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org/ on June 26, 2023 - Published by Cold Spring Harbor Laboratory Press
bined with chemotherapy is a new standard of care for the first-line therapy of PD-L1+
metastatic TNBC, with improvement in overall survival. The PD-L1 inhibitor atezolizumab
combined with nab-paclitaxel is also approved outside the United States for the first-line
treatment of metastatic PD-L1+ TNBC. Current research focuses on refining the use of
immunotherapy in TNBC by defining informative predictive biomarkers, developing
immunotherapy in early and advanced HER2-driven and luminal breast cancers, and over-
coming primary and secondary resistance to immunotherapy through unique immune-based
strategies.
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world. Intense investigation into the potential pansion of T cells occurs when the primary le-
efficacy of immunotherapy for other breast can- sion remains as a source of tumor antigens (Liu
cer subtypes is ongoing. et al. 2016). For TNBC, a pathological complete
response ( pCR), the absence of invasive cancer
at surgery after neoadjuvant treatment, strongly
IMMUNE INFILTRATE IN BREAST CANCER correlates with excellent clinical outcomes and is
Although normal breast tissue does not typically a common clinical end point in breast cancer
contain high levels of immune cells, breast can- clinical trials (Cortazar et al. 2014). Several trials
cers sometimes harbor TILs. Immune infiltrates have tested the combination of ICI and neoad-
are composed primarily of T effector and effec- juvant chemotherapy in early TNBC, demon-
tor memory cells (Savas et al. 2018). As the strating significantly improved pCR and/or
quantity of intratumoral immune infiltrates in- event-free survival (EFS) rates (Table 1).
creases, the ratio of CD8+ to CD4+ T cells in- KEYNOTE-522 is a randomized phase III
creases, reflecting an evolving cytotoxic T-cell trial that tests the addition of pembrolizumab
response. Tissue-resident memory T cells have or placebo to neoadjuvant chemotherapy with
been identified in high-TIL TNBCs, signifying carboplatin and paclitaxel sequenced with
the importance of the local T-cell memory re- doxorubicin and cyclophosphamide (AC), fol-
sponse. High levels of TILs present in breast lowed by surgery and adjuvant pembrolizumab
cancer at diagnosis is strongly prognostic, par- (Schmid et al. 2020b, 2022). Adding pembroli-
ticularly in TNBC. Although not yet incorporat- zumab to neoadjuvant chemotherapy signifi-
ed into standard staging systems, the levels of cantly increased the pCR rate, and more impor-
TILs can effectively up- or down-stage anatomic tantly reduced the risk of recurrence for all
patients (hazard ratio [HR] 0.63, P < 0.001), re-
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survival (OS) with neoadjuvant durvalumab risk of future cancers (Ménétrier-Caux et al.
and chemotherapy independent of pCR, and 2019). Further defining the immunomodulatory
survival data from IMpassion031 are awaited. activity of distinct chemotherapies will help op-
The BrighTNess trial previously demonstrated timize ICI efficacy and maintain patients’ lym-
EFS benefit with carboplatin added to paclitaxel phocyte pool long term.
followed by 3-wk AC, but the CALGB 40603
trial did not, so the utility of carboplatin for early
Less Cytotoxic Neoadjuvant Chemotherapy
TNBC remains a topic of debate (Geyer et al.
2022; Shepherd et al. 2022). Moreover, whether It may be possible to reduce the intensity of the
intensification of chemotherapy with carbopla- chemotherapy backbone with neoadjuvant ICI
tin is needed when pembrolizumab is added to for two main reasons. First, attaining a pCR is
neoadjuvant chemotherapy is unknown. associated with excellent outcomes regardless of
Defining the short- and long-term impact of the therapy used. Second, post-neoadjuvant
chemotherapy on antitumor immunity will in- treatment provides an opportunity to escalate
form the optimum chemotherapy backbone for or de-escalate subsequent therapy according to
ICI. Different chemotherapy classes induce dis- the pathologic response. Because adding ICI to
tinct types of tumor cell death with varying neoadjuvant chemotherapy results in higher
mechanisms of potential immunologic synergy pCR rates, evaluating ICIs in combination
with ICIs (Emens and Middleton 2015; Park with less toxic neoadjuvant chemotherapy regi-
et al. 2020). For example, anthracyclines can in- mens is an attractive strategy for reducing the
duce immunogenic cell death, which may en- risk of long-term cardiotoxicity and secondary
hance dendritic cell uptake of tumor antigens hematological malignancies associated with an-
(Mattarollo et al. 2011; Montico et al. 2018). thracyclines in lower-risk patients with early
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Taxanes inhibit microtubule formation and TNBC. The single-arm phase 2 NeoPACT trial
may bind to Toll-like receptor 4 (TLR4) to tested six cycles of neoadjuvant pembrolizumab,
promote innate immunity (Pfannenstiel et al. carboplatin, and docetaxel (Sharma et al. 2022),
2010). This immune-modulating activity en- with a pCR rate of 60% and a 2-yr EFS rate of
hances natural killer cell function and decreases 88% without adjuvant pembrolizumab therapy.
both T regulatory cells and myeloid-derived Patients with higher immune activation (TILs
suppressor cells (MDSCs) (Muraro et al. 2015). ≥30%) had higher pCR rates. The key to suc-
DNA-damaging therapies also stimulate im- cessful chemotherapy de-escalation to improve
mune surveillance through necrotic cell death, clinical outcomes and reduce toxicity lies in ac-
a source of type I interferons. During mitosis, curate selection of patients most likely to achieve
cells with double-stranded DNA breaks accu- pCR with ICIs.
mulate micronuclei sensed by the cyclic GMP-
AMP synthase stimulator of the interferon genes
Postoperative ICI Considerations
(cGAS-STING) pathway, culminating in in-
creased interferon signaling (Zierhut et al. Post-neoadjuvant therapy provides an opportu-
2019; Serpico et al. 2020). nity to escalate or de-escalate adjuvant therapy
While chemotherapy may enhance tumor according to pathological response. The impact
immunogenicity, the potential for long-term of continuing adjuvant pembrolizumab for pa-
negative impact on adaptive immunity has also tients who do not experience a pCR with neo-
been recognized. A reduction in the naive T-cell adjuvant pembrolizumab and chemotherapy is
pool occurs with more intensive chemotherapy unclear. The GeparNuevo trial demonstrated a
regimens (Verma et al. 2016; Gustafson et al. statistically significant improvement in long-
2020) and may be worsened by adjuvant radio- term clinical outcomes from neoadjuvant ICI
therapy (Mozaffari et al. 2007, 2009; Venkate- despite not including an adjuvant ICI phase.
sulu et al. 2018). Lymphopenia is associated In exploratory subgroup analysis, even patients
with adverse clinical outcomes and a higher who did not experience pCR had clinically
et al. 2022), although it is unknown whether the opportunity to access neoadjuvant ICI, as
this is mediated by the neoadjuvant or adjuvant well as potentially tailoring treatment based on
pembrolizumab phase, or both. Taken together, a pathological result post-neoadjuvant chemo-
these data from KEYNOTE-522 and Gepar- therapy approach without ICI.
Nuevo support a clinical trial to evaluate cessa-
tion versus continuation of adjuvant ICI in pa-
Toxicity Profiles
tients who achieve pCR and RCB-I. The
Optimice-pCR trial is planned to address this Relevant to breast cancer, women may be at
question, randomizing patients with pCR fol- higher risk of immune-related adverse events
lowing neoadjuvant chemo-immunotherapy to (irAEs) from immunotherapy than men
an additional 27 wk of pembrolizumab or ob- (Özdemir et al. 2018; Miceli et al. 2021). For
servation. patients with curable disease, the risk of perma-
Outside of these trials, patients with residual nent or life-threatening treatment-related toxic-
disease after neoadjuvant chemotherapy cur- ity is set at a lower threshold than in the ad-
rently receive adjuvant capecitabine, or adjuvant vanced disease setting, especially as some
olaparib when a germline BRCA1/2 alteration is patients will be cured with chemotherapy alone.
present. Whether the incorporation of neoadju- Although immunotherapy is generally well-tol-
vant or adjuvant pembrolizumab to these agents erated and the most common irAEs are readily
adds further benefit is unknown. manageable, the idiosyncratic nature of perma-
In KEYNOTE-522, patients with RCB-II nent endocrinopathies such as primary adrenal
had a partial pathological response to neoadju- insufficiency, hypophysitis, and autoimmune
vant treatment. The long-term improvements in diabetes mellitus can be problematic. In KEY-
this population imply that they have mounted NOTE-522, any-grade irAE occurred in 33.5%
meaningful antitumor immunity that results in of patients receiving pembrolizumab (compared
improved clinical outcomes. In contrast, all pa- to 11.3% in the placebo group), including hypo-
tients with RCB-III in KEYNOTE-522 (5.1% thyroidism in 15.1%, primary adrenal insuffi-
ciency in 2.6%, and hypophysitis in 1.9% in early-stage disease is unclear. However, high-
(Schmid et al. 2020a). Three immune-related er tumor burdens are associated with poorer
deaths occurred in the pembrolizumab arm outcomes from ICI in the advanced setting
( pneumonitis, immune-related encephalitis, (Tarantino et al. 2020). The NeoTrip trial in-
and pulmonary embolus). Adrenal insufficiency cluded higher-stage N2/N3 primary disease
(due to hypophysitis or primary adrenal insuf- and suggested greater clinical benefit from ICI
ficiency) was reported in 8.7% of patients treated in patients with PD-L1+ disease, although EFS
with pembrolizumab in I-SPY-2, higher that outcomes are not yet reported (Gianni et al.
what has previously been reported for anti- 2022). In multivariate analysis, PD-L1 positivity
PD-1 therapy (Nanda et al. 2020). Immunother- was the most significant factor associated with
apy also has unknown survivorship implica- pCR (odds ratio 2.08, P < 0.0001) in this trial.
tions. Recently, ICIs were reported to mediate Data from patients presenting with stage 4 de
ovarian inflammation and reduce oocyte re- novo disease treated with PD-1/PD-L1 agents
serves in a murine model (Winship et al. 2022). may be helpful in understanding the impact of
If confirmed in patients, this effect could have tumor burden relative to prior chemotherapy in
implications for women of reproductive age re- the requirement for PD-L1 IHC expression.
ceiving immunotherapy in the curative setting, Given long-term toxicity concerns, it is de-
particularly given the detrimental impact of che- bated whether all early-stage patients need neo-
motherapy on fertility. Further clinical research adjuvant ICI with their chemotherapy, particu-
assessing menstrual cycle patterns, menopausal larly those presenting with node-negative
status, fertility, and changes in sex steroid/go- disease. Clinical and preclinical data support
nadotropin levels with ICI treatment is needed. that the addition of PD-1 targeting agents to
chemotherapy as compared with chemotherapy
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Biomarkers that predict response to neoad- lowed by paclitaxel, trastuzumab, and pertuzu-
juvant ICI are needed. On-treatment change in mab (Huober et al. 2022). There was no
TILs and PD-L1 protein expression, immune significant difference in pCR between the two
gene signatures, homologous recombination de- arms regardless of PD-L1 expression, and EFS
ficiency (HRD), CD274 amplification, and TMB outcomes remain immature. Moreover, there
(Karn et al. 2020; Bianchini et al. 2021) have were four deaths in the atezolizumab arm and
been evaluated and a few have been found to none in the placebo arm; two deaths were attrib-
be predictive of benefit from ICI specifically. In uted to treatment. Atezolizumab plus trastuzu-
GeparNuevo, only an increase in intratumoral mab emtansine patients with residual disease
TIL from baseline to cycle 1, day 15 significantly after standard neoadjuvant therapy for HER2+
predicted benefit from durvalumab and not pla- disease is being evaluated in the randomized
cebo (Loibl et al. 2019). High TMB and immune phase III ASTEFANIA trial (NCT04873362).
gene-expression profile were associated with in- HR+ breast cancer overall is associated with
creased odds of pCR in both treatment arms (Karn a good prognosis. However, certain patient sub-
et al. 2020). Stromal TILs (sTILs) and up-regula- groups have a worse prognosis, including those
tion of immune signaling pathways at cycle 2, day who are premenopausal, and/or whose disease
1 was associated with pCR in both atezolizumab is high grade, has greater nodal involvement,
and chemo-alone arms of NeoTrip (Bianchini or has low estrogen receptor (ER) expression.
et al. 2021). Spatial connectivity of PD-L1-express- High-grade disease is associated with higher
ing immune cells relative to epithelial cells appears TIL levels, even in HR+ disease. HR+ HER2-
to be relevant to response to atezolizumab in negative (HER2neg) patients were included in
NeoTrip (Bianchini et al. 2022), suggesting that I-SPY2, with an improvement in pCR rates
categorical or continuous characterization of indi- from 13% to 30% (Table 2; Nanda et al. 2020).
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vidual immune markers such as PD-L1 and TILs The GIADA trial enrolled 43 patients with stage
may be too simplistic in this disease. II–III luminal B breast cancer (HR+, HER2neg,
The pCR end point is not a perfect surrogate Ki67 ≥ 20%, and/or grade 3) to receive three
end point for either neoadjuvant chemotherapy cycles of EC followed by eight cycles of 2-wk
alone (Conforti et al. 2022) or combined with nivolumab, with a pCR rate of 16.3% (Dieci
ICI. Assessment of pathologic response as a sur- et al. 2022). Checkmate 7FL (NCT04109066)
rogate for long-term outcome may be strength- and KEYNOTE-756 (NCT03725059) are ran-
ened by combining it with biomarkers such as domized phase III trials investigating either
circulating tumor cells, circulating tumor DNA, nivolumab or pembrolizumab, respectively, in
and/or TILs in residual disease (Luen et al. combination with neoadjuvant AC- and tax-
2019). Finally, the clinical benefit of adjuvant ane-based chemotherapy, followed by adjuvant
immunotherapy used alone or continued after ICI with endocrine therapy in high-grade HR+
neoadjuvant therapy remains an open question breast cancers. Checkmate 7FL closed to accrual
that will be informed by the results of current early after the MonarchE trial showed signifi-
clinical trials. cant benefit for adjuvant abemaciclib (Harbeck
et al. 2021), which cannot be safely combined
with ICI. KEYNOTE-756 has completed accru-
Immunotherapy in Hormone Receptor-
al; pCR and EFS analyses are planned.
Positive (HR+) and HER2+ Early Breast Cancer
Immunotherapy is being actively investigated in
Combination Strategies
HR+ and HER2+ breast cancer (Table 2). Pa-
tients with HER-2-driven disease have high lev- Combinations of PD-1/PD-L1 agents with other
els of TILs and high pCR rates with neoadjuvant immune-modulatory agents may improve pCR
chemotherapy plus dual HER2 blockade. rates for patients unlikely to respond to ICI
IMpassion050 investigated the addition of ate- alone (Table 3). The single-arm CHARIOT trial
zolizumab or placebo to neoadjuvant AC fol- recruited 34 patients with stage III TNBC with
poor response to neoadjuvant AC to receive TNBC for immunotherapy (the SP142 assay
combination ipilimumab and nivolumab with for atezolizumab and the 22C3 assay for pem-
neoadjuvant weekly paclitaxel, resulting in brolizumab were used in the trials). These PD-
pCR rates of 24.4%, 37.5%, and 23% in the over- L1 assays are not the same, as demonstrated in a
all, PD-L1+ and PD-L1-negative populations, systematic analysis of patient samples evaluating
respectively (Loi et al. 2022b). The combination the association of PD-L1 status and clinical re-
of PARP inhibitors and immunotherapy is sponse from the IMpassion130 study (Rugo
particularly attractive due to the prevalence of et al. 2021).
HRD in breast cancer. HRD is a genomic The combination of chemotherapy and
feature associated with increased immune ac- pembrolizumab was evaluated in KEYNOTE
tivation via up-regulation of the cGAS/STING 355, a global clinical study that randomized
pathway (Parkes et al. 2022; van Vugt et al. 847 patients with advanced TNBC to receive
2022). I-SPY2 evaluated the PARP-inhibitor pembrolizumab or placebo and chemotherapy
olaparib with durvalumab and paclitaxel, fol- with nab-paclitaxel, paclitaxel, or gemcitabine
lowed by AC, for patients with HER2neg early and carboplatin (Cortes et al. 2020, 2022). Eli-
breast cancer, and demonstrated numerically gible patients had untreated advanced disease
improved pCR rates compared to chemotherapy with a treatment-free interval from (neo)adju-
alone in both the HR+ and TNBC cohorts (Pusz- vant therapy of ≥6 mo. Primary end points in-
tai et al. 2021). cluded PFS and OS in the overall patient popu-
lation, and in patients with PD-L1 CPS scores of
≥10 or ≥1. Pembrolizumab given with chemo-
ADVANCED BREAST CANCER therapy improved both PFS (Δ4.1 mo, HR 0.65,
P = 0.0012) and OS (Δ6.9 mo, HR 0.73, P =
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Table 2. Immune checkpoint inhibitor (ICI) trials in early HER2+ and HR+ breast cancer
Clinical trial Disease type Chemotherapy
(sample size) Design and stage ICI backbone Adjuvant therapy Results
+
IMpassion050 Randomized HER2 Atezo ddAC, then THP Atezo + HP if pCR pCR in ITT 62.4% vs.
(n = 454) phase III cT2-4N1-3 T-DM1 if RD 62.7%, P = 0.9551
I-SPY2 Randomized cT2-4dN0-3 Pembro Paclitaxel, then AC Physician’s pCR 30% vs. 13% in HR+
(n = 40 HR+) phase II discretion
(69 total)
GIADA Single-arm Stage II–IIIA Nivo EC × 3, OFS OFS + exemestane pCR 16.3%
(n = 43) phase II premenopausal exemestane
luminal B
I-SPY2 Randomized Stage II–III Durva + Paclitaxel, then AC None pCR 28% vs. 14% in HR+
(n = 52) phase II olaparib
(73 total)
KEYNOTE- Randomized T1c-2N1-2 Pembro Paclitaxel, then AC Pembro × 9 + ET Primary end points
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Table 3. Immune checkpoint inhibitor (ICI) trials for the first-line therapy of metastatic triple-negative breast
cancer (TNBC)
Clinical trial Patient Chemotherapy
(sample size) Design population ICI backbone Results
KEYNOTE-355 Randomized Untreated Pembro vs. Nab-paclitaxel ITT: PFS 7.5 mo vs. 5.6 mo,
(n = 847) phase III advanced placebo Paclitaxel HR 0.82, P = not tested
TNBC Gemcitabine + ITT: OS 17.2 vs 15.5 mo, HR
TFI >6 mo carboplatin 0.89, P = not tested
CPS >10: PFS 9.7 vs 5.6 mo,
HR 0.65, P = 0.0012
CPS ≥10: OS 23.0 vs. 16.1 mo,
HR 0.73, P = 0.0185
IMpassion130 Randomized Untreated Atezo vs. Nab-paclitaxel ITT: PFS 7.2 mo vs. 5.5 mo,
(n = 902) phase III advanced placebo HR 0.80, P = 0.002
TNBC ITT: OS 21.0 vs. 18.7 mo, HR
TFI ≥12 mo 0.87, P = not tested
PD-L1+: PFS 7.5 vs. 5.0 mo,
HR 0.62, P < 0.001
PD-L1+: OS 25.4 vs. 17.9 mo,
HR 0.67, P = not tested
IMpassion131 Randomized Untreated Atezo vs. Paclitaxel PD-L1+: PFS 5.7 mo vs. 6.0
(n = 651) phase III advanced placebo mo, HR 0.82, P = 0.002
TNBC PD-L1+: OS 22.1 vs. 28.3 mo,
TFI ≥12 mo HR 1.11 P = not tested
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(TFI) Treatment-free interval, ( pembro) pembrolizumab, (atezo) atezolizumab, (ITT) intent to treat, (PD-L1) programmed
death ligand 1, (PFS) progression-free survival, (OS) overall survival, (HR) hazard ratio.
mained consistent over time, with improve- findings, was a global clinical trial that enrolled
ments of 7.5 (HR 0.62), 7.0 (HR 0.71), and 7.5 a similar population of 651 patients (Miles et al.
(HR 0.67) mo at the first, second, and final anal- 2021). It randomized patients to receive atezoli-
yses, respectively (median follow up 18.8 mo at zumab or placebo combined with paclitaxel
final analysis). Extensive biomarker analyses of (Table 3). The percentages of PD-L1+ patients
IMpassion130 tumor specimens revealed that in IMpassion 130 and IMpassion 131 were 40%
enriching for PD-L1 was not associated with and 45%, respectively. Adding atezolizumab to
greater clinical benefit, and patients with PD- paclitaxel did not improve PFS or OS in PD-
L1-negative disease had no treatment effect L1+ patients (Δ0.3 mo, HR 0.82, P = 0.20, and
(Emens et al. 2021a). Only 9% of tumors ex- Δ −6.2 mo, HR 1.11, respectively). The reasons
pressed PD-L1 on tumor cells, and 2% of tumors for the discordant results between the trials are
expressed PD-L1 exclusively on tumor cells. Im- unclear. They may relate to the steroid exposure
proved clinical outcomes were observed in tu- required for paclitaxel or unknown biological
mors with CD8+ T cells and sTILs only if the differences between the patient populations.
tumors were PD-L1+. BRCA1/2 mutations were Given the negative results of IMpassion 131
present in 14.5% (89/612) of patients, and not and the lack of statistically significant OS data
associated with PD-L1 status. PD-L1+ patients from IMpassion 130, the approval of pembroli-
derived clinical benefit regardless of BRCA1/2 zumab left no clear regulatory path forward for
mutation status. atezolizumab combined with nab-paclitaxel in
IMpassion 131, an independent companion the United States, and the accelerated approval
trial designed to independently evaluate these indication was withdrawn by the sponsor. Ate-
group. These findings indicate that novel treat- (Batchelot et al. 2021). There was no clinical
ment and/or patient-selection strategies are activity of durvalumab in the overall population,
needed for patients with previously treated ad- but in 82 patients with TNBC, durvalumab im-
vanced TNBC. proved OS (HR 0.54, P = 0.0377) and CD274
The TONIC study is a noncomparative, gain/amplification was identified as a potential
adaptive phase 1/2 clinical trial that evaluated biomarker of sensitivity.
nivolumab alone or after 2 wk priming with im-
munomodulatory doses of cyclophosphamide
Immunotherapy for Metastatic HER2+ Breast
(50 mg orally daily), cisplatin (2 × 40 mg/m2 in-
Cancer
travenously), doxorubicin (2 × 15 mg intrave-
nously), or radiation therapy (3 × 8 Gy) in 67 The major challenge of developing immuno-
patients with metastatic TNBC, 24% of whom therapy for metastatic HER2+ breast cancer is
had no prior treatment for metastatic disease the availability of multiple HER2-directed ther-
(Voorwerk et al. 2019). Biopsies were collected apeutics with survival benefit. These highly ef-
at baseline, and after priming and 3 wk of nivo- fective drugs raise the bar for demonstrating
lumab. The overall objective response rate enhanced clinical activity with immunotherapy
(ORR) by iRECIST was 20%, with ORRs of combinations (Table 5), while simultaneously
23% and 35% with cisplatin and doxorubicin creating hope for curing patients with ad-
priming, respectively. Correlative studies re- vanced HER2+ breast cancer. Several HER2-
vealed up-regulation of immune-related genes specific therapeutics have intrinsic immune-
in the PD-1 and T-cell cytotoxicity pathways modulating activity, creating an opportunity
with both drugs, as well as inflammation and for therapeutic synergy. A phase 1b study eval-
both JAK/STAT and TNF-α signaling with dox- uated adding atezolizumab to ado-trastuzumab
orubicin. Induction with low-dose doxorubicin emtansine (TDM1) or trastuzumab/pertuzu-
followed by nivolumab versus nivolumab alone mab with docetaxel in patients with metastatic
is currently being evaluated. HER2+ breast cancer (Hamilton et al. 2021).
12
Table 4. Trials testing immune checkpoint inhibitors (ICIs) in metastatic triple-negative breast cancer (TNBC) beyond the first-line setting
Clinical trial
(sample size) Design Patient population ICI Intervention Results
KEYNOTE-119 Randomized Advanced TNBC Pembro Pembro alone vs. physicians’ OS:
(n = 622) open label second or third choice chemo: capecitabine, CPS ≥10: 12.7 vs. 11.6 mo, HR 0.78, P = 0.057
L.A. Emens and S. Loi
phase III line eribulin, gemcitabine, CPS ≥1: 10.7 vs. 10.2 mo, HR 0.86, P = 0.073
vinorelbine
ITT: 9.9 vs. 10.8 mo, HR 0.97, P = nt
CPS ≥20: 14.9 vs. 12.5 mo, HR 0.58, P = nt
TONIC Noncomparative Metastatic TNBC Nivo Nivo alone vs. nivo beginning ORR:
(n = 67) adaptive phase I/II after 2 wk priming with: Overall 20%
CY 50 mg orally daily Nivo 17%
Cis 2 × 40 mg/m2 IV CY 8%
Dox 2 × 15 mg IV Cis 23%
XRT 3 × 8 Gy Dox 35%
XRT 8%
FUTURE-C-PLUS Single-arm phase II Advanced CD8+ T- Camre Camrelizumab + famitinib, nab- ORR 81.3%, PFS 13.6 mo
(n = 48) cell-enriched paclitaxel
metastatic TNBC
KEYNOTE-162 Single-arm phase II Metastatic TNBC Pembro Pembro + niraparib ITT (n = 47 efficacy evaluable):
(TOPACIO) ORR 21%
(n = 55) DCR 49%
PFS 2.3 mo
mBRCA (n = 15):
ORR 47% (n = 7)
DCR 80% (n = 12)
PFS 8.3 mo
wtBRCA (n = 27):
ORR 11% (n = 3)
DCR 33% (n = 9)
PFS 2.1 mo
Continued
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Table 4. Continued
Clinical trial
(sample size) Design Patient population ICI Intervention Results
SAFIR02-BREAST Randomized phase II Metastatic HER2neg Durva Maintenance therapy durva vs. Overall:
IMMUNO breast cancer, chemo PFS HR 1.40, P = 0.047
(n = 199) stable after six to OS HR 0.84, P = 0.423
eight cycles of
TNBC (n = 82)
chemotherapy
All OS HR 0.54, P = 0.0377, P = nt
PD-L1+ (n = 32) OS HR 0.37, P = nt
PD-L1– (n = 24) OS HR 0.49, P = nt
CD274 gain/amplification (n = 23)
OS HR 0.18, P = 0.0059
13
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The ORR with atezolizumab and TDM1 was ICOS+ T cells increased, with a best response
35% (7/20 patients) and with atezolizumab of stable disease for ≥12 wk in 42% of patients.
plus trastuzumab, pertuzumab, and docetaxel The combination of tremelimumab and durva-
was 100% (6/6 patients). Immune cell PD-L1 lumab was tested in 18 patients with advanced
expression increased in patients treated with HER2neg breast cancer, 11 of whom had HR+
atezolizumab with TDM1 independent of clin- disease (Santa-Maria et al. 2018). Although no
ical response. responses occurred in ER+ disease, the ORR in
PANACEA evaluated the safety and clinical TNBC was 17%.
activity of trastuzumab and pembrolizumab in Pembrolizumab was given with eribulin in
55 patients with metastatic HER2+ breast cancer 44 patients with advanced HR+ breast cancer,
who had previously progressed on trastuzumab with an ORR of 41% (Perez-Garcia et al.
(Loi et al. 2019). The ORRs were 15.2% (7/42) in 2021). A randomized study enrolled 88 patients
PD-L1+ and 0% (0/12) PD-L1-negative patients, with advanced HR+ breast cancer to receive eri-
respectively. Moreover, 12-mo PFS and OS rates bulin with or without pembrolizumab, with
were 13% versus 0% and 65% versus 12% in crossover permitted (Tolaney et al. 2020). There
patients with PD-L1+ versus PD-L1-negative was no improvement in ORR (27% vs. 34%, P =
disease, respectively. sTILs tracked with clinical 0.49), PFS, or OS, and no association of PFS with
benefit in PD-L1+ patients. PD-L1, sTILs, TMB, or genomic alterations.
KATE2 is a randomized phase 2 trial that Computational analysis of 52 pretreatment tu-
added atezolizumab or placebo to TDM1 in mors showed an association between immune
202 patients with HER2+ metastatic breast can- infiltrates and antigen presentation pathways
cer previously treated with trastuzumab and a and clinical response, with resistant tumors
taxane (Emens et al. 2020). There was no sig- characterized by heterogeneity and active estro-
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nificant difference in PFS or OS in the overall gen signaling (Keenan et al. 2021).
population, but exploratory analyses suggested Another study evaluated epigenetic modu-
improved PFS and OS in PD-L1+ patients. lation with pembrolizumab in metastatic ER+
KATE3, a randomized phase 3 clinical trial is breast cancer, randomizing 34 patients to receive
enrolling biomarker-selected patients with met- tamoxifen and vorinostat with concurrent pem-
astatic HER2+ breast cancer that is also PD-L1+ brolizumab (n = 18), or with pembrolizumab
(NCT04740918). beginning after one cycle of priming with ta-
moxifen and vorinostat (n = 16) (Terranova-
Barberio et al. 2020). The ORR was 4%, with
Immunotherapy for Metastatic HR+ Breast
a clinical benefit rate of 19%. Another study
Cancer
evaluated entinostat with nivolumab and low-
HR-expressing breast cancer tends to lack T cells dose ipilimumab in 24 patients with advanced
and instead contains a significant population of HER2neg breast cancer; 12 had TNBC and 12
myeloid cells. Given the distinct immunobiol- had HR+ breast cancer. The ORR was 30%,
ogy of metastatic HR+ breast cancer, it is not mostly in TNBC. The CD8+ T cells increased
surprising that ICIs alone have displayed limited with therapy.
clinical activity. Pembrolizumab alone in 25 pa- Eftilagomad alpha (efti, IMP321) is a soluble
tients with ER+, HER2neg, PD-L1+ metastatic LAG-3 Ig fusion that binds to MHC class II
breast cancer had an ORR of 12% (Rugo et al. molecules, promoting immune priming. The
2018). Most trials for advanced HR+ breast can- AIPAC trial randomized 227 patients with met-
cer have thus focused on combination strategies astatic HR+ breast cancer to weekly paclitaxel
(Table 5). with efti or placebo as first-line chemotherapy
The anti-CTLA4-specific antibody tremeli- in endocrine-experienced patients (Wildiers
mumab combined with exemestane was evalu- et al. 2021). Paclitaxel was given with either efti
ated in 26 patients with advanced HR+ breast or placebo for six cycles, and then maintenance
cancer (Vonderheide et al. 2010). Peripheral efti or placebo was continued for 52 wk. There
Table 5. Selected trials testing immune checkpoint inhibitors (ICIs) in HER2+ and HR+ HER2-negative metastatic breast cancer
Clinical trial
(sample size) Design Patient population ICI Intervention Results
+
KATE2 (n = 202) Randomized Metastatic HER2 breast Atezo Atezo or placebo + T-DM1 ITT PFS 8.2 vs. 6.8 mo, HR 0.82, P = 0.33
phase II cancer previously treated PD-L1+ PFS 8.5 vs. 4.1 mo, HR 0.62
with trastuzumab and PD-L1– PFS 6.8 vs. 8.2, HR 1.06
taxane
PANACEA (n = 55) Phase Ib/II Metastatic HER2+ breast Pembro Pembro + trastuzumab PD-L1+ vs. PD-L1– cohorts:
parallel cancer progressed on ORR 15% vs. 0%
cohort trastuzumab 12-mo PFS 13% vs. 0%
12-mo OS rate 65% vs. 12%
AIPAC (n = 227) Randomized Metastatic HR+ breast cancer, Efti Paclitaxel with efti or placebo for six ORR 48.3% vs. 38.4%
phase IIb first-line chemo cycles, then maintenance efti vs. PFS at 6 mo 63% vs. 54%, HR 0.93,
placebo P = 0.341
SAFIR02-BREAST Randomized Metastatic HER2neg breast Durva Maintenance therapy durva vs. Overall (117/199 HR+)
IMMUNO phase II cancer, stable after six to chemo PFS HR 1.40, P = 0.047
(n = 199) eight cycles of chemo OS HR 0.84, P = 0.423
Potential benefit in TNBC subset
(n = 82)
Pembro + eribulin Randomized Metastatic HR+ breast cancer Pembro Pembro + eribulin vs. eribulin ORR 27% vs. 34%, P = 0.49
(n = 88) phase Ib/II PFS 4.1 vs. 4.2 mo, HR 0.80, P = 0.33
15
Downloaded from http://perspectivesinmedicine.cshlp.org/ on June 26, 2023 - Published by Cold Spring Harbor Laboratory Press
was no PFS difference (HR 0.93, P = 0.341), but with its utility currently limited to TNBC. Key
efti and paclitaxel improved OS in patients <65 goals for the field are to enhance the activity of
yr with low monocytes and more aggressive dis- immunotherapy for TNBC, and to expand its
ease by about 8 mo (22.3 vs. 14.8 mo, P = 0.17). use to other breast cancer subtypes. One major
A follow-up phase 3 clinical trial is planned. strategy is to combine ICIs with standard and novel
breast cancer therapies. Attractive combinations
include ICIs with newer antibody drug conjugates
Biomarker-Defined Metastatic Breast Cancer
(sacituzumab govitecan, fam-trastuzumab derux-
beyond Subtype
tecan, for example), radiotherapy, cyroablation,
The MEDIOLA study enrolled 30 patients with and new precision drugs targeting unique aspects
germline BRCA-mutated HER2neg metastatic of intrinsic tumor biology and/or the tumor im-
breast cancer to receive olaparib priming for 4 mune microenvironment (key signaling pathways
wk, followed by durvalumab with olaparib start- and metabolic circuits). Initial combinations have
ing at week 5; 17 patients had TNBC and the been discussed above. A second major strategy is
remainder were HR+ (Domchek et al. 2020). the development of innovative immunotherapies,
The overall ORR was 63%, with ORRs in TNBC including novel immune checkpoint modulators,
and HR+ disease of 59% and 69%, respectively. vaccines, adoptive cell therapies, and bispecific
The median duration of response was 9.2 mo. molecules.
Nine patients had early disease progression at
≤28 wk. Potential mechanisms of resistance
Novel Immune Checkpoints
identified included BRCA2 reversion, lack of
BRCA2 LOH, p53 mutation, and PD-L1/PD-L2 New immune checkpoints are under active in-
gene amplification. vestigation. The LAG-3-specific antibody relat-
www.perspectivesinmedicine.org
The TAPUR study tests commercially avail- limab is now approved for melanoma in combi-
able targeted agents in patients with advanced nation with nivolumab and represents the third
cancers and a predictive molecular alteration type of ICI approved for clinical use (Tawbi et al.
(Alva et al. 2021). This study treated 28 patients 2022). Clinical trials have tested antibodies spe-
with metastatic breast cancer (any subtype) and cific for TIM-3 and TIGIT, but clinical activity
a high TMB of 9–37 Mut/Mb. The ORR and has not been clearly demonstrated. Other prom-
DCR were 21% and 37%, respectively, and me- ising novel immune checkpoints under active
dian OS was 30.6 wk (95% CI 18.3–103.3). There clinical investigation include CD40, OX-40,
was no association between PFS and TMB. ICOS, B7-H3, and B7-H4.
The NIMBUS study tested nivolumab with
low-dose ipilimumab in 30 patients with ad-
Vaccines
vanced HER2neg breast cancer and a TMB ≥9
mut/Mb;21had HR+ disease,and eight were treat- Cancer vaccines have been tested with minimal
ed first-line (Barroso-Sousa et al. 2022). The over- clinical success. Therapeutic breast cancer vac-
all ORR was 17% (5/30 patients). Three patients cines were first tested in metastatic disease, and
had HR+ disease with TMBs of 110, 38, and 17.5, then in the adjuvant setting; all phase 3 clinical
whereas two TNBC responders had TMBs of 10.9 trials so far have been negative (Solinas et al.
and 9.1, with the first also PD-L1+. Patients with 2020). There is now increasing interest in apply-
TMB ≥14 had an ORR of 60%, suggesting pro- ing cancer vaccines for disease interception and
spective trials are needed to determine the optimal prevention, as disease burdens and immune
TMB cutoff in breast cancer. suppression are both minimal.
immunotherapy that has revolutionized cancer needs are better predictive biomarkers beyond
therapy. It is approved for patients with CD19- PD-L1 for ICIs, defining primary and secondary
expressing hematologic malignancies. CAR-T mechanisms of immunotherapy resistance, and
cell therapy has been challenging to develop in new immunotherapy strategies for metastatic
solid tumors, due to on-target/off-tumor toxic- TNBC independent of PD-L1 expression, and
ity and lack of CAR-T cell trafficking into solid for other breast cancer subtypes. Given the in-
tumors. In contrast, therapy with autologous novative immune-based agents already under
TILs is promising for solid tumors, including development, the future of breast cancer immu-
breast cancer (Zacharakis et al. 2022). notherapy is bright.
2021. Pembrolizumab in patients with metastatic breast Cortes J, Rugo HS, Cescon DW, Im SA, Yusof MM, Gallardo
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