void is
have more or why not have less. However, a
infinite, the worlds will be infinite too.
reason may be offered for 100 percent benevo-
Democritus’s hypothesis would warrant de- lence: it is of aunique magnitude, as it is im-
tailed study; here I can point out only first of possible to have more. Suppose someone were
all that his “worlds,” unlike what we mean to ask: but by the same principle you might as
when referring to various possible worlds, are well ascribe 0 percent benevolence and explain
not necessarily causally separated from one your doing so by saying that having less than
another and also that he thought of the ac- it is impossible? To this, as mentioned before,
tual world as having tiny size as compared with the theist reply would be that such a being is
what we believe it to be. Yet his hypothesis not a fit deity to worship, and thus one is to
may be said to have survived to this very day ascribe considerably lower probability to its
in the form of the far-reaching cosmological existence.
principle. It asserts that the universe is the same
(i.e. the distribution of galaxies, stars, and
planets) everywhere in space (apart from ir- Why Wager at All?
regularities ofa local nature), or that the uni-
verse is homogeneous. We are now in the position to reply to an in-
The reasoning behind Democritus’s hy- genious objection raised by Antony Duff. Duff
pothesis is once more based on the PSR. Sup- points out that the wager works regardless how
pose it were suggested that there exist some small the probability, as long as its value is
finite number » worlds. We would be at loss not zero, and that one is going to be the re-
to offer a reason why it was not a number less cipient of infinite salvation. If so, he argues, it
or greater than 7. However, if 7 is infinite then is quite superfluous that I should follow Pas-
a unique reason can be given why it is not cal’s advice and begin acting religiously and
larger than m. make every effort to acquire faith, because,
This last example is of special significance
as it shows that the PSR, which is customarily . . suppose I take no steps to make it more likely
that I will come to believe in God. There must
associated with the name of Leibniz, who in-
be some probability, however small, that I will
deed applied it to numerous issues, was known
nonetheless come to believe in Him . . . and that
and made use of two thousand years before
probability is enough to generate an infinite
him. It provides therefore further evidence of expected value for my actions.’
the universal appeal of the PSR and its central
role in all our conceptual schemes. Now we have at least two answers to Duff's
Suppose someone subscribed to a religion objection. The briefer answer is to recall the
that was based on the belief that the deity idea advanced previously that it is untenable
governing the universe was very benevolent to maintain that because of the infinitude of
but not absolutely so, possessing merely 95 the reward it makes no difference how prob-
percent of full benevolence. (It is not impor- able is its acquisition. We are instead to as-
tant for our purposes to describe how we com- sume that it is important to try and increase
pute the numerical degree of benevolence.) the probability of obtaining the prospective
We might then ask an adherent of this reli- prize.

310
A CENTRAL THEISTIC ARGUMENT

The second answer would be based on the able that they should be, the results of blind
principle that a rational wagerer will always forces. Now even if we regard the argument
want to bet on the outcome associated with absolutely compelling, it establishes at most —
the highest expected utilities. But is it possi- as was pointed out by Hume — that there ex-
ble to gain anything more than infinite salva- ists a ereator who is many hundreds times
tion? The answer is, in an appropriate sense, more powerful and intelligent than ourselves.
yes! An infinitely long string, for example, may But such a creator’s power and intelligence
be increased in width, or in mass per unit may still fall infinitely short of Omnipotence
length, and so on. Similarly, eternal life, which and Omniscience. About benevolence the ar-
of course is infinitely long and cannot be in- gument says even less, and the same goes for
creased in length, may vary in the degree of Omnipresence or Immutability.
its depth, intensity, exquisiteness, and so on, Another famous argument is the
during every moment for the eternal duration Cosmological Argument. It shares all the
of that felicitous state. Once we are prepared weaknesses just mentioned in connection with
to entertain the possibility of an afterlife, we the Argument from Design. Indeed, it should
are likely to find it reasonable to go along with be obvious that all other arguments in sup-
the traditional view that the magnificence of port of theism (with the exception of the
posthumous reward varies directly with the Ontological Argument, of which only a few
quality and the portion of the time at one’s would claim to have achieved full clarity) face
disposal as well as the magnitude of the exer- the many gods objection.
tion invested in acts of piety. Thus, an individual making use of any of
It should also be recalled that as soon as an numerous known arguments for the existence
individual embarks on the road that offers the of God can get no further than to conclude
best chance to lead to the acquisition of genu- that there exists some supernatural power and
ine religious faith, one is already set on the intelligence behind the material universe. That
path of the righteous and is already engaged individual is thus facing the need to choose
in the service of God. Clearly, therefore, one among the various candidates who may fulfill
who acts upon Pascal’s call at once, rather than this function.
waiting for the not entirely improbable inspi- It seems reasonable to conjecture that what-
ration to light unassisted upon him at some ever is deemed the best justification for the
later time, places oneselfin a far more favorable theist’s choice in one context is also likely to
position with respect to the amount of time be so in other contexts as well. Therefore, the
spent on the purification of one’s soul. Thus, most acceptable reply to the many-gods ob-
even if we conceded that in the context of jection may well be regarded as an argument
eternal salvation the value of probability plays of wide application and thus of central im-
no role, the individual following Duffs ad- portance in the context of theistic arguments
vice would engage in a conduct associated with in general.
a prize of lower quality and thus with lower One of the striking features ofPascal’s wager
expected utilities. is surely the fact that the most often cited
stumbling block it runs into has been the
many-gods objection, whereas in the context
A Common Feature to Almost of theistic arguments, I venture to suggest that
All Theistic Argument this may be read as an indication of the unique
strength of the wager. The reason why the
One of the most commonly cited theistic many-gods objection has been raised less fre-
proofs is the Argument from Design. It is quently in the context of the wager was be-
based on the wonders of nature we see around cause skeptics felt able to clip the wings of a
us that are unlikely to be, or perhaps unthink- putative argument at the very initial stages,

cay)
GEORGE N. SCHLESINGER

before it could get off the ground and thus Notes


prevent even the conclusion that some super-
1 Mishneh Torah, Hilkhot Teshuvah, x.
natural being is to be assumed. Shabbat, 31b.
Thus, the Argument from Design is nipped On the Nature and Existence of God (Cam-
in the bud by insisting that the universe does bridge, 1991), p. 350.
not exhibit any signs of design; the The Miracle of Theism (Oxford, 1982), p. 203.
Cosmological Argument has been cut short Gale, On the Nature and Existence of God,
because of its alleged, unwarranted, basic as- p. 350.
sumption that there can be no uncaused con- “Three Steps Toward Absolutism,” Space,
tingent particulars. On the other hand, it Time and Causality, ed. R. Swinburne
seems that no serious defect could be discov- (Dordrecht, 1981), p. 6.
“Pascal’s Wager and Infinite Utilities,” Analy-
ered in Pascal’s wager before it reached the
sts, 46 (1986), p. 107.
relatively advanced stage of establishing the
reasonableness of assuming the existence of
some transmundane force.

312
PART FIVE

PAN WE MAKE SENS EOF


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Introduction

Miracles
37 Of Miracles
Davip HuME
38 From A Dialogue Concerning Heresies
THomas More
39 Miracles and (Christian) Theism
J. A. Cover

Prayer
40 Petitionary Prayer
ELEONORE STUMP

Soul
41 The Future of the Soul
RICHARD SWINBURNE
42 From Neurophilosophy: Toward a Unified Science ofthe
Mind-Brain
PATRICIA SMITH CHURCHLAND
43 Materialism and Survival
DEAN W. ZIMMERMAN

Revelation
44 Are We Entitled?
NICHOLAS WOLTERSTOREE
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Introduction

In this Part we turn from considering the ques- the weight of all my experience in order to
tion oftheistic belief generally in order to ex- favor one experience (or bit of testimony), it
amine specific religious beliefs and practices. is always more rational to reject the claim that
Even if theistic belief generally is justifiable, I (or someone else) actually witnesses a mira-
one might think that belief in miracles or cle. Thus, on Hume’s view, it is never rational
prayer is, for example, still not philosophically for me to believe that an event I witness (or
in order. The Readings in this Part will take about which I am told) is a violation ofa law
up such issues. of nature. Thus, it is never rational for me to
Traditional versions of theism have held believe that a miracle has occurred.
without exception that God can and does oc- In the following selection from Thomas
casionally intervene directly in the affairs of More, we see that the criticisms of Hume have
the universe. The miraculous interventions are been to some extent anticipated. More exam-
usually regarded as entailing violations of natu- ines the question of whether or not it is, in
ral laws. The reason is straightforward (though fact, unreasonable to believe that some event
as we will see below, not obviously correct): if we witness (or are told of) actually occurred
the event in question was determined to hap- when such as event runs contrary to the weight
pen by some prior state of the world and the of our experience. He argues that it would
laws of nature, then is no reason to regard it not always be unreasonable to believe against
as divine “intervention.” Thus, if an event “the weight of experience” since we would
occurs as a result of divine intervention, it must otherwise cut ourselves off from a vast array
mean that the event’s occurrence cannot be of new knowledge. So, to adapt one of his
explained in terms of the laws of nature, and examples, someone raised in a remote part of
that the event is thereby a violation of these Africa might come to believe that all human
laws. beings are dark-skinned. If this person were
In the most famous essay on the topic of then told by a friend who has traveled abroad
miracles, the eighteenth-century Scottish phi- that not all human beings are dark-skinned,
losopher David Hume argues that even if mira- he would be obliged to dismiss the testimony
cles were to occur it would never be rational simply because it ran contrary to his own (less
for us to believe that they did. To see why extensive) experience. Likewise, if he himself
Hume thinks this, consider a case in which I were to come upon a light-skinned person he
witness (or am told by a witness) of an event would, according to this policy, be obliged to
which violates a law of nature. I must decide believe that his own senses were, in that case,
whether to believe that a miracle did occur deceiving him. Any principle, however, which
and that a law was thus violated, or not. What leads us to indiscriminately reject new infor-
evidence is there on either side? In favor of mation in this way is surely unacceptable.
the law being (always, unexceptionably) true, In the final essay on miracles, Jan Cover
I have the weight of all my experiences of na- examines the challenges to belief in miracles
ture following a uniform course. In favor of raised by Hume and other recent critics. Ac-
the claim that a violation occurred, I have at cording to Cover’s initial characterization, a
best one observation (or one bit of testimony). miracle is an event which violates a law of na-
Which evidence is stronger? Clearly the weight ture and which is caused by God either di-
of all my prior experience. Thus, since believ- rectly or through some divine agency. Thus
ing in miracles would always require rejecting to establish that an event is a genuine miracle

slha)
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

one must show that the event (a) violates a dence that an (at least apparent) violation has
law, and (b) is caused by God directly or occurred, since such indirect evidence may
through some divine agency. There are, how- lead us to conclude that a miracle having oc-
ever, principled reasons for thinking that we curred is the best explanation for the whole
will never be able reasonably to affirm that an range of data available to me (data which in-
event ever satisfies conditions (a) or (b). clude, but are not exhausted by, my witness-
With respect to condition (a), Cover raises ing, or being told of, the purportedly
two difficulties. First, following Hume, one miraculous event), and (2) (following More)
might think that the weight of our empirical the Humean principle of belief will lead us to
evidence favoring the truth of a law should deny (unreasonably) that any event occurs
always lead us to reject the belief that some which we have not seen to occur in the past.
event has violated that law (whether we wit- Thus, the Humean Objection is to be rejected.
ness the event ourselves or are told about such Concerning the Wrong Laws Objection,
an event by others). Cover calls this first ob- Cover argues that (1) believers and skeptics
jection, the “Human Objection.” Second, one alike must judge whether or not it is more
might think that even if we can confidently reasonable, in a given case, to believe that an
hold that some event 7s a violation of some- event is explicable by the laws of nature, and
thing we believe to be a law of nature, the that (2) assessing the alternatives may not lead
most reasonable conclusion to draw is not that to a uniquely rational conclusion. If an event
the event is actually a miracle, but merely that cannot, after long scrutiny, be explained in
we are mistaken about what the laws of nature terms of the laws of nature, it is always open
actually ave. Thus apparent miracles are most to the skeptic to hold that our current knowl-
reasonably understood the way scientists edge of the laws of nature is deeply flawed,
might understand any other event that does but that significant future revisions will suc-
not seem to fit into the laws of nature as cur- cessfully account for the event. Finally, Cover
rently understood: not as miracles, but as evi- responds to the Non-Miraculous Anomaly
dence that our beliefs about the laws are in Objection by holding that whether an anomaly
error. Cover calls this the “Wrong Laws Ob- is best regarded as having a supernatural cause
jection.” will surely depend on how we assess the weight
Further, even if these objections can be of indirect evidence. To take one example, the
overcome, questions still arise concerning con- parting of the Red Sea might be an anomaly,
dition (b). The problem here is that even if but whether or not we should think the
we are entitled to believe that an event is a anomaly is to be explained by a supernatural
genuine violation of a law of nature, we still cause depends on how one assesses the rea-
cannot straightforwardly conclude that the sonableness of the two competing hypotheses:
explanation for the “anomalous” event is su- (1) that the anomalous event has a supernatu-
pernatural. For all we know, such an event ral cause, and (ii) that the event is merely an
might be a brute event having no explanation anomalous coincidence.
at all. Cover calls this the “Non-Miraculous Cover thus draws two central conclusions.
Anomaly Objection.” First, there is no good argument that the be-
Cover’s responses to these three objections liever is irrational to believe in miracles. But,
are careful and nuanced (and further rely on second, there is also no rationally compelling
some of his discussion of the metaphysics of reason for a skeptic concerning miracles to
natural laws) and thus cannot be adequately believe that any purported miracle is incon-
summarized in a paragraph. The basic out- trovertible evidence for the existence of a su-
lines of his responses are as follows. Concern- pernatural cause.
ing the Humean Objection, Cover argues that In the next selection we turn to the topic
(1) indirect evidence may bolster our confi- of petitionary prayer. Many religious traditions

316
INTRODUCTION TO PART FIVE

believe that it is good (and even obligatory) science and psychobiology have convinced
that believers petition God for the things that many that if there is an immaterial soul at all,
they want and need. And these traditions also its ability to function is tied to the function of
hold that God, at least sometimes, answers a corresponding brain. We can call this mid-
these prayers by providing the things which dle-of-the-road position “brain-essential du-
are requested. There is, however, something alism.” Adopting brain-essential dualism
deeply puzzling about this for the theist. If might seem to jeopardize any hope of immor-
God is really all-powerful, all-knowing, and tality for the obvious reason that the brain dies
all-good, then God would want to provide us and decomposes. In the first Reading in this
with whatever it is objectively good for us to section, Richard Swinburne discusses the
have, and would want to keep from us what- possibility of immortality if brain-essential
ever is objectively bad. This means, of course, dualism is true. Can the brain later be “re-
that if the believer petitioned for something constructed” so that the soul can return to
good, God would have already intended to functioning? Swinburne argues that this is at
give it. If the believer petitioned for some- least possible, though its actual occurrence
thing bad, God would not provide it anyway. would depend on whether or not souls are
Thus, it looks as if the practice of petitionary actually reincarnated or joined to resurrected
prayer is a farce; petitionary prayer does not bodies.
and could not influence what God provides. Most philosophers these days, it is fair to
Eleonore Stump argues that this line of rea- say, reject dualism in any form. In the next
soning is mistaken. Stump claims that simply brief selection, Patricia Churchland offers the
providing creatures with the things that are central reasons why many believe that human
good for them without petition on the crea- beings are merely physical (we might call those
ture’s part can have powerful negative effects. who think this way “physicalists”). First,
To prevent these effects, God institutes the physicalists point out, it is difficult to see how
practice of petitionary prayer. This practice is immaterial souls can even possibly interact
acceptable, even for a perfectly good being, with material bodies. Second, introducing
as long as the goods that result from making souls seems to provide a radical break between
provision depend on petition outweigh the human beings and animals which we cannot
goods that would have resulted from making account for on standard evolutionary models
provision unconditionally. What outweighing of human development. Finally, there seems
goods does Stump think arise from petition- to be no explanatory advantage in dualism
ary prayer? In short, she argues that it pre- since facts which are puzzling for the materi-
vents God’s overwhelming or spoiling the alist are no less mysterious when we shuttle
creature, and thus damaging the relationship them off to the equally mysterious soul.
between God and that creature. If the critique of dualism is successful, then
The next section contains three essays on even accounts such as Swinburne’s cannot
the topic of immortality. According to most provide us with a satisfactory model for im-
theistic traditions, human beings consist of a mortality. One might wonder, then, if there
physical body and an immaterial soul. Accord- is any hope of defending immortality if physi-
ing to this position, known as “dualism,” the calism is true. Some philosophers have argued
soul, at death, is separated from the body and that this is possible, at least for religious tradi-
continues to enjoy conscious mental life. tions which include a belief in resurrection.
Given the dualist theory, there is nothing In the final essay of this section, Dean Zim-
especially troubling about the concept of merman defends a physicalist-resurrectionist
immortality. In this century, however, philoso- account of immortality against the most
phers and scientists have become much more powerful recent criticism against it. Many
skeptical about dualism. Advances in neuro- philosophers have held that for the same

317
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

physical body to exist through time, the state Further Reading


of the body at a given time must be (at least For further readings on the topics discussed
partially) caused by the state of that body at in Part Five, the following sources are espe-
previous times. So, if abody dies and is com-
cially worth consulting.
pletely destroyed (all of its atoms being scat-
tered), it seems impossible for that very body
Miracles
to be resurrected since the required causal
Basinger, David, and Randall Basinger,
connection between earlier and later stages will
Philosophy and Miracle: the Contemporary
have been severed. In response, Zimmerman
Debate (Lewiston, N.Y.: Edwin Mellen
argues that we can construct a model of res-
Press, 1986).
urrection according to which there isa causal
Flew, Antony, “Miracles,” in Encyclopedia of
connection between the body at the moment
Philosophy, ed. Paul Edwards (New York:
before death and the body at the moment of
Macmillan, 1966).
resurrection, though doing this would require
Lewis, C. S., Miracles (London: Fontana,
a certain sort of miraculous intervention im-
mediately before death.
1960).
Finally, we turn to the topic of divine rev- Rowe, William, Philosophy of Religion
(Belmont, Calif.: Wadsworth, 1978), ch. 9.
elation. Nicholas Wolterstorffin the selection
presented here focuses not on the question of Swinburne, Richard, The Concept of a Miracle
whether or not the religious believer is enti- (London: Macmillan, 1970).
tled to hold that some particular religious
writing or other is an authoritative divine rev- Prayer
elation. Instead, Wolterstorff starts with what Basinger, David, “Petitionary Prayer: a Re-
we might think of as the more fundamental sponse to Murray and Meyers,” Religious
question of whether or not someone is enti- Studies, 31 (December 1995), pp. 475-84.
tled to think that they have been the recipient ——, “God Does Not Respond to Prayer,”
ofa particular revelation from God. This ques- in Contemporary Debates in Philosophy of
tion is more fundamental since many religious Religion, ed. Michael Peterson (New York:
texts which claim to be authoritative began Blackwell Publishers, 1999).
with writers who believed that they were re- Gellman, Jerome, “In Defense of Petitionary
cipients of particular divine revelations, rev- Prayer,” Midwest Studies in Philosophy
elations which they then recorded. (forthcoming).
Wolterstorff argues that question about Hoffman, Joshua, “On Petitionary Prayer,”
whether or not we are justified in holding any Faith and Philosophy, 2 (1985), pp. 21-42.
belief, are always “situated,” that is, their an- Murray, Michael, and Kurt Meyers, “Ask and
swers depend on the kind of belief in ques- It will be Given to You,” Religious Studies,
tion and the particular circumstances in which 30 (1994), pp. 311-30.
it was formed. He then turns to examine a Murray, Michael, “God Does Respond to
case in which a certain Christian woman be- Prayer,” in Contemporary Debates in Phi-
lieves that she has been the recipient of a di- losophy of Religion, ed. Michael Peterson
vine revelation. Was the woman entitled to (New York: Blackwell Publishers, 1999),
this belief? Wolterstorff concludes that as long Terence Penelhum, Religion and Rationality
as (a) the woman is entitled to hold her (New York: Random House, 1971), ch.
“basic framework of Christian belief” and (b) 20);
the content of the purported revelation has
“acceptable content,” then the woman is en- Soul and Immortality
titled to believe that she was the recipient ofa Badham, Paul, Christian Beliefs About Immor-
divine revelation. tality (London: Macmillan, 1976).

318
INTRODUCTION TO PART FIVE

—., and Linda Badham, Immortality or Ex- Revelation


tinction? (London: Macmillan, 1982). Abraham, William J., Divine Revelation and
Edwards, Paul (ed.), Immortality (New York: the Limits of Historical Criticism (Oxford:
Macmillan, 1992). Oxford University Press, 1982).
Geach, Peter, God and the Soul (London: Davis, Stephen T., The Debate About the Bi-
Routledge and Kegan Paul, 1969). ble: Inerrancy v. Infallibility (Philadelphia:
Hick, John, Death and Eternal Life (New Westminster, 1977).
York: Harper and Row, 1976). Evans, C. Stephen, The Historical Christ and
Lamont, Corliss, The Illusion of Immortality the Jesus of Faith (New York: Oxford Uni-
(New York: Philosophical Library, 1965). versity Press, 1996).
Lewis, H. D., Persons and Life After Death Mavrodes, George, Revelation and Religious
(London: Macmillan, 1978). Belief (Philadelphia: Temple University
Penelhum, Terence, Immortality (Belmont, Press, 1988).
Calif.: Wadsworth, 1973). Swinburne, Richard, Revelation: From Meta-
——., Survival and Disembodied Existence phor to Analogy (Oxford: Clarendon Press,
(London: Routledge and Kegan Paul, 1992).
1970).
Philips, D. Z., Death and Immortality (New
York: Macmillan, 1970).

319
Miracles

37 Of Miracles*

David Hume

Part I one’s breast by the immediate operation of


the Holy Spirit.
There is, in Dr Tillotson’s writings, an argu- Nothing is so convenient as a decisive
ment against the real presence,’ which is as argument of this kind, which must at least
concise, and elegant, and strong as any argu- silence the most arrogant bigotry and super-
ment can possibly be supposed against a doc- stition, and free us from their impertinent
trine so little worthy of a serious refutation. It solicitations. I flatter myself that I have dis-
is acknowledged on all hands, says that learned covered an argument of a like nature, which,
prelate, that the authority, either of the scrip- if just, will, with the wise and learned, be an
ture or of tradition, is founded merely in the everlasting check to all kinds of superstitious
testimony of the apostles, who were eye-wit- delusion, and consequently will be useful as
nesses to those miracles of our Saviour by long as the world endures. For so long, I pre-
which he proved his divine mission. Our evi- sume, will the accounts of miracles and prodi-
dence, then, for the truth of the Christian gies be found in all history, sacred and profane.
religion is less than the evidence for the truth Though experience be our only guide in
of our senses; because, even in the first au- reasoning concerning matters of fact, it must
thors of our religion, it was no greater; and it be acknowledged that this guide is not alto-
is evident it must diminish in passing from gether infallible, but in some cases is apt to
them to their disciples; nor can any one rest lead us into errors. One who in our climate
such confidence in their testimony, as in the should expect better weather in any week of
immediate object of his senses. But a weaker June than in one of December, would reason
evidence can never destroy a stronger; and justly, and conformably to experience; but it
therefore, were the doctrine of the real pres- is certain that he may happen, in the event, to
ence ever so clearly revealed in scripture, it find himself mistaken. However, we may ob-
were directly contrary to the rules of just rea- serve that, in such a case, he would have no
soning to give our assent to it. It contradicts cause to complain of experience, because it
sense, though both the scripture and tradi- commonly informs us beforehand of the un-
tion on which it is supposed to be built carry certainty, by that contrariety of events, which
not such evidence with them as sense, when we may learn from a diligent observation. All
they are considered merely as external evi- effects follow not with like certainty from their
dences, and are not brought home to every supposed causes. Some events are found, in
all countries and all ages, to have been con-
stantly conjoined together. Other are found
* From David Hume, An Enquiry Concerning Human to have been more variable, and sometimes
Understanding, ed. Eric Steinberg, section 10 to disappoint our expectations; so that, in our
(Indianapolis: Hackett, 1977), pp. 72-90. reasonings concerning matter offact, there are

320
OF MIRACLES

all imaginable degrees of assurance, from the can draw from one to another are founded
highest certainty to the lowest species of moral merely on our experience of their constant and
evidence. regular conjunction; it is evident, that we
A wise man, therefore, proportions his be- ought not to make an exception to this maxim
lief to the evidence. In such conclusions as in favour of human testimony, whose con-
are founded on an infallible experience, he nexion with any event seems, in itself, as little
expects the event with the last degree of as- necessary as any other. Were not the memory
surance, and regards his past experience as a tenacious to a certain degree; had not men
full proofof the future existence of that event. commonly an inclination to truth and a prin-
In other cases, he proceeds with more cau- ciple of probity; were they not sensible to
tion: He weighs the opposite experiments; he shame, when detected in a falsehood: were
considers which side is supported by the not these, I say, discovered by expertence to
greater number of experiments; to that side be qualities, inherent in human nature, we
he inclines, with doubt and hesitation; and should never repose the least confidence in
when at last he fixes his judgement, the evi- human testimony. A man delirious, or noted
dence exceeds not what we properly call prob- for falsehood and villainy, has no manner of
ability. All probability, then, supposes an authority with us.
opposition of experiments and observations, And as the evidence derived from witnesses
where the one side is found to overbalance and human testimony is founded on past ex-
the other, and to produce a degree of evidence, perience, so it varies with the experience, and
proportioned to the superiority. A hundred is regarded either as a proof or a probability,
instances or experiments on one side, and fifty according as the conjunction between any
on another, afford a doubtful expectation of particular kind of report and any kind of ob-
any event; though a hundred uniform experi- ject has been found to be constant or vari-
ments, with only one that is contradictory, able. There are a number ofcircumstances to
reasonably beget a pretty strong degree ofas- be taken into consideration in all judgements
surance. In all cases, we must balance the op- of this kind; and the ultimate standard, by
posite experiments, where they are opposite, which we determine all disputes that may arise
and deduct the smaller number from the concerning them, is always derived from ex-
greater, in order to know the exact force of perience and observation. Where this experi-
the superior evidence. ence is not entirely uniform on any side, it is
To apply these principles to a particular in- attended with an unavoidable contrariety in
stance; we may observe, that there is no spe- our judgements, and with the same opposi-
cies of reasoning more common, more useful, tion and mutual destruction of argument as
and even necessary to human life than that in every other kind of evidence. We frequently
which is derived from the testimony of men, hesitate concerning the reports of others. We
and the reports of eye-witnesses and specta- balance the opposite circumstances, which
tors. This species of reasoning, perhaps, one cause any doubt or uncertainty; and when we
may deny to be founded on the relation of discover a superiority on any side, we incline
cause and effect. I shall not dispute about a to it, but still with a diminution of assurance,
word. It will be sufficient to observe that our in proportion to the force of its antagonist.
assurance in any argument of this kind is de- This contrariety of evidence, in the present
rived from no other principle than our obser- case, may be derived from several different
vation of the veracity of human testimony, and causes; from the opposition of contrary testi-
of the usual conformity of facts to the reports mony, from the character or number of the
of witnesses. It being a general maxim that witnesses, from the manner of their deliver-
no objects have any discoverable connexion ing their testimony, or from the union of all
together, and that all the inferences which we these circumstances. We entertain a suspicion

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DAVID HUME

concerning any matter of fact, when the wit- Though they were not contrary to his experi-
nesses contradict each other; when they are ence, they were not conformable to it.
but few, or of a doubtful character; when they But in order to increase the probability
have an interest in what they affirm; when they against the testimony ofwitnesses, let us sup-
deliver their testimony with hesitation, or on pose that the fact which they affirm, instead
the contrary, with too violent asseverations. of being only marvellous, is really miraculous;
There are many other particulars of the same and suppose also that the testimony, consid-
kind, which may diminish or destroy the force ered apart and in itself, amounts to an entire
of any argument derived from human testi- proof; in that case, there is proof against proof,
mony. of which the strongest must prevail, but still
Suppose, for instance, that the fact, which with a diminution of its force in proportion
the testimony endeavours to establish, partakes to that of its antagonist.
of the extraordinary and the marvellous; in that A miracle is a violation of the laws of na-
case, the evidence resulting from the testimony ture; and as a firm and unalterable experience
admits of a diminution, greater or less, in pro- has established these laws, the proof against a
portion as the fact is more or less unusual. miracle, from the very nature ofthe fact, is as
The reason why we place any credit in wit- entire as any argument from experience can
nesses and historians is not derived from any possibly be imagined. Why is it more than
connexion, which we perceive a priori, between probable that all men must die; that lead can-
testimony and reality, but because we are ac- not, of itself, remain suspended in the air; that
customed to find a conformity between them. fire consumes wood, and is extinguished by
But when the fact attested is such a one as has water; unless it be that these events are found
seldom fallen under our observation, here is a agreeable to the laws of nature, and there is
contest of two opposite experiences; of which required a violation of these laws, or in other
the one destroys the other, as far as its force words a miracle to prevent them? Nothing is
goes, and the superior can only operate on esteemed a miracle if it ever happen in the
the mind by the force which remains. The very common course of nature. It is no miracle that
same principle of experience, which gives us a a man, seemingly in good health, should die
certain degree of assurance in the testimony on a sudden: because such a kind of death,
of witnesses, gives us also, in this case, another though more unusual than any other, has yet
degree of assurance against the fact which they been frequently observed to happen. But it is
endeavour to establish, from which contradic- a miracle that a dead man should come to life,
tion there necessarily arises a counterpoise, and because that has never been observed, in any
mutual destruction of belief and authority. age or country. There must, therefore, be a
I should not believe such a story were it told uniform experience against every miraculous
me by Cato was a proverbial saying in Rome, event, otherwise the event would not merit
even during the lifetime of that philosophical that appellation. And as an uniform experi-
patriot.’ The incredibility of a fact, it was al- ence amounts to a proof, there is here a direct
lowed, might invalidate so great an author- and full proof; from the nature of the fact,
ity. against the existence of any miracle; nor can
The Indian prince who refused to believe such a proof be destroyed, or the miracle ren-
the first relations concerning the effects of dered credible, but by an opposite proof,
frost, reasoned justly; and it naturally required which is superior.
very strong testimony to engage his assent to The plain consequence is (and it is a gen-
facts that arose from a state of nature with eral maxim worthy of our attention), ‘That
which he was unacquainted, and which bore no testimony is sufficient to establish a mira-
so little analogy to those events of which he cle, unless the testimony be of such a kind
had had constant and uniform experience. that its falsehood would be more miraculous

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than the fact which it endeavours to establish: Secondly. We may observe in human nature
and even in that case there is a mutual de- a principle, which, ifstrictly examined, will be
struction of arguments, and the superior only found to diminish extremely the assurance
gives us an assurance suitable to that degree which we might, from human testimony, have
of force, which remains, after deducting the in any kind of prodigy. The maxim, by which
inferior.’ When any one tells me that he saw a we commonly conduct ourselves in our sea-
dead man restored to life, I immediately con- sonings, is that the objects of which we have
sider with myself, whether it be more prob- no experience resemble those of which we
able that this person should either deceive or have; that what we have found to be most
be deceived, or that the fact which he relates usual is always most probable; and that where
should really have happened. I weigh the one there is an opposition of arguments, we ought
miracle against the other; and according to to give the preference to such as are founded
the superiority which I discover, I pronounce on the greatest number of past observations.
my decision, and always reject the greater But though, in proceeding by this rule, we
miracle. If the falsehood of his testimony readily reject any fact which is unusual and
would be more miraculous than the event incredible in an ordinary degree; yet in ad-
which he relates; then, and not till then, can vancing farther, the mind observes not always
he pretend to command my belief or opin- the same rule; but when anything is affirmed
ion. utterly absurd and miraculous, it rather the
more readily admits of such a fact, upon ac-
count of that very circumstance which ought
Part II to destroy all its authority. The passion of sur-
prise and wonder arising from miracles, being
In the foregoing reasoning we have supposed an agreeable emotion, gives a sensible ten-
that the testimony, upon which a miracle is dency towards the belief of those events from
founded, may possibly amount to an entire which it is derived. And this goes so far that
proof, and that the falsehood of that testimony even those who cannot enjoy this pleasure
would be a real prodigy: But it is easy to show, immediately, nor can believe those miraculous
that we have been a great deal too liberal in events of which they are informed, yet love to
our concession, and that there never was a partake of the satisfaction at second-hand or
miraculous event established on so full an evi- by rebound, and place a pride and delight in
dence. exciting the admiration ofothers.
For first, there is not to be found, in all With what greediness are the miraculous
history, any miracle attested by a sufficient accounts of travellers received, their descrip-
number of men, of such unquestioned good- tions of sea and land monsters, their relations
sense, education, and learning as to secure us of wonderful adventures, strange men, and
against all delusion in themselves; of such uncouth manners? But if the spirit of religion
undoubted integrity as to place them beyond join itself to the love of wonder, there is an
all suspicion of any design to deceive others; end of common sense; and human testimony,
of such credit and reputation in the eyes of in these circumstances, loses all pretensions
mankind as to have a great deal to lose in case to authority. A religionist may be an enthusi-
of their being detected in any falsehood; and ast, and imagine he sees what has no reality.
at the same time attesting facts, performed in He may know his narrative to be false, and
such a public manner and in so celebrated a yet persevere in it, with the best intentions in
part of the world, as to render the detection the world, for the sake of promoting so holy a
unavoidable: All which circumstances are req- cause. Or even where this delusion has not
uisite to give us a full assurance in the testi- place, vanity, excited by so strong a tempta-
mony of men. tion, operates on him more powerfully than

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on the rest of mankind in any other circum- ers still stronger, incline the generality of man-
stances; and self-interest with equal force. His kind to believe and report, with the greatest
auditors may not have, and commonly have vehemence and assurance, all religious mira-
not, sufficient judgement to canvass his evi- cles?
dence: what judgement they have, they re- Thirdly. It forms a strong presumption
nounce by principle, in these sublime and against all supernatural and miraculous rela-
mysterious subjects: or if they were ever so tions, that they are observed chiefly to abound
willing to employ it, passion and a heated among ignorant and barbarous nations; or if
imagination disturb the regularity of its op- a civilized people has ever given admission to
erations. Their credulity increases his impu- any of them, that people will be found to have
dence: and his impudence overpowers their received them from ignorant and barbarous
credulity. ancestors, who transmitted them with that
Eloquence, when at its highest pitch, leaves inviolable sanction and authority, which al-
little room for reason or reflection; but ad- ways attend received opinions. When we pe-
dressing itself entirely to the fancy or the af- ruse the first histories of all nations, we are
fections, captivates the willing hearers, and apt to imagine ourselves transported into some
subdues their understanding. Happily, this new world, where the whole frame of nature
pitch it seldom attains. But what a Tully or a is disjointed, and every element performs its
Demosthenes could scarcely effect over a Ro- operations in a different manner from what it
man or Athenian audience, every Capuchin, does at present. Battles, revolutions, pesti-
every itinerant or stationary teacher can per- lence, famine, and death are never the effect
form over the generality of mankind, and ina of those natural causes which we experience.
higher degree, by touching such gross and Prodigies, omens, oracles, judgments quite
vulgar passions. obscure the few natural events that are inter-
The many instances of forged miracles, and mingled with them. But as the former grow
prophecies, and supernatural events, which in thinner every page, in proportion as we ad-
all ages have either been detected by contrary vance nearer the enlightened ages, we soon
evidence, or which detect themselves by their learn that there is nothing mysterious or su-
absurdity, prove sufficiently the strong pro- pernatural in the case, but that all proceeds
pensity of mankind to the extraordinary and from the usual propensity of mankind towards
the marvellous, and ought reasonably to be- the marvellous, and that, though this inclina-
get a suspicion against all relations of this kind. tion may at intervals receive a check from sense
This is our natural way of thinking, even with and learning, it can never be thoroughly ex-
regard to the most common and most cred- tirpated from human nature.
ible events. For instance: There is no kind of It ts strange, a judicious reader is apt to say,
report which rises so easily, and spreads so upon the perusal of these wonderful histori-
quickly, especially in country places and pro- ans, that such prodigious events never happen
vincial towns, as those concerning marriages; in our days. But it is nothing strange, I hope,
insomuch that two young persons of equal that men should lie in all ages. You must surely
condition never see each other twice, but the have seen instances enough ofthat frailty. You
whole neighbourhood immediately join them have yourself heard many such marvellous re-
together. The pleasure of telling a piece of lations started, which, being treated with scorn
news so interesting, of propagating it, and of by all the wise and judicious, have at last been
being the first reporters of it, spreads the in- abandoned even by the vulgar. Be assured that
telligence. And this is so well known that no those renowned lies, which have spread and
man of sense gives attention to these reports flourished to such a monstrous height, arose
till he find them confirmed by some greater from like beginnings; but being sown in a
evidence. Do not the same passions, and oth- more proper soil, shot up at last into prodi-

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OF MIRACLES

gies almost equal to those which they relate. ing supported by so great authority, and dis-
It was a wise policy in that false prophet, played by all the force of reason and eloquence,
Alexander, who, though now forgotten, was had entirely opened the eyes of mankind. It is
once so famous, to lay the first scene of his true; Lucian, passing by chance through
impostures in Paphlagonia, where, as Lucian Paphlagonia, had an opportunity of perform-
tell us,* the people were extremely ignorant ing this good office. But, though much to be
and stupid, and ready to swallow even the wished, it does not always happen that every
grossest delusion. People at a distance, who Alexander meets with a Lucian, ready to ex-
are weak enough to think the matter at all pose and detect his impostures.
worth enquiry, have no opportunity ofreceiv- I may add as a fourth reason which dimin-
ing better information. The stories come mag- ishes the authority of prodigies, that there is
nified to them by a hundred circumstances. no testimony for any, even those which have
Fools are industrious in propagating the im- not been expressly detected, that is not op-
posture; while the wise and learned are con- posed by an infinite number of witnesses; so
tented, in general, to deride its absurdity, that not only the miracle destroys the credit
without informing themselves of the particu- of testimony, but the testimony destroys it-
lar facts by which it may be distinctly refuted. self. To make this the better understood, let
And thus the impostor-above-mentioned was us consider that, in matters of religion, what-
enabled to proceed, from his ignorant ever is different is contrary; and that it is im-
Paphlagonians, to the enlisting of votaries, possible the religions of ancient Rome, of
even among the Grecian philosophers and Turkey, of Siam, and of China should, all of
men of the most eminent rank and distinc- them, be established on any solid foundation.
tion in Rome. Nay, could engage the atten- Every miracle, therefore, pretended to have
tion of that sage emperor Marcus Aurelius; so been wrought in any of these religions (and
far as to make him trust the success of a mili- all of them abound in miracles), as its direct
tary expedition to his delusive prophecies. scope is to establish the particular system to
The advantages are so great of starting an which it is attributed, so has it the same force,
imposture among an ignorant people that, though more indirectly, to overthrow every
even though the delusion should be too gross other system. In destroying a rival system, it
to impose on the generality of them (which, likewise destroys the credit of those miracles
though seldom, is sometimes the case), it has on which that system was established; so that
a much better chance for succeeding in re- all the prodigies of different religions are to
mote countries than if the first scene had been be regarded as contrary facts, and the evi-
laid in a city renowned for arts and knowl- dences of these prodigies, whether weak or
edge. The most ignorant and barbarous of strong, as opposite to each other. According
these barbarians carry the report abroad. None to this method of reasoning, when we believe
of their countrymen have a large correspond- any miracle of Mahomet or his successors, we
ence, or sufficient credit and authority to con- have for our warrant the testimony of a few
tradict and beat down the delusion. Men’s barbarous Arabians: And on the other hand,
inclination to the marvellous has full oppor- we are to regard the authority of Titus Livius,
tunity to display itself. And thus a story which Plutarch, Tacitus, and, in short, of all the au-
is universally exploded in the place where it thors and witnesses, Grecian, Chinese, and
was first started, shall pass for certain at a thou- Roman Catholic, who have related any mira-
sand miles distance. But had Alexander fixed cle in their particular religion; I say, we are to
his residence at Athens, the philosophers of regard their testimony in the same light as if
that renowned mart of learning had immedi- they had mentioned that Mahometan mira-
ately spread, throughout the whole Roman cle, and had in express terms contradicted it
empire their sense of the matter; which, be- with the same certainty as they have for the

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DAVID HUME

miracle they relate. This argument may ap- There is also a memorable story related by
pear over subtile and refined; but is not in re- Cardinal de Retz,° which may well deserve our
ality different from the reasoning of a judge, consideration. When that intriguing politician
who supposes that the credit of two witnesses, fled into Spain to avoid the persecution of his
maintaining a crime against any one, is de- enemies, he passed through Saragossa, the
stroyed by the testimony of two others, who capital of Arragon, where he was shown, in
affirm him to have been two hundred leagues the cathedral, a man who had served seven
distant at the same instant when the crime is years as a door-keeper, and was well known
said to have been committed. to every body in town, that had ever paid his
One of the best attested miracles in all pro- devotions at that church. He had been seen,
fane history is that which Tacitus reports of for so long a time, wanting a leg, but recov-
Vespasian, who cured a blind man in Alexan- ered that limb by the rubbing of holy oil upon
dria by means of his spittle, and a lame man the stump; and the cardinal assures us that he
by the mere touch of his foot, in obedience saw him with two legs. This miracle was
to a vision of the god Serapis, who had en- vouched by all the canons of the church; and
joined them to have recourse to the Emperor the whole company in town were appealed to
for these miraculous cures. The story may be for a confirmation of the fact; whom the car-
seen in that fine historian;* where every cir- dinal found by their zealous devotion to be
cumstance seems to add weight to the testi- thorough believers of the miracle. Here the
mony, and might be displayed at large with relater was also contemporary to the supposed
all the force of argument and eloquence, if prodigy, of an incredulous and libertine char-
any one were now concerned to enforce the acter, as well as of great genius; the miracle of
evidence of that exploded and idolatrous su- so singular a nature as could scarcely admit of
perstition. The gravity, solidity, age, and pro- a counterfeit, and the witnesses very numer-
bity of so great an emperor who through the ous and all of them, in a manner, spectators
whole course ofhis life conversed in a familiar of the fact to which they gave their testimony.
manner with his friends and courtiers, and And what adds mightily to the force of the
never affected those extraordinary airs of di- evidence, and may double our surprise on this
vinity assumed by Alexander and Demetrius. occasion, is that the cardinal himself, who re-
The historian, a contemporary writer, noted lates the story, seems not to give any credit to
for candour and veracity, and withal the great- it, and consequently cannot be suspected of
est and most penetrating genius, perhaps, of any concurrence in the holy fraud. He con-
all antiquity; and so free from any tendency sidered justly that it was not requisite, in or-
to credulity that he even lies under the con- der to reject a fact of this nature, to be able
trary imputation of atheism and profaneness: accurately to disprove the testimony, and to
the persons, from whose authority he related trace its falsehood through all the circum-
the miracle, of established character for judge- stances of knavery and credulity which pro-
ment and veracity, as we may well presume, duced it. He knew that, as this was commonly
eye-witnesses of the fact, and confirming their altogether impossible at any small distance of
testimony after the Flavian family was de- time and place, so was it extremely difficult,
spoiled ofthe empire and could no longer give even where one was immediately present, by
any reward as the price of a lie. Utrumaue, reason ofthe bigotry, ignorance, cunning, and
qui interfuere, nunc quoque memorant, post- roguery ofa great part of mankind. He there-
quam nullum mendacio pretium.> To which fore concluded, like a just reasoner, that such
if we add the public nature of the facts as re- an evidence carried falsehood upon the very
lated, it will appear that no evidence can well face of it, and that a miracle, supported by
be supposed stronger for so gross and so any human testimony, was more properly a
palpable a falsehood. subject of derision than of argument.

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OF MIRACLES

There surely never was a greater number of family, or himself, or in any other way strikes
miracles ascribed to one person, than those in with his natural inclinations and propensi-
which were lately said to have been wrought ties. But what greater temptation than to ap-
in France upon the tomb of Abbé Paris, the pear a missionary, a prophet, an ambassador
famous Jansenist, with whose sanctity the peo- fronyheaven? Who would not encounter many
ple were so long deluded. The curing of the dangers and difficulties in order to attain so
sick, giving hearing to the deaf, and sight to sublime a character? Or if, by the help of van-
the blind, were every where talked of as the ity and a heated imagination, a man has first
usual effects of that holy sepulchre. But what made a convert of himself, and entered seri-
is more extraordinary; many of the miracles ously into the delusion; who ever scruples to
were immediately proved upon the spot, be- make use of pious frauds in support of so holy
fore judges of unquestioned integrity, attested and meritorious a cause?
by witnesses of credit and distinction, in a The smallest spark may here kindle into the
learned age, and on the most eminent theatre greatest flame; because the materials are al-
that is now in the world. Nor is this all: a rela- ways prepared for it. The avidum genus
tion of them was published and dispersed every auricularum, the gazing populace, receive
where; nor were the Jesuits, though a learned greedily, without examination, whatever
body, supported by the civil magistrate and soothes superstition and promotes wonder.
determined enemies to those opinions, in How many stories of this nature have, in
whose favour the miracles were said to have all ages, been detected and exploded in their
been wrought, ever able distinctly to refute infancy? How many more have been celeb-
or detect them. Where shall we find such a rated for a time, and have afterwards sunk into
number of circumstances agreeing to the cor- neglect and oblivion? Where such reports,
roboration of one fact? And what have we to therefore, fly about, the solution of the
oppose to such a cloud of witnesses, but the phenomenon is obvious; and we judge in con-
absolute impossibility or miraculous nature of formity to regular experience and observation
the events which they relate? And this surely, when we account for it by the known and
in the eyes of all reasonable people, will alone natural principles of credulity and delusion.
be regarded as a sufficient refutation. And shall we, rather than have a recourse to
Is the consequence just, because some hu- so natural a solution, allow of a miraculous
man testimony has the utmost force and au- violation of the most established laws of na-
thority in some cases, when it relates the battle ture?
of Philippi or Pharsalia for instance; that there- I need not mention the difficulty of detect-
fore all kinds of testimony must in all cases ing a falsehood in any private or even public
have equal force and authority? Suppose that history, at the place where it is said to hap-
the Caesarean and Pompeian factions had, pen; much more when the scene is removed
each of them, claimed the victory in these to ever so small a distance. Even a court of
battles, and that the historians of each party judicature, with all the authority, accuracy, and
had uniformly ascribed the advantage to their judgement which they can employ, find them-
own side; how could mankind, at this distance, selves often at a loss to distinguish between
have been able to determine between them? truth and falsehood in the most recent actions.
The contrariety is equally strong between the But the matter never comes to any issue if
miracles related by Herodotus or Plutarch, and trusted to the common method of altercation
those delivered by Mariana, Bede, or any and debate and flying rumours, especially
monkish historian. when men’s passions have taken part on ei-
The wise lend a very academic faith to every ther side.
report which favours the passion of the re- In the infancy of new religions, the wise and
porter; whether it magnifies his country, his learned commonly esteem the matter too in-

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DAVID HUME

considerable to deserve their attention or re- traordinary event is still strong and lively
gard. And when afterwards they would will- among the people: That all travellers, who
ingly detect the cheat, in order to undeceive return from foreign countries, bring us ac-
the deluded multitude, the season is now past, counts of the same tradition, without the least
and the records and witnesses which might variation or contradiction. It is evident that
clear up the matter have perished beyond re- our present philosophers, instead of doubt-
covery. ing the fact, ought to receive it as certain,
No means of detection remain but those and ought to search for the causes whence it
which must be drawn from the very testimony might be derived. The decay, corruption, and
itself of the reporters: and these, though al- dissolution of nature, is an event rendered
ways sufficient with the judicious and know- probable by so many analogies, that any
ing, are commonly too fine to fall under the phenomenon which seems to have a tendency
comprehension of the vulgar. towards that catastrophe comes within the
Upon the whole, then, it appears that no reach of human testimony, if that testimony
testimony for any kind of miracle has ever be very extensive and uniform.
amounted to a probability, much less to a But suppose that all the historians who treat
proof; and that, even supposing it amounted of England should agree that, on the first of
to a proof, it would be opposed by another January 1600, Queen Elizabeth died; that
proof, derived from the very nature ofthe fact both before and after her death she was seen
which it would endeavour to establish. It is by her physicians and the whole court, as is
experience only which gives authority to hu- usual with persons of her rank; that her suc-
man testimony; and it is the same experience cessor was acknowledged and proclaimed by
which assures us of the laws of nature. When, the parliament; and that, after being interred
therefore, these two kinds of experience are a month, she again appeared, resumed the
contrary, we have nothing to do but subtract throne, and governed England for three years.
the one from the other, and embrace an opin- I must confess that I should be surprised at
ion, either on one side or the other, with that the concurrence of so many odd circum-
assurance which arises from the reminder. But stances, but should not have the least inclina-
according to the principle here explained, this tion to believe so miraculous an event. I should
substraction, with regard to all popular reli- not doubt of her pretended death, and of those
gions, amounts to an entire annihilation; and other public circumstances that followed it: I
therefore we may establish it as a maxim that should only assert it to have been pretended,
no human testimony can have such force as and that it neither was, nor possibly could be
to prove a miracle, and make it a just founda- real. You would in vain object to me the diffi-
tion for any such system of religion. culty, and almost impossibility of deceiving
I beg the limitations here made may be re- the world in an affair of such consequence;
marked, when I say that a miracle can never the wisdom and solid judgement of that re-
be proved, so as to be the foundation of a nowned queen; with the little or no advan-
system of religion. For I own that otherwise tage which she could reap from so poor an
there may possibly be miracles, or violations artifice: all this might astonish me; but I would
of the usual course of nature, of such a kind still reply that the knavery and folly of men
as to admit of proof from human testimony; are such common phenomena, that I should
though perhaps it will be impossible to find rather believe the most extraordinary events
any such in all the records of history. Thus, to arise from their concurrence, than admit
suppose, all authors, in all languages agree that of so signal a violation of the laws of nature.
from the first of January 1600 there was a to- But should this miracle be ascribed to any
tal darkness over the whole earth for eight new system of religion; men in all ages have
days: Suppose that the tradition of this ex- been so much imposed on by ridiculous sto-

328
OF MIRACLES

ries of that kind, that this very circumstance trial as it is by no means fitted to endure. To
would be a full proof of a cheat, and suffi- make this more evident, let us examine those
cient, with all men ofsense, not only to make miracles related in scripture; and not to lose
them reject the fact, but even reject it with- ourselves in too wide a field, let us confine
out farther examination. Though the Being ourselves to such as we find in the Pentateuch,
to whom the miracle is ascribed be, in this which we shall examine according to the prin-
case, Almighty, it does not upon that account ciples of these pretended Christians, not as the
become a whit more probable; since it is im- word or testimony of God himself, but as the
possible for us to know the attributes or ac- production of amere human writer and his-
tions of such a Being, otherwise than from torian. Here then we are first to consider a
the experience which we have of his produc- book, presented to us by a barbarous and ig-
tions in the usual course of nature. This still norant people, written in an age when they
reduces us to past observation, and obliges us were still more barbarous, and in all probabil-
to compare the instances of the violation of ity long after the facts which it relates, cor-
truth in the testimony of men, with those of roborated by no concurring testimony, and
the violation of the laws of nature by mira- resembling those fabulous accounts which
cles, in order to judge which of them is most every nation gives ofits origin. Upon reading
likely and probable. As the violations of truth this book, we find it full of prodigies and mira-
are more common in the testimony concern- cles. It gives an account ofa state of the world
ing religious miracles than in that concerning and of human nature entirely different from
any other matter of fact, this must diminish the present: of our fall from that state: of the
very much the authority of the former testi- age of man, extended to near a thousand years:
mony, and make us form a general resolution of the destruction of the world by a deluge:
never to lend any attention to it, with what- of the arbitrary choice of one people, as the
ever specious pretence it may be covered. favourites of heaven, and that people the coun-
Lord Bacon seems to have embraced the trymen of the author: of their deliverance from
same principles of reasoning. “We ought,’ says bondage by prodigies the most astonishing
he, ‘to make a collection or particular history imaginable. I desire any one to lay his hand
of all monsters and prodigious births or pro- upon his heart, and after a serious considera-
ductions, and in a word of every thing new, tion declare whether he thinks that the false-
rare, and extraordinary in nature. But this must hood of such a book, supported by such a
be done with the most severe scrutiny, lest we testimony, would be more extraordinary and
depart from truth. Above all, every relation miraculous than all the miracles it relates;
must be considered as suspicious which de- which is, however, necessary to make it be
pends in any degree upon religion, as the received, according to the measures of prob-
prodigies of Livy: And no less so, every thing ability above established.
that is to be found in the writers of natural What we have said of miracles may be ap-
magic or alchimy, or such authors who seem, plied, without any variation, to prophecies;
all of them, to have an unconquerable appe- and indeed all prophecies are real miracles, and
tite for falsehood and fable.’* as such only can be admitted as proofs of any
I am the better pleased with the method of revelation. If it did not exceed the capacity of
reasoning here delivered, as I think it may serve human nature to foretell future events, it
to confound those dangerous friends or dis- would be absurd to employ any prophecy as
guised enemies to the Christian Religion, who an argument for a divine mission or authority
have undertaken to defend it by the princi- from heaven. So that, upon the whole, we may
ples of human reason. Our most holy religion conclude, that the Christian Religion not only
is founded on Faith, not on reason; and it is a was at first attended with miracles, but even
sure method of exposing it to put it to such a at this day cannot be believed by any reason-

329
THOMAS MORE

able person without one. Mere reason is in- because of a hoax perpetrated on the people
sufficient to convince us of its veracity: and of Paphlagonia, whereby he made it appear
whoever is moved by Faith to assent to it is that the god Asclepius was being born in the
form of a serpent from a goose’s egg.]
conscious of a continued miracle in his own
4 Hist. Bk. IV, chap 81 Suetonius gives nearly
person, which subverts all the principles of his
the same account im vita Vesp.
understanding, and gives him a determination 5. [Of each event, those who were present, even
to believe what is most contrary to custom now keep speaking, though they get no re-
and experience. ward for lying.|
6 [Cardinal de Retz (1613-79), a French po-
litical leader. His Mémoires (1717) provide
Notes
insight into the court life of his time.]
1 [The presence of the body and blood of Christ 7 [Literally, ‘a gossip hungry race’; this is an
in the bread and wine of the Eucharist. | adaptation or misquotation of Humanum ge-
2 Plutarch, in vita Catonis Min. 19 [Life of Calo nus est avidum nimus auricularum: ‘the hu-
(the Younger)J. man race is too gossip-hungry’ (Lucretius, De
3 [In Alexander, the False Prophet, the Greek Rerum Natura, iv. 594).]
author Lucian (born c. 120) relates how Alex- 8 Nov. Org. lib, ii. aph. 29.
ander of Abonoteichos was hailed as an oracle

38 From A Dialogue Concerning Herestes*

Thomas More

... Well, I said, ... when they [the heretics] matters would be settled by their deliberations,
say that they never saw any of these miracles or at the very least the plaintiff would have a
themselves and therefore the miracles are no very hard time if they would believe nothing
proofto them, since they never saw them and except what was proved, and consider noth-
hence are not bound to believe them, they ing proved unless they saw it themselves.
seem to be either: (1) very negligent if they Thus everyone may consider himself uncer-
do not make any inquiries at all when they are tain of his own father if he will not believe
in doubt about the truth of such a weighty anyone, since the entire proof about it relies
matter, or (2) if they have made diligent in- upon one woman, and upon a person who,
quiries, then they will necessarily have heard though she knows the truth best, has the best
so many miracles recounted in speech and reason to lie if the paternity is wrong. Let us
writing by very good and credible persons that then relegate certainty about the identifies of
they seem to be unreasonably suspicious if they fathers to our wives’ mysteries. And if we be-
take to be sheer lies what so many trustwor- lieve nothing except what we ourselves see,
thy or probably trustworthy men report. If who can consider himself sure of his own
these men [i.e., the heretics |were judges, few mother, for it is possible that he was exchanged
in the cradle, and a rich man’s nurse might
*From Thomas More, A Dialogue Concerning exchange her own child for her master’s, and
Heresies, ch. 6, tr. Clarence Miller. keep her master’s for herself, in order to make

330
FROM A DIALOGUE CONCERNING HERESIES

her own child a gentleman at little expense. wrong opinion, if they would try to win the
And this would not be a difficult matter, if argument by laying bets, their confidence in
the mother has no earmark of her own child. nature and reason would cause them to lose
Sir, said your friend, [the young man], if I everything they bet on them. If there were a
should answer them [the heretics] in this way man in India who had never been outside his
and by these examples prove to them that rea- own country and had never seen any white
son binds them to believe such miracles as were man or woman in his whole life, since he sees
reported because many credible men recount innumerable people are black, he might think
them, since otherwise we should believe noth- that it is against the nature of man to be white.
ing except what we see ourselves and then the Now if nature seems to show him that this is
whole world would be full of confusion and so and if he should therefore believe that the
no judgments could be made except about whole world is lying if they tell him the con-
things done in the judge’s sight, I am afraid I trary, who would be in the wrong, the one
would give them very little satisfaction. For who believes in his reason and nature or those
they would soon reply that the examples are who, against his notion of reason and nature,
not relevant. But just as it is reasonable for tell him what is actually the truth?
me to believe honorable men in all such mat- Your friend [the young man] answered that
ters as can be true and about which I see no reason and nature did not tell the Indian that
reason for them to lie, so too it would be un- all men are black, but the Indian believed so
reasonable to believe men, however many they against reason and nature because nothing
may be and no matter how credible they seem, induced him to believe it except that he saw
in cases where reason and nature (either of no white person, which was no good reason.
which is more credible by itself than all of And if he had any learning he might perceive
them) show me clearly that their story is un- by nature that heat makes his country black,
true, as it must be if the matter is impossible, and for the same reason the cold of other
as it is in all these miracles. And in such cases, countries must make the people white.
even though I cannot see what they can gain Well, I said, and yet the Indian reaches his
by doing so, yet, since I see well enough that conclusion by a syllogism and by reasoning
their story could not be true, I must see very almost technically identical to the argument
well that it is not true. And therefore I must by which you prove that man is reasonable by
necessarily know that if they can gain nothing nature. What other evidence did you collect
by lying, they are not lying our of greed but that led you first to perceive it except that this
simply because they find pleasure in doing so. man is reasonable, and this man, and this man,
Certainly, I said, this is a very witty reply. and this man, and so forth for everyone you
And to tell the truth, at the stage we have see. Using the examples of those whom you
reached in the discussion of miracles, it is not know and presuming from them that no per-
far off the mark. But since this matter is im- son is otherwise, you conclude that every man
portant and a great many things depend on is endowed with reason. And the Indian thinks
it, we will not dismiss it so briefly but will take that his argument is more certain than yours.
one or two more steps in resolving it. And For he never saw anyone except black people,
first I will say to them [the heretics] that it whereas you see that many men are fools. As
would be difficult for them, and not a very for the fact that he hears from others that there
sure method, to believe that every man is ly- are white men elsewhere, this does not serve
ing who tells them a story as true that nature your purpose if you believe no witness against
and reason seem to show them is false and what your reason and experience show you.
impossible. For in this way they will err and And whereas you say that if the Indian had
clearly deceive themselves in many matters; learning, he should perceive that it is not
and sometimes, while they are certain of the against nature but rather consonant with na-

331
THOMAS MORE

ture that some other men in other countries about it, they were not at all amazed at it but
should be white, even though his countrymen rather laughed at it as an impossible lie. And
are black, so too perhaps if those whose side if they had continued to persist in that belief,
you support had some learning (as they do they would still to this day have lacked the
not), they would perceive quite well that rea- whole technique.
son demands they should give credence to Yet I will not deny that a man may be too
credible persons who tell them about things credulous in his beliefs and be led by such
that seem very distinctly against reason because examples to believe too much. A good fellow
they are distinctly above reason — and about and friend of mine, talking recently about this
this we have more to perceive in our later dis- matter of marvels and miracles and intending
cussion before we finish with the matter in as a joke to make me believe as true some-
hand. But in the meantime, to show you fur- thing that could never be, first brought up
ther what necessity there is to believe other what great force fire has when it makes it pos-
men about things not only unknown but also sible for two pieces of iron to be joined and
seemingly impossible, the Indian that we speak stick together, and with the help of the ham-
of cannot know by any learning the course of mer makes both of them one — which no ham-
the sun which enables him to perceive the mering could do without the fire. Since I daily
cause of his blackness, unless he does so see this process I assented. They he went on
through astronomy, and who can learn that to say something even more marvelous, that
science if he will not believe anything that fire will make iron run like silver or lead and
seems to him impossible? Or who would not be molded. I told him that I had never seen
think it impossible, if experience had not this but that I thought it to be true because
proved it, that the whole earth hangs in the he said he had seen it. Soon after this he
air and men walk foot facing foot and ships wanted me to believe that he had seen a piece
sail bottom facing bottom — a thing so strange of silver two or three inches in circumference
and seemingly so far against nature and rea- and less than a foot long drawn by hand
son that Lactantius, a very wise and learned through small holes drilled in an iron slab until
man, in the work he wrote entitled Divine In- it was reduced to a circumference of no more
stitutes considers it impossible and never ceased than half an inch and drawn out to I don’t
laughing at the philosophers for affirming that know how many yards. And when I heard him
point, which nevertheless has now been found say that he saw this himself, then I knew very
to be true by the experience of those who have well that he was joking.
sailed around the world in less than two years. Indeed, sir, said your friend [the young
Who would have thought it possible that glass man|, it was high time to part ways with him
is made of fern roots? Now if those who think when he came to that.
that according to reason such a thing is impos- Well, I said, what if I should tell you now
sible and who have never seen it done do not that I have seen the same thing?
believe anyone who tells them about it, though Honestly, he said jokingly, I would have
that does not put their souls in any danger, plenty of time to believe it when I had seen it,
still their knowledge is much diminished and and in the meantime I could not prevent you
they persist unreasonably in their error by re- from saying whatever you please in your own
fusing to believe the truth. house, but I would think that you were hu-
It is not yet fifty years ago since the first morously inclined to make a fool of me.
man (as far as men have heard) came to Lon- Well, I said, what if besides me there were
don who ever parted the gilt from the silver, ten or twenty honorable men who told you
reducing the silver to dust with a very clear the same story and said they had all seen it
liquid. It went to such lengths that when the done themselves?
refiners and goldsmiths of London first heard Honestly, he said, since I have been sent

SIV
FROM A DIALOGUE CONCERNING HERESIES

here to believe you, I would on that point you have silenced me so that I dare not be
believe you alone as much as all of them. bold enough to tell you that I have seen it
Well, I said, you mean you would believe myself. But surely, if witnesses would have
us all alike. But then what would you say if served me, I think I might have brought you
one or two of them would say even more? a great many good men who would say and
Indeed, he said, then I would believe them also swear that they have seen it themselves.
all the less. But, as it is, tomorrow I will perhaps get me a
What if they should show you, I said, that couple of witnesses, neither of whom (I know
they have seen that the piece of silver was very well) you will not mistrust.
gilded over and that when the same piece was Who are they? he said, for it would be hard
continuously drawn through the holes, the to find anyone whom I could trust more than
gilding was not rubbed off but extended in yourself; whatever I have said in jest, I hon-
length together with the silver so that the estly could not help believing you about what-
whole length of many yards was gilded from ever you should tell me in good earnest from
the gilding of the first piece, which was not a your own knowledge. But .. . master you or-
foot long? dinarily look so serious when you are joking
Surely, sir, I would say that those two who that many times men suspect you are joking
wanted to tell me so much more were not so when you intend to be serious.
clever in upholding.a lie as was the pilgrim’s Honestly, I said, I intend to be serious now,
companion, when the pilgrim told at York that and yet, however much you dare trust me, if
he had recently seen in London a bird that you will go with me I shall, as I said, provide
covered all of Paul’s Churchyard with its a couple of witnesses, any one of which you
wings. When the companion got to York on will believe better than two of me, for they
the next day he said that he didn’t see that are close friends of yours and you have been
bird, though he heard much talk about it, but better acquainted with them and they are such,
he saw in Paul’s Churchyard an egg so large as I dare say for them, as are not often accus-
that ten men could hardly move it with le- tomed to lying.
vers. This fellow could keep up the game with I beg you, he said, who are they?
a proper extension. But it is no proper way to Indeed, I said, your own two eyes, for if
uphold a lie to diminish your credence by af- you agree, I will bring you where you shall
firming the first lie and adding a more outra- see it, no further away than right here in Lon-
geous lie to it. don. And as for drawing out iron and brass to
Well, I said then, I have perceived that if such lengths, you will see it done in almost
ten should tell you so, you would not believe twenty shops in one street.
them. Indeed, sir, these witnesses will surely not
No, he said, not if twenty should. lie, as the poor man said about the priest, if I
What if ahundred men who seemed good may be so familiar as to tell you a merry tale
and credible should tell you? I said. in passing.
If they were ten thousand, he said, they A merry tale, I said, comes never amiss to
would have used up all their credibility with me.
me if they should tell me that they saw some- A poor man, he said, had found a priest
thing that I myself know is impossible accord- overly familiar with his wife, and because the
ing to nature and reason. For when I know it poorman spread it abroad and could not prove
could not be done, I know very well that they it, the priest sued him for defamation before
are all lying, no matter how many there are the bishop’s official. There the poor man,
who say they saw it done. upon pain of excommunication, was com-
Well, I said, since I see very well
that you manded [by the bishop] that on Sunday at
would not believe a whole town on this point, high mass in his parish church he should stand

333
J. A. COVER

up and say “Mouth, you are a liar.” Where- be, then it must follow that you ought to be-
upon, to fulfill his penance, he was set up ina lieve no one about many things that can be,
pew so that the people might gape at him and for it is all one to you whether they can be or
hear what he said. And there, having re- cannot be if it seems to you that they cannot
counted what he had reported about the be. And, truly, you cannot tell whether they
priest, he set his hands on his mouth and said can be or cannot be, unless they are two such
“Mouth, mouth, you are a liar.” And right things as imply contradiction, such as for one
after that he set his hand upon his eyes and and the same thing in one and the same part
said “But eyes, eyes, by heaven, you are not to be both black and white at the same time.
liars at all.” And so, sir, indeed, if you bring For otherwise many things will seem to you
me those witnesses, they will tell no lies at all. such as all reason will resist and nature will by
However, sir, even if this is true, as I hon- no means admit. And yet they will be done
estly believe and am sure that it is, still I am well enough and will be common and ordi-
not any more bound by reason to believe those nary enough in some other place. But now,
who want to tell me about a miracle. For since your whole recourse consists in this, that
though this thing is incredible to anyone who if you are told about a miracle you may with
hears it and strange and marvelous to anyone reason believe that all men lie because reason
who sees it, still it is something that can be and nature, which are more to be believed than
done. But whoever tells me about a miracle, all of them, tell you that what they say is wrong
tells me something that cannot be done. because what they describe as a miracle can-
I showed you this example, [rejoins More | not be done, I have showed you that nature
to remind you that in being too reluctant to and reason show you that many things can-
believe things that seem and appear impossi- not be done which are in fact done — so much
ble according to reason and nature when they so that when you see them done you may quite
are reported by credible witnesses who have well take them to be miracles, for reason and
no reason to lie, there is as much danger of nature cannot show you by what natural or-
error as in being too willing to believe. And, der and cause it could be done but rather you
furthermore, I have proved to you that if you will still see reason stand quite against it, as in
believe no one about such things as cannot the drawing of silver or iron.

39 Miracles and (Christian) Theism

J. A. Cover

1 Introduction Faith, echoing St Paul’s judgment that the


bodily resurrection of Christ is an unnegoti-
Many theists — perhaps most traditional the- able part ofit(I Corinthians 15: 17). But while
ists who approach the Sacred texts in anything Christians may find believing in miracles a
like an orthodox way — find “believing in mir- pretty natural thing to do, many others will
acles” a fairly natural thing to do.! Christians, express a good deal more skepticism about
for example, regard belief in miracles to be them. Leaving aside issues about the histor-
part and parcel of embracing the Christian ical reliability of the biblical record, many have

334
MIRACLES AND (CHRISTIAN) THEISM

claimed that belief in miracles is simply ir- St Augustine down to the present day. The
rational, or more severely that miracles are foundation for all such reflections rests on the
impossible. Here the believer may well con- two central philosophical questions about
fess to being at a loss to understand such an miracles just encountered. What are miracles?
attitude: what exactly is the source of such (That is the metaphysical question.) On what
skeptical doubts about miracles, and what grounds would one be rationally warranted in
could motivate the claim that “believing in believing that there are miracles? (That is the
miracles is irrational” or that “miracles are epistemological question.) These questions are
impossible?” Indeed, by the reckoning of some our main concern in what follows, along with
believers, miracles look to offer a veritable important subsidiary ones.
argument for God’s existence, or at very least
serve as good evidence for it: miracles (they
might say) point to God in just the way that 2 Violations of Law and
any effect points to its cause. Evidence for Miracles
The argument ofcourse can’t run so quickly
as all that. Miracles point to God only if there Christians have long believed that, among the
are miracles. While the existence of miracles set of all events that occur is a special subset
is pretty much what is to be expected by some- of events that are miraculous. What distin-
one believing in the God of traditional the- guishes these special, miraculous events — if
ism or the divinity of Christ more specifically, any there be — from the preponderance of oth-
the atheist or agnostic — who does not believe ers?
there exists any such God or divine person —
can scarcely be supposed to share that expec-
A What ts a Miracle? Getting
tation. If any “argument from miracles” is to
Started on the Metaphysical Question
earn its way into a proper dialogue between
the believer and the skeptic, the grounds upon The deployment of “miracle” in common us-
which particular events may be judged to be age has come to permit such expressions as
miracles must, it seems, be independent of the “her recovery was a miracle” or “it was a mira-
belief that God exists. Both the believer and cle that he wasn’t seriously injured.” Descrip-
skeptic alike, then — should any dialogue be tions of this sort typically highlight the
forthcoming — will know what conditions remarkable, unexpected nature of the event.
would be met if one were to be rationally jus- Unbelievers and Christians alike admit that in
tified in believing that some event is a mira- a universe as complex and complicated as ours,
cle. But one cannot evaluate the justification there will arise remarkable and unexpected
for believing that some event is a miracle un- occurrences: those with welcome conse-
less one knows what a miracle 7s—what con- quences may invite this loose description of
ditions an event must satisfy if it is to count as “miracle” without any implication ofreligious
miraculous. The believer and skeptic alike, significance or divine intervention. Where for
then, will know what a miracle is (or would many believers such usage will underscore the
be, were there any). providential character of an event, serving
Historically, the potential role of miracles perhaps to confirm one’s faith, the event in
in discussing Christian evidences — a second- question (the astounding recovery or amaz-
ary concern ofthis paper — has served as a use- ing lack of injury) might still be viewed as
ful context in which believers and skeptics of admitting of some explanation in terms of
intellectual good will have joined the dialogue natural causes — however complicated, how-
on miracles. Indeed, the question of miracles ever elusive. Such welcome but remarkable
has found a place in the philosophical reflec- events, no less than an unexpected tragedy or
tions of thinking Christians and skeptics from unfortunate freak of nature, may have their

S30
J. A. COVER

place in a divine economy, an economy that ening this second condition too much; for if
God in His wisdom and power could have we say that an event is a miracle only if it has a
woven into the fabric of nature itself. supernatural cause, shall we allow that Satan
So not all providential events are miracles. can perform miracles? Let us say that an event
Consider what would seem to be a clear case. is a miracle only if it is caused by God either
A man of seeming good health suddenly takes directly or through some divine agency, leav-
seriously ill. Despite the prayers of his sisters, ing others to settle the more finely-sliced de-
he soon thereafter ceases breathing, his heart tails of theological propriety.
stops, and he dies. He is buried in an earthen So we have at least two conditions that must
grave. Four days later, as the body begins to be met in order for an event to count as a
manifest signs of decay, a religious figure of miracle, on the standard conception. An event
devoted following arrives at the graveside. He eis a miracle only if (1) é violates at least one
weeps, but then declares with a loud voice, law of nature, and (2) é is caused by God
“Lazarus, come forth.” The man emerges either directly or through some divine agency.’
whole and living from the earthen grave.
Supposing (as believers do) that such an
B_ Problems for Miracles: Getting
event occurs, what sort ofspecial event is this?
Started on the Epistemological
On the standard conception, an event is a
Question
miracle only if it is contrary to the natural or-
der. To say that an event is “contrary to the Conditions (1) and (2) serve as our working
natural order” is simply to say that it is an ex- definition of “miracle,” on the standard
ception to the regular order of natural occur- construal. Of course defining something — e.g.
rences. Dead people do not, in the natural “dog,” “extra-terrestrial” — doesn’t get the
course of events, come back to life. In the thing (or things) into existence. The skeptic
words of David Hume, the eighteenth-cen- doubts that there ave any miracles, any events
tury skeptic and outspoken opponent of mira- satisfying our defining conditions (1) and (2).
cles, “a miracle is a violation of the laws of Believers think otherwise. Suppose, then, that
nature.”? On this standard conception, the the believer is confronted with (or is other-
notion of a miracle (and any evidential weight wise considering, perhaps in the form of his-
believers might view them as having) implies torical testimony or an eyewitness report)
a contrast with that to which the miraculous some event which she takes to be a miracle.
is said to be an exception. Were the course of Two questions clearly need answering: (a) Is
nature altogether random and lawless — were the event a violation of a law ofnature (i.e. is
the world such that sometimes dead people it what we'll call an anomalous event)?* and
remained dead, sometimes they did not, and (b) Is the event caused by God? That is, with
it was anybody’s guess how any particular case our standard conception ofa miraculous event
would turn out — we should have no concept in hand, a miracle will have to meet the
ofan exception or violation at all, and no event Anomalous Event condition (AE) and the
could serve as evidence ofdivine intervention. Divine Cause condition (DC). An event eis a
If being a violation of at least one law of miracle only if
nature is a necessary condition for an event’s
being a miracle, it is scarcely sufficient. An (AE) € is an anomalous event, and
event is a miracle, presumably, only if it is (DC) e is caused by God either directly or
caused directly by God. Perhaps this is too through some divine agency.
strong, if it leaves no room for allowing (say)
that Peter’s healing the lame man (Acts 3: 1- In the Introduction we encountered a con-
9) counts as the performance ofa miracle. And cern of many theists to better understand the
yet there may be risks in the direction of weak- skeptical attitude of unbelievers. Let’s set aside

336
MIRACLES AND (CHRISTIAN) THEISM

for now the most severe skeptical attitude, skeptic. The challenge is twofold, directed at
according to which miracles are impossible. the roles (AE) plays in two distinct tasks for
And let’s hang on to our context of dialogue the believer in dialogue with the skeptic. One
between the believer and the skeptic — our task is giving reasons for judging that an
secondary concern to evaluate the prospects anomalous event has indeed occurred; another
for any “argument from miracles” to the ex- taskis showing that such an anomalous event
istence of God. Even ifthe skeptic grants that points to a divine cause, and so is genuinely
miracles are metaphysically possible, there may miraculous. That is, given some candidate-
yet be epistemological challenges to believ- event ¢, we confront two questions: first, Is
ing rationally that miracles are actual. To be- (AE) indeed true? and second, Does the truth
gin, notice that according to the divine cause of (AE) establish the truth of (DC)? More
condition (DC), there can be no miracles un- carefully:
less God exists. Thus we can imagine one ob-
jecting that “there cannot be miracles which (1) Are there theistically neutral grounds
are evidence for God’s existence, because ac- on which to justify the belief that (AE)
cepting a description of an event as a miracle is true?
commits a man to acceptiing] the existence (II): Does the truth of (AE) serve as
of God.”> Our definition itself looks to beg theistically neutral evidence for believ-
the question against the unbelieving skeptic ing that (DC) is true?
about miracles.
But surely we can define “miracle” in a way If the dialogue with the skeptic is to progress
that — should any occur — entails the existence ina direction favoring the believer, then these
of God, without begging the question in favor central questions must each receive the an-
of theism generally or Christianity in partic- swer “yes.”
ular. What is at issue between the believer and From the vast literature on miracles, one can
unbelieving skeptic, presumably, isn’t whether distill three basic objections that skeptics might
miracles are good evidence for theism or Chris- raise in attempting to explain why we are not
tianity, but whether there is good evidence for (ever) able to answer “yes” to our two central
miracles. And traditionally, it is precisely (AE) questions above. The first two argue that we
— the existence of what we are calling an can never expect an affirmative answer to the
anomalous event — that is offered as evidence first question. The latter argues that we can-
for (DC) — the existence of a divine cause. not get an affirmative answer for the second
What the above objection teaches us, if it question. In the remainder ofthis section, we’ll
teaches us anything, is a lesson already encoun- present the objections themselves. Evaluating
tered: if the believer should like to argue from them is the task of sections 3 and 4, wherein
miracles to the existence ofa divine being, then the metaphysics and epistemology of miracles
it must be possible for the skeptic to recog- can be taken up in more detail.
nize evidence for, and form a warranted be-
lief about, the truth of (AE) without requiring (1) The Humean Objection In his famous
prior evidence for, or warranted belief about, essay “Of Miracles,” David Hume argues that
(DC). The skeptic will need unbiased — we it is never reasonable to believe that a miracu-
might say “theistically neutral” — grounds for lous violation of law has occurred.°® His argu-
claiming that some event is anomalous. ment begins with a reminder of how we do in
If there is no special problem with adopt- fact seem to justify our belief that something
ing the divine cause condition (DC) in our counts as a law of nature: observing that two
working definition, the deployment of the kinds of objects or events repeatedly and regu-
anomalous event condition (AE) confronts a larly occur together (unsuspended objects and
more serious challenge from the moderate falling, say, or deaths and irreversible decay)

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counts as very strong evidence that “All Fs encourage us to see that the most plausible
are Gs” is a genuine law (of gravity, or of irre- conclusion to draw — or anyway, an equally
versible biological decay). Indeed the constant good conclusion to draw from the evidence —
and repeated concurrence of such events is mot that a law of nature is violated, but rather
amounts to what Hume would call a “proof” that the generalization L thought to be a law
of the law: there being no a priori method of of nature is nota law of nature after all. Again,
discovering laws of nature, the observed uni- there is no a priori mechanism for identifying
form and regular behavior of objects and the correct laws of nature; hence there is no a
events provides the strongest evidence one priori route to the conclusion that some event
could possibly have for judging some gener- e has violated a law of nature. And since the
alization of the form “All Fs are Gs” to be a mechanism scientists do employ in proposing
law of nature. What, then, should the rational certain generalizations as laws is a broadly
person believe if confronted with testimony empirical one, it must remain open to theore-
for an alleged miraculous rising from the dead ticians and practitioners of science to recog-
(say) — an eyewitness report of even the strong- nize evidence against proposed laws when it
est credentials amounting to its own “proof?” arises, evidence of the need for some new, al-
We must weigh evidence against evidence, ternative law (or laws) L*. Just as science it-
proof against proof. And here the evidence self works in part by rejecting supposed laws
for it being true that all Fs are Gs must inevi- when the evidence no longer fits them, so the
tably outweigh the evidence for it being true skeptic will argue that this unexpected event
that there is an F that is mot a G; for against e — the supposed miracle — is simply good
the testimony of our witness stands the entire evidence that we have not correctly under-
host of repeated experiences to the contrary, stood the relevant laws of nature. Indeed, if
of regular and constant conjunction of Fs and we had properly latched on to the true laws
Gs. Since “the wise man always proportions of nature, we should no longer judge the
his belief to the evidence,” and since the tes- actual event e¢ as contrary to them. Nothing
timonial evidence for a miracle can never out- that actually happens is contrary to the truth.
weigh the repeated observational evidence for So if the man was really dead and did in fact
a law of nature, no evidence will ever com- come to life, then surely there is something
mand rational assent to the truth of a reported about the remarkable and complex biology of
miracle. In short, one is never justified in be- human organisms we have yet to learn. Of
lieving that (AE) is true for some event. The course, one who is antecedently disposed to
answer to our Question (I) is “no.” That is anticipate supernatural intrusions into the
Hume’s Objection. natural order — one already inclined to see re-
markable events like ¢ as divine interventions
(2) The Wrong Laws Objection Suppose that — will more readily judge events of that re-
— on grounds as yet forthcoming — Hume’s markable kind to be genuinely anomalous vio-
argument is rejected, and that one could be lations of law. But the conditions for judging
rationally warranted in judging a law of na- an event as genuinely anomalous must (recall)
ture to be violated. And suppose now that a be independent of such dispositions, such in-
candidate for such a case is in fact offered, i.e. clinations: the evidence is to be theistically
that we are justified in believing some distinct- neutral. So the skeptic is under no epistemic
ive and unexpected event ¢ to have occurred. obligation to do otherwise than regard an un-
Shall we claim that the anomalous event con- expected, heretofore unobserved event pre-
dition (AE) is true and that some law of na- cisely as any empirical scientist would: ¢ is
ture L is violated? Well, even if we are at best evidence for the need to reconsider
confronted with such evidence that e¢violates our present understanding of the powers in
some accepted law of nature, the skeptic will nature and the laws governing them. Once

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MIRACLES AND (CHRISTIAN) THEISM

again, we cannot conclude that (AE) is true; as acles have evidential value for theistic belief.
before, the answer to our central Question (I) In turning now to assess these objections, let’s
is “no.” That is the Wrong Laws Objection. begin with the Humean Objection. Doing so
will lead us pretty quickly to rethinking the
(3) The Non-Miraculous Anomaly metaphysical question about what miracles
Objection Suppose that — on grounds yet are. /
unspecified — the anomalous event condition
(AE) zsacknowledged to be true. That is, sup-
pose we are justified in believing ¢ to violate 3 Miracles and Laws: the
some law of nature L, and so may answer “yes” Metaphysical Question
to Question (I). From the existence of such Reconsidered
an anomalous event, can we infer the exist-
ence of a divine cause? Not at all straighta-
A Hume’s Oljection
way. From the truth of (AE) we can infer the There are three things to point out about
truth of (DC) omly if there could be no anoma- Hume’s challenge: the last of them will offer
lous events lacking a divine cause. But since, us a chance to think more clearly about the
for all we know, some events are anomalous nature of miracles and laws.
precisely because they are radically spontane- First, Hume’s objection looks to suppose
ous or otherwise uncaused events, there may that the only evidence one might have for a
be anomalous events that are not miracles.” miracle is the testimony of someone’s claim
Such events would be non-miraculous anoma- to direct observation. But there may be — in-
lies. Clearly an event’s lacking a natural cause deed, typically will be — evidence of another,
does not entail its having a supernatural cause. indirect sort; and such indirect evidence may
If non-miraculous anomalous events are thus well be strong enough to warrant positing the
possible, and ifthere is no theistically neutral existence of a genuinely anomalous event as
reason for saying “it’s more likely that ¢ has a its best explanation. Consider first a simple
supernatural cause than that ¢is radically spon- case by way of illustration. Imagine that a good
taneous (random) or otherwise uncaused,” friend and family man, Jones (as he is inevita-
then the evidential value of ¢ emerges to be bly called), is found dead on his bedroom
practically nil. A man rose from the dead. So? floor. Here is a surprising event that we ache
So it scarcely follows that God did it. Here to have explained. Suppose someone tells us
again, if one already believed that God exists and the authorities that they saw Jones com-
and took oneself to have some knowledge of mit suicide. No detective worth his salt would
the nature and plans of God, then one might stop with evidence of that sort, and call it a
well have grounds for believing that ¢ is due day. After all, the witness might be lying, or
to God. But independently of such theistically- deluded, or have poor eyesight. Rather, the
motivated dispositions for belief, the skeptic detective will seek out indirect evidence —
is without good reasons for judging the Jones’s own fingerprints on a gun lying
anomalous event ¢ to be evidence for the ex- nearby, a suicide note on the table, a host of
istence and activity of a divine being. Since antidepressant drugs in the medicine cabinet,
(DC) cannot be thereby reckoned true, the and so on. Where the direct testimony of our
answer to our Question (II) is “no.” That is witness might prove insufficient, further indi-
the Non-Miraculous Anomaly Objection. rect evidence might prove overwhelming: in-
deed, the hypothesis that Jones committed
Here then are three significant challenges — suicide might well explain all the other, in-
to the rationality of believing in miracles gen- direct evidence much better than any alter-
erally, and in particular to the believer who native hypothesis (murder in a bungled
would engage skeptics in arguing that mir- robbery attempt, say). Now consider the case

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of putative miracles. Here too, quite apart from to think that the invariable experience of past
the direct testimony of a witness, there may occurrences must always win out, and that one
well be many other such bits of indirect evi- could never have good grounds to revise laws
dence that are best explained by the hypoth- in the way scientists actually do. And that,
esis that an anomalous event did indeed occur, clearly, is much too strong. Hume has vastly
and which might well be far stronger than the overestimated the weight of past experience.
direct evidence. Thus, in addition to direct test- Third, some philosophers have worried that,
imony for the claim that Christ arose (“I saw in the context of arguing that the weight of
him in the Garden and he spoke to me!”) would “uniform experience” for some law always
be the empty tomb itselfand the burial clothes, trumps the weight of testimony for its viol-
the despondency of the Christ’s followers sud- ation, Hume has begged the question — 1.e.
denly giving way to great cheer and deep faith, has helped himself to something (namely the
and so on. Surely these things need explain- uniformity of experience) that can be known
ing; and it may emerge that such bits of in- only if it were already known that no anoma-
direct evidence are much better explained by lous event to the contrary has ever been expe-
Christ’s actual resurrection than by any com- rienced.’ The force of this charge against
peting hypothesis, and that such evidence is Hume rests on reading him as claiming not
even stronger than the testimony of our wit- simply that an individual’s experience of past
ness. Hume’s objection is one about the weight occurrences is uniform and regular, but rather
of evidence, and he has said nothing whatso- that all past occurrences have been uniform
ever about adding the weight of indirect evi- and regular, in accordance with laws. Although
dence for a genuinely anomalous event. this is not the most charitable reading of
Second, Hume’s Objection appears on re- Hume, it does point to what seems clearly
flection to be much too strong. The evidence beneath the surface of what Hume says about
of past experience for some regularity of miracles and their relation to laws of nature —
nature (all Fs are Gs) will, on his account, al- namely, an extreme skepticism about the pos-
ways be weightier than new contrary evidence sibility of miracles. Miracles, on the standard
for a violation. But if that were true as a gen- conception, are violations of at least one law
eral principle, it would entail that it is never of nature. But for Hume, laws of nature are
rational to believe — on the basis of direct test- simply true statements of the uniform and
imony or any other evidence — that an event regular behavior of natural objects and events.
having never before occurred, or having a very Were there no such uniform and regular
low likelihood of occurring based on past ex- behavior ofthe natural objects and events, we
perience, has in fact occurred. Yet surely it és should have no grounds for calling those state-
possible to have good evidence for believing ments /awsat all. Hence, our grounds for call-
that something highly improbable (relative to ing them laws are precisely our grounds for
past experience) has in fact occurred. Other- denying any event is miraculous.
wise, it should be impossible to have good Thus arises a more severe (we might still
evidence that (say) our best current estim- reckon it Humean) challenge to miracles:
ation for some law of nature now has new given the standard definition that miracles vio-
good evidence counting against it. Indeed, late a law of nature, there are no miracles,
were Hume’s Objection against miracles taken because they are impossible. More explicitly:
seriously, its partner objection — the Wrong
Laws Objection — could never even arise: one
A law of nature is a true universal generaliz-
could never have good reasons for saying (as ation of the form “All Fs are Gs” or “All so-
scientists clearly sometimes must) that sup- and-sos do such-and-such.” This is the stand-
posed scientific laws need to be revised on the ard account of a law of nature. Hence, anything
basis of new, contrary evidence. Hume seems that is a genuine law ofnature has no exceptions,

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MIRACLES AND (CHRISTIAN) THEISM

no counterinstances: if it really zs a law of na- exceptions. While such laws would of course
ture that all Fs are Gs, then there cannot be an admit of no natural exception — it being the
F that is not a G. Buta miracle is by definition a job of laws to mark off such exceptions as (let
violation of a law of nature. Thus: if(i) nothing us say) physically impossible — the laws may
could be a law of nature unless it is unviolated,
yet admit of supernatural exception. Suppos-
and (ii) no event could be a miracle unless it
ing as we do that the laws of nature are not
violates a law of nature, then no event could be
a miracle. Miracles are impossible.’ logically necessary, it is within precisely this
gap between what is physically possible and
This argument — we might call it the “impos- what is logically possible that miracles would
sibility argument” — is valid. What should the be expected to fall. This being so, the believer
believer make of it? may suggest that whatever lawful order God
at creation set into place, the resulting physi-
cal impossibility of a man’s rising from the
B_ Re-evaluating the Standard
dead tells not at all against such an event re-
Construal of Miracles as Violations
maining logically possible for God to bring
of Law
about by direct causal intervention in nature.
An unnegotiable part of orthodox theistic Such an intervention, yielding a singular
belief is that miracles are actual, hence possi- anomalous event, would not amount to any
ble. The believer thus has two options for re- new regularity of nature — no new, conflict-
sponding to the impossibility argument, ing law serving to replace those set in place at
corresponding to its two main premises — that creation. Such natural laws as there are, in-
(i) nothing could be a law ofnature unless it cluding any that a divine intervention may
is unviolated, and that (ii) no event could be have violated, remain in place as laws by which
a miracle unless it violates a law of nature. That the natural order is governed. Were there any,
is, the believer must judge the impossibility miracles would be — rather as one should ex-
argument to be unsound, claiming either that pect — events about which the predictions
laws of nature can be violated, or that mira- based on natural laws are simply in error.!°
cles are not violations of the laws of nature This account of miracles is not without its
but are in some other way anomalous. Let’s difficulties. Most obvious among them, surely,
examine briefly the first of these options. is the strain of having to say that some-
Among the most central considerations rec- thing could be a law of nature despite being
ommending that miracles be construed as vio- false. All else being equal, one would like an
lations of laws of nature is the following pair account of miracles and their relation to natu-
of intuitions, shared by many believers and ral laws that avoids speaking of false laws of
unbelievers alike: (a) miracles, if any there be, nature. Other difficulties arise as consequences
are fundamentally divine interventions into the of the requirement that miracles are non-
causal order of nature; and (b) the concept of repeatable singularities. The requirement is
causation is fundamentally a concept of lawlike apparently crucial: were there any recurring
regularity. Together, these recommend what connection in the world between Fs and non-
we’ve been calling the standard conception Gs — between dead men and revived men —
of a miracle. Suppose now that one believed we should no longer have grounds for judg-
miracles are possible and yet wished to retain ing Lto bea law of nature at all, to which ¢ is
the standard conception of a miracle, insist- a miraculous counterinstance. In order to pre-
ing that a miraculous event, if it occurred, serve L as a genuine law and ¢ as genuinely
would violate some law of nature L. In this anomalous, many philosophers (Smart and
case one shall have to deny premise (i) of the Swinburne notably among them) have thus
impossibility argument, and say that some- insisted that miracles must be non-repeatable.
thing could be a law of nature even if it had Here we clearly have an additional, newly-

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proposed necessary condition for an event’s ous enough. Especially the first: for purposes
counting as a miracle; and just as clearly it is of dialogue, the believer and the skeptic can
not something either the believer or unbeliever surely agree that item (a) forms part of the
need accept. First, it is quite obscure how ex- definition of a miracle — that miracles are or
actly we are to understand this notion of an would be brought about by God in a super-
unrepeatable singularity. If an event is re- natural way, from outside of nature. The rub
garded as a spatio-temporal particular — an comes in accepting (b), and with it the idea
individual thing’s having a certain property at that something could be a genuine law of the
a particular place at a particular time — then form “All Fs are Gs” even if it is falsified by
no event is repeatable. The event of Lazarus’s some miraculous F that isw’t a G. And it is
coming to life at place p at time ¢ cannot be important to see that accepting (a) doesn’t in
repeated. If on the other hand an event is re- any way require one to accept (b) — doesn’t
garded as an instance of some general descrip- commit one to accepting the Humean view
tion, then most events (including, say, the that causality is fundamentally a matter of
rising of a person every time Christ says lawlike regularity among events. The theistic
“Arise”) are repeatable. But suppose the de- proponent of the standard construal has en-
sired notion of non-repeatability can be ren- couraged us to see that the natural order es-
dered intelligible. We should nevertheless ask tablished at creation does nothing to exclude
(second): What is to prevent an all-powerful God’s power of bringing it about that some F
lawgiver from performing a certain sort of is not-G. Fair enough. Why not view this as
miracle with some regularity, or at least with an invitation to grant that the causal powers
some frequency? Whether God intervenes in enjoyed by God permit His bringing about
a certain way with regularity or frequency is, occurrences that cannot be caused by the natu-
surely, His own business.!? ral forces operative in created objects left to
themselves? That is — now following two
Christian philosophers of a bygone era — we
C An Alternative Construal:
can say with St Thomas Aquinas and G. W.
Causal Laws and Miracles as Non-
Leibniz that miracles are occurrences which
Violations
are beyond the natural causal powers of any
One cannot help but wonder if there isn’t a created thing to bring about:!* the natural
more satisfactory account of miracles and laws forces operative in a human body dead for four
of nature that will avoid the impossibility ar- days cannot cause that body to rise anew in
gument. A second option for rescuing the living health. What God can cause is some-
possibility of miracles, noted earlier, would thing the powers operative in the body itself
part company from the standard construal of cannot cause.
miracles by denying premise (ii) of the argu- This non-Humean view of causation as fun-
ment, that miracles are violations of law. What damentally an intrinsic power to bring about
are the prospects for taking this route? or make happen — powers that objects possess
Recall again the two basic intuitions, shared or lack in virtue of the kinds of objects they
by many believers and unbelievers alike, that are — isn’t merely an alternative to Hume’s
motivate the standard picture of miracles and intuition (b) above. It highlights an impor-
their relation to natural laws: (a) miracles, if tant weakness in granting too quickly the
any there be, are fundamentally divine inter- simple Humean picture of laws themselves.
ventions into the causal order of nature; and According to intuition (b), causation is fun-
(b) the concept of causation is fundamentally damentally a concept of regularity or lawlike
a concept of lawlike regularity among events, universal generalization. But clearly not all
expressed in generalizations of the form “All universal generalizations are laws of nature. It
Fs are Gs.” Those might have seemed innocu- may well be that as a matter of empirical ob-

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MIRACLES AND (CHRISTIAN) THEISM

servation of fact, all dogs born at sea are ated objects? On this non-Humean proposal,
labradors; but this accidentally true generali- we would be well-placed to insist that what
zation hardly supports the predictive and ex- distinguishes some regularity as a genuine law
planatory status that we believe genuine laws of nature is that it be one expressing what
to possess — one licensing an inference to (say) occurrences the natural causal powers of ob-
“if my beagle were to have pups at sea, they jects must and cannot give rise to. In the
would be labrador retrievers.” Some gener- course of nature, dead human bodies must
alizations are weak, expressing that all Fs are suffer decay, and beagles cannot have labrador
Gs and nothing more than that; but the genu- pups. The “must” and “cannot” here express
inely lawful generalizations are stronger, ex- what we earlier described as physically neces-
pressing something closer to “All Fs have to sary and physically impossible — a “must” and
be Gs.” Crucially, then: how is the original “cannot” that, however strong, isn’t so strong
Humean account to secure this character of as to threaten the causal powers of God should
laws as expressing a kind of necessity that mere He will to intervene.
accidental regularities lack? By a stroke of good luck, this brief excur-
Perhaps it can be captured by regarding laws sion into the metaphysics of causality and laws
of nature as having some sort of prescriptive has welcome payoffs. First, if not all regulari-
necessity, rather like that of legal statutes: in ties are laws of nature, then the believer faces
this way, perhaps we’d be able to construe laws no special threat from repeated or regular
as having the form “Necessarily, all Fs are Gs,” miracles: laws of nature, expressing causally
while nevertheless allowing them (like legal necessary connections between kinds of
statutes) to be violated and to not entail that events, may not exhaust all the regularities
all Fs are Gs.'* Perhaps. But it isn’t at all clear there are. Moreover, if (on our non-Humean
how recognizing some kind of necessity in the construal) laws are those generalizations ex-
generalization can weaken the generalization pressing what occurrences the natural causal
itself, so that it permits Fs that aren’t Gs. powers in objects must and cannot give rise
Moreover, it is unclear how the prescriptive to, then we now have very plausible motiv-
force of an imperative or command (“No driv- ation for viewing the scope of laws of nature
ing over 55 mph”) can have the descriptive to be implicitly restricted in just this way —
content that we take laws of nature to in fact restricted, that is, to occurrences in which only
have: laws not only prescribe how the natural natural causal powers are operative. Laws of
world must go but describe how the natural nature are about the natural causal goings on
world is (“All metals are conductors”). We in the created world. This being so, it remains
might hope to retain this intuition that laws open to claim that events not caused by the
of nature are rather like divine injunctions, but operation of natural powers in created objects
still think of laws as both descriptive and pre- do nothing to threaten the truth of natural
scriptive — by construing them as “expressions causal laws. That threat, recall, was the diffi-
of a faithful God’s free governance of the culty with accepting (b) above. We now see
world,” i.e. as stipulations of how God does that believing in events having supernatural
and would act (bring about a G) in this or causes needn’t saddle one with believing that
that particular circumstance (when there’s an there are false laws of nature, laws having ex-
F).!* But this threatens to make God the im- ceptions. Miracles are so to speak “gaps” in
mediate causal source of all occurrences, nature, occurrences having causes on which
“natural” and “unnatural” (miraculous) alike. laws of nature are simply silent. The laws are
If we should like to regard miracles as genu- true, and simply don’t speak to events caused
ine interventions by God into the natural causal by divine intervention. (Laws of nature are,
order, don’t we do better to recognize, as we after all, laws of nature, not supernature:
did above, a natural causal efficacy within cre- miracles can be supra natura without being

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contra natura.) In short, then, miracles are proposition that must be acknowledged as true
anomalous ~ i.e. non-nomological or non- by any rational person reflecting on it, the
lawlike — not because they violate laws of objection from Naturalism against this new
nature, but rather because the laws of nature construal of miracles would seem to be little
don’t speak to their causal origins at all. Laws more than special pleading.
can be silent without being false. One can imagine the following rejoinder
from the naturalist: “Well, what’s sauce for
the goose is sauce for the gander. Unless the
D> Naturalism and Miracles believer were already committed to the exist-
The Christian theist, hoping to defend the ence of supernatural causes, there seems little
rationality of believing in miracles and inquire reason for denying the Naturalist thesis — the
into their evidential status for theistic belief thesis that every event in nature is necessarily
generally, can avoid the impossibility argu- such that there is some prior natural event
ment by denying its Humean assumptions. which, together with the laws of nature, caus-
That is genuine progress in the dialogue with ally explains its occurrence. Let us remain
the skeptic. A final bit of progress can be made theistically neutral, and set putative actions of
by turning to the following important objec- God aside. Why think there are any ‘gaps’ in
tion, which represents the most common mis- nature, any events on which the causal laws of
giving about miracles from the contemporary nature get no grip via prior natural events?”
world-view of non-believers. “Whatever else Notice first that this reply misses its target.
they are (or would be), miracles are (would The believer is aiming here to articulate a co-
be) occurrences in the natural world having a herent account of miracles as possible, in re-
supernatural cause. But surely, whatever caus- ply to the severe skeptical argument for their
ally explains an occurrence in the natural world impossibility. So the central question isn’t
must itself be part of the natural world. Indeed, whether we have good reasons for claiming
to causally explain the occurrence of some that Naturalism is false, but rather whether
event ¢ in the natural world is just to show there are good reasons for claiming that Natu-
that ¢ is in accordance with some causal law ralism is true. The believer’s point is that
of nature. Thus every event in the natural world Naturalism isn’t something any rational per-
has a natural causal explanation. Statements son is constrained to believe, and conclude
of natural law are universal generalizations that miracles are possible. In urging the non-
applying to all events, and so any commit- violation construal of miracles as possible, the
ment to the truth of laws of nature (as above) believer needn’t at this stage provide good
entails that miracles cannot occur.” reasons for believing that Naturalism is false
The weakness of this challenge — call it the (and conclude that miracles are actual).'*
challenge of Naturalism, after the prevalent Sull, it would be nice to have something
world-view from which it emerges — is the as- positive from the believer by way of rejecting
sertion of Naturalism itself. Need one believe the naturalist position. Shy of rejecting it
it? Unless one were already committed to the merely to safeguard their belief in miracles,
impossibility of supernatural causes, there are there any plausible reasons for denying
seems to be little reason for insisting that the that every event in nature is such that some
natural world must be a “closed system,” that prior natural event, together with the laws of
every event in nature is necessarily such that nature, causally explains its occurrence?
there is some prior natural event that, together Perhaps so. Consider those events we call
with the laws of nature, causally explains its free actions of human creatures (agents), ac-
occurrence. For all the naturalist’s devotion tions for which we are morally responsible
to it, Naturalism is a philosophical hypoth- because we could have done otherwise than
esis, not an argument. Far from leaning on a perform them. Many philosophers have rea-

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MIRACLES AND (CHRISTIAN) THEISM

soned as follows. Laws of nature do express way.!° If this agent-causal theory of freedom
necessary connections between kinds of is coherent, then miracles on the non-stand-
events. But if a// events in the natural world ard, non-violation construal of them are thus
are subject to these laws, then every event — possible. Indeed, one might see in agent-causal
human actions among them - is causally ne- freedom a useful model for the nature of
cessitated by past events together with the laws miraculous divine intervention. Just as we as
of nature. Since we are not in control of the free agents are causally responsible for some
past or the laws of nature, it would not be events whose occurrence cannot be predicted
within our power to do otherwise than we do. by a complete description of the past together
(Should it turn out that the laws of nature are with the true laws of nature, so God is agent-
irreducibly probabilistic and some or all events causally responsible for miraculous events
are by nature unavoidably chancy or random, meeting the same description.
then here too it would not be genuinely up
to us what action was performed). But since
we are free agents — since it sometimes 7s up 4 Miracles and Evidence: the
to us what action we perform — it must follow Epistemological Question
that not all human actions are causally neces- Reconsidered
sitated by past events together with the laws
of nature. Notice, then: in performing a free Or so the believer in miracles might well claim.
action, we do not violate any law of nature. But a coherent story about the world needn’t
Rather, free actions represent “gaps,” events be a true story: wide is the gate to coherence,
on which the laws ofnature get no grip in the and narrow the way to truth. If the severe
sense just described. For in the case of some skeptical challenge to the possibility of mir-
particular volition (willing or deciding to raise acles is, at long last, well enough behind us,
one’s hand, say), it is not a prior event caus- there remain skeptical challenges to the actu-
ing the volition in accordance with laws of ality of miracles. Two such challenges are still
nature, but rather the person herself, a free on board. According to the Wrong Laws Ob-
agent exercising a power to bring that deci- jection, any candidate e for an anomalous event
sion about (rather than some other). That is — one which the laws of nature together with
what we mean when we say that “she decided prior natural events cannot explain — is at best
to perform the action,” and what we imply evidence that we’ve gotten the laws of nature
when claiming that “she is morally respons- wrong. According to the Non-Miraculous
ible for doing it.” So once again, while it re- Anomaly Objection, even if that remarkable
mains the case that laws of nature are true, event zsanomalous and falls outside the scope
and express causally necessary connections of the true laws of nature, it can succeed in
between events, the occurrence of events hav- pointing to divine cause only if non-miracu-
ing free agents as their cause must, on this lous anomalies are impossible. Both of these
agent-causal theory of freedom, recommend objections are directed at the truth of the mira-
against the claim that every event in nature is cle claims of theism generally and Christian-
necessarily such that some prior natural event ity in particular.
plus the laws of nature causally explains its How deeply do these objections cut against
occurrence. Having earlier denied that all the rationality of believing in miracles, and
regularities express causal connections, we can against the historically influential project of
here deny as well that all causal connections many believers to offer the moderate skeptic
instantiate a regularity — deny, that is, that (b) an “argument from miracles” in defense of
the concept of causation is at bottom a con- theism?
cept of lawlike regularity.
Many philosophers have reasoned in that

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J. A. COVER

A Wrong Laws, Non-Miraculous entailing that miracles are not actual. The
Anomalies, and Theistic Evidences naturalist will recommend what many see as
the hallmark ofaproper scientific methodol-
The second of these questions provides a use-
ogy — expanding and revising our account of
ful point of entry for answering the first. In nature and the laws governing occurrences
approaching this second question, it will help within it, in the face of new and contrary ob-
to reflect briefly on how difficult it is to show servations. The point is that putative “evi-
that some theory is true. Recall again our dence” will always be evaluated relative to
working “definition” of a miracle: ¢ is a
prior beliefs or background theory.’” And so
miracle only if whatever “evidence from remarkable events”
one might offer in favor of ebeing a genuine
(AE) eis an anomalous event, and gap in nature on which the laws get no grip,
(DC) e is caused by God either directly or the skeptic’s commitment to a thorough-
through some divine agency. going Naturalism will permit an alternative
construal on which such an event counts not
And recall again our two central questions: at allas evidence for the existence of genuine
given some remarkable event e, anomalies — for events lacking causal explana-
tion in terms of prior events plus the laws of
(I) Are there theistically neutral grounds nature. Since no event all of its own counts as
on which to justify the belief that (AE) purely neutral grounds for believing that it
is true? falsifies a law of nature, what we earlier called
(II)... Does: the-truth,of (AE) serve as the Wrong Laws Objection is always available:
theistically neutral evidence for believ- in that case, our central question (I) will be
ing that (DC) is true? answered “no.” Moreover, even ifthe skeptic
were, for whatever reasons, to become con-
The obstacles confronting anyone aiming to vinced that some remarkable event in fact has
show that there are events having divine causes no cause in prior natural events, it remains a
are no different in kind from those confront- further option to insist that whatever is caused
ing any other effort to establish the truth of to occur is caused by prior natural events. The
some philosophical theory — say, that there anomalous event in question, having no cause
are events having free human creatures as in prior events, would thus be intrinsically
causes. A skeptic about agent-causation may spontaneous or uncaused, and such a skeptic
grant the coherence of such a theory without would conclude that, however it may seem to
cowering in the face of so-called “evidence us to be, miracles are not something our world
from free actions,” opting instead for some enjoys (seeming to be a miracle scarcely entail-
alternative theory about the relation of hu- ing 15a miracle). Since events having no cause
man action to natural laws. No human action in prior events don’t by themselves serve as
all on its own counts as (we might say) free- theistically neutral evidence for believing that
dom-theoretically neutral evidence for the some event is the upshot of a divine cause,
truth of agent-causation. Likewise the unbe- what we earlier called the Non-Miraculous
lieving skeptic can, while granting the logical Anomaly Objection is always available. In that
posstbility of genuinely anomalous events, fairly case, our central question (II) will be answered
persist in a view of the physical world accord- snos
ing to which all events are causally explained In short, there is no forcing one to accept
in terms of prior events together with the laws the occurrence of miracles.
of nature. Such a person, far from recoiling in But of course, there is no forcing anyone to
the face of “evidence from unexpected believe anything. The real question is what it
events,” will have open to him alternatives is most reasonable to believe. How reason-

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MIRACLES AND (CHRISTIAN) THEISM

able is the Wrong Laws Objection? That will lief that every event has natural cause. Yet to
depend upon the details — different cases of many, it would — all things considered — seem
putative anomalies bringing with them differ- far more reasonable to retain the existing can-
ent details. Avoiding too many details, sup- ons ofbiology, and to infer that the phenom-
pose that we grant the familiar demand for enon is genuinely anomalous and that
theistically neutral evidence. It may yet emerge Naturalism is false.
in the case of some putative anomaly that our One can’t help but wish for a clearer way of
remarkable event ¢ proves so stubbornly recal- deciding, on purely neutral grounds, when one
citrant to explanation by any remotely plaus- stance is more reasonable than another. Which
ible gerrymandering of existing scientific laws, of the two stances, prior to any other consid-
that one goes further in preserving the unity erations or details, is 7” its own right objec-
of science by admiting ¢ as miraculous than tively more reasonable, more likely to be true
one could possibly go by revamping the well- — the idea of Naturalism, or the idea of events
earned claims ofnatural science to rescue ¢ as having no natural causes?
a lawfully-caused event. W. V. O. Quine has It is far from clear that there is a good an-
likened theories or world-views to coherent swer to this question, a “right” answer that
“webs of belief,” which we confirm to the anyone who is rational would be obliged to
extent that its predictable consequences are accept.
in fact observed,and refute to the extent that Something similar arises in connection with
we observe phenomena contrary to its pre- the Non-Miraculous Anomaly Objection.
dictions. Disconfirming evidence isn’t a Here too the believer might make progress
wholesale refutation of the entire lot, of without arriving at anything like a proof —and
course: it refutes only those bits of our theory then, despite the progress, still confront re-
or world-view contributing to the false pre- sidual worries about what is most reasonable
diction, and it is those bits that need adjust- to believe. Suppose it were granted that some
ing. And not all adjustments are created equal. remarkable event ¢ is genuinely anomalous.
Says Quine, we rescind what seems “least cru- Such an anomalous event points to God (i.e.
cial to our overall theory. We heed a maxi- is genuinely miraculous) only if it has a divine
mum of minimal mutilation. . . . The ultimate cause. But as the Non-Miraculous Anomaly
objective is so to choose the revision as to Objection is keen to remind us, one can prove
maximize future success in prediction. .. .”'8 that our anomalous event ¢ has a divine cause
In the case of genuinely recalcitrant evidence only if one can provide some proof against ¢’s
such as a genuine anomaly, it may emerge that having no cause at all. And this simply cannot
one minimizes mutilation, and maximizes fu- be proven. The event could be anomalous pre-
ture success in prediction, by preserving the cisely because it is a spontaneous, uncaused
larger bulk of one’s theory and its laws while event. Lacking any route from anomalous-
jettisoning the peripheral assumption of Natu- event premise (AE) to divine-cause conclu-
ralism. (Theists can do science. Newton did, sion (DC), the believer is unable to answer
like many theists before and after him.) “ves” to our central question (II).
The naturalist does of course believe that The initial progress comes in noting this
every event must be causally explainable in weakness of the objection: it presumes that
terms ofprior natural events together with the the only available argumentative route to a
laws of nature; but is it reasonable that this conclusion — the only way of supporting some
article of faith should trump the successful laws claim as reasonable to believe — is a deductive
of biological science? That question is not eas- one, in the form of a genuine proof. The be-
ily answered. For a thoroughgoing naturalist, liever will remind us that, even if there is 2o
the anomaly may shake their confidence in the deductive route from (AE) to (DC), it hardly
established laws of science, but not their be- follows that there is 0 route whatever from

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J. A. COVER

(AE) to (DC) - no way at all in which an are less reasonable than divinely caused events?
anomaly can serve as rational grounds or good While many do find themselves quite natu-
evidence for believing that it has a divine cause. rally believing this weaker claim, the skeptic
Much of legal and scientific reasoning takes may find himself quite naturally believing oth-
the form of an abductive (non-deductive) “in- erwise: to the skeptic, it seems more reason-
ference to the best explanation.” When as- able to accept the existence of an uncaused
tronomers came to realize that the orbit of event than to accept the existence of an invis-
Uranus exhibited unexpected deviations from ible divine cause. Which view, i” its own right,
their best calculations of what it should be, all on its own, is objectively more rational,
their best explanation — the only reasonable more likely to be true?
explanation, given everything else known Once again, it is far from clear that there is
about the solar system — was that there must a good answer to this question, a “right” an-
exist a gravitational force exerted by some swer that anyone who is rational would be
theretofore unknown (and as yet undiscov- obliged to accept.
ered) heavenly body, affecting the orbit of
Uranus. That reasonable belief led to the search
B_ The Rationality of Belvef in
for, and eventual discovery of, the planet we
Miracles
call Neptune. In this case, as in a vast range of
others like it, while one lacks anything like a Yet perhaps this residual challenge from Non-
deductive proof, one nevertheless has good Miraculous Anomalies isn’t so worrisome as
evidence grounding the inference to what best all that. As before, different cases bring with
explains it. It is of course possible that (unlike them different details. Mightn’t there be cases
all other planets) there is simply no gravita- presenting us with evidence — quite beyond
tional explanation for the orbit of Uranus. But the anomalous event itself — for its having a
surely it is far and away more reasonable, given divine cause? You can have evidence for my
the evidence, to believe that some other gravi- causing some occurrence if you see me bring
tational body exists. it about. That sort of evidence won’t be avail-
In the same way, while a positive “argu- able in the case of an invisible God. But sup-
ment from miracles” may not be available to pose that you know me and my inner character
enlist some remarkable event ¢ as proof of the well—well enough to know that if you call me
existence of God, it may nevertheless be more on the phone and ask that I send you $50,
reasonable to claim that é has a divine cause then you will receive the money from me.
than to claim that ¢is spontaneous, inexplica- Should you ask me for money, receiving it is
ble, uncaused. The occurrence of some re- evidence that I sent it. Had you not asked,
markable event that is inexplicable in terms of you almost certainly wouldn’t have found an
past events and the laws of nature is perhaps envelope with money taped to your front
good evidence that it was caused by some- door: surely the best explanation for the mon-
thing outside nature. Indeed many people ey’s appearing on your door is that I put it
would claim that the idea of an event being there. Elijah knew the inner character of the
altogether uncaused, having no causal expla- God of Abraham and Isaac well enough: he
nation whatsoever, is simply unreasonable. asked God to consume the bullock and stones
Fair enough. Many people would claim that. and wood and water on Mount Carmel, and
Would they be right? The residual worry con- fire came down from a cloudless sky to con-
cerns how one could show, or plausibly de- sume the altar. That, surely, is evidence of
fend, this claim that the idea of an uncaused God’s causing the fire. In this case at least,
event is an unreasonable one. Indeed, how isn’t it more reasonable to suppose that fire
would one go about showing or defending from a cloudless sky was caused by God, and
even the weaker claim — that uncaused events less reasonable to suppose it was uncaused?

348
MIRACLES AND (CHRISTIAN) THEISM

It certainly seems so. The skeptic will of success or failure of an argument showing that
course wonder if the story of Elijah is even some event is indeed anomalous and has a
true. For better or worse, one has rather fewer divine cause. Consider the first of these analo-
examples of candidate miracles, nowadays, gous claims. The central task of the historical
earning a spot in the respectable broadcasts project of “giving evidences” is one of defend-
of CNN, to present the skeptic. It 7s worth ing the rationality of the Christian faith against
remembering that the believer in miracles, the charge that (in the first instance) believ-
hoping to offer the skeptic an “argument from ing in God is unwarranted or somehow ille-
miracles” in defense of theism, needs an event gitimate — that in light of the evidence,
to offer up for discussion that the skeptic will accepting theism is irrational or otherwise
accept as a candidate. Moreover, the skeptic epistemically deficient. But now what evidence
will remind us that 4e doesn’t know the inner is that, and what exactly makes believing the-
character of any God well enough to call pu- ism in light of it irrational? Many skeptics will
tative cases of asking and receiving evidence say that theistic belief is not rational simply
of a divine cause. The evidence, recall, was to because it is not very likely true, because it
be unbiased, theistically neutral. does not command a suitably high degree of
What about this demand for theistically rational assent — in short because it is not very
neutral evidence, and its relevance to the ra- highly probable or likely given other beliefs.
tionality of believing in miracles? Yet surely a good deal rides on (i) what those
Approached frony the historical dialogue other beliefs are, and (ii) the prior likelihood
in which believers have sought to deploy or probability one assigns to them. Consider
miracles in support of theism, the project of first item (ii): relative to what assignments of
Christian evidences is best conceived as de- prior probability to these other beliefs are we
fending the rationality of the Christian faith, assessing the likelihood of theism? If our re-
not as proving it. There is no convincing proof cent reflections (and the history of intellect-
for Naturalism, but it is not thereby irrational ual thought) have taught us anything, they
to believe; there is no argument for theism have taught us that few if any beliefs of deep
that every rational person must accept, but it consequence wear an obvious and intrinsic
isn’t thereby irrational to believe. If the chal- probability on their sleeves. Considered on
lenges from Wrong Laws and Non-Miracu- their own, which view is intrinsically more
lous Anomalies to some extent diminish one’s reasonable, more likely, more probable — that
confidence that questions (I) and (II) can all events are caused, or that some are
readily earn the affirmative answers required uncaused? Naturalism, or theism? There is no
by a positive “argument from miracles” to good answer to these questions, no reason to
divine agency, they tell rather little against the think there are any such intrinsic probabili-
rationality of believing in miracles. Some final ties attaching to such beliefs. This returns us
reflections on this point will allow us to re- immediately to (i): what are these other be-
consider the two worries most recently en- liefs relative to which theism is said to enjoy
countered — about the difficulty of judging only a low probability? No doubt theism is
one view to be objectively more reasonable highly improbable relative to naturalism, but
or likely than another, and about the demand the believer is scarcely obliged to judge the
for theistically neutral evidence. rationality of theism against the “evidence”
The believer needn’t suppose that the of naturalism.
rationality of the Christian faith stands or falls Is the believer rational in accepting theism?
with the success or failure of positive argu- Well, the likelihood of theism will depend on
ments proving the existence of God. Likewise, the antecedent probabilities assigned to other
the theist needn’t suppose that the rationality of his or her beliefs. Among these may be
of believing in miracles stands or falls with the — why not? — the deliverances of religious

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J. A. COVER

experience, and/or a traditional argument for silent, will for the believer depend on the an-
the existence of God, and/or an acquired faith tecedent probabilities assigned to other of his
via general revelation. If the believer is in pos- or her beliefs. Among these may be — why
session of no outweighing reason for doubt- not? — the deliverances of religious experience,
ing the deliverances of one or another of these and/or arguments for the existence of God,
sources of belief, their prior probabilities for and/or an acquired faith via general revela-
that person will be sufficiently high to count tion. If the believer is in possession of good
for them as evidence for believing in theism. reasons for accepting (no outweighing rea-
Theism may for all that (for all one can show) sons for rejecting) the deliverances of one or
turn out to be false, but the believer will not another of these sources of belief, their prior
be irrational in accepting it. probabilities for that person may be suffi-
So then, back to miracles. If the rationality ciently high to count as grounds for believ-
of holding theistic beliefs does not stand or ing that gaps in nature — cases of laws being
fall with the success or failure of positive ar- silent — are not particularly improbable at all.
guments for the existence of an all-powerful, Indeed, the contents of these prior beliefs may
all-knowing and perfectly benevolent personal be rich enough to invite the expectation of
being, neither does the rationality of believ- divine intervention.!? True enough: if what is
ing in miracles stand or fall with positive ar- counted as grounds for a person’s believing
guments for the existence of causal “gaps” some claim is to be assessed relative to
due to divine intervention. Imagine a renewed likelihoods enjoyed by prior beliefs or back-
Humean Objection, directed against our non- ground theory, then an unbeliever — sharing
standard conception of a miracle. “Vast no such beliefs as those deliverances of reli-
stretches of experience have shown that natu- gious experience and natural theology and
ral events can be explained in terms of laws of faith might provide — may well lack sufficient
nature. The weight of evidence for it being grounds for believing that violations of law
true that all events are causally explainable in are not improbable. But the believer needn’t
terms of laws of nature, is invariably greater be in that position. And the believer who
than the weight of evidence for it being true isn’t in that position, who aims to defend
that some event has no lawful explanation. the rationality of believing in miracles, needn’t
The rational person, weighing evidence assume the posture of “adopting” it by
against evidence, likelihood against likelihood, obliging the familiar demand for “theistically
must always withhold assent to the truth of a neutral evidence.”?°
reported miracle. The improbability that laws
of nature have gaps is always extremely high,
and so the probability that there are miracles is Notes
always extremely low.” Now we’ve learned al- 1 Where now “believing in miracles” is believ-
ready that past experience cannot show that ing that miracles actually have occurred, as the
laws of nature have no gaps. So the real ques- Sacred texts on a traditional reading of them
tion is this: must the believer agree that the would imply — not necessarily that miracles are
improbability of a law of nature being silent commonplace and identifiable occurrences,
(getting no grip, having a gap) is always ex- nowadays or ever. Our narrowed focus on
tremely high? There is no obvious and intrin- Christian theism in what follows is pretty much
arbitrary: we might have narrowed our sights
sic probability attaching to the naturalist claim
toward any of the Judeo-Christian religions.
that laws of nature have no gaps, that nature
2 David Hume, An Enquiry Concerning Human
never encounters outside intervention. Is the
Understanding, 3rd edn, ed. L. A. Selby-Bigge
believer irrational in accepting the occurrence and P. H. Nidditch (Oxford: Clarendon Press,
of miracles? Well here too, the likelihood of 1975), p. 114. From the same paragraph:
gaps in nature, of instances where laws are “It is no miracle that a man, seemingly in

350
MIRACLES AND (CHRISTIAN) THEISM

good health, should die on a sudden... . But 9 Representatives of this line of argument can
itis a miracle that a dead man should come to be found in Nicholas Everitt, “The Impos-
life. ...” We’ll encounter presently Hume’s sibility of Miracles,” Religious Studies, 23
reason for claiming that one should never be- (1987), pp. 347-9 and in Alastair McKinnon,
lieve such accounts as the Lazarus story. ““Miracle’ and ‘Paradox’,” American Philo-
Thus David Hume’s “accurate definition” in- sophical Quarterly, 4 (1967), pp. 308-14.
cludes both conditions: a miracle is “a trans- 10 On this notion that miracles are singular (non-
gression ofa law of nature by a particular regular) violations of laws of nature left other-
volition of the Deity, or by the interposition of wise intact as genuine laws, see Ninian Smart,
some invisible agent” (Enguiry(1975), p. 115, Philosophers and Religious Truth (London:
n.l). SCM Press, 1964), ch. 2 and Richard
“Anomalous” literally means “non-lawful.” Swinburne, The Concept of Miracle, ch. 3.
The most obvious way for an event to be ll G. W. Leibniz writes in a letter of 1687 to
anomalous is for it to violate a law of nature. Antoine Arnauld that “[I]t seems to me that
Whether it is the oly way shall be taken up in the concept of a miracle does not consist of
Section 3(C). rarity. ... I believe that God can make gen-
Apparently one needn’t imagine this objection: eral rules for himself in respect even of mir-
the quoted misgiving is offered in ch. 1 of acles; for example, if God decided to bestow
Richard Swinburne’s The Concept of Miracles his grace immediately or to carry out another
(London: Macmillan, 1970), as grounds for action of that kind every time a certain cir-
taking seriously the claim that such a defini- cumstance occurred, this action would never-
tion of “miracle” “.. . seems to place a restric- theless be a miracle, albeit an ordinary one.”
tion on the use of the term not justified in 12 See Aquinas’s Summa Contra Gentiles III,
general by practice.” 102, and Leibniz’s claim (in his Fifth Letter of
The essay “Of Miracles” comprises section X the Correspondence with Clarke) that mir-
of Hume’s Enquiry (1975, pp. 109-31); see acles are events that “exceed the powers of
Reading 36 in this present volume. While creatures” (§ 118) and are “inexplicable by
Hume’s argument against miracles in the En- the powers of creatures” (§ 122).
quiry of 1748, sketched here, became famous Is This proposal is offered by George Mavrodes
even in Hume’s day and remains so, its main in his “Miracles and the Laws of Nature,” Faith
thrust seems to have been anticipated in a and Philosophy, 2 (1985), pp. 333-46. The
much less well-known text of Thomas More misgiving to follow is due to Joshua Hoffman’s
(1478-1535), “A Dialogue Concerning Her- “Comments on ‘Miracles and the Laws of
esies” (see Reading 37 in this volume). Nature’,” at pp. 347-52.
Alternatively, for all we know the event was 14 This proposal is offered by Del Ratzsch in his
caused — but by Satan, say. That (recall) is an “Nomo(theo)logical Necessity,” Fazth and
issue we’ve set aside. Philosophy, 4 (1987), pp. 383-401. The mis-
“ ..it is a miracle, that a dead man should giving to follow (with “all occurrences” being
come to life; because that has never been ob- qualified by “except human free actions”) is
served in any age or country. There must, acknowledged by Ratzsch (p. 400).
therefore, be a uniform experience against 15 Nor is it clear that the believer will at any stage
every miraculous event, otherwise the event need antecedently good arguments against
would not merit that appellation. And as a Naturalism in order to be warranted in believ-
uniform experience amounts to a proof, there ing that miracles are actual. That will emerge
is here a direct and full proof, from the nature in section 4 below.
of the fact, against the existence of any mir- 16 Many, but by no means all. On what might
acley. se (David Hume [1975)5'p. lls), ins be called the “causal indeterminist” view of
passage, and the worry just noted, are discussed freedom, a person’s reasons cause their vol-
by Antony Flew (who is otherwise sympathetic itional choices, but indeterministically (see
with Hume) in his Hume's Theory of Belief Robert Kane, The Significance of Free Will
(London: Routledge and Kegan Paul, 1961), (Oxford: Oxford University Press, 1996)). On
pp. 217ff. what might be called a “simple indeterminist

I
J. A. COVER

view,” there need be no cause at all of an for Smith, given other beliefs C and D that
agent’s volitions: a free action nevertheless Smith holds.
admits of non-causal reasons explanation, in 18 W. V. O. Quine, Pursuit of Truth (Cambridge,
terms of the contents of an agent’s intentions Mass.: Harvard University Press, 1990),
to perform it (see Carl Ginet, “Reasons Ex- pp. 14-15.
planation of Actions: an Incompatibilist Ac- 19 Suppose an eyewitness reports the occurrence
count,” in James E. Tomberlin (ed.), ofaputative miracle ¢. On any reasonable un-
Philosophical Perspectives 3: Philosophy of Mind derstanding of probability, the conditional
and Action Theory (Atascadero, Calif.: probability P(e/7) that e occurs given the re-
Ridgeview, 1989)). port 7 is bound to be higher than the bare
17 Caution: the point isn’t to deny that there is a unconditional probability P(e) of e alone. The
fact of the matter, for any propositions P and Humean objector might be claiming that,
Q, as to whether probability of Q alone is however much the report 7 will inevitably raise
higher or lower than the probability of Q given the probability of it’s being true that e oc-
(on the evidence of) P. The point is rather that curred, 7 can never raise it sufficiently high to
if the rational credibility of some belief for a warrant belief, given that the prior probability
person, or strength of that person’s warrant P(e) of e’s having occurred is so very low to
for believing, comes in degrees, then we may begin with. But by whose reckoningis that prior
speak of aproposition’s raising or lowering the probability so very low to begin with?
degree of rational credibility or warrant for a 20 I am grateful to Eleonore Stump and especi-
person relative to other beliefs the person has ally Michael Murray, for comments on an
(alternatively, is warranted in having). Call the earlier, shorter paper from which this is drawn.
intended relation of “raising the degree of I am also indebted to my colleagues Mike
credibility or warrant” R. P could then stand Bergmann (a believer) and Martin Curd (a
in R to Q for Jones, given other beliefs A and skeptic) for talking with me at length about
B that Jones holds, yet fail to stand in R to Q miracles: both are, I’m sure, perfectly rational.

352
Prayer

40 Petitionary Prayer*

Eleonore Stump

Ordinary Christian believers of every period Discussion of it can be found, for example, in
have in general taken prayer to be fundamen- Origen’s third-century treatise on prayer,’ in
tally a request made of God for something various writings of Aquinas,* and, very re-
specific believed to be good by the one pray- cently, in a book by Keith Ward.*
ing. The technical name for such prayer is Put roughly and succinctly, the problem
“impetration;” L am going to refer to it by comes to this: is a belief in the efficacy and
the more familiar designation “petitionary usefulness of petitionary prayer consistent with
prayer.” There are, of course, many impor- a belief in an omniscient, omnipotent, per-
tant kinds of prayer which are not requests; fectly good God? It is, therefore, a problem
for example, most of what is sometimes called only on certain assumptions drawn from an
“the higher sort of prayer” — praise, adora- ordinary, orthodox, traditional view of God
tion, thanksgiving — does not consist in re- and of petitionary prayer. If one thinks, for
quests and is not included under petitionary example, as D. Z. Philipps does,* that all “real”
prayer. But basic, common petitionary prayer petitionary prayer is reducible to the petition
poses problems that do not arise in connec- “Thy will be done,” then the problem I want
tion with the more contemplative varieties of to discuss evaporates. And ifone thinks of God
prayer, and it is petitionary prayer with its spe- as the unknowable, non-denumerable, ulti-
cial problems that I want to examine in this mate reality, which is not an entity at all, as
paper. Keith Ward does,® the problem I am inter-
Of those problems, the one that has per- ested in does not even arise. The cases which
haps been most discussed in the recent litera- concern me in this paper are those in which
ture is the connection between petitionary someone praying a petitionary prayer makes a
prayer and miracles. For instance, if one be- specific request freely (at least in his own view)
lieves in divine response to petitionary prayer, of an omniscient, omnipotent, perfectly good
is one thereby committed to a beliefin mira- God, conceived of in the traditional ortho-
cles? But as much as possible I want to avoid dox way. I am specifying that the prayers are
this issue (and several others involving peti- made freely because I want to discuss this
tionary prayer’) in order to concentrate on just problem on the assumption that man has free
one problem. It is, I think, the problem stem- will and that not everything is predetermined.
ming from petitionary prayer which has most I am making this assumption, first because I
often occurred to ordinary Christian believ- want to examine the problem on the assump-
ers from the Patristic period to the present. tion that man has free will and Christian be-
lievers, and I think their understanding ofthe
*From American Philosophical Quarterly, 16:2 problem typically includes the assumption that
(1979), pp. 81-91. Reprinted with permission. man has free will, and secondly because adopt-

sos
ELEONORE STUMP

ing the opposite view enormously complicates which one reacts to any other name — and that
the attempt to understand and justify petition- could happen because it seems specially pre-
ary prayer. If all things are predetermined — cious or also (for example) because it seems
and worse, if they are all predetermined by specially feared. On this understanding of the
the omnipotent and omniscient God to whom request, it would be fulfilled if everyone (or
one is praying — it is much harder to conceive almost everyone) took a strongly emotional
of a satisfactory justification for petitionary and respectful attitude towards God’s name.
prayer. One consequence of my making this But it may be that this is too complicated as
assumption is that I will not be drawing on an interpretation of the request, and that to
important traditional Protestant accounts of regard God’s name as holy is simply to love
prayer such as those given by Calvin and and revere it. In that case, the request is ful-
Luther, for instance, since while they may be filled if everyone or almost everyone regards
thoughtful, interesting accounts, they assume God’s name very reverentially. And there are
God’s complete determination of everything. New Testament passages which foretell states
I think that I can most effectively and plau- of affairs fulfilling both these interpretations
sibly show the problem which interests me by of the request — prophesying a time at or near
presenting a sketchy analysis of the Lord’s the end of the world when all men fear or
Prayer. It is a prayer attributed to Christ him- love God’s name, and a time when the inhab-
self, who is supposed to have produced it just itants of earth are all dedicated followers of
for the purpose of teaching his disciples how God.?
they ought to pray. So it is an example of The second request in the Lord’s Prayer is
prayer which orthodox Christians accept as a that God’s kingdom come. Now according
paradigm, and it is, furthermore, a clear in- to orthodox Judaeo-Christian beliefs, God is
stance of petitionary prayer. Consequently, it and always has been ruler of the world. What
is a particulariy good example for my purposes. then does it mean to ask for the advent of his
In what follows, I want to make clear, I am kingdom? Plainly, there is at least some sense
not concerned either to take account of con- in which the kingdom of heaven has not yet
temporary Biblical exegesis or to contribute been established on earth and can be waited
to it. Iwant simply to have a look at the prayer and hoped for. And this request seems to be
—in fact, at only half the prayer — as it is heard for those millennial times when everything on
and prayed by ordinary twentieth-century earth goes as it ought to go, when men beat
Christians. their swords into plowshares (Isaiah 2: 4) and
As the prayer is given in Luke 11, it con- the wolf dwells at peace with the lamb (Isaiah
tains seven requests. The last four have to do 11: 6, 65: 25). This too, then, is a request for
with the personal needs of those praying, but a certain state of affairs involving all or most
the first three are requests of a broader sort. men, the state of affairs at the end of the world
The first, “Hallowed be thy name,” is com- prophesied under one or another description
monly taken as a request that God’s name be in Old and New Testament passages (cf., e.g.,
regarded as holy.” Iam not sure what it means Revelation 21: 1-4).
to regard God’s name as holy, and I want to And it seems closely related to the object
avoid worries about the notion ofhaving atti- of the third request, “Thy will be done on
tudes towards God’s name. All the same, I earth as it is in heaven.” There is, of course, a
think something of the following sort is a sen- sense in which, according to Christian doc-
sible interpretation of the request. The com- trine, God’s will is always done on earth. But
mon Biblical notion ofholiness has at its root that is the sense in which God allows things
a sense of strong separateness.® And it may be to happen as they do (God’s so-called “per-
that to regard God’s name as holy is only to missive will”). God permits certain people to
react to it very differently from the way in have evil intentions, he permits certain peo-

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PETITIONARY PRAYER

ple to commit crimes, and so on, so that he fail to establish it? Or will he establish it just
wills to let happen what does happen; and in because Jimmy Carter asked for it, though he
this sense his will is always done. But in heaven, would not have done so otherwise? Even Cart-
according to Christian doctrine, it is not that er’s staunchest supporters might well find it
God permits what occurs to occur, and so wills frightening to think so; and yet if we do not
in accordance with what happens, but rather answer these questions in the affirmative, the
that what happens happens in accordance with prayer seems futile and pointless. So either an
his will. So only the perfect good willed un- omniscient, omnipotent, perfectly good God
conditionally by God is ever done in heaven. has predetermined this state of affairs or he
For God’s will to be done on earth in such a hasn’t; and either way, asking for it seems to
way, everyone on earth would always have to make no sense. This conclusion is applicable
do only good. This request, then, seems to to other cases of petitionary prayer as well.
be another way ofasking for the establishment To take just one example, suppose that Jimmy
of God’s kingdom on earth; and it also seems Carter prays the altruistic and Christian prayer
linked with certain New Testament prophe- that a particular atheistic friend of his be con-
cies — there will be a “new earth,” and the verted and so saved from everlasting damna-
righteous meek will inherit it (cf., e.g., Mat- tion. If it is in God’s power to save that man,
thew 5: 5 and Revelation 5: 10 and 21: 1-4). won’t he do so without Jimmy Carter’s
What I think is most worth noticing in this prayers? Won’t a perfectly good God do all
context about all three of these first requests the good he can no matter what anyone prays
of the Lord’s Prayer is that it seems absolutely for or does not pray for? Consequently, ei-
pointless, futile, and absurd to make them. ther God of his goodness will save the man in
All three seem to be requests for the millen- any case, so that the prayer is pointless, or there
nium or for God’s full reign on earth. But it is some point in the prayer but God’s good-
appears from New Testament prophecies that ness appears impugned.
God has already determined to bring about We can, I think, generalize these arguments
such a state ofaffairs in the future. And if God to all petitionary prayer by means of a varia-
has predetermined that there will be such a tion on the argument from evil against God’s
time, then what is asked for in those three re- existence.'! (The argument that follows does
quests is already sure to come. But, then, what not seem to me to be an acceptable one, but
is the point of making the prayer? Why ask for it is the sort of argument that underlies the
something that is certain to come whether you objections to petitionary prayer which I have
beg for it or flee from it? It is no answer to been presenting. I will say something about
these questions to say, as some theologians what I think are the flaws in this argument
have done,’ that one prays in this way just later in the paper.)
because Jesus prescribed such a prayer. That
attempt at an answer simply transfers respon- (1) Aperfectly good being never makes the
sibility for the futile action from the one pray- world worse than it would otherwise be
ing to the one being prayed to; it says nothing if he can avoid doing so.
about what sense there is in the prayer itself.
On the other hand, if, contrary to theological The phrase “than it would otherwise be” here
appearances, the things prayed for are not should be construed as “than the world would
predetermined and their occurrence or non- have been had he not brought about or omit-
occurrence is still in doubt, could the issue ted to bring about some state of affairs.” In
possibly be resolved by someone’s asking for other words, a perfectly good being never
one or another outcome? IfJimmy Carter, say, makes the world, in virtue of what he himself
(or some other Christian) does not ask for does or omits to do, worse than it would have
God’s kingdom to come, will God therefore been had he not done or omitted to do some-

o00
ELEONORE STUMP

thing or other. Mulatis mutandis, the same be absolutely perfect (i.e. there is and
remarks apply to “than it would otherwise be” always will be evil in the world) —
in (4) and (7) below.
implies the conclusion of the argument from
(2) An omniscient and omnipotent being evil. That is not a surprising result since this
can avoid doing anything which it is not argument is dependent on the argument from
logically necessary for him to do. evil.!?
(3) .«. An omniscient, omnipotent, perfectly
good being never makes the world worse (9) What is requested in every petitionary
than it would otherwise be unless it is prayer is or results in a state of affairs the
logically necessary for him to do so. (1, realization of which would make the
2) world either worse or better than it
(4) Aperfectly good being always makes the would otherwise be (that is, than it
world better than it would otherwise be would have been had that state of affairs
if he can do so. not been realized).
(5) An omniscient and omnipotent being
can do anything which it is not logically It is not always clear whether a petitionary
impossible for him to do. prayer is requesting just an earthly state of af-
(6) .. An omniscient, omnipotent, perfectly fairs, or God’s bringing about that earthly state
good being always makes the world bet- of affairs. So, for example, when a mother
ter than it would otherwise be unless it prays for the health of her sick son, it is not
is logically impossible for him to do so. always clear whether she is requesting simply
(4, 5) the health of her son or God’s restoration of
(7) Itis never logically necessary for an om- the health of her son. If we can determine the
niscient, omnipotent, perfectly good be- nature of the request on the basis of what the
ing to make the world worse than it one praying desires and hopes to get by means
would otherwise be; it is never logically of prayer, then at least in most cases the re-
impossible for an omniscient, omnipo- quest will be just for some earthly state of af-
tent, perfectly good being to make the fairs. What is important to the mother is simply
world better than it would otherwise be. her son’s getting well. For a case in which the
(8) .. An omniscient, omnipotent, perfectly request is for God’s bringing about some
good being never makes the world worse earthly state of affairs, we might consider
than it would otherwise be and always Gideon’s prayer concerning the fleece, dis-
makes the world better than it would cussed below. In any event, I intend “state of
otherwise be. (3, 6, 7) affairs” in this argument to range broadly
enough to cover both sorts ofcases.
This subconclusion implies that unless the
world is infinitely improvable, either the world (10)... If what is requested in a petitionary
is or will be absolutely perfect or there is no prayer is or results in a state of affairs
omniscient, omnipotent, perfectly good be- the realization of which would make
ing. In other words, (8) with the addition of the world worse than it would other-
a pair of premises — wise be, an omniscient, omnipotent,
perfectly good being will not fulfill that
(1) The world is not infinitely improvable request. (8)
(11). If what is requested in a petitionary
and prayer is or results in a state of affairs
the realization of which would make
(1) Itis not the case that the world is or will the world better than it would other-

356
PETITIONARY PRAYER

wise be, an omniscient, omnipotent, (12) ought to be understood as saying that


perfectly good being will bring about no prayer is itself efficacious in causing a
that state of affairs even if no prayer change of the sort it was designed to cause.
for its realization has been made. (8) An argument which might be thought to ap-
ply here, invalidating the inference to the con-
It might occur to someone here that what is clusion (13), is that prayer need not effect any
requested in at least some petitionary prayers change in order to be considered efficacious,
is that God bring about a certain state of af- provided the offering of the prayer itself is a
fairs im response to the particular petitionary sufficient reason in God’s view for God’s
prayer being made. In such cases, of course, it fulfillment of the prayer.'* In other words, if,
is logically impossible that God bring about for certain reasons apart from consideration
what is requested in the petitionary prayer in of a prayer for a state of affairs S, God has
the absence of that petitionary prayer. It is not determined to bring about S, a prayer for S
clear to me that there are such cases. The fa- may still be considered to be efficacious if and
miliar entreaties such as “Hear the voice of only if God would have brought about Sjust
my supplications” (Psalm 28: 2) in the Psalms in response to the prayer for S. But I think
seem to me not to be cases of the relevant that even if this view is correct, it does not in
sort, because they seem to be an elaborate fact invalidate the inference to (13). There is
“Please” rather than anything influencing the a difference between being efficacious and
nature of what is requested in the prayer. Per- having a point. This argument about the effi-
haps one of the best candidates for such a case cacy of prayer seems to assume that not all
is Gideon’s prayer about the fleece: “If you answers to prayer will be of the
will save Israel by my hand, as you have said, I overdetermined type. And as long as a believer
will put a fleece of wool on the floor and if is not in a position to know which states of
the dew is on the fleece only and it is dry on affairs are divinely determined to occur regard-
all the earth, then I will know that you will less of prayers, there is some point in peti-
save Israel by my hand, as you have said” tionary prayer — any given case may be one in
(Judges 6: 36-7; cf. also 6: 39). Gideon here which God would not have brought about the
is requesting that God give him a sign by desired state of affairs without prayer for it.
means of the fleece of wool. Does his prayer But if it is the case for every fulfilled prayer
amount to a request that God produce dew that God would have brought about the de-
only on the fleece and not on the surround- sired state of affairs without the prayer, it does
ing ground, or does it come to a request that seem that there is no point in petitionary
God do so in response to Gideon’s prayer? If prayer, except for those cases (which I think
there are cases in which the request implicitly must at best form a very small minority) in
or explicitly includes reference to the prayer which the real object of the one praying a pe-
itself, then in those cases the inference from titionary prayer is not so much to see the re-
(8) to (11) is not valid; and such cases ought alization ofthe state ofaffairs he is requesting
simply to be excluded from consideration in as to have some influence on or contact with
this argument. the Deity by means ofpetitionary prayer; and
such cases may then simply be excepted from
(12)... Petitionary prayer effects no change. the conclusion of the argument.
(9108 Lib)
(13) .. Petitionary prayer is pointless. (12)
There is, of course, a sense in which the offer-
ing of a prayer is itself a new state of affairs The basic strategy of this argument is an at-
and accompanies or results in natural, psycho- tempt to show that there is an inconsistency
logical changes in the one praying, but step between God’s goodness and the efficacy of

357
ELEONORE STUMP

petitionary prayer; but it is possible to begin knife. Here, we might think we have an ex-
with other divine attributes and make a case ample of a petitionary prayer the fulfillment
for a similar inconsistency, so that we can have of which makes the world neither better nor
other, very different arguments to the same worse. But, on the one hand, if the little boy
conclusion, namely, that petitionary prayer is has prayed for a jackknife, surely he will be
pointless. Perhaps the most formidable of such happier if he gets it, either because he very
alternative arguments is the one based on much wants a jackknife or because God has
God’s immutability, an argument the strat- honored his request. Consequently, one could
egy of which can be roughly summarized in argue that fulfilling the request makes the
this way. Before a certain petitionary prayer is world better in virtue of making the one pray-
made, it is the case either that God will bring ing happier. Or, on the other hand, if we think
about the state of affairs requested in the of the little boy’s prayer for a jackknife from
prayer or that he will not bring it about. He God’s point of view, then we see that
cannot have left the matter open since doing fulfillment of the prayer involves not just the
so would imply a subsequent change in him little boy’s acquiring a jackknife but also God’s
and he is immutable. Either way, since he is bringing it about in answer to prayer that the
immutable, the prayer itself can effect no little boy acquire a jackknife. Fulfilling the
change in the state of affairs and hence is point- prayer, then, will have an influence on at least
less. Even leaving aside problems of foreknowl- the little boy’s religious beliefs and perhaps
edge and free will to which this argument (or also on those of his parents and even on those
attempted objections to it) may give rise, I of the people in his parents’ community. One
think that orthodox theology will find no real might argue that the influence in this case
threat in the argument because of the doc- would be deleterious (since it is conducive to
trine of God’s eternality. However problem- wrong views of the purpose of prayer and of
atic that doctrine may be in itself, it undercuts relationship with God), and consequently that
arguments such as this one because it main- fulfilling this prayer would make the world a
tains God’s atemporality.!* My thirteen-step worse place than it would otherwise be. So I
argument against petitionary prayer is, then, think it is possible to argue plausibly that the
not the only argument rejecting petitionary fulfillment of even such a prayer would make
prayer on theistic principles, but it (or some the world either a worse or a better place.
argument along the same lines) does, I think, Christian literature contains a number of
make the strongest case against petitionary discussions of the problem with petitionary
prayer, given Christian doctrine. prayer and various attempts to solve it. For
The premise that is most likely to appear the sake of brevity, I want to look just at the
false in the argument, at first reading, is (9) proposed solution Aquinas gives. It is the most
because one is inclined to think that there are philosophically sophisticated of the solutions
many petitionary prayers which, if they are I know; and in the wake of the twentieth-cen-
granted, would not make the world either tury revival of Thomism, it is the solution
better or worse than it would otherwise be. adopted by many theologians and theistic
Such a view might be accommodated with- philosophers today.'® Thomas discusses prob-
out damaging the argument simply by weak- lems of petitionary prayer in his Sentence com-
ening (9) and the conclusion: many petitionary mentary and in the Summa contra gentiles,'®
prayers, and surely the most important ones, but the clearest exposition of his views is in
are such that if fulfilled they make the world the question on prayer in the Summa
either a better or a worse place. But I think it theologiae, where he devotes an entire article
is possible to argue plausibly for (9) in the to showing that there is sense and usefulness
strong form I have given it. Take, for instance, in petitionary prayer.'” The basic argument he
the case of a little boy who prays for a jack- relies on to rebut various objections against

358
PETITIONARY PRAYER

the usefulness of prayer is this. Divine Provi- and answers prayers; and consequently it is
dence determines not only what effects there plain that God’s plan for the world includes
will be in the world, but also what causes will human prayers as causes ofcertain effects. The
give rise to those effects and in what order difficulty lies in explaining how such a doc-
they will do so. Now human actions, too, are trine makes sense. Why should prayers be in-
causes. “For,” Thomas says, “we pray not in cluded in God’s plan as causes of certain
order to change the divine disposition but for effects? And what sense is there in the notion
the sake of acquiring by petitionary prayer that a perfect and unchangeable God, who
what God has disposed to be achieved by disposes and plans everything, fulfills men’s
prayer!” prayers asking him to do one thing or another?
Perhaps the first worry which this argument Thomas’s argument, I think, gives no help
occasions stems from the appearance of theo- with these questions and so gives no help with
logical determinism in it: God determines not this problem of petitionary prayer.
only what effects there will be but also what This argument of Thomas’s is roughly simi-
the causes of those effects will be and in what lar in basic strategy to other traditional argu-
order the effects will be produced. It is hard ments for prayer!’ and is furthermore among
to see how such a belief is compatible with the most fully developed and sophisticated
freedom of the will. In the preamble to this arguments for prayer, but it seems to me in-
argument, however, Thomas says he is con- adequate to make sense ofpetitionary prayer.
cerned not to deny free will but, on the con- I think, then, that it is worthwhile exploring a
trary, to give an account of prayer which sort of argument different from those that
preserves free will. So I want simply to assume stress the connection between God’s omnis-
that he has in mind some distinction or some cience or providence and men’s prayers. In
theory which shows that, despite appearances, what follows I want to offer a tentative and
his argument is not committed to a thorough- preliminary sketch of the way in which such
going determinism, and I am going to ignore an argument might go.
any troubles in the argument having to do Judaeo-Christian concepts of God com-
with the compatibility of predestination or monly represent God as loving mankind and
foreknowledge and free will. wanting to be loved by men in return. Such
For present purposes, what is more trou- anthropomorphic talk is in sharp contrast to
blesome about this argument is that it does the more sophisticated-sounding language of
not provide any real help with the problem it the Hellenized and scholastic arguments con-
means to solve. According to Thomas, there sidered so far. But a certain sort of anthropo-
is nothing absurd or futile about praying to morphism is as much a part ofChristianity as
God, given God’s nature, because God has is Thomas’s “perfect being theology,”*° and
by his providence arranged things so that free it, too, builds on intricate philosophical analy-
human actions and human prayers will form sis, beginning perhaps with Boethius’s attempt
part of the chain of cause and effect leading in Contra Eutychen et Nestorium to explain
to the state of the world ordained in God’s what it means to say of something that it is a
plan. And so, on Thomas’s view, prayer should person. So to say that God loves men and
not be thought of as an attempt to get God wants to be loved in return is to say some-
to do something which he would not other- thing that has a place in philosophical theol-
wise do but rather as an effort to produce an ogy and is indispensable to Christian doctrine.
appropriate and preordained cause which will Throughout the Old and New Testaments,
result in certain effects since God in his provi- the type of loving relationship wanted between
dence has determined things to be so. Now man and God is represented by various im-
surely there can be no doubt that, according ages, for example, sometimes as the relation-
to Christian doctrine, God wants men to pray ship between husband and wife, sometimes

359
ELEONORE STUMP

as that between father and child. And some- using. Either the superior member of the pair
times (in the Gospel of John, for instance) it will use the lesser as his lackey, or the lesser
is also represented as the relationship between will use the superior as his personal power
true friends.?! But if the relationship between source. To put it succinctly, then, if God wants
God and human beings is to be one which at some kind of true friendship with men, he will
least sometimes can be accurately represented have to find a way of guarding against both
as the love of true friendship, then there is a kinds of overwhelming.
problem for both parties to the relationship, It might occur to someone to think that
because plainly it will not be easy for there to even if we assume the view that God wants
be friendship between an omniscient, omni- friendship between himself and human beings,
potent, perfectly good person and a fallible, it does not follow that he will have any of the
finite, imperfect person. The troubles of gen- problems just sketched, because he is omnipo-
erating and maintaining friendship in such tent.” Ifhe wants friendship of this sort with
a case are surely the perfect paradigms of men, one might suppose, let him just will it
which the troubles of friendship between: a and it will be his. I do not want to stop here
Rockefeller child and a slum child are just pale to argue against this view in detail, but I do
copies. Whatever other troubles there are for want just to suggest that there is reason for
friendship in these cases, there are at least two thinking it to be incoherent, at least on the
dangers for the disadvantaged or inferior assumption of free will adopted at the begin-
member of the pair. First, he can be so over- ning of this paper, because it is hard to see
come by the advantages or superiority of his how God could bring about such a friendship
“friend” that he becomes simply a shadowy magically, by means of his omnipotence, and
reflection of the other’s personality, a slavish yet permit the people involved to have free
follower who slowly loses all sense of his own will. If he could do so, he could make a per-
tastes and desires and will. Some people, of son freely love him in the right sort of way,
course, believe that just this sort of attitude and it does not seem reasonable to think he
towards God is what Christianity wants and could do so.” On the face of it, then, om-
gets from the best of its adherents; but I think nipotence alone does not do away with the
that such a belief goes counter to the spirit of two dangers for friendship that I sketched
the Gospels, for example, and I don’t think above. But the institution of petitionary
that it can be found even in such intense mys- prayer, I think, can be understood as a safe-
tics as St Teresa and St John of the Cross. guard against these dangers.
Secondly, in addition to the danger of becom- It is easiest to argue that petitionary prayer
ing completely dominated, there is the dan- serves such a function in the case of a man
ger of becoming spoiled in the way that who prays for himself. In praying for himself,
members of a royal family in a ruling house he makes an explicit request for help, and he
are subject to. Because of the power at their thereby acknowledges a need or a desire and
disposal in virtue of their connections, they his dependence on God for satisfying that need
often become tyrannical, willful, indolent, self- or desire. If he gets what he prayed for, he
indulgent, and the like. The greater the dis- will be in a position to attribute his good for-
crepancy in status and condition between the tune to God’s doing and to be grateful to God
two friends, the greater the danger of even for what God has given him. If we add the
inadvertently overwhelming and oppressing or undeniable uncertainty of his getting what he
overwhelming and spoiling the lesser mem- prays for, then we will have safeguards against
ber of the pair, and if he is overwhelmed in what I will call (for lack of a better phrase)
either of these ways, the result will be replace- overwhelming spoiling. These conditions
ment of whatever kind of friendship there make the act of asking a safeguard against ty-
might have been with one or another sort of rannical and self-indulgent pride, even if the

360
PETITIONARY PRAYER

one praying thinks of himself grandly as hav- help or that 4e will be grateful if God gives
ing God on his side. him what Monica prays for. Nor is it plain that
We can see how the asking guards against Monica’s asking shields Augustine from op-
the second danger, of oppressive overwhelm- pressive overwhelming by God. So it seems as
ing, if we look for a moment at the function if the previous arguments fail in this case. But
of roughly similar asking for help when both consider again the case in which a teacher sees
the one asking and the one asked are human that a’student of his could use help but does
beings. Suppose a teacher sees that one ofhis not feel that he can legitimately volunteer his
students is avoiding writing a paper and is help unasked. Suppose that John, a friend of
thereby storing up trouble for himself at the that student, comes to see the teacher and says,
end of the term. And suppose that the stu- “T don’t know if you’ve noticed, but Jim is
dent asks the teacher for extra help in organ- having trouble getting to his term paper. And
izing working time and scheduling the various unless he gets help, I think he won’t do it at
parts of the work. In that case I think the all and will be in danger of flunking the
teacher can without any problem give the stu- course.” If the teacher now goes to help Jim
dent what he needs, provided, of course, that and is rudely or politely asked “What right
the teacher is willing to do as much for any have you got to interfere?,” he’ll say, “Well,
other student, and so on. But suppose, on the in fact, your friend came to me and asked me
other hand, that the student does not ask the to help.” And if John is asked the same ques-
teacher for help and that the teacher instead tion, he will probably reply, “But I’m your
calls the student at home and simply presents friend; I had to do something.” I think, then,
him with the help he needs in scheduling and that because John asks the teacher, the teacher
discipline. The teacher’s proposals in that case is in a position to help with less risk of op-
are more than likely to strike the student as pressive meddling than before. Obviously, he
meddling interference, and he is likely to re- cannot go very far without incurring that risk
spond with more or less polite variations on as fully as before; and perhaps the most he
“Who asked you?” and “Mind your own busi- can do if he wants to avoid oppressive med-
ness.” Those responses, I think, are healthy dling is to try to elicit from Jim in genuinely
and just. If the student were having ordinary uncoercive ways a request for help. And, of
difficulties getting his work done and yet doc- course, I chose Monica and Augustine to in-
ilely and submissively accepted the teacher’s troduce this case because, as Augustine tells it
unrequested scheduling of his time, he would in the Confessions, God responded to Monica’s
have taken the first step in the direction of fervent and continued prayers for Augustine’s
unhealthy passivity towards his teacher. And salvation by arranging the circumstances of,
if he and his teacher developed that sort of Augustine’s life in such a way that finally Au-
relationship, he could end by becoming a gustine himself freely asked God for salvation.
lackey-like reflection of his teacher. Bestow- One might perhaps think that there is some-
ing at least some benefits only in response to thing superfluous and absurd in God’s work-
requests for them is a safeguard against such ing through the intermediary of prayer in this
an outcome when the members of the rela- way. If Jim’s friend can justify his interference
tionship are not equally balanced. on the grounds that he is Jim’s friend and has
It becomes much harder to argue for this to do something, God can dispense with this
defense of prayer as soon as the complexity of sort of petitionary prayer, too. He can give
the case is increased even just a little. Take, aid unasked on the grounds that he is the crea-
for example, Monica’s praying for her son tor and has to do something. But suppose that
Augustine. There is nothing in Monica’s pray- Jim and John are only acquaintances who have
ing for Augustine which shows that Augus- discussed nothing more than their school-
tine recognizes that he has a need for God’s work; and suppose that John, by overhearing

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ELEONORE STUMP

Jim’s phone conversations, has come to be- on the child. The other child is selectively
lieve that all Jim’s academic troubles are just blind, deaf, dumb, and suffering from what-
symptoms of problems he is having with his ever other maladies are necessary to make it
parents. If John asks the teacher to help Jim plausible that he does not even know he has a
with his personal problems, and if the teacher father. Now either there are some benefits that
begins even a delicate attempt to do so by say- the father will never bestow unless and until
ing that John asked him to do so, he and John he is asked; and in that case he will do less for
could both properly be told to mind their own his defective child, who surely has more need
business. It is not the status of his relation- of his help than does the healthy child. Or,
ship or even the depth of his care and com- on the other hand, he will bestow all his ben-
passion for Jim which puts John in a position efits unasked on the defective child, and then
to defend himself by saying “But I’m your he seems to make a mockery of his practice
friend.” What protects John against the charge with the normal child of bestowing some ben-
of oppressive meddling is rather the degree efits only in response to requests — he is, after
to which Jim has freely, willingly, shared his all, willing to bestow the same benefits with-
life and thoughts and feelings with John. So out being asked. So it seems that we are still
John’s line of defense against the charge of left with the problem we started with: either
oppressive meddling can be attributed to God God is not perfectly good or the practice of
only if the person God is to aid has willingly petitionary prayer is pointless. But suppose the
shared his thoughts and feelings and the like father always meets the defective child’s needs
with God. But it is hard to imagine anyone and desires even though the child never comes
putting himself in such a relation to a person to know of the existence of his father. The
he believes to be omnipotent and good with- child knows only that he is always taken care
out his also asking for whatever help he needs. of, and when he needs something, he gets
Even if the argument can be made out so what he needs. It seems to me intuitively clear
far, one might be inclined to think that it will that such a practice runs a great risk, at least,
not be sufficient to show the compatibility of of making the defective child willful and ty-
God’s goodness with the practice of petition- rannical. But even if the defective child is not
ary prayer. If one supposes that God brought in danger of being made worse in some re-
Augustine to Christianity in response to spects in this situation, still it seems plain that
Monica’s prayers, what is one to say about he would be better off ifthe father could man-
Augustine’s fate if Monica had not prayed for age to put the child in a position to know his
him? And what does this view commit one to father and to frame a request for what he
maintain about people who neither pray for wants. So I think a good father will fulfill the
themselves nor are prayed for? It looks as ifan child’s needs unasked; but I think that he can
orthodox Christian who accepts the argument do so without making a mockery of his prac-
about petitionary prayer so far will be com- tice of bestowing benefits in response to re-
mitted to a picture of this sort. God is analo- quests only if putting the child in a position
gous to a human father with two very different to make requests is among his first concerns.
children. Both Old and New Testaments de- And as for the question whether God would
pict God as doing many good things for men have saved Augustine without Monica’s
without being asked to do so, and this hu- prayers, I think that there is intermediate
man father, too, does unrequested good ground between the assertion that Monica’s
things for both his children. But one child, prayers are necessary to Augustine’s salvation,
who is healthy and normal, with healthy, nor- which seems to impugn God’s goodness, and
mal relations to his father, makes frequent re- the claim that they are altogether without
quests of the father which the father responds effect, which undercuts petitionary prayer.
to and in virtue of which he bestows benefits It is possible, for example, to argue that God

362
PETITIONARY PRAYER

would have saved Augustine without Monica’s millennial times strongly enough to pray for
prayers but not in the same amount of time them. It seems unreasonable to think that God
or not by the same process or not with the could bring about his earthly kingdom under
same effect. Augustine, for instance, might those conditions, or if he could, that it would
have been converted to Christianity but not be the state of affairs just described, in which
in such a way as to become one of its most earth is populated by people who freely love
powerful authorities for centuries.”* God.** And ifso, then making the requests in
With all this, I have still looked only at cases the first half of the Lord’s Prayer resembles
that are easy for my position; when we turn other, more ordinary activities in which only
to something like a prayer for Guatemala af- the effort of a whole group is sufficient to
ter the earthquake — which begins to come achieve the desired result. One man can’t put
closer to the sort of petitions in the first half out a forest fire, but if everyone in the vicinity
of the Lord’s Prayer — it is much harder to of a forest fire realized that fact and on that
know what to say. And perhaps it is simply basis decided not to try, the fire would rage
too hard to come up with a reasonable solu- out of control. So in the case of the opening
tion here because we need more work on the petitions of the Lord’s Prayer, too, it seems
problem of evil. Why would a good God per- possible to justify petitionary prayer without
mit the occurrence of earthquakes in the first impugning God’s goodness.
place? Do the reasons for his permitting the Obviously, the account I have given is just
earthquake affect his afterwards helping the a preliminary sketch for the full development
country involved? Our inclination is surely to of this solution, and a good deal more work
say that a good God must im any case help the needs to be done on the problem. None the
earthquake victims, so that in this instance at less, I think that this account is on the right
any rate it is pointless to pray. But plainly we track and that there is a workable solution to
also have strong inclinations to say that a good the problem of petitionary prayer which can
God must in any case prevent earthquakes in be summarized in this way. God must work
populated areas. And since orthodox Christi- through the intermediary of prayer, rather
anity is committed to distrusting these latter than doing everything on his own initiative,
inclinations, it is at least at sea about the former for man’s sake. Prayer acts as a kind of buffer
ones. Without more work on the problem of between man and God. By safeguarding the
evil, it is hard to know what to say about the weaker member ofthe relation from the dan-
difference prayer might make in this sort of gers of overwhelming domination and over-
case. whelming spoiling, it helps to promote and
I think it is worth noticing, though, that preserve a close relationship between an om-
the first three requests of the Lord’s prayer niscient, omnipotent, perfectly good person
do not run into the same difficulties. Those and a fallible, finite, imperfect person. There
requests seem generally equivalent to a request is, of course, something counter-intuitive in
for the kingdom of God on earth, that state this notion that prayer acts as a buffer; prayer
of affairs in which, of their own free will, all of all sorts is commonly and I think correctly
men on earth are dedicated, righteous lovers said to have as one of its main functions the
of God. Now suppose it is true that God would production of closeness between man and
bring about his kingdom on earth even if an God. But not just any sort of closeness will
individual Christian such as Jimmy Carter did result in friendship, and promoting the ap-
not pray for it. It does not follow in this case, propriate sort of closeness will require inhib-
however, that the prayer in question is point- iting or preventing inappropriate sorts of
less and makes no difference. Suppose no one closeness, so that a relationship of friendship
prayed for the advent of God’s kingdom on depends on the maintenance of both close-
earth or felt a need or desire for those ness and distance between the two friends.

363
ELEONORE STUMP

And while I do not mean to denigrate the seeming belief that God is his friend. This
importance of prayer in producing and pre- paper proposes no answer for these difficul-
serving the appropriate sort of closeness, I ties. They require a long, hard, careful look at
think the problem of petitionary prayer at is- the problem ofevil, and that falls just outside
sue here is best solved by focusing on the dis- the scope of this paper.
tance necessary for friendship and the function And, finally, it may occur to someone to
of petitionary prayer in maintaining that dis- wonder whether the picture of God presented
tance. in this analysis is at all faithful to the God of
As for the argument against prayer which I the Old or New Testaments. Is this under-
laid out at the start of the paper, it seems to standing of God and prayer anything that
me that the flaw lies in step (7), that it is never Christianity ought to accept or even find con-
logically necessary for God to make the world genial? It seems to me that one could point
worse than it would otherwise be and never to many stories in either the Old or New Tes-
logically impossibie for him to make the world tament in support of an affirmative answer —
better than it would otherwise be. To take a for example, Elijah’s performance on Mount
specific example from among those discussed Carmel (1 Kings 18), or the apostles’ prayer
so far, orthodox Christianity is committed to for a successor to Judas (Acts 1: 24-6). But
claiming that the advent of God’s kingdom for a small and particularly nice piece of evi-
on earth, in which all people freely love God, dence, we can turn to the story in the Gospel
would make the world better than it would of Luke which describes Jesus making the
otherwise be. But I think that it is not possi- Lord’s Prayer and giving a lecture on how one
ble for God to make the world better in this is to pray. According to the Gospel, Jesus is
way, because I think it is not possible for him praying and in such a way that his disciples
to make men freely do anything.*° And in gen- see him and know that he is praying. One of
eral, if it is arguable that God’s doing good them makes a request of him which has just a
things just in virtue of men’s requests pro- touch of rebuke in it: teach us to pray, as John
tects men from the dangers described and pre- taught /zs disciples to pray (Luke 11: 1). If
serves them in the right relationship to God, there is a note of rebuke there, it seems just.
then it is not the case that it is always logically A religious master should teach his disciples
possible for God to make the world better and to pray, and a good teacher does not wait until
never logically necessary for him to make the he is asked to teach his students important
world worse than it would otherwise be. If lessons. But Jesus is portrayed as a good
men do not always pray for all the good things teacher ofjust this sort in the Gospel ofLuke.?7
they might and ought to pray for, then in some Does the Gospel, then, mean its readers to
cases either God will not bring about some understand that Jesus would not have taught
good thing or he will do so but at the ex- his disciples how to pray if they had not re-
pense of the good wrought and preserved by quested it? And if it does not, why is Jesus
petitionary prayer. portrayed as waiting until he is asked? Per-
It should be plain that there is nothing in haps the Gospel means us to understand?s that
this analysis of prayer which requires that God Jesus does so just in order to teach by experi-
fulfill every prayer; asking God for something ence as well as by sermon what is implicit
is not in itselfa sufficient condition for God’s throughout the Lord’s Prayer: that asking
doing what he is asked. Christian writings are makes a difference.”°
full of examples of prayers which are not an-
swered, and there are painful cases of unan-
swered prayer in which the one praying must Notes
be tempted more to the belief that God is his 1 For a good recent account of the problem of
implacable enemy than to the sentimental- petitionary prayer and miracles, see Robert

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PETITIONARY PRAYER

Young, “Petitioning God,” American Philo- J My approach to the argument from evil, which
sophical Quarterly, 11 (1974), pp. 193-201. underlies the following argument, owes a good
Other issues I intend to avoid include Peter deal to Carl Ginet and Norman Kretzmann.
Geach’s worries about prayer for events in the 12 There is a noteworthy difference between (ii)
past in God and the Soul (London, 1969), pp. and the premise ordinarily supplied in its stead
89ff., and about “certain tensed propositions in arguments from evil, namely, (ii’) “There is
about the divine will ... in connexion with evil in the world.” The difference suggests a
prayer” (God and the Soul, p. 97). way to develop an alternative or at least an
Eric George Jay, Origen’s Treatise on Prayer addition to the standard free will defense
(London, 1954), vols V-VI, pp. 92-103. against the argument from evil.
Most notably, Summa theologiae, 2a—2ae, 83, 13 See Terence Penelhum, Religion and Ration-
1-17; Summa contra gentiles, 1.111. 95-6; In ality (New York, 1971), pp. 287-92.
IV. Sent., dist. XV, q. 4, a. I. 14 Norman Kretzmann and I examine the con-
The Concept of God (New York, 1974), cept of eternity in ancient and medieval meta-
pp. 221-2. Ward introduces the problem only physics and theology in our forthcoming book
as an embarrassment for what he calls on that subject, attending particularly to the
‘Thomistic” theology. Cf. my review in The usefulness of the concept in resolving certain
Philosophical Review, 86 (1977), pp. 398-404. problems in rational theology.
The Concept of Prayer (New York, 1966), 15 See, for example, the articles on prayer in the
pp. 112¢f. Dictionnaire de Théologie Catholique and The
Cf. The Concept of God, pp. 62, 101, 111, and New Catholic Encyclopedia.
185. ‘ 16 See In IV. Sent., dist. XV, q.4, a.1, and Summa
Cf., for example, the similar understanding of contra gentiles, I. II1. 95-6.
this petition in two very different theologians: 17 See 2a—2ae, q. 83, a.2.
Augustine, Homzlies on the Gospels, Serm. 6; 18 See reply, a.2. “Non enim propter hoc oramus
and Calvin, Institutes of the Christian Religion, ut divinam dispositionem immutemus: sed ut
III. xx. 41. id impetremus quod Deus disposutt per orationes
The most common Old Testament word for sanctorium implendum.”
“holy” and its correlates is some form of WS, Cf., e.g., Origen, op. cit., and Augustine, Czty
“kadash,” the basic, literal meaning of which of God, Bk V, ix.
is separation, withdrawal, or state of being set 20 Plainly, a good deal of skillful work is needed
apart; cf. Gesenius, A Hebrew and English Lexi- to weave such anthropomorphism and scho-
con of the Old Testament. In the New Testa- lastic theology into one harmonious whole.
ment, the most frequently used word is The problem is, ofcourse, given lengthy, de-
“hagiazod” and its correlates, the basic mean- tailed treatment in various scholastic writings,
ing of which also includes the notion of being including Thomas’s Summa theologiae.
separate and being set apart; cf. Thayer, A 21 See especially John 15: 12-15.
Greek—English Lexicon of the New Testament, 22 I want to avoid detailed discussion ofthe vari-
and Arndt and Gringich, A Greek—English Lext- ous controversies over omnipotence. For
con of the New Testament and Other Early present purposes, I will take this as a rough
Christian Literature. definition of omnipotence: a being is omnipo-
Cf., e.g., Isaiah 2: 2-21, 45: 23, and 65: 23; tent if and only if he can do anything which it
Matthew 24; Mark 13; Luke 21; and is not logically impossible for him to do and if
Revalation 6: 15-17. he can avoid doing anything which it is not
10 See, for example, Martin Luther, Large Cat- logically necessary for him to do.
echism, pt. III. 169. Luther’s argument for 23 Controversy over this point is related to the
prayer has more force in the context of the more general controversy over whether or not
catechism than it does in the context of a philo- it is possible for an omnipotent, omniscient,
sophical discussion, because Luther’s purpose perfectly good God to create men who would
there is the practical one of blocking what he on every occasion freely do what is right. For
understands as believers’ excuses for not pray- a discussion of that general controversy and
ing. arguments that it is not possible for God to

365
ELEONORE STUMP

do so, see Alvin Plantinga’s God and Other meaning, and an affirmative answer is much
Minds (Ithaca, 1967), pp. 132-48; I am in harder to give with reasoned confidence.
agreement with the general tenor of 25 See n. 23 above.
Plantinga’s remarks in that section of his book. 26 See n. 23 above.
24 I have presented the case of Monica and Au- 27 See, for example, the lessons taught in the two
gustine in a simplified form in order to have incidents described in Luke 21: 1-6.
an uncomplicated hard case for the view Iam 28 I have used awkward circumlocutions in this
arguing. As far as the historical figures them- paragraph in order to make plain that it is not
selves are concerned, it is plain that Monica’s my intention here to make any claims about
overt, explicit, passionate concern for her son’s the historical Jesus or the intentions of the
conversion greatly influenced the course ofhis Gospel writer. Iam not concerned in this pa-
life and shaped his character from boyhood per to do or to take account of contemporary
on. It is not clear whether Augustine would theories of Biblical exegesis. My point is only
have been anything like the man he was if his that the story in the Gospel, as it has been part
mother had not been as zealous on behalf of of ordinary Christian tradition, lends itself to
his soul as she was, if she had not prayed con- the interpretation I suggest.
tinually and fervently for his salvation and let 29 In writing this paper, I have benefited from
him know she was doing so. Augustine’s char- the comments and criticisms of John Boler,
acter and personality were what they were in Norman Care, and Bill Rowe. I am particu-
large part as a result ofher fierce desire for his . larly indebted to my friend Norman
espousal of Christianity; and just his knowl- Kretzmann for his thorough reading and very
edge that his beloved mother prayed so ear- helpful criticism of the paper. And I am grate-
nestly for his conversion must have been a ful to John Crossett, from whom I have learned
powerful natural force helping to effect that a great deal and whose understanding of philo-
conversion. In this context the question sophical problems in Christian theology is
whether God could have saved Augustine much better than my own.
without Monica’s prayers takes on different

366
Soul

41 The Future of the Soul*

Richard Swinburne

Four thousand million years of evolution pro- and evidence of less usual kinds which pur-
duced man, a body and soul in continuing port to show that things are different after
interaction. A human soul is more dependent death from what they are before birth.
for its development on its own states than is Before we face the question of whether the
an animal soul, for it has complex beliefs and soul can function without the functioning of
desires kept in place and changing in accord the brain currently connected with it, we must
with other beliefs and desires. Other animals consider the question of whether, after death,
having only much simpler beliefs and desires the brain which ceases to function at death
are much more dependent for their continu- can be made to function again and whether
ing beliefs and desires directly on their bodily thereby the soul can be revived.
states. Can this complex evolved human soul
survive on its own apart from the body which
sustains it? I contend that the functioning of Can the Brain be Reactivated?
the human soul (i.e. its having conscious epi-
sodes) is guaranteed by the functioning of the A crucial problem is that we do not know how
brain currently connected with it (connected, much of the brain that was yours has to be
in that the soul’s acquisition of beliefs about reassembled and within what time interval in
its surroundings and action upon those sur- order that we may have your brain and so your
roundings is mediated by that brain)... . soul function again. We saw this earlier in the
When the body dies and the brain ceases to split brain cases. If both half-brains are trans-
function, the evidence of the kind considered planted into empty skulls and the transplants
earlier suggests that the soul will cease to take, both subsequent persons will satisfy to
function also. For that evidence suggests that some extent the criterion of apparent memory
the soul functions only when the brain has (as well as the brain criterion) for being the
rhythms of certain kinds, and at death the original person. One subsequent person might
brain ceases to function altogether. Ifthe soul satisfy the criterion better than the other, and
does not function before there is a function- that would be evidence that he was the origi-
ing brain, or during deep sleep, when the brain nal person; but the evidence could be mis-
is not functioning at a certain level, surely it leading. The situation is equally unclear with
will not function after there ceases to be a func- possible developments at death.
tioning brain? However, there are arguments Suppose you die of a brain haemorrhage
which today’s doctors cannot cure, but your
* From Richard Swinburne, The Evolution of the Soul relatives take your corpse and put it straight
(Oxford: Oxford University Press, 1986), ch. 15, pp. into a very deep freeze in California. Fifty years
298-312. Reprinted with permission. later your descendants take it out of the freeze;

367
RICHARD SWINBURNE

medical technology has improved and the saying that ‘if something was materially present
doctors are able quickly to mend your brain, in many men, it will rise in him to whose per-
and your body is then warmed up. The body fection it belonged’, i.e. that that part of the
becomes what is clearly the body of a living body which is necessary for a man being the
person, and one with your apparent memory person he is will belong to him in the General
and character. Is it you? Although we might Resurrection. But what part is that, and what
be mistaken, the satisfaction of the criterion guarantee is there that the matter of that part
of apparent memory (together with the — at cannot come to form the essential part of a
any rate partial — satisfaction of the criterion different man who cannot therefore be recon-
of brain continuity) would suggest that we stituted at the same time as the original man
ought to say ‘Yes’. So long as the same brain (given the operation of normal processes)?
is revived, the same functioning soul would Aquinas goes on to produce an argument that
be connected with it —- whatever the time in- the ‘radical seed’ (i.e. the sperm, which ac-
terval. But what if the brain is cut up into a cording to Aristotle formed the original mat-
million pieces and then frozen? Does the same ter of the embryo) forms the minimum
hold? Why should there be any difference? essential bodily core around which a man
Suppose that the brain is reduced to its com- could be rebuilt. But we know now, as Aquinas
ponent atoms; and then these are reasembled did not, that the sperm does not remain as a
either by chance or because they have been unit within the organism, and there seems to
labelled radioactively. Again, if the subsequent me no reason why all the atoms which origi-
person makes your memory claims, surely we nally formed it should not be lost from the
ought to say that it is you. But how many of body, and indeed come to form parts of origi-
the original atoms do we need in the original nal cells of many subsequent men. The atoms
locations? That we do not know. So long as of the original cell are not therefore the most
the subsequent person had many similar at- plausible candidate for being the part of the
oms in similar locations in his brain, he would body physically necessary for human personal
claim to have been you. So, the criterion of identity. Aquinas’s problem remains without
apparent memory will be satisfied. Total non- modern solution.
satisfaction of the brain criterion would de- Nevertheless, although neurophysiology
feat the claims of apparent memory (in the cannot tell us which part of his brain is physi-
absence of any general failure of coincidence cally necessary for the embodiment of a given
in results between these criteria). But it re- man, it does tell us, as I argued earlier, that
mains unclear and indeed insoluble exactly some of the brain is thus necessary. For the
how much of the original brain is needed to functioning of a given human soul, there has
provide satisfaction of the brain criterion. to be a man whose brain contains certain of
This problem of how much of the original the matter of his original brain (but which
body is physically necessary when other mat- matter we do not know), similarly arranged.
ter is added to it so as to make a fully func- A certain amount of the original brain matter
tioning body, in order that the original soul has to be reassembled in a similar arrangement
may be present and function, is a problem and reactivated by being joined to other brain
which concerned the thinkers of the early matter and a body if the soul is to function
Christian centuries and of the Middle Ages. again. And how likely is it that physical proc-
They considered the imaginary case of the esses will bring about such a reassembly? As
cannibal who eats nothing but human flesh. the time since death increases, and brain cells
Given that both the cannibal and his victims and then brain molecules are broken up, burnt
are to be brought to life in the General Res- by fire, or eaten by worms — it becomes very,
urrection, to whom will the flesh of the can- very unlikely indeed that chance will reassem-
nibal belong? Aquinas’ begins his answer by ble them; or even that human agents can do

368
THE FUTURE OF THE SOUL

so for they will not be able to re-identify the learnt by what they were told or had read.’
atoms involved. (One must, however, be care- Now, it is of course open to serious question
ful here about the possibilities for technology whether perhaps those Indian children had
in the twenty-second century. Maybe a brain read or were told or learnt in some other per-
map could be constructed and a process of fectly normal way the details of those past lives.
labelling constitutent atoms devised, which But even if for a few Indian children there
would make possible a reassembly after many was this coincidence between their memory
years. But the possible development of such a claims and the events of a certain past per-
technology seems to me very unlikely.) When son’s life, without there being any normal
the original atoms are reduced to packets of cause of the accuracy of their memory claims,
energy, then since these perhaps cannot be that would not be enough evidence to show
individuated, reassembly finally becomes not their identity with those persons. For. . . given
merely physically very, very improbable, but the general coincidence of sameness of
totally impossible physically. (But the word is memory with continuity of brain, we must take
‘perhaps’; it is a difficult question in the phi- continuity of brain as a criterion of identity;
losophy of physics whether bursts of energy and the non-satisfaction of that in the case of
can be individuated.) I conclude that it is very, the few Indian children (who do not have the
very unlikely (and with increasing time virtu- same brain matter as the cited past persons),
ally impossible) that after death souls will again must remain substantial evidence against the
have reassembled the brain basis which we supposition that they are those persons.
know makes them function. Next, there is the alleged evidence of spir-
Is there any good reason to suppose that itualism, that souls function without bodies-
the soul continues to function without the or with new bodies and brains in another
brain functioning? Arguments to show that world. Mediums purport to have telepathic
the soul continues to function without the communication with dead persons. The evi-
brain functioning may be divided into three dence that they do is allegedly provided by
groups, involving different amounts of theo- the knowledge of the details of the dead per-
retical structure, to reach their conclusions. son’s life on Earth (not obtainable by the
First, we may consider arguments which pur- medium by normal means) which the medi-
port to show that certain men have survived um’s reports of the telepathic communications
death, in the sense that their souls have func- reveal. In the reincarnation case there is no
tioned without their brains functioning, di- doubt that there exists in the present a living
rectly — i.e. without needing first to establish conscious person; the debatable question con-
anything about the nature of the soul or any cerns his identity with the past person. In the
more systematic metaphysical structure. Ar- spiritualism case the crucial issue concerns
guments of this kind may be called parapsy- whether there is a conscious person with
chological arguments. whom the medium is in communication.
A serious issue in medium cases, like the
similar issue in the supposed reincarnation
Arguments from Parapsychology cases, concerns the source of the mysterious
knowledge. Perhaps the medium gets her
First, there is the alleged evidence of reincar- knowledge from some spy who has done re-
nation, that souls function in new bodies with search on the dead person’s life. But even if
new brains on Earth. There are Indian chil- investigation showed clearly that the mediums
dren who claim to remember having lived a had gained their knowledge of the past lives
certain past life, and whose memory claims of dead person by no normal route, the evi-
coincide with the events of some real past life dence would still, I suggest, not support the
about which — allegedly — they could not have hypothesis of telepathic communication with

369
RICHARD SWINBURNE

the dead. For also compatible with the evi- disappointed at having to return from such a
dence would be the hypothesis that the me- pleasant experience — ‘I tried not to come back’,
in one patient’s words. Some describe frank tran-
diums have clairvoyance — they see directly into
scendent experiences and many state that they
the past and acquire their knowledge thus.
will never fear death again. Similar stories have
(Adopting the latter hypothesis would involve been reported from the victims of accidents, falls,
supposing either that the mediums were de- drowning, anaphylaxis, and cardiac or respira-
ceiving us about the kind of experiences they tory arrest.°
were having (apparent two-way traffic with a
living person), or that they were deceiving Resuscitated patients other than those who
themselves, or that their experiences were il- had transcendental experiences have under-
lusory.) On the choice between the two hy- gone ‘a wide variety of vivid dreams, halluci-
potheses there seem to me to be two nations, nightmares and delusions’, but some
important reasons for preferring the clairvoy- of those who had transcendental experiences
ance hypothesis. First, there are no cross- also experienced these and sharply distin-
checks between mediums about the alleged guished between the two kinds of experience.
present experiences of the dead in the after- The ‘dreams’ were regarded as dreams, and
life. Mediums never give independently veri- were quickly forgotten; the ‘supposed
fiable reports on this. Secondly, their reports glimpses of a future life’ were regarded as real
about the present alleged experiences of the and permanently remembered. These glimpses
dead are themselves very banal. Yet one would were reported as having occurred at moments
expect because of the total lack of depend- when ‘breathing had ceased, the heart had
ence of the dead on their past bodies, that stopped beating, and the patients showed no
they would live in a very different world, and visible signs oflife’. The principle of credulity
that this would emerge in their reports on that might suggest that we ought to take such ap-
world. parent memories seriously, especially in view
Finally, there is the interesting and recently of the considerable coincidences between
published alleged evidence that souls function them, as evidence that what subjects thought
while their bodies are out of action. There has they experienced, they really did. But although
been careful analysis of the experiences of the subjects referred these experiences to
those who clinically were as good as dead and moments at which the heart had stopped beat-
then recovered. Such experiences are often ing, etc., I do not know of any evidence that
called ‘near-death experiences’.* Fifteen per at these moments their brains had ceased to
cent of subjects resuscitated after being in such function. And if the brain was still function-
a condition report strange experiences of one ing then, what the evidence would show is
of two kinds. Many of them report the fol- not that the soul may function when the brain
lowing ‘transcendental experiences’: does not, but only that its perceptual experi-
ences (i.e. sensations and acquisitions of be-
an initial period of distress followed by profound lief about far away places) are not dependent
calm and joy; out-of-the-body experiences with on normal sensory input.
the sense of watching resuscitation events from
The same conclusion will follow with re-
a distance; the sensation of moving rapidly down
spect to the considerable but not overwhelm-
a tunnel or along a road, accompanied by a loud
ing evidence of those resuscitated patients who
buzzing or ringing noise or hearing beautiful
music; recognising friends and relatives who had experiences of the other strange kind,
have died previously; a rapid review of pleasant ‘out-of-body-experiences’, i.e. being able to
incidents from throughout the life as a pano- view their own bodies and events in the oper-
ramic playback (in perhaps twelve per cent of ating theatre from a distance, obtaining
cases); a sense of approaching a border or fron- thereby information which they would not
tier and being sent back; and being annoyed or have been able to obtain by normal means

370
THE FUTURE OF THE SOUL

(e.g. having visual experiences of events which immaterial thing is unextended, and so does
they would not have got from use oftheir eyes, not have parts; but the destruction of a thing
such as views of parts of the theatre hidden consists in separating from each other its parts;
from their eyes).° This again suggests that the whence it follows that souls cannot be de-
subject’s acquisition of information is depend- stroyed and must continue to exist forever.
ent on some factor quite other than normal Now certainly the normal way by which
sensory input to the brain. But again I know most material objects cease to exist is that they
of no evidence that these experiences occurred are broken up into parts. The normal end of a
while the brain was not functioning; and so table is to be broken up; likewise for chairs,
the available evidence does not support the houses, and pens. But this need not be the
suggestion that the soul can function without way in which a material object ceases to exist.
the brain functioning. Things cease to exist when they lose their es-
My conclusion on parapsychology is that it sential properties. The essential properties of
provides no good evidence that the soul con- a table include being solid. Ifa table was sud-
tinues to function without the brain to which denly liquified, then, even if its constituent
it is currently connected functioning. molecules remained arranged in the shape of
a table by being contained in a table-shaped
mould, the table would have ceased to exist.
Arguments for Natural Survival So if even material objects can cease to exist
without being broken up into parts, souls
The second class of arguments purporting to surely can cease to exist by some other route
show that the soul survives death purport to than by being broken up into parts.
show from a consideration of what the soul is Nor are the more empirically based argu-
like when it functions normally that its nature ments oftraditional dualists any more success-
is such that the failure of the brain to func- ful at showing that the soul has a nature such
tion would make no difference to the opera- as to survive death. In The Analogy of Reli-
tion of the soul. Such arguments verge from gion, Joseph Butler pointed out that many
very general arguments of what the soul must men die of disease, when in full possession of
be like to be conscious at all to arguments powers of thought; and this, he considered,
which appeal to particular empirical data. suggested that weakening of powers of body
Dualist philosophers of the past have usu- has no effect at all on many powers of soul:
ally affirmed the natural immortality of the soul
— that the soul has such a nature, or the laws as it is evident our present powers and capaci-
of nature are such, that (barring suspension ties of reason, memory, and affection do not
of natural laws) it will continue to function depend upon our gross body in the manner in
which perception by our organs of sense does;
forever. There have been a variety of general
so they do not appear to depend upon it at all
arguments for the natural immortality of the
in any such manner as to give ground to think
soul. Each argument has, in my view, its own
that the dissolution of this body will be the de-
fallacies; and the fallacies being fairly evident struction of these our present powers of reflec-
today, there is no need for any extensive dis- tion, as it will of our powers of sensation; or to
cussion of such arguments. (Expositions of the give ground to conclude, even that it will be so
arguments do, incidentally, usually suffer from much as a suspension of the former.’
confusing the existence of the soul with its
functioning; wrongly supposing that when it But, although it is true that weakening of
exists, necessarily it will function.) certain bodily faculties does not affect powers
To illustrate the fallacies of such arguments, of thought, the evidence is manifest that other
I take just one famous argument, put forward bodily damage or disease or mere sleep does
by Plato.” Plato argues that the soul being an affect powers of thought. Drugs and alcohol

ua
RICHARD SWINBURNE

affect clarity of thought, and ... there is no kinds of evidence considered so far give no
reason to suppose that any conscious events grounds for supposing that anyone has sur-
occur during periods of deep sleep. vived death, but we know of no reason to sup-
The failure of the above arguments is, I sug- pose that it is not possible for anyone to survive
gest, typical of the failure ofdualist arguments death. The situation is thus similar to that in
to show that the soul has an immortal nature many areas of enquiry when no one has yet
or at any rate a nature such that it is able to found a so-and-so but no one has shown that
go on functioning ‘under its own steam’. We so-and-sos do not exist. Maybe there are liv-
need a form of dualism which brings out that ing persons on other planets, naturally occur-
the soul does not have a nature so as to func- ring elements with atomic numbers of over
tion on its own. 1,000, or magnetic monopoles; but as yet no
one has found them. Someone may argue that
failure to find something when you have
Is the Soul Naturally Embodied? looked for it is evidence that it does not exist.
But that is so only if you would recognize the
If it cannot be shown that the soul has a na- object when you found it, and if there is a
ture so as to survive death without its con- limited region within which the object can
nected brain functioning, can it be shown that exist and you have explored quite a lot of the
the soul has a nature such that its functioning region. Failure to find oil in the English Chan-
is dependent on that of the brain with which nel after you have drilled in most parts of it,
it is connected? Can we show that there is a or to find the Abominable Snowman if you
natural law which (i) connects consciousness have explored most of the Himalayas, is in-
of a soul with the functioning of some mate- deed evidence that the thing does not exist.
rial system, and (ii) connects the conscious- But that is hardly the case with souls whose
ness of each soul with the functioning of a brains have ceased to function. Maybe they
particular material system; so that of natural are reincarnate in new bodies and brains on
necessity a soul can only function if the brain Earth but, as they have lost their memories,
or other complex system with which it is at the evidence of their identity has gone. Or
some time connected continues to function? maybe they are where we cannot at present
... It has not been shown and probably look. They may still function without being
never can be shown that there is any naturally embodied . . . and so there be no place which
necessary connection of these kinds between they occupy. Or if they are re-embodied in
soul and body. All we are ever likely to get is another body with another brain, they may
correlations — between this kind of brain-event be anywhere in this universe or some other.
and that kind of mental event. And in the ab- Failure to find souls who have survived death
sence ofatheory which explains why a mate- shows no more than that if they do exist, they
rial system of this kind is needed to produce a are not in the very few places where we have
soul, how this sort of physical change will pro- looked for them or that if they are, the marks
duce this kind of mental state, how just so of their identity (e.g. apparent memories of
much of the brain and no more is needed for past lives) have been removed. In the absence
the continuity ofa certain soul (as opposed to of any further evidence as to whether souls
the mere functioning of a soul with similar do survive death we can only remain agnostic
apparent memories), we have no grounds for and wait until further evidence does turn up.
saying that souls cannot survive the death of
their brains. We do not know and are not likely
to find out what if any natural necessity gov-
erns the functioning ofsouls.
The situation is simply that the fairly direct

372
THE FUTURE OF THE SOUL

Evidence of Survival via doing something which God alone could do


Metaphysical Theory such as suspending a law of nature, in con-
nection with the work of a prophet as a sign
There is however a third kind of evidence that the prophet who had said that God so
about whether men survive death which we intended was to be trusted.)
have not yet considered. This is evidence of a It will be evident that any argument via
wide-ranging character which is most simply metaphysical theory to the survival of death
explained by a very general metaphysical by hurhan souls will have a lengthy and com-
theory of the world, which has as its conse- plicated structure. But of course those who
quence that human souls survive death as a produce such arguments are equally concerned
result of their nature or as a result of the pre- about most ofthe other things which need to
dictable action of some agent who has the be proved on the way. Few people are inter-
power to bring them to life. ested in the existence of God solely for its value
One such theory is the Hindu-Buddhist in proving life after death. And ifI am right in
metaphysic of karma, a deep law of retribu- my claim that we cannot show that the soul
tion in nature whereby an agent who lives a has a nature such that it survives ‘under its
life thereafter lives another in which he gets own steam’, and that we cannot show that it
the deserts (reward or punishment) for the has a nature such that it cannot survive with-
previous life. (The establishment of such a Out its sustaining brain, the only kind of ar-
system would have the consequence that, de- gument that can be given is an argument
spite [a] lack ofevidence for this . . . souls exist which goes beyond nature, i.e. that shows
before birth; in order to be reborn they must there is something beyond the natural order
then normally lose much of the character embodied in laws of nature, and that the op-
which, I have argued, comes to characterize eration of that something is to some extent
the soul by the time of death.) predictable.
Another such theory is of course Christian If God did give to souls life after death in a
theism. The theist has first to argue for the new body or without a body, he would not in
existence of God, a person (in a wide sense) any way be violating natural laws — for, if 1am
of infinite power, wisdom, goodness, and free- right, there are no natural laws which dictate
dom. He may argue that the existence of God what will happen to the soul after death. The
provides the simplest explanation of the ex- soul doesn’t have a nature which has conse-
istence of the universe, the virtual total regu- quences for what will happen to it subsequent
larity of its behaviour in its conformity to to the dissolution of its links to the body.
natural laws, and various more particular phe- I [contend] that the human soul at death
nomena within the universe. It would then has a structure, a system of beliefs and desires
follow that God, being omnipotent, would which might be expected to be there to some
have the power to give to souls life after death degree in the soul if that soul were to be re-
(and if there is no natural law which ties the vived. Ifa man does survive death, he will take
functioning of a soul to the operation of a his most central desires and beliefs with him,
brain, God would not need to suspend natu- which is the kind ofsurvival for which, I sus-
ral laws in order to do this). The Christian pect, most men hope. In hoping to survive
theist will need further to show that God in- death, a man hopes not only that subsequent
tends to bring souls to function after death. to his death, he will have experiences and per-
He could show this either by showing that it form actions. He hopes also to take with him
was an obligation on an omnipotent being to a certain attitude to the world. That attitude
do such a thing, and so that, being good, God certainly does not always include all aspects
would do it; or by showing that God had an- of aman’s present character. Much, no doubt,
nounced his intention of doing this (e.g. by many a man would be happy to dispense with.

373
RICHARD SWINBURNE

But it does include some ofhis character, and one involving no contradiction and an om-
that part just because it is the part which he nipotent God could achieve it; or maybe there
desires should continue, is the most central are other processes which will do so. And just
part. as light bulbs do not have to be plugged into
Note that if there does occur a general res- sockets in order to shine (loose wires can be
urrection of souls with new bodies in some attached to them), maybe there are other ways
other world, yet with apparent memories of of getting souls to function than by plugging
their past lives (or a general reincarnation on them into brains. But investigation into the
Earth with such memories), they would have nature of the soul does not reveal those ways.
grounds for re-identifying each other cor- And humans cannot discover what else is
rectly. For then the general failure of the re- needed to get souls to function again, unless
sults of the criterion of bodily continuity to they can discover the ultimate force behind
coincide with those of apparent memory nature itself.
would .. . justifiably lead us to abandon the
former criterion and rely entirely on the lat-
ter. Not merely is a general resurrection logi- Appendix
cally possible but it would be known by the
subjects to have occurred. The theory of the evolved human soul which
I have been advocating in this book is, I be-
lieve, that of the Bible. Both Old and New
Conclusion Testament hold that a man is a thing of flesh
and bone. (Because the Jews believed — see
The view of the evolved human soul which I Genesis ] — that all material things were good,
have been advocating may be elucidated by they could set a high value on man without
the following analogy. The soul is like a light denying his materiality.) When in the last cen-
bulb and the brain is like an electric light tury BC many Jews came to believe in life after
socket. If you plug the bulb into the socket death, and when the Christian religion arose
and turn the current on, the light will shine. within Judaism affirming life after death, the
If the socket is damaged or the current turned life which they affirmed was not a natural im-
off, the light will not shine. So, too, the soul mortality, but a resurrection — God interven-
will function (have a mental life) ifit is plugged ing in history to give to Christ or to all men
into a functioning brain. Destroy the brain or new bodies and thereby new life. The Nicene
cut off the nutriment supplied by the blood, Creed affirms beliefin ‘the resurrection of the
and the soul will cease to function, remaining body’. Christian theology has always affirmed
inert. But it can be revived and made to func- that the reunion of a soul with a body in the
tion again by repairing or reassembling the General Resurrection required a divine act.
brain — just as the light can be made to shine But early in Christian thought there arose the
again by repairing the socket or turning on view that the dead exist in an intermediate state
the current. But now, my analogy breaks down of purgatory (or in the case of some souls,
slightly (as all analogies do — else they would heaven or hell) as souls without bodies. This
not be analogies). Humans can repair light view combined with Plato’s view that there
sockets. But there is a practical limit to the was a natural immortality of the soul to yield
ability of humans to repair brains; the bits get the view that souls existed in purgatory or else-
lost. Humans can move light bulbs and put where without bodies under their own natu-
them into entirely different sockets. But no ral powers. That view seems to me to be out
human knows how to move a soul from one of line with the Christian emphasis on the
body and plug it into another; nor does any embodiedness of men as their normal and di-
known natural force do this. Yet the task is vinely intended state, and also to fall foul of

374
NEUROPHILOSOPHY

the arguments of this chapter. If souls exist in this evidence in Paul and Linda Badham, Im-
purgatory or elsewhere without their bodies mortality or Extinction? (London: Macmillan,
or with totally new bodies, they do so by spe- 1982), ch. 5. My summary ofthe evidence is
cial divine act, not under their own natural based on this chapter, but I also make use ofa
very careful and balanced account of a new
powers.
programme of investigations by Michael B.
Sabom, Recollections of Death (New York:
Harper and Row, 1982).
Notes
5 Lancet, 24 June 1978, quoted in Badham,
1 Summa Contra Gentiles, 4.81.12 and 13. Immortality or Extinction.
(Book IV, translated under the title On the 6 On this, see Sabom, Recollections of Death,
Truth of the Catholic Faith, book IV, by C. J. chs 3, 6, 7 and 8.
O’Neill (New York: Image Books 1957).) 7 Phaedo, 78 b-80e. See also, for example,
2 For references to the literature, see John Hick, Berkeley: ‘We have shown that the soul is in-
Death and Eternal Life (London: Collins, divisible, incorporeal, unextended, and it is
1976), pp. 373-8. consequently incorruptible’ — G. Berkeley,
3 On the alleged evidence of spiritualism, see Principles ofHuman Knowledge, § 141.
John Hick, Death and Eternal Life, ch. 7. 8 The Analogy of Religion, 1.1.3.
4 ‘There is a brief and well-balanced survey of

42 From Neurophilosophy: Toward a Unified Science of


the Mind-Brain

Patricia Smith Churchland

8.2 Substance Dualism tion, though it is considered to interact caus-


ally with the brain when the latter is intact.
One line of resistance to a program aimed at On this hypothesis, no reduction of psy-
reducing psychological theory to neuroscience chological theory to neuroscientific theory is
is taken by those who deny that the mind is forthcoming because the former is a theory
identical with the brain and who conceive of about the states and processes of mind-sub-
the mind instead as a nonphysical substance. stance, whereas the latter is a theory about
Their hypothesis is that mental states such as the states and processes of amaterial substance,
perceptions, thoughts, feelings, and sensations the brain. Each substance is thought to have
are states, not of the brain, but of a different its own laws and its own range of properties,
substance altogether. This substance is char- hence research on the brain is not going to
acterized as independent of the body inasmuch yield knowledge of the mind and its dynam-
as it allegedly survives the brain’s disintegra- ics, nor, by parity of reasoning, will research
on the mind tell us anything much about how
the brain works.
* From Patricia Smith Churchland, Neuwrophilosophy:
Toward a Unified Science of the Mind—Brain (Cam- What is the evidence for the hypothesis that
bridge, Mass.: MIT Press, 1986), pp. 317-23. minds are nonphysical substances in which
Reprinted with permission. mental states such as beliefs, desires, and

375
PATRICIA SMITH CHURCHLAND

sensations inhere? Descartes was particularly as a radically different substance would be


impressed by the human capacity for reason- imperiled.
ing and for language, and though he was a On the classical picture, essentially two types
keen mechanist, he simply could not imagine of items were exchanged at the station where
how a mechanical device could be designed mind and brain interacted, wherever it was,
so as to follow rules of reasoning and to use and these were sensations and volitions. The
language creatively. What sort of mechanical brain was thought to send sensations to the
devices were the paradigm that inspired mind, which could then use them in percep-
Descartes’s imagination? Clockwork machines tion. The mind, on the other hand, was
and fountains. And though some were intri- thought to send volitions to the brain, which
cate indeed, by our standards even the most could then translate the volitions into motor
elaborate clockwork devices of the seventeenth effects. The higher functions of the mind, in-
century do not have a patch on modern sym- cluding reasoning, consciousness, moral feel-
bol-manipulating machines that can perform ings, and the emotions, were assumed to
such tasks as guiding the flight path ofa cruise function independently of the brain, save for
missile or regulating the activities of a space- the extent to which perceptions might figure
craft on Mars. The advent of the modern com- in these functions. Perceptions were excepted
puter has stolen much of the thunder of because they were to some extent dependent
Descartes’s argument that reasoning betokens on sensations. This independence of the
a nonphysical substance. Nevertheless, . . . the higher mental operations from the physical
theme that reasoning, the meaningfulness of business of the brain was really the raison d’étre
sentences in reasoning, and the /ogical rela- of the substance dualist hypothesis, for it was
tions between sentences used in reasoning these mental functions that seemed utterly
eludes an explanation in physicalist terms is inexplicable in material terms. Given a life of
taken up by contemporary philosophers as the their own in the nonphysical mind, reasoning
basis for antireductionist arguments. The out- and consciousness and their kind should be
ward form of the contemporary arguments is amenable to nonmaterial explanations, and
new and clever, but the motivating intuitions getting these seemed far easier than getting
are discernibly Cartesian. brain-based explanations. We shall see this
An intractable problem confronting sub- theme concerning reasoning and conscious-
stance dualism concerns the nature of the in- ness reappear in assorted guises in virtually
teraction between the two radically different every antireductionist argument, including
kinds of substance. Soul-stuff allegedly has those most recently minted.
none of the properties of material-stuff and The hypothesized independence of reason-
is not spatially extended, and the question ing and consciousness that makes substance
therefore concerns how and where the two dualism attractive is at the same time a chronic
substances interact. This problem stymied and aggravating problem that costs it cred-
Descartes, and his completely inadequate so- ibility. The difficulty is straightforward: rea-
lution was to suggest that the “animal spirits” soning, Consciousness, moral feelings,
functioned to mediate between the two types religious feelings, political convictions, aes-
of substance and that the subtle interaction thetic judgments, moods, even one’s deep-
took place in the pineal gland. But his animal seated personality traits — all can be affected if
spirits were composed of material stuff, albeit the brain is affected by drugs or by lesions,
very fine material stuff, so the problem stood for example. The more we know about neu-
its ground. Can the mind be affected by, say, rology and about neuropharmacology, the
electrical or magnetic fields? For Descartes, more evident it is that the functions in ques-
apparently not, for then it would have prop- tion are not remotely as independent as the
erties in common with matter, and its status classical hypothesis asserts. On the materialist

376
FROM NEUROPHILOSOPHY

hypothesis, the observed interdependence is mammalian species, that we and the chimpan-
precisely what would be expected, but it is zees share a common ancestor, and that we
distinctly embarrassing to the dualist hypoth- can trace our lineage back to single-celled or-
esis. ganisms, then a question arises about where
Recent hypotheses meant to explain the the ‘soul-stuff came from. Do all organisms
nature of the interaction between the non- have it? If some organisms do not have such a
physical mind and the physical brain are not substance, how did the others come to have
significant improvements upon Descartes’s it? Could it have evolved from physical stuf?
proposal. Although Eccles has energetically If humans alone have minds, where did these
addressed the problem, his theory of the in- substances come from? A theologically based
teraction remains metaphorical. His explana- answer is that nonphysical minds, unlike physi-
tory flow diagram consists essentially of many cal brains, are not an evolutionary product but
arrows connecting the “mind” box to the box were for the first time placed in contact with
for the language areas of the human brain. brains by divine intervention some 80,000
The question that persists after study of the years (or in some calculations merely 6,000
array of arrows is this: what is the manner of years) ago. Since then, apparently, there has
interaction, and how does the nonphysical been continual intervention by a supernatural
mind bring about changes ofstate in the brain, being to invest each human brain with its own
and vice versa? The inescapable conclusion is nonphysical mind.
that the arrow-array is after all as much an The price of espousing substance dualism
explanatory surd as the notion of Descartes’s begins to look too high, for among other
animal spirits finely but mysteriously “affect- things it entails arbitrary and unmotivated
ing” the nonmaterial substance in the con- exceptions to the plausible and unified story
fines of the pineal gland. of the development of intelligence provided
The unavailability of a solution to the by modern evolutionary biology. On the other
manner ofinteraction between two radically side of the ledger, the compensatory explana-
different substances does not entail that sub- tory payoff from the hypothesis seems meager.
stance dualism is false. For all we know now, If chimpanzees or monkeys do not have
further research may yet discover a solution. minds, then presumably their learning, per-
But with no leads at all and not even any seri- ception, feeling, and problem solving are ex-
ous plans for finding a solution, it does mean plained in terms ofbrain function. But if theirs,
that the hypothesis has diminished appeal. This then why not ours? In the absence of solid
failure invites the conjecture that the prob- evidence for the separate existence of the
lems the hypothesis was designed to solve mind, the appeal of substance dualism fades.
might in fact be pseudoproblems, and in this The hypothesis ofsubstance dualism is also
respect they might be similar to the now- supposed to explain the unity of conscious-
discarded problems of how the heart concocts ness (the unity of the self), and it is alleged
vital spirits or how the tiny homunculi in that such unity cannot be explained on a ma-
sperm can themselves contain tinier homun- terialist hypothesis. The reasoning here is less
culi containing even tinier sperm containing than convincing, both because it is far from
yet more tiny homunculi. The phenomena, clear what the phenomenon is that the hy-
as we now know for these cases, were radi- pothesis is meant to explain and because it is
cally misdescribed, and the corresponding far from clear how the hypothesis succeeds in
problems, therefore, did not exist to be solved. explaining this ill-specified phenomenon.
Additional difficulties further diminish the Consider first the phenomenon. Certain
plausibility of substance dualism, and one such questions immediately arise: How do
problem is drawn from evolutionary biology. nonconscious mental states comport with al-
Assuming that humans evolved from earlier leged unity of consciousness? How does all

377
PATRICIA SMITH CHURCHLAND

that nonconscious processing postulated in The second question to be asked of the sub-
cognitive science fit into the picture? How do stance dualist concerns how his hypothesis
the split-brain results fit? Or the blindsight explains the phenomenon, whatever that phe-
results? Or the cases ofsplit personality? What nomenon is. How is it that the nonphysical
about when the brain is in slow-wave sleep or mind yields unity of consciousness? How does
in REM sleep? The questions are far too nu- it unify experiences occurring at different
merous for unity of consciousness to be a phe- times? If the answer is that the nonphysical
nomenon in clear and unproblematic focus. mind unifies because the experiences are ex-
In a previous publication I argued that con- periences of one substance, then that answer
sciousness, as it is circumscribed in folk psy- is also available to the materialist, who can say
chology, probably is not a natural kind, in that the experiences are experiences of one
much the way that impetus is not a natural brain. If the answer is that it is simply in the
kind. Nor, for example, do the categories nature of the nonphysical mind to be unified
“gems” or “dirt” delimit a natural kind. That and to provide unity, then the sense that an
is to say, something is going on all right, but it explanation has been provided loses its hold.
is doubtful that the generalizations and cat- It is like saying, “It just does.” Moreover, the
egories of folk psychology either do justice to materialist is entitled to make the same futile
that phenomenon or carve Nature at her move: it is simply in the nature of the brain to
joints. The evidence already indicates that provide unity to experiences. This is a stand-
consciousness is not a single type of brain proc- off, and neither hypothesis advances our un-
ess, and that if we think of consciousness as a derstanding. Therefore, the dualist cannot
kind of light that is either on or off, and that claim that his case is supported by his being
when on illuminates the contents of mental able, and the materialist’s being unable, to
life, we are hopelessly mistaken. We already explain the unity of consciousness.
know that so-called subliminal experiences can A parallel discussion can be constructed
affect “conscious” problem solving. We know concerning nonphysical minds and free will.
that one can engage in a number of highly Here the dualist credits his hypothesis with
complex activities at once, even though not the ability to explain how humans have free
“paying attention” to them all. We know that will. In this instance too, it is far from clear
brain activity as measured on the EEG during what the phenomenon is or how dualism ex-
some REM sleep looks more like brain activ- plains anything about it. A dualist hypothesis
ity during fully awake periods than during claiming that the nonphysical mind acts freely
other sleep periods. We know that some sub- because it is the nature of the mind to do so
jects who are in fact blind apparently fail to leaves us without explanatory nuts and boits.
be aware that they are blind. We know that And as before, for every move the dualist
some patients with temporal lobe damage can makes here, the physicalist has a counterpart
learn complex cognitive skills and yet be com- move. Again the result is a standoff, and the
pletely unaware that they have done so — even dualist can claim no advantage .. .
while engaged in one of those very skills. And The two primary foci for the dualist’s con-
so on and on. The brain undoubtedly has a viction are the logical-meaningful dimension
number of mechanisms for monitoring brain of cognition and the qualities of conscious-
processes, and the folk psychological catego- ness. The importance of these matters has
ries of “awareness” and “consciousness” in- struck dualist philosophers in different ways,
differently lump together an assortment ofthe with the consequence that some have gravi-
mechanisms. As neurobiology and neuropsy- tated to one focus and some to the other. One
chology probe the mechanisms and functions group has taken the nature of felt experience
of the brain, a reconfiguring of categories can as the difficulty of paramount importance and
be predicted. hence has tended to side with materialists on

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MATERIALISM AND SURVIVAL

the other question. That is, they expect that These dualist intuitions can be respectably
eventually the logical-meaningful dimension sustained despite the hopeless problems of
will ultimately have a causal neurobiological substance dualism in finding a coherent fit for
explanation. For these philosophers reason- the mind-substance in modern physics and
ing is not the stumbling block, partly because biology. The general strategy in support of
the idea that the logical-meaningful dimen- these intuitions has been to abandon the al-
sion of cognition is fundamentally noncausal batross idea of a distinct substance but to re-
is found objectionable. The second group has tain the idea of irreducibility. Thus,
just the converse set of intuitions. Like philosophers concerned with subjective expe-
reductionists, they think that ultimately con- rience have argued that subjective experience
sciousness and the qualities of felt experience is an irreducible property, and philosophers
will be explained in neurobiological terms. But concerned with the logical-meaningful dimen-
for them, the difficulty of paramount impor- sion have argued for the irreducibility of cog-
tance lies in the logical-meaningful dimension nitive theory. It is among these two, albeit
of cognition. Here, they argue, are insur- inharmonious, groups that the most sophisti-
mountable problems for a reductionist strat- cated antireductionist arguments are to be
egy. The reductionist has been useful to both found, and characteristically they are not to
camps by providing reductionist arguments for be removed by a few casual rejoinders.
each to use against the other.

43 Materialism and Survival*

Dean W. Zimmerman

1 A Dilemma for Materialist atoms, molecules, and so forth of which all


Survival material things are made.
Or so the materialist says. I, for one, have
A materialist would say that I am nothing my doubts. On even-numbered days of the
other than the six-foot tall living organism I month, I find myself wondering, with
call “my body” (or some part of it, for exam- Descartes, where exactly my soul interacts with
ple, its brain). Iam not an unextended imma- this brain — the brain which I use to think,
terial substance, or an extended but thin much as I use my eyes to see or my ears to
ectoplasmic substance of a kind unknown to hear. And on odd-numbered days I wake up
physicists. Nor am I a composite made out of in Berkeley’s world, a world in which the only
any such substance and this body (or some substances are spirits like you and me and God;
part of it). I am, instead, an entirely material and the material objects are just “bundles of
being, made entirely of material parts — the perceptions.”
But that’s just me. I’m a philosopher, and
philosophers have been known to dream of
* An expanded version of this essay will appear in a more things than there are in heaven and earth
forthcoming volume of Faith and Philosophy under the —and also to dream that there are fewer things
title “The Compatibility of Materialism and Survival.” than there are in heaven and earth, which may

SHS)
DEAN W. ZIMMERMAN

have been Berkeley’s problem. Let us suppose urrected is the primary obstacle Peter van
that the materialist is right about me, that I Inwagen sees to a materialistic account of sur-
just am this physical object, my body. And let viving death.
us further consider the fact that my body
would appear to be doomed. It will suffer The atoms of which I am composed occupy at
decay, cease to exist, its parts probably end- each instant the positions they do because of
ing up spread all around the world. Do not the operations of certain processes within me
these two suppositions together imply that I (those processes that, taken collectively, consti-
tute my being alive). ... [I]f.a man does not
am doomed? That J will suffer decay and cease
simply die but is totally destroyed (as in the case
to exist? If Iand this body are not two things
of cremation) then /e can never be reconstituted,
but one, then whatever fate awaits my body
for the causal chain has been irrevocably bro-
awaits me. ken. If God collects the atoms that used to con-
The Christian — at least the Christian who stitute that man and “reassembles” them, they
affirms, say, the Nicene creed — is one who will occupy the positions relative to one another
“looks for the resurrection of the dead, and they occupy because of God’s miracle and not
the life of the world to come.” Can such a because of the operation of the natural proc-
one be a materialist? Can she accept the con- esses that, taken collectively, were the life ofthat
clusion of the preceding argument, judging man.!
that she will suffer decay and cease to exist —
for a time, until “the life of the world to come” I find van Inwagen’s claim here extremely
begins? plausible. In order that a given material ob-
Well, why not? Why couldn’t I cease to ex- ject — or any other individual thing, for that
ist for a time and then come back into exist- matter — persist throughout a period of time,
ence again? At the general resurrection, God there must be appropriate causal relations be-
collects all the parts of me that are left, or some tween the object as it is at earlier times and
portion of them if a few have found their way the object as it is at later times. This sort of
into other people’s bodies to be resurrected causation has been called “immanent causal-
with them, and reconstitutes me more or less ity,” causation that passes from earlier states
as I was at my death. Isn’t that enough to of an object to later states of that very same
bring me back on to the scene? The problem object. To say that immanent causal connec-
with this scenario is not that it is impossible tions are required for the persistence of abody
for something to have a “gappy existence” — I is to say that later states of the body must be
see no reason to deny that something could causally dependent, at least in part, upon its
cease to be for a time and then pop back into earlier states. But not just any sort of causal
existence again. The problem is that it is hard dependence seems sufficient to give us the
to see how a living body could come back into kind of immanent causation that is crucial to
existence after this sort of gap. For the gap the persistence of a body. It is not enough,
described is one over which there are no causal says van Inwagen, that the way my body was
connections — or at least no very direct ones — at death serve as a blueprint for God’s creat-
passing from the body as it was at death to ing anew one at the general resurrection. That
the body as it will be in the world to come. is causal contribution of a sort; but here the
For God to create a “new me” at that time — causal chain passes through God’s mind; it
even if He uses mostly old parts salvaged from doesn’t remain “immanent” with respect to
the wreck of my body — is not for Him to processes going on within a living human
bring me back, but to create a mere replica of body. The case is analogous to that of van
me, a doppelganger. Inwagen’s monks who claim that God “re-
The lack of appropriate causal connections created” an original manuscript in Augustine’s
between the body that dies and the one res- own hand.’ If the original was destroyed in a

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MATERIALISM AND SURVIVAL

fire, no document brought into existence later rection provide the model for our own, it
on, by God or anyone else, could literally be would be a great theological advantage to be
the original — no matter how precisely similar able to say that we, too, get numerically the
the two might be. same body back — transformed and improved,
Does the Christian materialist have any op- no doubt, but not a body newly cut from
tions left? Is she forced either to deny van wholly different cloth. The Christian dualist
Inwagen’s thesis about the necessity of im- moved by these theological considerations can
manent causation for her persistence, or to put the theory that follows into service as an
deny that she is identical with her body? I think account of one way in which our resurrected
there are options left — as does van Inwagen.* bodies could be the same as the bodies we
Abstractly, the only other way out is to deny had in this life, in much the same sense in
the second, empirical premise in the problem which Christ’s resurrected body was the same
with which I began: namely, the premise stat- as the one laid in the tomb.
ing that this body is doomed. Perhaps my
body’s future is really not so grim; perhaps,
appearances to the contrary notwithstanding, 2 Van Inwagen’s Metaphysics
my upcoming death is not, strictly speaking, of Material Beings
the complete and utter destruction of my body
after all. My goal today is to tell a “just so” I shall take Peter van Inwagen’s own views
story in which God ensures that this very body about the persistence conditions of living
escapes the deadly powers that would other- things as the context in which to develop the
wise destroy it utterly. The escape is by a hair’s falling elevator model of entry into the next
breadth, at the last moment. It is effected by life. 1am confident that my strategy could be
a miraculous last minute jump that takes me deployed within other theories of persistence,
out of harm’s way. So I am tempted to call as long as they give pride of place to imma-
this little fiction “the falling elevator model” nent causation. In particular, those who, un-
of survival — for you’ll recall that, according like van Inwagen, accept the thesis that a
to the physics of cartoons, it is possible to avoid human being persists by having a different
death in a plummeting elevator simply by “temporal part” for each time at which she
jumping out in the split second before the el- exists will have a somewhat easier time of it.
evator hits the basement floor. I argue that it But I choose van Inwagen’s own metaphysics
is at least logically possible for our bodies to because he has set the problem for us, and
do something like that when we die. because his theory of persisting living things
Although I tell the story under the suppo- is probably one ofthe hardest to square with
sition of materialism, its relevance for Chris- survival.
tian dualists (such as myself) should be clear. Van Inwagen’s account of the nature and
According to venerable theological traditions, persistence conditions of physical objects is
Christ, like all of us, was a spirit united to a found in his impressive book, Material Beings.*
normal human body. After his body was killed, Here’s the Reader’s Digest condensed version:
he (i.e. his spirit, since his body was still in the At bottom, the universe is filled with material
tomb) descended into hell to “preach to the simples — tiny particles that have no proper
spirits in prison” and “lead forth captives.” parts. Some of them are arranged table-wise
On “the third day,” his body was raised to in the center of my study; many more are ar-
life again — that very same body that lay in the ranged house-wise around me. However, con-
tomb was reanimated by his spirit and subtly trary to what one might initially have thought,
transformed. Identity of the dying and resur- the simples arranged in a table shape here do
rected body is necessary to make sense of the not in fact compose anything, nor do the ceil-
empty tomb. And ifChrist’s death and resur- ing-shaped simples hanging over me. Simply

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DEAN W. ZIMMERMAN

heaping simples together is not sufficient to sphere, but the destruction of an entire half
produce an object having them for its parts. of my brain; and, given the possibility of brain
Some simples, however, are caught up into a transplants, the subsequent transplantation of
very special kind of event: namely, a Life. A my half-a-brain into a different body. But this
set of objects are caught up in a Life when raises a more troublesome question: what
they are organized in such a way that they would happen were my symmetrical brain split
work toward ensuring the continued existence in two, each of the halves being transplanted
of successor sets of simples organized in into a separate body? Each of the resulting
roughly the way they are — they possess a organisms would have an equally good claim
conatus sese conservandt, a knack for self-main- to be continuing my Life — that is, to be me.
tenance. The only events in our world that But they cannot both be me; one thing can-
really exhibit this sort of self-sustaining activ- not become two, on pain of contradiction.
ity are biological (although a particularly Now the believer in souls can say that I went
stable weather pattern, like a hurricane, is at wherever my soul went — either with the one
least a pale imitation of a Life). When a set of half-brain or the other or neither.® But what
objects is caught up in a Life, then there ex- should the materialist say?
ists an object that is composed of these parts Those who believe in temporal parts can
—a living organism. This organism lasts just maintain that there were two people all along;
so long as the event which is its Life contin- they simply shared their earlier stages, much
ues. And, since there is no other way of or- as two roads may share a certain stretch of
ganizing a collection of objects so that they pavement in common. But the opponents of
compose an object, the world contains noth- temporal parts, like van Inwagen, must say
ing but living things and the simples from something else — namely, that, at least in cases
which they are made. of perfectly symmetrical fission, the original
How does van Inwagen handle the familiar organism ceases to be and is replaced by two
problems of fission and fusion? What is to be new ones. And indeed that is what van
said, for instance, about a Life that splits when Inwagen does say.’ But (for rather complicated
a human organism divides in two by means of reasons I give elsewhere®) this response leads
some fancy brain-splitting surgery? Here I inevitably to a “closest continuer” theory of
think van Inwagen, like everyone but certain personal identity: the view that whether a
temporal parts theorists, must give up what is given process is a single Life will sometimes
sometimes called the “only x and y” princi- depend upon events that are not part of that
ple: roughly, the thesis that facts about events process — which is, roughly, the denial of
outside the spatio-temporal path swept out the “only x and y” principle. If there are two
by an object could not have made any differ- simultaneously existing and equally good can-
ence to the question of whether or not a didates for being involved in the same Life as
single object passed along that path. Van some earlier person, then the person ceases to
Inwagen must allow for at least the abstract exist; the Life ends; and two new Lives begin.
possibility of cases of organic fission which But if one of the two candidates had been
break the “only x and y” principle. We know completely absent (destroyed at the point of
that it is possible for a person to survive the fission instead of being preserved alive), then
removal of an entire brain hemisphere. And it the original Life would have continued and
seems plausible to suppose that “brain trans- the original person would have persisted
plants” are at least possible in principle, and through the loss of half her brain.
that in such a case the person goes where her I shall shortly need a little more informa-
brain goes. Now if my brain were only a little tion about how to trace Lives through
bit different,° then it would seem that I could branchings. The principle I will appeal to is
survive not just the loss of an entire hemi- this: if you are looking for the next event in a

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MATERIALISM AND SURVIVAL

given Life, and the present event is immanent- 3 Lives with Spatio-temporal
causally connected to two nonsimultaneous Gaps
later events in the appropriate way, but one is
earlier than the other, go to the earlier of the Suppose that van Inwagen’s notion of a (non-
two — it is the earlier one that represents the branching) Life does constitute the proper
continuation of this Life, and the subsequent way to trace the careers of human beings. I
appearance of the later one does not turn propose that we can still make sense of an
this into a case of fission. I shall be assuming, afterlife without making God a secret body-
then, something like a “temporally-closest snatcher — someone who invisibly removes
continuer” theory of persistence conditions. bodies or body-parts at death, replacing them
Now it at least appears that every Life ends. with lookalikes. Here’s one way:
My parts eventually lose their special self-sus- Everyone should agree that, if something
taining structure, the homeodynamism of my has persisted into the present, then its exist-
life peters out, and immanent-causal paths end. ence in the immediate past must not be caus-
The lights go off, and no one is home. Ifthis ally irrelevant to its having lasted until now.
really happens, then setting up some batch of For instance, the fact that Iam presently stand-
simples later on in such a way that they are ing here must be at least partly causally expli-
alive and constitute an organism resembling cable in terms ofthe fact that I was standing
me at my death would just be starting up a here a moment ago; for if the body standing
new Life, and hence a new organism. here then had no causal connections with the
At one time, these considerations led van body here now, then the latter is not a con-
Inwagen to the conclusion that the only way tinuation of the old one but a replacement
(consistent with empirical facts) for God to that just happens to resemble the old one a
secure my survival would be for him to re- good deal. This falls out as a consequence of
move my corpse — or at least my brain and van Inwagen’s view, since lives are continu-
central nervous system — and replace it with a ous self-sustaining events — but it should fall
simulacrum at the time of my (seeming) out of everyone’s view. As noted earlier, the
death.’ sort of causal relations that must hold between
The materialist who believes in survival is different stages of the same person are often
bound to be unhappy with this conclusion. I called relations of immanent causality. .. .!
once helped a friend with some of the more (Note that talk about the “stages” ofa person
laborious steps in the process of taking a hu- need not presuppose that persons can be di-
man corpse apart.'? Opening a human skull vided up into temporal parts; for the stages in
and finding a dead brain is sort oflike open- question may simply be events that are parts
ing the ground and finding a dinosaur skel- of the total history of the person — the life-
eton. Of course it is in some sense possible long process of intrinsic change which that
that God takes our brains when we die and person undergoes.)
replaces them with stuff that looks for all the Most metaphysicians seem to agree that...
world like dead brains, just as it is possible immanent-causal relations among stages are
that God created the world 6,000 years ago much more important than relations of spatio-
and put dinosaur bones in the ground to test temporal contiguity among stages.!? Further-
our faith in a slavishly literal reading of Gen- more, the notion that spatio-temporal
esis. But neither is particularly satisfying as a continuity is not even necessary for persist-
picture of how God actually does business. ence is a quite natural view, at least for those
And that provides my motivation for trying of us who grew up watching Star Trek and
to tell a better story. reading science fiction. Why suppose that
things cannot jump discontinuously from
one place to another, or flicker out of exist-

383
DEAN W. ZIMMERMAN

ence for a while only to re-emerge elsewhere contingent things are dependent upon him;
and elsewhen? Armstrong sums up the re- and although the making and upholding God
lationship between spatio-temporal contin- does is very different from anything his crea-
uity and immanent causation succinctly: tures are capable of, these activities on his part
“Spatio-temporal continuity of phases of should qualify as the exercise of causal power
things appears to be a mere result of, an ob- — albeit causal power on the highest order. So
servable sign of, the existence of a certain sort causation is not analysable in terms of more
of causal relation between the phases.”'4 regularities of succession, as Russell thought.
On the face of it, immanent-causal re- A more robust theory is needed; but I see no
latedness among stages of a thing would seem reason to expect that the truth about causa-
to be compatible with its making discontin- tion will require the spatio-temporal contigu-
uous spatiotemporal jumps, or even being ity of cause and effect.'°
“temporally gappy.” If it is possible for an If we can in some way make sense of imma-
object to persist through temporal gaps dur- nent-causal connections over spatio-temporal
ing which it has no stages, then there must be gaps, then we are well on our way to an ac-
suitable immanent-causal relations which cross count of survival without body-snatching.
the temporal gap between earlier and later Suppose my body were to undergo an extraor-
stages. But, given that the kind of immanent- dinary and discontinuous case offission: every
causal connections that normally preserve a particle in my body at a certain time ¢ is im-
Life could cross spatial and temporal gaps, manent-causally connected with two resulting
there’s no reason to think that one and the particle-stages after that time. The two sets of
same Life could not contain spatial jumps or resulting particles appear at some later time
temporal gaps. As long as the causal processes * in disjoint spatial regions, and each is ar-
from earlier stages to later stages are of the ranged just as the set of “parent” particles that
right sort, preserving the self-sustaining struc- produced it. My body, in this case, replicates
ture peculiar to the living thing in question, itself over a temporal gap. Given the solution
one has the same Life. to fission cases defended above, we must say
Of course the supposition that causal proc- that this event brings my life to an end. But
esses can be spatiotemporally gappy in this way now suppose that the same sort of fissioning
is contentious. Philosophical theories of cau- of each particle occurs, but that only one set
sation as different as Hume’s and Ducasse’s constitutes at ¢* a living human body struc-
have been in agreement on the necessity of tured just like mine — the other set appears at
spatio-temporal contiguity of cause and effect. ¢* as an unstructured pile of dead matter.
But I do not see the inevitability of this as- Then, thanks to the failure of one body to
sumption. Russell addresses the question in “take,” my life is continued by the successful
his discussion of “mnemic causation” — “that candidate that appears after a temporal inter-
kind of causation .. . in which the proximate val.
cause consists not merely of a present event, Now we have a model for how God may
but of this together with a past event.”!* He resurrect this very body: He does so by, just
concludes that there is “no a priori objection before it completely loses its living form, ena-
to a causal law in which part of the cause has bling each particle to divide — or at least to be
ceased to exist.”!5 But Russell’s regularity immanent-causally responsible for two result-
theory of causation is so weak that we should ing particle-stages. One ofthe resulting parti-
not be too surprised at his having no special cle-stages is right here, where the old one was;
trouble with mnemic causation. Ofcourse one another is either in heaven now (for immedi-
who believes in the Christian God cannot hold ate resurrectionists), or somewhere in the far
a simple regularity theory of causation in gen- future. But in any case, since the set of parti-
eral. God made the heavens and the earth; all cle-stages immanent-causally connected with

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MATERIALISM AND SURVIVAL

my dying body which stay here do not par- answer just as in the particle case: since there
ticipate in a life, they do not constitute any is no rival candidate for me in existence 7m-
object, and there is absolutely no danger of mediately after the last 20-year-old particle-
my fissioning out of existence due to compe- stage, my life continues in the ordinary way —
tition with “my corpse” — there being no such the ostensibly 20-year-old “resurrected” rep-
object! Furthermore, if the ultimate simples lica ofme is just that, a replica of “the me that
are the kinds of things that can last through used to be.” One only faces fission when a life
time, it could even turn out that each simple divides into two co-existing (and therefore
which God “zaps” to give it this replicat- competing) streams...
ing power in fact does not ttself divide, but
simply remains right here — as a part of my
crumpled corpse. Each particle «is immanent- Notes
causally connected to two streams of later 1 Peter Van Inwagen, “The Possibility of Res-
particle-stages; one of them — the one in the urrection” reprinted in Immortality, ed. Paul
here and now — includes stages of x itself; the Edwards (New York: Macmillan, 1992),
other, the one in the hereafter, may be a par- pp. 242-6.
ticle stage ofavery different particle (its iden- 2 Cf. van Inwagen, ibid, p. 243.
tity with x need not matter for the question 3 Cf. van Inwagen, “Dualism and Materialism:
Athens and Jerusalem?” Faith and Philosophy,
whether the body of which it is a part is my
12 (1995), pp. 475-88; and the author’s note
body — all that matters for that question is
to “The Possibility of Resurrection,” p. 246.
whether the right kind of life-sustaining causal 4 Material Begs (Ithaca, N.Y.: Cornell Uni-
continuity obtains between person-stages). versity Press, 1990).
Unlike a case of fission in which the fission- 5 That is, if it were more like that of van
products co-exist, the case of the future-rep- Inwagen’s Neocerberus; cf. Material Beings,
licating individual particle involves only one pp. 202-3.
resultant particle now; so, in the present there 6 Richard Swinburne turns the fact that the be-
is no other candidate to threaten the contin- liever in souls can say this into an argument
ued existence of the original particle — there is against materialism; cf. “Personal Identity: The
only one “temporally closest continuer” for Dualist Theory,” a chapter from Personal Iden-
tity, by Richard Swinburne and Sydney Shoe-
each particle. Thus we have everything we
maker (Oxford: Blackwell, 1984), reprinted in
want: the heap of dead matter I leave behind
Metaphysics: the Big Questions, ed. by Peter van
is made of stuff which really was a part of my Inwagen and Dean W. Zimmerman (Oxford:
body (it’s not a simulacrum; God is not a Blackwell, 1998).
body-snatcher), and the resurrected body is 7 Cf. Material Beings, pp. 205-7.
really identical with this present one — it is 8 See my “The Compatibility of Materialism and
causally continuous with it in just the way Survival,” forthcoming in Faith and Philoso-
adjoining stages of my present body are caus- phy.
ally continuous, except that in this case there 9 “Immanent Causation,” Philosophical Perspec-
is a spatial or spatio-temporal gap which my tives, vol. 11: Mind, Causation and World,
poor body was given the power to cross by pp. 4335-71.
10 The friend was not a mobster, but a student
means of God’s intervention.
of anatomy. Saddled with a lazy lab partner,
But what if God had given my particles this
she recruited my wife and me to assist.
replicating power back at the end of my twen- 11 The /ocus classicus on immanent causation is
tieth year, so that at that time they were im- W. E. Johnson, Logic, part III (Cambridge:
manent-causally connected both with a living Cambridge University Press, 1924), chs 7-9.
duplicate in the hereafter as well as with suc- For a more recent discussion, cf. my “Imma-
ceeding spatio-temporally continuous 21- nent Causation,” Philosophical Perspectives, vol.
year-old body-stages in the here-and-now? I 11: Mind, Causation, and World (1997).

385
DEAN W. ZIMMERMAN

12 Cf. the discussions in D. M. Armstrong, “Iden- 13 Armstrong, “Identity Through Time,” in van
tity Through Time,” in Peter van Inwagen Inwagen (ed.), Time and Cause, p. 76.
(ed.), Time and Cause (Dordrecht: D. Reidel, 14 The Analysis of Mind (London: George Allen
1980), pp. 67-78, esp. pp. 74-6; Sydney and Unwin, 1921), p. 85.
Shoemaker, “Identity, Properties, and Cau- 15 The Analysis of Mind, p. 89.
sality,” in his Identity, Cause, and Mind 16 Furthermore, as I show in “The Compatibil-
(Cambridge: Cambridge University Press, ity of Materialism and Survival,” there is a way
1984), pp. 234-60; and Chris Swoyer, “Cau- for God to create a person long after my death
sation and Identity,” Midwest Studies in Phi- whose later stages depend “quasi-causally”
losophy, vol. 9: Causation and Causal Theories, upon my earlier stages, without the introduc-
ed. by Peter A. French. Theodore E. Uehling, tion of full-fledged mnemic causation. The
Jr, and Howard K. Wettstein (Minneapolis: quasi-causal “glue” I describe is strong enough
University of Minnesota Press, 1984), pp. by itself, I think, to hold my stages together
593-622. over the gap.

386
Revelation

44 Are We Entitled?*

Nicholas Wolterstorff

.. . does God speak? thought occurred to Locke that perhaps their


Our situation is not that we and a few oth- whole procedure was misguided. Perhaps to
ers have recently begun to entertain the propo- advance one had first to retreat: instead of
sition that God speaks, and are now wondering continuing to worry the issues at hand in the
whether to accept or reject that proposition. hope that answers would turn up if they just
Countless human beings, down through the kept at it, perhaps they ought to turn inward
ages, and on into our own time and place, for a while to examine the cognitive abilities
have in fact believed that God speaks. Let us, of human beings, with the aim of determin-
then, pose our question in full recognition of ing which objects the human understanding
that fact; let us ask how such beliefs are to be is fit to deal with, and how; and then, with
appraised. illumination on those matters in hand, return
to the topic. It was this thought, says Locke,
that led eventually to his Essay concerning
Locke on Entitlement to Human Understanding.
Religious Belief The general epistemology which Locke
developed there has been profoundly influ-
...1 propose setting the stage for this issue ential in the modern West; even more influ-
of appraisal by recalling a fateful conversation ential has been Locke’s application of that
which took place . . . in the spring of 1671 in general epistemology to the regional episte-
an apartment in Exeter House in London. The mology of religious belief. An indispensable
participants were John Locke and some five preparation for thinking through for ourselves
or six of his friends; the topic was various how we ought to appraise beliefs that God
matters of morality and revealed religion — we speaks is bringing to the level of conscious
don’t know which. The participants, Locke self-awareness this part of our cultural inher-
tells us, were scarcely into their conversation itance.
before they felt themselves stymied “by the There are things deeply amiss, Locke, con-
difficulties that arose on every side.” They cluded, in the practices that his fellow coun-
plowed ahead and kept on talking, but they trymen — and humanity in general — typically
were getting nowhere. After they had thrashed use for arriving at beliefs, especially beliefs on
about in this fashion for some hours, the matters of religion and morality. One of the
worst features of those practices is their use of
* From Nicholas Wolterstorff, Divine Discourse: Philo-
tradition as a basis of belief. People believe
sophical Reflections on the Claim that God Speaks (Cam- without question what others tell them; they
bridge: Cambridge University Press, 1995), ch. 15, take them at their word. Since most of what
pp. 261-80. Reprinted with permission. people believe on say-so is false, there is

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NICHOLAS WOLTERSTORFF

scarcely a worse basis for belief than this. Ad- say on the topic by looking at what he says
mittedly believing on say-so cannot be elimi- about believing that God has revealed so-and-
nated from our lives; no one could possibly so, and then extrapolating from that.
look into everything for herself. None the less, Locke draws the customary distinction be-
for everyone there are certain questions whose tween original and traditional revelation in the
answers one is obligated to try one’s best to dis- following way: original revelation is “that first
cover — matters of maximal “concernment,” impression, which is made immediately by
Locke calls them. God, on the mind of any man, to which we
What constitutes doing one’s best? Locke cannot set any bounds;” traditional revelation
assumed, without question, that for every per- is “those impressions delivered over to others
son and for every topic, the structure of do- in words, and the ordinary ways of conveying
ing one’s best is the same. For every person, our conceptions one to another” (Essay rv,
there are certain facts of which that person is xviii, 3). The word “impression” here is vague.
directly aware. Typically such awareness pro- When Locke speaks of “an impression made
duces a corresponding belief; when it does, immediately by God on the mind,” he means,
that belief has maximal certitude. One can’t as I understand him, a Jelief, revelation oc-
do better in one’s believings than this. The curs when God directly brings about a belief
scope of such directly perceptible facts is ex- in someone’s mind.
tremely limited, however: each of us can be It will already be clear from the foregoing
directly aware only of those facts consisting that, on Locke’s view, the mere fact that God
of relationships among the ideas and acts of has planted a belief in one’s mind does not
one’s own mind, and the relationship of those entitle one to believe it. His language is vivid
to one’s mind itself. So what about all the and emphatic:
other facts; what constitutes doing one’s best
to get in touch with those? Well, it may be He ... that will not give himself up to all the
extravagancies of delusion and error must bring
that one can construct a demonstrative argu-
this guide of his light within to the trial. God
ment for some of them, starting from propo-
when he makes the prophet does not unmake
sitions one knows because one is directly aware
the man. He leaves all his faculties in their natu-
of the corresponding mental fact. But if that ral state, to enable him to judge of his inspira-
doesn’t work, then, for any proposition con- tions, whether they be ofdivine original or not.
cerning some such fact, doing one’s best con- When he illuminates the mind with supernatu-
sists of doing the following: first, from among ral light, he does not extinguish that which is
the facts of which one is directly aware, as- natural. If he would have us assent to the truth
sembling a satisfactory body of evidence con- of any proposition, he either evidences that truth
cerning the truth or falsehood of that by the usual methods of natural reason, or else
proposition. Second, calculating the probabil- makes it known to be a truth, which he would
ity of that proposition on that body of evi- have us assent to, by his authority, and convinces
us that it is from him, by some marks which
dence. And third, believing or disbelieving the
reason cannot be mistaken in. Reason must be
proposition with a firmness proportioned to
our last judge and guide in every thing. (Essay
its probability on that evidence... . IV, xix, 14)
... What about propositions to the effect
that God says so-and-so? Will doing our best So suppose God has originally revealed
ever yield belief in such propositions? Locke something to someone. How is that person
himself never addresses this precise question; to proceed? Well, somehow the thought
the traditional notion of God speaking has all comes to mind that God revealed this. What
but disappeared from his thought, its place brings that about, Locke does not say; per-
taken up by the notion of God revealing. But haps when God directly plants a beliefin some-
we can get a good indication of what he would one’s mind, God also directly plants the

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ARE WE ENTITLED?

second-level thought (though not necessarily ceed? Well, one starts with the narration by a
the belief) that that first-level belief is a case gospel writer, Luke, perhaps, of a claim of
of revelation. Be that as it may, the thought Peter’s that God revealed so-and-so to him,
does come to mind; and the recipient of origi- and of Peter’s claim that he experienced such-
nal revelation is obligated to set about doing and-such miraculous event confirming that it
his best concerning the proposition that God really was a revelation he had received. One
has revealed so-and-so to him. Doing his best first determines the probability on satisfactory
requires looking around for a miracle which evidence that Luke has accurately narrated
will confirm that it was a case of revelation. what Peter reported on these two matters. If
“The holy men ofold,” says Locke, “who had that probability proves high, one believes with
revelations from God, had something else an appropriate firmness that Luke accurately
besides that internal light of assurance in their narrated what Peter reported. Now one is
own minds, to testify to them, that it was from ready to deal with the accuracy of Peter’s re-
God. [They] had outward signs to convince ports. First one assesses the probability on sat-
them of the author of those revelations. Mo- isfactory evidence that Peter really did have
ses saw the bush burn without being con- the experience which he claimed to have iden-
sumed, and heard a voice out of it. This was tified as receiving a revelation from God, and
something besides finding an impulse upon the probability on satisfactory evidence that
his mind to go to Pharaoh,” and also some- he really did experience the event which he
thing beyond the impulse to believe that that claimed to have identified as a miracle. If the
first impulse was planted in his mind by God probability of both of these turns out rather
(ibid., Iv, xix, 15). high, then one believes with an appropriate
Locke conceded that original revelation firmness that Peter really did have those two
might still be occurring; none the less, he was experiences which he thus identified. Now one
profoundly skeptical of anyone’s claim to have is ready to consider the likelihood that Pe-
experienced a contemporary episode thereof. ter’s claimed identification of those experi-
The only episodes oforiginal revelation he was ences was correct. First one determines the
himself willing to acknowledge were those probability on satisfactory evidence that that
ancient episodes recorded and reported in the event, which Peter identified as a miracle, re-
Christian scriptures. His own attention was ally was a miracle. If that probability proves
focused entirely on the books of the New rather high, one believes with an appropriate
Testament, which he regarded as divinely in- firmness that if it occurred, it was a miracle.
spired, infallible records of original revelation Then one moves on to consider the probabil-
by God to the writers — these infallible records ity on satisfactory evidence that that miracle,
in turn including a good many reports oforigi- if it was that, really does confirm that Peter’s
nal revelation received by someone other than experience was an experience of receiving a
the writer, in particular, by Jesus. Thus the revelation from God. Ifthe probability of that
Bible was for him an instrument of traditional proves rather high, one believes with an ap-
revelation, not oforiginal revelation. Our task propriate firmness that if that was a miracle,
in reading scripture is to do our best to figure then Peter did receive a revelation from God.
out what God revealed back in antiquity, to Lastly, one considers the probability on satis-
the writers of the biblical books and to those factory evidence that if God did indeed reveal
other ancient persons that the writers report something to Peter, then it was so-and-so that
as having been recipients of revelation. God revealed, not something else. If the prob-
And what does doing our best look like in ability of that proves rather high, then one
this case? If one wanted to do one’s best to believes, quite infirmly by now, that so-and-
find out whether, say, God revealed so-and- so. One needn’t, before believing the content
so to the apostle Peter, how would one pro- of the purported revelation, take the additional

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NICHOLAS WOLTERSTORFF

step of assessing the probability on satisfac- such that the person is entitled to that belief.
tory evidence that the revealer is veracious and The assumption is that deontic concepts, con-
reliable; for it is a necessary truth, self-evident cepts of obligation, apply to believings. Some
to us, that if God reveals something, it’s true. believings of aperson are ones that he ought
not to have, some, are ones that he ought to
have, and some — the ones for which it is mot
Practice and Entitlement the case that he ought not to have them — are
ones that he is permitted to have, entitled to
The topic before us is how we are to appraise have. Perhaps there are also some he doesn’t
that enormous number of humanity’s have that he ought to have.
believings which consist of believing that God Epistemology is that branch of philosophy
said so-and-so. What must first be noted is. in which we attempt to develop accounts of
that there is a wide variety of distinct merits truth-relevant merits in believings. What
(and corresponding defects) which believings makes the field so extraordinarily difficult and
are capable of possessing; and that for each of confusing is the combination of, on the one
these merits one can attempt to determine, hand, this plethora of distinct merits, with,
for a given believing, whether that believing on the other hand, competing theories, for
has it or lacks it — or to what extent it has it or each such merit, as to the conditions under
lacks it. We have all been schooled to con- which a believing has it or lacks it. Despair is a
sider which believings possess the merit of natural response. But this whole array of
being cases of knowing, and which possess the believings, that God said or is saying so-and-
merit of having true propositional content. But so, cries out for appraisal. Some are so bizarre
those merits represent only a small selection as to lack whatever merit one can think of.
from the totality. In his recent book Warrant, Many have proved utterly appalling in their
Alvin Plantinga has introduced the concept consequences: human blood has been shed,
of warrant — by which he means, that which oppression imposed, suffering experienced, as
must be added to a belief whose propositional the consequence of one and another person
content is true to make it a case of knowl- believing that God had spoken to him. We
edge. One might consider whether a given can’t let despair get the better of us and just
believing has that merit. William Alston, in walk away. So which, from this dizzying ar-
his recent book Perceiving God, carves out a ray, shall we focus on? We can’t deal with them
concept of justified belief according to which, all.
to quote him, “being justified in believing that I propose focusing on that one which was
p is for that belief to be based on an objec- at the center of Locke’s attention and which,
tively adequate ground, one that is (fairly) from the seventeenth century until recently,
strongly indicative of the truth of the belief” was probably at the center of most discussions
(p. 99). One might consider whether a given of these matters — the merit of entitlement.
believing has that merit. Closely related, and All of us would dearly love to know which, if
much discussed in recent years, is the concept any of these believings are true. But one can
of being formed by a reliable belief-forming see why Locke focused on entitlement. The
process. One might consider whether a given facts which make the propositions we are con-
belief has that merit. And prominent in the sidering, and those we believe, true or false,
philosophical tradition for many centuries have are mainly not even in principle available to
been disputes over which beliefs have the merit us for our awareness, certainly not for our di-
of belonging to good science. rect awareness; by contrast, whether or not
The merit which occupied the center of one has fulfilled one’s (subjective) obligations
Locke’s attention is different from any of those is something that one can discern, at least in
I have mentioned. It is that of a belief being principle, by reflection. So we aim at fulfilling

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ARE WE ENTITLED?

our duties in our believings; and hope and and act on a long range action plan which has
trust that in believing as we ought and may, some chance of success; Pascal remarked that
we are getting truth in hand. Furthermore, if one wants to become a Catholic believer,
fulfilling one’s duties in one’s believings takes one might try attending Catholic mass. Evi-
precedence over aiming at their exhibiting one dence about belief-formation from contem-
and another merely admirable feature. Locke porary experimental psychology gives some
puts the point nicely in a well-known passage credence to Pascal’s claim. But it seems clear
from the Essay. Ignore, on this occasion, the that the phenomenon doesn’t come to much
allusions to his own views concerning the —not enough to build a whole theory around.
grounds of obligations and the criterion for I judge these points about belief-formation
entitlement in belief: to be both true and of fundamental impor-
tance for the epistemologist. But they do not
He that believes, without having any reason for
establish that deontic concepts have, at most
believing, may be in love with his own fancies;
marginal application to our believings. A
but neither seeks truth as he ought, nor pays
glance back at Locke can help us see why. For
the obedience due his maker, who would have
him use those discerning faculties he has given though it may have been characteristic of those
him, to keep him out of mistake and errour... . later “Lockeans” who embraced a so-called
He that does not this to the best of his power “ethics of belief” to make naive assumptions
however he sometimes lights on truth, is in the about the power of the will over belief, Locke
right but by chance; and I know not whether himself was not at all naive on the matter. He
the luckiness of the accident will excuse the ir- held that only rarely if ever can one come to
regularity of his proceeding. This at least is cer- believe something by deciding to believe it;
tain, that he must be accountable for whatever there’s little in the current near-consensus
mistakes he runs into: whereas he that makes among epistemologists about belief and the
use of the light and faculties God has given him,
will that Locke would disagree with. Yet, for
and seeks sincerely to discover truth, by those
all that, Locke’s discussion is resonant with
helps and abilities he has, may have this satisfac-
tion in doing his duty as a rational creature, that
the language of duty. I have interpreted Locke
though he should miss truth, he will not miss as outlining a certain practice which, in his
the reward of it. (Essay Iv, xvii, 24). judgment, ought to be used by each of us in
all cases of maximal “concernment.” The clue
I said that from the seventeenth century to the applicability of deontic concepts to our
onwards the merit of entitlement has been at believings lies in the notion of adoxastic prac-
the center of these discussions — until recently. tice, as I shall call it, of which the practice
Recently many epistemologists have con- Locke recommends is one example.
cluded that there is no such merit in believings To explain what I have in mind by such a
as entitlement. Members of the family of practice, we must start at ground level. All of
deontic concepts — ought, ought not, duty, us, as we go about our ways of being and do-
may, permitted, entitled — simply do not.ap- ing, find beliefs emerging in ourselves; and all
ply to believings. The main reason offered is of us find that some of these get stored in
that our believings and non-believings are not memory for retrieval. Often though not al-
the outcome of acts of will on our part, but of ways we can identify the event which activated
dispositions. One can’t bring about one’s be- the disposition that produced the belief —
lieving or not believing some proposition by though it must at once be added that one must
deciding to believe or not believe it; one’s dis- be in a certain state for the event to activate
position to believe so-and-so is activated by the disposition: must possess such-and-such
some event, and the belief just emerges, like concepts, have or lack such-and-such beliefs,
it or not. Possibly it’s true that, with the aim attend with a certain intensity, and so forth.
in mind of believing so-and-so, one can form Among the believings that emerge, are

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NICHOLAS WOLTERSTORFF

believings about our believings — beliefs about sorts of beliefs that we would like it to be pro-
our beliefs. The second-order beliefs that we ducing; and it’s producing more false beliefs
have about our first-order beliefs often make on certain matters than we would like it to
us unhappy with the flow of our first-order produce. So we take steps. The flow of beliefs
beliefs, and lead us to anticipate unhappiness. itself becomes a matter of concern on our part.
That unhappiness is grounded in part in the We don’t just let it occur as we go about our
emotional impact on us of various of our be- other concerns.
liefs. But it’s also grounded in two other fea- What do we do? We implement ways of
tures of our flow of beliefs. We find our flow using our belief-dispositional constitution so
of belief lacking beliefs on certain matters that as to diminish these deficiencies, in so far as
we want it to include beliefs on. And we find in us lies. We implement what I shall call
our flow of beliefs throwing up false beliefs doxastic practices. We implement ways offind-
here and there; we want both to get rid of, ing out about new things. We implement ways
and forestall, such. of ousting false beliefs. And we implement
How do we come to believe that our flow ways of forestalling the emergence of false
of beliefs throws up false beliefs? In a variety beliefs, or rather, of diminishing the frequency
ofways — prominent among them, in my view, of their emergence, so that various compo-
being that of finding oneself directly ac- nents of the flow become more reliable. Some
quainted with a fact which contradicts some of these ways we learn on our own, from ex-
proposition that one believes. On this occa- perience. But massively it’s the case that we
sion, however, I don’t propose exploring all learn them from others. For many are estab-
the issues and controversies surrounding that lished in our society; they are social practices,
claim. Suffice it to note that all of us do, rather in Alasdair MacIntyre’s sense; and we are in-
often, find ourselves in the situation of be- ducted into them, by modeling and by ex-
lieving, about a certain pair of our beliefs, that plicit instruction. We learn from our parents
they aren’t both true — maybe even believing how to determine more reliably the colors of
that they couldn’t both be true. That is to things, from our art teachers how to look at
say, we find ourselves with belief-triples of this paintings, and so forth.
sort: the belief that p, the belief that g, and But if beliefs are formed in us by the activa-
the belief that and garen’t both true (or the tion of our belief-dispositions rather than by
belief that necessarily p and garen’t both true). acts of will, what can such “ways of using”
But then, typically, another feature of our our belief-dispositional nature possibly come
believings enters the picture to which I haven’t to? Fundamentally they consist of doing things
yet called attention; it is with varying degrees which we have learned will activate, or will
of firmness that we believe propositions. Thus probably or possibly activate, our dispositions.
it regularly happens, after taking note of one We listen attentively for certain formal features
of those troubling triples, that right away, or in musical compositions; that’s something we
after a while, one no longer believes the can decide to do. There emerges the belief
propositional content of one member of the that the movement we are listening to is a
triple — perhaps even one believes that it’s false. rondo. We rehearse all the places we stopped
Perhaps the firm belief that p, and the firm during the last hour; that’s something we can
belief that p and gare not both true, together decide to do. There emerges the belief that
oust the somewhat infirm belief that g from we left our umbrella on the counter in the
one’s belief repertoire. The fittest survive. butcher shop. A doxastic practice is a way of
So once again: we come to believe that the steering one’s doxastic constitution. The con-
flow ofbeliefs that spills into us as we go about stitution itself also changes across the course
our being and doing has these two grand de- of one’s lifetime. As Hume emphasized in his
ficiencies: it’s not producing certain beliefs and account of induction, new dispositions of

oY2
ARE WE ENTITLED?

belief-formation emerge in the form of hab- many is not a member of the UN Security
its. But mostly we do and must accept our Council;” thereby we express our judgment
constitution, as we slowly come to know it, that the addressee has failed to carry out the
and then steer it — just as most of us pretty obligation to take steps to find out, or recall,
much accept how the cars we purchase are the proposition in question. And we say, “You
built, and content ourselves with steering know you shouldn’t have believed what he
them. Locke outlined for us a certain doxastic told you about his divorce without first check-
practice, a way ofsteering one’s doxastic con- ing it out with people who know him,”
stitution. His claim for this practice was that, thereby expressing our judgment that the ad-
for any proposition, if you want to do your dressee has failed, and knows that he has failed,
best to bring it about that you believe it ifand to carry out his obligation to acquire a par-
only if it is true, then this is the practice to ticular basis for his belief. The idea in this lat-
use. There is, so he claims, no practice more ter sort of case is not that he knows he
reliable than this one. shouldn’t have decided to believe p without
Though nothing has yet been said about doing X; because he didn’t, and couldn’t, de-
entitlement, the phenomenon is now right at cide to believe p. The idea is rather that he
hand. These doxastic practices, these ways of knows that he had the obligation to do X,
using our belief-dispositional nature, these given that he believed p. Had he done X, he
ways of steering our doxastic constitution, might now not believe p. Then again, he still
recommend themselves to us; otherwise we might; but if so, he would believe it on a dif-
wouldn’t participate in them. They recom- ferent and more reliable basis, or in the light
mend themselves to us as ways of finding out of more of the relevant evidence.
about this and that sort of thing, as ways of A great deal more begs to be said on all
ousting false beliefs about certain sorts of these matters; I hope, on another occasion,
things from the body of beliefs we already to say some of that more. But I judge that,
have, and as ways of forming beliefs about for our purposes here, enough has been said
certain sorts of things more reliably. We come for me to be able to explain being entitled to a
to believe, about the doxastic practices of belief thus: a person S is entitled to his belief
which we know, that they hold out one or that p just in case S believes p, and there’s no
the other of those three kinds of promise. This doxastic practice D pertaining to p such that
is part and parcel of our induction into them, S ought to have implemented D and S did
in case they are social practices, or of our de- not, or S ought to have implemented D bet-
cision to adopt them, in case they emerge from ter than S did. (Notice that a person may be
our own experience. And now for the final entitled at one time to believe p without hav-
link in the chain: given such beliefs about the ing implemented D, and at a later time no
various doxastic practices of which one knows, longer be entitled to believe p without having
it is often the case that one is obligated to try implemented D.)
to use one of them to find out about so-and- What sort of obligations are these? Are they,
so, or obligated to try to use one of them so as in the last resort, all moral obligations? Or is
to sort through one’s present beliefs with the there perhaps a distinct set of doxastic obliga-
aim of detecting and ousting false ones, or tions within the totality of one’s obligations?
obligated to try to use one of them so as to In addition to our duties to each other, do
form beliefs on a more reliable basis. we perhaps have a “duty to the truth?” A well-
Thus it is that our conversations about be- argued answer to this question would require
lief are filled with the language of “You should detailed analysis of a rather wide range ofcases;
have known” and “You know you shouldn’t and nothing at all in what I say subsequently
have believed that without doing so-and-so.” hangs on what the right answer proves to
We say, “You should have known that Ger- be. Enough for my purposes here that it be

She
NICHOLAS WOLTERSTORFF

acknowledged that, whatever be their type, if any, of humanity’s beliefs that God said
we do have such obligations as I have been something is an entitled belief. The question
pointing to. can only be answered in the concrete, not in
Whatever be their nature, it’s important to the abstract.
realize that the obligations in questions are On which concrete examples, then, shall we
situated obligations, in that which obligations focus? On those we most care about. Whether
of this sort actually apply to a given person is Antony and Augustine were entitled to be-
a function of various aspects of the particular lieve that God had spoken to them is, for us,
situation of the person in question. To pose little more than a matter of curiosity. What
the abstract question, for some proposition we really want to know is whether we — intel-
P, “Is one entitled to believe that P?” is to ligent, educated, citizens of the modern West
pose a question void for vagueness. Which —are ever entitled to believe that God speaks.
obligations of this sort apply to a given per- Let’s pick an example in which extraneous
son depend, for one thing, on the doxastic considerations are minimized — in particular,
practices available to that person, and what considerations pertaining to the epistemology
he entitledly believes and doesn’t believe about of testimony. That leads us to look for a re-
them. We have ways now offinding out about cent case, and one close to home.
the distance of the moon from the earth which Let me present part of the narration of some
simply were not available to persons of antiq- experiences which recently befell an acquaint-
uity. Secondly, it depends on the abilities of ance of mine who is a well-established mem-
the person. There may be some excellent ber of the faculty of one of the old, Eastern
doxastic practices available in a society which seaboard universities of the United States. I
certain members ofthe society lack the ability shall call her “Virginia;” that’s not her real
to utilize, as there may be excellent doxastic name; I’ll also change the name of the pastor
practices available in one society which mem- named in the narration and call him “Byron.”
bers of another society lack the ability to uti- Perhaps I should add that though Virginia is,
lize. That cluster of extremely subtle practices and was at the time, a Christian, she neither is
which native Americans utilized for finding nor was what anyone would classify as an
their way and tracking game in the forests of Evangelical. It’s worth saying that because
North America is beyond the abilities of most Evangelicals have the reputation of believing
of us to utilize. Some of us might be able to that God speaks to them rather more often,
acquire the requisite abilities; none of us has and rather more trivially, than most of us think
them now. Thirdly, which obligations of this God would bother with; hence we quite eas-
sort apply to a given person depends on the ily dismiss their claims that God is on speak-
totality ofthat person’s other obligations. One ing terms with them.
may know about a more reliable way of form- It’s probably important to know that there
ing beliefs on some matter; but using that way was a great deal of conflict in the parish of
might take time away from other, more press- which Virginia speaks; that comes out in parts
ing, obligations. It might be irresponsible to of the narration which I won’t quote. Here’s
take the time to utilize that more reliable prac- Virginia’s narration, or part ofit. I think all of
tice. us will have the sense of entering a strange
and unsettling world:

Was Virginia Entitled? On February 12, 1987, while folding laundry I


suddenly knew with certain knowledge that
The application, to the main issue at hand, of Byron was supposed to leave St Paul’s Church.
this last point about the situatedness of enti- There was no external voice, but there was a
tlement, is obvious. That main issue is which, brightening in the room at the moment of rev-

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ARE WE ENTITLED?

elation. The experience was so overwhelming delivering the message from God at 8:45 on
that I called my husband and invited him to Tuesday evening, and the response from the
come home for lunch. I did not discuss what other participants in the meeting. “I was sur-
had happened, but I needed to reassure myself prised,” she says, “at how perfectly everybody
of reality. Later that afternoon ... I found my-
seemed to think what I had said fit in. There
self sobbing. I knew the knowledge that I had
was a feeling of jubilation.” Still she had her
been given was not me, and I knew that it was
correct. As the day progressed, it became clear doubts. She went to see a priest who was rec-
to me that there were seven, insistent statements ommended to her as a spiritual director. Let
that I needed to tell Byron. Nothing like this me continue with her own words:
had ever happened to me before or to anyone I
knew. I was awe-struck and terrified. Passing He was extremely helpful in his affirmation of
on the message accurately and with a preface my experiences. I began to see how I could use
that would allow him to hear it clearly became my renewed spirituality in all aspects of what I
my goal.... was already doing. I felt stronger but still wanted
The next morning, when I went to see By- to go to see a psychologist to be sure that I was
ron, I was very agitated. Byron told me to take mentally fit.
a deep breath or I would hyperventilate. We I met with a psychologist at Harvard Com-
discussed God, and belief in God, and then I munity Health Plan and told her everything that
prayed out loud that I would be rendered had happened. After listening to my story, she
speechless if what I was about to say was not said that these kinds of things happen all the
indeed God’s will. I told him the seven state- time, and why was I surprised. She suggested a
ments: “Your work is done here. You have ac- book that I might read, and thanked me pro-
complished what you were sent to do. You are fusely for sharing my experience with her. She
still young. There are great things in store for did not feel that I required any further ses-
you. Do not be afraid. God will take care of SOUS sear:
you. I will help with the transition.” This mes-
sage was not a surprise to Byron. He had al- Before we set out, a small bit of taxonomy
ready come to that conclusion prior to our may be helpful. Reading and interpreting
conversation. There had been a call committee sacred Scripture for the divine voice consists
at the church that past Sunday, about which I of taking an enduring object, a text, and
had known nothing....
reading to find out what God said. Virginia’s
Byron did not get that call... I began to
case was very different. She wasn’t trying to
doubt my message. As I drove home from staff
meeting one day in March, I said to God that if
find out what God said — she wasn’t on the
He wanted me to believe that the message had lookout for divine discourse. A non-sensory,
been divine, God would either have to give By- quasi-mystical, experience befell her, totally
ron a call or give me a message for someone unexpected, which seems to have had the
else. Both came true.... phenomenological character of God appear-
[A few weeks later, on a] Saturday night, there ing to her as talking to her; and this immedi-
was a fierce thunderstorm which shook the ately evoked in her the conviction that God
screen next to our bedroom window. From was saying something to her — discoursing with
12:30 to 4 a.m. I struggled with God. There her. The Augustine case was somewhat dif-
was another message. God was patient and kept
ferent. The phenomenology was not that ofa
repeating each sentence until I could not possi-
non-sensory, quasi-mystical experience of
bly forget it. It was only about a paragraph long.
God, appearing to him as talking to him. Its
I knew it was for the Tuesday night meeting.
But I did not know when to say it or how to core was the sensory experience of a child’s
preface it. I kept seeing the hall clock at church sounding out certain words — though one gets
pointing to 8:45.... the impression that that did not exhaust the
phenomenology, that there was in addition
The narration continues with her telling about some strange sort of aura; and rather than this

395
NICHOLAS WOLTERSTORFF

entire phenomenology immediately evoking these discussions and concluded that the
in Augustine the conviction that by way of skepticism was not well-grounded.
the child talking, God was discoursing with I’m composing this chapter in a flat on the
him, it seems to have triggered a rapid “best High Street in Oxford. There’s always noise
explanation” inference. Augustine rapidly in- coming into the flat — the rumble of traffic
ferred that the best explanation of his being going past. Now and then I happen to take
confronted with the sounding out loud of note of the rumble; I often take note when a
exactly those words at exactly that time in his vehicle goes by with siren blaring. But mostly,
life was that God was bringing about that con- I pay no attention. So if my wife wants to say
frontation so as thereby to speak to him, to something to me, and wants me to take note
discourse with him. There have been other that she is doing so, she can’t just make noises
cases like Augustine’s except that the person which blend into the noise of the traffic go-
only very slowly came to the conclusion that ing by — even though it is in principle possible
the best explanation of the events he had ex- to say things by making exactly such noises.
perienced is that God brought about those So it is for God as well. If God is going to
events so as thereby to speak. Various writers say things to us, say them in such a way that
testify to the fact that sometimes when read- there’s a chance of our taking note, God has
ing and interpreting Scripture to find out what to do something which stands out from the
God said thereby, they have had an experi- rumble of ordinary existence. Must it be a
ence rather like Augustine’s, which they ex- miraculous intervention in the workings of a
plain as God speaking to them by way of the law of nature? That depends, in part, on what
passage before them. In that case we have a one takes Jaws of nature to be, and how much
coincidence of the two phenomena between of what transpires in the world and human
which I have drawn my major divide. When experience one takes to fall under their sway;
reading to find out, they had an experience and those are complicated questions. But even
which befell them. if we conclude that it must be a miraculous
Let’s assume that Virginia was entitled to intervention, that by itselfisn’t enough. There
her framework of basic Christian belief. I may be all sorts of miraculous interventions
know, of course, that some will contest that in the workings of laws of nature of which we
assumption. But in considering issues of enti- know nothing. If God is to speak to us, the
tlement, one always has to take for granted discourse-generating event must somehow
that a great many — indeed, most — ofthe per- stand out from what I called “the rumble of
son’s beliefs are entitled beliefs; otherwise one ordinary existence.” Something uncanny — I
cam’t even get going on determinations of don’t know of a better word — something
entitlement. It appears to me that Virginia, uncanny must take place in one’s experience.
without having thought much (if at all) about That uncanniness may take many forms: the
the matter, believed that it was possible for uncanniness of Virginia’s quasi-mystical expe-
God to speak. I doubt that she had worked rience, the uncanniness of the coincidence of
through the arguments of any of the philoso- Augustine’s just happening to hear words so
phers and theologians who have cast doubt appropriate to his spiritual condition, and so
on the very possibility of God speaking. I forth.
doubt that she had even heard of them. She But we in the modern world know that the
probably just took for granted the biblical pic- experiences of people in a state of mental dis-
ture of God as speaking. Should she have order also sometimes have an uncanny qual-
known about the skeptical discussions ofphi- ity; in particular, it’s not at all uncommon for
losophers and theologians? I don’t myself see people in such states to “hear voices.” So Vir-
why. But if you think ’m wrong about this, ginia did exactly what I, at least, think she
imagine that Virginia had once looked into ought to have done: she seriously entertained

396
ARE WE ENTITLED?

the possibility that her experience was a symp- message that she delivered to the whole group,
tom of mental disorder rather than a case of that produced jubilation; people remarked
God inwardly appearing to her as speaking, about how well her remarks fitted in. Some-
and took steps to check it out. She immedi- time later she noticed that her experiences had
ately called her husband and urged him to produced in her a “renewed spirituality.”
come home for lunch; “I needed to reassure I have been assuming that the narration is
myself of reality,” she says. She is reassured. an honest one; I have no reason at all to think
But the possibility, that the uncanny experi- otherwise. So my own conclusion is that, at
ence was a symptom of mental disorder, con- least by the time she wrote this narration, Vir-
tinued to prey on her mind for a long time, ginia was entitled to believe that God had spo-
until she tells all to a professional psycholo- ken to her. So far as I can see, everything she
gist, who in response says ... “You’re OK.” should have done to make her entitled to this
In short, Virginia explored the possibility that belief, she had done.
there is another and better explanation of her It will be noted that she didn’t try to im-
uncanny experience than the one which just plement the Lockean practice. Should she have
overwhelmed her at the time, viz., that God tried to do so? Should she have tried to estab-
was speaking to her; but she doesn’t come up lish that, on evidence consisting of mental and
with a better one. conceptual facts of which she was directly
No doubt Virginia’s background under- aware, it was more probable than not that God
standing of God was such that one can imag- had spoken to her?
ine a whole range of purported experiences, Well, one thing Locke says does, I think,
of God speaking to her in this quasi-mystical point to an important truth. Often, when we
fashion, which she would and should have know of a more reliable practice for the for-
dismissed at once on the ground that the con- mation of some belief of ours than the one
tent wasn’t something that God would say to we actually used, we remain more or less con-
her. If, for example, the voice had told her to tent with not applying that purportedly more
call her husband to come home for lunch and reliable practice; we judge the practice we did
then to stab him as he was drinking his cof- use reliable enough for our purposes, and we
fee. (Though it’s likely that if she had in fact have more pressing things to do than worry
“heard” a voice saying that, she would have the matter further. But if there’s something
been so disordered that she wouldn’t have about some experience of mine which makes
drawn the conclusion that it wasn’t God speak- me think there’s a live possibility that God
ing.) However, this test, call it the acceptabil- was speaking to me by way of that experience,
ity of content test, was not a test she applied — then I think it would seldom ifever be appro-
unless she just neglected to narrate it. Appar- priate to rush on to other things on the ground
ently nothing about the content triggered any that they are more important. Even ifthe ex-
suspicion on her part. perience produced in me the conviction that
Instead, the narration focuses on whether God was speaking to me by way ofthat expe-
or not the experiences, and her accepting that rience, I would seldom want to rush on to
the experiences are veridical, have the conse- other things, since I would know that lots of
quences that one would expect if the experi- times when people believed that God was
ences were indeed of God speaking. After speaking to them, they were mistaken, often
some initial hesitations about the first mes- with calamitous consequences. One will want
sage, she concludes that they do have those to do one’s reasonable best, and probably
consequences. Her hesitation was induced by should do one’s reasonable best, to determine
the fact that what God told her to tell Byron whether God was or was not speaking to one.
didn’t come true when she had assumed it The question, though, is whether doing
would. Eventually, though, it did. As to the one’s best always consists of implementing the

397
NICHOLAS WOLTERSTORFF

Lockean practice. It seems to me clear that, not in Virginia’s power to decide to believe
for a vast array of facts, the Lockean practice that it was a delusion. Beliefs are formed in us
is not in fact the best. Modern philosophy has by the activation of our belief-dispositions.
witnessed a long and elaborate series of at- What we can do is steer our belief-dispositional
tempts to prove, along Lockean lines, the ex- nature: go out and acquire additional experi-
istence of the external world. It’s the consensus ences, attend more carefully and in different
of most philosophers — myself included — that ways to the experiences we are having, reflect
all those attempts have failed. Faithful appli- more carefully on the things we already know
cation of the Lockean practice will not yield and believe and how they fit together, and so
the belief that this and that external object forth. Beyond that, there’s nothing we can
exists; one can’t get to there starting solely do, nothing at all. Virginia did everything, so
from mental and conceptual facts. None the far as I can see, that one could ask of her; ap-
less, we do have available to us very good ways plied all the doxastic practices that she ought
of getting in touch with a great deal of the to have applied.
external world. Those ways are the various Some there are who will remain convinced
perceptual practices that have emerged among that she didn’t get it right; God didn’t speak
us and which we all use: for many facts of the to her, she was suffering from delusions. But
external world, the best way of bringing it it’s just a fundamental feature of our human
about that one believes the corresponding existence that often two of us look at the same
propositions if and only if they are true is to evidence and consider the same arguments and
apply not the Lockean practice but one and come out with different conclusions. We can’t
another of our common perceptual practices. get past that. When that happens, the out-
So far forth, this leaves open the possibility come is symmetrical: each party believes the
that the Lockean practice is the best for find- other is mistaken. The skeptic believes that
ing out the truth of the matter when it comes Virginia was suffering from delusions and mis-
to God speaking. But once we see that it is taken in her belief that God had spoken to
not in general the best practice available to us her; but Virginia, having done everything one
human beings, we would need some special could ask of her, believes that the person who
argument for the thesis that it is the most re- thinks she was suffering from delusions is mis-
liable for such facts. And I, at least, fail to see taken. Though the situation, as between Vir-
what such a reason might look like. ginia and her skeptical critics, isn’t quite
symmetrical: Virginia had the experience, the
I dare say that some of my readers remain skeptic didn’t. And that counts for something.
convinced that, be all this as it may, Virginia So, yes; it is possible for an intelligent adult
was suffering from delusions and that she her- of the modern Western world to be entitled
self should have realized that. But here we to believe that God has spoken to him or her.
must once again remind ourselves of how be- I draw that conclusion because the possibility
liefs get formed in us, and of the role of seems to me to have been actualized in the
doxastic practices in our lives. We don’t de- case of Virginia.
cide to believe or not believe things; it was

398
PART SIX |

CAN MORALITY HAVE A


eee GOO S 0 UN DAT ON:

Introduction

45 Morality: Religious and Secular


PATRICK NOWELL-SMITH
46 Divine Command Metaethics Modified Again
RoBeRT ADAMS
47 Abraham, Isaac, and Euthyphro: God and the Basis of
Morality
NORMAN KRETZMANN
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Introduction

The claim that moral truths must be grounded tal facts — the principles of goodness are de-
in a divine reality is one that has been widely fined by God’s issuing the corresponding com-
endorsed by religious believers. Yet this belief mand), religious believers are perpetually stuck
has been subject to powerful criticism from at at this immature stage, basing their behaviors
least the time of Plato. This Part includes es- on moral prescriptions for which no reasons
says which discuss the arguments that have can be given.
been raised for and against the claim that Robert Adams, in the following essay, of-
morality can have a religious foundation. fers a first defense of a religious-based moral-
In the first essay, Patrick Nowell-Smith ar- ity. In his essay, Adams revises a divine
gues that the most common argument for a command theory of morality which he origi-
religious-based morality is mistaken and that, nally defended in an earlier, widely republished
further, religious-based moralities seem to be essay. Adams claims that ethical wrongness is
the result of something like stunted moral to be defined as contrariety to a divine com-
development. Religious believers often hold mand, whereas Nowell-Smith assumes that the
that for moral claims to be true, they must be religious believer exhibits a sort of moral im-
grounded in some authority who has the maturity because she fails to get to the deeper
power to make them true (often reflected in reasons underlying moral claims. But if Adams
slogans such as “every law needs a law-giver’”’). is right, the charge fails since there simply is
Seen this way, moral claims are likened to nothing deeper to come to know. Failure to
mandates ofcivil law. A prescription does not uncover the “deeper reasons” would not then
count as a “civil law” until someone invested be a sign of immaturity but simply of a clear
with the proper authority says that it does. understanding of what wrongness is. But what
The analogy, however, is faulty (argues of the objection, noted by Nowell-Smith, that
Nowell-Smith) because while morality may on the divine command theory it seems that
need some foundation, there is no reason to just anything could turn out to be morally
think that it is a command or dictate of some permissible (since a practice’s being morally
“moral authority.” permissible depends only on God’s command-
Furthermore, the fact that religious people ing it)? Adams argues that this criticism can
ground moral beliefs in mere divine com- be deflected by defining wrongness more nar-
mands shows a moral immaturity on their part. rowly as “contrariety to the commands of a
Early in life we adopt moral standards because loving God.” Thus, any moral prescription that
they are commanded by our elders. But it is a is inconsistent with divine love is such that it
sign of maturity that we begin to understand is not possible for God to command it.
what underlies those commands and thus One might wonder, however, what we are
come to realize the moral subtleties that some- to make of Adams’s appeal to a “loving God”
times require that we make exceptions to the when defining moral rightness and wrongness.
moral generalizations which might still be Does this imply that there is some further
good rules of thumb. Since basing morality standard of “lovingness” to which God is
on the whims of another being makes it im- bound? And ifso, does this constitute the real
possible to come to know the principles that grounds for the divine moral commands?
“underlie” the commands (since there are In the final essay, Norman Kretzmann of-
none; it is not that God bases his decrees con- fers a version of the divine command theory
cerning right and wrong on more fundamen- which is significantly different from Adams’s.

401
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

Kretzmann begins by setting out the classic lapses. The reason for the collapse is that it is
dilemma for divine command theories raised no longer possible for us to separate out the
by Plato, The dilemma is this; it is either the notion of “perfect goodness” and “that which
case that moral truths are true because God God commands.” On this view, right actions
commands them, or that God commands the are right because God, i.e. perfect goodness,
things that he does because they are moral “approves” them, and God “approves” them
truths, Ifthe former, then it appears that what because “perfect goodness,” i.e. God, dictates
is moral depends on divine whim, The result that they are right.
is that we are compelled to say that whatever
God might command (indiscriminate torture,
Further Reading
for example) would be moral, if God com-
manded it. If the latter, then it appears that Adams, Robert, “A Modified Divine Com-
there is a moral standard independent of God’s mand Theory of Ethical Wrongness,” from
commands which fixes moral truth, But if this Religion and Morality: a Collection of Es-
is so then God is, strictly speaking, irrelevant says, ed. Gene Outka and John Reeder
to morality. (New York: Doubleday, 1973).
Kretzmann appeals to the doctrine of di- Helm, Paul, The Divine Command Theory of
vine simplicity as a way of escaping the di- Ethics (Oxtord: Oxford University Press,
lemma. According to this doctrine, God is not 1979),
composed of parts, nor is God distinct from Idziak, J. M., Divine Command Morality:
his properties. The doctrine of divine simplic- Historical and Contemporary Readings
ity entails a number of (sometimes strange- (New York: Edwin Mellen Press, 1980).
sounding) claims, among them that God is Mouw, Richard, The Gea Whe Commands
“identical to” his attributes, This means that (Notre Dame, Ind.: University of Notre
God is, in this respect, quite different from Dame Press, 1990).
the ordinary objects of our experience. I, for Neilson, Kai, Eevies Witheut God (New York:
example, am unlike God in this respect since Pemberton Books, 1973), ch. 2.
I am “distinct trom” my properties. Thus, Quinn, Philip, Divine Commands and Moral
while I have the property of being two-leg- Requirements (Oxtord: Clarendon Press,
ged, I could lack this property (if, say, I had 1978).
one leg amputated) and still be me. , “The Recent Revival of Divine Com-
Kretzmann argues that once we bring the mand Ethics,” Philesepky and Pheno-
doctrine of simplicity to bear on the Platonic menological Research, 50 (suppl.) (1990),
dilemma described above, the dilemma col- pp. 345-65.

402
MORALITY: RELIGIOUS AND SECULAR

45 Morality: Religious and Secular*

Patrick Nowell-Smith

The central thesis of this paper is that reli- love is, in the end, the only life that is fully
gious morality is infantile. I am well aware that rational and fully social. My concern will be,
this will sound absurd. To suggest that not with the content of morality, but with its
Aquinas and Kant - to say nothing of millions form or structure, with the ways in which the
of Christians oflesser genius — never grew up manifold concepts and affirmations of which
is surely to put oneself out of court as a phi- a moral system is composed hang together;
losopher to be taken seriously. My thesis is not with rival views of what conduct is moral
not so crude as that; I shall try to show that, and what is immoral, but with rival views of
in the moralities of adult Christians, there are what morality 2s.
elements which can be set apart from the rest This contrast between form and content is
and are, indeed, inconsistent with them, that not difficult to grasp, but experience has
these elements can properly be called “reli- taught me that it is often ignored. When they
gious” and that just these elements are infan- discover that I have moral views but no reli-
tile. gious beliefs, people often ask me this ques-
I shall start by making some assumptions tion: “Where do you get your moral ideas
that I take to be common ground between from?” Faced with this question, my habit is
Christians and secular humanists. I propose to take it literally and to answer it truthfully.
to say almost nothing about the content of “From my father and mother,” I say, “from
morality; that love, sympathy, loyalty, and the companions of my boyhood and man-
consideration are virtues, and that their op- hood, from teachers and from books, from
posites, malice, cruelty, treachery, and callous- my own reflections on the experience I have
ness, are vices, are propositions that I shall had of the sayings and doings of myself and
assume without proof. One can’t do every- others, an experience similar in countless ways
thing at the same time, and my job now is not to that of other people born of middle-class
to refute Thrasymachus. Secondly, I propose English parents some forty-five years ago, but
to occupy, as common ground, some much in its totality unique.” This boring and auto-
more debatable territory; I shall assume in biographical answer never satisfies the ques-
broad outline the metaphysical view of the tioner; for, though it is the right answer to
nature of man that we have inherited from the question he actually asked, it is not, as I
Plato and Aristotle. The basis of this tradition very well knew, the answer to the question he
is that there is something called “Eudaimonia” really had in mind. He did not want to know
or “The Good Life,” that this consists in ful- from whom I learnt my moral views; he wanted
filling to the highest possible degree the na- to know what authority I have for holding
ture of Man, and that the nature of Man is to them. But why, if this is what he wanted to
be a rational, social animal. Love, I shall as- know, did he not ask me? He has confused
sume, is the supreme virtue because the life of two different questions; and it is natural
enough that he should have confused them,
* From The Rationalist Annual (London: Pemberton since it is often the case that to point to the
Publishing, 1961). Reprinted by permission. source of an opinion or claim is to show the

403
PATRICK NOWELL-SMITH

authority on which it is based. We appeal to in itself a large supposition, but I will waive
the dictionary to vindicate an assertion about objections on this score in order to come
the spelling of aword, and the policeman’s quickly to the main point — it still makes sense
production of a warrant signed by a magis- for me to ask whether or not I ought to do it.
trate is a necessary and sufficient condition of God, let us say, is an omnipotent, omniscient
his authority to enter my house. But even a creator of the universe. Such a creator might
dictionary can make mistakes, and one may have evil intentions and might command me
doubt whether one ought to admit the po- to do wrong; and if that were the case though
liceman even after his legal title to enter has it would be imprudent to disobey, it would
been satisfactorily made out. “He certainly has not be wrong. There is nothing in the idea of
a legal right,” one might say, “but even so, an omnipotent, omniscient creator which, by
things being as they are, ought I to admit itself, entails his goodness or his right to com-
him?” mand, unless we are prepared to assent to
Those who put this question to me have Hobbes’s phrase, “God, who by right, that is
made an assumption that they have not ex- by irresistible power, commandeth all things.”
amined because they have not reflected suffi- Unless we accept Hobbes’s consistent but re-
ciently on the form of morality. They have pugnant equation of God’s right with his
simply assumed that just as the legal propri- might, we must be persuaded independently
ety of an action is established by showing it to of his goodness before we admit his right to
emanate from an authoritative source, so also command. We must judge for ourselves
the moral propriety of an action must be es- whether the Bible is the inspired word of a
tablished in the same way; that legal rightness just and benevolent God or a curious amal-
has the same form as moral rightness, and may gam of profound wisdom and gross supersti-
therefore be used to shed light on it. This as- tion. To judge this is to make a moral decision,
sumption made, they naturally suppose that, so that in the end, so far from morality being
even when I agree with them — for example, based on religion, religion is based on moral-
about the immorality of murder — I have no ity.
right to hold this impeccable view unless I can Before passing to my main theme, I must
show that I have received it from an authori- add two cautions about what this argument
tative source. My autobiographical answer does not prove. It does not prove that we
clearly fails to do this. My parents may have should in no case take authority as a guide.
had a right to my obedience, but no right to Suppose that a man’s aim is to make money
make the moral law. Morality, on this view, is on the Stock Exchange. He decides that it
an affair of being commanded to behave in would be most profitable to invest his money
certain ways by some person who has a right in company A; but his broker prefers com-
to issue such commands; and, once this pany B. He will usually be well advised to ac-
premise is granted, it is said with some reason cept the verdict of his broker, even if the
that only God has such a right. Morality must broker is, as they often are, inarticulate in giv-
be based on religion, and a morality not so ing his reasons. He might decide to put all his
based, or one based on the wrong religion, financial affairs in the hands ofa broker, and
lacks all validity. to do nothing but what the broker tells him
It is this premise, that being moral consists to do. But this decision, even if it is the only
in obedience to commands, that I deny. There financial decision he ever makes in his life, is
is an argument, familiar to philosophers but still his own. In much the same way, a man
of which the force is not always appreciated, might decide to put his conscience wholly into
which shows that this premise cannot be right. the hands ofa priest or a Church, to make no
Suppose that I have satisfied myself that God moral decisions of his own but always to do
has commanded me to do this or that thing — what the priest tells him. Even he, though he

404
MORALITY: RELIGIOUS AND SECULAR

makes but one moral decision in his life, must at morality as a whole derives from the Greeks,
make and continually renew that one. Those so I shall call it the Greek view of morality; it
who accept the authority of a priest or a can be summed up in the slogan “the Sab-
Church on what to do are, in accepting that bath was made for man, not man for the Sab-
authority, deciding for themselves. They may bath.” The second, deriving from Jewish
not fully comprehend that this is so; but that sources, I shall call the Hebrew view. This in-
is another matter. volves a serious oversimplification, since we
Secondly, to deny that morality need or can find deontological elements in the Greek New
have an external nonmoral basis on which to Testament and teleological elements in the
stand is by no means to deny that it can have Hebrew Old Testament; but, taken broadly,
an internal basis, in the sense of one or a few the contrast between the deontological char-
moral beliefs that are fundamental to the other acter of the Old and the teleological charac-
beliefs of the system. A man’s views on gam- ter of the New Testaments is as striking as the
bling or sex or business ethics may (though difference of language. I shall also indulge in
they need not) form a coherent system in another serious oversimplification in speaking
which some views are held because certain of Christianity as a morality of the Hebrew
other views are held. Utilitarianism is an ex- type while it is, of course, an amalgam of both
ample of such a system in which all moral rules with different elements predominating in dif-
are to be judged by their tendency to pro- ferent versions. This oversimplification would
mote human happiness. A moral system ofthis be quite unjustifiable if my task were to give
kind is like a system of geometry in which some an account of Christian morality; but it is le-
propositions appear as axioms, others as theo- gitimate here because my task is to contrast
rems owing their place in the system to their those elements in the Christian tradition which
derivability from the axioms. Few ofus are so secular humanists accept with those which they
rationalistic as to hold all our moral beliefs in reject, and these are broadly coterminous with
this way, but to move towards this goal is to the Greek and the Hebrew elements in Chris-
begin to think seriously about morals. tianity respectively.
How there can be these two radically dif-
(2) Inany system of morality we can distin- ferent ways of looking at morality, one which
guish between its content and its form. By its sees it as a set of recipes to be followed for the
“content” I mean the actual commands and achievement of ends, the other which sees it
prohibitions it contains, the characteristics it as a set of commands to be obeyed, can best
lists as virtues and as vices; by its “form” I be understood if we consider the way in which
mean the sort ofpropositions it contains and we learn what it is to be moral. For a man’s
the ways in which these are thought of as con- morality is a set of habits of choice, of charac-
nected with each other. The basic distinction teristic responses to his environment, in par-
here is between a teleological morality in ticular to his social environment, the people
which moral rules are considered to be sub- among whom he lives; and habits are learnt
ordinate to ends, to be rules for achieving in childhood. Growing up morally is learning
ends and consequently to be judged by their to cope with the world into which we find
tendency to promote those ends, and a de- ourselves pitched, and especially to cope with
ontological system in which moral rules are our relations with other human beings. In the
thought of as absolute, as categorical impera- course of living we learn to reflect on our re-
tives in no way depending for their validity sponses, to find in some of them sources of
on the good or bad consequences of obedi- satisfaction, in others of regret, and “coping
ence, and in which moral goodness is thought with the world” means coping with it in a
to lie in conformity to these rules for their manner ultimately satisfactory to ourselves.
own sake. The first of these ways of looking Philosophers such as Aristotle and Hobbes

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PATRICK NOWELL-SMITH

who boldly and crudely identified “good” with for their later development I turn to Piaget.
“object of desire” may have made a technical My case for saying that religious morality is
mistake; but they were certainly on the right infantile cannot be conclusively made out
lines. If men had no desires and aversions, if without a much more detailed study of
they felt no joy and no remorse, if they were Piaget’s researches than I have space for; I shall
totally indifferent to everything in the universe, concentrate on a few points that seem to me
there would be no such thing as choice and to bear directly on the issue between the reli-
we should have no concept of morality, of gious morality of law and the secular morality
good and evil. of purpose.
The baby is born with some desires, not Piaget made a detailed study of the attitudes
many; others it acquires as time goes on. of children of different ages to the game of
Learning to cope with the world is learning marbles, and he found three distinct stages. A
how to satisfy and to modify these desires in a very small child handles the marbles and
world that is partly propitious and partly hos- — throws them about as his humor takes him;
tile. For the world does not leap to gratify my he is playing, but not playing a game; for there
desires like an assiduous flunkey; I do not get are no rules governing his actions, no ques-
fed by being hungry. My desires are incom- tion of anything being done right or wrong.
patible with each other and they come into Towards the end of this stage he will, to some
conflict with those of other people. We have extent, be playing according to rules; for he
to learn both to bend the world to our wills will imitate older children who are playing a
and to bend our wills to the world. A man’s rule-governed game. But the child himself is
morality is the way in which, in important not conscious of obeying rules; he has not yet
matters, he does this. grasped the concept ofa “rule,” of what a rule
Men are by nature rational and social ani- is. We may call this the premoral attitude to
mals, but only potentially so; they become rules.
actually rational and social only in a suitable The second type of attitude is exhibited by
environment, an environment in which they children from five to nine. During this stage,
learn to speak a language. Learning how to says Piaget, “the rules are regarded as sacred
cope with one’s environment goes on side by and inviolable, emanating from adults and last-
side with learning to talk. The child’s con- ing for ever. Every suggested alteration in the
cepts, the meanings which, at every stage, rules strikes the child as a transgression.”
words have for him, change as his horizon Piaget calls this attitude to rules “heterono-
becomes wider, as he learns to grasp ideas that mous” to mark the fact that the children re-
are more and more complicated, more and gard the rules as coming, as indeed they do,
more remote from the primitive actions and from the outside, as being imposed on them
passions that initially constitute his entire con- by others. We might also call this the
scious life. It is not therefore surprising that “deontological stage,” to mark the fact that
the form of his morality, the meanings which the rules are not questioned; they just are the
moral words have and the ways in which they rules of marbles, and that’s that. At this stage
hang together, reflect at each stage the kind the child has the concept of a rule, he knows
of experience he has. To babies who cannot what a rule is; but he has not yet asked what a
yet talk we cannot, without serious error, at- rule is for. This deontological character is ob-
tribute any thoughts at all; but though they viously connected with the unchangeability of
cannot think, they can certainly feel, experi- the rules. Like laws in a primitive society, they
ence pleasure and pain, satisfaction and frus- are thought of as having been handed down
tration. It is in these preverbal experiences that from time immemorial, as much a part of the
the origin of the ideas of “good” and “bad,” natural order of things as sunrise and sunset.
even of “right” and “wrong,” must be found; The child may chafe at obedience and may

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MORALITY: RELIGIOUS AND SECULAR

sometimes disobey; but he does not question first. But the two older children soon came
the authority of the rules. round to the idea that, situated as we were,
Finally, at the third stage, the child begins we should have to change the rules or not play
to learn what the rules are for, what the point at all and to the idea that it would not be
of having any rules is, and why it is better to wicked to change the rules. The two younger
have this rule rather than that. “The rule,” children were troubled, one might say, in their
says Piaget, “is now looked upon as a law due consciences about the idea of changing the
to mutual consent, which you must respect if rules. In Piaget’s words, they thought of an
you want to be loyal, but which it is permissi- alteration of rules as a transgression against
ble to alter on condition ofenlisting the gen- them, having as yet no grasp of the distinc-
eral opinion on your side.” He calls this type tion between an alteration of the rules by com-
of attitude “autonomous” to mark the fact mon consent to achieve a common purpose
that the children now regard themselves, col- and the unilateral breach or defiance of them.
lectively, as the authors of the rules. This is In the eyes of these younger children we were
not to say that they falsely suppose themselves not proposing to play a slightly different game,
to have invented them; they know well enough one better adapted to our situation; we were
that they received them from older children. proposing to play the old game, but to play it
But they are the authors in the sense of being wrong, almost dishonestly.
the final authorities; what tradition gave them In another of Piaget’s researches, this time
they can change; from “this is how we learnt directly concerned with moral attitudes, he
to play” they no longer pass unquestioningly told the children pairs of stories in each of
to “this is how we ought to play.” We might which a child does something in some sense
also call this stage “teleological” to mark the “bad” and asked which of the children was
fact that the rules are no longer regarded as naughtier, which deserved most punishment.
sacred, as worthy of obedience simply because In one such story a child accidentally breaks
they are what they are, but as serving a pur- fifteen cups while opening a door, and in the
pose, as rules for playing a game that they want companion story breaks one cup while steal-
to play. Rules-there must certainly be; and in ing jam. The replies of the very young chil-
one sense they are sacred enough. Every player dren are mixed, some saying that the first child
must abide by them; he cannot pick and was naughtier; older children are unanimous
choose. But in another sense there is nothing in calling the second child naughtier. They
sacred about them; they are, and are known have got beyond the primitive level of assess-
to be, a mere device, to be molded and adapted ing moral guilt by the extent of the damage
in the light of the purpose which they are done.
understood by all the players to serve. Some of the youngest children do not rec-
To illustrate the transition between the sec- ognize an act as wrong unless it is actually
ond and the third stages I should like to refer found out and punished, and we may call these
to a case from my own experience. Last sum- last two points taken together “moral realism,”
mer I was with one other adult and four chil- because they display an attitude of mind that
dren on a picnic, and the children wanted to makes questions of morality questions of ex-
play rounders. We had to play according to ternal fact. The inner state of the culprit — his
the rules they had learnt at school because motives and intentions — have nothing to do
those just were the rules of rounders. This with it. To break crockery is wrong; therefore
involved having two teams, and you can well to break more crockery is more wrong. Moral
imagine that, with only three players in each laws are like laws of Nature, and Nature gives
team, the game quickly ran on the rocks. When no marks for good or bad intentions and ac-
I suggested adapting the rules to our circum- cepts no excuses. The fire will burn you if you
stances all the children were scandalized at touch it, however careful you were to avoid

407
PATRICK NOWELL-SMITH

it. But if you are careless and, by good luck, disobedience to God. It is not the nature of
avoid it, you will not be burnt; for Nature gives the act of murder or of perjury that makes it
no bad marks for carelessness either. In the wrong; it is the fact that such acts are trans-
same way, if you lie and are punished, that is gressions of God’s commands. On the other
bad; but if you lie and are not punished, that hand, good acts are not good in themselves,
is not bad at all. The fact that retribution did good in their own nature, but good only as
not follow shows that the lie was not, in this acts of obedience to God. “I give no alms only
case, wrong. to satisfy the hunger of my brother, but to
accomplish the will and command of my God;
(3) Iwant now to compare the religious with I draw not my purse for his sake that demands
the secular attitude towards the moral system it, but his that enjoined it” (Sir Thomas
which, in its content, both Christians and Browne, Religio Medici I, 2). Here charity
Humanists accept. I shall try to show that the itselfisheld to be good only because God has
religious attitude retains these characteristics told us to be charitable. It is difficult not to
of deontology, heteronomy and realism which see in this a reflection of the small child’s atti-
are proper and indeed necessary in the devel- tude towards his parents and the other au-
opment ofa child, but not proper to an adult: thorities from whom he learns what it is right
But I must repeat the caution with which I to do. In the first instance little Tommy learns
began. The views which I called “moral real- that it is wrong to pull his sister’s hair, not
ism,” which make intentions irrelevant, were because it hurts her, but because Mummy for-
expressed by very young children. No doubt bids it.
many of these children were Christians and I The idea of heteronomy is also strongly
do not wish to suggest that they never grew marked in Christian morality. “Not as I will,
up, that they never adopted a more mature but as thou wilt.” The demand made by Chris-
and enlightened attitude. This would be ab- tianity is that of surrendering self, not in the
surd. My thesis is rather that these childish ordinary sense of being unselfish, of loving
attitudes survive in the moral attitudes of adult our neighbor and even our enemy. It is the
Christians — and of some secular moralists — total surrender of the wall that is required;
as an alien element, like an outcrop of igne- Abraham must be prepared to sacrifice Isaac
ous rock in an alluvial plain. When Freud says at God’s command, and I take this to mean
of someone that he is fixated at the oral stage that we must be prepared to sacrifice our most
of sexuality he does not mean that he still sucks deeply felt moral concerns if God should re-
his thumb; he means rather that some of his quire us to do so. If we dare to ask why, the
characteristic attitudes and behavior patterns only answer is “Have faith”; and faith is an
can be seen as an adult substitute for thumb essentially heteronomous idea; for it is not a
sucking. In the same way, I suggest that some reasoned trust in someone in whom we have
elements characteristic of Christian morality good grounds for reposing trust; it is blind
are substitutes for childish attitudes. In the faith, utter submission of our own reason and
course of this comparison I shall try to show will.
how these infantile attitudes belong to a stage Now, to the small child morality is neces-
that is a necessary stage on the way to the fully sarily deontological and heteronomous in
adult, a stage which we must have passed form; he must learn that certain actions are
through in order to reach maturity. right and others wrong before he can begin
It needs little reflection to see that deon- to ask why they are, and he learns this from
tology and heteronomy are strongly marked other people. The child has his own spon-
features of all religious moralities. First for taneous springs of action; there are things he
deontology. For some Christians the funda- wants to do off his own bat; morality is a curb,
mental sin, the fount and origin of all sin, is at first nothing but a curb on his own voli-

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MORALITY: RELIGIOUS AND SECULAR

tion. He comes up against parental discipline, he really zs impotent, wholly dependent on


even ifonly in the form ofthe giving and with- beings whose ways he cannot understand,
drawing oflove, long before he can have any beings sometimes loving, sometimes angry,
compassion, long before he has any concep- but always omnipotent, always capricious — in
tion of others as sentient beings. When he short, gods. “As for Dr Wulicke himself per-
begins to learn language, words like “bad” sonally, he had all the awful mystery, duplic-
must mean simply “what hurts me; what I ity, obstinacy, and jealousy of the Old
don’t like”; through the mechanism ofparen- Testament God. He was as frightful in his
tal discipline they come to mean “what adults smiles as in his anger.”
forbid and punish me for.” It is only because Consider in this connection the ideas of
actions which cause suffering to others figure original sin and grace. Every son of Adam is,
so largely among parental prohibitions that of his own nature, utterly corrupt, redeem-
the child learns to connect the word “bad” able only by divine grace. Once more, the
with them at all. conditions in which the child learns morality
If we consider the foundations of Christian provide an obvious source for this remarkable
ethics in more detail we shall find in them conception. Parents are not only omniscient
moral realism as well. Christianity makes much and omnipotent; they are also necessarily and
of charity and the love of our neighbor; but it always morally in the right. This must be so,
does not say, as the Greeks did, that this is since they are, as the child sees it, the authors
good because it is what befits the social ani- of the moral law. Morality, the idea of some-
mal, Man. We ought to be charitable because thing being right or wrong, enters the hori-
this is laid on us as a duty and because this zon of the child only at those points at which
state of the soul is the proper state for it dur- he has, so to speak, a dispute with authority,
ing its transient mortal life. We must be chari- only on those occasions on which he is told
table because (we are told) only so can we or made to do something that he does not
arrive at the soul’s goal, the right relation to spontaneously want to do. From these
God. This fundamental isolation of the indi- premises that, at the time when the meanings
vidual soul with God seems clearly to reflect of “right” and “wrong” are being learnt, the
what one supposes must be the state of mind child must disagree with its parents and that
of the small baby for whom, at the dawn of they must be right he naturally passes to the
consciousness, there is only himself on the one conclusion that he must always be wrong. To
side and the collective world of adults, repre- have the sense of actual sin is to have the sense
sented largely by his parents, on the other, that one has, on this occasion, done wrong;
for whom the idea of others as individuals, as to have the sense of original sin is simply to
beings like himself, does not yet exist. feel that one must be always and inevitably
This impression is increased when we con- wrong. This sense ofsin has often been delib-
sider some accounts of what this right rela- erately and cruelly fostered; John Bunyan is
tionship between the soul and God is. Granted not the only man to have left on record the
that to achieve this is the object of right liv- agony of his childhood; but the point I wish
ing, just what relationship is it that we are to to make is that the infantile counterpart of
try to achieve? The terms of the relation are the sense of sin is a necessity at a certain stage
an omnipotent creator and his impotent crea- of moral development, the stage at which
ture, and between such terms the only rela- moral words are being learnt and moral rules
tion possible is one of utter one-sided accepted as necessarily what parents say they
dependence, in which the only attitude proper are.
to the creature must be one of adoration, a On the other side of the picture there is the
blend of love and fear. Surely this is just how doctrine of grace. Each individual soul is
the world must appear to the young child; for either saved or damned; but its fate, at least

409
PATRICK NOWELL-SMITH

according to some versions, is wholly out of will come to him, like grace, in a manner that
its own control. In these extreme versions, both seems and is wholly unconnected with
grace is absolutely necessary and wholly suffi- any inwardly felt guilt. The mystery of God’s
cient for salvation; and grace is the free gift of ways to Man is the mystery of a father’s ways
God. As far as the creature is concerned, there to his children.
is absolutely nothing that he can do or even This characterization of religious morality
try to do either to merit or to obtain it. From as essentially infantile may seem to be unnec-
his point of view the giving or withholding of essary; for do not Christians themselves liken
the means of salvation must be wholly capri- their relationship to God as that of child to
cious. father? In so doing they do not seem to me
Once more, this is how parental discipline always to realize how incompatible this father
must seem to the child who cannot yet un- — child relationship is with the Greek concep-
derstand its aims and motives. Consider, for tion of the good life which they recognize as
example, how even the most careful and con- one of the sources of their moral doctrine.
sistent parents react towards what they call the Aristotle says that children, like animals, have
clumsiness of a child. He knocks things over; no share in the good life (a remark which al-
he fumbles with his buttons. Though most ways sounds so odd when people translate it
parents do not think of themselves as punish- as “children have no share in happiness”), and
ing a child for such things, their behavior is, the reason he gives is that children do not act.
from the child’s point of view, indistinguish- This is a deep furrow to begin to plough at
able from punishment. They display more ir- this stage — what is meant by “action”; but
ritation when the child knocks over a valuable briefly it is motion that is self-initiated and
vase than when he knocks over a cheap cup, responsible. The prime difference between the
when the button-fumbling happens to occur adult and the child is that the adult has free-
at a moment when they are in a hurry than dom to choose for himself and has, what goes
when it does not. Ifa father takes from a small with freedom, responsibility for his actions.
child something that is dangerous to play with In the life ofa child there is always, in the last
or stops him hurting himself by a movement resort, the parent or some substitute for a par-
necessarily rough, that to the child is indistin- ent to turn to. The father is responsible at law
guishable from punishment; it is a thwarting for the actions of his child; he will undo what
of his inclination for no reason that he can harm the child has done; he will put things
see. Children often say things that they know right, will save the child from the conse-
to be untrue; sometimes they are reprimanded quences of his mistakes. To pass from child-
for lying, sometimes complimented on their hood into adulthood is essentially to pass from
imagination. How can the child know under dependence into freedom, and the price we
which heading, the good or the bad, a piece pay is responsibility. As adults we make our
of invention will come, except by observing own choices and must accept their conse-
whether it is punished or rewarded? The child, quences; the shield that in our childish petu-
by this time, is beginning to make efforts to lance we once thought so irksome is no longer
try to please his parents, to do what, in his there to protect us. To many of us this is a
childish mind, he thinks right. The parents, matter of life-long regret, and we search end-
not being expert child psychologists, will of- lessly for a father substitute. Surely “they” will
ten fail to notice this; more often they will get us out of the mess; there ought to be a
disregard it. To the child, therefore, there is law; why doesn’t somebody. These, in this
little correlation between his own intentions godless age, are the common secular substi-
and the reactions he evokes from the adult tutes; religion, when it is not a patent sub-
world. Salvation in the form of parental smiles stitute, is only a more profound, a more
and damnation in the form ofparental frowns insinuating one.

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(4) The postulation of a god as the author of own species, and the ability to think; and it is
the moral law solves no more problems in eth- these three similarities that make us all “moral”
ics than the postulation ofa god as first cause beings. Morality consists largely, if not quite
solves problems in metaphysics. Nor need we wholly, in the attempt to realize these com-
base morality, as I have done, on the meta- mon elements in our nature in a coherent way,
physical conception of Man as a rational, so- and we have found that this cannot be done
cial animal, though we shall do so if we care to without adopting moral rules and codes of law.
maintain the link with the old meaning of the Humanism does not imply the rejection ofall
word “humanist.” To me, as a philosopher, moral rules, but it does imply the rejection of
some systematic view of the whole of my expe- a deontological attitude towards them. Even
rience, some metaphysic, is essential, and this Piaget’s older children could not have played
conception of the nature of Man makes more marbles without rules; but they treated them
sense of my experience than any other I know. as adaptable, as subservient to the purpose of
But I certainly should not argue that because playing a game, which is what they wanted to
the species Man has such and such a nature, do. They treated the rules as a wise man treats
therefore each and every man ought to act in his motor car, not as an object of veneration
such and such ways. In trying to sketch a hu- but as a convenience.
manist morality I shall start simply with the idea This, I suggest, is how we, as adults, should
that a morality is a set of habits of choice ulti- regard moral rules. They are necessary, in the
mately determined by the question “What life first place, because one man’s aim in life often
is most satisfactory to me as a whole?” and I conflicts with the aims of others and because
start with this because I simply do not under- most of our aims involve the cooperation of
stand the suggestion that I ought to do any- others, so that, even for purely selfish reasons,
thing that does not fit into this conception. we must conform to rules to which others also
Outside this context the word “ought” has for conform. Most moral rules, from that prohib-
me no meaning; and here at least I should ex- iting murder to that enjoining punctuality,
pect Christians to agree with me. exist for this purpose. But morality is not
If we start in this way, inquiries into my wholly an affair ofregulating our dealings with
own nature and into the nature of Man at once others; each man has within himself desires of
become relevant. For my nature is such that many different kinds which cannot all be fully
there are some things that are impossible for satisfied; he must establish an order of priori-
me to do. Some hopes must be illusory, and ties. Here I think almost all moralists, from
nothing but frustration could come ofindulg- Plato to D. H. Lawrence, have gone astray;
ing them. I could not, for example, become for they have overemphasized the extent to
an operatic tenor or a test cricketer. Inquiries which men are like each other and conse-
into the nature of Man are relevant in two quently been led to embrace the illusory con-
ways; first, because I have to live as a man cept of a “best life” that is the same for all of
among men, secondly, because all men are to us. Plato thought this was a life dominated by
some degree alike and some of my limitations the pursuit of knowledge, Lawrence one
are common to us all. None of us can fly or dominated by the pursuit of sensual experi-
witness past events. It is only in so far as men ence and animal activity. I do not happen to
are alike that we can even begin to lay down enjoy lying naked on the grass; but I should
rules as to how they should (all) behave; for it not wish to force my preference for intellec-
is only in so far as they are alike that they will tual endeavor on anyone who did. Why should
find satisfaction and frustration in the same we not, within the framework of uniformity
things. Prominent among the similarities required for any life to be satisfactory to any-
among men are the animal appetites, the de- one at all, seek satisfaction in our own differ-
sire for the love and companionship of their ent ways? ...

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ROBERT ADAMS

46 Divine Command Metaethics Modified Again*

Robert Adams

1 My Old Position he commanded it.) I cannot summon up the


relevant sort of opposition or negative atti-
My modified divine command theory was pro- tude toward disobedience to such a command,
posed as a partial analysis of the meaning of and I will not say that it would be wrong to
“(ethically) wrong.” Recognizing that it disobey it.
would be most implausible as an analysis of Such conflicts within the religious ethical
the sense in which the expression is used by belief system are prevented by various back-
many speakers (for instance, by atheists), I ground beliefs, which are presupposed by (1).
proposed the theory only as an analysis of the Particularly important is the belief that
meaning of “wrong” in the discourse of some
Jewish and Christian believers. In the theory (3) God is loving, and therefore does not
that I now prefer, as we shall see, the identifi- and will not command such things as
cation of wrongness with contrariety to God’s (e.g.) the practice of cruelty for its own
commands is neither presented as a meaning sake.
analysis nor relativized to a group of believ-
ers. According to the old theory, however, it But (3) is contingent. It is allowed by the
is part of the meaning of “(ethically) wrong” theory to be logically possible for God to com-
for at least some believers that mand cruelty for its own sake, although the
believer is confident he will not do such a
(1) (for any action X) X is ethically wrong if thing. Were the believer to come to think (3)
and only if X is contrary to God’s com- false, however, I suggested that his concept
mands, of ethical wrongness would “break down.” It
would not function as it now does, because
but also that he would not be prepared to use it to say that
any action is wrong (Adams, 1973: 100-102).
(2) “Xis wrong” normally expresses oppo- Because of the interplay and tension of the
sition or certain other negative attitudes various considerations involved in it, this pic-
toward X. ture of the meaning of “(ethically) wrong” is
(as I acknowledged) somewhat “untidy.” But
The meaning of “wrong” seems to be its untidiness should not obscure the fact that
overdetermined by (1) and (2). Conflicts I meant it quite definitely to follow from the
could arise. Suppose God commanded me to theory that the following are necessary truths:
practice cruelty for its own sake. (More pre-
cisely, suppose he commanded me to make it (4) If Xis wrong, then X is contrary to the
my chief end in life to inflict suffering on other commands of God.
human beings, for no other reason than that (5) If Xis obligatory, then X is required by
the commands of God.
* From The Journal of Religious Ethics, 7:1 (1979), (6) IfXis ethically permitted, then X is per-
pp. 66-79. Reprinted with permission. mitted by the commands of God.

412
DIVINE COMMAND METAETHICS MODIFIED AGAIN

(7) Ifthere is not a loving God, then noth- for and against regarding an action as wrong.
ing is ethically wrong or obligatory or There is an important measure of agreement
permitted. among competent users in these opinions and
dispositions — not complete agreement, nor
These four theses are still taken to be neces- universal agreement on some points and disa-
sary truths in my present divine command greement on others, but overlapping agree-
theory. ments of one person with another on some
points and with still others on other points.
“To call an action ‘wrong’ is, among other
things, to classify it with certain other actions,”
as having a common property, “and there is
4 The Nature of Wrongness
considerable agreement . . . as to what actions
and the Meaning of “Wrong”
those are” (Adams, 1973: 119). Torturing
children for fun is one of them, in virtually
I do not think that every competent user of
everyone’s opinion.
“wrong” in its ethical sense must know what
Analysis of the concept or understanding
the nature of wrongness is. The word is used
with which the word “wrong” is used is not
— with the same meaning, I would now say —
sufficient to determine what wrongness is.
by people who have different views, or none
What it can tell us about the nature of wrong-
at all, about the nature of wrongness. As I
ness, I think, is that wrongness will be the
remarked in my earlier paper, “There is prob-
property of actions (if there is one) that best
ably much less agreement about the most ba-
fills the role assigned to wrongness by the
sic issues in moral theory than there is about
concept. My theory is that contrariety to the
many ethical issues of less generality” (Adams,
commands of a loving God is that property;
1973: 118). That people can use an expres-
but we will come to that in section 5. Mean-
sion to signify an ethical property, knowing it
while I will try to say something about what
is a property they seek (or shun, as the case
is involved in being the property that est fills
may be), but not knowing what its nature is,
the relevant role, though I do not claim to be
was realized by Plato when he characterized
giving an adequate set of individually neces-
the good as
sary and jointly sufficient conditions.
(1) We normally speak of actions being
That which every soul pursues, doing everything
for the sake ofit, divining that it is something, right and wrong as of facts that obtain objec-
but perplexed and unable to grasp adequately tively, independently of whether we think they
what it is or to have such a stable beliefas about do. “Wrong” has the syntax of an ordinary
other things. (Republic 505D-E) predicate, and we worry that we may be mis-
taken in our ethical judgments. This feature
What every competent user of “wrong” of ethical concepts gives emotivism and
must know about wrongness is, first of all, that prescriptivism in metaethics much oftheir ini-
wrongness is a property of actions (perhaps tial implausibility. If possible, therefore, the
also of intentions and ofvarious attitudes, but property to be identified with ethical wrong-
certainly of actions), and second, that people ness should be one that actions have or lack
are generally opposed to actions they regard objectively.
as wrong, and count wrongness as a reason (ii) The property that is wrongness should
(often a conclusive reason) for opposing an belong to those types of action that are
action. In addition I think the competent user thought to be wrong — or at least it should
must have some opinions about what actions belong to an important central group of them.
have this property, and some fairly settled dis- It would be unreasonable to expect a theory
positions as to what he will count as reasons of the nature of wrongness to yield results that

413
ROBERT ADAMS

agree perfectly with pretheoretical opinion. For example, the property that is wrong-
One of the purposes a metaethical theory may ness should belong to the most important
serve is to give guidance in revising one’s par- types of action that are believed to be wrong.
ticular ethical opinions. But there is a limit to But the concept possessed by every compe-
how far those opinions may be revised with- tent user of “wrong” does not dictate exactly
out changing the subject entirely, and we are which types of action those are. A sufficiently
bound to take it as a major test of the accept- eccentric classification of types of actions as
ability of a theory of the nature of wrongness right or wrong would not fit the concept. But
that it should in some sense account for the there is still room for much difference of opin-
wrongness of a major portion of the types of ion. In testing theories of the nature of wrong-
action we have believed to be wrong. ness by their implications about what types of
(iii) Wrongness should be a property that action are wrong, I will be guided by my own
not only belongs to the most important types classification of types of action as right and
of action that are thought to be wrong, but ° wrong, and by my own sense of which parts
also plays a casual role (or a role as object of of the classification are most important.
perception) in their coming to be regarded as Similarly, in considering whether identify-
wrong. It should not be connected in a merely ing wrongness with a given property, P, makes
fortuitous way with our classification of ac- wrongness more or less of a reason for oppos-
tions as wrong and not wrong. ing an action, I will decide partly on the basis
(iv) Understanding the nature of wrong- of how P weighs with me. And in general I
ness should give one more rather than less think that this much is right about prescript-
reason to oppose wrong actions as such. Even ivist intuitions in metaethics: To identify a
if it were discovered (as it surely will not be) property with ethical wrongness is in part to
that there is a certain sensory pleasure pro- assign it a certain complex role in my life (and,
duced by all and only wrong actions, it would for my part, in the life of society); in deciding
be absurd to say that wrongness is the prop- to do that I will (quite reasonably) be influ-
erty of producing that pleasure. For the prop- enced by what attracts and repels me person-
erty of producing such a pleasure, in itself, ally. But it does not follow that the theory I
gives us no reason whatever to oppose an ac- should choose is not one that identifies wrong-
tion that has the property. ness with a property that actions would have
(v) The best theory about the nature of or lack regardless of how I felt about them.
wrongness should satisfy other intuitions
about wrongness as far as possible. One intui-
tion that is rather widely held and is relevant 5 A New Divine Command
to theological metaethics is that rightness and Theory
wrongness are determined by a law or stand-
ard that has a sanctity that is greater than that The account I have given of the concept of
of any merely human will or institution. wrongness that every competent user of
We are left, on this view, with a concept of “wrong” must have is consistent with many
wrongness that has both objective and sub- different theories about the nature of wrong-
jective aspects. The best theory of the nature ness — for example, with the view that wrong-
of wrongness, I think, will be one that identi- ness is the property of failing to maximize
fies wrongness with some property that ac- human happiness, and with a Marxist theory
tions have or lack objectively. But we do not that wrongness is the property of being con-
have a fully objective procedure for determin- trary to the objective interests of the pro-
ing which theory of the nature of wrongness gressive class or classes. But given typical
is the best, and therefore which property is Christian beliefs about God, it seems to me
wrongness. most plausible to identify wrongness with the

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DIVINE COMMAND METAETHICS MODIFIED AGAIN

property of being contrary to the commands may be mysterious to us, not to do everything
of a loving God. (i) This is a property that he could to prevent a wrong action. Accord-
actions have or lack objectively, regardless of ing to some theologies nothing at all can hap-
whether we think they do. (I assume the pen contrary to God’s good pleasure. It is
theory can be filled out with a satisfactory difficult, therefore, to suppose that all wrong
account of what love consists in here.) (ii) The actions are unqualifiedly contrary to God’s will
property of being contrary to the commands in the sense of his good pleasure. It is God’s
of a loving God is certainly believed by Chris- revealed will — not what he wants or plans to
tians to belong to all and only wrong actions. have happen, but what he has told us to do —
(iii) It also plays a causal role in our classific- that is thought to determine the rightness and
ation of actions as wrong, in so far as God wrongness of human actions. Roman Catho-
has created our moral faculties to reflect his lic theology has made a further distinction,
commands. (iv) Because of what is believed within God’s revealed will, between his com-
about God’s actions, purposes, character, and mands, which it would be wrong not to fol-
power, he inspires such devotion and/or fear low, and “counsels (of perfection),” which
that contrariness to his commands is seen as it would be better to follow but not wrong
a supremely weighty reason for opposing an not to follow. It is best, therefore, in our meta-
action. Indeed, (v) God’s commands constit- ethical theory, to say that wrongness is con-
ute a law or standard that seems to believers trariety to God’s commands, and commands
to have a sanctity that is not possessed by any must have been issued, promulgated, or some-
merely human will or institution. how revealed.
My new divine command theory of the The notion ofthe issuance of a divine com-
nature of ethical wrongness, then, is that ethi- mand requires a theory of revelation for its
cal wrongness 7s (i.e. is identical with) the adequate development. The first such theory
property of being contrary to the commands that comes to mind may be a biblical literal-
of a loving God. I regard this as a metaphysi- ism that takes divine commands to be just what
cally necessary, but not an analytic or a priori is written in the Bible as commanded by God.
truth. Because it is not a conceptual analysis, But there will also be Roman Catholic theo-
this claim is not relative to a religious ries involving the magisterium of the Church,
subcommunity of the larger linguistic com- a Quaker theory about “the inner light,” theo-
munity. It purports to be the correct theory ries about “general revelation” through the
of the nature of the ethical wrongness that moral feelings and intuitions of unbelievers as
everybody (or almost everybody) is talking well as believers, and other theories as well.
about. To develop these theories and choose among
Further explanation is in order, first about them is far too large a task for the present es-
the notion of a divine command, and second say.
about the ecessity that is claimed here. On The thesis that wrongness is (identical with)
the first point I can only indicate here the char- contrariety to a loving God’s commands must
acter of the explanation that is needed, for it be metaphysically necessary if it is true. That is,
amounts to nothing less than a theory of rev- it cannot be false in any possible world ifit is
elation. Theists sometimes speak of wrong true in the actual world. For if it were false in
action as action contrary to the “will” of God, some possible world, then wrongness would
but that way of speaking ignores some im- be nonidentical with contrariety to God’s
portant distinctions. One is the distinction commands in the actual world as well, by the
between the absolute will of God (his “good transitivity of identity, just as Matthew and
pleasure”) and his revealed will. Any Chris- Levi must be nonidentical in all worlds if they
tian theology will grant that God in his good are nonidentical in any.
pleasure sometimes decides, for reasons that This argument establishes the metaphysi-

415
ROBERT ADAMS

cal necessity of property identities in general; wrongness is the property with which it is iden-
and that leads me to identify wrongness with tified by the best remaining alternative theory.
contrariety to the commands ofa loving God, Similarly, if there is in fact a loving God,
rather than simply with contrariety to the com- and if ethical wrongness is the property of
mands of God. Most theists believe that both being contrary to the commands of a loving
of those properties are in fact possessed by all God, there is still, I suppose, a possible world,
and only wrong actions. But if wrongness is w,, in which there would not be a loving God
simply contrariety to the commands of God, but there would be people to whom w, would
it is necessarily so, which implies that it would seem much as the actual world seems to us,
be wrong to disobey God even if he were so and who would use the word “wrong” much
unloving as to command the practice of cru- as we use it. We may say that they would as-
elty for its own sake. That consequence is sociate it with the same concept as we do, al-
unacceptable. I am not prepared to adopt the though the property it would signify in their
negative attitude toward possible disobedience mouths is not wrongness. The actions they
in that situation that would be involved in call “wrong” would not be wrong; that is, they
identifying wrongness simply with contrari- would not have the property that actually is
ety to God’s commands. The loving charac- wrongness (the property of being contrary to
ter of the God who issues them seems to me the commands of a loving God). But that is
therefore to be a metaethically relevant fea- not to say that they would be mistaken when-
ture of divine commands. (I assume that in ever they predicted “is wrong” of an action.
deciding what property is wrongness, and For “wrong” in their speech would signify the
therefore would be wrongness in all possible property (if any) that is assigned to it by the
worlds, we are to rely on our own actual moral metaethical theory that would be the best in
feelings and convictions, rather than on those relation to an accurate knowledge of their situ-
that we or others would have in other possi- ation in w,. We can even say that they would
ble worlds.) believe, as we do, that cruelty is wrong, if by
If it is necessary that ethical wrongness is that we mean, not that the property they
contrariety to a loving God’s commands, it would ascribe to cruelty by calling it “wrong”
follows that no actions would be ethically is the same as the property that we so ascribe,
wrong if there were not a loving God. This but that the subjective psychological state that
consequence will seem (at least initially) im- they would express by the ascription is that
plausible to many, but I will try to dispel as same that we express... .
much as I can of the air of paradox. It should
be emphasized, first ofall, that my theory does
Reference
not imply what would ordinarily be meant by
saying that no actions are ethically wrong if Adams, Robert Merrihew, “A Modified Divine
there zs no loving God. If there is no loving Command Theory of Ethical Wrongness,” in
God, then the theological part of my theory Religion and Morality, ed. Gene Outka and
is false; but the more general part presented John P. Reeder, Jr. (Garden City, N.Y.: Anchor,
in section 4 implies that in that case ethical 1973), pp. 318-47.

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ABRAHAM, ISAAC, AND EUTHYPHRO

47 Abraham, Isaac, and Euthyphro: God and the Basis


of Morality*

Norman Kretzmann

Hamartia in its New Testament sense of place of which God had spoken. On the third
moral fault retains the flavor of its older sense day Abraham looked up and saw the place in
of missing the mark. And if we ask against that the distance. He said to his men, “Stay here with
biblical background, “who sets up the moral the ass while I and the boy go over there; and
when we have worshipped we will come back
mark that hamartia is the missing of?” the
to you.” So Abraham took the wood for the
question answers itself. My main concern in
sacrifice and laid it on his son Isaac’s shoulder;
this paper grows naturally out of that ques-
he himself carried the fire and the knife, and the
tion and its obvious answer, for I want to con- two of them went on together. Isaac said to
sider just what is involved in God’s establishing Abraham, “Father,” and he answered, “What is
of moral principles. Every reply to this ques- it, my son?” Isaac said, “Here are the fire and
tion is at least the beginning of a theory of the wood, but where is the young beast for the
religious morality, and at least three such theo- sacrifice?” Abraham answered, “God will pro-
ries will be examined in this paper. vide himself with a young beast for a sacrifice,
The relationship I want to explore between my son.” And the two of them went on together
God and morality is especially well-endowed and came to the place of which God had spo-
ken. There Abraham built an altar and arranged
with concrete examples in the world’s great
the wood. He bound his son Isaac and laid him
literature, and the story of Abraham and Isaac
on the altar on top of the wood. Then he
is surely the most familiar of them. But be-
stretched out his hand and took the knife to kill
cause I will want to refer to one or two ofits his son; but the angel of the Lord called to him
details, I will refresh the reader’s memory by from heaven, “Abraham, Abraham.” He an-
presenting the whole story here: swered, “Here I am.” The Angel of the Lord
said, “Do not raise your hand against the boy;
The time came when God put Abraham to the do not touch him. Now I know that you are a
test. “Abraham,” he called, and Abraham re- God-fearing man. You have not withheld from
plied, “Here I am.” God said, “Take your son me your son, your only son.” Abraham looked
Isaac, your only son, whom you love, and go to up, and there he saw a ram caught by its horns
the land of Moriah. There you shall offer him as in a thicket. So he went and took the ram and
a sacrifice on one of the hills which I will show offered it as a sacrifice instead of his son.
you.” So Abraham rose early in the morning Abraham named that place Jehovah-jireh [that
and saddled his ass, and he took with him two is, the Lord will provide]."
of his men and his son Isaac; and he split the
firewood for the sacrifice, and set out for the It is clear that Abraham loved his son — not
only from God’s reference to Isaac as “your
only son, whom you love,” but also, I think,
from Abraham’s answer to Isaac’s question,
* From Hamartia: The Concept of Error in the West-
ern Tradition. Essays in Honor ofJohn M. Crossett, ed. an answer that seems intended to shield Isaac
Donald V. Stump, James A. Arieti, Lloyd Gerson, and as long as possible. But it is equally clear that
Eleonore Stump (New York: Edwin Mellen Press, Abraham was prepared to carry out God’s
1983), pp. 27-40, 41-50. Reprinted with permission. command: “he stretched out his hand and

417
NORMAN KRETZMANN

took the knife to kill his son.” How are those first answer would make the story of Abraham
two facts to be reconciled? I want to consider and Isaac irrelevant to our investigation of the
just three answers that might be drawn from relationship between God and morality.
the story. One of them fits the story best, but A second initially plausible answer to the
neither of the others is wildly implausible at question why Abraham was prepared to kill
first glance. his beloved son at God’s command is that he
The first of these answers is that Abraham believed that the horrible act had been made
was prepared to kill his only son, whom he morally right simply by the fact that God had
loved, because he was afraid of what God commanded it. This answer is relevant to our
would do to him if he disobeyed or hopeful purposes as the first one is not, and I will have
of some reward for his obedience. And in fact a good deal more to say about it and about
the story goes on to tell that Abraham was the theory of religious morality it represents.
rewarded, gloriously. There are good philo- It is also harder to reject as an interpretation
sophical reasons to deny that even God could of the story; there is, for instance, nothing in
know ahead of time what Abraham would the fact that God blesses Abraham that is ob-
freely decide to do, and it should be noted viously at variance with this answer. It will be
that in the story God says, “ Now I know... .”” easiér to say what I think is wrong with this
But there is no reason to suppose that God answer in the light ofa consideration ofa third
would not know what Abraham was thinking answer, which I think is the right one.
simultaneously with Abraham’s thinking it. The third answer is that Abraham was pre-
And so if this first answer is to be taken seri- pared to kill Isaac because, throughout his
ously, God is showering Abraham with incom- ordeal, Abraham firmly held all four of these
parable blessings for obeying him while beliefs: God has commanded me to kill my
thinking along these lines: “I know that what son; God is good and altogether worthy of
I’m about to do is horrible, but who knows my obedience; for me to kill my son, even asa
what awful thing might happen to me if I don’t sacrifice to God, would be horribly wrong;
do it, or what marvelous things God might God is good and will not allow me to do some-
do for me if Igo through with it?” God need thing horribly wrong in obedience to his com-
not even be particularly good to be repelled mands. Those four beliefs certainly strain
by such a character, and it is strictly incredible against one another, but they are not incom-
that Abraham should be singled out for such patible. Abraham could hold them all with-
a blessing on the basis of obedience rendered out being inconsistent, and if he did hold them
in such a spirit. Behavior of the sort attrib- all, his trust in God was unconditional. That
uted to Abraham in this first answer is pru- it was indeed unconditional can be seen in the
dent, and there are of course many line “he stretched out his hand and took the
circumstances in which prudent behavior is knife to kill his son.” Obviously Abraham’s
just what’s wanted. But prudent behavior is state of mind was not that of an ordinary de-
not to be confused with moral behavior, and cent God-fearing father, who on finding him-
when a moral issue as stark as the one in this self in such harrowing circumstances might
story is overridden by considerations of pru- think “Surely God won’t let me actually do
dence, prudent behavior is immoral behavior. this horrible thing; so V’ll go along with his
It seems clear to me, then, that the very fact command, at least until the last minute. But
that the story ends with God’s rewarding if there’s no divine reprieve by then, I’Il know
Abraham as he does is powerful evidence God wasn’t good after all, and T’ll save Isaac
against taking this first answer seriously. And, myself.” A conditional trust of that sort would
anyway, since obeying commands, even divine have been sensible as well as decent, but it
commands, out of fear of punishment or hope would have fallen far short of the religious
of reward cannot count as moral behavior, the heroism with which Abraham was credited by

418
ABRAHAM, ISAAC, AND EUTHYPHRO

St Paul and St James.* So if Abraham trusted tered in the second and third interpretations
God’s goodness, he trusted unconditionally: of the story) can be evaluated, they need to
he took the knife to kill his son, not merely to be more fully presented and more clearly dis-
raise his arm as if to kill his son. But where is tinguished. Happily, the classic clarification
the evidence that he did, in fact, trust God to and differentiation of views like these takes
save Isaac (and thereby to save Isaac’s father place in the setting of another good story, the
from wrongdoing)? When it was all over, one told in Plato’s dialogue Euthyphro.
Abraham named the hilltop with a name that Socrates meets Euthyphro outside one of
means “the Lord will provide”; I think that the Athenian courts of law and learns that
that name was intended to blazon out in tri- Euthyphro is there to prosecute his own
umph what he had been steadfastly, silently father on a charge of murder. Socrates is
saying to himself for three whole days: “The shocked: “most men,” he says, “would not
Lord will provide.” And for further evidence know how they could do this and be right.”*
of his trust in God’s goodness, look again at And so he supposes that the explanation
the exchange between the boy and his father: for Euthyphro’s otherwise bizarre behavior
must lie in the fact that the victim, too, was a
Isaac said to Abraham, “Father,” and he an- member of Euthyphro’s family. Here is
swered, “What is it, my son?” Isaac said, “Here
Euthyphro’s reply:
are the fire and the wood, but where is the young
beast for the sacrifice?” Abraham answered,
“God will provide himself with a young beast It is ridiculous, Socrates, for you to think that it
for a sacrifice, my son.” makes any difference whether the victim is a
stranger or a relative. One should only watch
The writer of the story leaves it to us to un- whether the killer acted justly or not; if he acted
derstand the emotions in this scene, and surely justly, let him go, but if not, one should pros-
all of us can do so. But when this scene is ecute, even if the killer shares your hearth and
table. The pollution is the same if you know-
viewed against the background of the second
ingly keep company with such a man and do
answer, according to which Abraham thinks
not cleanse yourself and him by bringing him
that he will in fact be sacrificing his son quite to justice. The victim was a dependent of mine,
soon, the father’s reply is not only intended and when we were farming in Naxos he was a
to shield the boy for a few more minutes, it is servant of ours. He killed one of our household
also a little joke — a joke the point of which slaves in drunken anger, so my father bound him
will be the last thing Isaac ever sees. Cruel hand and foot and threw him in a ditch, then
irony at the boy’s expense is incompatible with sent a man here to enquire from the priest what
Abraham’s love for him, however, and so should be done. During that time he gave no
Abraham’s reply must be no joke but rather thought or care to the bound man, as being a
killer, and it was no matter if he died, which he
the straightforward expression of his trust.
did. Hunger and cold and his bonds caused his
Only the third answer provides an interpreta-
death before the messenger came back from the
tion that fits the story, one that also provides
seer. Both my father and my other relatives are
a basis for Paul’s assessment of Abraham as angry that Iam prosecuting my father for mur-
“the father of all who have faith.” More im- der on behalf of amurderer, as he did not even
portant for my purposes is the fact that this kill him. They say that such a victim does not
third answer provides us with an instance of a deserve a thought and that it is impious for a
second theory of religious morality — the view son to prosecute his father for murder. But their
that Gods goodness (together with his know- ideas of the divine attitude to piety and impiety
ledge) entatls that the actions he approves of are are wrong, Socrates. (58—-E)
morally right and the actions he disapproves of
are morally wrong. Without suggesting that I know anything
Before these competing theories (encoun- about Athenian law or even much about law

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NORMAN KRETZMANN

generally, I think Euthyphro’s charge of mur- vine, and of piety and impiety, is so accurate
der would be dismissed, and I think that... you have vo fear of having acted im-
Euthyphro thought so, too. What matters to piously in bringing your father to trial?” (5E)
Euthyphro is not that his father should be And Euthyphro responds in the expected way,
convicted, or even that he should be tried; in the way that invites a Socratic examination:
what matters is that Euthyphro should, by “I should be of no use, Socrates, and
bringing the case to the judges, publicly ac- Euthyphro would not be superior to the ma-
knowledge that an injustice has been perpe- jority of men, ifIdid not have accurate knowl-
trated by his father (and that much is obviously edge of all such things” (4E-5A). “Tell me
true). And although he is indignant that Soc- then,” says Socrates, “what zsthe pious... ?”
rates should think that the relationship of the (SD)
victim to Euthyphro might motivate his pros- Like most of Socrates’ interlocutors in simi-
ecuting his father, the perpetrator’s relation- lar circumstances, Euthyphro finds it very hard
ship to Euthyphro clearly does motivate him. to say what he thought he knew perfectly well,
He says that if the killer acts unjustly “one and he makes a couple of false starts along the
should prosecute, even if the killer shares your way to expressing his view in a definition that
hearth and table,” but he has no doubt fallen Socrates takes to be worth examining as at least
into the habit of putting it that way because the beginning of a theory of piety. But
of the flaming row he’s having with his fam- throughout Euthyphro’s trial by dialectic all
ily, who plainly cling to the ancient Greek prin- his attempts to say what he thought he knew
ciple of filial piety. The way Euthyphro the stay close to the idea already suggested in his
moral innovator sees it, one should prosecute repudiation of his family’s attitude: the knowl-
especially if the killer shares one’s hearth and edge of what is pious and what is impious rests
table; for what worries Euthyphro most is not on a knowledge of “the divine attitude.” Thus,
the violation of the criminal code or even the his third answer, the one that receives Socra-
injustice, but “the pollution” to which you are tes’ most detailed philosophical analysis, is that
subjected “if you knowingly keep company with “the pious is what all the gods love” (9E) —
such a man and do not cleanse yourself and an answer which might as well be expressed
him dy bringing him to justice.” What drives monotheistically, for purposes of the discus-
Euthyphro, then, is the ideal of moral or spir- sion in the dialogue as well as for our pur-
itual purity, and he undertakes the legal case poses: Piety 1s what God approves of.
against his father in the service of that ideal Piety is one of the virtues regularly recog-
and with a care for his father’s purification as nized by Socrates and the people with whom
well as his own. Poor Euthyphro! People who he talks, the others being justice, wisdom, cour-
have heard what he’s up to think he’s crazy, age, and moderation (or temperance). And
as he himself reports to Socrates (4A), but it since piety is the virtue specifically appropriate
is the attitude of his own father and family to a human being’s relationship to God, it is
that is especially hard to bear. “They say ... neither surprising nor illuminating to be told
that it is zmpious for a son to prosecute his that piety is what God approves of. But Socra-
father for murder,” thereby revealing that they tes draws a distinction regarding this defini-
have completely missed the special, even radi- tion which 7s illuminating, as well as perfectly
cal, filial piety underlying Euthyphro’s admit- general in its applicability to definitions of that
tedly bizarre behavior as well as failing utterly sort. Socrates introduces his distinction in the
to understand the nature of religious piety: form of a question (10A), which I can para-
“But their ideas of the divine attitude toward phrase in this way: Does God approve of what is
piety and impiety are wrong, Socrates.” pious because it 1s pious, or is it pious because
Socrates picks up the implication: “Whereas God approves of it? The eftect of that question
... you think that your knowledge of the di- on Euthyphro’s definition of piety is marvelous

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ABRAHAM, ISAAC, AND EUTHYPHRO

to see (as long as you happen not to be I call these two theories theological objectiv-
Euthyphro), but we are not going to look at it ism (TO) and theological subjectivism (TS),
now. The drama of the stories, even the dia- for reasons that will emerge if they are not
lectical drama of the dialogue, must now be already obvious.
left behind so that we can get down to work. We have seen an instance of (TS) in the sec-
I can make Socrates’ distinction more di- ond possible explanation we considered of the
rectly relevant to our consideration of God’s fact that Abraham was prepared to kill Isaac,
role in the basis of morality by applying it to whom he loved: Abraham might have believed
Euthyphro’s answer generalized from a sin- that the horrible deed was made morally right
gle virtue to morality in general: Moral gooa- just because God commanded it. And if this
ness 1s what God approves of. I will call this claim Abraham was a thoroughgoing adherent of
the general thesis of religious morality. It is (TS), he would have believed three days later
taken for granted in the stories of Abraham that that same deed was then made morally
and his son and of Euthyphro and his father: wrong just because then, at the last possible
in both stories God approves or disapproves moment, God prohibited it. For reasons I have
of certain human actions, and human beings already given, I think that taking Abraham to
have ways of knowing which ones he approves have been an adherent of (TS) doesn’t fit the
of and which ones he disapproves of. And we story. But to reject (TS) as an interpretation
are, of course, not talking about just those of Abraham’s state of mind is not (yet) to re-
two stories; the general thesis of religious ject (TS) as a theory of religious morality, and
morality has been incorporated into the doc- so I want now to consider the theory itself.
trine of most — perhaps all — of the world’s There are good philosophical reasons for
theistic religions. I want to apply Socrates’ rejecting (TS) as a basis for morality, two of
distinction to the general thesis in order to which I will be mentioning shortly. But it
extract clarified versions of the two theories would be a shame to permit (TS) to perish
of religious morality we have encountered in peacefully of refutation alone when it richly
our discussion of the story of Abraham. (They deserves execration. For taking (TS) seriously
are present also in Plato’s dialogue, but not means taking seriously the possibility that ab-
noticeably in Euthyphro’s story, the only part solutely any action could be made morally
of the dialogue presented in detail here.) It right simply in virtue of God’s commanding
will be convenient to work with a fuller ver- or approving ofit. Ifa father’s killing his in-
sion of the general thesis applied to actions nocent son, whom he loves, is not an exam-
alone: Right actions are all and only those God ple horrible enough for you, you may be left
approves of, and wrong actions are all and only to your darkest imaginings. But do not sup-
those God disapproves of: Applying Socrates’ pose that the adherent of (TS) can extricate
distinction to that general thesis of religious himself from this terminal embarrassment with
morality, we can extract from it two theories the pious rejoinder that God is good and so
of religious morality. For either can be relied on not to approve of moral evil.
The only standard of moral goodness supplied
(TO) God approves of right actions just by (TS) is God’s approval; and so to say within
because they are right and disapproves the context of (TS) that God is good comes
of wrong actions just because they are to nothing more than that God approves of
wrong; or himself — which is easy to grant but impossi-
ble to derive any reassurance from.
(TS) Right actions are right just because The execration (TS) deserves was never
God approves of them and wrong more forcefully delivered than by John Stuart
actions are wrong just because God Mill, who, happily for philosophical polemic
disapproves of them. and English prose but unhappily for Mr

42]
NORMAN KRETZMANN

Mansel, encountered in that Mr Mansel an is not what I mean when I apply that epithet to
adherent of a version of (TS). Here is part of my fellow-creatures; and if such a being can sen-
what Mill has to say about Mr Mansel and his tence me to hell for not so calling him, to hell I
theory of religious morality: will go.*

If in ascribing goodness to God I do not mean There is good argumentation in this passage
what I mean by goodness; if Ido not mean the along with the denunciation, but Mill’s vehe-
goodness of which I have some knowledge, but mence in the second half of it strikes me as
an incomprehensible attribute of an incompre- altogether warranted. Although he was not a
hensible substance, which for aught I know may theist himself, the passionate tones of his con-
be a totally different quality from that which I
demnation of (TS) ought to resonate in the
love and venerate — and even must, if Mr Mansel
heart of every self-respecting theist. Submit-
is to be believed, be in some important particu-
lars opposed to this — what do I mean by calling _ ting to the moral authority of God as envis-
it goodness? and what reason have I for vener- aged in (TS) would be inadequately ridiculed
ating it? If Iknow nothing about what the at- as a case of buying a pig in a poke, for it
tribute is, I cannot tell that it is a proper object amounts to selling yourself to a pig in a poke.
of veneration. To say that God’s goodness may It is not only for the damage it does to the
be different in kind from man’s goodness, what concept of God that (TS) is to be rejected,
is it but saying, with a slight change of phrase- but also for its destruction of the basis of
ology, that God may possibly not be good? To morality. For present purposes I will have to
assert in words what we do not think in mean-
content myself with simply mentioning two
ing, is as suitable a definition as can be given of
of the more important, more obvious failings
a moral falsehood. Besides, suppose that cer-
tain unknown attributes are ascribed to the Deity
of (TS) as a putative basis for morality. In the
in a religion the external evidences of which are first place, and most importantly, morality rests
so conclusive to my mind as effectually to con- on objectivity. Part of what that means is that
vince me that it comes from God. Unless I be- if an individual action is really right at some
lieve God to possess the same moral attributes time or other, then it always was and will be
which I find, in however inferior a degree, in a right. But (TS) does not preserve objectivity,
good man, what ground of assurance have I of as can be seen from the (TS)-interpretation
God’s veracity? All trust in a Revelation presup- of the Abraham story. In my view, this con-
poses a conviction that God’s attributes are the sideration alone is enough to disqualify (TS)
same, in all but degree, with the best human
as a theory of religious morality. In the sec-
attributes. If, instead of the “glad tidings” that
ond place, if (TS) is conjoined with a doc-
there exists a Being in whom all the excellences
which the highest human mind can conceive, trine of divine rewards and punishments, as
exist in a degree inconceivable to us, I am in- theories of religious morality usually are, it will
formed that the world is ruled by a being whose be difficult or impossible to distinguish mo-
attributes are infinite, but what they are we can- rality from prudence in the context of (TS). If
not learn, nor what are the principles of his gov- God’s command is all that makes the action
ernment, except that “the highest human right and I believe that God will punish me
morality which we are capable of conceiving” for disobedience, how can I convince myself
does not sanction them; convince me ofit, and that I perform the action because it is right
I will bear my fate as Imay. But when I am told rather than simply out of fear?
that I must believe this, and at the same time
By this point (TS) should look disintegrated
call this being by the names which express and
in disgrace, and the keenness of the reader’s
affirm the highest human morality, I say in plain
terms that I will not. Whatever power such a anticipation of (TO) must be almost painful;
being may have over me, there is one thing so I will delay the consideration of (TO) no
which he shall not do: he shall not compel me longer than it takes to announce that, incred-
to worship him. I will call no being good, who ible as it seems, (TS) will rise again.

422
ABRAHAM, ISAAC, AND EUTHYPHRO

(TO) the theory which did seem to fit the and so, when he tells Moses to tell the people
story of Abraham, obviously has the strengths not to steal, he’s not legislating, he’s teach-
corresponding to the shortcomings of (TS): ing. Of course such teaching on the basis of
(TO) does provide the objectivity necessary divinely expert authority may well have been
for morality, and it does preserve the possibil- invaluable at an early stage in the moral de-
ity of drawing a clear distinction between velopment of mankind, but if (TO) is right,
morality and prudence. Furthermore, in Mill’s there is every reason to suppose that the ob-
attack on Mr Mansel’s version of (TS), the jective truth about morality is there to be dis-
theory of religious morality that is clearly (if covered in more and more depth and detail
implicitly) advocated by Mill is (TO). Accord- by human beings using their reason, without
ing to (TO), God disapproves of treachery just the aid of further revelation. If (TO) is right,
because it is really wrong to betray someone God’s “giving” the Ten Commandments to
who trusts you. According to (TS), on the the people through Moses is just what it would
other hand, fit is wrong to betray someone have been for God to have “given” them the
who trusts you, it is so only because and only principles of arithmetic — not to disclose to
as long as God disapproves of treachery; and them his sovereign will, but to provide them
if we should learn tomorrow that it is approved with a starter-kit for the discovery of great
of by God, then tomorrow it will have be- truths. And so, if (TO) is right, the answer to
come rightto betray someone who trusts you. the question “What does God have to do with
And so it looks as if every self-respecting the- morality?” is “Nothing essential.” Of course,
ist should, with a clear mind and an easy heart, nothing essential need not be nothing at all.
repudiate (TS) and embrace (TO) with the The person who first taught you arithmetic
sense that a danger to religious morality has certainly has something to do with arithme-
been averted and a firm foundation for it has tic, but nothing essential; there would be arith-
been secured. metic even if that person had never existed.
But now consider (TS) and (TO) in the And, even more obviously, your first arithme-
light of our main question: What does God tic teacher has something to do with your
have to do with morality? These two theories knowing arithmetic but, again, nothing essen-
offer two radically different answers to that tial; you could have learned arithmetic from
question, and those answers are “Nothing es- someone else, and you could even have fig-
sential” and “Absolutely everything.” But ured out quite a lot of it by yourself as you
“Absolutely everything” is the answer pro- grew older and discovered the need for it. And
vided by the just-repudiated (TS), and “Noth- so, if (TO) is right, it is just as absurd to con-
ing essential” is the answer entailed by (TO), sider God to be even a part of the basis for
which has been looking like the theory that morality as it would be for you to expect to
would explain how morality could be based find a discussion ofyour first arithmetic teacher
on religion. in a book entitled Foundations of Mathemat-
Think of the story of Moses and the Ten wes.
Commandments. Moses is often called the (TO), which made its entrance into this
law-giver, but since the story has him receiv- discussion looking like the overwhelmingly
ing the Commandments from God, that epi- preferable theory of religious morality, turns
thet is misleading; Moses was only the out to be not really a theory of religious mo-
law- transmitter. God is the one who is prop- rality at all, evidently cutting off any need
erly described as the law-giver. But is he? Ac- morality might have been thought to have for
cording to (TS) he is, but according to (TO) a foundation in religion. And (TS), its only
God himself is really only a law-transmitter. rival on the scene, has already proved not to
For according to (TO) certain actions are re- be a theory of morality at all. At this stage of
ally wrong and God knows which they are; our investigation reasonable people might be

423
NORMAN KRETZMANN

excused for thinking that, since the one theory seems to be false. Even when (TO) was look-
of religious morality gives God everything to ing its best, it was likely to have given theists
do with what turns out not to be morality, the uneasy feeling that it impugned God’s
while the other theory preserves the essence majesty; but what corresponds to God’s maj-
of morality at the cost of giving God a walk- esty in perfect-being theology is absolute in-
on part that could easily be written out of the dependence, and absolute independence
play, religious morality has been shown to be, cannot be merely impugned. Like everything
at best, not worth any further serious thought. else about an absolutely perfect being, it’s all
But even such reasonable people ought to be or nothing. And so, on the basis of everything
at least vaguely worried by the fact that the we’ve seen so far, no theist who conceives of
concept of God, which I began by describing God as an absolutely perfect being. . . can take
as an essential ingredient in this discussion, refuge in the apparent safety and sanity of (TO).
has so far been given no attention. Of course, Perfect-being theology is incompatible with
I have said quite a lot about God, but God as (TO) as we have been reading it. It is not in-
I have been talking about him is God as he compatible with (TS), but (TS) has been shown
appears in the stories we have been looking at to be so bad on other grounds that no self-
and in the bit of religious-cultural background respecting theist can have recourse to it at this
we all share. It is time now to consider the stage of our investigation.
concept of God.... It may look as if the emerging conclusion is
That concept of God, the one in which I that perfect-being theology is just incompat-
am interested, is the concept of an absolutely ible with morality altogether. .. . But there is
perfect being. Among the attributes included one more attribute I want to introduce, one
in that concept are some that everyone has at that I think will save the day. It is the hardest
least heard of: omniscience, omnipotence, and of all the attributes to understand, and it is
eternality, for instance. Perfect goodness is called simplicity.
another familiar attribute of an absolutely per- To say that an absolutely perfect being is
fect being, and one that will obviously be im- absolutely simple is to say that it is altogether
portant if the concept is to have an essential without components of any kind, and so sim-
role in a theory of religious morality. But the plicity can be derived from independence. For
attributes that will concern us to begin with whatever has components is dependent on
are less familiar and less obviously relevant to those components for being what it is, and so
our main topic, and the first of these is abso- perfection entails independence, which entails
lute independence. simplicity. As Anselm puts it, “everything com-
It is easy to see that nothing that could count posite needs the things it is composed of in
as absolutely perfect could be dependent on order to exist. Moreover, what it is it owes to
anything else for anything. So anything abso- them, since whatever tis it is in virtue of them,
lutely perfect is absolutely independent; and if while they are not what they are in virtue of 7¢.
God is conceived of as an absolutely perfect And so [whatever is composite] is not com-
being, then God is conceived of as absolutely pletely supreme [or absolutely perfect]”
independent. That line of thought, short and (Monologion, XV11). Obviously an absolutely
simple as it is, has a devastating effect on the- simple being cannot be a physical object, and
ists who might have been willing to accept there are other interesting implications of sim-
(TO) after all, abandoning the project ofa re- plicity that are not hard to see. But the one
ligious morality and settling for a religion that that concerns us now might easily be over-
simply coexists with morality. For if God is an looked in a first consideration of the concept
absolutely perfect being, then (TO), with its of absolute perfection; to see it is to see how
implication of moral principles on which God drastic a simplicity absolute simplicity has to
depends for his knowledge of good and evil, beat

424
ABRAHAM, ISAAC, AND EUTHYPHRO

To say that God is absolutely simple is not evening star is identical with Venus, it is true
merely to say that God cannot have any parts and informative to say that the morning star
in the ordinary sense; it is also to say that God is identical with the evening star. At the same
cannot be thought of as distinguishable from time we want not to ignore the fact that they
any ofhis attributes. And if God and each of are also different — two different ways of see-
his attributes are identical, then all of God’s ing one and the same thing. If we focus on
attributes are identical with one another. Be- their designations rather than on the phenom-
fore we can make use of this notion of sim- ena themselves, we say that the designations
plicity, we have to make sense ofit. “the morning star” and “the evening star”
Attribution is, of course, ordinarily ex- differ in sense although they are identical in
pressed in subject-predicate sentences, even reference. And whenever we have a true in-
when the subject is God. So we would ordi- formative identity claim, we will have two ex-
narily attribute goodness and power to God pressions with one and the same referent and
by saying “God is good” and “God is power- two different senses. What happens when these
ful.” According to this notion of simplicity, basic distinctions are applied to cautious sim-
however, such sentences are imprecise. If God plicity?
is conceived of as an absolutely perfect being As analogues to the morning star, the
and thus as absolutely simple, then the pre- evening star, and Venus, we have God’s good-
cise versions of such sentences will be either ness, God’s power, and God, respectively. And
“God is identical with his goodness” and so we should be able to say correctly that the
“God is identical with his power” or, even designations “God’s goodness” and “God’s
more simply, “God is identical with goodness” power” have one and the same referent — God
and “God is identical with power.” Let’s say —and differ only in sense. Putting it that way
that the first of these pairs of more precise certainly satisfies the notion of cautious sim-
sentences presents cautious simplicity and the plicity, but can we make sense of putting it
second pair bold simplicity. Since it follows that way? If we bear in mind the analogy with
from the cautious pair that God’s goodness is Frege’s paradigm, it is not hard to make sense
identical with God’s power and from the bold of cautious simplicity. It might be said that,
pair that goodness is identical with power, it because of differing circumstances that apply
seems fair to say that absolute simplicity only to us and not at all to that being itself,
presents us with a more or less dire identity the absolutely simple being that is God is per-
crisis, one that must be resolved before we try ceived by us sometimes in a way that leads us
to apply the notion to the problems of reli- to perceive divine goodness, sometimes in a
gious morality. Because cautious simplicity way that leads us to perceive divine power.
presents the less dire identity crisis, it is only Divine goodness and divine power are no
sensible to try to make do with it as an inter- more really distinguished from each other or
pretation of the notion of simplicity. from God than the morning star, the evening
As Frege has taught us, there are two kinds star, and Venus are three in reality rather than
ofidentity claims, uninformative, as in 9 = 9, one. Obviously there is more to explain and
and informative, as in 9 = 3. The identity cri- more to worry about in connection with even
sis in the notion of simplicity (whether cau- cautious simplicity, but there is no point in
tious or bold) obviously has to do with our considering cautious simplicity any fur-
informative identity claims. There are plenty ther as a possible route to a third theory of
of non-mathematical examples of such claims, religious morality. The reason for abandon-
but we may as well stay with Frege’s classic ing it we have already seen in dealing with
example involving the morning star, the (TS) and in considering Mill’s attack on Mr
evening star, and the planet Venus. Since the Mansel: as long as we are focusing on God’s
morning star is identical with Venus and the goodness, the question will and should always

425
NORMAN KRETZMANN

arise whether God’s goodness is really good- It may look as if this third theory of reli-
ness. And so, despite the fact that it is easier to gious morality transforms God from the ulti-
make sense ofcautious simplicity initially, we mate judge of morality into no more than the
have to consider bold simplicity if the doc- abstract ultimate criterion; but, of course, God
trine of simplicity is to provide a preferable conceived of as an absolutely simple being is
theory of religious morality. conceived of as the ultimate judge who is zden-
According to the small portion of perfect- tical with the objective ultimate criterion it-
being theology I am presenting in this paper, self. And so, once the crucial contribution
perfect goodness must be an attribute of an made by bold simplicity to this third theory is
absolutely perfect being; and in the light of taken into account, the theory could safely
the notion of simplicity in its bold form, God revert to the judgmental verbs “approve” and
conceived of as an absolutely perfect being zs “disapprove” found in (TO) and (TS) and
perfect goodness itself. If we momentarily ig- could even be expressed in new versions of
nore the question whether the consequences » (TO) and (TS) in which slight linguistic revi-
of bold simplicity are tolerable, we can see that sions would mark fundamental changes in in-
applying it to the difficulties in religious mo- terpretation. We can designate these new
rality has a dramatic effect. When God is con- versions (TO’) and (TS’):
ceived of as identical with perfect goodness,
the kind of distinction that was crucial as be- (TO’) God conceived of as a moral judge
tween (TO) and (TS) becomes a mere stylis- identical with perfect goodness itself
tic variation. Here are the bold-simplicity approves ofright actions just because
counterparts of (TO) and (TS): they are right and disapproves of
wrong actions just because they are
(PBO) God conceived of as perfect good- wrong.
ness itself sanctions certain actions
just because they are right and rules (TS’) Right actions are right just because
out certain actions just because they God conceived of as a moral judge
are wrong. identical with perfect goodness itself
approves of them and wrong actions
(PBS) Certain actions are right just because are wrong just because God con-
God conceived of as perfect good- ceived of as a moral judge identical
ness itself sanctions them, and cer- with perfect goodness itself disap-
tain actions are wrong just because proves of them.
God conceived of as perfect good-
ness itself rules them out. When God in the story of Abraham swears a
solemn oath, he swears by himself (what else?);
If there is goodness itself, as there is if there is when the God of perfect-being theology
an absolutely perfect being, then obviously it makes a moral judgment, he judges by the
is and must be the sole criterion of moral right- objective criterion ofperfect goodness which
ness and wrongness. And so (PBS) involves is himself. And so (TO’) and (TS’), unlike
no subjectivity, as did our original (TS), nor (TO) and (TS) but like (PBO) and (PBS), are
does (PBO) involve principles independent of just two ways of saying the same thing.
and criterial for God, as did our original (TO). So far so good; but what about the fact that
(PBO) and (PBS) are just two ways ofsaying bold simplicity apparently requires us to say
the same thing: actions are right if and only if that goodness is identical with power, which
goodness certifies them as such, and good- means that wherever there is power there is
ness certifies actions as right if and only if they goodness, which is blatantly false? Well, tak-
are so. ing bold simplicity seriously requires us to rec-

426
ABRAHAM, ISAAC, AND EUTHYPHRO

ognize that the identity claim at issue is, strictly Notes


speaking, not “Goodness is identical with
1 Genesis 22: 1-14, New English Bible. Subse-
power” but “Perfect goodness is identical with quent quotations from Scripture are from this
perfect power,” which means that wherever translation, with italics added for emphasis.
there is perfect power there is perfect good- 2 See Eleonore Stump and Norman Kretzmann,
ness, which is not blatantly false and may very “Eternity,” The Journal ofPhilosophy, 78 (1981),
well be true. pp. 429-58, especially the discussion of ET-
Such a glancing inspection is by no means simultaneity beginning on p. 434.
enough to certify bold simplicity as free from 3 Romans 4 and Galatians 3: 6; James 2: 21-3.
paradox, much less to show that bold sim- 4 Euthyphro, 4A, in The Trial and Death of Soc-
plicity and the rest of perfect-being theology rates, tr. G. M. A. Grube (Indianapolis, 1975).
Subsequent citations of the dialogue are from
provides a basis for a theory of religious mo-
this translation, with italics added for emphasis.
rality preferable to those ordinarily encoun-
5 An Examination of Sir William Hamuilton-s
tered. But I hope it is enough to suggest that Philosophy, 4th edn (London, 1872), ch. VI:
even bold simplicity might be made sense of, “The Philosophy of the Conditioned, as Applied
with dramatic results for the association be- by Mr Mansel to the Limits of Religious
tween morality and theology. God knows it Thought,” pp. 128-9.
needs work, but it’s worth it.

427
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THINKING ABOUT RELIGION?

Introduction

48 On Non-Jewish Religions
JUDAH HALEVI
49 Religious Diversity and the Epistemic Justification of
Religious Belief
JEROME GELLMAN
50 What’s the Difference? Knowledge and Gender in
(Post)Modern Philosophy of Religion
Grace M. JANTZEN
51 Women’s Experience Revisited: the Challenge of the
Darker Sister
JACQUELYN GRANT
52 Narrative of the Life of Frederick Douglass
FREDERICK DOUGLASS
53 The Value of African Religious Beliefs and Practices for
Christian Theology
Mercy AmMBA ODUYOYE
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Introduction

The history of philosophical and theological correct, the remainder, though they may get
reflection in the theistic traditions has been some things right, are ultimately mistaken.
dominated largely by males of European and Recently thinkers from a wide variety of
Middle Eastern descent who have worked disciplines have begun to regard exclusivism
within the Judeo-Christian and Muslim tra- with suspicion. Some think that even if
ditions. At various times throughout history, exclusivism zs true, the evidence that is avail-
and most notably in contemporary philoso- able to us is insufficient to decide which of
phy, it has been argued that this dominance the various religions is in fact correct. Thus,
has led these traditions to think about God anyone who claims that their own religious
and more specific religious doctrines in an tradition is exclusively true is irrational, arro-
unjustifiably restricted way. Some have argued, gant, mean-spirited, or some combination of
then, that philosophers of religion need to these. The readings included here focus on
reflect carefully on the often unreflective bi- this claim. Can the exclusivist continue to
ases that they bring to their philosophical endorse exclusivism in the face of the fact that
work. In doing so, they might come to real- other religions claim to have the same types
ize that abandoning those unreflective biases and degrees of support enjoyed by the
can lead to equally fruitful ways of thinking exclusivist’s own?
about God and religious belief, ways which The first response to this position comes
lead down quite different paths. In this sec- from the medieval Jewish philosopher Judah
tion we will explore the claims of those who Halevi (ca. 1085-ca. 1141). We might think
want to argue that there are legitimate alter- of this piece as Halevi’s attempt to undermine
native perspectives, informed by different ini- the pluralists’ claim that the evidence avail-
tial starting assumptions, to those defended able to us is insufficient to decide among the
by traditionalists. major world religions. Here, Halevi argues
The first two essays in this section focus that the views of the Christian and Muslim
specifically on the notion of religious diver- are fundamentally (and evidently) mistaken
sity. Everyone is well aware of the fact that and that, further, the fact of God’s miracu-
there are a wide variety of religious beliefs lous revelation and preservation of the Jewish
endorsed around the globe. And most are well people is decisive evidence in favor of the
aware of the fact that the major world reli- claims of Judaism. Thus critics of exclusivism
gions are in disagreement about a number of are, on this view, simply mistaken in thinking
fundamental claims concerning the nature of that the burden ofthe evidence does not sup-
ultimate reality. Each religious tradition also port one tradition over the others.
cites evidence in its favor, evidence which But what if, as seems to be the case, the
comes sometimes from philosophical argu- adherents of the various religious traditions
ment and sometimes from various sorts of re- examine one another’s evidence and are still
ligious experiences. What should we think convinced that their own religion is well sup-
about this variety of religious beliefs? Since ported and the others are not? Shouldn’t this
they make claims that are inconsistent with at least make us skeptical about our ability to
one another, we might be inclined to think draw objective conclusions from the evidence?
that at most one of them is true. Let us call And shouldn’t this further lead us to be ag-
this view “exclusivism.” According to nostic, and thus to reject exclusivism, about
exclusivism, at most one religious tradition is religious beliefs generally? Jerome Gellman

43]
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

thinks that the answer is “no” on both counts. losophy is to begin with these “truths” that
First, as a general principle, Gellman claims, we know, embedded in the language that we
we do not think that it is irrational to hold use, and construct arguments and counter-
views that other equally well-informed and arguments with them. The Continental tra-
fair-minded people disagree on. Our political dition, on the other hand, is suspicious of
beliefs provide a good example, as do the be- these Anglophone starting points. Since
liefs of various opposing camps within phi- Continentalists hold that our way of concep-
losophy and other academic disciplines as well. tualizing the world is deeply influenced by
Gellman then examines two specific arguments unconscious beliefs and desires, beliefs and
which aim to show that evidential parity desires that thereby escape our reasoned re-
among religions makes belief in the exclusive flection, we are wrong to assume the
truth of one’s own religion irrational. Both of Anglophone philosophers’ starting points. It
these arguments fail, he claims, since, among is more fruitful instead to consider how these
other things, they fail to recognize that the unconscious structures and processes have
process ofjustification of beliefs cannot go on given rise to a variety of social institutions,
indefinitely. Some beliefs of ours must act as including our language structures and reli-
“rock-bottom justifying propositions.” And gious practices, and then ask to what extent
even among such rock-bottom beliefs, we hold these institutions have unfairly disadvantaged
some with greater tenacity than others (a fea- various parties. Jantzen argues that the
ture of the beliefs Gellman dubs “epistemic Anglophone tradition needs to take seriously
priority”).But if this is right, then there seems the claims advanced by the Continentalist fig-
to be nothing unacceptable about the religious ures (even if in the end they do not agree)
believer holding certain religious beliefs (e.g. and to consider how the influences of these
that the theistic God exists) as rock-bottom unconscious structures have led to a uniquely
beliefs with strong epistemic priority. If the male-oriented and female-oppressing way of
theist’s belief in God is regarded in this way, conceptualizing God and the religious life.
then religious diversity does not pose a chal- Adopting the sorts of insights that Jantzen
lenge to belief since, for the theist, this belief suggests, Jacquelyn Grant argues that those
becomes one of the rock-bottom beliefs on in her tradition, namely, Christianity, must go
the basis of which all others are assessed. one step further. While it is true that we must
The next selection, by Grace Jantzen, dis- take seriously the way in which women gen-
cusses the issues that divide Anglo-American erally have been affected by the oppressive
(Anglophone) philosophy of religion from origins and subsequent roles of certain theo-
Continental philosophy of religion, and the logical structures and symbols, Grant argues
impact of these differences in thinking about that these same structures and symbols have
religion and gender. As the reader will note, favored the oppression of Black women in a
the essays in this volume are written largely way not uncovered by the critiques of White
by American and British figures. In significant feminists. Thus Grant holds that there is a
measure, the practice of philosophy in these compelling need to cultivate a conception of
two countries shares many similarities. And the divine, specifically of Christ in her tradi-
this way of engaging in philosophical inquiry tion, that identifies with Christ “the stranger,
differs significantly from the way philosophy the outcast, the hungry, the weak, and the
is practiced in Continental Europe. As Jantzen poor.”
points out, the Anglophone tradition assumes In a brief but penetrating selection, the
that our perceptual capacities and our lan- nineteenth-century slave and later journalist
guage allow us to know and communicate and abolitionist Frederick Douglass (1817-
objective truths about the external (and in- 95) seeks to separate out “Christianity proper”
ternal) world(s). As a result, the task of phi- from the form of Christianity which he saw

432
INTRODUCTION TO PART SEVEN

practiced in slave-owning communities. This ralism (Oxford: Blackwell, 1986).


sort of Christianity was, like that described by Griffiths, Paul, Aw Apology for Apologetics: a
Grant, infected by elements which were mo- Study in the Logic ofInterreligious Dialogue
tivated (even if unreflectively) by greed and (Maryknoll, N.Y.: Orbis, 1991).
cruelty, and which perpetuated the institutions Hick, John, and Brian Hebblethwaite (eds),
of slavery. Embedded in this selection is, we Christianity and Other Religions (Glasgow:
might conclude, an implicit call to do what Collins, 1980).
Jantzen and Grant advocate, namely, to be Hick, John, An Interpretation of Religion
reflective about those parts of one’s theologi- (New Haven, Conn.: Yale University Press,
cal tradition which spring from unconscious 1989).
and/or socially conditioned beliefs and de- Kellenberger, J. (ed.), Imter-Religious Models
sires, to appreciate their force and pervasive- and Criteria (New York: St Martin’s Press,
ness, and to subject them to critical scrutiny. 1993).
If, in fact, religious structures, beliefs, and Netland, Harold, Dissonant Voices: Religious
practices, are informed by unconscious beliefs Pluralism and the Question of Truth (Grand
and desires and their resulting structures in Rapids, Mich.: William B. Eerdmans,
one’s culture, one might think that they can 199.1%
also be positively informed by institutionaliz- O’Connor, Timothy, “Religious Pluralism,”
ing certain indigenous cultural emphases. In in Reason for the Hope Within, ed. Michael
the final selection, Mercy Oduyoye argues that Murray (Grand Rapids, Mich.: William B.
this very thing can and should be done within Eerdmans, 1998).
Christianity, for example, by appropriating key Senor, Thomas D. (ed.), The Rationality of
African cultural emphases. For example, Afri- Belief and the Plurality of Faith (Ithaca,
can Christianity can avail itself of the indig- N.Y.: Cornell University Press, 1995).
enous beliefs of human beings as stewards of
their physical environment, and of the prac- The following pair of articles also treat cer-
tice oftreating past, present, and future gen- tain central issues relevant to this topic:
erations as constituting a single community. Kaufman, Gordon, “ ‘Evidentialism’: a Theo-
Both of these traditions are part of the Chris- logian’s Response,” Faith and Philosophy,
tian tradition, but these features can be 6 (1989), pp 35-46.
strengthened and reinforced by incorporating Stump, Eleonore, and Norman Kretzmann,
native African cultural ritualizations of them. “Theologically Unfashionable Philoso-
In this way, cultural beliefs and practices which phy,” Faith and Philosophy, 7 (1990), pp.
may have unconsciously formed part of the 329-39.
African cultural infrastructure can be used to
positively inform the theological symbolism Finally, one might also consult the following
and religious practice in contemporary Afri- two issues of Faith and Philosophy which
can Christianity. were devoted to this topic:

Further Reading (1) volume 5, no. 4 (1988), John Hick


(guest editor).
For further readings on the relation of reli- (2) volume 14, no. 3 (1997).
gious, gender, and racial diversity on topics
in philosophy of religion, the following sources Gender Diversity
are worthy of special attention. Grimshaw, J., Feminist Philosophers: Women’s
Perspectives on Philosophical Traditions
Religious Diversity (London: Harvester Wheatsheaf, 1986).
D’Costa, Gavin, Theology and Religious Plu-

433
PHILOSOPHY OF RELIGION: THE BIG QUESTIONS

Hampson, D., Swallowing a Fishbone? Femi- Racial Diversity


nist Theologians Debate Christianity (Lon- Cone, Cecil Wayne, Identity Crisis in Black
don: SPCK, 1996). Theology (Nashville, Tenn.: African Meth-
Jantzen, Grace, “Feminists, Philosophers, and odist Episcopal Church, 1975).
Mystics,” Hypatia, 9 (1994), pp. 186-206. Wilmore, Gayraud, and James Cone (eds),
Johnson, Patricia Altenbernd, “Feminist Black Theology: a Documentary History
Christian Philosophy,” Faith and Philoso- (New York: Orbis, 1979).
phy, 9 (1992), pp. 320-34. West, Cornel, Prophesy Deliverance! An Afro-
Suchocki, Marjorie Hewitt, “The Idea of God American Revolutionary Christianity
in Feminist Philosophy,” Hypatia, 9 (Philadelphia, Penn.: Westminster Press,
(1994), pp. 56-67. 1982).

434
NON-JEWISH RELIGIONS

48 On Non-Jewish Religions*

Judah Halevi

1. I was asked to state what arguments I ofaphilosopher concerning his persuasion. THE
could bring to bear against the attacks of phi- PHILOSOPHER replied:
losophers and followers of other religions There is no favour or dislike in God, be-
which differ from ours and against the sectaries cause He is above desire and intention. For
who differ from the majority of Israel. And I an intention intimates a desire in the intend-
remembered the arguments I had heard of a ing person: by the fulfilment of this desire he
Rabbi who sojourned with the King of the becomes complete; as long as it remains un-
Khazars, who, as we know from historical fulfilled, he is incomplete. In a similar way God
records, became a convert to Judaism about is, in the opinion of the philosophers, above
four hundred years ago: to him there appeared the knowledge of individuals, because they
repeatedly a dream, in which it seemed as if change with the times and there is no change
an angel addressed him saying: “Thy (inten- in God’s knowledge. He does not know thee,
tion) is indeed pleasing to the Creator, but much less thy intentions and actions, nor does
thy way of acting is not pleasing.’ Yet he was He listen to thy prayers or see they move-
so zealous in the performance of the Khazar ments. Even if philosophers say that He cre-
religion, that he devoted himself with a per- ated thee, they only speak in metaphor,
fect heart to the service of the temple and the because He is the cause of causes in the crea-
sacrifices. Notwithstanding this devotion, the tion of all creatures, but not because this was
angel came again at night and repeated: ‘thy His intention from the beginning. He never
intention, is indeed pleasing, but thy way of created man, for the world is without begin-
acting is not pleasing.’ This induced him to ning, and no man arose other than through
ponder over the different beliefs and religions, one who came into existence before him; in
and finally he became a convert to Judaism every man we find united physical and intel-
together with many other Khazars. As I found lectual qualities deriving from his parents and
among the arguments of the Rabbi many other relations not discounting the influence
which appealed to me and were in harmony of winds, countries, foods and water, spheres,
with my opinions, I resolved to write them stars and constellations. Everything is reduced
down as they had been spoken. The intelli- to the Prime Cause — not to a Will proceed-
gent will understand me. ing from it, but to an Emanation, from which
It is related: when the King of Khazar emanated a second, a third, and a fourth cause.
dreamt that his intention was pleasing to God, The causes and the things caused are, as thou
but his way of acting was not pleasing, and seest, intimately connected with one another;
was commanded in the same dream to seek their connection is as eternal as the Prime
the work that would please God, he inquired Cause and has no beginning. Therefore, every
individual on earth has its completing causes;
* From Judah Halevi, Kuzari: A Book of Proof and
consequently an individual with perfect causes
Argument: An Apology for a Despised Religion, Book
I, ed. Isaak Heinemann, in Three Jewish Philosophers
becomes perfect and another with imperfect
(New York: Meridian Books, 1960), pp. 27-37. causes remains imperfect, e.g. the negro is fit
Reprinted with permission. to receive nothing more than human shape

435
JUDAH HALEV!|

and speech in its least developed form; the or teach thee the knowledge of what is hid-
philosopher, however, who is equipped with den through true dreams and positive visions.
the highest capacity, derives therefrom moral,
intellectual and active advantages, so that he 2. Tue Knazarr: Thy speech is convincing,
wants nothing to make him perfect. But these yet it does not correspond to what I desire to
perfections exist only in the form of latent find. I know already that my soul is pure and
powers which require instruction and train- that my actions are directed to gain the fa-
ing to become active, bringing to light this vour of God. To all this I recieved the answer
capacity, in all its completeness or with its that this way of acting does not find favour,
deficiencies and innumerable grades. To the though the intention does. There must no
perfect person there adheres a light of Divine doubt be a way of acting, pleasing in itself,
nature, called Active Intellect; his Passive In- and not through the medium of intention. If
tellect cleaves so closely to it that it considers this be not so, why then do Christian and
itself to be one with the Active Intellect. His Muslim, who divided the inhabited world
organs — I mean the limbs of such a person — between them, fight with one another, each
only serve the most perfect purposes, at the of them serving his God with pure intention,
most appropriate time, and in the best condi- living either as monks or hermits, fasting and
tion, as though they were organs of the Ac- praying? It is, however, impossible to agree
tive Intellect, not of the potential and Passive with both.
Intellect, which made use of them at an ear-
lier period, sometimes well, but more often 3. THE PHrLosopHER: The philosopher’s
improperly. This degree is the ultimate and creed knows no manslaughter, cultivating only
most longed-for goal for the perfect man, the intellect.
whose soul, purified of doubts, grasps the in-
ward truth of science. The soul becomes the 4. THe Kuazarr: And what could be more
equal of an angel, and finds a place on the erroneous, in the opinion ofthe philosophers,
nethermost step of seraphic beings. This is than the belief that the world was created, and
what is called, allusively and approximately, that in six days; or that the Prime Cause spoke
God’s pleasure. Endeavour to reach it and to with mortals — in view of the philosophical
reach the true knowledge of things, in order doctrine, which declares God to be above
that thy intellect may become active. Keep to knowing details. Moreover, one might expect
the just way, as regards character and action, the gift of prophecy to be quite common
because this will help thee to effect truth, to among philosophers, considering their deeds,
gain instruction, and to become like this Ac- their knowledge, their researches after truth,
tive Intellect. The consequence of this will be their exertions and their close connection with
contentment, humility, meekness and every all things spiritual; one might also expect that
other praiseworthy inclination, accompanied wonders, miracles, and extraordinary things
by the veneration of the Prime Cause, not in would be reported of them. Yet we find that
order to receive favour from it or to divert its true visions are granted to persons who do
wrath, but solely to become like the Active not devote themselves to study or the purifi-
Intellect. If thou hast reached such disposi- cation of their souls. This proves that between
tion of belief, be not concerned about the the Divine power and the soul there are se-
forms of thy humility, worship and benedic- cret relations which are not identical with
tion — nor fashion thy religion according to those thou mentionedst, O Philosopher!
the laws of reason set up by philosophers, but After this the Khazari said to himself: I will
strive after purity of the soul. Then thou wilt ask the Christians and the Muslims, since one
reach thy goal, viz. union with the Active In- of these ways of acting is, no doubt, the God-
tellect. Maybe he will communicate with thee pleasing one. But as regards the Jews, I am

436
NON-JEWISH RELIGIONS

satisfied that they are of low station, few in not to destroy one ofthe laws of Moses, but I
number, and generally hated. He then invited came to confirm and corroborate them.
a Christian scholar and questioned him about
his doctrine and his practice. 5. ‘THE Kwazari: Here is no logical conclu-
sion; nay, logical thought rejects most of what
THE CHRISTIAN SCHOLAR: I believe that all thou sayest. It is only when both appearance
things are created, whilst the Creator is eter- and experience are so palpable that they grip
nal; that He created the whole world in six the whole heart, which sees no way of con-
days; that all mankind sprang from Adam, and testing, that it will agree to the difficult, and
after him from Noah; that God takes care of the remote will become near. This is how natu-
the created beings, and keeps in touch with ralists deal with strange powers which come
man; that He is wrathful, takes delight, and is upon them unawares; they would not believe
merciful; that He speaks, appears and reveals if they only heard of them without seeing
Himself to His prophets and favoured ones; them; but when they see them, they discuss
that He dwells among those who please Him. them, and ascribe them to the influence of
In short: I believe in all that is written in the stars or spirits, because they cannot disprove
Torah and the other books of the Israelites, ocular evidence. As for me, I cannot accept
which are undisputed, because they are gen- these things, because they come upon me sud-
erally accepted as everlasting and have been denly, seeing that I have not grown up in
revealed before a vast multitude. Subsequently them. My duty is, therefore, to investigate
the Divinity became embodied in the womb further.
ofa noble Israelite virgin; she bore Him hav- He then invited one of the scholars of Is-
ing the semblance of a human being, which lam and questioned him about his doctrine
concealed nevertheless a divinity, seemingly a and his practice.
prophet, but in reality a God sent forth. He is THe Musuim ScHo.ar: We acknowledge the
the Messiah, whom we call the Son of God, Unity and Eternity of God and that all men
and He is the Father and the Son and the Holy are derived from Adam and Noah. We abso-
Ghost. We believe in His unity, although the lutely reject embodiment (of God), and if any
Trinity appears on our tongues. We believe in element of this appears in the Writ, we ex-
Him and in His abode among the Israelites; plain it as metaphoric, serving to make the
this was granted to them as a distinction, be- doctrine acceptable to our comprehension. At
cause the Divine influence never ceased to be the same time we maintain that our Book is
attached to them — until their masses rebelled the Speech of God, being itselfa miracle which
against this Messiah, and they crucified Him. we are bound to accept for its own sake, since
Then Divine wrath burdened them everlast- no one is able to produce anything compara-
ingly, whilst the favour was confined to a few ble to it, or to one ofits verses. Our prophet
who followed the Messiah, and to those na- is the Seal of the prophets, who abrogated
tions which followed these few. We belong to every previous law, and invited all nations to
their number. Although we are not of embrace Islam. The reward of the pious con-
Israelitish descent, we are well deserving of sists in the return of his spirit to his body in
being called Israelites, because we follow the Paradise and bliss, where he never ceases to
Messiah and his twelve Israelite companions, enjoy eating, drinking, women’s love, and
who took the place of the tribes. Our laws anything he may desire. The requital of the
and regulations are derived from the apostle disobedient consists in being condemned to
Simon (Petrus) and from ordinations taken fire, and his punishment knows no end.
from the Torah, which we study, for its truth
and Divine origin are indisputable. It is also 6. THE Kuazari: If anyone is to be guided
stated in the Gospel by the Messiah: I came in matters divine, and to be convinced that

437
JUDAH HALEVI

God speaks to man, whilst he considers it im- The Basis of Jewish Faith
probable, he must be convinced by facts which
are generally known and which allow of no 11. THe Rasst: I believe in the God of
refutation. And if your book is a miracle — a Abraham, Isaac and Israel, who led the Israel-
non-Arab, as Iam, cannot perceive its miracu- ites out of Egypt with signs and miracles; who
lous character, because it is written in Arabic. fed them in the desert and gave them the
(Holy) Land, after having made them traverse
7. THE Musum ScHorar: Yet miracles are the sea and the Jordan in a miraculous way;
performed by the Prophet, but they are not who sent Moses with His Law, and subse-
used as evidence for the acceptance of his Law. quently thousands of prophets, who con-
firmed His law by promises to those who
8. THe Kuazanri: Yes, the human mind does observed, and threats to the disobedient. We
not incline to believe that God has intercourse believe in what is contained in the Torah —a
with man, except by a miracle which changes" very large domain.
the nature of things, so that man may recog-
nize that God alone is able to do so, who cre- 12. Tue Kuazarr: I had intended from the
ated him from nought. Such a miracle must very beginning not to ask any Jew, because I
also have taken place in the presence of great am aware of the destruction of their books
multitudes, who saw it distinctly. Then it is and of their narrow-minded views, their mis-
possible for the mind to grasp this extraordi- fortunes having deprived them of all com-
nary matter, viz. that the Creator of this world mendable qualities. Shouldst thou, O Jew, not
and the next, of the heavens and lights, should have said that thou believest in the Creator of
hold intercourse with this contemptible sub- the world, its Governor and Guide, who cre-
ject, I mean man, speaking to him, and fulfill- ated and keeps thee, and such attributes which
ing his wishes and desires. serve as evidence for every believer, and for
the sake of which he pursues justice in order
9. THe MusLim ScHo.ar: Is not our Book to resemble the Creator in His wisdom and
full of stories of Moses and the Israelites? No justice?
one denies what He did to Pharaoh, how He
divided the sea, saved those who enjoyed His 13. Tse Rassr: That which thou dost ex-
favour, but drowned those who aroused His press is speculative and political religion, to
wrath, that he granted them manna and the which inquiry leads; but this is open to many
quails during forty years, that He spoke to doubts. Now ask the philosophers, and thou
Moses on the mount (Sinai), that He made wilt find that they do not agree on one action
the sun stand still for Joshua, and assisted him or on one principle, since they rely on theo-
against the giants; nor do they deny what hap- ries; some of these can be established by ar-
pened previously, viz. the Flood and the de- guments, some of them are only plausible,
struction of the fellow-citizens of Lot. Is this some even less capable of being proved.
not so well known that no suspicion of deceit
and imagination is possible? 14. THe Kuazari: That which thou sayest
now, O Jew, seems to me better than the be-
10. THe Kuazarr: Indeed I see myself com- ginning, and I should like to hear more.
pelled to ask the Jews, because they are the
descendants of the Israelites. For I see that 15. Tue Razsi: But the beginning of my
they constitute in themselves the evidence for speech was the very proof, yea, the evidence,
a divine law on earth. which makes every argument superfluous.
He then invited a Rabbi and asked him
about his belief. 16. THe Kwazarr: How so?

438
NON-JEWISH RELIGIONS

17. ‘THe Rassi: Allow me to make a few pre- their life was well known to the nations, who
liminary remarks; for I see thee disregarding also knew that the Divine power was in con-
and depreciating my words. tact with the Patriarchs, caring for them and
performing miracles for them. He did not say:
18. THe Kaazari: Let me hear thy remarks. “The God ofheaven and earth’ nor ‘my Crea-
tor and thine sent me’. In the same way God
19. Tue Rassi: If thou wert told that the commenced His speech to the assembled peo-
King of India was an excellent man, command- ple of Israel: ‘I am the God whom you wor-
ing admiration, and deserving reputation, only ship, who hath led you out of the land of
because his actions were reflected in the jus- Egypt’; He did not say ‘I am the Creator of
tice which rules his country and the virtuous the world and your Creator.’ In the same style
ways of his subjects, would this compel you I spoke to thee, O Prince of the Khazars, when
to revere him? thou didst ask me about my creed. I made
mention to thee of what is convincing for me
20. THE KuHazart: How could this compel and for the whole ofIsrael, who knew these
me, whilst I am not sure if the justice of the things, first through personal experience, and
Indian people is natural and not dependent afterward through an uninterrupted tradition,
on their king, or due to the king, or both? which is equal to experience.

21. Tue Rast: But if his messenger came 26. THE Kuazart: Then your belief is con-
to thee bringing presents which thou knowest fined to yourselves?
to be only procurable in India, and in the royal
palace, accompanied by a letter in which it is 27. ‘THE Rassi: Yes. Any Gentile who joins
distinctly stated from whom it comes, and to us sincerely shares our good fortune, but he
which are added drugs to cure thy diseases, to is not equal to us. If the Torah were binding
preserve thy health, poisons for thine enemies, on us because God created us, the white and
and other means to fight and kill them with- the black man would be equal since He cre-
out battle, would this make thee beholden to ated them all. But the Torah (is binding) be-
him? cause He led us out of Egypt and remained
attached to us. For we are the pick of man-
22. THe Kxazari: Certainly. For this would kind.
remove my former doubt that the Indians have
a king. I should also acknowledge that his 28. THE Kuazarr: I see thee quite altered,
dominion and his word had touched me. O Jew, and thy words are poor after having
been so rich.
23. THe Razer: How wouldst thou then, if
asked, describe him? 29. Tue Rassi: The poorest ones will be-
come the richest, if thou givest me thy atten-
24. THE Kuazart: In such terms as were tion, until I have expressed myself more fully.
quite clear to me; and I would add such as
were at first rather doubtful, but which were 30. THe Kuazarr: Say what thou wilt.
later affirmed by the former.
31. THE Raps: The (realm of) the organic
25. THE Rapti: In this way I answered thy power comprises nurture, growth, and propa-
question. In the same strain Moses spoke to gation with their powers and all conditions
Pharaoh, when he told him ‘The God ofthe attached thereto. To this belong plants and
Hebrews sent me to thee’— viz. the God of animals, to the exclusion of earth, stones,
Abraham, Isaac and Jacob. For the story of metals, and elements.

439
JUDAH HALEVI

32. ‘THE Knazart: This is a maxim which re- 41. Tue Rapsr: And if we find a man who
quires explanation, but it is true. walks into the fire without hurt, or abstains
from food for some time without starving, on
33. THE Rass: Likewise, the realm of the whose face a light shines which the eye can-
soul’s power, expressed in movement, willed not bear, who is never ill, nor ages — and when
action, external and internal senses and such he reaches his life’s end, dies spontaneously
like, is limited to all animated beings. just as a man retires to his couch to sleep on
an appointed day and hour, equipped with the
34. THE Kuazari: This, too, cannot be con- knowledge of what is hidden as to past and
tradicted. future: is such a degree not essentially distin-
guished from the human degree?
35. THE Rapsi: Likewise, the intellectual
power distinguishes man above all living be- 42. Tue Kuazart: This degree would be di-
ings, it leads to the ennobling of his charac- vine and seraphic, if it existed. It would be-
ter, to the administration of his home and his long to the province of Divine power, not to
country, to government and legislation. that of the intellectual, spiritual (soulful) or
natural one.
36. THe Knazart: This is also true.
43. Tuer Rast: These are some ofthe char-
37. THe Rassi: And which would be the acteristics of the undoubted prophet. Through
degree higher than this? him God made manifest to the people that
He is in connection with them, that there is a
38. THe Kuazarr: The degree of great schol- Lord who guides them as He wishes, accord-
ars. ing to their obedience or disobedience. He
revealed that which was hidden and taught
39. THe Rast: I only mean a degree which how the world was created, how the genera-
distinguishes those who occupy it essentially, tions prior to the Flood followed each other
as the plant is distinguished from inorganic and how man descended from Adam. He de-
things, a man from animals. The difference in scribed the Flood and the origin of the Sev-
quantity, however, are innumerable, but are enty nations from Shem, Ham and Japhet, the
purely accidental, and do not constitute a de- sons of Noah; how the languages were split
gree in the true scense. up, and where men sought their habitations;
how arts arose and how cities were built — and
40. THe Kuazarr: Ifthis be so, then there is the chronology from Adam up to this day.
no degree above man among tangible things.

440
RELIGIOUS DIVERSITY AND EPISTEMIC JUSTIFICATION

49 Religious Diversity and the Epistemic Justification


of Religious Belief*

Jerome Gellman

Humankind knows a diversity of “religions”


or “religious traditions,” by which I shall mean
sets of religious beliefs with associated reli- In what follows I wish to focus on one fea-
gious practices. We shall assume that no devo- ture of religious diversity: the fact that many
tees of a religion R can show, by means which beliefs, including the most central ones, of one
do not already make assumptions peculiar to religious tradition are inconsistent with those,
R, that R is true or “more true” than other including the most central ones, ofother reli-
religions. Accordingly, let us call the religious gious traditions.
beliefs in R evidence-free relative to other reli- For example, S believes in the existence of
Zions (or simply, evidence-free), in the sense an infinite God, creator of heaven and earth,
that either they are not based on evidence at while S1 believes in a God who is subject to
all, or if based on evidence, one could not eternal laws of reality. Or, S believes the Mes-
show that the evidence was adequate without siah has already come, whereas S1 believes the
making some of the assumptions of R itself. Messiah is yet to come, or denies, in the name
Let us call the state ofaffairs so far described, of S1’s tradition, that there is an earthly Mes-
religious diversity. 1 wish to discuss whether siah. Or: S believes that what survives this life
religious diversity renders religious belief to a next life is an essential self, or Atman,
epistemically defective or unacceptable within identical to Brahman, whereas S1 believes that
the family of human doxastic practices. Ifit what survives “this life” is only a nexus of
does, and ifa religious devotee became aware “conditioning” that causally gives rise to a new
of the defectiveness of his belief on that ac- constellation of body and mind, structurally
count, his belief would be irrational. similar to, while numerically distinct from, one
Now it may be that the believer cannot help in a previous existence.
but believe. But there may be steps he could There seem to be two possible ways in which
take in an attempt to dislodge adherence to contradictions between traditions may gener-
religious belief. He could at least adopt an ate an epistemic problem for the religious
attitude toward religion that reflects an ac- devotee: Because:
knowledgment of its irrationality. And this
would surely have an impact on the manner (1) Any instance of contradictions between
in which he applied his religion to daily life, evidence-free beliefs epistemically
and on his relations with adherents of other delegitimizes those beliefs.
religions.

(2) In the religious case in particular con-


tradictions between evidence-free beliefs
delegitimize those beliefs.
* Brom Faith and Philosophy, 10:3 (1993), pp. 345-
64. Reprinted with permission. Let us consider (1) and (2) in turn.

44]
JEROME GELLMAN

That (1) has little force is shown by exam- evidence-free as well as contradicted by other
ples of some of our most cherished beliefs that orientations.
are evidence-free and contradict beliefs in Cherished beliefs of this sort are not lim-
other doxastic traditions, while being, surely, ited to morals and politics, and religion. Con-
epistemically adequate. Take our widely shared sider an example involving an existence claim,
belief that democratic government is superior that is an evidence-free belief, and which we
to other extant forms of government, past and recognize as epistemically proper. Some math-
present. And consider the contradictory be- ematicians think of sets as mere constructs
lief, still held at least in China, that commu- useful for the mathematical life. They do not
nist dictatorship surpasses democracy as a posit their existence. Other mathematicians
superior form of government. believe that sets exist, and their whole way of
Now perhaps an argument could be doing mathematics is accordingly affected.
mounted for democracy that would not beg They do so without a non-question-begging
any relevant questions in its favor. Perhaps we argument that shows them to be right and
could agree with our opponents on certain their opponents wrong, although they can give
values or goods that we all want to see exhib- themselves various reasons for their belief. It
ited in society, and then convince them that would appear that their belief is not irrational
our democratic position would best enhance in the least.
the realization of those values or goods. Hence, if there is a problem from religious
But suppose our belief in democracy ex- diversity on account of contradictions between
pressed for us a cluster of fundamental po- the beliefs of one tradition and another, it does
litical and ethical values, and that the other not come from being an instance of doxastic
side’s communism expressed for them a most diversity in general.
basic cluster of values. Or, supposing agree- Let us now consider:
ment on some values, imagine that these dif-
ferent traditions disagreed fundamentally on (2) In the religious case in particular con-
the relative weights to be given to each value. tradictions between evidence-free beliefs
We could argue, let us imagine, that democ- delegitimize those beliefs.
racy enhanced individual freedoms and pro-
tection from arbitrary arrest, much better A most serious challenge to the epistemic
than does communism, but find that the val- acceptability of religious belief on account of
ues we were building on were not recognized features of religious diversity, in particular, has
by the other side, or were recognized as val- been made by Stephen J. Wykstra,! A similar
ues of a lesser sort. In either case, we would argument has been put forward by David
find no way to argue without begging the Basinger, and is intimated in the writings of
question at issue in favor of the values, and John Hick.’ Here we will concentrate on the
their weights, which are peculiarly part of the arguments of Wykstra and Basinger, respec-
democratic tradition. tively.
If such were the case, our belief in democ- Wykstra argues that religious belief is what
racy would be evidence-free, in the above de- the calls “evidence essential,” meaning that
fined sense. But it seems quite obvious that unless evidence for the belief is available to
we would be perfectly entitled to believe in the community of believers, the belief is
democracy, even if evidence-free, and even if epistemically defective.* In so saying, Wykstra
contradicted by the beliefs of others. does not mean that each believer must know
The fact is that many of our most cherished or be aware of the evidence, but that the evi-
beliefs are shared only by those who share our dence must be known within the believer’s
cultural, geographical, ethnic or educational community. This is a “communitarian” sense
background. And often these beliefs are both of “having evidence.” For example, each of

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RELIGIOUS DIVERSITY AND EPISTEMIC JUSTIFICATION

us needn’t know or even be capable of under- in Wykstra’s words, of our natural disposition
standing the scientific evidence for the belief to accept what we believe via our faculties.
that electrons exist in order for the latter to Discriminational evidence frees up that block-
be epistemically acceptable for each of us. It age, by either confirming one side, or
is enough that the experts have that evidence. disconfirming one side. In either case, the re-
If it should turn out, however, that even sult is an unblocking of the natural flow of
for the scientists there was no evidence for our credulity toward the remaining belief-candi-
belief in electrons, our belief would be date.
epistemically defective, whether we knew it To illustrate, consider our disposition to
or not. Were we to become aware of the lack trust the testimony of others, a basic faculty
of evidence, and were then to continue be- for Reid and Wykstra. Suppose my father tells
lieving in electrons, we would be irrational in me one thing, and my mother something in-
doing so. The belief in electrons is thus evi- consistent with that. This creates ostensible
dence-essential, for Wykstra. And he argues epistemic parity, blocking the natural disposi-
that so is religious belief. tion and the epistemic right to trust the testi-
Wykstra’s argument for the latter conclu- monies of my mother and father. What is
sion begins by following Thomas Reid, in needed to restore the epistemic right to be-
maintaining that we are endowed with what lieve one or another of the testimonies is ev7-
Wykstra calls ‘basic faculties,” such as the dence for or against one of the parental
senses, memory, credulity, and logical intui- assertions. Initially, testimony could be be-
tion, through whose use we form beliefs.* lieved in the absence of evidence, because of
Beliefs formed via these natural faculties are the basic faculty of forming beliefs based on
not inferentially accessed. Rather, we natu- the testimony ofothers. But now without evi-
rally and unreflectively accept them in the dence I would remain in ostensible epistemic
course of employing these faculties. For ex- parity.
ample, I do not accept a law of logic because To summarize, epistemic parity makes evi-
of an inference to the effect that it seems logi- dence essentially a condition of epistemic pro-
cally intuitive and what seems logically intui- priety.
tive is most likely true. Instead I simply believe Wykstra embraces the view that religious
the law, via the faculty oflogical intuition. belief initially requires no evidence of the deri-
Reid and Wykstra insist we are perfectly vational kind to be epistemically upright. That
within our epistemic rights to rely on our ba- is because human beings have a basic faculty
sic faculties. We need not imfer that there is a for belief-formation, we might call the “reli-
tree in front of us, or that 2 + 2 = 4, or that gious faculty.” In appropriate circumstances,
we were once in Paris. We are epistemically this faculty gives non-derivational religious
justified in believing these things straightaway, beliefs in an epistemically acceptable way. One
upon the functioning of the appropriate fac- need not derive, say, the existence of God from
ulty. an experience of Him, any more than one de-
When our basic faculties present conflict- rives the existence of the tree from seeing it.
ing results, however, we face what Wykstra In both cases one simply believes on having
calls “ostensible epistemic parity.”* In osten- the appropriate experiences.
sible epistemic parity we become obligated When we consider religious diversity, how-
according to Wykstra to find evidence of an ever, the situation changes. According to
inferential type which will allow us to discrimi- Wykstra, religious diversity epistemically re-
nate between the belief, formed by our natu- sembles conflict in testimony, demanding dis-
ral faculties, that’s to be trusted, and that belief criminational evidence for the favoring of one
formed by our natural faculties that’s to be religion over others, so as to eliminate block-
rejected. Epistemic parity “blocks the flow,” age of the natural reliance upon the religious

443
JEROME GELLMAN

faculty.° Wykstra concludes that “insofar as epistemic parity for a particular faculty, the
such parity problems are pervasive, there is more is the problem one of selecting one of
reason to regard experiential religious beliefs the contradictory beliefs for credence. The
as needing evidence of (at least) the discrimi- more pervasive and unresisting cases of
national kind.”’ So, because of religious di- epistemic parity for a particular faculty, the
versity religious belief is evidence-essential, more reason we would have to doubt its very
meaning that (discriminational) evidence for reliability. Religious epistemic parity might
that belief must be available to the commu- well display a pervasiveness and entrenchment
nity of believers. Hence, on our assumption which would qualify it as a candidate for the
that religious beliefs are evidence-free, reli- second type of problem.
gious beliefs are epistemically defective. Basinger believes that religious diversity also
An argument somewhat similar to Wykstra’s defeats a principle he calls the Negative
has been put forward by David Basinger. Apologetical Thesis (NAT), which goes as
Basinger attacks what he calls the “General follows:
Reliability Argument” (GRA), in light of reli-
gious diversity. GRA is characterized as fol- For a theist to be in a position to maintain jus-
lows: ‘tifiably that her basic formed beliefs are true even
though she has no “positive reason” to think
We as humans are naturally endowed with a they are true, she is only obligated to defend
considerable number of belief-forming faculties herself against the claim that her religious fac-
... The assumed reliability of such faculties ulties are not functioning properly.'®
serves as the basis for some of our most non-
controversial examples of “knowledge.” So our Basinger, in opposition to NAT, claims that
basic stance toward such faculties — including “religious diversity does challenge the assump-
our religious faculties — should be to assume they tion that a theist need only defend her formed
are “innocent until proven guilty.”® beliefs and the reliability of the faculties which
have produced them,” in order to continue
Basinger wishes to disallow the GRA when it to believe without positive evidence.'! He
comes to the faculty of forming religious be- writes:
liefs:
The knowledgeable theist is obligated to attempt
Pervasive religious diversity brings into serious to resolve the pluralistic conflict — enter the arena
question whether we ought consider religious of positive apologetics — before any “final” deci-
faculties to be analogous to other belief-form- sion concerning the epistemic status of her
ing faculties in the way GRA suggests . . . since formed religious belief can be made.
the reason we do not question the reliability of
most of our faculties is that such faculties con- For both Wykstra and Basinger, therefore, it
sistently generate similar beliefs in most indi-
is religious diversity that would make religious
viduals, the fact that religious faculties do not,
belief epistemically defective if evidence-free.
in general, produce similar beliefs in similar con-
I now want to argue that the position of
texts does make it much more difficult to as-
sume they possess the same sort of reliability Wykstra, and of Basinger, is unacceptable, for
status.’ three major reasons:

Basinger calls into question the very reli- (1) Their position has unwanted epistemo-
ability of the religious faculty, whereas Wykstra logical consequences.
focused on the epistemic obligation to deter- (2) The religious faculty does not generally
mine by evidence which of the contradictory function in the way they suppose.
religious beliefs deserves credence. The more (3) Their conception of epistemology is too
local and uncommon the phenomenon of narrow.

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RELIGIOUS DIVERSITY AND EPISTEMIC JUSTIFICATION

(1) If we accept that there are faculties for Similar implausible conclusions follow from
forming religious beliefs, beliefs of logic, and considering any number of beliefs which fig-
sense beliefs, we should acknowledge a fac- ure in debate over public policy. On the view
ulty, as well, by means of which we form moral we are considering, no one would be
and value beliefs. After all, we form moral and epistemically entitled to endorse a pro- or con-
value beliefs just as naturally and unreflectively abortion point ofview, or a belief for or against
as some form religious beliefs. And we are just capital punishment. Presumably, sophisticated
as familiar with the notion of a “moral intui- holders of any of these positions could justify
tion” as we are with the notion of a religious it with a whole cluster of beliefs about hu-
experience or a logical intuition. I conclude manity, justice, and the value oflife. But their
that we ought to recognize a faculty for form- opponents could invoke against them an
ing moral or value beliefs, if we recognize equally ramified cluster of values. Neither side,
other natural faculties. it seems, can produce a non-question-begging
Consider now, our belief in democracy. argument. These beliefs are thus evidence-free
Most of us who hold this belief do so non- relative to the opposition, and thus allegedly
inferentially, via the natural faculty for form- epistemically defective.
ing value beliefs. Similarly, those who believe An additional problem with the approach
in a non-democratic system may plausibly be of Wykstra and Basinger regards the nature of
said to be exercising the very same faculty. the religious faculty. If 1understand Wykstra
Conceding this, and noting the pervasiveness and Basinger correctly, one who formed an
and entrenched nature of the contradiction atheistic or an agnostic belief in a natural,
between champions of democracy and their unreflective way, would not be considered to
opponents. Basinger ought to call into ques- have employed a religious faculty in so doing.
tion the reliability of the faculty for forming This is indicated by the fact that in their dis-
value beliefs. cussions ofthe beliefs formed via the religious
At the least we should get epistemic parity faculty, both Wykstra and Basinger confine
with regard to our value faculty. And then our themselves exclusively to conflicts between
belief in democracy should be judged religious beliefs. This suggests that in their
epistemically defective, unless there were avail- view the forming of an atheistic or agnostic
able to the community ofbelievers in democ- belief is not the product of the religious fac-
racy non-question-begging discriminational ulty.
evidence in their favor. Why should a belief that God exists be the
This consequence seems deeply counter- product of one faculty, and the belief that God
intuitive. If true, then if it should turn out does not exist a product of a different faculty?
that no one, not even our best political theo- Perhaps the idea is that the formation of
rists, had any evidence (in the sense appropri- beliefs via a religious faculty is the result of
ate to value inquiry) favoring democracy, that religious experience, and not merely an intui-
did not draw exclusively from the cluster of tion or conviction formed via an appropriate
values that only a believer in democracy would belief-forming mechanism. The formation of
recognize or give similar weight to in the first atheistic and agnostic beliefs is not based on
place, then our beliefindemocracy would be religious experiences at all. So different facul-
epistemically defective. And knowing this, we ties must be acknowledged.
would be epistemically irrational to continue However, the difference between a Chris-
believing in democracy. That this is not true tian experience of God, for example, and a
seems to me obvious. Our belief in democ- Buddhist experience of nothingness, is not
racy would not be evidence-essential, even if impressively less than the difference between
evidence-free under conditions of epistemic the Christian experience and an experience,
parity. say, of looking at the starry heavens and, im-

445
JEROME GELLMAN

pressed by the sheer meaninglessness of it all, If the line of argument being scrutinized
declaring there is no God. It is arbitrary to were correct, no one could form any epist-
assign the Christian and Buddhist experiences emically justified beliefs about any religious
to one faculty, and the above atheistic experi- matter about which there existed a diversity
ence to another. More plausibly, all three ex- of belief, without running afoul of the prohib-
periences are varying forms of a single faculty ition upon relying on a faculty, when faced
for forming beliefs on spiritual matters, on the with epistemic parity.
basis of our experiences of the world. Furthermore, neither could judgment be
It might be objected, though, that atheis- suspended, for the reason that a faculty is in-
tic (and agnostic) beliefs are rarely the result volved in judging that belief should be sus-
of experiences of the sort described above. pended. This would be the faculty of forming
They are mostly the result of other belief-form- epistemic judgments or perhaps the faculty of
ing faculties or are the result of inferences, reasoning. And this faculty must be weighed
correct or not, from other beliefs. against the faculty that says that God exists,
This objection would be completed by the and against the faculty that says God does not
claim that normally, religious belief zs the re- exist. So the very faculty employed to decide
sult of religious experience, and not of some that judgment should be suspended, would
other belief-forming mechanism, nor the re- itself be a party to epistemic parity (Wykstra)
sult of an inference from other beliefs. And or be threatened by the loss of its reliability
that is why a distinct religious faculty must be (Basinger).
recognized. To my mind, these results count strongly
This claim about the manner in which reli- against the epistemological assumptions of
gious belief is normally formed will be rejected Wykstra and Basinger.
below. It should be noted now, however, that (2) The religious faculty does not widely
atheistic and agnostic belief can issue from function in the way implied by Wykstra and
some natural faculty or other, even if not the Basinger. We should here distinguish between:
same faculty for religious belief. Beliefs of this (A) the initial formulation of religious belief
kind are at least sometimes formed in that in a believer, and (B) the ongoing creation of
unreflective and immediate way which indi- religious beliefs in the life of a believer.
cates that a basic faculty is at work. But once (A) pertains to the way in which a believer
this is acknowledged, the arguments of comes to have religious beliefs in the first place
Wykstra and Basinger would have the quite (early on in life, say). These may be beliefs
implausible consequence that because of reli- held by a general population, such as that God
gious/agnostic/atheistic diversity, 2o belief has revealed His Law to His people. Or they
about the existence or non-existence of God may be of a more personal and specific na-
could be held in an epistemically justified way. ture, held solely by a single believer or together
And that would be because of epistemic par- with those close to her, such as that God loved
ity between the results of different faculties, Uncle Randolph, or that God “wants me to
and the ensuing threat to the reliability of each go to sleep now.”
of the faculties involved. After all, parity be- (B) pertains to the ongoing creation of re-
tween faculties should be a no less potent ligious beliefs as the religious life is lived, and
epistemic threat than parity that arises within may include the adding on of generally held
the confines of the employment of a single beliefs, but more typically will pertain to the
faculty. If our sense of sight and sense of touch personal type of belief, such as that God
were seriously and regularly at odds in their “wants me now to act in a certain way.”
testimony to us, the problems raised by With regard to (A), it seems quite apparent
Wykstra and Basinger would surely arise there, that the vast majority of religious believers in
if they arose anywhere. the world’s religious traditions do not come

446
RELIGIOUS DIVERSITY AND EPISTEMIC JUSTIFICATION

to their beliefs via a religious faculty. Rather, ferences within it, than with forming
they are born and raised within a religious tra- unreflective beliefs via a uniquely religious fac-
dition with which they simply go along. They ulty.
are led by their elders and teachers to act and (3) My major objection to Wykstra and
speak in certain ways, and they just go along Basinger is that their epistemology is too nar-
with it. This is also the way they get their be- row to correctly reflect the epistemology of
liefs about geography, history, literature, mu- religion.
sic, science, and much else. They then The implicit conception of epistemology
continue along with their beliefs once they shared by these two thinkers is that one’s epis-
have them. If anything, a faculty of credulity temology consists exclusively in the discovery
in testimony of others lies at the beginning of and accurate formulation of rules governing
their religiosity. At that beginning, in any case, beliefs. That is to say, on this view epistemol-
often lies an intricate network of dogma and ogy is solely a matter of finding the right rules
doctrine which it is quite implausible to sup- and applying them correctly to specific beliefs.
pose believers come to via a religious faculty. By a rule Imean a(n implicitly or explicitly)
They believe what they are taught by their universally quantified proposition which states
elders. under what conditions one is justified in tak-
With regard_to (B), later beliefs, again it ing a proposition as true, or in believing it, or
seems quite apparent that these religious be- in taking it to be rational to believe it; or which
liefs are not generally formed in a fashion sug- sets out one’s epistemic obligations with re-
gesting the operation of a religious faculty. gard to one’s given epistemic situation.
Rather, believers typically are drawing conclu- To illustrate, Wykstra and Basinger employ
sions from the religious framework they have the following epistemic rules in their discus-
been taught, applying it to the circumstances sions:
in which they find themselves.
This procedure is quite unlike the forma- (1) One is justified in believing the testimony
tion of sense-beliefs. For while individuals do of one’s natural faculties unless one has
see objects with the obvious aid of an accul- reason not to.
turated practice, yet in doing so they normally (2) When there is epistemic parity one is
do not draw any conclusions from previously obligated to find discriminational evi-
acquired sense-beliefs. Their formation of dence for one side or the other.
sense-beliefs when confronted by physical (3) It is not rational to believe without evi-
objects is direct and spontaneous. With reli- dence or without relying on one’s natu-
gion, however, it seems that after the initial ral faculties.
period of acculturation, believers are typically
only drawing upon the beliefs within their tra- The history of epistemology has largely been
dition to form inferences concerning their the history of such rules. Here are some
present life situations. favorites of various philosophers, past and
There may be exceptions to this in some present:
religious traditions, but these are not typical
of the way the world’s religions work for their (4) Ifa proposition appears to one to be self-
adherents in general. In particular, talk of a evident, then one is justified in believ-
religious faculty as the source of religious be- ing it.
liefs, rather than the faculties of credulity in (5) It is irrational to believe in a contradic-
testimony and of reasoning, seems largely in- tion.
appropriate to contemporary Jewish religious (6) One has an obligation never to believe
belief. Religious belief has much more to do without evidence.
with living within a tradition and drawing in- (7) One has an obligation to form one’s

447
JEROME GELLMAN

judgments on the basis of one’s total evi- the starting points of the epistemology of the
dence. religious believer, at the same level of episte-
mological significance for her as any of the
These rules (and others like them) are offered rock-bottom rules of philosophers for them.
as rock-bottom governors ofour epistemic lives: Now one may object that religious belief as
they determine the acceptability of belief can- I understand it can be given the form of a
didates, while themselves not subject to deeper rule. For example, “God exists” as a rock-bot-
epistemic justification. In the event that an tom justifying proposition, can be cast as fol-
epistemic rule is derived, and not itself rock- lows:
bottom, typically what appears at the rock-bot-
tom level of the derivation is only other rules. (G) Any proposition which contradicts
Let us call any epistemology which recognizes God’s existence is to be rejected.
only rules as ultimate in judging propositions
a “rule-epistemology.” : But if so, the epistemology of religious belief
By a “religious epistemology,” I shall mean has not been shown to diverge in any way from
an epistemological point of view used to gov- rule-epistemology.
ern one’s religious beliefs. And what I want But this objection is easily answered. For
to claim is that typically a religious epistemol- the proposed rule, (G) is not itself rock-bot-
ogy is not a rule-epistemology. tom in the believer’s epistemology. For (G)
However one has formed a religious belief, derives from the non-rule belief that God ex-
at some point along the way it acquires ists. What is significant about the religious case
epistemic unconditionality. One’s religious is that the specific proposition that God exists
beliefs become the very rock-bottom of one’s (as well as other specific religious propositions)
epistemological apparatus. The epistemic ac- plays an exclusively grounding or judging role
ceptability of other beliefs is then judged by in one’s epistemology. Whether or not one
their lights. The grounds ofreligious belief, if originally grounded one’s belief in God, sub-
any, fall away, leaving a religious belief whose sequently that belief does not function as a
epistemic acceptability is underived for the grounded belief but only as a grounding one.
believer. Traditional epistemology has reserved this role
It is in the nature ofthe religious life, I con- for rules alone.
tend, that religious belief typically serves the Alternatively, we may concede that (G)
believer not as what is justified, but only as functions for the believer in the rock-bottom
justifying. Consider the belief that God ex- way that rules (1)-(7) do for epistemologists.
ists. Whether belief-candidates are acceptable Then I need only revise my position by saying
or not is judged, in part, in light of whether that rule (G) is to be found in the rock-bot-
they are consistent with God’s existence. And tom ofthe typical believer’s epistemology. My
this is done not because one is or means to be point would then be that in the believer’s epis-
following a rule, about, say, relying on beliefs temology are to be found rules not found in
for which one has evidence, or because one is the epistemology of non-believers, for exam-
or means to be following a rule about, say, ple (G). In what follows I will prefer the first
being justified in relying on natural faculties reply though: that (G) is not rock-bottom,
which deliver beliefs. Rather, belief in God, but derived from the belief that God exists,
being rock-bottom, plays the role for the be- which is rock-bottom.
liever of a test for other beliefs, in precisely A second point about a typical believer’s
the way purported for (1)-(7). epistemology depends on the notion of a /i-
Generally, (1)-(7) are accepted as starting erarchy of rock-bottom propositions. Propo-
points of one’s epistemology. And so, typi- sitions are epistemically rock-bottom in virtue
cally, I contend, belief in God belongs with of not being derived from any other proposi-

448
RELIGIOUS DIVERSITY AND EPISTEMIC JUSTIFICATION

tion. There can still be a hierarchy of such motion is prior for us to our acceptance of
propositions in one’s epistemology, though. the conclusions of Zeno’s arguments.
A rock-bottom proposition, p, will be said to It should be noted that a religious episte-
be Mierarchically higher in a hierarchy, H, than mology which includes rock-bottom religious
is rock-bottom qin H, when pis allowed more beliefs with strong epistemic priority is not a
weight than gin one’s epistemic deliberations. fideism, for the following reasons:
And 7 is allowed more weight than g when First, fideism asserts that one may believe
the results of applying p are preferred to the “on faith,” without support from “reason.”
results of applying q. Finally let us say that p is So fideism involves an epistemological rule.
hierarchically prior to qin H, when the result However, a believer for whom beliefin God
of applying p is accepted irregardless of what is rock-bottom and possessed ofstrong hier-
the results are of applying gq, that is, when the archical priority is simply a Christian, or a
application of gis not allowed to change the Shaivite, with no epistemological rule justify-
result yielded by the application of p. ing her belief, and with no rule that states the
Generally, the rule that tells us to trust our conditions of justification of religious beliefs
senses, (S), is hierarchically higher than the rule in general (whether hers or someone else’s).
that tells us to trust the testimony of others, She simply believes her religion straightaway,
(T); but (S) isnot prior to (T). The rule that evaluating other beliefs directly in terms of the
we not believe in an explicit contradiction is specific religious beliefs she holds. That’s it.
prior to both (S) and (T). Secondly, fideism includes a view about how
For most of us, (S) is both higher and prior believers come to hold their religious beliefs.
in our hierarchy of epistemic rock-bottom They do so on faith. The thesis I am present-
propositions than the rule that we are justi- ing recognizes that believers come to their be-
fied in believing what seems true as the con- liefs in various ways, though I have claimed
clusion of asound logical deduction. For that that most are simply raised in a religious at-
reason, we do not allow Zeno-like arguments mosphere and go along with it. My claim is
to influence in the least the degree to which that as religious belief typically functions, the
we believe in motion. grounds, if any, for belief fall away, as it were,
Typically, I wish to maintain, religious be- and religious beliefs become rock-bottom
lief, or at least some substantial core thereof, epistemic propositions, no longer vulnerable
which is rock-bottom, is przor in the believ- to assessment, but instead the starting points
er’s epistemic hierarchy to many of the rules of assessment.
favored by epistemologists. In particular reli- Likewise, we should not conclude that an
gious beliefisprior to consideration of rules epistemology of rock-bottom strongly-prior
of rationality. Let us say, then, that religious religious beliefs requires a unique conception
belief is possessed of strong priority in a reli- of “rationality” on the part of the believer.
gious epistemology. For the believer may not have any concep-
Issues ofrationality, I wish to claim, against tion of rationality whatsoever. In particular,
Wykstra’s and Basinger’s approach, find a place if my description of a typical religious epist-
in a religious epistemology, if at all, posterior emology is correct, the believer does not
to the acceptance of religious belief. Only al- accept his religious beliefs because he thinks
ready armed with rock-bottom religious be- they are rational. They are epistemically
liefs as judging-propositions does the believer proper for him not because ofsatisfying a rule
ever raise questions ofthe rationality ofother of rationality for him. They are acceptable
beliefs. In particular, the believer’s rules of for him on account of being the propositions
rationality are not applied to her rock-bottom that they are.
religious beliefs. The latter are prior to the I conclude that typical religious epistem-
former for her, in the way that our belief in ology differs markedly from the picture

449
JEROME GELLMAN

presented in the arguments of Wykstra and (B) Sis epistemically justified in believing a
Basinger. proposition, p, if and only if S has good
reason to think that p is true.

Il Contrary to (B), however, there are beliefs


epistemically justified in the absence of rea-
I have argued that a typical religious episte-
sons for thinking the belief true. It seems most
mology regards religious beliefs, or at least a
rational, everything else being equal, to con-
core thereof, as epistemically rock-bottom and
tinue believing what one already believes, until
strongly prior in the hierarchy of epistemically
one has a reason to abandon that belief, even
rock-bottom propositions.
if presently there is no reason for thinking the
In this section I argue that such an episte-
belief true.'* This is true even when the belief
mology is quite proper, and that no epistemic
in question is challenged by counter-beliefs.
problem need arise for the believer on account
This is sometimes called the principle of
of religious diversity. I begin by considering
“methodological conservatism.” So we see
two objections to the position given in sec-
that epistemic justification does not depend
tion I. Then I consider the status of such an
on having reasons to think that p is true.
epistemology when faced with opposing epis-
It may be argued, though, that even so
temological viewpoints.
methodological conservatism is epistemically
The first objection is that a religious episte-
justified in reference to truth, even if not in-
mology of the sort described violates the no-
dicative of the truth of propositions, because
tion of “epistemic justification.” The second
the pursuit of truth is best served in the long
objection is that if such an epistemology were
run by adoption of the principle. If people
approved, then “anyone could believe any-
were to follow the rule of methodological
thing they wanted.”
conservatism, they would be more motivated
The first objection begins by asserting an
to attempt to find evidence for the proposi-
intrinsic connection between “epistemic jus-
tions they held than they would if they merely
tification” and “truth.” Laurence Bonjour has
entertained those propositions without believ-
put the point about the connection in the fol-
ing them. The increased effort to try to estab-
lowing way:
lish the truth of propositions serves the cause
The distinguishing characteristic of epistemic of truth in the long run.!° And so, the argu-
justification is thus its essential or internal rela- ment concludes, the principle of methodologi-
tion to the cognitive role of truth. It follows cal conservatism is justified, at least, with
that one’s cognitive endeavors are epistemically “respect” to truth: while it may not serve to
justified only if and to the extent that they are indicate truth, it helps yeld truth, in the long
aimed at this goal, which means very roughly run.
that one accepts all and only those beliefs which Allowing this reply to stand, let us change
one has good reason to think are true. To ac- (B) accordingly:
cept a belief in the absence of such a reason...
is to neglect the pursuit of truth; such accept-
(Bl) Sis epistemically justified in believing
ance is, one might say, epistemically irresponsi-
ble. [So] any degree of epistemic justification, a proposition, /, if and only if either S$
however small, must increase to a commensu- has good reason to think that p is true,
rate degree the chances that the belief in ques- or Shas good reason to think that be-
tion is true. . . for otherwise it cannot qualify as lieving p will serve the pursuit of truth
epistemic justification at all.’ in the long run.

Bonjour seems to be endorsing the following Accepting (B1), however, does not require
principle: rejecting a non-rule religious epistemology.

450
RELIGIOUS DIVERSITY AND EPISTEMIC JUSTIFICATION

To see this, consider that (B1) will entail this insist that he holds it because it is true. Ifasked
only if read as: what his reason is for thinking that it is true,
he could well answer that the reason he thinks
(B2) Sis epistemically justified in believing it is true is just because it zs true. He neither
a proposition, p, if and only if either S$ derives this belief from any other belief of his
has good reason to think that p is true nor recognizes an epistemic duty to justify the
in virtue of having tested p in accord- truth of this belief by means of rules which
ance with epistemically valid rules, or $ pass upon its acceptability.
has good reason independent of think- The situation of the believer would thus not
ing that p 1s true to think that believ- be dissimilar to that of the epistemologist who
ing p will serve the pursuit of truth in accepts the rule listed earlier:
the long run.
(4) Ifa proposition appears to one to be
But one can accept (B1), with its disjunctive self-evident, then one is justified in be-
link between epistemic justification and truth, lieving it.
without endorsing (B2), by adopting a non-
rule epistemology. In a non-rule epistemol- The epistemologist would no doubt claim that
ogy, S’s having good reason to think that p is his reason for thinking that (4) true is that it
true, is not equivalent to S’s having a good seems true. But suppose we wished him to
reason to think that p is true 7 virtue of hav- make explicit his reason for thinking that if
ing tested p by epistemically valid rules. And in (4) seems true, then it zs true. Plausibly, our
a non-rule-epistemology that S has good rea- epistemologist would answer that:
son to think that believing p serves truth in
the long run, is not equivalent to S having (4a) Ifa proposition seems true, that’s a good
good reason independent of thinking that p ts reason to think it és true.
true to think that believing p serves truth in
the long run. But then if we ask what reason he has for think-
A non-rule-epistemology does require the ing (4a) true, he cannot reply that he thinks
rejection of (B2), but not the rejection of (B1). that zt is true because it seems to be true, with-
A non-rule-epistemologist can embrace (B1) out begging the question at issue. The only
with enthusiasm. If there zs a link between real recourse the epistemologist seems to have
epistemic justification and truth it is purely is to say that the reason he thinks (4a) true is
formal, and does not entail a substantive claim just that it zs true. His reason for accepting
about what ave good reasons for thinking that the truth of (4a) is thus internal to his accept-
p is true or for thinking that believing p will ance of (4a). He is none the less epistemically
serve truth in the long run. The non-rule-epis- justified in accepting (4a). The belief that God
temologist is free, as far as (B1) is concerned, exists would be similar for the believer to the
to think of the veasons for thinking p true or belief in (4) or (4a) for the epistemologist.
for thinking the belief in p as conducive to The reason for thinking that each is true be-
truth, as internal to the act of accepting p. longs internally to the acceptance of the
Let me illustrate the point with the belief proposition in question.
that God exists, as rock-bottom and possessed Next, regarding epistemic justification and
of strong priority. the serving of truth in the long run, a believer
As for the link between epistemic justifica- can readily proclaim that the holding of his
tion and having a good reason for thinking that belief furthers the cause of truth in the long
God exists is true, the believer who believes run. This will be because he attests that God
that God exists and who holds this belief in a exists is true, so judging other beliefs by
rock-bottom way might well be prepared to whether they contradict that belief will serve

451
JEROME GELLMAN

the cause of truth in the long run. To sup- strongly prior. Neither, from the point of view
pose that such a procedure violates (B1) is to of such an epistemology, is a rule required to
smuggle into (B1) substantive epistemologi- distinguish the favored religious beliefs from
cal doctrines not justified on the mere grounds other possible candidates for proper rock-bot-
of a conceptual link between epistemic justifi- tom strong priority. And that is because the
cation and truth. religious beliefs are rock-bottom and strongly
The point is that accepting (B1) does not prior epistemically, thus not dependent upon
require that the veason for thinking that what passing the test of any rule. The religious be-
one believes is true or serves the cause of truth liefs may securely be in place before, as it were,
must be decided independently of and prior the rationality of voodoo and astrology are
to the acceptance of the belief itself. (B1) does ever considered. So from the point of view of
not entail (B2). It follows that ceding the dis- a religious epistemology there need be no
junctive link between epistemic justification problem created by the asking of the above
and truth does not disqualify a religious epis- questions.
temology which is not a rule-epistemology. The above questions only arise from the
The second objection to religious episte- point of view of a rule-epistemology, which
mology as I have presented it that I wish to grants epistemic respectability only to beliefs
consider is this: If religious belief, epistemically that pass the test of epistemic rules. And the
rock-bottom and strongly prior, were recog- question asked from that point of view is: by
nized as epistemically proper, then couldn’t what rule are rock-bottom strongly prior reli-
just any belief claim the same right? Wouldn’t gious beliefs to be epistemically justified? The
the door be open for out and out irrational- rule that any belief of that sort can be
ity? epistemically justified is obviously unaccept-
This objection parallels an objection con- able. But what could distinguish the religious
sidered by Alvin Plantinga to his thesis that case from others?
religious belief is properly basic.'° I paraphrase A possible suggestion emerges from con-
Plantinga’s voicing of the objection, substi- sidering Plantinga’s choice of belief in the
tuting “rock-bottom and has strong epistemic “Great Pumpkin,” as an example of a para-
priority” for each occurrence of “properly digmatically unacceptable belief. Now the
basic”. fact is that a belief in the Great Pumpkin who
returns every Halloween bears a striking simi-
If belief in God is rock-bottom and has strong larity to beliefs current in the world’s great
epistemic priority, why cannot just any belief religions. In some sects of Buddhism, for ex-
be rock-bottom and have strong epistemic pri-
ample, Buddha figures are said to appear and
ority? Could we not say the same for any bi-
reappear to the inner eye of the devotee. De-
zarre aberration we can think of? What about
voodoo or astrology? What about the belief that
vout Jews believe that the prophet Elijah re-
the Great Pumpkin returns every Halloween? turns to their homes every Passover, and
Could I properly take that as rock-bottom and attends every Jewish circumcision. And Chris-
as having strong epistemic priority?!” tianity has taught that a man who died and
was buried long ago reappears regularly in
The first thing to be said in response is that substance upon the partaking of wine and
this issue need not arise for a religious episte- wafer under proper circumstances.
mology. And that is because a religious epis- Of course each of these beliefs is embed-
temology need not have any rule to the effect ded within a larger theological context. But
that any belief can be rock-bottom and couldn’t we imagine the same for beliefin the
strongly prior. A religious epistemology may Great Pumpkin? I don’t see why not. So what,
explicitly reject such a rule, recognizing only indeed, makes the Great Pumpkin, but not
particular religious beliefs as rock-bottom and Transubstantiation or Elijah’s annual visits, a

452
RELIGIOUS DIVERSITY AND EPISTEMIC JUSTIFICATION

fine example of an obviously unacceptable said of religious teachings with empirical im-
belief? port at odds with the senses and science, from
I suggest that a felt difference between the the point of view, at least, of anon-religious
religious cases and the Great Pumpkin exam- epistemology. The fact is, though, that nei-
ple is that the former and not the latter are ther the Buddha’s appearances, nor Elijah’s
accepted and lived by within a wide commu- visits, nor the transubstantiation are empiri-
nity of believers. That is why, aside from ques- cal in nature.
tions of politeness, the Great Pumpkin is felt Hence, our rejection of voodoo and astrol-
to be a good example of an absurd belief, while ogy does not count as a counterexample to
the others are not. And the reason why com- the epistemic respectability of widely held
munity embedding is felt to make an epistemic beliefs. We merely need require that widely
difference is that it is in our communities that held beliefs not be admitted if they contradict
we discover our epistemic frames of reference, the evidence of the senses or scientific truths.
and live our doxastic lives. So I suggest that Thus I see no reason to think that if reli-
the belief that a man long ago dead regularly gious epistemology were recognized as accept-
returns in substance is epistemically permissi- able, then just amy belief could be acceptable,
ble because embedded in a wide community no matter how little believed and no matter
of believers, while the Great Pumpkin has no how much it went against our sense judgments
such following. For the same reason belief in and well established scientific truths.
democracy is epistemically justified, even if We have now considered, and attempted
evidence-free. to turn back, two reasons why a religious epis-
There are no precise rules to determine how temology, as I have described it, might be re-
widely a belief must be believed in and lived jected as epistemically defective. The first was
by in order to be epistemically proper, when from considerations of a link between truth
rock-bottom. I dare suggest that epistemo- and epistemic justification, and the second was
logical rules regarding what is epistemically from the fear that if religious epistemology
acceptable are themselves community-embed- were granted epistemic respectability, just any
ded, most typically in communities of philoso- belief would have to be similarly regarded.
phers. And the community’s own sense of But suppose, despite my best efforts, the
itself, and its purposes, shapes its attitude on epistemic respectability of religious epistemol-
these matters. Thus variations will be expected ogy, as here presented, was rejected in the
on views as to the extent to which a belief name of a rule-epistemology. What would
must be widely held in order to be consid- then be the epistemic situation for one who
ered epistemically acceptable. embraced a religious epistemology? Anyone
Well, then, what of voodoo and astrology. holding a rule-epistemology would be per-
Are they not widely held and lived by? Cer- fectly within his rights to require religious
tainly. So are they too epistemically respect- belief to answer to the requirements of /is
able? The predilection to answer in the epistemology. What needs to be stressed,
negative lies in the fact, I believe, that what though, is that the holding of arock-bottom
we object to in these practices is their making religious belief takes place on the same episte-
empirical predictions contradicted by the mological level as the holding of a rule-episte-
senses and science. Given the epistemologies mology. To put the point differently, just as
of most of us, this makes them unacceptable. the rule-epistemologist may think that rule-
And it is this feature which makes them so epistemology has the right to judge religion,
readily available as obvious examples of im- the religious believer may equally believe that
proper beliefs. And the same may be said of religion has the right to judge rule-epistemol-
belief in the Great Pumpkin if taken as out ogy.
and out empirical. Of course the same may be What is impermissible, I suggest, is for the

453
GRACE M. JANTZEN

rule-epistemologist to assume that her episte- 2 See David Basinger, “Plantinga, Pluralism, and
mological stance is somehow of a more fun- Justified Religious Belief,” Faith and Philoso-
damental order than is another’s religious phy, 8 (1991), pp. 67-80. References in the
text will be to this article. See also, Basinger,
stance.
“Hick’s Religious Pluralism and ‘Reformed
In fact, the situation between a religious
Epistemology,’” Faith and Philosophy, 5
epistemology and a rule-epistemology is ex-
(1988), pp. 421-32. Sec John Hick, An In-
actly analogous to the situation that obtains terpretation of Religion (London: Macmillan,
between one religion and another within reli- 1989), and, “Religious Pluralism and Salva-
gious diversity. Thus a rule-epistemologist tion,” Faith and Philosophy, 5 (1988), pp. 365-
could not very well cling to her own episte- HI
mological orientation, discounting all others, 3 Wykstra, pp. 430-1.
while denying the same right of one religious 4 Wykstra, pp. 434¢f.
orientation to discount all the others. She 5 Wykstra, p. 435.
couldn’t very well do that, that is, unless she 6 Wykstra, p. 436.
preferred her own rule-epistemology without 7 Wykstra, p. 437.
8 Basinger, p. 70.
having made it pass any rule.
9 Basinger, p. 71.
And so, to conclude the argument of this
10 Basinger, p. 69, abridged.
study, while I have not established that rock- ll Basinger, p. 75.
bottom strongly prior religious belief is 12 Basinger, p. 75.
epistemically justified, I hope to have said 13 Laurence Bonjour, The Structure of Empirical
enough to show that there is no good reason Knowledge (Boston: Harvard University Press,
to think it is not. 1985), p. 8.
14 See Gary Gutting, Religious Belief and Reli-
gious Skepticism (Notre Dame, Ind.: Notre
Notes Dame University Press, 1985), p. 100.
1 Stephen J. Wykstra, “Toward a Sensible 15 See Gutting, pp. 101-2.
Evidentialism: on the Notion of ‘Needing 16 See Alvin Plantinga, “Is Belief in God Prop-
Evidence,’” in William L. Rowe and William erly Basic?” Nous, 15 (1981). Reprinted in
J. Wainwright, eds, Philosophy of Religion, Se- Rowe and Wainwright, pp. 417-26.
lected Readings, 2nd edn (New York: Harcourt 17 Rowe and Wainwright, p. 423.
Brace, 1989), pp. 426-37.

50 What’s the Difference? Knowledge and Gender in


(Post)Modern Philosophy of Religion*

Grace M. Jantzen

Donna Haraway, in her ‘Manifesto for ingly fail and subjects are seen to be irremedi-
Cyborgs’, issues a warning that in the post- ably fragmented, ‘we risk lapsing into bound-
modern world where grand narratives increas- less difference and giving up on the confusing
task of making a partial, real connection. Some
* From Religious Studies, 32:4 (1996), pp. 431-48. differences are playful; some are poles of world
Reprinted with permission. historical systems of domination. Epistemol-

454
WHAT’S THE DIFFERENCE? KNOWLEDGE AND GENDER

ogy is about knowing the difference.”! Such crisis’ of reason which actually amounts to
an account of epistemology, which sees its nothing more than ‘sturm und drang und ten-
central task to be a knowledge of the signifi- ure.’* Such blanketing techniques, used by ei-
cance of difference and a capacity to discern ther side, labelling each other as trendy and
between innocent and oppressive forms of reactionary respectively, are not going to be
difference, is perhaps not one that would most very helpful: in any case, there are plenty of
readily occur to British philosophers of reli- them already, without my adding to them.
gion. It is, however, an account which has What is needed is a much more piecemeal
resonances both with many contemporary approach, looking carefully at particular as-
Continental thinkers and with feminist epis- pects of Continental thought on difference
temologists. Notwithstanding the many areas and gender and the ways in which they chal-
of divergence between and among these lenge British philosophy of religion. In one
groups, on two points at least they converge: paper, I can do no more than make a very
that the recognition and discernment of dif- modest start in this task; but I hope that it
ference has become inescapable for epistemol- will be of interest in itself, and also serve as an
ogy; and that of the differences which must invitation to further reading and critical study
be dealt with, gender difference has a para- of the richly varied primary texts. This is all
digmatic status, the more important because whereas Conti-
Contemporary Continental thought, par- nental thought is being taken up by British
ticularly that deriving from France, is often thinkers in linguistics and cultural studies and
referred to by the terms ‘postmodern’ or in its implications for Biblical studies and
‘poststructural’ and their variants, in a doubt- hermeneutics, few philosophers of religion
ful if convenient derivation from Lyotard’s have so far taken it seriously. One reason for
account of The Postmodern Condition.’ Yet as this is the deep channel that separates Eng-
soon as one begins to read the thinkers lumped land from France when it comes to conceptu-
together under these labels, the vast differ- alizing what religion is, and therefore what
ences among them become apparent. Indeed, constitutes philosophy of religion and how it
many of the thinkers unhappily joined to- should be conducted. In this paper I would
gether under the term ‘postmodern’ explic- like to sketch something ofthat divide, in or-
itly reject the label. It is therefore important der that we may approach contemporary Con-
to ask, as Judith Butler does, tinental thought, particularly its emphasis on
difference and gender, with fewer misconcep-
Is there, after all, something called post- tions and greater chance of appreciation and
modernism? Is it an historical characterization, understanding.
a certain kind of theoretical position, and what
In the following sketch, I shall use ‘British’
does it mean for a term that has described a cer-
as shorthand for the Anglo-American analytic
tain aesthetic practice now to apply to social
theory ... ? Who are these postmodernists? Is
tradition in philosophy of religion with its
this a name that one takes on for oneself, or is it heavy investment in the philosophical theol-
more often a name that one is called. . . ?? ogy of Christianity, and ‘French’ as shorthand
for the strands of thought associated with
Butler suggests, I believe correctly, that the structuralism and its aftermath, and recognize
term is far too frequently used as a refusal to in advance that I am lumping together, un-
take the writers in question seriously, whether der each label, thinkers who are in fact quite
as an excuse to jump on some sort of disparate and who in important ways disagree
‘postmodern bandwagon’ or, more often, as with one another. Also, of course, there are a
a technique of dismissal, as when Ernest few British philosophers ofreligion who have
Gellner says that postmodernists and feminists, been deeply influenced by contemporary Con-
between them, have manufactured a “pseudo- tinental thinking (Don Cupitt comes to mind)

455
GRACE M. JANTZEN

and a few Continental thinkers, such as Vin- tion or subtraction of one fact, while the rest
cent Briimmer, whose methodology is not of the facts remain untouched. This is of
differentiable from what I am labelling ‘Brit- course vot to say that the addition or subtrac-
ish’. I am using ‘British’ and ‘French’ as short- tion of that fact is without profound implica-
hand for divergent methodologies, rather than tion for how the individual’s life is conducted,
as adjectives describing where people live, and in that sense has a bearing on other facts.
though there is considerable correspondence But believers and atheists can share in scien-
between the two. tific theories, laboratory experiments, eco-
nomic strategies, and social policies: their
disagreement regarding God’s existence is an
1 Constructing the Discipline additional fact, external to the class of facts
of Philosophy of Religion about the world, and best left to the private
realm ofreligion. This is true even in the moral
A central preoccupation of many British phi- realm: for example, in Responsibility and
losophers of religion, as well as of American Atonement Richard Swinburne separates his
strands such as those influenced by Alvin inquiry into two parts: first the development
Plantinga, is with the nature and existence of of a moral theory which rests largely on criti-
God, where ‘God’ is understood along the cal intuition and is not specifically Christian,
lines of traditional Christian doctrine: a being and second, an analysis of what follows if we
other than the world or anything in it who is add to this the premises of traditional Chris-
its creator, omnipotent, omniscient, and be- tian doctrine. Although he holds that such
nevolent. In what has become known as the addition does make a moral difference espe-
‘realist’—‘antirealist’ debate, the contested cially in such things as making worship a duty,
question is whether belief in God signifies the moral theory developed in the first part of
belief that such a transcendent being objec- the book functions in what Philip Quinn has
tively exists, or whether expression of belief described as an ‘Archimedean fixed point’,° a
in God is something more like a subject’s po- basis for theological evaluation precisely be-
sitioning of herself over against whatever cause it holds for theists and nontheists alike.
might happen, whether or not there is a tran- One of the tasks of philosophy of religion,
scendent referent for the term ‘God’. The lat- then, is to consider whether it is rational to
ter position is, as we shall see, rather closer to believe in God. This task can be approached
Continental thought forms than the former. in various ways: with Richard Swinburne in a
Among those who take the realist position, quasi-calculation of the probabilities of the
the question of the existence of this God, then, existence of God, for example, or, quite dif-
is seen as a question of objective fact. Though ferently, with the idea that the existence of
the existence of such a being might be the God is a properly basic belief, as Alvin
most important of all facts, and indeed their Plantinga holds, perhaps grounded, as William
cause, in terms of its status asa fact it is not Alston argues, in mystical perception, a con-
different from other facts. If it is true, it is one cept modelled on the sensory perception of
more fact within the world offacts; ifit is false, empirical objects. Although I do not want to
the rest of the world of facts stays just the same, minimize the differences between these phi-
since it is after all from that world of facts that losophers, I suppose that form a Continental
the evidential debate is conducted. The dif- perspective they all look very much alike, in
ference between a theist and an atheist, on their preoccupation with a putative transcend-
this account, is that the theist accepts as a fact ent being and how beliefin such a being could
one item which the atheist denies, namely the be justified.
existence of God. Hence one can pass from Moreover, they all proceed, not only as
atheism to theism or vice versa by the addi- though the central question of philosophical

456
WHAT'S THE DIFFERENCE? KNOWLEDGE AND GENDER

theism is the question of whether or not God omnipotence, omniscience, and goodness.
exists (as an objective fact), but also as though In much Continental thought, each ofthese
the philosopher who weighs the evidence or terms — God/religion, the subject, and lan-
perhaps ponders basicality or mystical percep- guage — are held self-evidently to be vastly
tion is, unproblematically, a rational subject. more problematic and complicated than they
This subject has experiences, whether sensory are’taken to be in British philosophy of reli-
or mystical, and is capable of weighing up gion. Contemporary Continental thinkers
those experiences (perhaps with a little help such as Derrida, Irigaray and Kristeva, for all
from philosophical experts) and deciding on their differences, take as inescapable the con-
the basis of them whether or not it is rational ceptual terrain mapped out by the ‘masters of
to believe that God exists. Exactly the same suspicion’ Nietzsche, Marx and Freud, and the
assumption of the rationality of the subject complications of this terrain by Saussure,
obtains, moreover in relation to what some Lacan and Althusser — to let these names stand
philosophers of religion consider to be the for many. This is not to say that they suppose
logically prior issue of the coherence of that the positions adopted by these thinkers
theism, the conceptual investigation of the are beyond dispute, but rather that they can-
simultaneous attribution of the traditional not be ignored. To ignore is to be ignorant.
predicates of the divine. Such issues as the The importance of the unconscious, and there-
embodiedness and cultural embeddedness of fore of longing, projection and repression in
the knowing subject, differences between sub- any significant human relation and therefore
jects whether in terms of power, gender, or certainly in religion; the inescapability of ide-
social status, or the effects of the unconscious ology and social construction and therefore
or of ideology on claims to knowledge are not the dynamics of power and dominance in re-
taken as central to the debate. ligion; the continuous play of signifiers in an
All of this presupposes, moreover, that it is ever-shifting constellation of meaning, and
possible to speak of these subjects of rational- therefore the problem ofreference or relation
ity and their experiences, and indeed of God, to the signified; the interweaving of violence
in ordinary human language. Granted, the and the sacred and the all-pervasiveness of
question of how finite human language can sexual dynamics of masculinity and feminin-
refer to the infinite is a question which many ity; the inescapable responsibility of intellec-
British philosophers of religion grapple with, tuals for the ethical and political uses that will
recognizing that an appeal to analogy or meta- be made of our words and our silences: all
phor at least requires explication. It is no ac- these themes are in their view fundamental
cident, either, that those English-speaking for any non-naive philosophy of religion.
philosophers of religion like D. Z. Phillips, Moreover, all of these are, in their view, al-
who take seriously Wittgenstein’s remarks on ways already implicated in anything that could
language games which have close affinities to count as ‘empirical evidence’ or as ‘logical co-
Continental semiotics, are seen to destabilize herence’ — and implicated even more obviously
a good deal of traditional philosophy of reli- in who gets to do the counting.
gion. With the exception of such Such assumptions are quite literally foreign
Wittgensteinians, however, and in spite of to many British philosophers of religion, and
some recognition of the problem ofreference, I do not wish to suggest that they are beyond
a great deal of contemporary philosophy of challenge. Indeed, the French thinkers I have
religion proceeds as though the difficulties in mentioned are themselves often sharply criti-
speaking of or referring to God can be over- cal of the ‘masters of suspicion’ and their fol-
come, and that, at least at a rough and ready lowers. The differences in what is at stake in
level, we can adequately understand what is their critiques and how they are pursued, how-
meant by such putative divine attributes as ever, are revealing. In British writing, what

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often happens is that specific arguments about subtending the ‘rational’ and ‘autonomous’
religion in Freud or Marx or Nietzsche are ego beloved of Kant and his followers is the
challenged by a combination of appeal to em- unconscious, built out of the repression of
pirical evidence and logic. Thus, for example, unacceptable desires from early childhood
John Hick in his book An Interpretation of onwards, and always returning to reveal itself
Religion, devotes a few pages to criticisms of in jokes, slips of the tongue, and above all
some particular arguments about the nature dreams. The desires of the unconscious are
of religion offered by Durkheim and Freud. desires of and for the body, focused initially
Having dispensed with these arguments to his on the body of the mother, and subsequently
satisfaction, Hick then proceeds to an account on all the others who stand in for the (m)other.
of religion which treats human subjectivity, But since the conscious, rational ego was built
experience and _ language relatively upon the repression and mastery of those de-
unproblematically.”? From the perspective of sires, that mastery will extend to all those who
current French philosophers, who are also, like’ stand for the mother, all the (m)others who
Hick, deeply concerned about the nature of at an unconscious level suggest to the subject
religion, such an approach would appear sim- the desires that have been repressed. In
plistic. This is not to say that they would de- Lacanian psychoanalytic theory, moreover, the
fend Freud or Marx or Durkheim at the points subject qua subject is always masculine, since
where Hick attacks them: as already said, they it is individualized out of its primordial unity
also develop searching critiques of these think- with the mother by means of identification
ers.® But in French thinking, the force of the with the Law of the Father in the Oedipal
‘masters of suspicion’ is not so much in their phase of childhood development. In so far as
detailed arguments, which may often fall into women become subjects — which is only im-
mistakes, but rather in the ways in which they perfectly and against the grain — it is by be-
show Enlightenment assumptions about the coming masculinized, speaking men’s
rational subject, language and religion to be language, playing male roles by male rules, or
radically destabilized by the combined factors by accepting female roles of motherhood and
of the unconscious and socially constructed service designed for them by males.
ideology. Unless we recognize the extent to Hence, the subject’s efforts at mastery are
which assumptions of such destabilization directed toward the feminine, all that is iden-
forms the background to the philosophy of tified with the (m)other: actual women,
religion of Kristeva (or Irigaray, or Derrida, otherness in race or sexuality, and, dramati-
or Foucault, for all their differences), that cally, ‘Mother Nature’ whose domination is
philosophy will remain as incomprehensible taken up as a sacred task. The mastery of all
to us as British realism and empiricism seem these is a necessary corollary to the repression
astonishing to them. In the interests of pro- of the desire for the mother by which the sub-
moting understanding, I shall make some ject constitutes itself'as a separate and rational
highly schematic remarks about the ways in ego. Furthermore, in this effort toward mas-
which this destabilization is related to issues tery the ego will bond with and project itself
of difference and of gender, and is seen to af- into any structures of kinship or institutions
fect the three areas highlighted in my com- of society which will facilitate such repression:
ments about British philosophy of religion: thus are the structures of civilization built up.
the subject, language and God /religion. Difference, of which gender difference is the
paradigm, is perceived as a challenge to mas-
tery. Hence the Continental view is that any
2 Decentring the Subject understanding of religion and the concept of
God must take seriously the extent to which
The work of Freud and Lacan has shown that conceptualizations of the divine are male pro-

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WHAT’S THE DIFFERENCE? KNOWLEDGE AND GENDER

jections serving the interests of repression of scious level, as that is revealed in the meta-
desires and the mastery of (m)others. phors, turns of phrase, or lacunae in the text.
Although any specific allegation of projec- This ‘reading the margins’ can be infuriating
tion, notoriously those found in Freud’s To- to British philosophers of religion, since it is
tem and Taboo,’ can be usefully explored and not engaging with the argument of the text
perhaps challenged, Continental thinkers take but ‘rather ferreting out the desires of the
it for granted that once we have admitted the subtext, engaging, therefore, at a level of un-
existence of the unconscious, as we must, then acknowledged and perhaps unacknowledge-
we can no longer philosophize as though we able motivation rather than at a level of
are uncomplicated rational subjects. Our very acknowledged argument.
existence is built upon difference, as we define On the other hand, the relation to the un-
our conscious selves over against others. Nor conscious need not be one of repression or
can we suppose that God is an uncomplicated denial. It can instead be openness and vulner-
divine subject, our mirror image writ large. The ability to difference, so that the conscious and
idea that we can tabulate characteristics of hu- the unconscious can be integrated. In this way
man personhood, and then ask to what extent that which erupts from unconscious depths is
such characteristics might apply to God and a creative wellspring rather than a threaten-
how they would have to be modified in the ing volcano, and desire and rationality can be
divine case, even granted a quite complicated strongly connected rather than struggling
doctrine of analogy, would seem to French against each other. But for this to be the case,
thinkers quite impossible. All the same, to say it is necessary to be in touch with emotion,
that the concept of God of western Christian- bodiliness, and sexuality, in short with that
ity carries huge loads of projection is not nec- which psychoanalytic theory has labelled the
essarily to say that it is false: Luce Irigaray, for feminine. Moreover, for this to have integ-
instance, urges that women should engage in rity, it is necessary also to become aware of
conscious and deliberate projection of a female the manifestations of both repression and vul-
divine as an antidote to a relentlessly male de- nerability in social and global contexts and the
ity, and in an effort to reach toward the hori- ways in which difference is implicated with
zon of our gendered becoming.!® It is, power: such issues as emerge in awareness of
however, to say that any account of God must gender, race and colonialism. The effort to-
be treated with a hermeneutic of suspicion both ward integration has led to some highly crea-
in terms of its provenance and in terms of the tive work in the philosophy of religion, which
strategic purposes it serves. They would per- connects it to issues of ethics and politics: some
haps not be surprised at reading, as I did in the examples are Irigaray’s ‘Divine Women’," and
Church Times a year or two ago, a bishop ex- Kristeva’s development of‘herethics’ in ‘Stabat
plaining that ‘in the Christian tradition God is Mater’.!? It can, however, have bizarre results
a relatively genderless male deity’. as well. So, for example, we find Derrida in
The insistent question for Continental Spurs trying to ‘write like a woman’! —a ges-
thinkers, then, is how at a conscious level to ture simultaneously radical and hugely prob-
relate to the unconscious. It is possible to re- lematic. (What is a man doing trying to write
press it, to deny its importance for the phi- like a woman while women themselves —
losophy of religion. But a basic theme of Irigaray, Kristeva, Cixous — are still being si-
psychoanalysis is the ‘return of the repressed’, lenced, even in his own work? Why doesn’t
the intrusion of that which was meant to be he rather try to write like a man — not a uni-
silenced into speech and behaviour. One of versal sexless subject but an embodied male
the techniques of Continental writers like human being in a specific, not universal, con-
Derrida and Irigaray is to demonstrate what text, who takes actual women and their work
really was on an author’s mind, at an uncon- seriously? )

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One of the points of contention around the all experience, indeed all conceptualization
theme of the decentring of the subject is the and speech, is always already constructed with
status of the self in relation to agency and the concrete cultural and material frame. There
moral responsibility. The phrase ‘the death of can be no such thing as neat experience, un-
the subject’ is sometimes bandied about as contaminated by perspective and assumption,
though any recognition of the discursively whether that is sensory experience or religious
constructed nature ofthe subject carries with experience. Just as the words I use must be
it the loss of possibility of agency or account- selected from the vocabulary of the language
ability, since there is no pre-given ‘I’ who acts in which I speak for them to count as words
and who can be held accountable for my ac- at all rather than unintelligible babble, so also
tion. This, however, is to misunderstand what any experience I claim as evidence for a belief
is going on. The point of rejecting a pre-given can only be identified as such within a cul-
‘I’, a self which is not constructed in the ma- tural repertoire, and is, along with the beliefs
trix of power constituted by discourses of gen- themselves, in large measure socially con-
der, race, class and sexuality within a particular structed.
historical context, is not to say that there are The words ‘structure’ and ‘construction’
no ‘subjects’ and certainly not to deny them keép appearing; and indicate the great debt
agency and accountability. It is, rather, nega- that current Continental thought owes to
tively, to ask what purposes of power are be- structuralism, an approach especially associ-
ing served by insisting on a pre-given self ated with Saussure and Lévi-Strauss.’® Struc-
rather than to have one’s eyes opened to the turalism can be summarized as the theory that
extent to which our privileged subjecthood every social practice is structured like a lan-
may be bought at the expense ofthe abjection guage. What this means is that social prac-
of others; and positively, it is to say that sub- tices are not spontaneous eruptions out of
jects, complete with agency and accountabil- nowhere: they are determined by rules of pro-
ity, are constituted within and by a context, a cedure — what we might call the ‘grammar’ of
context which importantly involves exclusion, the practice. It means also that the practice
since one constitutes oneself by distinguish- signifies something of importance within the
ing oneself from the other — initially from the culture, and that the particular rules of the
mother. Selfhood is premised on difference, practice stand in arbitrary relation to that
and cannot occur in a vacuum. The impor- which is signified.
tant question, then, is how that difference will Thus for example the practice of religious
be construed: will it be in terms of mastery or sacrifice serves in many societies both as a
respect, belittling or celebration? method of bonding among those who par-
ticipate in the ritual and perhaps eat the food
of the sacrificial victim, and as a way of ex-
3 ‘Structured Like a Language’ cluding others by not permitting them to par-
take. There are very precise rules about what
The Continental emphasis on the unconscious must and must not be done, and by whom, in
is coupled with an emphasis on historical and sacrifices ranging from animal slaughter in
social locatedness which shapes and frames the primitive religions to the Catholic mass. Yet
subject. This emphasis is heavily indebted to these rules are arbitrary in relation to the sym-
linguistic theory, especially the structuralist bolic function they serve: in one society only
semiotics of Saussure! and Jakobson,! as well the most revered men are permitted to eat the
as to theories of ideology derived from Marx brains of the victim and the liver is given to
via Althusser and others. Very broadly speak- those of low esteem, while in another society
ing, the difference from British philosophy of exactly the reverse occurs, yet with the same
religion in this respect is the recognition that social meaning. Similarly, the sounds of one

460
WHAT’S THE DIFFERENCE? KNOWLEDGE AND GENDER

language differ from those of another and are brutality, to their own impoverishment, and
arbitrary in their designation. This arbitrari- the ways in which religion has been part of
ness, however, does not mean that in any given those structures of domination. Yet such atti-
language one can use sounds to mean what- tudes of oppression enacted by the mastering
ever one likes and expect to be understood; ego are indicative ofa failure to encounter and
just as the social rules and practices of a soci- be enriched by the alterities within ourselves:
ety, though arbitrary in the sense that they we remain ‘strangers to ourselves’, as Kristeva
could be different in some other society, are entitles one of her recent books,!® and rather
not open to individualistic reinterpretation. than celebrating the elements ofdifference and
One cannot just decide to feed the consecrated foreignness, we are threatened by them, seek
host to one’s dog in a Catholic mass and ex- to repress and master them, and hence to re-
pect observers to take that action as having press anyone — the other race, sex, sexuality —
no particular meaning. that serves to remind us of our own alterities.
The assumption of structuralist linguistics The poststructuralist move is to recognize
is coupled with broad acceptance of Lacanian that social practices, including language,
psychoanalytic theory which, as sketched though structured according to rules which
above, accepts that the Symbolic, including imply attitudes of mastery, nevertheless also
language, civilization, religion, at least in their carry within themselves the resources neces-
western manifestations, are identified with the sary to transgress the boundaries of the domi-
masculine. The example of sacrifice graphi- nating establishment and to begin to develop
cally illustrates this: in a vast range ofsocieties alternative ways of thinking and being.’? I see
sacrifice can only be performed by a man, and this as the shorthand way of distinguishing
if women can partake at all, they can do so contemporary poststructuralism from the
only in conditions strictly controlled by men. structuralist thought preceding and to a large
Thus one ofthe social functions ofsacrifice is extent shaping it: poststructuralists seek ways,
to bond the men of power together and to from within the structures of the Symbolic,
exclude or control slaves, foreigners, and to disrupt or transgress those structures, thus
women, whose blood is often seen as a pol- destabilizing them in the interests of justice: a
lutant. So prevalent is this structure across di- brilliant and outrageous example is Derrida’s
vergent cultures that Nancy Jay has described Dissemination, where he disrupts Lacanian
sacrifice as a ‘remedy for having been born of gender structures and their compulsory het-
a woman’.”” Sacrifice is thus taken as an ex- erosexuality by showing what happens when
treme example of the masculinist construction the autonomy of the male self is taken liter-
of the Symbolic in which difference, para- ally.”° This interest in destabilizing from within
digmatically gender difference, is crucial. is why poststructuralists are so interested in
But if this were all that could be said, then excess, transgression, free play, even madness.
there would be no way of breaking out of it. They draw upon Surrealists, the avant garde,
A structuralist account of language (where the Marquis de Sade. They look at prisons and
language stands for the Symbolic in general) at mental hospitals; they explore bodiliness
is profoundly conservative, seeing language as and sexuality in many forms, not just as an
homogeneous and therefore paralysed when aspect oftheir ‘private lives’ but as part of their
it comes to any confrontation with the other. philosophical enterprise of seeking ways to
The only thing the ego can do is attempt destabilize the dominant ego and its structural
mastery. Contemporary Continental thinkers manifestations, and thus make room for
are deeply concerned with the ways in which the celebration of alterities. This can and
the dominant groups, whether political, ec- sometimes does tip over into nihilism, as in
clesiastical, intellectual, or racial have sought Baudrillard,”! or into an amoral and relativis-
to master the various ‘others’, often with great tic free-play, as in Mark Taylor’s (mis)approp-

461
GRACE M. JANTZEN

riation of Derrida for a ‘transgressive’ philoso- French literature and philosophy of the past
phy ofreligion which is so busy smashing icons five hundred years (and sometimes, also that
that it has not one word to say about issues of of Russia, Italy and former Eastern Bloc coun-
injustice. But in the work of many tries): it is like trying to read Milton without
poststructuralist writers the exploration of the benefit of the Bible or Shakespeare. Partly, this
excessive or transgressive serves a very serious just means that one has to do a great deal of
moral purpose indeed. I am personally par- very pleasant homework reading history and
ticularly interested in the (different) ways in novels and poetry (and looking at paintings
which Irigaray and Kristeva explore women’s and sculpture) in order to understand what
mystical experience as excessive, disruptive of they are getting at. The difficulty I have with
the stable and oppressive structures of religious it is that it sometimes seems to be addressed
language, doctrine and practice, and thereby only to those who have the leisure and educa-
opening new horizons of the imminent divine tional privilege to engage in such cultural pur-
that will be able to celebrate rather than re- suits, and in this sense can be elitist — though
press alterities of sex, race and sexuality.?# as compared with the use of Bayes’s theorem
The effort toward ways of dealing with op- to assess the probability of the existence of
pressive structures is also one of the reasons God, I should think it is accessible to far more
why French thinkers adopt writing styles people.
which we in Britain may well find opaque and Coupled with the issues raised by structur-
exasperating. Rather than writing in straight- alism, Continental thinkers are acutely aware
forward prose, developing arguments with that the framing of experience, and therefore
clearly defined premises and conclusions, the development of any discipline or body of
French writers tend to use allusive, often po- knowledge, is intertwined with issues of power
etic style, sometimes allowing themselves to and authority. On what grounds are people
free-associate on a theme to see what comes considered to be experts in any field? The
up, almost as one would in a therapy session straightforward answer is that people are ex-
where one was allowing the unconscious to perts if they know a great deal about it. But as
emerge. Since British philosophers are for the soon as it is recognized that the ‘experts’ are
most part given to a philosophical methodol- also the ones who develop, define and police
ogy whereby arguments are presented, at- the field, the connection between knowledge
tacked, defended, and counterattacked, clarity and power which Foucault so tellingly ex-
and precision of presentation is of great im- plored becomes obvious.”* At this point there
portance. French thinkers, however, see this is also a connection back to the unconscious,
as already buying into the structuring of ra- since the exercise of authority will reflect the
tionality which they are seeking to destabilize desires, quite probably repressed and unac-
by their insistence on the unconscious and the knowledged, of those in power. If those de-
structures of ideology. At best, as in Irigaray’s sires include a strong need to deny the
Speculum or Kristeva’s Powers of Horror, the relevance of the body, to repress sexuality and
allusive method is wonderfully illuminating of the (m)other, in short to refuse differences,
possibilities, though it must be granted that then the structures of civilization as they are
at the hands of less competent or less morally defended and upheld by those in authority are
committed writers the line between brilliance bound to be bad news for women, blacks, and
and self-indulgence is easily crossed.?* Even gays, and poor people of all countries.
at its best, however, British philosophers can Broadly speaking, and with many variations,
find this writing extremely heavy going, partly French thinkers have taken it as given that this
because of the difference of style of argument, applies to the history of Christendom, not only
and partly also because the multiple allusions in ecclesiastical structures but also in theol-
tend to assume a thorough knowledge of ogy and philosophy of religion. Where Brit-

462
WHAT'S THE DIFFERENCE? KNOWLEDGE AND GENDER

ish thinkers prefer to deal in terms of devel- cal contexts, and in particular how what has
oping and defending arguments for or against counted as ‘justice’ has all too often served
specific religious beliefs, French thinkers are the interests of those who were doing the
acutely conscious of the ideology and social counting. But such a deconstruction of jus-
construction of those beliefs, and insist on tice is necessary precisely in the mame of jus-
asking who benefits and who loses out, not tice and for its sake: and this is so even though
only from the beliefs themselves, but even we can be quite clear that we are never going
from conducting the conversation in this way. to arrive at a neutral or uncontextual tran-
Many British thinkers are worried about the scendent account of justice. Whatever account
relativist consequences of French procedure, of justice we propose will itself always need
and what may be perceived as continual side- deconstruction, and so on, ad infinitum; but
stepping of the substantive issues of theology although we can never say that we have ar-
and the philosophy ofreligion. French think- rived, or are already perfect, this is not the
ers ask how it comes about that these particu- same as to say that any account we develop
lar issues are the ones that are construed as is unusable, let alone that one account of
‘substantive’ issues in the first place, while Justice is as good as another. Though Derrida
others such as those having to do with gen- does not make the comparison, this is not far
der and other forms of difference are from Eckhart’s comment, ‘For God’s sake, rid
marginalized. Such questioning disrupts the me of God,’ at least if that is interpreted to
whole idea of a quest for religious (or any mean that whatever concepts of God we may
other) realities by means of the employment develop, we must always also recognize that
of Enlightenment rationality, with its un- they are provisional and partial and if viewed
problematic and implicitly masculine subject as final they become idolatry: in the name of
and the philosophical methods it employs. God it is necessary to deconstruct God.
Both method and goal French thinkers would
see as prime examples of socially constructed
projection of repressed masculinist desires. 4 God and Religion
Given such utterly different starting points
between British and French thinkers, it is But if the subject of religious belief is
hardly surprising that without very great good destabilized by the unconscious, and the lan-
will and considerable effort, everyone winds guage of religion is socially and ideologically
up with a headache. framed, what about God? What, according to
Although a complete discussion of the ques- Continental thinkers, is religion itself? Again,
tion of relativism would take me far beyond there are many variations, but some common
the bounds of this paper, it is important to themes emerge. First, it is taken as obvious
note that in this regard French thinkers have that ‘good old God’, as Lacan calls him, is a
not always been well served by their Anglo- masculinist projection subtending the
American admirers: Richard Rorty, for exam- phallocentric structures of civilization; there
ple, and Mark Taylor espouse a relativism are arguments about detail here, but the cen-
which they consider derivative from Derrida, tral point is hardly disputed among current
but which is arguably very far from Derrida’s French thinkers.”* But that is by no means to
own thought.*® Derrida’s emphasis on dismiss the divine, or religion. On the con-
deconstruction, in fact, is one which British trary, thinkers like Irigaray and Kristeva and
philosophers of religion might find congen- (I think) Derrida would see the ‘British style’
ial. In his ‘Force of Law: the “Mystical Foun- beliefin God and discussions about that God’s
dation of Authority”’”” Derrida shows how it existence and nature not just as simplistic but
is necessary to investigate the ways in which as profoundly irreligious. This is not merely
justice has been construed in different histori- because British philosophers ofreligion do not

463
GRACE M. JANTZEN

engage with the psychoanalytic and political ing his psychoanalytic and philosophical ideas,
issues already raised, which Continental think- seem largely to have assumed the Anglo-
ers consider essential to any intellectually re- American secularist stance which I think
sponsible stance. It is also because they would French writers hold to be impossible. From a
hold that to think of the existence of God as a certain perspective, also, Derrida’s work can
fact among other facts, even if the most im- arguably be seen as an exercise in apophatic
portant one, is to trivialize it right out of reli- theology. Some British and American femi-
gious significance. Continental thought would nist writers are alive to the importance of reli-
thus see British philosophy of religion as gion for Irigaray and Kristeva.*° With these
largely secular and empiricist in its treatment exceptions, however, the religious ideas of
of the question of God’s existence as one more Continental thinkers are largely unexplored
fact about a world which is otherwise the same or marginalized by English-speaking writers
for theists and atheists. who discuss their ideas, probably because
Their approach, instead, is to shift the un- many of the English writers who do engage
derstanding of religion to the idea that the with French thought are sociologists or lin-
basic values, myths and rituals of any civiliza- guists, and are not particularly interested in
tion are in fact its religion. Religion in some religion, while philosophers of religion have
form, thus, is a necessary basis for any civiliza- for their part left them severely alone. Thus
tion. In some ways we can see religion and what may be one of the most creative aspects
the unconscious as parallel in their thought: of their work is ignored.
we could say that in their view as the uncon- One of the reasons for this may be that
scious subtends the rational subject, so reli- British philosophers of religion do not see why
gion subtends civilization. The question, that which subtends civilization should nec-
therefore, is not whether we as a society will essarily be called religious: why should we
be religious, but ow, just as the question is not rather reserve the term for that which has
not whether we as individuals have an uncon- to do with God and God’s relations to the
scious, but how we relate to it. This accounts world? In part this is a question of stipul-
for a comment such as the following by Luce ation, though once again it is obvious that
Irigaray: stipulation carries a great weight of power
and ideology: think for instance of the way
It seems we are unable to eliminate or suppress Smart or Hick speaks of ‘major world relig-
the phenomenon of religion. It reemerges in ions’ — meaning primarily Christianity, Islam,
many forms, some of them perverse: sectarian- Judaism, Buddhism and Hinduism — and
ism, theoretical or political dogmatism, religi-
thereby marginalize tribal and aboriginal re-
osity... . Therefore, it is crucial that we rethink
ligions, though historically and perhaps even
religion, and especially religious structures, cat-
egories, rules, and utopias, all of which have been now these would have more adherents than
masculine for centuries. Keeping in mind that those systems which are labelled ‘major’. One
today these religious structures often appear does not have to be unduly cynical to sup-
under the name of science and technology.” pose that the history of this country as a ‘Chris-
tian’ colonial power has something to do with
Such an attitude explains the prominence how easily we find these stipulations ‘normal’.
of religious themes in Continental thought, Be that as it may, Continental thinkers
even among thinkers who would look with might point out that, whatever name is given
suspicion on the very idea of a ‘specialty’ in to it, the ultimate values and myths that sub-
philosophy of religion. The writings of Lacan tend a civilization are of enormous signifi-
are peppered with Biblical quotations and re- cance, and that ifsocieties or subgroups within
ligious allusions, not often commented upon them are worshipping money or science or
by his English expositors who, while discuss- football, then it is far more intellectually re-

464
WHAT’S THE DIFFERENCE? KNOWLEDGE AND GENDER

sponsible for thinkers to notice and interpret French philosophers, exceptions could easily
this than to shrug it off as not really about be found. Furthermore, even to give such a
religion and therefore not our specialist con- sketch, with rather simplistic pigeon holes,
cern. Whether one thinks that such things as already places me very firmly on English-speak-
ongoing sexism and racism, the wars in Bosnia ing terrain: I cannot imagine any French
and Chechnya or the tenuous peace in North- thinker making such a survey or even having
ern Ireland, are manifestations of genuine re- much sympathy with it. They would surely
ligion or an aberration of it, even on a most want to know what desires and whose inter-
generous reading, Christendom has lent itself ests are being served by an attempt to button
to incalculable injustice over the centuries. Is down, however provisionally, the shifting
it not urgent that an account ofthe nature of signifiers in the way that I have done.
religion take this on board? Once again, Brit- My excuse is that I believe that we (i.e.
ish philosophers are likely to see Continental English-speaking philosophers of religion)
thinkers as lacking in rigour and discipline, have a great deal to learn from them, but that
and lapsing into sociology and politics, while differences of style and basic assumptions and
French thinkers might see British philosophers starting positions often make their work inac-
of religion as much too narrow in approach, cessible to us. Unless we recognize and allow
refusing to engage with the real religious is- for some ofthese differences, we won’t begin
sues of our time while frittering away energy to see what they are on about. And whether
discussing things that don’t have much bear- in the end we agree or disagree, I believe that
ing on people’s lives, and thereby in effect we are greatly impoverished if we refuse to
supporting the status quo. It should not be engage at all. Epistemology, especially in the
forgotten that most of the French thinkers I philosophy of religion, is inescapably about
have mentioned inherited the ideals, though ‘knowing the difference’.
not the precise content, of the political com-
mitment of Jean-Paul Sartre and Simone de
Notes
Beauvoir. Many of them were on the barri-
cades in 1968, and have worked hard for po- 1 Donna Haraway, ‘A Manifesto for Cyborgs:
litical and social projects such as the welfare Science, Technology and Socialist Feminism
of Algerian immigrants, the lifting of the in the 1980s’, in Linda J. Nicholson (ed.),
USSR’s heavy hand in Poland and Czecho- Feminism/Postmodernism (London and New
York: Routledge, 1990), pp. 202-3 (first pub-
slovakia, the right of French women to con-
lished in 1985 in Socialist Review, no. 8).
traception and abortion, and the humanizing
2 Jean Francois Lyotard, The Postmodern Con-
of conditions in mental hospitals and prisons. dition: a Report on Knowledge, trs. G.
This political engagement, and the ways in Bennington and Brian Maaumi (Minneapolis:
which the institutions of church and univer- University of Minnesota Press, 1984).
sity enabled them or failed them in their ef- 3 Judith Butler, ‘Contingent Foundations: Femi-
forts, informs all their thinking; indeed, they nism and the Question of “Postmodernism” ’,
would consider it part of an intellectual’s duty in Feminist Contentions, ed. Seyla Benhabib,
to be engaged at a practical, not only at a theo- Judith Butler, Drucilla Cornéll and Nancy
retical level. Fraser (London and New York: Routledge,
WIDE).
4 Ernest Gellner, Postmodernism, Reason and
I am aware of how sketchy is this summary of
Religion (London and New York: Routledge,
some of the differences of approach of British
1992).
and French thinkers on the themes of the sub- 5 Richard Swinburne, Responsibility and Atone-
ject, language, and God/religion. Everything ment (Oxford: Clarendon Press, 1989).
I have said requires deepening; and for almost 6 Philip L. Quinn, ‘Swinburne on Guilt, Atone-
every generalization about both British and ment, and Christian Redemption’, in Alan G.

465
GRACE M. JANTZEN

Padgett (ed.), Reason and the Christian Rel- 18 Julia Kristeva, Strangers to Ourselves, tr. Leon
gion: Essays in Honour of Richard Swinburne S. Roudiez (New York: Columbia University
(Oxford: Clarendon Press, 1994). Press, 1993).
John Hick, An Interpretation of Religion: 19 See, for example, Julia Kristeva, Revolution in
Human Responses to the Transcendent (Lon- Poetic Language, tr. Leon S. Roudiez (New
don: Macmillan, 1989), ch. 7. York: Columbia University Press, 1993).
See, for example, Luce Irigaray, Speculum of 20 Jacques Derrida, Dissemination, tr. Barbara
the Other Woman (Ithaca, N.Y., and London: Johnson (Chicago: University of Chicago
Cornell University Press, 1985) for a sustained Press, 1981).
critique of Freud; and Jacques Derrida, Spec- 21 See among others, Jean Baudrillard, Fatal
tres of Marx: The State of the Debt, the Work of Strategies, tr. Philip Beitchman and W. G. J.
Mourning, and the New International, tr. Niesluchowski (London: Pluto, 1990); The
Peggy Kamuf (London: Routledge, 1994) for Transparency of Evil: Essays on Extreme Phe-
reflections on Marxist thought in the aftermath nomena, tr. James Benedict (London: Verso,
of the Soviet Union and the Eastern Bloc. 1993).
Sigmund Freud, Totem and Taboo, in his The 22 Mark Taylor, Erring: A Postmodern A/theol-
Origins of Religion, tr. James Strachey (Pen- agy (Chicago: University of Chicago Press,
guin Freud Library, vol. 13; Harmondsworth: 1984).
Penguin, 1985). 23 Luce Irigaray, Speculum of the Other Woman,
10 Luce Irigaray, ‘Divine Woman’, in Sexes and tr. Gillian C. Gill (Ithaca, N.Y.: Cornell Uni-
Genealogies, tr. Gillian C. Gill (New York: versity Press, 1985), pp. 191-240; and Julia
Columbia University Press, 1993). Kristeva, Tales of Love.
ll Luce Irigaray, ‘Divine Women’, in her Sexes 24 As I think it does, for example, in Mark Taylor,
and Genealogies. Erring.
12 Julia Kristeva, ‘Stabat Mater’, in her Tales of 25 As for example in his essays in Michel Foucault,
Love, tr. Leon S. Roudiez (New York: Colum- Power/Knowledge: Selected Interviews and
bia University Press, 1987); reprinted in Toril Other Writings 1972-1977, ed. Colin Gordon
Moi (ed.), The Kristeva Reader (Oxford: (New York: Harvester Wheatsheaf, 1980).
Blackwell, 1986). 26 Richard Rorty, Contingency, Irony and Solt-
13 Jacques Derrida, Spurs: Nietszche’s Styles, tr. darity (Cambridge: Cambridge University
Barbara Harlow (Chicago: Chicago Univer- Press, 1989); and Mark Taylor, Evring. For a
sity Press, 1978). discussion of Rorty, see Richard J. Bernstein,
14 Ferdinand de Saussure, General Course in Lin- ‘Rorty’s Liberal Utopia’ in his The New Con-
guistics, tr. Roy Harris (London: Duckworth, stellation: The Ethical-Political Horizons of
1983). Modernity/Postmodernity (Cambridge: Polity
15 Roman Jakobson, Fundamentals of Language Press, LOS);
(The Hague: Mouton, 1956). 27 Jacques Derrida, ‘Force of Law: the “Mystical
16 The primary texts here are Ferdinand de Foundation of Authority”’, in Drucilla Cornell
Saussure, General Course in Linguistics, and et al. (eds), Deconstruction and the Possibility
Claude Lévi-Strauss, The Savage Mind (Eng- ofJustice (New York: Routledge, 1992).
lish tr.; London: Weidenfeld and Nicolson, 28 For Lacan’s view, see his ‘God and the
1966). For useful secondary literature see Jouissance of The Woman’, in Juliet Mitchel
Jonathan Culler, Saussure (London: Collins, and Jacqueline Rose (eds), Feminine Sexual-
Fontana Modern Masters, 1976); John ity: Jacques Lacan and the Ecole Freudienne
Sturrock, Structuralism, 2nd edn (London: (Basingstoke: Macmillan, 1982). The idea de-
Fontana, HarperCollins, 1993); Eve Tavor rives broadly from Freud, of course, especially
Bannet, Structuralism and the Logic ofDissent: his The Future of an Illusion.
Barthes, Derrida, Foucault, Lacan (London: 29 Luce Irigaray, ‘Women, the Sacred, Money’,
Macmillan, 1989). in her Sexes and Genealogies, p. 75.
ay, Nancy Jay, Throughout Your Generations For- 30 See for example David Crownfield (ed.), Body?
ever: Sacrifice, Religion, and Paternity (Chicago: Text in Julia Kristeva: Religion, Women, and
University of Chicago Press, 1991), p. xxiii. Psychoanalysis (Albany: State University of New

466
WOMEN’S EXPERIENCE REVISITED

York Press, 1993); Kathryn Bond Stockton, Maggie Kim et al. (eds), Transfigurations:
God Between Their Lips: Desire Between Women Theology and the French Feminists (Minne-
tn Irigaray, Bronte, and Eliot (Stanford, Cal.: apolis: Augsburg Fortress, 1993).
Stanford University Press, 1994); C.W.

51 Women’s Experience Revisited: the Challenge of the


Darker Sister*

Jacquelyn Grant

Although feminist theology has made an im- ist, though the behavior of Whites makes the
portant critique
of the sexist limitations of the distinction difficult. Nevertheless, my claim
dominant theologies of Europe and North that feminist theology is racist is best sup-
America, it is not without serious limitations, ported by a definition of racism.
especially when evaluated in the light of Black Racism, according to Joel Kovel, “. . . is the
women’s experience. What are these limita- tendency of a society to degrade and do vio-
tions and how serious are they, especially as lence to people on the basis of race, and by
they are related to Christology? In this chap- whatever mediations may exist for this pur-
ter, I will discuss these limitations and, in my pose.” These mediations are manifested in
concluding remarks, point the way towards a different forms, and are carried on through
theology that is grounded in Black women’s various media: the psychology, sociology, his-
experiences. tory, economics and symbolism of the domi-
nant (White) group. Racism is the domination
of a people which is justified by the dominant
A Limitations of Feminist group on the basis of racial distinctions. It is
Theology not only individual acts but a collective, insti-
tutionalized activity. As C. Eric Lincoln ob-
Feminist theology is inadequate for two rea- served,
sons: it is White and racist.
[flor racism to flourish with the vigor it enjoys
in America, there must be an extensive climate
— —
of acceptance and participation by large num-
bers of people who constitute its power base. It
2 Feminist Theology as Racist is the consensus of private persons that gives
racism its derivative power. The power of rac-
It would be inaccurate to assert that because
ism is the power conceded by those respectable
feminist theology is White, it is also racist. To citizens who by their actions or inaction com-
be White does not necessarily mean to be rac- municate the consensus which directs and em-
powers the overt bigot to act on their behalf.
* Prom White Women’s Christ and Black Women’s
Jesus: Feminist Christology and Womamnist Response Even if some individual feminists are not
(Atlanta, Ga.: Scholars Press, 1989), pp. 195, 199- racists, the movement has been so structured,
201, 209-10, 218-20. Reprinted with permission. and therefore takes on a racist character. In a

467
JACQUELYN GRANT

racist society, the oppressor assumes the power ment elaborated by some critics focuses on its
of definition and control while the oppressed implications for family life. Many view femi-
is objectified and perceived as a thing.’ As nism as a direct threat to Black family life.
such, White women have defined the move- Sociologist Iva Carruthers refers to feminism
ment and presumed to do so not only for as “one of the most serious assaults on Afri-
themselves but also for non-White women. can familyhood.”® This feminist movement,
They have misnamed themselves by calling she maintains, is a “White-family affair” and
themselves feminists when in fact they are is therefore totally irrelevant “to the real needs
White feminists, and by appealing to wom- of Black women.”° Deborah Hines distin-
en’s experience when in fact they appeal al- guishes between Black women’s reality and
most exclusively to their own experience. To White women’s reality.
misname themselves as “feminists” who ap-
peal to “women’s experience” is to do what Black women find it extremely difficult to ally
oppressors always do: it is to define the rules themselves with those who say, “We have all
and then solicit others to play the game. It is suffered the same,” when we know it isn’t so.
to presume a commonality with oppressed We are being told that apples and oranges are
the same, when we can see that they are not.
women that oppressed women themselves do
You cannot easily substitute one for the other
not share. If White women’s analysis were
in a recipe. Their odors are different. They ap-
adequate, they would be more precise in nam- peal to people differently. Even a blind person
ing their own movement and would not pre- can tell them apart. Yet, a steady stream of rheto-
sume to name or define the experiences of ric is aimed at convincing Black women how
others. They have simply accepted and par- much alike their lives, experiences, wishes and
ticipated in the racism of the larger American decisions are to those of our stepsisters.”
society when they have done so. This partially
accounts for the negative response which Black To say that many Black women are suspi-
women have had with respect to feminism. cious of the feminist movement, then, is to
Brenda Eichelberger identifies five catego- speak mildly about their responses to it. Put
ries of reasons that lead to Black women’s re- succinctly, women of the dominant culture are
jection of White feminism. perceived as the enemy. Like their social,
(1) Class differences mean that while Black sexual and political White male partners, they
women are dealing with “survival” issues, have as their primary goal the suppression, if
White women are dealing with “fulfillment” not oppression, of the Black race and the ad-
issues. (2) Negative imagery of Black women vancement of the dominant culture. Because
derived from physical and cultural stereotypes of this perception, many believe that Black
has resulted in the debased treatment of Black feminism is a contradiction in terms.
women. (3) The naivety, or basic lack of
knowledge of Black women about the wom-
en’s movement results in their inability to see B Towards a New Black
the relationship between feminist issues and Women’s Consciousness
the Black struggle. (4) Black women perceive
White feminists to be racists who are inter-
ested in them only in order to accomplish the
White women’s agenda. (5) There is a con-
cern that an alliance of Black women with
2 The Starting Point for Womanist
White women in a feminist agenda may be
Theology
“detrimental to Black men” and therefore di- Because it is important to distinguish Black
visive of the Black community.* and White women’s experiences, it is also im-
The hostility towards the feminist move- portant to note these differences in theologi-

468
WOMEN’S EXPERIENCE REVISITED

cal and Christological reflection. To accent the marginalized, and in the Black community,
difference between Black and White women’s poor Black men are also discriminated against.
perspective in theology, I maintain that Black This suggests that classism, as well as racism
women scholars should follow Alice Walker and sexism, has a life of its own. Consequently,
by describing our theological activity as simply addressing racism and sexism is inad-
“womanist theology.” The term “womanist” equate to bring about total liberation. Even
refers to Black women’s experiences. It ac- though there are dimensions of class which
cents, as Walker says, our being responsible, are not directly related to race or sex, classism
in charge, outrageous, courageous and auda- impacts Black women in a peculiar way which
cious enough to demand the right to think results in the fact that they are most often on
theologically and to do it independently of the bottom of the social and economic lad-
both White and Black men and White women. der. For Black women doing theology, to ig-
Black women must do theology out oftheir nore classism would mean that their theology
tridimensional experience of racism /sexism/ is no different from any other bourgeois the-
classism. To ignore any aspect of this experi- ology. It would be meaningless to the major-
ence is to deny the holistic and integrated re- ity of Black women, who are themselves poor.
ality of Black womanhood. When Black This means that addressing only issues relevant
women say that God is on the side of the op- to middle class women or Blacks will simply
pressed, we mean that God is in solidarity with not do: the daily struggles of poor Black
the struggles of those on the under side of women must serve as the gauge for the verifi-
humanity. cation of the claims of womanist theology.
In a chapter entitled “Black Women: Shap-
ing Feminist Theory,” bell hooks elaborates a
the interrelationship of the threefold oppres-
sive reality of Black women and shows some
6 Challenges for Womanist
of the weaknesses of White feminist theory.
Christology
Challenging the racist and classist assumption
of White feminism, hooks writes: Although I have argued that the White femi-
nist analysis of theology and Christology is
Racism abounds in the writings of white femi- inadequate for salvific efficacy with respect to
nists, reinforcing white supremacy and negat- Black women, I do contend that it is not to-
ing the possibility that women will bond tally irrelevant to Black women’s needs. I be-
politically across ethnic and racial boundaries.
lieve that Black women should take seriously
Past feminist refusal to draw attention to and
the feminist analysis, but they should not al-
attack racial hierarchy suppressed the link be-
tween race and class. Yet class structure in Ameni-
low themselves to be coopted on behalf of
can society has been shaped by the racial politics the agendas of White women, for as I have
of white supremacy.® argued, they are often racist unintentionally
or by intention.
This means that Black women, because of The first challenge, therefore, is to Black
oppression determined by race and their sub- women. Feminists have identified some prob-
jugation as women, make up a disproportion- lems associated with language and symbolism
ately high percentage of the poor and working of the church, theology, and Christology.
classes. However, the fact that Black women They have been able to show that exclusive
are a subjugated group even within the Black masculine language and imagery are contrib-
community and the White women’s commu- uting factors undergirding the oppression of
nity does not mean that they are alone in their women.
oppression within those communities. In the In addressing the present day, womanists
women’s community poor White women are must investigate the relationship between the

469
JACQUELYN GRANT

oppression of women and theological symbol- Then that little man in black there, he says
ism. Even though Black women have been women can’t have as much rights as men, ‘cause
able to transcend some of the oppressive ten- Christ wasn’t a woman! Where did your Christ
come from? Where did your Christ come from?
dencies of White male (and Black male) ar-
From God and a woman. Man had nothing to
ticulated theologies, careful study reveals that
do with Him.
some traditional symbols are inadequate for If the first woman God ever made was strong
us today. The Christ understood as the enough to turn the world upside down all alone,
stranger, the outcast, the hungry, the weak, these women together ought to be able to turn
the poor, makes the traditional male Christ it back, and get it right side up again! And now
(Black and White) less significant. Even our they is asking to do it, the men better let them."
sisters, the womanists of the past, though they
exemplified no problems with the symbols I would argue, as suggested by both Lee
themselves, they had some suspicions about and Sojourner, that the significance of Christ
the effects of a male image of the divine, for is not his maleness, but his humanity. The
they did challenge the oppressive and distorted most significant events of Jesus Christ were
use of it in the church’s theology. In so do- the life and ministry, the crucifixion, and the
ing, they were able to move from a traditional resurrection. The significance of these events,
oppressive Christology, with respect to in one sense, is that in them the absolute be-
women, to an egalitarian Christology. This comes concrete. God becomes concrete not
kind of equalitarian Christology was opera- only in the man Jesus, for he was crucified,
tive in Jarena Lee’s argument for the right of but in the lives of those who will accept the
women to preach. She argued “the Saviour challenges of the risen Savior the Christ.
died for the woman as well as for the man.”? For Lee, this meant that women could
The crucifixion was for universal salvation, not preach; for Sojourner, it meant that women
just for male salvation or, as we may extend could possibly save the world; for me, it means
the argument to include, not just for White today, this Christ, found in the experiences of
salvation. Because of this Christ came and Black women, is a Black woman. The com-
died, no less for the woman as for the man, mitment that to struggle not only with symp-
no less for Blacks as for Whites. toms (church structures, structures ofsociety),
as Black women have done, but with causes
Ifthe man may preach, because the Saviour died (those beliefs which produce and reinforce
for him, why not the woman? Seeing he died structures) yield deeper theological and
for her also. Is he not a whole Saviour, instead christological questions having to do with
of half one? as those who hold it wrong for a images and symbolism. Christ challenges us
woman to preach, would seem to make it ap- to ask new questions demanded by the con-
peateny
text in which we find ourselves.
The second challenge for Black women is
Lee correctly perceives that there is an onto- that we must explore more deeply the ques-
logical issue at stake. If Jesus Christ were a tion of what Christ means in a society in which
Savior of men then it is true the maleness of class distinctions are increasing. If Christ is
Christ would be paramount. But if Christ is a among “the least” then who are they? Because
Saviour of all, then it is the humanity — the our foreparents were essentially poor by vir-
wholeness — of Christ which is significant. tue of their race, there was no real need for
Sojourner was aware of the same tendency of them to address classism as a separate reality.
some scholars and church leaders to link the Today, in light of the emerging Black middle
maleness of Jesus and the sin of Eve with the class we must ask what is the impact of class
status of women and she challenged this no- upon our lives and the lives of other poor Black
tion in her famed speech “Ain’t Ia Woman?” and Third World women and men.

470
WOMEN’S EXPERIENCE REVISITED

Another way of addressing the class issue I know that it feel a kind o’ hissin’ and ticklin’
in the church is to recognize the fact that al- like to see a colored woman get up and tell you
though our race/sex analyses may force us to about things, and woman’s rights. We have all
realize that Blacks and women should share been thrown down so low that nobody thought
we’ ever get up again, but we have been long
in the leadership of the church, the style of
enough trodden now; we will come up again,
leadership and basic structures of the church
and now I am here....
virtually insure the continuation ofa privileged
...T wanted to tell you a mite about Wom-
class. an’s Rights, and so I came out and said so. [am
Contemporary Black women in taking se- sittin’ among you to watch; and every once ina
riously the Christ mandate to be among the while I will come out and tell you what time of
least must insist that we address all three as- night it is.’
pects of Black women’s reality in our analy-
ses. The challenge here for contemporary
Notes
Black women is to begin to construct a seri-
ous analysis which addresses the structural 1 Joel Kovel, White Racism: a Psychohistory (New
nature of poverty. Black women must recog- York: Columbia University Press, 1984), p. x.
nize that racism, sexism, and classism each have 2 C. Eric Lincoln, Race Religion and the Con-
lives of their own, and that no one form of tinuing American Dilemma (New York: Hill
and Wang, 1984), pp. 11-12.
oppression is eliminated with the destruction
3 Kovel, White Racism, passim.
of any other. Though they are interrelated,
4 Brenda Eichelberger, “Voices of Black Femi-
they must all be addressed. nism,” Quest: A Feminist Quarterly, II1
The third and final challenge for Black (Spring), pp. 16-23.
women is to do constructive Christology. This 5 Iva Carruthers, “War in African Familyhood,”
Christology must be a liberating one, for both in Sturdy Black Bridges: Visions of Black Women
the Black women’s community and the larger in Literature, eds. Roseann P. Bell, Bettye J.
Black community. A Christology which ne- Parker and Beverly Guy-Sheftall (New York:
gates Black male humanity is still destructive Anchor Books, Doubleday, 1979), p. 9.
to the Black community. We must, therefore, Omibideips9}
take seriously only the usable aspects of the 7 Deborah Hines, “Racism Breeds Stereotypes,”
The Witness, 65 (February 1982), p. 7.
past.
8 bell hooks, Feminist Theory: From Margin to
To be sure, as Black women receive these
Center (Boston, MA: South End Press, 1981),
challenges, their very embodiment represents js hs
a challenge to White women. This embodi- 9 Jarena Lee, Religious Experiences and Journal
ment (of racism, sexism, and classism) says to of Mrs Jarena Lee (Philadelphia, 1849),
White women that a wholistic analysis is a pp. 15-16.
minimal requirement for wholistic theology. 10 Ibid., p. 16.
The task of Black women, then, is construc- 11 Sojourner Truth, “Ain’t la Woman,” in Femi-
tive. nism, ed. Schneir, p. 94.
As we organize in this constructive task, we 12 Ibid., pp. 96-8.
are also challenged to adopt the critical stance
of Sojourner with respect to the feminist analy-
sis as reflected in her comment:

47]
FREDERICK DOUGLASS

52 Narrative of the Life of Frederick Douglass*

Frederick Douglass

Appendix which every where surround me. We have


menstealers for ministers, women-whippers for
I find, since reading over the foregoing Nar- missionaries, and cradle-plunderers for church
rative that I have, in several instances, spoken members. The man who wields the blood-
in such a tone and manner, respecting reli- clotted cowskin during the week fills the pul-
gion, as may possibly lead those unacquainted pit on Sunday, and claims to be a minister of
with my religious views to suppose me an the meek and lowly Jesus. The man who robs
opponent of all religion. To remove the li- me of my earnings at the end of each week
ability of such misapprehension, I deem it meets me as a class-leader on Sunday morn-
proper to append the following brief explana- ing, to show me the way oflife, and the path
tion. What I have said respecting and against of salvation. He who sells my sister, for pur-
religion, I mean strictly to apply to the poses of prostitution, stands forth as the pi-
slaveholding religion of this land, and with no ous advocate ofpurity. He who proclaims it a
possible reference to Christianity proper; for, religious duty to read the Bible denies me the
between the Christianity of this land, and the right of learning to read the name of the God
Christianity of Christ, I recognize the widest who made me. He who is the religious advo-
possible difference — so wide, that to receive cate of marriage robs whole millions of its sa-
the one as good, pure, and holy, is of neces- cred influence, and leaves them to the ravages
sity to reject the other as bad, corrupt, and of wholesale pollution. The warm defender
wicked. To be the friend of the one, is of ne- of the sacredness of the family relation is the
cessity to be the enemy of the other. I love same that scatters whole families — sundering
the pure, peaceable, and impartial Christian- husbands and wives, parents and children,
ity of Christ: I therefore hate the corrupt, sisters and brothers — leaving the hut vacant,
slaveholding women-whipping, cradle-plun- and the hearth desolate. We see the thief
dering, partial and hypocritical Christianity of preaching against theft, and the adulterer
this land. Indeed, I can see no reason, but the against adultery. We have men sold to build
most deceitful one, for calling the religion of churches, women sold to support the gospel,
this land Christianity. I look upon it as the and babes sold to purchase Bibles for the poor
climax of all misnomers, the boldest of all heathen! all for the glory of God and the good of
frauds, and the grossest of all libels. Never was souls! The slave auctioneer’s bell and the
there a clearer case of “stealing the livery of church-going bell chime in with each other,
the court of heaven to serve the devil in.” I and the bitter cries of the heart-broken slave
am filled with unutterable loathing when I are drowned in the religious shouts of his
contemplate the religious pomp and show, pious master. Revivals of religion and revivals
together with the horrible inconsistencies, in the slave-trade go hand in hand together.
The slave prison and the church stand near
* From The Classic Slave Narratives, ed. Henry Louis each other. The clanking of fetters and the
Gates, Jr. (New York: Mentor Books, 1987), pp. 326- rattling of chains in the prison, and the pious
ilk psalm and solemn prayer in the church, may

472
NARRATIVE OF THE LIFE OF FREDERICK DOUGLASS

be heard at the same time. The dealers in the Ye compass sea and land to make one pros-
bodies and souls of men erect their stand in elyte, and when he is made, ye make him two-
the presence of the pulpit, and they mutually fold more the child of hell than yourselves.
help each other. The dealer gives his blood- Woe unto you, scribes and Pharisees, hypo-
stained gold to support the pulpit, and the crites! for ye pay tithe of mint, and anise, and
pulpit, in return, covers his infernal business cumin, and have omitted the weightier mat-
with the garb of Christianity. Here we have ters of the law, judgment, mercy, and faith;
religion and robbery the allies of each other — these ought yet to have done, and not to leave
devils dressed in angels’ robes, and hell pre- the other undone. Ye blind guides! which
senting the semblance ofparadise. strain at a gnat, and swallow a camel. Woe
unto you, scribes and Pharisees, hypocrites!
Just God! and these are they, for ye make clean the outside of the cup and
Who minister at thine altar, God ofright! of the platter; but within, they are full of ex-
Men who their hands, with prayer and blessing, tortion and excess. Woe unto you, scribes and
lay Pharisees, hypocrites! for ye are like unto
On Israel’s ark oflight. whited sepulchres, which indeed appear beau-
tiful outward, but are within full of dead men’s
What! preach, and kidnap men? bones, and of all uncleanness. Even so ye also
Give thanks, and rob thy own afflicted poor?
outwardly appear righteous unto men, but
Talk of thy glorious liberty, and then
within ye are full of hypocrisy and iniquity.”
Bolt hard the captive’s door?
Dark and terrible as is this picture, I hold it
to be strictly true of the overwhelming mass
What! servants of thy own
Merciful Son, who came to seek and save
of professed Christians in America. They strain
The homeless and the outcast, fettering down at a gnat, and swallow a camel. Could any
The tasked and plundered slave! thing be more true of our churches? They
would be shocked at the proposition of
Pilate and Herod friends! fellowshipping a sheep-stealer; and at the same
Chief priests and rulers, as of old, combine! time they hug to their communion a man-
Just God and holy! is that church which lends stealer, and brand me with being an infidel, if
Strength to the spoiler thine? I find fault with them for it. They attend with
Pharisaical strictness to the outward forms of
The Christianity of America is a Christian- religion, and at the same time neglect the
ity, of whose votaries it may be as truly said, weightier matters of the law, judgment, mercy,
as it was of the ancient scribes and Pharisees, and faith. They are always ready to sacrifice,
“They bind heavy burdens, and grievous to but seldom to show mercy. They are they who
be borne, and lay them on men’s shoulders, are represented as professing to love God
but they themselves will not move them with whom they have not seen, whilst they hate
one of their fingers. All their works they do their brother whom they have seen. They love
for to be seen of men — They love the upper- the heathen on the other side of the globe.
most rooms at feasts, and the chief seats in They can pray for him, pay money to have the
the synagogues, .. . and to be called of men, Bible put into his hand, and missionaries to
Rabbi, Rabbi. But woe unto you, scribes and instruct him; while they despise and totally
Pharisees, hypocrites! for ye shut up the king- neglect the heathen at their own doors.
dom of heaven against men; for ye neither go Such is, very briefly, my view of the reli-
in yourselves, neither suffer ye them that are gion of this land; and to avoid any misunder-
entering to go in. Ye devour widows’ houses, standing, growing out of the use of general
and for a pretence make long prayers; there- terms, I mean, by the religion of this land,
fore ye shall receive the greater damnation. that which is revealed in the words, deeds, and

473
FREDERICK DOUGLASS

actions, of those bodies, north and south, call- Hailing the brother, sister throng,
ing themselves Christian churches, and yet in With words of heavenly union.
union with slaveholders. It is against religion,
as presented by these bodies, that I have felt We wonder how such saints can sing,
Or praise the Lord upon the wing,
it my duty to testify.
Who roar, and scold, and whip, and sting,
I conclude these remarks by copying the
And to their slaves and mammon cling,
following portrait of the religion of the south
In guilty conscience union.
(which is, by communion and fellowship, the
religion of the north), which I soberly affirm They’ll raise tobacco, corn, and rye,
is “true to the life,” and without caricature or And drive, and thieve, and cheat, and lie,
the slightest exaggeration. It is said to have And lay up treasures in the sky,
been drawn, several years before the present By making switch and cowskin fly,
anti-slavery agitation began, by a northern In hope of heavenly union.
Methodist preacher, who, while residing at the ©
south, had an opportunity to see slaveholding They’ll crack old Tony on the skull,
morals, manners, and piety, with his own eyes. And preach and roar like Bashan bull,
“Shall I not visit for these things? saith the Or braying ass, of mischief full,
Lord. Shall not my soul be avenged on sucha Then seize old Jacob by the wool,
And pull for heavenly union.
nation as this?”
A roaring, ranting, sleek man-thief,
Who lived on mutton, veal, and beef,
A Parody Yet never would afford relief
To needy, sable sons of grief,
Come, saints and sinners, hear me tell Was big with heavenly union.
How pious priests whip Jack and Nell,
And women buy and children sell, “Love not the world,” the preacher said,
And preach all sinners down to hell, And winked his eye, and shook his head;
And sing of heavenly union.
He seized on Tom, and Dick, and Ned,
Cut short their meat, and clothes, and bread,
They’ll bleat and baa, dona like goats, Yet still loved heavenly union.
Gorge down black sheep, and strain at motes,
Array their backs in fine black coats,
Another preacher whining spoke
Then seize their negroes by their throats,
Of One whose heart for sinners broke:
And choke, for heavenly union.
He tied old Nanny to an oak,
And drew the blood at every stroke,
They’ll church you if you sip a dram, And prayed for heavenly union.
And damn you if you steal a lamb;
Yet rob old Tony, Doll, and Sam,
Two others oped their iron jaws,
Of human rights, and bread and ham;
And waved their children-stealing paws;
Kidnapper’s heavenly union.
There sat their children in gewgaws;
By stinting negroes’ backs and maws,
They'll loudly talk of Christ’s reward, They kept up heavenly union.
And bind his image with a cord,
And scold, and swing the lash abhorred,
All good from Jack another takes,
And sell their brother in the Lord
And entertains their flirts and rakes,
To handcuffed heavenly union.
Who dress as sleek as glossy snakes,
And cram their mouths with sweetened cakes;
They’ll read and sing a sacred song, And this goes down for union.
And make a prayer both loud and long,
And teach the right and do the wrong,

474
THE VALUE OF AFRICAN BELIEFS AND PRACTICES

Sincerely and earnestly hoping that this lit- tice, for success in my humble efforts — and
tle book may do something toward throwing soemnly pledging my self anew to the sacred
light on the American slave system, and has- cause — I subscribe myself,
tening the glad day of deliverance to the mil- Frederick Douglass
lions of my brethren in bonds — faithfully Lynn, Mass., April 28, 1845
relying upon the power of truth, love, and jus-

53 The Value of African Religious Beliefs and Practices


for Christian Theology*

Mercy Amba Oduyoye

The “African” religious beliefs and practices Africa who hold to the traditional religious
referred to in this paper are specifically those beliefs and practices of their forebears to the
of black Africa, that is Africa south of the Sa- exclusion of the missionary religions. Their
hara, excluding the racist white minorities of religious customs blend with their social life
the south and other immigrant groups. I am and are at the base of all their institutions and
also excluding the beliefs and practices of Is- festive celebrations. It is the traditionalists who
lam and non-indigenous religions like Hin- will form the subject of this study. It is their
duism and the Bahai faith. This is not to say religious beliefs and practices that we desig-
that I am unaware of what Mbiti calls “con- nate as “African.”
tact religion.” Most Africans, says Mbiti, do Modernization has had a disruptive and
not see any contradiction in holding a mix- weakening effect on African life and thus on
ture of beliefs and practices. Indeed it is this African religion. At the same time it is evident
mixture that makes this paper possible. that the missionary religions together with
Religious pluralism is found in Africa as else- modern technology have proved inadequate
where on the globe. The popular description to our needs. Since the old appears unable to
of Africans as “notoriously” or “incurably” stand on its own and the new by itself is prov-
religious is belied by Africans who call them- ing inadequate, we should expect some crea-
selves atheists or humanists. Secularization is tive syncretism to develop in Africa.
a factor on the African scene. There are those A living Christian faith in Africa cannot but
who are to a greater or lesser degree Islamized interact with African culture. In fact there is
or Christianized. being developed an interpretation of Christi-
There is also a group that we may refer to anity and specifically of Christian theology that
as “traditionalists.” Some of these are simply one may describe as African. The intention of
theorists, but there are masses of people in this paper is to draw attention to the fact that
the process needs to be accelerated if African
* From African Theology en Route: Papers from the Pan-
Christianity is to escape being a fossilized form
African Conference of Third World Theologians, of nineteenth-century European Christianity.
December 17-23, 1977, Accra, Ghana (New York:
Orbis Books, 1979), ch. 10, pp. 109-16. Reprinted
with permission.

475
MERCY AMBA ODUYOYE

African Religious Beliefs and projects involving land use would have had a
Practices better chance of success.
Africans recognize life as life-in-community.
It is now accepted by most African Christians We can truly know ourselves if we remain true
that it is time to study the religion of our fore- to our community, past and present. The con-
bears. This has arisen out of the recognition cept of individual success or failure is second-
of the poverty of the liturgy and theology ary. The ethnic group, the village, the locality,
emanating from European and American are crucial in one’s estimation of oneself. Our
Christianity. They do not touch the African nature as beings-in-relation is a two-way rela-
soul at its depths. Here we will consider vari- tion: with God and with our fellow human
ous African traditional beliefs and practices, beings. Expand the communal ideology of
giving particular attention to those relevant clans and ethnic groups to nations and you
to African Christian theology. have a societal system in which none is left in
(a) African belief in the divine origin of want of basic needs. It is an extension of this
the universe is shared by Christianity. In Afri- belief that has led some African politicians to
can religion, as in Christianity, God leaves declare that the independence of their own
humankind in charge of the world, as a stew- countries means nothing as long as there re-
ard. In both African and Christian myths of mains on African soil one state that is still
origins, humankind becomes the center of the under colonial rule. This is one of the under-
universe. But human beings wantonly exploit lying principles of Pan-Africanism. We pros-
the world’s physical and human resources to per or perish together as a people. Nkrumah,
an extent that even God cannot tolerate. The in concluding his autobiography, said, “Our
African recognition of the divine spirit in na- task is not done and our own safety is not as-
ture and of the community of spirit between sured until the last vestige of colonialism has
human beings, other living creatures, and been swept from Africa.”?
natural phenomena could reinforce the Chris- The world is in need of religious tolerance,
tian doctrine of creation as well as contribute based on a recognition of one God from
to Christian reflection on ecological problems. whom all movements of the spirit take their
(0) Related to the belief that humankind origin. A belief in one God who is the source
is the custodian ofthe earth is Africa’s convic- of one human race renders all racism and other
tion that the past, present, and future genera- types of ethnocentricity and exploitation of
tions form one community. Africans therefore persons heretical and blasphemous. With its
try to hold in tension the demands of the tra- mythology based on African traditional be-
ditions of the elders and the necessity to build liefs, African Christianity may be in the van-
for the future. This communal sense has far- guard of this movement. Can African
reaching implications, for example, in attitudes Christians contribute new symbols and myths
toward land rights. In Africa there is nothing for promoting justice and reconciliation? Can
so difficult to alienate as land; it has to be pre- covenant meals, symbols of sharing and of the
served for the coming generations. “I con- acceptance of communal responsibility, begin
ceive that land belongs to a vast family of to happen more meaningfully in the church?
which many are dead, few are living, and Can more people “break bread” together not
countless members are unborn.”? Ifimmigrant only on their knees but in their homes, shar-
European exploiters of Africa had understood ing in the utilization of national resources?
and respected this we would not today have The role of ancestors in the life of Africans
the horrible Bantustans in South Africa. If becomes important in enabling them to re-
Africans themselves had remembered that land member their source and history. To deny
is the gift of God to the people, and thus in history is to deny one’s roots and source of
modern times to the nation, development self-identity. It is also to deny the fact that we

476
THE VALUE OF AFRICAN BELIEFS AND PRACTICES

embody in ourselves both the past and the women take complete charge are few and far
future. Ancestral cults serve the purpose of between. The fact that women do the danc-
keeping people from becoming rootless and ing and cooking for festivals does not, to my
purposeless, blown about by every fickle fash- mind, compensate for their exclusion from the
ion and ideology. The ancestral cults have “holy of holies” in the festivals. The limita-
been the custodians of the African spirit, per- tions placed on women’s participation in reli-
sonality, and vivid sense of community dem- gious practices is further aggravated by the
onstrated in socio-religious festivals. irrational fear of blood. It is an area wide open
The teaching that God is the Originator of for study. Further work on women in African
all humanity and, as a corollary, that there is religion will be a great contribution to global
one human family, is held by Christianity, but women’s issues.
it stands in dire need of reinforcement. The African women have a traditional belief in
movement from nationalism toward the benefit of sacrifice for the community.
universalism will be promoted by making avail- Sacrifice, taken seriously, can lead to social
able to the world Africa’s vision of the unity reforms and to lifestyles that are less wasteful
of the individual person and of humanity. Af- and more mindful of humanity’s stewardship
rica’s contribution can enable us to utilize of life and ultimate dependence on the Source-
creatively the tension between the universal Being. But I have difficulty in understanding
and the particular and to develop the theol- why it is the prerogative of only one sex to
ogy of the unity of humankind. sacrifice for the well-being of the community.
(c) A sense of wholeness of the person is (e) Christianity will have to take seriously
manifested in the African attitude to life. Just the African belief that God delegates author-
as there is no separation between the sacred ity to intermediary beings. In Africa there is a
and the secular in communal life, neither is widespread beliefin the “divine right of kings,”
there a separation between the soul and the which is often sanctioned by African religions.
body in a person. Spiritual needs are as im- The ruler is almost invariably a cultic person,
portant for the body as bodily needs are for and his or her person is considered sacred.
the soul. This is basic to African medicine and Against this background, certain modern po-
psychiatry. Moreover, for a wholesome life litical leaders have instituted what have come
people not only have to be at peace with them- to be known as “benevolent dictatorships.”
selves, but also must be fully integrated into Without the sanctions that provided the
the community. The African contribution can checks and balances in the traditional system,
help purge the Christian religion of the sepa- these have always ended in chaos. African or-
ration of the human being into body, soul, ganization had its own constitutional proc-
and spirit. esses for removing rulers who abused tradition.
(d) The International Women’s Year The divine rights of rulers worked in tradi-
stimulated a lot of discussion which to me was tional Africa when belief in the Supreme Be-
basically an inquiry into whether women are ing was taken seriously and decision by
an integral part of humanity or merely append- consensus was actively pursued. The people’s
ages to the male. The present freedom of Af- role in their own development is slowly being
rican women to express dissatisfaction with recognized by current African politicians. The
their secondary roles and often non-roles is days when the ruler took a unilateral decision
said to have been brought by Christianity and to declare what the people needed are slowly
westernization. I agree that there has been passing — one must say rather too slowly.
some progress in economic activity and poli- (f) Covenant-making isa characteristic of
tics. But as far as the cultic aspect of religion African life. A ruler, for example, is always a
goes, women now as before are relegated to covenanted or constitutional monarch. There
the background. The cultic events in which is always a reciprocal oath-taking between the

477
MERCY AMBA ODUYOYE

ruler and the ruled, who are often represented mankind. Here again, by analyzing the theo-
in the associated ceremonies by the elders of logical elements of Christianity and of Afri-
the community.* There are also oaths and can religion, one can indicate areas where
covenants between friends and others that African religion will be supportive of Chris-
bind members of exclusive clubs within the tian theology and contribute to its restatement
community. in terms relevant to the African context.
When these oaths are taken seriously they (i) Most rites of passage performed by
are more binding than any signature made on Christians in Africa have been enriched by
legal documents. A person who flouts African culture. Marriage, naming ceremonies,
Nsamansew (the last will and testament of a and burials are good examples. Yearly festi-
person) is sure to be called quickly to the spirit vals involving cleansing and the driving away
world to render an explanation. The process of misfortune are current in Africa. There are
of oath-taking always contains a religious ele- sacrifices to cleanse or to bless the individual
ment; one always swears by a divinity who thus © or group after a trauma — birth, death, dis-
becomes the chief witness to the transaction. ease, plague, accident, etc. These have been
Covenant meals seal reconciliation and puri- woven into liturgies of Christians in the form
fication ceremonies, since one cannot conceiv- of thanksgiving services for almost any situa-
ably work to the disadvantage of another with tion. On the other hand, Christians have shied
whom a kolanut has been shared. We should away from puberty rites and other rites ofini-
investigate what makes African traditional tiation into adulthood because they have mis-
oaths and covenants more binding than the givings as to whether a Christian’s allegiance
Lord’s Supper. to the church (and Christ) does not conflict
(g) Africa has a realistic attitude toward with age-group allegiance and membership in
the power of evil. If we recognize that the col- secret societies. Initiation to adulthood, how-
lective evil produced by humanity is strong ever, is initiation into full responsibility in one’s
enough to “materialize” into a force to reckon community; it is the culmination of a long
with, then we shall see racism and other kinds process of socio-political education. There
of exploitation for what they are and be able should be further discussion about the rela-
to develop the appropriate weapons to fight tionship of these initiation rites to Confirma-
them. Certain humanistic claims that human- tion and recognition rites prevalent in some
ity may be educated into eschewing evil leads Christian denominations.
us down a very long road to the humaniza- (7) Other traditional African liturgical
tion of our societies. What is evil is to be ex- practices are most apparent among the Afri-
orcized. Here again is a possible meeting point can Independent churches. These are the
of Christian theology and African belief. churches that have been founded by African
(h) Reconciliation has a central role in Christians and that, not being bound by the
African religion and practice. Broken relations stately liturgies and theological sensitivities of
are never allowed to go unhealed. Sacrifices the West, have developed lively liturgies with
are performed and communal meals held to music and prayer forms that are authentically
restore normalcy. In both African religion and African. Some of the older Christian congre-
Christianity, when life is sacrificed, when it is gations, both Roman Catholic and Protestant,
given back to God, it is made sacred and har- have awakened to this and are fast renewing
mony is restored. This belief is embodied in their liturgies along the lines that are relevant
the Christian doctrine of atonement. A fresh to African religiosity. Drumming, dancing,
statement of this belief, which makes use of extemporaneous prayer, dramatic methods of
African ideas of sacrifice and covenants, will conveying the word of God, and stunning
enable African religion to make another con- cultic robes are being observed among Afti-
tribution to the religious development of hu- can Christian congregations. More use is be-

478
THE VALUE OF AFRICAN BELIEFS AND PRACTICES

ing made of symbols and of spiritual healing sus of Nazareth in the Bible were all titles that
and exorcism. There is a strong sense of com- held significant salvific content. He was the
munity among members of the Independent Son of Man who came to take up the elect of
churches, and in the urban situation they be- God. He was the Son of God, the Logos who
come the new “extended family.” The songs was at God’s right hand in bringing order out
that western Christians developed in their ofchaos. He was Lord but, unlike our Caesars,
nationalistic spirit and racial pride are drop- he was the suffering servant. To some he was
ping out of the repertoire of African Chris- a Zealot, a nationalist, but one who forgave
tians as they become aware of the songs’ his enemies and prayed for them. To the sick
non-Christian character. For example: he was a doctor and to the sinful he spoke as
God.
Can we, whose souls are lighted with wisdom These and other titles were the responses
from on high: of those who had faith in his uniqueness or at
Can we to the benighted the Lamp oflife deny? least in his significance for the development
of human history.
Such hymns are rarely heard in African con- He attracted a wide variety of people, from
gregations today; they are being replaced by simple manual workers to the intellectuals of
African tunes with words that come out of the Jewish world. It was from soteriology that
the depths of the African soul or from the Christology developed. I believe that for the-
common source of Christianity — the Bible. ology to be relevant to African culture it has
to speak of salvation.
Our salvation theology has to feature the
The African Theological Task: questions of racism and liberation from mate-
Soteriology rial need. It has to emphasize the need for
communal decisions as against totalitarianism.
The word “syncretism” has become a bogey Above all, salvation is to be seen as salvation
word, used to frighten all who would venture from evil, both individual and structural. At
to do Christian theology in the context of several points our Christian theology can be
other worldviews and religions. But is syncre- aided by African religious beliefs and practices.
tism not in fact a positive and unavoidable
process? Christian theology and practice have
always interacted with the religious and philo- The African Contribution
sophical presuppositions of the various peri-
ods. Practices like the observance of Sunday, Africa’s approach to the basic religious prob-
distribution of Easter eggs, and the festival of lems facing humankind — creation, survival,
the Nile in the medieval Coptic church are human relations, the existence ofaspirit world,
instances of the acculturation of Christianity. etc. — was as meaningful and relevant to the
Evidence of this process is increasing in Af- pre-scientific age in Africa as were similar ap-
rica. proaches all over the world. These approaches,
Since the theme of salvation features so which we designate primal worldviews, are at
prominently in African religion, I would like the base of all religions and effectively con-
to offer some reflections on the question of tinue to influence the ordering of society and
salvation for African Christianity. Both in the of individual life. African religious beliefs and
New Testament and in the early church, the practices have provided, and continue to pro-
way people interpreted the significance of vide, Africa with a philosophical fountainhead
Christ was closely related to what they saw as for the individual’s life and for the ordering
their greatest need. Christ was all things to all of society. African traditional religion empha-
men, to quote Paul. The names given to Je- sizes the common origin of all humanity. It is

479
MERCY AMBA ODUYOYE

the source from which a person’s sense ofdig- in magic and witchcraft are a part of the Afri-
nity and responsibility flow. The search for cans’ recognition that life is not entirely ma-
security invariably begins here and for many terialistic. These beliefs are an expression of
it is also the last resort. Far from being redun- the yearning for life after life. Since the Su-
dant or anachronistic, African religious beliefs preme Being is believed to be the Source of
and practices have shown such a remarkable Life, the search after the life-force is itself a
ability for staying relevant that Africans have groping for a closer and more personal rela-
a responsibility to share their basic tenets with tionship with Being Itself.
the rest of humanity. This will be a task of To contribute more effectively to the reli-
recalling the peoples of the whole world to gious development of people, African Chris-
basic principles of human community and the tian theologians have a duty to theologize
religious basis of life even though some think from this context and incorporate the authen-
these principles have become outmoded or are tic African idiom into Christian theology.
a hindrance to the advancement of humanity. Utilizing African religious beliefs in Christian
We must note that since “traditional” life theology is not an attempt to assist Christian-
was permeated in all its aspects by religion, ity to capture and domesticate the African
any appeal we make to traditional values and spifit; rather it is an attempt to ensure that
practices is ultimately religious. Also we must the African spirit revolutionizes Christianity
bear in mind that the basic element in reli- to the benefit of all who adhere to it.
gion does not consist of practices of cultic
places and persons but the beliefs that are Notes
manifested through them. So that even when
1 Kwame Nkrumah, Ghana (Edinburgh: Nel-
modernization has modified ceremonies and
son and Sons, 1959), p. 10.
other cultic practices, human beings will con- 2 Ibid., p. 240.
tinue to depend on the beliefs as a rock on 3 R.S. Rattray, Ashanti Law and Constitution
which to build. So, for example, the belief in (Oxford: Oxford University Press, 1929),
the living-dead, in the existence of spirits, and p. 82.

480
INDEX

Adams, Marilyn, 156, 250 basic belief, 265-6, 285-97, 452


Adams, Robert, 30-1, 401, 412 religious experience and, 290-1
African culture and religion, 433, 475-80 Basinger, David, 442-50
Al-Ghazali, 154, 190 Baudrillard, Jean, 461
Allen, Woody, 124 Beauvoir, Simone de, 465
Alston William, 63, 142, 266, 290, 390, 456 Berkeley, George, 380
analogy, argument by, 104 best possible world and divine freedom,
animal suffering, 216-18 30-41
Anscombe, Elizabeth, 133 Biko, Steve, 260
Anselm of Canterbury, St, 61-2, 65, 69-70, Boer, Steven, 229
75, 85-6, 123, 232 Boethius, 15, 42-4, 51
anthropic principle, 118-19 Bonjour, Laurence, 450
Aquinas, St Thomas, 3, 7, 14-15, 51, 53, Browne, Malcolm W., 280
56-7, 70, 84-5, 102, 110, 285-7, 358, Browne, Sir Thomas, 408
358-9, 368, 403 brute fact, 62, 89, 91
argument from evil, 153-6 Butler, Judith, 455
animal suffering and the, 216-18
chance and the, 211-15 Calvin, John, 285-8, 354
death and the, 221-2 Carruthers; Iva, 468
divine hiddenness and the, 246-50 Carter, Brandon, 118
“evidential” version, 153-4, 157-89 causation
the “Fall” and the, 222-3, 230-2 immanent, 380, 387-98
“G.E. Moore shift”, 161-2 mnemic, 384-5
“logical” version, 153 chance, 207-9
natural evil and, see natural evil Chisholm, Roderick, 25
original sin and the, 198 Churchland, Patricia, 126-8, 317, 375
replies to, see theodicies Clarke, Samuel, 85-6
and theodicies, see theodicies Clement of Alexandria, 222
Aristotle, 84, 368, 405 Clifford, W.K., 265, 269, 273-84
Armstrong, David, 127, 384 Continental philosophy of religion, 432,
atheistic arguments 455-67
argument from evil, see argument from evil cosmological argument, 62, 84-93
divine hiddenness, see divine hiddenness Pascal’s wager and, 311-12
Atkins, Peter, 110 the principle of sufficient reason and, 86-94
Augustine, St, 13-14, 51, 232, 361-4, 394, Cover, Jan, 315-16, 334
395-6 Creel, Richard, 55-6
Ayer, A.J., 126 Cupitt, Don, 455

481]
INDEX

Darwin, Charles, 102, 109, 110, 126-7, 174 evidentialism; basic belief
Darwin, Emma, 109 “Fall”, the
Darwinism, 62, 63; see also evolution, theory the argument from evil and, 222-3, 230-2
of feminist theology, 467-71; see also gender and
Davies, Paul, 118 religion
Dawkins, Richard, 62-3, 109, 126-7 fine-tuning argument, 62-3, 114-24; see also
death, as an evil, 220-2 teleological argument: fine-tuning version
Democritus, 310 Fischer, John Martin, 20
Dennett, Daniel, 110-11 Flew, Antony, 224
Derrida, Jacques, 457-8, 461, 462, 463, 464 Fodor, Jerry, 128, 134
IWescartesmNcne tomo/5/ Omone foreknowledge, 13-28
Design argument, see teleological argument Foucault, Michel, 458
divine command ethics, 401-2, 412-27; see free will defense, see theodicies: free will defense
also ethics; God: ethics and, freedom
Euthyphro problem, 421-7 creation and, 30-41; divine, 32-4; evil and,
divine hiddenness, 156, 246-50 28-35; praiseworthiness and, 28
divine simplicity, see God: attributes of: foreknowledge and, 13-27
simplicity human compatibility with foreknowledge,
Doore, Gary, 120-1 13-27; evil and, 155, 170-3
Douglass, Frederick, 472 Frege, Gottlob, 425
Draper, Paul, 153-4, 164, 176-89 Freud, Sigmund, 280, 285, 291, 296,
dualism, 317 457-8
and immortality, 367-86
arguments for and against, 375-9 Gale, Richard, 304-6
Duff, Antony, 310-11 Galileo, 116
Dummett, Michael, 53 Gaon, Saadya, 154, 192
Gaunilo, 61, 66, 70
Edwards, Jonathan, 14-15, 34 Geach, Peter, 53
Eichelberger, Brenda, 468 Gellman, Jerome, 431-2, 441
Einstein, Albert, 116-17 Gellner, Judith, 455
Estling, Ralph, 119-20 “G. E. Moore shift”, 161-2
eternity, 5, 42-53, 53-7 gender and religion, 432
and foreknowledge, 48-50 God
definitions of, 42-4 arguments for the existence of, see theistic
ethics, see God: ethics and arguments
Euthyphro problem, 421-7 attributes of, 3-5: eternity, 5, 15-16,
Euthyphro problem, 421-7 44-53, 53-7; existence, 71-2; freedom,
evidentialism, 265, 269-73, 273-84 32-4, see also freedom: divine;
evil, see argument from evil; natural evil; goodness, 4-5, 28-41; necessary
theodicies existence, 61; omnipotence, 3-4, 7-12;
evolution theory of, 102, 114, 126-38 omniscience, 4, 13-27; simplicity, 402,
and cognitive reliability, 126-38 424, 424-7
existence ethics and, 401-27: Euthyphro problem,
as a perfection, 71 421-7
as a property, 71-2 foreknowledge, 13-28
necessary, see necessary existence Goodman, Nelson, 18
goodness, divine, 28-41
fact Grandy, Richard, 130
brute, 62, 98, 91 Grant, Jacquelyn, 432-3, 467
hard, 18-26
soft, 18-26 Halevi, Judah, 304, 431, 435
faith and reason, 265-312; see also Hanson, N.R., 241

482
INDEX

Haraway, Donna, 454 liberation theology, 156, 258-62


hard fact, 18-26 Lincoln, C. Eric, 467
Hasker, William, 5, 53 Locke, John, 275, 387-91
Hick, John, 155, 222, 229, 442, 458, 464 Luther, Martin, 354
Hillel, 304 Luzatto, M.H., 307
Hines, Deborah, 468 Lyotard, Jean F., 455
Hobbes, Thomas, 404, 405
hooks, bell, 469 MacIntyre, Alisdair, 392
Housman, A.E., 113 Mackie, J.L., 224, 228, 250; 255;,256,-305,
Howard-Snyder, Daniel, 4-5, 35 308
Howard-Snyder, Frances, 4-5, 35 Maimonides, Moses, 303, 305
Hoyle, Fred, 118-19 Marx, Karl, 275, 280, 285, 291, 296, 457,
Hume, David, 62, 85, 88, 94, 100-1, 105-24, 458
120-1, 134, 161, 165, 176, 228, 315, Mavrodes, George, 9-12
320, 337-8, 339-41, 392 McCloskey, H.J., 228
Medawar, Peter, 126
immanent causation, 380, 383-5 Mill, John Stuart, 228, 255, 421-2, 425
immortality, 317 miracles, 315-16, 320-52
arguments for, 371-2 as evidence for theism, 345-50
near-death experiences and, 370-1 Hume’s objection to, 339-45
parapsychological arguments for, 369-71 as non-violations of natural laws, 342—5
and physicalism, 317-18, 379-86 as violations of natural laws, 338-9
resurrection and, 380-6 mnemic causation, 384-5
soul and, 317 Monod, Jacques, 119-20
Irenaeus, 155, 222-3 Moore, G. E., 161-2
Irigaray, Luce, 457, 458, 462, 463, 464 morality, see ethics
More, Thomas, 315, 330
Jakobson, Roman, 460 Moser, Paul, 172
James, William 92 Murray, Michael, 156, 241
Jantzen, Grace, 432, 454
Jay, Nancy, 461 natural evil, 155, 200-1, 210-22, 225-7,
Jeffreys, H., 307-8 233-6
John of the Cross, St, 360 naturalism, 125-38
Julian of Norwich, 257 arguments against, 63
and explanations of order, 62
Kant, Immanuel, 71-2, 288, 403, 458 and miracles, 344—5
karma, 373 near-death experiences, 370-1
Kenny, Anthony, 53-7 necessary existence, 72-83
Kepler, Johannes, 117 as a perfection, 77
Kovel, Joel, 467 necessity, accidental, 17-28
Kretzmann, Norman, 5, 44, 54, 401-2, 417 Newton, Isaac, 116
Kristeva, Julia, 457-8, 461, 462, 463, 464 Nietzsche, Friedrich, 457, 458
Kruger, Jimmy, 260 Nowell-Smith, Patrick, 401, 403

Lacan, Jacques, 457-8, 463, 464 Ockham, William of, 17-28


Warson, Cx; 309 Oduyoye, Mercy Amba, 433, 475
Lawrence, D.H., 411 omnipotence, 3-4, 7-12
Lee, Jarena, 470 omniscience, 4, 13-27
Lehrer, Keith, 122-5 ontological argument, 61-2, 65-83, 123
Leibniz, Gottfried, 85, 86, 310 and necessary existence, 61-2
Lévi-Strauss, Claude, 460 Descartes’ version, 70—7
Lewis, David, 132, 274 modal version, 75-84

483
INDEX

Origen, 358 and religious pluralism, 445-54


original sin, 198 religious pluralism, 431-2, 441-54
Otto, Rudolf, 256 and religious experience, 445-50
resurrection, 317-18, 380-6
Paley, William, 101, 110 revelation, 318, 387-98
paradox of the stone, 3-4, 9-13 Rorty, Richard, 463
Parmenides, 50-1 Rowe, William, 4, 28, 62, 84, 153, 157,
Pascal, Blaise, 266-7, 298, 391 229
Pascal’s wager, 266-7, 298-312 Russell, Bertrand, 88, 114, 127, 384
and the cosmological argument, 311-12
infinite utilities and, 306-7 Santayana, George, 134
many-gods objection, 304-6 Sartre, Jean-Paul, 465
and the teleological argument, 311-12 Saussure, Ferdinand de, 457
Pelagius, 232 Savage, C. Wade, 3-4, 9
pertect being, possibility of, 80-1 Schlesinger, George, 62-3, 114, 267, 302
perfection, divine, 28-41 Schopenhauer, Arthur, 70
Phillipps, D.Z., 358, 457 sensus divimitatis, 189, 249, 287-97
physicalism, and immortality, 317-18 Shipman, Pat, 280
Piaget, Jean, 406-8 Smart, J.J.C., 464
Pike, Nelson, 252 Smith, Ian, 258
Plantinga, Alvin, 4, 13, 63, 120, 125, 175, Socrates, 232, 421-2
176, 195-6, 224, 228-9, 254, 265, 285, soft fact, 18-26
287, 390, 452, 456 soul, see also dualism
Plato, 50-1, 84, 275, 374, 401-2, 403, 411, and immortality, 367-86
419 Stich, Stephen, 128-9, 267, 300
Plotinus, 50, 51 Stump, Eleonore, 5, 44, 54, 155, 172, 227,
pluralism, see religious pluralism 317, 358
Pollock, John, 133 Swinburne, Richard, 62, 100, 155, 171-3,
Popper, Karl, 127-9 210, 229-30, 317, 367, 456
possible worlds, 75-9
best, 30-41 Taylor, Mark, 461, 463
prayer, 316-17, 353-66 teleological argument, 62-3, 94-124
God’s goodness and the efficacy of, 357 analogical, 104-9
Priest, Graham, 121-2 evolution and the, 102
principle of sufficient reason, 62, 86-94, fine-tuning version, 114-24: physical
308-10 constants and the, 116-18
as a presupposition of reason, 92—4 Pascal’s wager and, 311-12
problem of evil, see argument from evil Teresa of Avila, St, 63, 139, 360
theistic arguments, 61-3
Quine, W.V.O., 127-9, 187 cosmological argument, 62, 84-93; see also
Quinn, Philip, 31 cosmological argument from miracles,
345-50
race and religion, 432-3, 467-75 ontological argument, 61-2, 65-83; see also
Reid, Thomas, 134, 137 ontological argument
religious diversity, see religious pluralism Pascal’s wager, see Pascal’s wager
religious experience religious experience, see religious experience:
and basic belief, 266, 290 as grounds for belief in God
compared with sense experience, 63, teleological argument, 62-3
142-9 theodicies, 190-240
as grounds for theistic belief, 63, 139-49 animal suffering, 216-18
intersubjectivity and, 145-7 death and, 221-2
naturalistic explanations of, 144-5 the “Fall”, 222-3

484
INDEX

free will defense, 170-3, 192-5, 228-9 van Inwagen, Peter, 61-2, 69, 154-5, 195,
Irenaean theodicy, 155 265, 273, 380-5
liberation theology and, 258-62 Vorster, B.J., 258
natural evil, 200-1, 225-7, 233-6
Tillich, Paul, 157 Wainwright, William, 32
timelessness, see eternity Walker, Alice, 469
Trinkhaus, Erik, 280 Ward, Keith, 358
truth, 470 Wolsterstorff, Nicholas, 318, 387
Tutu, Desmond, 156, 257 Wykstra, Steven, 229, 442-50

Updike, John, 120 Zimmerman, Dean, 317-18, 379

485
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“Representative in content, broad in scope, coherent in structure, rich in
information, this superbly crafted anthology is a very useful and highly interesting
presentation of the philosophy of religion. It may well become the standard
anthology in the field.”
Keith Yandell, University of Wisconsin-Madison

“Based on the variety of topics addressed and approaches taken by the essays’
authors, as well as the quality of the selections, there is not a better collection for
an upper-division philosophy of religion course to be found.”
Jon Kvanvig, Texas A & M University

Structured around a series of key issues, this superb volume presents a


comprehensive collection of classic and contemporary articles in philosophy of
religion.

In addition to traditional topics such as arguments for God’s existence, the


problem of evil, and divine attributes, it contains articles on divine hiddenness, the
nature of revelation, and the doctrine of hell. The text gives special attention to
very recent work in philosophy of religion and includes a special section devoted to
multicultural perspectives on contemporary philosophy of religion.

The result is an ideal text for use in courses in philosophy of religion and
metaphysics, at both undergraduate and graduate levels.

Eleonore Stump and Michael J. Murray

Eleonore Stump is Robert J. Henle Professor of Philosophy at St Louis University.


She has published widely in the areas of medieval philosophy, philosophy of
religion, and metaphysics. She is aiso the current president of the Society of
Christian Philosophers.

Michael J. Murray is Associate Professor of Philosophy at Franklin and Marshall


College, Lancaster, Pennsylvania. He works primarily in contemporary philosophy
of religion and in early modern philosophy. He is currently a fellow at the Institute
for Research in the Humanities at the University of Wisconsin-Madison.

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(detail). Brooklyn Museum of Art, Ella C. Woodward and A. T. White Memorial Funds, 23.105.

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