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Full download Geographic Information Science and Systems, 4th Edition 4th Edition, (Ebook PDF) file pdf all chapter on 2024
Full download Geographic Information Science and Systems, 4th Edition 4th Edition, (Ebook PDF) file pdf all chapter on 2024
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Questions for Further Study 172 10 The GeoWeb 217
Further Reading 172
10.1 Introduction 217
10.2 Distributing the Data 222
8 Data Collection 173
10.2.1 Object-Level Metadata 223
8.1 Introduction 173 10.2.2 Geolibraries and Geoportals 225
8.1.1 Data Collection Workflow 175 10.3 The Mobile User 227
8.2 Primary Geographic Data Capture 175 10.3.1 Virtual Reality and Augmented Reality 228
8.2.1 Raster Data Capture 175 10.3.2 Location-Based Services 230
8.2.2 Vector Data Capture 179 10.3.3 Issues in Mobile GIS 232
8.3 Secondary Geographic Data Capture 181 10.4 Distributing the Software: GI Services 233
8.3.1 Raster Data Capture Using Scanners 181 10.4.1 Service-Oriented Architecture 234
8.3.2 Vector Data Capture 183 10.5 Prospects 235
8.4 Obtaining Data from External Sources (Data Questions for Further Study 236
Transfer) 187 Further Reading 236
8.4.1 Geographic Data Formats 189
8.5 Capturing Attribute Data 190
8.6 Citizen-Centric Web-Based Data 3 Analysis
Collection 190
8.7 Managing a Data Collection Project 191 11 Cartography and Map Production 237
Questions for Further Study 193
11.1 Introduction 237
Further Reading 193
11.2 Maps and Cartography 241
11.2.1 Maps and Media 245
9 Creating and Maintaining 11.3 Principles of Map Design 246
Geographic Databases 194 11.3.1 Map Composition 247
9.1 Introduction 194 11.3.2 Map Symbolization 248
9.2 Database Management Systems 195 11.4 Map Series 257
9.2.1 Types of DBMSs 196 11.5 Applications 261
9.2.2 Geographic DBMS Extensions 197 11.6 Conclusion 265
9.3 Storing Data in DBMS Tables 198 Questions for Further Study 265
9.4 SQL 201 Further Reading 265
9.5 Geographic Database Types and
Functions 202 12 Geovisualization 266
9.6 Geographic Database Design 205
12.1 Introduction: Uses, Users, Messages,
9.6.1 The Database Design Process 205
and Media 266
9.7 Structuring Geographic Information 206
12.2 Geovisualization, Spatial Query, and User
9.7.1 Topology Creation 206 Interaction 268
9.7.2 Indexing 208 12.2.1 Overview 268
9.8 Editing and Data Maintenance 212 12.2.2 Spatial Query Online and the Geoweb 271
9.9 Multiuser Editing of Continuous 12.3 Geovisualization and Transformation 274
Databases 213
12.3.1 Overview 274
9.9.1 Transactions 213
12.3.2 Cartograms 276
9.9.2 Versioning 213
12.3.3 Remodeling Spatial Distributions as Dasymetric
9.10 Conclusion 214 Maps 278
Questions for Further Study 216 12.4 Participation, Interaction, Augmentation, and
Further Reading 216 Dynamic Representation 280
Contents vii
12.4.1 Public Participation and Participatory GI Systems 14.6 Conclusion 337
(PPGIS) 280 Questions for Further Study 338
12.4.2 User Interaction and Representation in 2.5-D Further Reading 338
and 3-D 282
12.4.3 Handheld Computing and Augmented
Reality 284 15 Spatial Modeling with GI Systems 339
12.4.4 Visualizing Geotemporal Dynamics 285 15.1 Introduction 339
12.5 Consolidation 288 15.1.1 Why Model? 341
Questions for Further Study 289 15.1.2 To Analyze or to Model? 342
Further Reading 289 15.2 Types of Models 343
15.2.1 Static Models and Indicators 343
13 Spatial Data Analysis 290 15.2.2 Individual and Aggregate Models 343
13.1 Introduction: What Is Spatial Analysis? 290 15.2.3 Cellular Models 347
13.1.1 Examples 292 15.2.4 Cartographic Modeling and Map Algebra 349
13.2 Analysis Based on Location 295 15.3 Technology for Modeling 351
13.2.1 Analysis of Attribute Tables 296 15.3.1 Operationalizing Models in GI Systems 351
13.2.2 Spatial Joins 299 15.3.2 Model Coupling 351
13.2.3 The Point-in-Polygon Operation 300 15.3.3 Cataloging and Sharing Models 352
13.2.4 Polygon Overlay 301 15.4 Multicriteria Methods 352
13.2.5 Raster Analysis 303 15.5 Accuracy and Validity: Testing the
13.3 Analysis Based on Distance 304 Model 354
13.3.1 Measuring Distance and Length 304 15.6 Conclusion 356
13.3.2 Buffering 306 Questions for Further Study 357
13.3.3 Cluster Detection 308 Further Reading 357
13.3.4 Dependence at a Distance 309
13.3.5 Density Estimation 310
13.3.6 Spatial Interpolation 313 4 Policy, Management,
13.4 Conclusion 317 and Action
Questions for Further Study 318
Further Reading 318 16 Managing GI Systems 358
16.1 Introduction 359
14 Spatial Analysis and Inference 319
16.2 Managing Risk 359
14.1 The Purpose of Area-Based Analyses 319 16.3 The Case for the GI System: ROI 360
14.1.1 Measurement of Area 319 16.4 The Process of Developing a Sustainable
14.1.2 Measurement of Shape 320 GI System 366
14.2 Centrality 321 16.4.1 Choosing a GI System: The Classical Acquisition
14.2.1 Centers 322 Model 368
14.2.2 Dispersion 324 16.4.2 Implementing a GI System 373
14.3 Analysis of Surfaces 324 16.4.3 Managing a Sustainable, Operational
14.3.1 Slope and Aspect 324 GI System 375
14.3.2 Modeling Travel on a Surface 326 16.5 Sustaining a GI System—The People and Their
Competences 378
14.3.3 Computing Watersheds and Channels 327
16.5.1 GI System Staff and the Teams Involved 378
14.3.4 Computing Visibility 328
16.5.2 Project Managers 379
14.4 Design 329
16.5.3 Coping with Uncertainty 379
14.4.1 Point Location 330
16.6 Conclusions 380
14.4.2 Routing Problems 332
Questions for Further Study 380
14.5 Hypothesis Testing 334
Further Reading 380
14.5.1 Hypothesis Tests on Geographic Data 335
viii Contents
17 Information and Decision 18.8 Conclusions 433
Making 381 Questions for Further Study 434
Further Reading 434
17.1 Why We Need Information 381
17.1.1 Trade-Offs, Uncertainty, and Risk 383
17.1.2 Organizational Drivers 383
19 Epilog: GISS in the Service
17.2 Information as Infrastructure 386
of Humanity 435
17.2.1 Information for Management 387 19.1 GISS, the Active Citizen, and Citizen Scientists 435
17.3 Different Forms of GI 391 19.1.1 Who Can Help? 436
17.3.1 GI about Individuals 394 19.1.2 Areas Where GISS Contributes 437
17.3.2 More Novel Forms of GI 402 19.2 Context: Our Differentiated World 437
17.3.3 The Changing World of GI 402 19.3 Context: Our Interdependent World 440
17.4 Open Data and Open Government 404 19.4 The Process 441
17.4.1 The Metadata Issue 405 19.4.1 Stage 1: Defining and Describing the Issue 442
17.5 Example of an Information Infrastructure: 19.4.2 Stage 2: Analyzing and Modeling Spatial
The Military 406 Interrelationships 442
17.5.1 Technological Change and the Military 406 19.4.3 Stage 3: Devising Possible Solutions 442
17.5.2 The Military Information Infrastructure 407 19.4.4 Communicating Results and Possible Solutions to
17.5.3 Civilian Spin-Offs 408 Decision Makers 443
17.6 Conclusions 409 19.4.5 Stage 5: Reflect, Learn, and Educate 443
Questions for Further Study 410 19.5 The Grand Challenges 443
Further Reading 410 19.6 Grand Challenges Whose Effects We Can Help to
Ameliorate 445
19.6.1 Population Growth 445
18 Navigating the Risks 411
19.6.2 Poverty and Hunger 446
18.1 Clashes Between Scientists and the 19.6.3 Human Health 448
Judiciary 412
19.6.4 Access to Food, Potable Water, and Boundary
18.2 Business Models for GI-Related Enterprises 412 Disputes 452
18.3 Legal and Regulatory Constraints 414 19.6.5 Coping with Natural Disasters 453
18.3.1 Geography and the Law 414 19.6.6 Coping with Terrorism, Crime, and Warfare 456
18.3.2 Three Aspects of the Law and GI 415 19.6.7 Environmental Sustainability 456
18.4 Privacy and GI Systems 421 19.7 Conclusions 459
18.4.1 Preserving Privacy without Losing the Use of Questions For Further Study 460
Personal Information 422
Further Reading 460
18.5 Public Trust, Ethics, and Coping with the Media 424
18.5.1 Public Trust 424
INDEX 461
18.5.2 Ethics 425
18.5.3 Coping with the Media 426
18.6 Partnerships, Up-Scaling Activities, and Supplementary Materials
Risk Mitigation 426
18.6.1 Spatial Data Infrastructures: The U.S.
Available Online
Experience 427
18.6.2 INSPIRE 429 SM SM Supplementary Materials
18.6.3 UN Initiative on Global Geospatial Information Supplementary Materials 1
Management 430 Powerpoint Slides
18.6.4 Have SDIs Worked? 430 Instructor Manual
18.7 Coping with Spatial Stupidity 432
Contents ix
FOREWORD
Joe Lobley here, again.
This is the fourth time the “Gang of Four” authors have me on the fast track from the start, and they accepted
asked me to write an introduction to their textbook. I my successful patent filing for the Lobley Precisional
was flattered, so again said yes. Now I know why they Adjustment to differential GPS instead of a dissertation.
keep on doing this: I heard from a Wiley insider that The only problem was the huge fee I had to pay an
market research shows that my stuff is the most read agent to get certified as having passed everything. There
section of the book! And who can resist having his have been so many big legal cases of late between
great thoughts read by 80,000 purchasers (so far) of Apple, Samsung, Google, and the rest over infringement
the book? But next time I’ll charge the Gang. of patents that I must be able to make it big in the “law
Looking at publisher’s blurb for the fourth edition, the and GIS” domain. If I had done it a bit earlier I could
first thing my eagle eyes picked up was the “science have sued one of the street data providers on behalf
and systems” goof right there on the front cover— of users of their error-prone mapping. All I would have
rather than the other way round used previously. I know needed is for the families of a few people drowned after
you won’t pulp the print run just because of this, but driving into a river by following these maps to ask me to
y’know the new title might just be a blessing in dis- act for them. OK, timing is everything.
guise. If you Google “GIS,” I’ve noticed that references I can only see one problem with GIS and law. It
to my general infantrymen colleagues keep popping comes, as you might guess, from government. In the
up on the list, so perhaps the term doesn’t denote United States, government—apart from the military—
the sunrise industry it once was. Today’s bright young mostly and until recently hasn’t seen data as an asset
wannabes (and old tight-fisted cheapskates like me) are to be treasured, protected, and exploited (I could help
more likely to patch together free and open software them). Worse, this plague is spreading. Can you believe
than toe the corporate software line. At the end of that 60 or so national governments—including some
the day, I buy the line the Gang have spun since I first serious ones (but not yet China or India, and Russia
started helping them write, namely that science is more changed its mind)—have signed up to something
exciting than this month’s favorite software release. called the Open Government Partnership? The idea is
Which brings me to my news. Those who have fol- to flagellate themselves by making public commitments
lowed my “most read” contributions will know that life to reform government, foster innovation, and make
in the GI “system garden” has not always been smooth everything transparent. Making almost all government
for me. I’ve tried all sorts of roles, worked in many coun- data free seems to be the way that they will enable
tries as a consultant, started businesses, smooched with armchair auditors to keep watch on their government
governments, and got marooned on a desert island for and politicians. This madness could be a serious barrier
my pains. Despite all my entrepreneurial activities, I’m to my wealth creation if everything everywhere is free.
still not rich. In fact, I’m broke. I’m living in a battered But hey, maybe I could become a super-auditor, identi-
caravan in an alcohol-free Islamic country. Because I fying fraud through use of GIS to bring data together. It
worked for the U.S. military for a time, where I am had would need to include lots of personal data, but privacy
better be secret ’til I raise enough cash to move on. is an outdated concept anyway. My ex-wife Lolita found
So I’ve been rethinking what’s gone wrong, that out when I tracked her philandering throughout
despite my unrivalled experience and scientific skills. Lincolnshire some years ago.
Partly it’s the structure of our industry. I’ve noticed that All this, of course, is about Big Data—another
almost all the job adverts are for relatively lowly paid fashion. We GIS folk have been doing it for years
technical roles, and there are not many highly paid but no one has listened to us. As is normal with new
employees that are data bashers. I want to be one of fashions, big consultancies have proclaimed they are
the top guys, not a technician—I’m too old to keep up experts in it and can change the world. I could try giv-
with techie college graduates when the GIS world is ing them the benefit of my experience. But my best
changing so rapidly. If putting science before systems hope is to work for the U.S. National Security Agency
presents new market opportunities, count me in, guys. or another country’s version of it. Those guys—as
But at the end of the day, science just isn’t where Snowden pointed out—are focused, with clear aims,
the real action is. When Calvin Coolidge was President, limited accountability, and lots of money. My kind of
he said that “the business of America is business.” So folk in fact. The bad guys have to live somewhere so
I’ve retrained: I’ve used my GIS to acquire a three-month the good guys need GIS. . . .
Masters in intellectual property law from a respected
online learning provider—my life-experience credits put Joe Lobley
x Foreword
DEDICATION
W e dedicate this fourth edition to Roger Tomlinson (1933–2014). Often
called the “Father of GIS,” Roger devoted most of his adult life to promot-
ing the systems, technology, and science of geographic information (GI), as an
integral part of the discipline of geography. In the 1960s he was the prime insti-
gator behind the Canada Geographic Information System, a federal–provincial
project to automate the measurement of Canada’s land resource. In the 1970s
he argued forcefully for a single, integrated technology for handling geographic
information, completed a PhD at University College London, organized ground-
breaking conferences through the aegis of the International Geographical Union,
and founded a consulting practice to advise government agencies on the adop-
tion of GI systems. His approach is ably detailed in his book, Thinking about GIS:
Geographic Information System Planning for Managers (Esri Press), which is now
in its fifth edition, and in the executive seminars he has led at the Esri International
User Conference for many years.
Roger was an unflagging promoter of GI systems, which he saw as an essen-
tial part of humanity’s interaction with its environment and the key to the solution
of many of humanity’s problems. He will be remembered for the force of his
personality, his wit and charm, and his passionate support of the field, which he
did more than perhaps anyone else to establish and support.
Dedication xi
PREFACE
I t is an old but true adage that everything that hap-
pens, happens somewhere. Throughout the history
of humankind, geography has played a central role in
science. Here we deal with principles, many of which
have endured in changing guises ever since the first
edition of this book appeared in 2001. Where they
many types of decision-making, some of which have exist, we deal with laws akin to those in the physical
life or death, or at least major strategic, impacts. In sciences, but also address the statistical generaliza-
the past 50 years decision-making has benefited tions of the social and environmental sciences. The
enormously, and in very many ways, from access to third driving force of our Gang of Four is geographic
geographic information (GI), the science that under- information itself: we need to know its many charac-
pins it, and the systems technology that enables it. teristics, including quality, if we are to accommodate
The previous edition of this textbook was pub- the inevitable uncertainty that arises when we admix
lished in 2011. Since then our world has changed, different data using a variety of algorithms.
in some respects dramatically. Many of our interac-
tions with information now occur through mobile
devices rather than desktops, laptops, or paper.
The New Vision
Location- (i.e., geographic-) based services have Reflecting this emerging GI ecosystem, we have
been estimated to be worth between $150bn and made a subtle change of title in this, the fourth edi-
$270bn annually. Open Data, Open Software, and tion. The internal structure and content of the book
Open Science have been developing rapidly. The reflects the change. After an introductory chapter,
emergence of Big Data—where our community has we develop a section on principles. This encom-
pioneered many developments—has been hailed passes the nature of geographic data and informa-
by some as obviating many past constraints (such as tion, representing geography, georeferencing, and
ensuring that samples are representative of a known uncertainty. We follow this with the “how”—a section
population). Virtually all data are now collected in on techniques, dealing with GI system software, data
digital form rather than on paper; it is claimed that modeling, data collection, creating and maintaining
more data are now collected every two years than in geographic databases, and the Geoweb. The fourth
the whole of previous human history. Crowdsourcing section on analysis covers cartography, geovisualiza-
has produced many new datasets and changes in the tion, spatial data analysis, inferential spatial analysis,
way we tackle some tasks—such as scanning satel- and spatial modeling. The fifth section covers human
lite images of a huge area of the South Indian Ocean factors in relation to what we now term geographic
for wreckage from Malaysian Airlines MH370 flight, a information science and systems (GISS). It deals with
project organized by DigitalGlobe using imagery from information and decision-making, and with navigat-
its Worldview-2 system. Many governments are at ing the legal, ethical, and many other risks that GISS
last disgorging the information they hold for general practitioners face. The concluding chapter—the
use. And social media data are providing the fuel for Epilog—looks ahead. But it does this not by seeking
real-time analysis of the geotemporal activity patterns to assess technological change, important as that is.
of hundreds of millions of citizens. Given all that, this Rather, it seeks to identify where we can use our GISS
edition attempts to identify, explain, and evaluate the understanding, knowledge, skills, and tools to tackle
key changes and portray a snapshot of the contempo- major problems.
rary world of geographic information, GI science, and Throughout the book we emphasize the com-
GI systems. monalities and the differences between groups of
In times past we wrote about geographic infor- GI system users. Thus those in business, in govern-
mation systems, or GIS. The world has moved on. ments at a variety of levels, in academia, and in not-
Except where we are quoting from others, we no for-profit organizations have overlapping concerns
longer use the abbreviation GIS. GI systems continue but some different drivers. This extends to differences
to evolve rapidly in their functions, ease of use, and between national and subnational cultures (and even
number and spread of their users. They continue to between individuals), where our value systems and
provide the tools to describe and analyze the physical preferred modes of operating vary greatly. We have
or human environments, bringing together data and tried to give due credence to these similarities and
converting them into information and even evidence differences.
(see Section 1.2). But underpinning that use of daz- Throughout the book we use examples and
zling new technologies is a rapidly developing GI descriptions of luminaries whom we judge to have
xii Preface
made a substantial contribution. We have tried for the future. This book seeks to tell you why and
throughout the text to provide detail because “the convince you to join us.
devil is in the detail” while also trying to highlight
key points (such as through use of short tweet-like
“factoids” that appear in bold), further reading, and
Acknowledgments
a set of questions at the end of each chapter to test We take complete responsibility for all the material
how much the student has gained from it and whether contained herein. But we have drawn on contributions
the student can develop new ideas or practice. made by many others from across the world, which
have helped us create this edition. We especially thank
Online Supplementary Materials Muhammad Adnan, Stuart Ashfield, Brian Baker,
Lawrence Ball, Sir John Beddington, Ann Blake,
This fourth edition is available both in print and James Borrell, Peter Benton, Budhu Bhaduri, Paul
online. In addition to the full content of the print edi- Boyle, Alisdair Calder, Folke Carlsson, Tao Cheng,
tion, the online Web site includes significant supple- James Cheshire, Keith Clarke, Steve Coast, David
mentary material: Cowen, Max Craglia, Jack Dangermond, Keith
● A detailed discussion of four examples of GI Dugmore, Sarah Elwood, Ryan Flahive, Chris Gale,
system application, chosen to illustrate both the Vishal Gaudhar, Paul Hancock, David Hand, Stuart
breadth of applications of GI technology, and the Houghton, Liz Hughes, Indy Hurt, Pete Jones, Jens
importance of the scientific principles elaborated Kandt, Milan Konecny, Kira Kowalska, Guy Lansley,
throughout the book. Vanessa Lawrence, Alistair Leak, Dan Lewis, Antonio
● Powerpoint slides for each of the chapters of Lima, Yu Liu, Ross Maciejewski, Sara McLafferty, Mirco
the book, designed to be used as the basis for a Musolesi, Tomoki Nakaya, Ollie O’Brien, Giles Pavey,
course of lectures on the book’s contents. Joyce Poh, Marian Provenzano, Denise Pumain,
● An Instructor’s Manual, giving pointers to the most Muttukrishnan “Raj” Rajarajan, Jonathan Rhind,
effective ways to use the book in courses. Doug Richardson, James Russiello, Matt Sims, Alex
Singleton, Karen Slaght, Carl Steinitz, Lynn Usery,
Ruth Wembridge, Roy Wood, Michael Worboys,
The Best of Times Bradley Williams, Qingling Wu, and Keiji Yano. We
In short, we are in the most exciting of times. Human sincerely apologize to anyone else whose contribution
ingenuity is transforming the way we can describe, we may have overlooked.
analyze, and communicate what is occurring on Many others have contributed to the content of
the face of the Earth (and beyond). We have good previous editions; we reiterate our thanks to them.
enough science, information, and tools to make a real
impact in improving societies, business performance, Paul Longley, University College London
and much else—at all levels from the very local to the Michael Goodchild, Emeritus Professor, University of
global. Central to all this is geographic variation and California, Santa Barbara
the awareness and skills to cope with it or even to David Maguire, University of Greenwich
reshape it. We authors are excited by what GISS prac- David Rhind, Emeritus Professor, City University
titioners have already achieved and by the prospects London
Preface xiii
List of Acronyms and Abbreviations
AAG Association of American Geographers DDL Data Definition Language (SQL)
ABM agent-based model DEM digital elevation model
AEGIS Advanced Emergency Geographic DGPS Differential GPS
Information System DIG Decentralized Information Group (MIT)
AHP Analytical Hierarchy Process DIME dual independent map encoding
AJAX Asynchronous Javascript and XML DLG digital line graph
ALSM airborne laser swath mapping DLM digital landscape model
AM/FM automated mapping/facilities management DMI distance measuring instrument
AOL America On-Line DML Data Manipulation Language (SQL)
API application programming interface DNA deoxyribonucleic acid
AR augmented reality DoD Department of Defense (US)
ARPANET Advanced Research Projects Agency dpi dots per inch
Network DRASTIC model named for its inputs: depth,
ASCII American Standard Code for Information recharge, aquifer, soils, topography,
Interchange impact, conductivity
AVHRR Advanced Very High Resolution Radiometer DRG digital raster graphic
AVIRIS Airborne Visible Infrared Imaging DVD digital video disk
Spectrometer DWD National Meteorological Service (Germany)
BLOB binary large object EC European Commission
BS Bachelor of Science ECU Experimental Cartography Unit
CA cellular automaton EDA exploratory data analysis
CAD computer-assisted design EL.STAT Hellenic Statistical Agency (Greece)
CAMS Capacity Area Management System (Sears) EOS Earth Observing System
CARS Computer-Aided Routing System (Sears) EOSDIS Earth Observing System Data and
CAS Chinese Academy of Sciences Information System
CASE computer-aided software engineering EPA Environmental Protection Agency (US)
CCTV closed-circuit television EPSG European Petroleum Study Group
CD compact disk ERDAS Earth Resource Data Analysis System
CDR carbon dioxide removal ESDA exploratory spatial data analysis
CEN Comité Européen de Normalisation Esri Environmental Systems Research Institute
CERCO Comité Européen de Responsibles de la Esri BIS Esri Business Information Solutions
Cartographie Officielle EU European Union
CERN European Organization for Nuclear ExCiteS Extreme Citizen Science (University College
Research London)
CGIS Canada Geographic Information System FEMA Federal Emergency Management Agency (US)
CGS Czech Geological Survey FGDC Federal Geographic Data Committee (US)
CIA Central Intelligence Agency (US) FOIA freedom of information act
CODATA Committee on Data for Science and FOSS4G Free and Open-Source Software for
Technology (International Council for Geospatial
Science) FSA Forward Sortation Area
COGO coordinate geometry GA genetic algorithm
COM component object model GAO Government Accountability Office (US)
COTS commercial off-the-shelf GDP gross domestic product
CPI consumer price index GDT Geographic Data Technology Inc.
CPU central processing unit GEOINT geospatial intelligence
CSAIL Laboratory for Computer Science and Artificial GFIS Geographic Facilities Information System (IBM)
Intelligence (MIT) GGIM (Initiative on) Global Geospatial Information
CSDGM Content Standards for Digital Geospatial Management (UN)
Metadata GI geographic information
CSV comma-separated values GIF Graphics Interchange Format
DBA database administrator GIS geographic information system
DBMS database management system GISS geographic information science and systems
DCL Data Control Language (SQL) GIST Geographic Information Science and
DCM digital cartographic model Technology group (ORNL)
1.1 Introduction: What Are GI pursuits. Keeping track of all this activity is important,
and knowing where it occurs can be the most conve-
Science and Systems, and nient basis for tracking. Knowing where something
happens is of critical importance if we want to go
Why Do They Matter? there ourselves or send someone there, to find more
information about the same place, or to inform peo-
Almost everything that happens, happens somewhere. ple who live nearby. In addition, geography shapes
We humans confine our activities largely to the the range of options that we have to address things
surface and near-surface of the Earth. We travel over that happen, and once they are made, decisions have
it and through the lower levels of its atmosphere, and geographic consequences. For example, deciding the
we go through tunnels dug just below the surface. We route of a new high-speed railroad may be shaped by
dig ditches and bury pipelines and cables, construct topographic and environmental considerations, and
mines to get at mineral deposits, and drill wells the chosen route will create geographic winners
to access oil and gas. We reside on the Earth and and losers in terms of access. Therefore geographic
interact with others through work, leisure, and family
2 Introduction
Figure 1.2 Navigating tourist destinations is a geographic problem.
(B)
(C)
Radiation (μ Sv/h)
Source: PASCO Corporation and courtesy of Keiji
Source: Soma City and courtesy of Keiji Yano
Yano
Figure 1.3 (A) The passage of the tsunami arising out of the Great East Japan (Tōhoku) earthquake of March 11, 2011. It had subsequent
effects on Soma City in terms of (B) radiation (measured in mSv/h (micro Sievert per hour) and (C) tsunami inundation.
▲
4 Introduction
▲
phenomena—including the human population, the built reports of how localities have been affected, and orga-
environment, and transportation infrastructure—in nizing evacuation), the medium term (e.g., managing
preparation for a major earthquake disaster and protec- the disruption to industrial supply chains), and the
tion against many of its foreseeable consequences. long term (e.g., prioritizing repair and replacement of
damaged transport infrastructure). All these actions
Yet the science of predicting the location, timing,
take place in an organizational context. Early warn-
and intensity of earthquakes has made little progress
ing systems are very much an international effort. In
over the past century. A magnitude-9.0 earthquake is a
terms of addressing effects after the event, the Tōhoku
very rare event and so did not fall within any disaster-
earthquake raised issues that were best addressed at
management scenario prior to the event. For example,
the national level, whereas much of the implementation
the Fukushima reactors had been built to withstand a
was best effected at local levels.
magnitude-8.6 earthquake on the basis of historic occur-
rences plus a safety margin: but not an event of magni-
The three Ps of disaster management are
tude 9.0. However, even when major events are unfore-
prevention, preparedness, and protection.
seen, GI science and systems are integral to response and
GI science and systems are integral to each
recovery in the short term (e.g., alerting populations to
of them.
the imminent arrival of a tsunami, coordinating citizen
evidence is found). Finding new locations for retailers, terms from the dynastic (perhaps thousands of years;
with its focus on design, is an example of a normative see Box 1.2) to the diurnal, but very much longer
application of GI systems. But to predict how consum- with respect to understanding geological or geomor-
ers will respond to new locations, it is necessary for phological change. At one end of the human time
retailers to analyze and model the actual patterns of spectrum, some decisions are operational and are
behavior they exhibit. Therefore, the models they use required for the smooth day-to-day functioning of an
will be grounded in observations of messy reality that organization, such as how to control electricity inputs
have been tested in a positive manner. into grids that experience daily surges and troughs in
Design is concerned with improving the world— usage. At slightly longer timescales, tactical decisions
with decisions that when implemented achieve certain might include where to cut trees in next year’s forest
desired objectives, such as constructing new housing harvesting plan. Still other decisions are more infre-
subdivisions, developing conservation plans, or defin- quent and strategic in nature, such as those required
ing sales territories. In recent years the term geodesign to give an organization long-term direction, as when
has become a popular way of referring to design deci- a retailer decides to expand or rationalize its store
sions at geographic scales, supported by GI systems. network (Figure 1.4). At the far end of the human time
All of us would like to design improvements to the spectrum, Box 1.2 describes how the geographic
world, and GI systems are valuable tools for doing so.
Although most work with GI systems is considerably
Figure 1.4 Many store location principles are generic across different
more mundane, it is always good to bear its grander
retail markets, as with Tesco’s investment in Ostrava, Czech Republic.
potential in mind. As we show in Section 14.4,
geodesign combines two important functions of GI
systems—the ability to capture new ideas through
sketching (creating/editing new features) and the
ability to evaluate them and assess their impacts. A
user might sketch a design for a new development,
for example, and ask the GI system to predict its
impacts on transportation, groundwater, and air
pollution.
With a single collection of tools, GI systems
are able to bridge the gap between curiosity-
driven science and practical problem solving
The third way in which problems can be distinguished
is on the basis of their time scale, ranging in human
6 Introduction
▲
Figure 1.5 The Great Britain Geography of the Longleys, Goodchilds, Maguires, and Rhinds. In each case the shorter (blue) line delineates the
smallest possible area within which 95% of name bearers reside, based on 1881 Census of Population figures, and the outer (red) line encloses
the smallest area that accommodates the same proportion of adult name bearers according to a recent address register.
▲
8 Introduction
Technical Box 1.3
Some Technical Reasons Why Geographic Information Is Special and Why GI Science
and Systems Have Developed
● It is multidimensional, because two coordinates must equivalent to a 1:1 million-scale map or a
be specified to define a location, whether they be x 1:24,000-scale one (see Section 3.7).
and y or latitude and longitude; and a third coordi-
● It may be represented in different ways inside a com-
nate is needed when elevation is important.
puter (see Chapter 3), and how this is done can strongly
● It is voluminous because a geographic database can influence the ease of analysis and the end results.
easily reach a terabyte in size (see Table 1.2).
● It must often be projected onto a flat surface, for
● It may be collected by citizens, governments, or other reasons identified in Section 4.8.
organizations, and it may prove useful to pool infor-
● It requires many special methods for its analysis (see
mation from these diverse sources.
Chapters 13 and 14).
● It may be represented at different levels of spatial
● It may be transformed to present different views of
resolution, for example, by using a representation
the world, for example, to aid interpretation.
in this book is of spatial analysis (see Chapters 13 become clear in later chapters and are briefly
and 14), not geographic analysis, to emphasize this summarized in Box 1.3.
versatility.
Another term that has been growing in usage
in recent years is geospatial—implying a subset
of spatial applied specifically to the Earth’s surface 1.2 Data, Information, Evidence,
and near surface. In this book we have tended Knowledge, and Wisdom
to avoid geospatial, preferring geographic, and
we use spatial where we need to emphasize Information systems help us to manage what we
generality. know, by making it easy to organize and store,
Although there are subtle distinctions access and retrieve, manipulate and synthesize, and
between the terms geographic(al), spatial, apply to the solution of problems. We use a vari-
and geospatial, for many practical purposes ety of terms to describe what we know, including
they can be used interchangeably. the five that head this section and that are shown
in Table 1.1. There are no universally agreed-on
People who encounter GI for the first time definitions of these terms. Nevertheless it is worth
are sometimes driven to ask why geography is so trying to come to grips with their various meanings
important; why, they ask, is spatial special? After because the differences between them can often be
all, there is plenty of information around about significant, and what follows draws on many sources
geriatrics, for example, and in principle one could and thus provides the basis for the use of these
create a geriatric information system. So why has GI terms throughout the book. Data clearly refers to
spawned an entire industry, if geriatric information the most mundane kind of information and wisdom
has not done so to anything like the same extent? to the most substantive. Data consist of numbers,
Why are there unlikely to be courses in universi- text, or symbols, which are in some sense neutral
ties specifically in geriatric information science and and almost context-free. Raw geographic facts, such
systems? Part of the answer should be clear already: as sensor measurements of temperature at a specific
almost all human activities and decisions involve a time and location, are examples of data. When data
location component, and the location component is are transmitted, they are treated as a stream of bits;
important. Another reason will become apparent in a crucial requirement is to preserve the integrity of
Chapter 2, where we will see that working with GI the data set. The internal meaning of the data is
involves complex and difficult choices that are also irrelevant in such considerations. Data (the noun is
largely unique. Other, more technical reasons will the plural of datum) are assembled together in a
database (see Chapter 9), and the volumes of data doing the latter because of the tools they provide for
that are required for some typical applications are combining information from different sources.
shown in Table 1.2.
GI systems do a better job of sharing data
The term information can be used either narrowly
and information than knowledge, which is
or broadly (and we use both in this book). In a narrow
more difficult to detach from the knower.
sense, information can be treated as devoid of mean-
ing and therefore as essentially synonymous with data Knowledge does not arise simply from having
as defined in the previous paragraph. Others define access to large amounts of information. It can be
information as anything that can be digitized, that is, considered as information to which value has been
represented in digital form (see Chapter 3), but also added by interpretation based on a particular con-
argue that information is differentiated from data by text, experience, and purpose. Put simply, the infor-
implying some degree of selection, organization, and mation available in a book or on the Internet or on
preparation for particular purposes—information is a map becomes knowledge only when it has been
data serving some purpose or data that have been read and understood, as when an experienced hiker
given some degree of interpretation. Information is chooses not to set off into unfamiliar terrain having
often costly to produce, but once digitized, it is cheap read about it and taken stock of the weather forecast.
to reproduce and distribute. Geographic data sets, for How the information is interpreted and used will be
example, may be very expensive to collect and assem- different for different readers depending on their pre-
ble, but very cheap to copy and disseminate. One vious experience, expertise, and needs. It is impor-
other characteristic of information is that it is easy to tant to distinguish two types of knowledge: codified
add value to it through processing and through merger and tacit. Knowledge is codifiable if it can be written
with other information. GI systems are very useful for down and transferred relatively easily to others. Tacit
Table 1.2 Potential GI database volumes in bytes for some typical applications (volumes estimated to the nearest order of magnitude). Strictly,
bytes are counted in powers of 2—1 kilobyte is 1024 bytes, not 1000.
1 megabyte 1 000 000 (220) Single data set in a small project database
30
1 gigabyte 1 000 000 000 (2 ) Entire street network of a large city or small country
40
1 terabyte 1 000 000 000 000 (2 ) Elevation of entire Earth surface recorded at 30 m intervals
50
1 petabyte 1 000 000 000 000 000 (2 ) Satellite image of entire Earth surface at 1 m resolution
60
1 exabyte 1 000 000 000 000 000 000 (2 ) A possible 3-D representation of the entire Earth at 10 m
resolution
1 zettabyte 1 000 000 000 000 000 000 000 (270) One-fifth of the capacity (in 2013) of U.S. National Security
Agency Utah Data Center
10 Introduction
knowledge is often slow to acquire and much more bases, conducting analytical operations in a frac-
difficult to transfer. Examples include the knowledge tion of the time they would take to do by hand, and
built up during an apprenticeship, understanding of automating the process of making useful maps. GI
how a particular market works, or familiarity with using systems also process information, but there are limits
a particular technology or language. This difference to the kinds of procedures and practices that can be
in transferability means that codified and tacit knowl- automated when turning data into useful information.
edge need to be managed and rewarded quite differ- The question of whether and how such selectiv-
ently. Because of its nature, tacit knowledge is often a ity and preparation for purpose actually adds value,
source of competitive advantage. or whether the results add insight to interpretation
Some have argued that knowledge and infor- in geographic applications, falls into the realm of GI
mation are fundamentally different in at least three science. This rapidly developing field is concerned
important respects: with the concepts, principles, and methods that are
put into practice using the tools and techniques
● Knowledge entails a knower. Information exists
of GI systems. It provides sound principles for the
independently, but knowledge is intimately related
sample designs used to create data and the ways
to people.
in which data can be turned into information that
● Knowledge is harder to detach from the knower is representative of a study area. GI science also
than information; shipping, receiving, transferring provides a framework within which new evidence,
it between people, or quantifying it are all much knowledge, and ultimately wisdom about the Earth
more difficult than for information. can be created, in ways that are efficient, effective,
● Knowledge requires much more assimilation—we and safe to use.
digest it rather than hold it. We may hold conflict- Like all sciences, an essential requirement of GI
ing information, but we rarely hold conflicting science is a method for discovering new knowledge.
knowledge. The GI scientific method must support:
Evidence is considered a halfway house between ● Transparency of assumptions and methods so that
information and knowledge. It seems best to regard it other GI scientists can determine how previous
as a multiplicity of information from different sources, knowledge has been discovered and how they
related to specific problems, and with a consistency might themselves add to the existing body of
that has been validated. Major attempts have been knowledge
made in medicine to extract evidence from a welter ● Best attempts to attain objectivity through a
of sometimes contradictory sets of information, drawn detached and independent perspective that
from different geographic settings, in what is known avoids or accommodates bias (unintended or
as meta-analysis, or the comparative analysis of the otherwise)
results of many previous studies. ● The ability of any other qualified scientist to repro-
Wisdom is even more elusive to define than the
duce the results of an analysis
other terms. Normally, it is used in the context of deci-
sions made or advice given, which is disinterested, ● Methods of validation using the results of the
based on all the evidence and knowledge available. analysis (internal validation) or other information
It is given with some understanding of the likely conse- sources (external validation)
quences of various actions and assessment of which is ● Generalization from partial representations that
or are most beneficial. Almost invariably, knowledge is are developed for analytical purposes to the wider
highly individualized rather than being easy to create objective reality that they purport to represent
and share within a group. Wisdom is in a sense the top
How, then, are problems solved using a scien-
level of a hierarchy of decision-making infrastructure.
tific method, and are geographic problems solved
in ways different from other kinds of problems? We
humans have accumulated a vast storehouse of
1.3 GI Science and Systems knowledge about the world, including information
both on how it looks—that is, its forms—and how
GI systems are computer-based tools for collect- it works—that is, its dynamic processes. Some of
ing, storing, processing, analyzing, and visualizing those processes are natural and built into the design
geographic information. They are tools that improve of the planet, such as the processes of tectonic
the efficiency and effectiveness of handling informa- movement that lead to earthquakes and the pro-
tion about objects and events located in geographic cesses of atmospheric circulation that lead to hur-
space. They can be used to carry out many useful ricanes. Others are human in origin, reflecting the
tasks, including storing vast amounts of GI in data- increasing influence that we have on ecosystems,
Figure 1.9 The form of the Earth’s surface shows enormous variability, for example, between (A) the deserts of the southwest United States and
(B) the settled landscape of Northern England.
12 Introduction
Courtesy: National Institute for Space Research INPE Brazil
© BernardAllum/iStockphoto
This perspective is consistent with our understanding Sir Isaac Newton established the Laws of Motion,
of places in the world as sites at which unique according to which all matter behaves in ways that
relations develop among people and the locations can be perfectly predicted. From Newton’s Laws we
that they occupy and the accumulated effects of these are able to predict the motions of the planets almost
relations over time. GI systems provide ways of gener- perfectly, although Einstein later showed that cer-
alizing about and between places, albeit in ways that tain observed deviations from the predictions of the
acknowledge differences between them. Place-based Laws could be explained with his Theory of Relativity.
methods in GI systems make it possible to think of Laws of this level of predictive quality are few and
geography as repetitive (where in the world is like this far between in the geographic world of the Earth’s
place?) while at the same time remaining sensitive to surface. The real world is the only laboratory that is
the unique context of unique places. available for understanding the effects of many fac-
General knowledge about unique places comes tors on unique places in the social and environmental
in many forms. Classification is perhaps the simplest sciences, and considerable uncertainty is generated
and most rudimentary and is widely used in prob- when we are unable to control for all conditions.
lem solving. In many parts of the United States and These problems are compounded in the social realm,
other countries, efforts have been made to limit the where the role of human agency makes it almost
development of wetlands in the interest of preserv- inevitable that any attempt to develop rigid laws will
ing them as natural habitats and avoiding excessive be frustrated by isolated exceptions. Thus, whereas
impact on water resources. To support these efforts, market researchers use spatial interaction models,
resources have been invested in mapping wetlands, in conjunction with GI systems, to predict how many
largely from aerial photography and satellite imagery. people will shop at each shopping center in a city,
These maps simply classify land, using established substantial errors will occur in the predictions—
rules that define what is and what is not a wetland because people are in significant part autonomous
(Figure 1.11). agents. Nevertheless, the results are of great value
More sophisticated forms of knowledge include in developing location strategies for retailing. The
rule sets—for example, rules that determine what use Universal Soil Loss Equation, used by soil scientists in
can be made of wetlands, or what areas in a forest conjunction with GI systems to predict soil erosion,
can be legally logged. The U.S. Forest Service has is similar in its rather low predictive power, but again
rules to define wilderness and to impose associated the results are sufficiently accurate to be very useful
regulations regarding the use of wilderness, including in the right circumstances. “Good” usually means
prohibition on logging and road construction. Such “good enough for this specific application” in GI
rules can be captured in the data model of a GI data- systems applications.
base (see Chapter 7). Solving problems involves several distinct
Much of the knowledge gathered by the activi- components and stages. First, there must be an
ties of scientists suggests the term law. The work of objective, or a goal that the problem solver wishes
14 Introduction
Next Page
Table 1.3 World Internet usage and penetration statistics as of June 30 2012. (Source: www.internetworldstats.com)
example, the radio, the telephone, and the televi- through advertising, with Google perhaps the most
sion). RealTimeStatistics.org estimated that in 2013 obvious exponent of understanding the importance
some 2.4 billion of the world’s 7 billion population of location in delivering targeted advertising.
were Internet users, although stark variations in Inter- We now turn to consider the other components
net availability and usage remain—see Table 1.3. of a GI system. First, the user’s hardware is the device
Many of the early Internet applications of GI that the user interacts with directly in carrying out GI
systems remain in use, in updated form, today. They system operations, by typing, pointing, clicking, or
range from using GI systems on the Internet to dis- speaking, and that returns information by displaying
seminate information on the location of businesses it on the device’s screen or generating meaning-
(e.g., www.yell.com), to consolidated lists of available ful sounds. Traditionally, this device sat on an office
goods and services, to direct revenue generation desktop, but today’s user has more options and much
through subscription services, to helping members of more freedom because GI system functions can also
the public to participate in important local, regional, be delivered through smartphones, notebooks, and
and national debates. The Internet has become very in-vehicle devices.
popular as a vehicle for delivering business GI system The second component is the software programs
applications for several reasons. It provides an estab- that represent the world by running locally in the
lished, widely used platform and accepted standards user’s machine or remotely in the Cloud. Increasing
for interacting with information of many types. It also numbers of users manipulate geographic information
offers a cost-effective way of linking distributed users using executable open-source software code that is
(for example, telecommuters and office workers, cus- often freely available for download across the Web.
tomers and suppliers, students and teachers). From Users can execute this code and also modify it if they
the early days onward, the interactive and exploratory wish. Other open software is also available for use as
nature of navigating linked information became a linked executable files, although the computer code
great hit with users. that was used to generate it is not made available
Internet-enabled devices became portable in the by its authors and so cannot be modified by other
early 2000s (see Section 10.3) with the wide diffusion users. Both of these types of software may be made
of location-aware smartphones and other handheld available by their authors in the interests of solving
devices and the availability of wireless networks in particular problems, or they may be made available
public places such as airports and railway stations. as part of larger linked software libraries, such as
The subsequent innovation of 3G and 4G mobile the R project for statistical computing and graphics
broadband now routinely allows portable and in- (www.r-project.org/). Some open software libraries
vehicle devices to deliver location-based services (see have a focus on geographic problem solving and as
Section 10.3.2) to users on the move. Users receive such are described as GI systems—with the Quantum
real-time geographic services such as mapping, routing, GIS Project (www.qgis.org/) providing perhaps the
traffic congestion, and geographic yellow pages. best contemporary example. The international
These services are usually funded directly or indirectly “Geo for All” initiative (www.geoforall.org/) seeks
16 Introduction
Biographical Box 1.4
Sir Walter Bodmer, Human Geneticist of long-established families who can trace their recent
ancestry to particular locations and to relate this to
Sir Walter Bodmer (Figure 1.13A) is a German-born British historical and archaeological evidence of invasion and
human geneticist. He studied mathematics and statistics at settlement. The DNA samples of thousands of volunteers
Cambridge University, doing his PhD under the renowned have been analyzed in ways that reveal the biological
statistician and geneticist Sir Ronald A. Fisher before join- traces of successive waves of colonizers of Britain—such
ing Nobel-Prize-winning microbiologist Joshua Lederberg’s as the original ancient British settlers, the Anglo-Saxons,
laboratory in the Genetics Department of Stanford Univer- and the Vikings. The resulting genetic map (Figure 1.13B)
sity in 1961. He was an early pioneer of the use of comput- shows, for example, that the Viking invasion of Britain
ing to study population genetics, and after a period as a was predominately by Danish Vikings, whereas the
faculty member at Stanford, he left to become the first Orkney Islands were settled by Norwegian Vikings.
Professor of Genetics at Oxford University in 1970.
Walter was a pioneering advocate of public en-
Population genetics is the study of the changing gagement with science and technology and remains
distribution of gene variants (or alleles) under the influ- very active in this field. He was elected a Fellow of the
ence of four important evolutionary processes: natural Royal Society in 1974 and was awarded the Society’s
selection, genetic drift, mutation, and gene flow. Walter Royal Medal in 2013 for seminal contributions to popu-
was one of the first to suggest the idea of identify- lation genetics, gene mapping, and our understanding
ing the physical and functional characteristics of the of familial genetic disease.
20,000–25,000 genes of the human genome. This idea
was subsequently pursued in the Human Genome Check out the People of the British Isles project at
Project, which in important respects remains the www.peopleofthebritishisles.org.
ultimate investigative analysis using Big Data.
Geography is central to study of the human genome,
for the very good reason that most families remain
settled in one part of the world for many generations.
In 2005 Walter was appointed to lead a major (£2.3 million/
$3.8 million) project to examine geographic variations
in the genetic makeup of the people of the British Isles.
The aim of this project is to measure the genetic profiles
Courtesy: Wellcome Trust POBI Project
UK Map Boundaries
UK Map Boundaries Source:Source:
2001 2001 Census,
Census, Output
Output AreaBoundaries.
Area Boundaries. Crown
Crowncopyright 2003.
copyright 2003.
Republic of Ireland and Isle of Man Maps: Copyright EuroGeographics for the administrative boundaries.
Republic of Ireland and Isle of Man Maps: Copyright EuroGeographics for the administrative boundaries.
Figure 1.13 (A) Walter Bodmer, human geneticist; and (B) a genetic map of the United Kingdom, with different colors denoting the genetic
groups of long-settled residents.
18 Introduction
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His efforts were all for the good of Prussia, and his subjects
recognized what he had done for the fatherland. Zimmermann, the
Hanoverian physician, thus describes him in his old age:—
“He is not of tall stature, and seems bent under his load of
laurels and his many years of struggle. His blue coat, much worn like
his body, long boots to above the knees, and a white snuff-
besprinkled vest, gave him a peculiar aspect. But the fire of his eyes
showed that Frederick’s soul had not grown old. Though his bearing
was that of an invalid, yet one must conclude from the quickness of
his movements and the bold decisiveness of his look, that he could
yet fight like a youth. Set up his unimportant figure among a million
of men, and every one would recognize in him the king, so much
sublimity and constancy resided in this unusual man!”
And the same writer says of his palace:—
“At Sans Souci there reigned such quiet that one might notice
every breath. My first visit to this lonely spot was of an evening in the
late fall. I was indeed surprised when I saw before me a small
mansion, and learned that in it lived the hero who had already
shaken the world with his name. I went around the entire house,
approached the windows, saw light in them, but found no sentry
before the doors, nor met a man to ask me who I was or what I
craved. Then first I understood the greatness of Frederick. He needs
for his protection not armed minions or firearms. He knows that the
love and respect of the people keep watch at the doors of his modest
abode.”
Frederick’s military genius was coupled with absolute control of
his country’s resources. Though Gustavus Adolphus was both
general and king, he was not an autocrat. The constitution of
Sweden prescribed his bounds. In ancient days, only Alexander
stood in the position of Frederick, and Cæsar, during the latter
portion of his campaigns. Hannibal was always limited in his
authority. Alexander, working in a far larger sphere, had personal
ambitions and a scope which Frederick lacked, yet each worked for
the good of his country. Frederick was not a conqueror. He fought to
defend his possessions. His military education was narrow; his
favorite studies and occupations essentially peaceful. But from
history he had sucked the ambition to make more powerful the
country which owed him allegiance, and he had digested the deeds
of the great commanders as only a great soldier can. Unconscious of
his own ability, necessity soon forced him to show what he was
worth. Like the Romans, he laid down one rule: Never wait for your
opponent’s attack. If you are on the defensive, let this be still of an
offensive character in both campaigns and battles. This rule he
followed through life.
Frederick most resembled Hannibal. He possessed Hannibal’s
virtue,—the secret of keeping a secret. He never divulged his plans.
From the start he was a captain, and so he remained to the end.
How did he learn his trade? Alexander and Hannibal learned theirs
under Philip and Hamilcar in Greece and Spain. Cæsar taught
himself in Gaul; Gustavus Adolphus, in Denmark, Russia, and
Poland. But Frederick had had no opportunities, except to learn the
pipe-clay half of the art of war. His five years’ retirement after his
court-martial must have done for him more than any one ever knew.
The fertility of his intelligence, and his power of applying what he
learned, were the foundation of his skill. His first campaign advanced
him more than a life of war does the greatest among others. The
First Silesian War was a school out of which Frederick emerged the
soldier he always remained.
That Frederick was not a warrior for the sake of conquest was
well shown in his moderation after the First Silesian War. He
demanded only his rights, as he understood them. And after the
Second Silesian, and the Seven Years’ War, he asked no more than
he got at the peace of Dresden, when he might have made far
greater claims. Indeed, Frederick’s whole life showed his preference
for the arts of peace. After the glamour of the first step had vanished,
war was but his duty to Prussia.
Frederick had assimilated the theory of war from the history of
great men; but its study was never a favorite pursuit. He was a born
soldier. As Cæsar taught himself from ambition, so Frederick taught
himself from necessity. What he did had not a theoretical but an
essentially practical flavor. He rose to the highest intellectual and
characteristic plane of the art, not by imitation of others, but by native
vigor. Frederick had by heart the lesson of Leuctra and Mantinæa,
but it required genius to apply the oblique order as he did it at
Leuthen. No man has ever so perfectly done this. No one in modern
times has had such troops.
Frederick placed war among the liberal arts. Perhaps the least
straight-laced of any captain, he held that only broad principles can
govern it; that the use of the maxims of war depends on the
personality of the soldier and the demands of the moment. His
“Instructions” to his generals set out Frederick’s whole art. It is full of
simple, common sense; apt rules, practical to the last degree. But it
was the man who made them so fruitful. Just because they do
represent the man they are interesting in this connection.
Frederick is the first writer on the military art who goes to the root
of the matter. He always wrote profusely,—most plentifully in bad
French verse,—but his “Instructions” are admirable throughout. At
the head of the paper stands this motto: “Always move into the field
sooner than the enemy;” and this was his course in campaign and
battle alike. He asked of the enemy a categorical yes or no to his
ultimatum, and upon no struck an instant blow. So novel was
Frederick’s quick decisiveness that he was at first looked upon in
Europe as a rank disturber of the peace. But his was only the old
Roman method revamped.
Underlying this rule was the good of Prussia. This motive he
ground into his men’s souls. He demanded as a daily habit
extraordinary exertions. His men must perform the unusual at all
times. And “from highest officer to last private, no one is to argue,
but to obey,” says he. A habit of obedience supplanted fear of
punishment. The king’s zeal flowed down through every channel to
the ranks. He was himself notoriously the hardest-worked man in
Prussia, and his men appreciated the fact.
Next in importance to discipline comes the care of the troops. In
his day subsistence tied armies down to predetermined manœuvres.
Frederick carried his rations with him, and in his rapid movements
made requisitions on the country, as Napoleon, a generation later,
did more fully.
Then follows the study of topography. Positions were to
Frederick only links in a chain, or resting places, but he ably utilized
the lay of the land in his battles. He taught his generals, wherever
they might be, to look at the surrounding country and ask
themselves, “What should I do if I was suddenly attacked in this
position?” He enunciated many maxims scarcely known at his day.
“If you divide your forces you will be beaten in detail. If you wish to
deliver a battle bring together as many troops as possible.” Frederick
did not try to keep everything, but put all his energy into the one
important matter. His was no hard and fast system. He did what was
most apt. His battle plans were conceived instantly on the ground.
What was intricate to others was simple to him and to the Prussian
army. Frederick held Hannibal up as a pattern. “Always,” said the
king, “lead the enemy to believe you will do the very reverse of what
you intend to do.”
Minor operations are clearly treated of. In general the motif of
these “Instructions” is attack and initiative. “Prussians,” said he, “are
invariably to attack the enemy.” Close with him even if weaker. Make
up for weakness by boldness and energy. He opposed passive
defence. Every one of his battles was offensive. He complained,
indeed, that he had to risk much all his life.
Frederick’s irrepressible courage under misfortune is equalled in
history only by Hannibal’s. Fortune was not his servant as she was
Alexander’s and Cæsar’s. He thanked himself for his good luck, or
rather his successes were due to the fact that he made use of good
luck when he had it, and threw no chances away. The magnificence
of his warlike deeds is traceable almost solely to his own mental
power and remarkable persistency. No danger or difficulty ever, in
the remotest degree, changed his purpose or affected his reasoning
power. It was this kept the ascendant on his side.
Despite sternest discipline, Frederick was familiar with his men,
who knew him as Vater Fritz, and bandied rough jokes with him.
“The Austrians are three to one of us, and stoutly entrenched,” said
the king, riding the outposts before Leuthen. “And were the devil in
front and all around them, we’ll hustle them out, only thou lead us
on!” answered a brawny grenadier. “Good-night, Fritz.” He gained
such personal love from his men that it seems to have been
transmitted as a heritage of the Hohenzollerns. He spurred his men
to the most heroic efforts, the most extraordinary feats of daring and
endurance. As the complement to this quality, he infused in his
enemies a dread of his presence. He utilized the mistakes they
made and led them into still others, less from any system than by
doing the right thing at the right moment. Strict rules aid only the
minds whose conceptions are not clear, and whose execution lacks
promptness. Rules were as nothing to Frederick. He observed them,
not because they were rules, but because they were grounded on
truths which his own mind grasped without them. He broke them
when there was distinct gain in so doing. His operations against six
armies surrounding him was based on his own maxim, that “Whoso
attempts to defend everything runs danger of losing everything,” and
he turned from one to the other, risking much to gain much. This idea
of Frederick’s was a novel one in his century, whose warfare
consisted in an attempt to protect and hold everything by fortresses
and partial detachments. In working out this idea he is
unapproached.
Frederick never allowed his enemies to carry out their own
plans. His movements imposed limitations upon them. He impressed
his own personality on every campaign. To carry his victuals with him
enabled him to outmanœuvre them, for his enemies relied
exclusively on magazines established beforehand. He could select
his routes according to the exigencies of the moment, while they
must keep within reach of their depots.
Tactically, Frederick stands highest of all soldiers. Strategically
he was less great. In strategic movements, his brother, Prince Henry,
did occasional work worthy to be placed beside the king’s. Tactically,
no one could approach him. His method of handling the three arms
was perfect.
Gustavus Adolphus had given new impulse to systematic,
intelligent war. But what he did was not understood. His imitators
jumbled the old and new systems. They placed too much reliance on
fortresses and magazines, and on natural and artificial obstacles;
they made strained efforts to threaten the enemy’s communications;
they manœuvred for the mere sake of doing something and apart
from any general plan; they avoided decisive movements and
battles.
Frederick, by making his armies less dependent on magazines,
acquired a freer, bolder, and more rapid style. The allies aimed to
parcel out Prussia. Frederick met them with decision. Surrounded on
all sides by overwhelming numbers, he was compelled to defend
himself by hard knocks. And his individual equipment as well as the
discipline of his army enabled him to do this with unequalled
brilliancy. In all history there is no such series of tactical feats as
Frederick’s.
Each captain must be weighed by the conditions under which he
worked. We cannot try Alexander by the standard of Napoleon.
While Napoleon’s battle tactics have something stupendous in their
magnificence, Frederick’s battles, in view of numbers and difficulties,
are distinctly finer. Frederick’s decisiveness aroused fresh interest in
battle. Manœuvres now sought battle as an object, while sieges
became fewer and of small moment.
All Europe was agog at Frederick’s successes, but no one
understood them. Lloyd alone saw below the surface. As Gustavus
had been misinterpreted, so now Frederick. Some imitated his
minutiæ down to the pig-tails of his grenadiers. Some saw the cure-
all of war in operations against the enemy’s flanks and rear. Some
saw in detachments, some in concentration, the trick of the king.
Only Lloyd recognized that it all lay in the magnificent personality of
the king himself, that there was no secret, no set rule, no
legerdemain, but that here again was one of the world’s great
captains. The imitators of Frederick caught but the letter. The spirit
they could not catch. Until two generations more had passed, and
Lloyd and Jomini had put in printed form what Frederick and
Napoleon did, the world could not guess the riddle.
His own fortresses were of importance to Frederick because his
enemy respected them. But he paid small heed to the enemy’s. He
could strike him so much harder by battle, that he never frittered
away his time on sieges, except as a means to an end. The allies
clung to their fortified positions. Frederick despised them, and
showed the world that his gallant Prussians could take them by
assault.
This period, then, is distinguished for the revival of battles, and
of operations looking towards battle. Of these Frederick was the
author. Battles in the Seven Years’ War were not haphazard. Each
had its purpose. Pursuit had, however, not yet been made effective
so to glean the utmost from victory. No single battle in this period
had remarkable results. Frederick’s battles were generally fought to
prevent some particular enemy from penetrating too far into the
dominions of Prussia. In this they were uniformly successful. But in
the sense of Napoleon’s battles they were not decisive. The superior
decisiveness of Napoleon’s lay in the strategic conditions and in his
superiority of forces. No battles—as battles—could be more
thoroughly fought out than Frederick’s; no victories more brilliant.
Frederick not only showed Europe what speed and decision can
do in war, but he made many minor improvements in drill, discipline,
and battle-tactics. He introduced horse-artillery. His giving scope to
such men as Seydlitz and Ziethen made the Prussian cavalry a
model for all time. He demonstrated that armies can march and
operate continuously, with little rest, and without regard to seasons.
Light troops grew in efficiency. War put on an aspect of energetic
purpose, but without the ruthless barbarity of the Thirty Years’ War.
No doubt Napoleon, at his best, was the greater soldier. But
Napoleon had Frederick’s example before him, as well as the
lessons of all other great captains by heart. Napoleon’s motive was
aggressive; Frederick’s, pure defence. Hence partly the larger
method. But Frederick in trial or disaster was unspeakably greater
than Napoleon, both as soldier and man.
In the forty-six years of his reign Frederick added sixty per cent.
to the Prussian dominion, doubled its population, put seventy million
thalers in its treasury, and created two hundred thousand of the best
troops in existence. Prussia had been a small state, which the
powers of Europe united to parcel out. He left it a great state, which
all Europe respected, and planted in it the seed which has raised its
kings to be emperors of Germany. This result is in marked contrast
to what Napoleon’s wars did for France.
Whoever, under the sumptuous dome of the Invalides, has
gazed down upon the splendid sarcophagus of Napoleon, and has
stepped within the dim and narrow vault of the plain old garrison
church at Potsdam, where stand the simple metal coffins of
Frederick the Great and of his father, must have felt that in the latter
shrine, rather than the other, he has stood in the presence of the
ashes of a king.
Whatever may be said of Frederick’s personal method of
government, or of the true Hohenzollern theory that Prussia
belonged to him as an heritage to make or to mar as he saw fit, it
cannot be denied that he was true to the spirit of his own verses,
penned in the days of his direst distress:—
MARENGO CAMPAIGN
This superb campaign had lasted but a month, and had been
characterized by the utmost dash and clearness of perception. Again
Napoleon’s one mass projected on one properly chosen line had
accomplished wonders.
Napoleon once said to Jomini, “The secret of war lies in the
secret of communications. Keep your own and attack your enemy’s
in such a way that a lost battle may not harm you, a battle won may
ruin your adversary. Seize your enemy’s communications and then
march to battle.” Napoleon’s success came from study of the
situation. His art was founded on an intimate knowledge of all the
facts, coupled with such reasoning power as enabled him to gauge
correctly what his enemy was apt to do. Without the art the study
would be useless. But the art could not exist apart from study.
After Marengo there were five years of peace. These and the
four years between Wagram and the Russian campaign were the
only two periods of rest from war in Napoleon’s career. Succeeding
this came the memorable Austerlitz campaign. Napoleon had had for
some months three of his best officers in Germany studying up
topography, roads, bridges, towns, in the Black Forest region and
toward the Tyrol and Bohemia. To thus make himself familiar with the
status was his uniform habit.
Ulm-Austerlitz Campaign
Napoleon, now Emperor, was at Boulogne, threatening and
perhaps at times half purposing an invasion of England. He
commanded the best army he ever had. The Austrians, not
supposing him ready, inundated Bavaria with troops, without waiting
for their allies, the Russians, and marched up the Danube to the Iller,
under Field-Marshal Mack. Napoleon put an embargo on the mails,
broke up from Boulogne at twenty-four hours’ notice, and reached
the vicinity of the enemy with an overwhelming force before Mack
was aware of his having left the sea. His line of march was about
Mack’s right flank, because this was the nearest to Boulogne and
gave him a safe base on the confederate German provinces. So well
planned was the manœuvre, so elastic in its design for change of
circumstances, that it fully succeeded, step for step, until Mack was
surrounded at Ulm and surrendered with his thirty thousand men.
Here again we find the Napoleonic rule fairly overwhelming Mack
with superior numbers. Except in 1796 and 1814, Napoleon always
had more men than the enemy on the field at the proper time. “They
ascribe more talent to me than to others,” he observed, “and yet to
give battle to an enemy I am in the habit of beating, I never think I
have enough men; I call to my aid all that I can unite.”
The chart herewith given of the grand manœuvre of Ulm is so
simple as to suggest no difficulties of execution. But there is
probably nothing in human experience which taxes strength,
intellect, judgment, and character to so great a degree as the
strategy and logistics of such a movement, unless it be the tactics of
the ensuing battle. The difficulties are, in reality, gigantic.
Napoleon headed direct for Vienna, and on the way absolutely
lived on the country. “In the movements and wars of invasion
conducted by the Emperor, there are no magazines; it is a matter for
the commanding generals of the corps to collect the means of
victualling in the countries through which they march,” writes Berthier
to Marmont. Napoleon took Vienna and marched out towards Brünn,
where the Austrians and Russians had concentrated. Here he was
far from secure, if equal talent had been opposed to him; but he took
up a position near Austerlitz, from which he could retreat through
Bohemia, if necessary, and, calmly watching the enemy and allowing
several chances of winning an ordinary victory to pass, he waited,
with an audacity which almost ran into braggadocio, for the enemy to
commit some error from which he could wrest a decisive one. And
this the allies did, as Napoleon divined they would do. They tried to
turn his right flank and cut him off from Vienna. Napoleon massed his
forces on their centre and right, broke these in pieces, and won the
victory of which he was always most proud. Napoleon’s conduct here
showed distinctly a glint of what he himself so aptly calls the divine
part of the art.
There is always a corresponding danger in every plan which is of
the kind to compass decisive results. In this case Napoleon risked
his right wing. But to judge how much it is wise to risk and to guess
just how much the enemy is capable of undertaking is a
manifestation of genius.
The era of the great battles of modern war dates from Austerlitz.
Marengo was rather two combats than one great battle. Frederick’s
battles were wonders of tactics and courage, but they differ from the
Napoleonic system. In Frederick’s battles the whole army was set in
motion for one manœuvre at one time to be executed under the
management of the chief. If the manœuvre was interrupted by
unforeseen events, the battle might be lost. In Napoleon’s system,
the centre might be broken and the wings still achieve victory; one
wing might be crushed while the other destroyed the enemy. A bait
was offered the enemy by the exhibition of a weak spot to attract his
eye, while Napoleon fell on the key-point with overwhelming odds.
But in this system the control passed from the hand of the leader. All
he could do was to project a corps in a given direction at a given
time. Once set in motion, these could not readily be arrested. Such a
system required reserves much more than the old method. “Battles
are only won by strengthening the line at a critical moment,” says
Napoleon. Once in, Napoleon’s corps worked out their own
salvation. He could but aid them with his reserves.
There is a magnificence of uncertainty and risk, and
corresponding genius in the management of the battles of Napoleon;
but for purely artistic tactics they do not appeal to us as do
Frederick’s. The motif of Alexander’s battles is more akin to
Napoleon’s; that of Hannibal’s, to Frederick’s.
It has been said that Napoleon never considered what he should
do in case of failure. The reverse is more exact. Before delivering a
battle, Napoleon busied himself little with what he would do in case
of success. That was easy to decide. He busied himself markedly
with what could be done in case of reverse.
Like all great captains, Napoleon preferred lieutenants who
obeyed instead of initiating. He chafed at independent action. This
was the chief’s prerogative. But as his armies grew in size he gave
his marshals charge of detail under general instructions from himself.
Dependence on Napoleon gradually sapped the self-reliance of more
than one of his lieutenants, and though there are instances of noble
ability at a distance from control, most of his marshals were able
tacticians, rather than great generals. Napoleon grew impatient of
contradiction or explanation; and he sometimes did not learn or was
not told of things he ought to know. He was no longer so active.
Campaigning was a hardship. His belief in his destiny became so
strong that he began to take greater risks. Such a thing as failure did
not exist for him. His armies were increasing in size, and railroads
and telegraphs at that day did not hasten transportation and news.
The difficulties he had to contend with were growing fast.
These things had the effect of making Napoleon’s military plans
more magnificent, more far-reaching. But all the less could he pay
heed to detail, and from now on one can, with some brilliant
exceptions, perceive more errors of execution. In the general
conception he was greater than ever, and this balanced the scale.
His ability to put all his skill into the work immediately in hand was
marvellous. But with a vast whole in view, the parts were, perhaps of
necessity, lost sight of.
The campaigns of 1806 and 1807 were in sequence. To move on
the Prussians, who, under the superannuated Duke of Brunswick,
were concentrated in Thuringia, Napoleon massed on his own right,
disgarnishing his left, turned their left,—in this case their strategic
flank, because the manœuvre cut them off from Berlin and their
allies, the Russians,—and with overwhelming vigor fell on the
dawdling enemy at Jena and Auerstädt. The Prussians had
remained stationary in the art of war where they had been left by
Frederick, and had lost his burning genius.