Professional Documents
Culture Documents
Legal ethics 39-90
Legal ethics 39-90
Insular Life
Assurance Co. G.R. No. L-25291, January 30, 1971
FACTS:
The Insular Life Assurance Co., Ltd., Employees Association (Unions) entered into separate
collective bargaining agreements with the Insular Life Assurance Co., Ltd. and the FGU
Insurance Group (Companies). From the time when there was an impasse between both parties in
negotiations, to the strike up until its end, the following incidents occurred:
· 87 unionists were reclassified as supervisors by the company without an increase to their
salary.
· While on strike, each of the strikers received a letter from the companies, stating that while
they recognize the unions’ right to strike, incentives will be given to those who would voluntarily
return to work, such as meals within the office, free movies and free coffee.
· Some management men broke through the picket lines, thus a fight ensued resulting in
injuries.
· Letters were again sent, threatening unionists to be replaced unless they return to work.
· The most active strikers were refused readmission back to the company
ISSUE:
Whether or not respondent presiding Judge Arsenio Martinez of the Court of Industrial Relations
be cited in contempt for not quoting the Supreme Court’s decision properly.
RULING:
No, it is plain to the naked eye that the 60 un-underscored words of the paragraph quoted by the
respondent Judge do not appear in the pertinent paragraph of this Court's decision in L-20179-81.
Moreover, the first underscored sentence in the quoted paragraph starts with "For it is settled..."
whereas it reads, “For it must be remembered ...," in this Court's decision. Finally, the second
and last underlined sentence in the quoted paragraph of the respondent Judge's decision, appears
not in the same paragraph of this Court's decision where the other sentence is, but in the
immediately succeeding paragraph. The apparent error, however, does not seem to warrant an
indictment for contempt against the respondent Judge. We are inclined to believe that the
misquotation is more a result of clerical ineptitude than a deliberate attempt on the part of the
respondent Judge to mislead, the import of the underscored sentences of the quotation in the
respondent Judge’s decision is substantially the same as, and faithfully reflects, the particular
ruling in this Court’s decision.
MAIN POINT:
In citing this Court's decisions and rulings, it is the bounden duty of courts, judges and lawyers to
reproduce or copy the same word-for-word and punctuation mark-for-punctuation mark. It is
because ever present is the danger that if not faithfully and exactly quoted, the decisions and
rulings of this Court may lose their proper and correct meaning, to the detriment of other courts,
lawyers and the public who may thereby be misled.
RULING:
Yes. Atty. Baizas and Atty. Bolinas should pay the treble costs adjudged against their
clients.
The Perez spouses, coached by their counsels, had sallied forth on a strategem of
"remedies" projected to foil the lawful execution of a simple money judgment. It is equally
obvious that they foreshadowed their own reversals in the "remedies" they ventured to adopt,
such that even before one remedy had been exhausted, they interposed another until the case
reached this Court for the second time. The movants further contend that if there was delay, it
was because petitioners' counsel happened to be more assertive. A counsel's assertiveness in
espousing with candour and honesty his client's cause must be encouraged and is to be
commended; what we do not and cannot countenance is a lawyer's insistence despite the patent
futility of his client's position, as in the case at bar.
It is the duty of a counsel to advise his client, ordinarily a layman to the intricacies and
vagaries of the law, on the merit or lack of merit of his case. If he finds that his client's cause is
defenseless, then it is his bounden duty to advise the latter to acquiesce and submit, rather than
traverse the incontrovertible (Rule 15.05, Canon 15 of Code of Professional Responsibility). A
lawyer must resist the whims and caprices of his client, and temper his client's propensity to
litigate. A lawyer's oath to uphold the cause of justice is superior to his duty to his client; its
primacy is indisputable.
Ruling
Yes. The power to punish for contempt is inherent in all courts of the superior statute. It is a
doctrine or principle uniformly accepted and applied by the court of last resort in the United
States, which is applicable in this jurisdiction since our Constitution and courts of justice are
patterned as expounded in American Jurisprudence.
Issue:
Whether the judge had the power to impose dress requirements upon lawyers appearing before
him in judicial proceedings.
Held:
We hold that he does have such power.
To begin with, it is clear that the judicial branch of government has the inherent power to
regulate the professional conduct of all lawyers. In our judgment the court's order requiring
appellant to wear a tie in court was a simple requirement bearing a reasonable relationship to
the proper administration of justice in that court. Appellant's dogged refusal to comply
demonstrated a total lack of cooperation by counsel and was hardly befitting a member of the
bar.
46. PP vs. Rainey, 36 Cal Rptr 291
47. Peck vs. Stone, 304 N.Y.S. 2D 881
Facts:
Ms. Peck, a young lawyer, appeared in the City Court of Syracuse, New York, to represent an
indigent defendant. Ms. Peck was attired in a miniskirt, the hemline of which was approximately
5 inches above the knee and substantially higher when she was seated. Having previously
admonished her about wearing a miniskirt in the courtroom, the city judge directed Ms. Peck not
to appear in court before him again "until her dress is suitable, conventional and appropriate in
keeping with her position as an officer of the Court." Being dissatisfied with the foregoing order,
Ms. Peck filed a petition in the Supreme Court, Special Term, to vacate it.
Issue:
whether respondent's order was arbitrarily made and whether he exceeded his authority in
prohibiting petitioner from reappearing in his court in similar attire.
Held:
Upon dismissal of said petition, she appealed to the Supreme Court, Appellate Division, which
reversed the order of dismissal and held that the judge of the city court had abused his
discretion
51. Penticostes vs. Hidalgo, Adm. Matter Nos. RTJ-89331, September 28,
1990
FACTS:
Complainant Prudencio S. Penticostes has filed a series of administrative charges against Judge
Rafael B. Hidalgo of Regional Trial Court Branch 68 of Tarlac, Tarlac. In the resolution dated
June 20, 1989 dismissing RTJ-89-294, the Court admonished the complainant "to exercise more
care and decorum in filing unfounded and unsubstantiated charges against officers of the court in
order to maintain and uphold the dignity of the same of which he is a part" (also dismissed was
RTJ-88-213 in a Resolution dated July 18, 1989.) Complainant did not heed this admonition.
In his Comment in RTJ-89-361, and his Compliance by way of comment in RTJ-89-355, the
respondent judge asked that the other administrative cases by the same complainant be
consolidated. Complainant, in his Reply in RTJ-89-355, made a similar request.
The Court directed the Office of the Court Administrator (OCA) to gather all charges filed by the
complainant against the respondent judge and thereafter consolidated six (6) administrative
complaints: RTJ-89-331 (which recites ten [10] causes of action), RTJ-89-355, RTJ-89-361,
RTJ-89-362, RTJ-89-439, and RTJ-89-438.
Subsequent to the June 20, 1989 admonition, complainant continued to file charges against
respondent. He also threatened to bring more cases, as evidenced by the following: (1) a
Manifestation dated March 1, 1990 (submitted to respondent judge in relation to two civil cases),
which reads:
Counsel will make it appear on record that if the motion and joint motion will not be acted
(upon) on March 21, 1990 as scheduled he will be forced much to his regret to file the following
administrative and criminal complaints against the presiding judge, namely:
ISSUES:
Did the respondent violate his oath?
Did the respondent commit falsification under Art. 171 of the Revised Penal Code?
Did the respondent knowingly rendered an unlawful order?
Did the respondent maliciously delayed the administration of justice?
Did the respondent commit grave misconduct?
RESOLUTION:
(1) DISMISS outright the following complaints: RTJ-89-331; RTJ-89-362; RTJ-89-438; and
RTJ-89-355; RTJ-89-361 and RTJ-89-439 are likewise dismissed, except as to charges for which
comment has been required; and
(2) IMPOSE upon complainant a FINE of One Thousand Pesos (P1,000.00) payable within ten
(10) day from receipt of this Resolution, or IMPRISONMENT of ten (10) days in the local jail in
case of failure to pay the fine within the time appointed; and
(3) SUSPEND complainant from the practice of law for one (1) year for his willful disregard
and disobedience of the admonition made by the Court in RTJ-89-294, and his violation of
Canons 10, 11 and 12 of the Code of Professional Responsibility, with a stern warning that a
repetition of the same will be dealt with more severely. The suspension shall take effect from the
date of receipt of this Resolution. Let copies of this Resolution be circulated to all courts of this
country for their information and guidance, and spread in the personal record of Atty.
Penticostes.
Topic:
Canon 11
FACTS:
Kelly Wicker, with his wife Wynee Dieppe and the Tectonics Asia Architects and Engineering
Co., brought suit in the Regional Trial Court of Makati against the LFS Enterprises, Inc. and
others, for the annulment of certain deeds by which a house and lot at Forbes Park, which the
plaintiffs claimed they had purchased, was allegedly fraudulently titled in the name of the
defendant LFS Enterprises and later sold by the latter to co-defendant Jose Poe.
The case, docketed as Civil Case No. 14048, was assigned to Branch 134 formerly presided over
by Judge Ignacio Capulong who later was replaced by respondent Judge Paul T. Arcangel.
Wicker's counsel, Atty.. Rayos, filed a motion seeking the inhibition of the respondent judge
from the consideration of the case. Considering the allegations to be "malicious, derogatory and
contemptuous," respondent judge ordered both counsel and client to appear before him on
November 26, 1993 and to show cause why they should not be cited for contempt of court. In a
pleading, Atty. Rayos claimed that the allegations in the motion did not necessarily express his
views because he merely signed the motion "in a representative capacity, in other words, just
lawyering," for Kelly Wicker, who said in a note to him that a "young man possibly employed by
the Court" had advised him to have the case re-ra ffled, when the opposing counsel Atty.
Benjamin Santos and the new judge both failed to come for a hearing, because their absence was
an indication that Atty. Santos knew who "the judge may be and when he would appear".
Finding petitioners' explanation unsatisfactory, respondent judge held them guilty of direct
contempt.
ISSUES:
Whether or Atty. Rayos violted Canon 11 of the CPR. RULING
HELD:
Yes. In extenuation of his own liability, Atty. Rayos claims he merely did what he had been
bidden to do by his client of whom he was merely a “mouthpiece.” He was just “lawyering” and
“he cannot be gagged,” even if the allegations in the motion for the inhibition which he prepared
and filed were false since it was his client who verified the same. Atty. Rayos, however, cannot
evade responsibility for the allegations in question.
Based on Canon 11 of the Code of Professional Responsibility, Atty. Rayos bears as much
responsibility for the contemptuous allegations in the motion for inhibition as his client. The
Code of Professional Responsibility enjoins him to “observe and maintain the respect due to the
courts and to judicial officers and [to] insist on similar conduct by others” and “not [to] attribute
to a Judge motives not supported by the record or have materiality to the case.”
54. Bonifacio Sanz Maceda VS Hon. Ombudsman Conrado M. Vasquez & Atty. Napoleon
A. Abiera
G.R. No. 102781. April 22, 1993
FACTS:
Petitioner, Bonifacio Sanz Maceda, Presiding Judge of Branch 12 of the Regional Trial Court of
Antique, request for a petition of certiorari of the case filed against him by Atty Napoleon A.
Abiera. Petitioner seeks the review of the following orders from the Office of the Ombudsman:
(1) the Order dated September 18, 1991 denying ex-parte motion to refer to the Supreme Court
filed by the petitioner; and (2) the Order dated November 22, 1951 denying petitioner’s motion
for reconsideration and directing petitioner to file his counter-affidavit and other controverting
evidences.
Respondent, in his affidavit-complaint filed before the Office of the Ombudsman alleged that
petitioner had falsified his Certificate of Service 1 dated February 6, 1989, by certifying “that all
civil and criminal cases which have been submitted for decision or determination for a period of
90 days have been determined and decided on or before January 31, 1998,” when in truth and in
fact, petitioner knew that no decision had been rendered in five (5) civil and ten (10) criminal
cases that have been submitted for decision.
Petitioner contends that the Ombudsman has no jurisdiction over the said case despite this
Court’s ruling in Orap v. Sandinganbayan, since the offense charge arose from the judge’s
performance of his duties, which is under the control and supervision of the Supreme Court.
Furthermore, the investigation of the Ombudsman constitutes an encroachment into the Supreme
Court’s constitutional duty of supervision over all inferior courts.
ISSUE:
Whether or not the Ombudsman has jurisdiction to handle the case of the petitioner.
RULING:
The Ombudsman should have forwarded the complaint to the Court for investigation and
filing of case, since the petitioner is a personnel of the Supreme Court, a Judge at that.
A judge who falsifies his certificate of service is administratively liable to the Supreme Court for
serious misconduct and inefficiency under Section 1, Rule 140 of the Rules of Court, and
criminally liable to the State under the Revised Penal Code for his felonious act.
We agree with the petitioner that in the absence of any administrative action taken against him
by this Court with regard to his certificates of service, the investigation being conducted by the
Ombudsman encroaches into the Court’s power of administrative supervision over all courts and
its personnel, without running afoul of the doctrine of separation of powers.
According to Article VIII, Section 6 of the 1987 Constitution, the Supreme Court has
administrative supervision over all the courts and court personnel from Presiding Judge of the
Court of Appeals down to the lowest Municipal trial court clerk.
The Ombudsman should first refer the matter of petitioner’s certificates of the service to this
court for determination whether said certificates reflected the true status of his pending case load,
as the court has the necessary records to make such determination. The Ombudsman cannot
compel the Court to submit its records, or to allow its personnel to testify on this matter.
Wherefore, the instant petition is hereby granted. The Ombudsman is hereby directed to dismiss
the complaint filed by public respondent Atty Napoleon A. Abiera and to refer to the same to this
Court for appropriate action.
ARTICLE VIII, SECTION 6. The Supreme Court shall have administrative supervision over all
courts and the personnel thereof. (1987 Philippine Constitution)
ISSUE: Whether Judge Cloribel erred in granting the inclusion of the writ of execution.
HELD: No. Unfortunately, through haste or inadvertance, Judge Cloribel ignored that portion of
the prayer for execution and merely ordered that theappealed case be dismissed. Within the
period, however, before suchorder attained the stage of finality, a modification thereof
wassecured as a result of a manifestation and a motion of Uy Realty Co.to execute on the bond
filed by petitioner. Under the circumstances,what respondent Judge did was clearly within his
authority, and thechallenged order can stand the test of the most exciting scrutiny.Hence, this
petition should fail.it is understandable for a party in the situation of petitioner tomake full use of
every conceivable legal defense the law allows it. Inthe appraisal, however, of such attempts to
evade liability to which aparty like petitioner should respond, it must ever be kept in mindthat
procedural rules are intended as an iad to justice, not as ameans for its frustration.
HELD:
NO. It would be the height of unreason to impute error to the lower court precisely for
embodying in the order complained of what is set forth in the Rules of Court. Thus: "Whenever a
party to a pending case dies, becomes incapacitated or incompetent, it shall be the duty of his
attorney to inform the court promptly of such death, incapacity or incompetency, and to give the
name and residence of his executor, administrator, guardian or other legal representative. “Had
the defendant, thereafter deceased, seen to it that a new counsel was appointed, then upon his
death there could be compliance with the above provision. To cause plaintiffs to suffer for such
neglect of duty is to cast an underserved reflection on the law. It is equally vital to remember that
the judgment had become final and the stage of execution reached. Defendants cannot be heard
to allege that it is much too late now to apply the above rule. That would be to set at naught the
principle consistently adhered to by this Court.
The aim of a lawsuit is to render justice to the parties according to law. Procedural rules are
precisely designed to accomplish such a worthy objective. Necessarily, therefore, any attempt to
pervert the ends for which they are intended deserves condemnation.
RULING:
The order of October 5, 1965 is affirmed. This decision is immediately executory. Treble costs
against defendants.
Canon 12~
Facts:
- This is an administrative complaint against Atty. Ernesto Flores filed by Benguet
Electric Cooperative, Inc. seeking his removal or suspension from the bar for forum
shopping, which amounted to "grave misconduct, unduly delaying the administration
of justice, and violating with impunity his oath of office and applicable laws and
jurisprudence.
- In NLRC Case No. RAB-1-0313-84, respondent instituted a suit with the
Regional Trial Court, Branch 7, Baguio City, seeking to enjoin the defendants Clerk
of Court, et al. from levying on their properties in satisfaction of the said writ of
execution, which was eventually dismissed. Respondent claims that Branch 7
dismissed the case on lack of jurisdiction and that no appeal was perfected.
- Later that year, Respondent filed once more to the RTC for separate complaints
for Judicial Declaration of Family Home Constituted, and thus Exempt from Levy
and Execution the subject properties with Damages which are essentially similar
actions to enjoin the enforcement of the judgment rendered in NLRC Case No. RAB-
1-0313-84.
Issue/s:
- Whether the respondent violated the canons under the Code of Professional
Responsibility
Ruling/Held:
- YES. The SC rules that the respondent violated the Canon of Professional
Responsibility to do no falsehood and to assist in the speedy and efficient
administration of justice, and for violating his oath as a lawyer. The falsehood of the
absence of a perfected appeal was apparent in his reasoning, and it was made worse
as the statements were made to exculpate himself, though vain, from the charge of
Forum shopping. As such, he is suspended from the practice of law for 2 years, and is
warned that a repetition of a similar conduct would be dealt with more severely.
Doctrine/Basis:
- Canon 10 and 12
62. Lantoria vs. Bunyi, Adm. Case No. 1769, June 8, 1992
Facts:
An administrative complaint was filed by Lantoria against Bunyi, a member of the Philippine Bar, on the
ground that Bunyi committed acts of graft and corruption, dishonesty and conduct unbecoming of a
member of the IBP, and corruption of the judge and bribery.
This is in relation to Bunyi’s handling of a civil case wherein Bunyi was counsel of Mrs. Mascarinas. The
latter was the owner of the farm and Lantoria is the supervisor and manager of the said farm. The 3 civil
cases presided by Judge Galicia involved an ejectment suit of squatters in the said farm. The defendants
in the said cases were declared in default. Correspondences between Lantoria and Bunyi showed that
Bunyi initially enclosed a letter in an envelope addressed to Judge Galicia in a confidential and private
manner. Judge Galicia thru the mediation of Lantoria informed Bunyi that he is willing to let Bunyi write
the decisions for th 3 civil cases. Lantoria informed the same to Bunyi which later delivered the 3
decisions thru Lantoria.
Three years later, Lantoria file the present case against Bunyi alleging that they won the said cases
because Bunyi wrote the decisions in those cases. Bunyi contends that Lantoria had knowledge of the
request of Judge Galicia to Bunyi as the said judge had two salas before him. Also, Bunyi contends that
the drafting of the decision was not an idea spawned by him. Furthermore, he contends that his
participation is merely on revision. The solicitor general investigated the matters and found that Bunyi
prepared the draft of the decisions and that he had previous communications with the judge regarding
drafting the same. Moreover, Bunyi admitted that he prepared the said decisions and that the subject
letters do exist.
The Solicitor General found Bunyi guilty of highly unethical and unprofessional conduct for failure to
perform his duty, as an officer of the court, to help promote the independence of the judiciary and to
refrain from engaging in acts which would influence judicial determination of a litigation in which he is
counsel. The Solicitor General recommended that respondent be suspended from the practice of law for a
period of one (1) year.
Lantoria did not attend hearing of the case and later filed his withdrawal of the same. Bunyi gave an
apology but he denied the allegations of offering a gift to judge Galicia.
Issue:
WoN Bunyi violated the code of professional responsibility for lawyers?
Held:
YES. The determination of the merits of the instant case should proceed notwithstanding withdrawal of
complaint due to the Bunyi having admitted that the letters in question truly exist, and that he even asked
for an apology from the Court, for whatever effects such letters had on his duty as a lawyer. Clearly,
respondent violated Canon No. 3 of the Canons of Professional Ethics on attempts to exert personal
influence on the court - A lawyer should not communicate or argue privately with the judge as to the
merits of a pending cause and deserves rebuke and denunciation for any device or attempt to gain from a
judge special personal consideration or favor.
In the new Code of Professional Responsibility, a lawyer's attempt to influence the court is rebuked, as
shown in Canon No. 13 and Rule 13.01. CANON 13 — A lawyer shall rely upon the merits of his cause
and refrain from any impropriety which tends to influence, or gives the appearance of influencing the
court. Rule 13.01 — A lawyer shall not extend extraordinary attention or hospitality to, nor seek
opportunity for, cultivating familiarity with judges. Court finds Bunyi guilty of unethical practice in
attempting to influence the court where he had pending civil case. Suspended for 1 year
63. Cruz vs. Salva, 105 Phil 1151
Fact:
On the case handled in his capacity as City Fiscal of Pasay City, the respondent Francisco G. H.
Salva was filed a case of certiorari and prohibition with a preliminary injunction by the petitioner
Timoteo V. Cruz for the investigation he was conducting in September 1957.
In this case, a criminal investigation was conducted by the Fiscal towards the killing of Manuel
Monroy in 1953 committed by Oscar Catelo and his co-defendants. As Fiscal Salva conferred
with the Office of the Solicitor General, a Conference was held publicly with the Secretary of
Justice wherein reporters were invited at the session hall of municipal court and Timote Cruz
was subpoenaed by Fiscal Salva represented by Atty. Baizas.
Issue:
Whether or not the conduct of investigation was in violation of Rule 3.04 of Canon 3 of
Code of Professional Responsibility (CPR).
Held:
The SC found and held that respondent Salva was warranted in holding and
sensationalizing the investigation involved in this case, insofar as Salvador Realista is
concerned, publicity was unnecessary if there is only just to acquaint the evidence and
questioning towards those who were accused.
The court was disturbed due to Publications, narrations, and comments as a concomitant
result of the public investigation as already intervened by the press, a violation of Canon 3 Rule
3.04 of CPR as giving value to mass media in which result regarded as a grievous error and poor
judgment.
Thus, the court issued censure and reprehension to Francisco G.H. Salva for contempt of court
and violation of publicity and sensationalism.
FACTS:
Atty. Conrado S. Gonzales was the lawyer of the Glorito V. Maturan who represented them in an
ejectment case against Celestino Yokingco, et al., The judgment was rendered in favor of them
and later filed a motion for issuance of a writ of execution.
During the pendency of the said motion, respondent, without withdrawing as counsel for
petitioner, filed an action to annul the judgment rendered in the previous case on behalf of
Celestino Yokingco. Respondent contends that filing a motion for issuance of a writ of execution
was the last and final act in lawyer-client relationship and that his formal withdrawal would only
sever the lawyer-client relationship between them. Petitioner Glorito V. Maturan filed a
disbarment complaint against Atty. Conrado S. Gonzales for immoral, unethical and anomalous
act. The investigating commissioner of the IBP found the respondent guilty of representing
conflicting interests.
ISSUE: W/N the respondent committed malicious, unethical, immoral or anomalous acts against
his client.
RULING:
Yes.
This Court adopts the findings of the investigating commissioner finding respondent guilty of
representing conflicting interests. It is improper for a lawyer to appear as counsel for one party
against the adverse party who is his client in a related suit, as a lawyer is prohibited from
representing conflicting interests or discharging inconsistent duties. He may not, without being
guilty of professional misconduct, act as counsel for a person whose interest conflicts with that
of his present or former client. That the representation of conflicting interest is in good faith and
with honest intention on the part of the lawyer does not make the prohibition inoperative.
The reason for the prohibition is found in the relation of attorney and client, which is one of trust
and confidence of the highest degree. A lawyer becomes familiar with all the facts connected
with his client’s case. He learns from his client the weak points of the action as well as the strong
ones. Such knowledge must be considered sacred and guarded with care. No opportunity must be
given him to take advantage of the client’s secrets. A lawyer must have the fullest confidence of
his client. For if the confidence is abused, the profession will suffer by the loss thereof.
This Court finds respondent’s actuations violative of Canon 6 of the Canons of Professional
Ethics which provide in part:
“It is unprofessional to represent conflicting interests, except by express consent of all concerned
given after a full disclosure of the facts. Within the meaning of this canon, a lawyer represents
conflicting interests when, in behalf of one client, it is his duty to contend for that which duty to
another client requires him to oppose.”
Moreover, respondent’s justification for his actions reveal a patent ignorance of the fiduciary
obligations which a lawyer owes to his client. A lawyer-client relationship is not terminated by
the filing of a motion for a writ of execution. His acceptance of a case implies that he will
prosecute the case to its conclusion. He may not be permitted to unilaterally terminate the same
to the prejudice of his client.
70. PNB vs. Cedo, Adm. Case No. 3701, March 28, 1995
Facts:
The Philippine National Bank (PNB) charged respondent Atty. Telesforo S. Cedo, former Asst. Vice-
President of the Asset Management Group of complainant bank, with violation of Canon 6, Rule 6.03 of
the Code of Professional Responsibility, thus: “A lawyer shall not, after leaving government service,
accept engagement or employment in connection with any matter in which he had intervened while in
said service.” Complainant averred that while respondent was still in its employ, he participated in
arranging the sale of steel sheets (denominated as Lots 54-M and 55-M) in favor of Milagros Ong Siy for
P200, 000. He even “noted” the gate passes issued by his subordinate, Mr. Emmanuel Elefan, in favor of
Mrs. Ong Siy authorizing the pull-out of the steel sheets from the DMC Man Division Compound. When
a civil action arose out of this transaction between Mrs. Ong Siy and complainant bank before the RTC of
Makati, Branch 146, respondent who had since left the employ of complainant bank, appeared as one of
the counsels of Mrs. Ong Siy. Moreover, while respondent was still the Asst. Vice President of
complainant’s Asset Management Group, he intervened in the handling of the loan account of the spouses
Ponciano and Eufemia Almeda with complainant bank by writing demand letters to the couple. When a
civil action ensued between complainant bank and the Almeda spouses as a result of this loan account, the
latter were represented by the law firm “Cedo, Ferrer, Maynigo & Associates” of which respondent is one
of the Senior Partners. In his Comment on the complaint, respondent admitted that he appeared as counsel
for Mrs. Ong Siy but only with respect to the execution pending appeal of the RTC decision. He alleged
that he did not participate in the litigation of the case before the trial court. With respect to the case of the
Almeda spouses, respondent alleged that he never appeared as counsel for them. He contended that while
the said law firm is designated as counsel of record, the case is actually handled only by Atty. Pedro
Ferrer. Respondent averred that he did not enter into a general partnership with Atty. Ferrer nor with the
other lawyers named therein. They are only using the aforesaid name to designate a law firm maintained
by lawyers, who although not partners, maintain one office as well as one clerical and supporting staff.
On the other hand, during the investigation conducted by the IBP, it was discovered that respondent was
previously fined by this Court in the amount of P1,000.00 in connection with the cases entitled “Milagros
Ong Siy vs. Hon. Salvador Tensuan, et al.” for forum shopping, where respondent appeared as counsel for
petitioner Milagros through the said law firm.
The IBP further found that the charges against respondent were fully substantiated. In one of the hearings
of the Almeda spouses’ case, respondent attended the same with his partner Atty. Ferrer, and although he
did not enter his appearance, he was practically dictating to Atty. Ferrer what to say and argue before the
court. Furthermore, during the hearing of the application for a writ of injunction in the same case,
respondent impliedly admitted being the partner of Atty. Ferrer, when it was made of record that
respondent was working in the same office as Atty. Ferrer. The IBP noted that assuming the alleged set-
up of the firm to be true, it is in itself a violation of the Code of Professional Responsibility (Rule 15.02)
since the client’s secrets and confidential records and information are exposed to the other lawyers and
staff members at all times.
The IBP thusrecommended the suspension of respondent from the practice of law for 3 years.
ISSUE:
WoN the act of Atty. Cedo as counsel of other party in a case against PNB, his former employer,
constitutes a violation of the Code of Professional Responsibility?
HELD:
YES. The Court finds the occasion appropriate to emphasize the paramount importance of avoiding the
representation of conflicting interests. The alleged set-up of the firm is in itself a violation of the Code of
Professional Responsibility. Having been an executive of complainant bank, respondent now seeks to
litigate as counsel for the opposite side, a case against his former employer involving a transaction which
he formerly handled while still an employee of complainant, in violation of Canon 6 of the Canons of
Professional Ethics on adverse influence and conflicting interests. ACCORDINGLY, this Court resolves
to SUSPEND respondent ATTY. TELESFORO S. CEDO from the practice of law for THREE (3)
YEARS, effective immediately.
Facts:
Respondents file a complaint for ejectment and illegal detainer of a certain residential property
against petitioner before the MTC. After numerous postponements attributed by respondents to
the efforts of respondent judge to effect an amicable settlement of the case (pet. Wife being the
sister of the res. Diaz) and to postponements secured by the parties, judgments of ejectment was
rendered. Respondents filed a motion for execution of judgment since it was already final and
executory. But petitioners filed the present petition for certiorari with injunction, praying for a
declaration of nullity of the judgment of ejectment on the sole ground that “the said decision of
the respondent municipal judge is null and void ab initio for the reason that the same was
rendered by him after he has lost jurisdiction over the case due to lapse of one year from the date
of filing of the complaint. This was dismissed on the ground that the court did not lose
jurisdiction over the case just for the reason that the decision was rendered more than one year
after the filing of the complaint. Hence, this direct appeal on a question of law from the order of
the CFI dismissing appellants’ petition for certiorari seeking to restrain the execution of a
judgment of ejectment rendered by the MTC of the ground of the latter court’s alleged loss of
jurisdiction over the ejectment case after the lapse of one year from the filing of the complaint.
Issue:
WoN the appeal was frivolous.
Ruling:
Yes, petitioner, in his brief on appeal, would belatedly assail the MTC ejectment judgment
against him on the alleged ground that the said suit should have been considered as one between
the members of the same family under article 222 of the civil code (since he is a brother in law of
res. Diaz) and it had not been shown that earnest efforts towards a compromise have been made
but failed, as enjoined by said codal provision. Assuming arguendo the applicability of the cited
article, it is much too late now for petitioner to raise this question for the first time in appeal. Not
having raised it in the ejectment sui, which has long become final executory he is barred now by
laches and waiver from invoking the cited provision. Not having raised it either in his petition for
certiorari below, where the sole issue raised by him was the alleged nullity of the municipal
court’s ejectment judgment “for loss of jurisdiction over the case due to the lapse of one year
from the date of filing the complaint” he is doubly barred from raising it for the first time in this
appeal, under the well settled principle that issues of fact of law no properly brought to the
attention of the trial court cannot be raised for the first time on appeal and will not be considered
by reviewing court.
76. Quilban vs Robinol, Adm. Case No. 2144, April 10, 1989
PER CURIAM; April 10, 1989
FACTS:
The Colegio de San Jose, through its administrator, Father Federico Escaler, sold land to the
Quezon City Government as the site for the Quezon City General Hospital but reserved an area
of 2,743 square meters as possible development site. Squatters, however, settled in the area since
1965 or 1966. In 1970, the Colegio, through Father Escaler gave permission to Congressman
Luis R. Taruc to build on the reserved site a house for his residence and a training center for the
Christian Social Movement. Seeing the crowded shanties of squatters, Congressman Taruc
suggested to Father Escaler the idea of donating or selling the land cheap to the squatters
Congressman Taruc then advised the squatters to form an organization and choose a leader
authorized to negotiate with Father Escaler. Following that advice, the squatters formed the
'Samahang Pagkakaisa ng Barrio Bathala", with Bernabe Martin as President. But instead of
working for the welfare of the Samahan, Martin went to one Maximo Rivera, a realtor, with
whom he connived to obtain the sale to the exclusion of the other Samaban members. The land
was ultimately sold to Rivera at a cheap price of P15 per square meter or total consideration of
P41,961.65. The prevailing price of the land in the vicinity then was P100 to P120 per square
meter. Father Escaler had been made to believe that Rivera represented the squatters on the
property. In 1972, thirty-two heads of families of the Samahan filed the case against Rivera, et.
al. The CFI, however, dismissed the case. To prosecute the appeal in the CAl, the Samahan
members hired as their counsel Atty. Santiago R. Robinol for which the latter was paid
P2,000.00 as attorney's fees on. Atty. Robinol was also Co be given by the members a part of the
land, subject matter of the case, equal to the portion that would pertain to each of them. What
was initially a verbal commitment the land sharing was confirmed in writing. On 14 November
1978, the Court of Appeals reversed the CFI Decision and ruled in favor of the plaintiffs. To
raise the amount of P41,961.65 ordered paid by the Court of Appeals, plus expenses for
ejectment of the non-plaintiffs occupying the property, conveyance, documentation, transfer of
title etc., the five officers of the Samahan collected, little by little, P2,500.00 from each head of
family. The Treasurer, Luis Agawan, issued the proper receipts prepared by Atty. Robinol. On
18 May 1979, the sum of P68,970.00 was turned over to Atty. Robinol by the officers; on 31
May 1979 the amounts of P1,030.00 and P2,500.00 respectively; and on 2 June 1979, the sum of
P2,500.00, or a total of P75,000.00. After almost
year, the five officers discovered that no payment had been made to Rivera. When queried, Atty.
Robinol replied that there was an intervention filed in the civil case and that a Writ of Execution
had not yet been issued by the CFI of Quezon City.
However, it turned out that the motion for intervention had already been dismissed. After
confronting Atty. Robinol with that fact, the latter gave other excuses, which the officers
discovered to have no basis at all. On 6 March 1980, 21 out of 32 plaintiffs arrived at a "first
consensus" to change their counsel, Atty. Robinol. The officers of the Samahan thereafter
approached Atty. Anacleto R. Montemayor, who agreed to be their counsel, after he was shown
the document containing the consensus of the Samahan members to change Atty. Robinol as
their lawyer. Upon Atty.
Montemayor's advice, the officers sent Atty. Robinol a letter informing the latter of their
decision to terminate his services and demanding the return of the P75,000.00 deposited with
him. Atty. Robinol turned deaf ears to the demand. A subsequent letter of the same tenor was
similarly disregarded by Atty. Robinol. On 20 March 1980, Atty. Montemayor formally entered
his appearance in a civil case as counsel for the plaintiffs, vice Atty. Robinol, on the strength of
the authority given him by plaintiffs in said civil case through the five officers.
Atty. Montemayor then filed on 20 March 1980 a Motion for Execution praying that the
defendants and/or the Clerk of Court be directed to execute a deed of conveyance in favor of the
plaintiffs. At the hearing of the Motion for Execution, Atty. Robinol manifested that he had no
objection to the appearance of and his substitution by Atty. Montemayor. Because Atty. Robinol,
however, still questioned the first consensus, another document labelled “The second consensus"
was signed by 21 plaintiffs during a meeting held for the purpose on 24 November 1980 to the
effect that they had decided to change Atty. Robinol as their counsel because he had delayed
paying for their land notwithstanding the Decision of the Court of Appeals in their favor.
Administrative Case No. 2144:
On 15 April 1980 the Samahan officers filed this Administrative Complaint before this Court
requesting the investigation of Atty. Robinol for refusal to return the P75,000.00 and praying that
the Court exercise its power of discipline over members of the Bar unworthy to practice law.
Administrative Case No. 2180: Atty. Robinol filed complaint for Disbarment against Atty.
Anacleto R. Montemayor for alleged gross unethical conduct unbecoming of a lawyer in that
Atty. Montemayor readily accepted the case without his (Robinol's) formal withdrawal and
conformity and knowing fully well that there was no consensus of all the plaintiffs to discharge
him as their counsel. Court referred administrative cases to the Sol. Gen. who recommended:
1. That Atty. Santiago R. Robinol be suspended for three months for refusing to deliver the funds
of the plaintiffs in his possession, with the warning that a more severe penalty will be imposed
for a repetition of the same or similar act, and that he be ordered to retum to the plaintiffs, the
sum of
P75.000.00.
2. That the case against Atty. Anacleto R. Montemayor, be dismissed, since he has not
committed any misconduct imputed to him by Atty. Robinol.
ISSUES
Should Atty. Robinol be suspended?
Should Atty. Montemayor be disbarred?
DECISION:
YES. Reasoning Atty. Robinol has, in fact, been guilty of ethical infractions and grave
misconduct that make him unworthy to continue in the practice of the profession. After the CA
had rendered a Decision favorable to his clients and he had received the latter's funds, suddenly,
he had a change of mind and decided to convert the payment of his fees from a portion of land
equivalent to that of each of the plaintiffs to P50,000.00, which he alleges to be the monetary
value of that area. Certainly, Atty. Robinol had no right to unilaterally appropriate his clients'
money not only because he is bound by a written agreement but also because, under the
circumstances, it was highly unjust for him to have done so. His clients were mere squatters who
could barely eke out an existence. They had painstakingly raised their respective quotas of
P2,500.00 per family with which to pay for the land only to be deprived of the same by one who,
after having seen the color of money, heartlessly took advantage of
them. Atty. Robinol has no basis to claim that since he was unjustly dismissed by his clients he
had the legal right to retain the money in his possession. Firstly, there was justifiable ground for
his discharge as counsel. His clients had lost confidence in him for he had obviously engaged
dilatory tactics to the detriment of their interests, which he was duty-bound to protect. Secondly,
even if there were no valid ground, he is bereft of any legal right to retain his clients' funds
intended for a specific purpose-the purchase of land. He stands obliged to return the money
immediately to their rightful owners. The Court agrees with the Solicitor General that
complainants' evidence on this is the more credible. And that he had, in fact, received the total
sum of P75,000.00. Inevitable, therefore, is the conclusion that Atty. Robinol has rendered
himself unfit to continue in the practice of law. He has not only violated his oath not to delay any
man for money and to conduct himself with all good fidelity to his clients. He has also brought
the profession into disrepute with people who had reposed in it full faith and reliance for the
fulfillment of a lifetime ambition to acquire a homelot they could call their own.
NO
Reasoning In So far as Atty. Montemayor is concerned, we agree with of the findings of the
Solicitor General that he has not exposed himself to any plausible charge of unethical conduct in
the exercise of his profession when he agreed to serve as counsel for the plaintiffs. There is no
doubt that clients are free to change their counsel in a pending case at any time (Section 26, of
Rule 138, Rules of Court) and thereafter employ another lawyer who may then enter his
appearance. In this case, the plaintiffs in the civil suit below decided to change their lawyer,
Atty. Robinol, for of loss of trust and confidence. That act was well within their prerogative. In
so far as the complaint for disbarment filed by Atty. Robinol against Atty. Montemayor is
concerned, therefore, the same is absolutely without merit.
Disposition
Atty. Santiago R. Robinol is hereby DISBARRED for having violated his lawyer's oath to delay
no man for money, broken the fiduciary relation between lawyer and client, and proven himself
unworthy to continue in the practice of law. By reason of his unethical actuations, he is hereby
declared to have forfeited his rights to attorney's fees and is ordered to return the amount of
P75,000.00 to the plaintiffs. Administrative Case No. 2180 against Atty. Anacleto R
Montemayor for disbarment is hereby DISMISSED for lack of merit.
FACTS:
Arsenio A. Villafuerte, complainant, filed in an instant proceeding, to seek for the disbarment of
Atty Dante H. Cortez, for what he perceives to be a neglect in the handling of his cases by
respondent lawyer, despite the latter’s receipt of P1,750.00 acceptance and retainer fees.
Allegedly, complainant never showed up thereafter until November 1989 when he went to the
office of respondent lawyer but only to leave a copy of a writ of execution. Indeed, said
respondent, he had never entered his appearance in the aforenumbered case.
The Commission on Bar Discipline (CBD) of the Integrated Bar of the Philippines (IBP)
conducted investigation on this matter. In its report, IBP-CBD concluded that the facts
established would just the same indicate sufficiently case of neglect of duty on the part of
respondent.
The Board of Governors passed Resolution No. XII-97-66 which – “RESOLVED to CONFIRM
Resolution No XII-96-191of the Board of Governors Meeting dated August 30, 1996
SUSPENDING Atty Dante Cortez from the practice of law for three (3) months with a warning
that repetition of the acts/omission complained of will be dealt with more severely.”
ISSUE:
Whether or not the respondent should be suspended from the practice of law.
RULING:
The Court agrees with the IBP-CBP in its findings and conclusion that respondent lawyer has
somehow been remiss in his responsibilities.
The Court is convinced that there is a lawyer-client relationship between the respondent and
complainant, because of the acceptance of the payment of P1750.00 by the respondent. A
lawyer’s fidelity to the cause of his client requires him to be ever mindful of his responsibilities
that should be expected of him (Canon 17). He is mandated to exert his best efforts to protect,
within the bounds of the law, the interest of his clients. The Code of Professional Responsibility
cannot be any clearer in its dictum than when it stated that a “lawyer shall serve his client with
competence and diligence,” (Canon 18) and decreeing further that he “shall not neglect a legal
matter entrusted to him” (Canon 18-04).
WHERFORE, Atty Dante H. Cortez is hereby SUSPENDED from the practice of law for the
period of one month from notice hereof, with a warning that a repetition of similar acts and
other administrative lapses will be dealt with more severely that presently.
For reference:
Resolution No. XII-96-191 by the IBP Board of Governors:
RESOLVE to ADOPT and APPROVE, as it is hereby ADOPTED and APPROVED, the Report and
Recommendation of the Investigation Commissioner in the above-entitled case, hereinmade part of this
Resolution/Decision as Annex ‘A’ and, finding the recommendation therein to be fully supported by the evidence on
record and the applicable rules laws and rules, Respondent Atty. Dante Cortez is hereby SUSPENDED from the
practice of law for three months with a warning that a repetition of the acts/omission complained of will be dealt
with more severely
80. REONTOY VS. IBADLIT A.C. CBD No. 190 Feb. 4, 1999 302 SCRA
604
FACTS: An adverse decision was rendered by the trial court against the client of Atty. Ibadlit.
He did not appeal the decision because of his opinion that to appeal would be futile. An
administrative complaint was later filed by Atty. Ibadlit’s client against him for failure to file an
appeal within the reglementary period.
ISSUE: Whether a lawyer may refuse to file an appeal on behalf of his client when in his
opinion to make an appeal would be futile.
HELD: No. It was highly improper for him to have adopted such opinion since a lawyer is
without authority to waive his client’s right to appeal and his failure to appeal within the
prescribed period constituted negligence and malpractice. Under Rule 18.03, Canon 18 0f the
CPR “a lawyer shall not neglect a legal matter entrusted to him and his negligence in connection
therewith shall render him liable.”
82. Legarda v Court of Appeals (G.R No. 94457, June 10, 1992)
(Espinosa)
Facts:
Petitioner was a previous defendant in a complaint for filed by New Cathay House, Inc.,
compelling Legarda to sign a lease contract involving her house and lot at Quezon City which
the private respondent intended to use in operating a restaurant.
Thereafter, Antonio P. Coronel appeared as counsel for Legarda and filed an urgent
motion for an extension of ten (10) days to file an answer. She failed to answer within the
extended period, and the lower court had rendered a decision by default compelling her to sign
the lease contract and to pay the damages.
Atty. Coronel received a copy of the lower court's decision but he did not appeal
rendering the decision final. On November 1986, Victoria Legarda, represented by her attorney-
in-fact, filed in the CA a petition for annulment of the judgment where it was dismissed,
however, Atty. Coronel did not file a motion for reconsideration.
On December 1989, New Cathay House, Inc. sent petitioner through the Coronel Law
Office, a notice to vacate within three days from receipt thereof. Atty. Coronel did not inform
petitioner until sometime in March, 1990.
On August 1990, the petitioner’s new counsel filed a petition for certiorari contending
that the decisions of the courts are void as petitioner was deprived to be heard and stripped of her
property without due process of law through the negligence of previous counsel, Atty. Antonio
Coronel.
March 18, 1991, Supreme Court declared the previous decisions as null and void and
required the former counsel of petitioner, Atty. Antonio Coronel, to show cause within ten (10)
days from notice why he should not be held administratively liable for his acts and omissions.
Atty. Coronel filed an urgent ex-parte motion for an extension of thirty (30) days within
which to file his explanation due to the motion pressure of work. A day after the expiration of the
30-day extended period, he filed another urgent motion for a second extension of thirty (30)
days as he had been confined at the St. Luke's Hospital, which has been denied.
ISSUE:
Did Atty. Coronel committed a gross negligence which resulted in grave injustice to the
petitioner?
HELD:
Yes. Undoubtedly, Atty. Coronel's failure to exercise due diligence in protecting and
attending to the interest of his client caused the latter material prejudice. The facts of the case
clearly show that Atty. Coronel violated Canon 18 of the Code of Professional Responsibility
and failed to observe particularly Rule 18.03 of the same Code which requires that "a lawyer
shall not neglect a legal matter entrusted to him, and his negligence in connection therewith shall
render him liable."
It should be remembered that the moment a lawyer takes a client's cause; he covenants
that he will exert all effort for its prosecution until its final conclusion. A lawyer who fails to
exercise due diligence or abandons his client's cause makes him unworthy of the trust reposed on
him by the latter.
Moreover, a lawyer owes fealty, not only to his client, but also to the Court of which he is
an officer. Atty. Coronel failed to obey this Court's order even on a matter that personally affects
him, such that one cannot avoid the conclusion that he must be bent on professional self-
destruction.
RULING:
The second motion for an extension of time to file explanation is hereby DENIED. Atty.
Antonio P. Coronel is hereby found GUILTY of gross negligence in the defense of petitioner
Victoria Legarda and accordingly SUSPENDED from the practice of law for a period of six (6)
months effective from the date of his receipt of this resolution. A repetition of the acts
constituting gross negligence shall be dealt with more severely.
Let a copy of this resolution be attached to his personal record, another copy be furnished
the Integrated Bar of the Philippines and copies thereof be circulated in all the courts.
Canon 18~
The facts of the case clearly show that Atty. Coronel violated Canon 18 of the Code of
Professional Responsibility which mandates that "a lawyer shall serve his client with competence
and diligence."
He failed to observe particularly Rule 18.03 of the same Code which requires that "a lawyer shall
not neglect a legal matter entrusted to him, and his negligence in connection therewith shall
render him liable." Indeed, petitioner could not have gone through the travials attending the
disposition of the case against her not to mention the devastating consequence on her property
rights had Dean Coronel exercised even the ordinary diligence of a member of the Bar.
By negligence to file the answer to the complaint against petitioner, he set off the events which
resulted in the deprivation of petitioner’s rights over her house and lot.
In this regard, worth quoting is the observation of Justice Emilio A. Gancayco in his ponencia of
March 18, 1991: "Petitioner’s counsel is a well-known practicing lawyer and dean of a law
school. It is to be expected that he would extend the highest quality of service as a lawyer to the
petitioner. Unfortunately, counsel appears to have abandoned the cause of petitioner. After
agreeing to defend the petitioner in the civil case failed against her by the private respondent,
said counsel did nothing more than enter his appearance and seek for an extension of time to file
the answer. Nevertheless, he failed to file the answer. Hence, petitioner was declared in default
on the motion of private respondent’s counsel. . .."
83. Mariveles vs. Mallari, Adm. Matter No. 3294, February 17, 1993
Facts:
Mariveles files an administrative complain regarding former counsel for his negligence to file the
appelants brief to the court of appeals, resulting to dismissal of the appeal. Through new counsel,
complainant filed a Petition for Reinstatement of Appeal, Cancellation of Entry of Judgment and
Admission of Appellant's Brief, but it was denied by the appellate court. Thus, petitioining this
case for review in the SC
Issue:
Whether or not there is negligence in the part of the respondent?
Ruling:
The respondent violated the Code of Professional Responsibility.
Rule 12.03 — A lawyer shall not, after obtaining extensions of time to file pleadings,
memoranda or briefs, let the period lapse without submitting the same or offering an explanation
for his failure to do so.
Rule 18.03 — A lawyer shall not neglect a legal matter entrusted to him and his negligence in
connection therewith shall render him liable
Wherefore, the Court finds respondent Attorney Odilon C. Mallari guilty of abandonment and
dereliction of duty toward his client and hereby orders him DISBARRED from the legal
profession and to immediately cease and desist from the practice of law
PER CURIAM:
This administrative case against respondent Atty. Rosendo Meneses III was initiated by a
complaint-affidavit 1 filed by Atty. Augusto G. Navarro on June 7, 1994 before the
Commission on Bar Discipline of the Integrated Bar of the Philippines (hereinafter, the
Commission), for and in behalf of Pan-Asia International Commodities, Inc. Herein
complainant charges respondent Meneses with the following offenses, viz.:
(1) malpractice and gross misconduct unbecoming a public defender;
(2) dereliction of duty, by violating his oath to do everything within his power to protect his
client's interest;
(3) willful abandonment; and
(4) loss of trust and confidence, due to his continued failure to account for the amount of
P50,000.00 entrusted to him to be paid to a certain complainant for the amicable
settlement of a pending case.
The complaint-affidavit alleged that Frankwell Management and Consultant, Inc., a group of
companies which includes Pan-Asia International Commodities, Inc., through its
Administrative Manager Estrellita Valdez, engaged the legal services of respondent
Atty. Meneses. While serving as such counsel, Atty. Meneses handled various cases and
was properly compensated by his client in accordance with their retainer agreement. 3
One of the litigations handled by him was the case of "People vs. Lai Chan Kow, a.k.a.
Wilson Lai, and Arthur Bretaña," pending before Branch 134, Regional Trial Court of
Makati. On December 24, 1993, respondent received the sum of P50,000.00 from
Arthur Bretaña, the accused in said case, to be given to therein offended party, a certain
Gleason, as consideration for an out-of-court settlement and with the understanding that
a motion to dismiss the case would be filed by respondent Meneses. However, despite
subsequent repeated requests, respondent failed to present to his client the receipt
acknowledging that Gleason received said amount.
Upon investigation it turned out that the said motion, respondent Atty. Navarro had no legal
personality to sue him for and in behalf of Pan-Asia International Commodities, Inc.
because his legal services were retained by Frankwell Management and Consultant,
Inc.; that Navarro had not represented Pan-Asia International Commodities, Inc. in any
case nor had he been authorized by its board of directors to file this disbarment case
against respondent; that the retainer agreement between him and Frankwell
Management and Consultant, Inc. had been terminated as of December 31, 1993
according to the verbal advice of its Administrative Officer Estrellita Valdez; that the
case of Arthur Bretaña was not part of their retainer agreement, and Bretaña was not an
employee of Frankwell Management and Consultant, Inc. which retained him as its
legal counsel; and that the settlement of said case cannot be concluded because the same
was archived and accused Bretaña is presently out of the country.
Herein complainant, in his opposition to the motion to dismiss, stresses that respondent
Meneses is resorting to technicalities to evade the issue of his failure to account for the
amount of P50,000.00 entrusted to him; that respondent's arguments in his motion to
dismiss were all designed to mislead the Commission; and that he was fully aware of
the interrelationship of the two corporations and always coordinated his legal work with
Estrellita Valdez. Then after, the Investigating Commissioner resolved to deny said
motion to dismiss for lack of merit. The respondent filed a manifestation that he was
adopting the allegations in his motion to dismiss as his answer.9 Several postponements
and resetting of hearings were later requested and granted by the Commission He
thereafter moved to postpone and reset the hearing of the case several times allegedly
due to problems with his health.
The Commission recommended that respondent Meneses he suspended from the practice of the
legal profession for a period of three (3) years and directed to return the P50,000.00 he
received from the petitioner within fifteen (15) days from notice of the resolution. It
further provided that failure on his part to comply with such requirement would result in
his disbarment.
Respondent Meneses' misconduct constitutes a gross violation of his oath as a lawyer which,
inter alia, imposes upon every lawyer the duty to delay no man for money or malice. He
blatantly disregarded Rule 16.01 of Canon 16 of the Code of Professional
Responsibility which provides that a lawyer shall account for all money or property
collected or received for or from his client. Respondent was merely holding in trust the
money he received from his client to be used as consideration for the amicable
settlement of a case he was handling. Since the amicable settlement did not materialize,
he was necessarily under obligation to immediately return the money, as there is no
showing that he has a lien over it. As a lawyer, he should be scrupulously careful in
handling money entrusted to him in his professional capacity, because a high degree of
fidelity and good faith on his part is exacted.
87. Blanza vs. Arcangel, Adm. Case No. 492, September 5, 1967
FACTS:
Atty. Agustin Arcangel, respondent, volunteered to help Olegaria Blanza and Maria Passion,
complainants, in their respective pension claims in connection with the deaths of their husbands,
both P.C. soldiers, and for this purpose, they handed over to him the pertinent documents and
also affixed their signatures on blank papers. But subsequently, they noticed that since then,
respondent had lost interest in the progress of their claims and refused to surrender the papers
when asked by the complainants six years later.
ISSUE:
RULING:
No. The Court found the evidence adduced insufficient to warrant the taking of disciplinary
action against respondent. But the Court cannot but counsel against his actuations as a member
of the Bar. A lawyer has a more dynamic and positive role in the community than merely
complying with the minimal technicalities of the statute. As a man of the law, he is necessarily a
leader of the community, looked up to as a model citizen. His conduct must, perforce, be par
excellence, especially so when, as in this case, he volunteers his professional services.
88. G.R. No. L-40136 March 25, 1975 COSMOS FOUNDRY SHOP
WORKERS UNION and FILEMON G. ALVAREZ, petitioners,
vs. LO BU and COURT OF APPEALS, respondents.
Facts:
This is a petition for certiorari and prohibition assailing the jurisdiction of the Court of
Appeals for entertaining an Appeal from the Court of First Instance on a replevin suit which
was correctly dismissed by the latter as it had all the earmarks of a subterfuge that was
resorted to for the purpose of frustrating the execution of a judgment in an unfair labor
practice controversy. Said unfair labor practice case was already passed upon and sustained
by the Supreme Court, hence, cannot be further appealed for being final and executory.
In the petition, it was stated that respondent Lo Bu filed an urgent motion with the Court of
Industrial Relations to recall the writ of execution alleging as one of his grounds lack of
jurisdiction to pass upon the validity of the sale of the New Century Foundry Shop, followed
by another motion praying for the return of the levied properties this time asserting that
petitioner labor union failed to put up an indemnity bond and then a third, this time to allow
the sheriffto keep the levied properties at his factory, all of which were denied by the Court
en banc in its order of March 23, 1973, assailed in the certiorari proceeding, dismissed by
this Court for lack of merit. Counsel Yolando F. Busmente in his Answer to this petition had
the temerity to deny such allegations. He simply ignored the fact that as counsel for
respondent Lo Bu, he did specifically maintain that respondent filed a motion to recall the
writ of execution and followed by the motion to return the levied properties.
Issue: Whether or not the conduct of Atty. Bustamante in denying the facts alleged in the
petition to defend the cause of his client is commendable.
Held:
A legal counsel is expected to defend a client’s cause but not at the expense of truth and in
defiance of the clear purpose of labor laws.—For even if such be the case, Attorney Busmente
had not exculpated himself. He was of course expected to defend his client’s cause with zeal, but
not at the disregard of the truth and in defiance of the clear purpose of labor statutes. He ought to
remember that his obligation as an officer of the court, no less than the dignity of the profession,
requires that he should not act like an errand-boy at the beck and call of his client, ready and
eager to do his every bidding. If he fails to keep that admonition in mind, then he puts into
serious question his good standing in the bar.
89. Albano vs. Coloma, Adm. Case No. 528, October 11, 1967 ANGEL
ALBANO, complainant, vs. ATTY. PERPETUA COLOMA, respondent
FACTS:
This proceeding for disbarment was filed by complainant Angel Albano against respondent
Perpetua Coloma, a member of the Philippine Bar. Complainant alleged that during the Japanese
occupation his mother, Delfina Aquino, and he retained the services of respondent as counsel for
them as plaintiffs in Civil Case No. 4147 of the Court of First Instance of Ilocos Norte. After
which came the accusation that after liberation and long after the courts had been reorganized,
respondent failed to expedite the hearing and termination of the case, as a result of which they
had themselves represented by another lawyer. This notwithstanding, it was claimed that
respondent intervened in the case to collect her attorney's fees. Complainant stated that being a
poor man, he could hardly pay for the services of a lawyer to assist him in the disbarment
proceedings. He added the information that respondent Coloma "is a very influential woman in
the province of Ilocos Norte" as she was then a member of the provincial board. The prayer was
for the "kind and generous help regarding this matter in order that Atty. Perpetua Coloma may be
made to stand before the bar of justice and disbarred from the practice of her profession as a
lawyer."
ISSUE:
Whether or not Atty. Perpetua Coloma be removed for her failure to comply with her obligations
as counsel as she served faithfully, efficiently, continuously and to the best of her knowledge and
capacity.
RULING:
No, a lawyer cannot be removed without just cause. The Solicitor General could thus rightfully
assert that if there was anyone guilty of bad faith in this case "it is complainant and his co-
plaintiffs in Civil Case No. 4147 who, after benefiting from the valuable services of respondent
in said case, tried to back out on their agreement for the payment of the latter's contingent
attorney's fees by dismissing her as their counsel after she had already won for them said case in
the trial court and the Court of Appeals, and later, by attempting to impugn the authenticity and
genuineness of their written agreement for the payment of attorney's fees, therefore as has been
so clearly shown, was in no wise culpable; there is no occasion for the corrective power of this
Court coming into play, the charge against respondent Perpetua Coloma was dismissed.
MAIN POINT:
Any counsel, who is worthy of his hire, is entitled to be fully recompensed for his services. With
his capital consisting solely of his brains and with his skill, acquired at tremendous cost not only
in money but in the expenditure of time and energy, he is entitled to the protection of any judicial
tribunal against any attempt on the part of a client to escape payment of his fees. It is indeed
ironic if after putting forth the best that is in him to secure justice for the party he represents, he
himself would not get his due. Such an eventuality this Court is determined to avoid. It views
with disapproval any and every effort of those benefited by counsel's services to deprive him of
his hard-earned honorarium. Such an attitude deserves condemnation.
There is this additional point to consider. As Cardozo aptly observed: "Reputation [in the legal
profession] is a plant of tender growth, and its bloom, once lost, is not easily restored."14 This
Court, certainly is not averse to having such a risk minimized. Where, as in this case, the good
name of counsel was traduced by an accusation made in reckless disregard of the truth, an action
prompted by base ingratitude, the severest censure is called for.
90. Corpuz vs. CA, G.R. No. L-40424, June 30, 1980
Facts:
David accepted the case of Corpus though there were no express agreements regarding attorney’s
f fees. Corpus was administratively charged. He employed the services of david and won the
admin case.
Corpus gave a check to David, but was returned by david with the intention of getting paid after.
Then, the case is ruled with finality by the SC and Corpus gets his back salaries and wages.
David continued to fight for corpus’ case and got favorable judgment. Corpus refused to pay
david contending that sice david refused the first check given by him, he gave his services
gratuitously.
Issue:
WoN private respondent’ atty. David is entitled to attorney’s fees.
Held:
YES. Despite not having any written agreement or contract between Corpus and David, it is still
evident that the latter provided his legal services to the former for at least 4 years. It was further
noted that in a letter from Corpus to David, the former wrote that he would pay the latter the
attorney’s fees upon his reinstatement and receipt of back salaries but, upon reaching a favorable
judgment, has since denied the payment of such. The efforts exerted by David in providing his
legal services to allow Corpus to win his case is blatantly obvious. Therefore, attorney’s fees
should be paid to the defendant.