[Cancer 2000-apr 25 vol. 90 iss. 2] Chhieng, David C. _Fernandez, Gerardo _Cangiarella, Joan F. _Coh - Invasive carcinoma in clinically suspicious breast masses diagnosed as adenocarcinoma by fine-needle aspiration (2000

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96 CANCER

CYTOPATHOLOGY

Invasive Carcinoma in Clinically Suspicious Breast


Masses Diagnosed as Adenocarcinoma by Fine-
Needle Aspiration

David C. Chhieng, M.B.B.S.1 BACKGROUND. Fine-needle aspiration (FNA) biopsy of palpable breast masses
Gerardo Fernandez, M.D.2 along with clinical and radiologic findings can provide rapid distinction between
Joan F. Cangiarella, M.D.1 benign and malignant lesions. A preoperative determination of invasive or in situ
Jean-Marc Cohen, M.D.1 carcinoma assists in the planning of definitive treatment. Previous studies have
Jerry Waisman, M.D.1 concentrated on whether cytologic features adequately distinguish invasion, but to
Matthew N. Harris, M.D.3 the authors’ knowledge the predictive value of clinicopathologic correlation has
Daniel F. Roses, M.D.3 not been investigated. The authors attempted to determine whether a malignant
Richard L. Shapiro, M.D.3 cytologic diagnosis for a palpable breast mass is sufficient for its definitive surgical
W. Fraser Symmans, M.D.1 management as an invasive neoplasm.
METHODS. The authors reviewed 351 FNAs from palpable breast lesions with a
1
Department of Pathology, New York University cytologic diagnosis of “adenocarcinoma.” The presence of invasive disease was
Medical Center, New York, New York. determined by histologic demonstration of invasive carcinoma in the correspond-
2
Department of Pathology, Hudson Valley Hospital, ing surgical specimen or by identifying metastatic carcinoma in the absence of
Peekskill, New York. another primary source.
3 RESULTS. Three hundred forty-three (97.7%) palpable tumors diagnosed as ade-
Department of Surgery, New York University
Medical Center, New York, New York. nocarcinoma by FNA proved to be invasive adenocarcinoma. The remaining eight
tumors contained high grade ductal carcinoma in situ, and two of these contained
foci suggestive of microinvasion.
CONCLUSIONS. A palpable breast mass with an FNA diagnosis of adenocarcinoma
usually represents invasive carcinoma. A definitive treatment plan therefore can be
planned based on these clinical and FNA findings. Cancer (Cancer Cytopathol)
2000;90:96 –101. © 2000 American Cancer Society.

KEYWORDS: needle, biopsy, breast, carcinoma, invasion.

F ine-needle aspiration (FNA) biopsy of clinically palpable breast


lesions is a safe, accurate, and cost-effective procedure to differ-
entiate benign lesions from malignant ones.1-4 The positive predictive
value ranges from 95–100%.4-7 The procedure is minimally invasive
and, in practice settings with experienced cytologists, the diagnosis is
immediate. This helps to expedite the preoperative workup, relieve
the patient of the anxiety of waiting for results, and enable the patient
Presented at the 22nd International Congress of
and physician to decide on the management plan at the same visit at
the International Academy of Pathology, Nice,
France, October 1998. which the diagnosis is made.
For malignant neoplasms of the breast, surgical management
Address for reprints: W. Fraser Symmans, M.D., depends in large part on whether the carcinoma is invasive or in
Department of Pathology, U.T. M.D. Anderson Can- situ.8,9 Alternatively, neoadjuvant chemotherapy and/or radiotherapy
cer Center, 1515 Holcombe Blvd, Room G1.
may be offered for locally advanced invasive carcinoma. There is an
3617-C, Houston, TX 77030-4009.
opinion that invasion in breast carcinoma cannot be assessed reliably
Received May 24, 1999; revision received July 12, using cytologic criteria by FNA,10-14 leading to the conclusion that
1999; accepted July 21, 1999. core needle biopsies (CNBs) are required.15,16 We propose that cyto-

© 2000 American Cancer Society


FNA of Palpable Breast Carcinoma/Chhieng et al. 97

logic criteria should not be used alone but, when TABLE 1


considered with clinical and radiologic findings, can Histologic Diagnosis of the Resected Breast Carcinoma
lead to an accurate diagnosis of invasive carcinoma.
Histologic subtypes No. of cases
We calculated the probability of invasive disease for
patients who presented with a clinically suspicious Ductal carcinoma in situ 8 (2.3%)
palpable breast mass and an FNA diagnosis of adeno- Invasive adenocarcinoma
carcinoma. Ductal 243 (69.4%)
Lobular 47 (13.4%)
Mixed ductal and lobular 20 (5.7%)
MATERIALS AND METHODS Tubular 7 (2.0%)
A computer-based search identified all breast FNAs Mucinous (colloid) 5 (1.4%)
performed between 1991–1998 at the New York Uni- Medullary (typical) 3 (0.9%)
versity Medical Center. Women were included in this Metaplastic 3 (0.9%)
Cases not excised but with evidence of metastatic disease 14 (4.0%)
study if they presented with a palpable breast mass
Total 351 (100%)
and had received an FNA diagnosis of “adenocarcino-
ma.” Aspirations were performed by cytopathologists
using 25-gauge or 27-gauge needles with two to three
passes. In some patients FNA also was performed on from 1–9 cm. Seven of the eight DCIS lesions were
suspicious, palpable, ipsilateral axillary lymph nodes. high grade and comedo-type. Although there was no
The aspirated cellular material immediately was ex- definitive evidence of invasive carcinoma, foci suspi-
pelled onto glass slides, smeared, and air-dried. The cious for microinvasion were identified in two lesions.
slides then were stained by a modified Giemsa (Diff- Suspicion of microinvasion was defined as the pres-
Quik) method. Standard cytologic criteria were used to ence of microscopic foci of possible invasion ⬍ 1 mm
diagnose adenocarcinoma.17 in greatest dimension or uncertainty regarding
Histologic sections of primary breast tumors were whether a focus represented a tangentially sectioned
examined after surgical excision and the presence of cancerous lobule or an invasive focus.18 One patient
invasion was determined. For patients who did not had a noncomedo DCIS involving a papillary lesion
undergo surgery, documentation of metastatic breast and a synchronous contralateral infiltrating ductal
carcinoma was accepted as evidence of invasiveness carcinoma. All eight patients underwent at least lim-
of the primary tumor. ited axillary lymph node dissection at the time of
resection for the primary breast lesion. No regional
RESULTS lymph node or systemic metastases were detected in
Three hundred fifty-one FNAs from 350 women (1 these eight women.
patient had bilateral palpable breast lesions) were in-
cluded in the current study. The age range of the DISCUSSION
patients was 24 –96 years (mean age, 65 years). The FNA of the breast is simple, quick, minimally invasive,
size of the palpable lesions ranged from 1–13 cm, with and accurate.1,3,19 In our experience and that of oth-
a mean of 2.6 cm. Histologic confirmation in 337 cases ers, FNA of palpable breast lesions can differentiate
(96.0%) and/or metastatic workup in 14 cases (4.0%) malignant from benign conditions accurately.1-7 Con-
were obtained. There were no false-positive FNA re- fidence in this procedure may lead to definitive treat-
sults. Histologic evidence of invasive carcinoma or ment. We agree with Kern20 that false-positive diag-
metastatic disease was found in 343 of the 351 cases noses are unacceptable if the selection of the
(97.7%). This was considered as indirect evidence of appropriate treatment plan is to be based on the cy-
invasiveness. The positive predictive value for inva- tologic diagnosis alone. In the current study there
sion was 97.7%. The histologic diagnoses for the 337 were no false-positive cytologic diagnoses of carci-
excised masses are presented in Table 1. noma. Our practice is to reserve a malignant diagnosis
Ductal carcinoma in situ (DCIS) without evidence for instances in which there is no doubt of malignancy
of invasion was found in 8 tumors (2.3%) after exten- and use the diagnosis “suspicious for carcinoma”
sive sampling. The clinicopathologic features of these when most, but not all, of the cytologic criteria for
eight tumors are summarized in Table 2. Breast imag- carcinoma are met.
ing demonstrated a mass in two cases and an ill- Axillary lymph node dissection is performed in
defined density with or without microcalcification in patients with invasive breast carcinoma to provide
four cases. In the remaining two cases, only microcal- prognostic information and to assess the need for
cification without associated soft tissue density was adjuvant chemotherapy.21,22 Randomized prospective
noted. The pathologic size of the DCIS lesions ranged trials demonstrated equivalent survival irrespective of
98

TABLE 2
Clinicopathologic Features of the 8 Palpable Ductal Carcinomas In Situ

Case Age Size of palpable Intraoperative Location of Pathologic Histologic Nuclear Axillary lymph
no. (yrs) Radiologic findings mass Other clinical findings consultation Surgical procedures DCIS size of DCIS subtype grade node status Comments

1 38 5 cm area of diffuse 1.5 cm None ND Total mastectomy and UOQ 2.0 cm Comedo 2/3 Neg (0/14) Pagetoid spread to a
pleomorphic calc ALND, Level I/II lactiferous duct; NED at 8
with an ill-defined mos
mass; 2nd
separate area of
calc
2 67 Irregular soft tissue 3.5 cm None ND Total mastectomy and UIQ, LIQ, and 3.5 cm Comedo, 3/3 Neg (0/13) NA
density ALND UOQ papillary,
and solid
3 56 Dense parenchyma; 2.0 cm None ACA (TP) Total mastectomy and UOQ 2.5 cm Comedo, 3/3 Neg (0/21) Suspicious for microinvasion;
bilateral calc ALND cribriform, Pagetoid spread to a
and lactiferous duct; NED at
papillary 72 mos
4 38 3 cm mass 2.0 cm H/O of Hodgkin ACA (TP) Total mastectomy and NS 3.5 cm Comedo 3/3 Neg (0/17) Suspicious for microinvasion;
lymphoma, status ALND, Level I NED at 24 mos
postradiotherapy
5 75 1 cm mass 1.0 cm Synchronous, DCIS (FS) Total mastectomy and NS 1.0 cm Cribriform and 2/3 Neg (0/15) Patient desired bilateral
contralateral 3 cm ALND solid within mastectomy with
CANCER (CANCER CYTOPATHOLOGY) April 25, 2000 / Volume 90 / Number 2

infiltrating ductal a papillary reconstruction; NED at 16


carcinoma lesion mos
6 45 Extensive area of calc; 6.0 cm Patient was 6 months DCIS (FS) Total mastectomy and UOQ and LOQ 9.0 cm Comedo, solid, 3/3 Neg (0/28) NED at 7 mos
3 cm, ill-defined postpartum; a 2 cm ALND and
mass on palpable ipsilateral papillary
ultrasound axillary LN
7 49 Area of calc 3.0 cm Presented with Paget’s DCIS (FS) Total mastectomy and UOQ 3.0 cm Comedo 3/3 Neg (0/0) Paget’s disease of the nipple;
corresponded to disease ALND limited to NED at 33 mos
the palpable lesion Level I
8 82 9-cm area of calc with 9.0 cm nodularity Core needle biopsy ND Total mastectomy and UOQ 7.0 cm Comedo and 3/3 Neg (0/22) Pagetoid spread to a
ill-defined mass with no showed DCIS ALND papillary lactiferous duct; NED at
discrete mass 22 mos

DCIS: ductal carcinoma in situ; calc: calcification; ND: not done; ALND: axillary lymph node dissection; UOQ: upper outer quadrant; Neg: negative; NED: no evidence of disease; UIQ: upper inner quadrant; LIQ: lower inner quadrant; NA: not available; ACA: adenocarcinoma; TP:
touch preparation; H/O: history of; NS: not specified; FS: frozen section; LN: lymph node; LOQ: lower outer quadrant.
FNA of Palpable Breast Carcinoma/Chhieng et al. 99

axillary lymph node dissection.23-25 In a recent study smaller DCIS lesions (2%).36 Microinvasion is more
of 955 patients with invasive breast carcinoma who common in comedo-type DCIS. Patchefsky et al.
underwent conservative surgery and radiation, Haffty noted microinvasion in 12 of 19 comedo-type DCIS
et al. found there was no significant difference in the specimens (63%) and in only 4 of 36 noncomedo-type
rates of distant metastasis, disease free survival, or DCIS specimens (12%); however, they did not specify
overall survival between those patients who under- the criteria used for determining microinvasion.37 Pa-
went axillary lymph node dissection and those who tients with DCIS presenting as a palpable mass were 3
did not.25 Because of the minimal rate of incidence of times (15% vs. 5%) more likely to have microinvasive
lymph node metastases from DCIS, surgeons usually disease than patients with DCIS detected mammo-
do not perform axillary lymph node dissection.26-28 graphically.38 The clinical implication of microinva-
Therefore, preoperative knowledge of whether inva- sion is the risk of metastases. Patients with microin-
sive disease is present influences the surgical planning vasive disease are 10 times more likely (10% vs. 1%) to
and may obviate the need for a second surgery. have axillary lymph node metastases than patients
Published reports concerning the accuracy of pre- with pure DCIS.39,40 In the current study, eight pa-
dicting invasiveness using cytologic criteria are not tients had pure DCIS; these generally were extensive,
uniform. Bondeson and Lindholm29 studied 300 FNAs ill-defined masses (with associated microcalcification)
of nonpalpable breast tumors and achieved a high that had high nuclear grade and comedo histology.
positive predictive value (96%) for invasiveness. Oth- Two of these eight patients had microscopic foci sus-
ers state that there are no well defined cytologic fea- picious for microinvasion. These patients underwent
tures that separate in situ from invasive carcinoma at least limited axillary lymph node dissection because
reliably.10-14 Observed differences between the two the risk of lymph node metastases was sufficiently
entities were noted to be quantitative, and therefore high. We noted that four of these eight patients had
do not allow for precise distinction.10 Early compari- received a diagnosis of DCIS from either CNB (one
son of FNA and CNB for palpable breast carcinoma patient) or frozen section biopsy (three patients).
favored CNB as a more reliable technique16,30; how- Krag et al. and Giuliano et al. have demonstrated
ever, operator and interpreter experience with both that biopsy of the physiologically determined entrance
procedures was limited at that time and particularly lymph node(s) to the axillary lymph node basin or the
influenced the results from FNA.31 A recent compari- sentinel lymph node(s) provides useful information
son of FNA and CNB for palpable breast carcinoma in for predicting the regional axillary lymph node sta-
124 women showed that the specificity values for both tus.41,42 By ink staining and/or radionuclide injection,
FNA and CNB were comparable (100%), yet FNA was the sentinel lymph node(s) can be labeled accurately
more sensitive than CNB (97.5% vs. 90.0%).32 Similar and sampled under local anesthesia.41-43 In more re-
findings by Shin and Sneige14 also showed that FNA cent reports, both the positive and negative predictive
was equivalent or superior to CNB as a means of values of sentinel lymph node biopsy have been re-
detecting carcinoma in palpable lesions. CNB is valu- ported to be high.44-47 With this simple, less morbid,
able in the detection of invasive disease in patients and accurate approach to the study of the regional
with lymph node negative breast carcinoma, but the axillary lymph nodes, the preoperative decision of
main limitation of CNB is sampling. Failure to show which patients merit an axillary lymph node dissec-
invasive disease accounts for a 20 –30% false-negative tion may become a moot point. Certainly, all patients
rate for detecting invasiveness in stereotaxic CNB of with a palpable breast lesion and a corresponding FNA
nonpalpable carcinoma.33,34 diagnosis of adenocarcinoma have a very high rate of
The results of the current study indicate that incidence of infiltrating carcinoma and therefore
97.7% of palpable breast masses with an FNA diagno- would qualify for sentinel lymph node biopsy.
sis of adenocarcinoma are proven to be invasive car- An FNA diagnosis of adenocarcinoma in a clini-
cinoma. These patients can be managed with one-step cally suspicious, palpable breast lesion usually indi-
surgical treatment including axillary lymph node dis- cates invasive carcinoma. A definitive treatment plan
section. The role of axillary lymph node dissection in therefore can be planned based on these clinical and
women with palpable DCIS is less clear. The published FNA findings. If a clinically suspicious axillary lymph
incidence rate of microinvasion in patients with pure node is palpable at the time of FNA of the breast mass,
DCIS ranges from 6 –21%.35 The rate of incidence ap- it should be sampled by FNA as well. Although a small
pears to be related to the size, the histologic subtype, number of patients (2.3%) will have pure DCIS without
and whether the DCIS is palpable. In 1 series, patients evidence of invasion, there may be justification for
with DCIS lesions ⬎ 2.5 cm were more likely (29%) to treating such patients with sentinel lymphadenectomy
have occult invasion compared with patients with or axillary lymph node dissection because of the risk
100 CANCER (CANCER CYTOPATHOLOGY) April 25, 2000 / Volume 90 / Number 2

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17. Oertel YC. Fine needle aspiration of the breast. Stoneham,
MA: Butterworths Publishers, 1987.
18. Silverstein MJ, Waisman JR, Gamagami P, Gierson ED, Col-
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