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Suhay-ExplainingGroupInfluence-2015
Suhay-ExplainingGroupInfluence-2015
and Polarization
Author(s): Elizabeth Suhay
Source: Political Behavior , March 2015, Vol. 37, No. 1 (March 2015), pp. 221-251
Published by: Springer
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Behavior
ORIGINAL PAPER
Elizabeth Suhay
Abstract Evidence has accumulated that people often conform to political norms.
However, we know little about the mechanisms underlying political conformity.
Whose norms are people likely to follow, and why? This article discusses two
phenomena - social identity and "self-conscious" emotions - that are key to
understanding when and why people follow the crowd. It argues that adherence to
in-group norms is a critical basis of status among in-group peers. Conformity
generates peer approval and leads to personal pride. Deviance generates disapproval
and causes embarrassment or shame. These emotional reactions color an individ-
ual's political perspectives, typically generating conformity. These same mecha-
nisms can spur between-group polarization. In this case, differentiation from the
norms of disliked out-groups results in peer approval and pride, and conformity to
out-group norms disapproval and embarrassment or shame. This framework is
supported by the results of two experiments that examine the influence of group
opinion norms over economic and social aspects of citizens' political ideologies.
One exogenously varies the social identity of attitudinal majorities; the other primes
the relevant emotions. In addition to contributing to the study of political conformity
and polarization, this article adds to our growing understanding of the relevance of
social identity and emotion to political life.
As of July 1, 2014, the author will be Assistant Professor of Government at American University.
E. Suhay (El)
Department of Government and Law, Lafayette College, 100 Kirby Hall, Easton, PA 18042, USA
e-mail: suhaye@lafayette.edu
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1 While political scientists often associate norms with behavior, group norms may be behaviors, thoughts,
or even feelings that are typical within a group (Hogg and Reid 2006, p. 8).
Many types of groups are relevant, ranging from face-to-face (e.g., workplace, neighborhood) to
broader demographic (e.g., race, sex, religious) groups. A person who identifies with a group perceives it
to be an important element of his or her personal self-concept (Tajfel and Turner 1986).
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Theoretical Framework
Over a half century ago, the Columbia and Michigan schools of voting behav
were quite taken with social influence and, in particular, the idea of socia
conformity. Berelson et al. (1954, p. 122) argued that "[d]uring a campaign politi
preferences are 'contagious' over the range of personal contacts." Campbell et al.
(1960) showed that voting preferences of citizens mirrored those of their racial,
religious, and union affiliations, even after controlling for characteristics th
citizens were likely to share with fellow group members (e.g., income, education
occupation). The authors attributed these findings to forces less "rational" th
ordinary persuasion. Berelson et al. argued that "[f]or many voters politic
preferences may better be considered analogous to cultural tastes," with origins
ethnic, sectional, class, and family traditions (1954, p. 311). Campbell et al. wrot
"[N]orms and values attributed to a generalized 'group': these are the expectation
concerning appropriate behavior for [e.g.] the 'loyal' Catholic or union member.
is the group standards that are psychologically real and are responsible for influen
when it occurs" (1960, p. 296).
These voting scholars had been influenced by the findings of experiment
psychologists studying group dynamics who, in the preceding decades, had been
working to understand a particular social influence phenomenon, variously label
"group pressure," "conformity," or "majority influence." For example, She
([1936] 1966) demonstrated with his "auto-kinetic effect" studies that a group of
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3 This article focuses on descriptive norms (an opinion held or behavior engaged in by the majority), not
injunctive norms (opinions or behaviors considered socially desirable or even morally correct). Note,
however, that the line between descriptive and injunctive norms is unclear. Like injunctive norms,
descriptive norms typically suggest to people how they ought to behave (Theiss-Morse 2009), signaling
opinions and behaviors "appropriate" for group members (Turner et al. 1987). Also similar to injunctive
norms, descriptive norms can be enforced via social-psychological rewards and sanctions (Scheff 1988).
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Self-Conscious Emotions
Defining emotion is notoriously difficult. Lazarus (1991) says that "emotion is an integrative,
organismic concept that... unites motivation, cognition, and adaptation in a complex configuration" (40).
Cognitive appraisals of whether and how a situation is relevant to an individual's goals set in motion
(ideally) adaptive action tendencies and coping mechanisms. Much of this psychological and
physiological activity occurs automatically and subconsciously, but some may be conscious, including
subjectively felt "feelings."
9 Self-categorization theory also includes this idea, but Turner casts it in cognitive terms (Turner 1985,
p. 261) and does not incorporate it into his explanation for conformity and polarization. Turner's de-
emphasis of the self-esteem plank of social identity theory may stem from uneven empirical support for
this proposition (see Brown 2000). The self-esteem hypothesis discussed in this article is related but
clearly distinct from that discussed as a part of social identity theory.
10 While Lazarus argues that the main difference between these two emotions is intensity level (Lazarus
1991), note that some argue for differences in kind as well as degree (e.g., see Miller 2007).
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Thus, this article draws directly from the self-categorization and self-conscious
emotions literatures. Focusing on their applicability to political variables, a model
of conformity and polarization is introduced. In group contexts, interpersonal
comparative judgments are common among in-group members (Turner 1985,
p. 255). The basis of much of this comparison is the extent to which individuals
conform to in-group norms and differ from out-group norms, particularly norms
held by derogated out-groups. In other words, the extent to which individuals
resemble in-group prototypes is a key basis of status within a group. Prototypicality
(in general or in a specific domain) tends to generate pride in individuals because
they perceive respect and approval from in-group members; non-prototypicality
1 1 Intergroup emotions theory, a broadly applicable theory developed by Smith and Mackie (see, e.g.,
Mackie et al. 2009), argues that, when social identity is salient, people will appraise situations and
experience relevant emotions in accord not with their personal identities but, rather, with their social
identities. For example, when a social identity is highly salient, an out-group attack on the in-group is
experienced as an attack on the self, and fear or anger directed at the out-group is generated as a result.
Luhtanen and Crocker (1992) provide an updated take on social identity theory's "need for positive
distinctiveness" with their construct "collective self-esteem," i.e., that part of an individual's self-esteem
that is derived from the status of one's in-group(s) within society at large. This concept is distinct from
what they call "membership esteem," that part of self-esteem stemming from one's status as an individual
within the group. While collective self-esteem may be the cause of many important intergroup
phenomena (including prejudice and people's desire to "exit" low status groups), emotions scholars have
made clear that within-group conformity hinges on membership esteem.
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12 Many distinguish between "informational influence" ("true" influence based on information) and
"normative influence" (surface compliance due to an effort to ingratiate oneself with peers) (Deutsch and
Gerard [1955] 1965) but others have challenged this dichotomy (e.g., Turner et al. 1987; Hogg and Reid
2006). This article suggests that what many would call "normative influence" can in fact cause the "true"
influence often associated with informational influence.
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Hypotheses
This theory results in six key hypotheses regarding political influence that are tested
below:
Experimental Evidence
Given that experiments are the gold standard for assessing causation (Morton and
Williams 2010), two experiments were designed to test these mainly causal
hypotheses. The first experiment focuses on religious group influence over citizens'
stands on social issues and emphasizes the role of social identity. Citizens' opinions
on issues such as abortion and gay marriage depend to a significant extent on their
religious faith (Leege et al. 2002). To the extent that religious affiliation represents a
social identity (Djupe and Gilbert 2008; Wald et al. 1988), individuals' opinions on
these issues are likely to be affected by the opinions held by religious groups - both
13 It is common for causal variables to be both mediators and moderators in a theoretical framework. This
is the case with respect to self-conscious emotions in the model proposed herewith (see the "An
Integrated Perspective on Social Influence" section). Because the critical test of emotions' causal
influence in Study 2 below involves exogenous arousal, a moderation test is performed. However, one
could argue that - taken together - the two studies test mediation: Group norms arouse self-conscious
emotions in Study 1, and their causal effects are demonstrated in Study 2 (see Bullock et al. 2010; Imai
et al. 2012).
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Study Sample
Study Design
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Measures
Data Analyses
Expectations with respect to the main treatment effects are as follows. The general
conformity hypothesis (HI) is tested with the "Catholics are progressive"
16 American Evangelicals and Catholics tend to be mutually exclusive groups (Putnam and Campbell
2010). Only one participant, removed from the sample, identified as Evangelical. In the post-test,
participants rated Evangelicals 25 points lower than Catholics on average on a 100-point scale. (Ratings
were not influenced by experimental treatments.)
The questions that make up the identity measure reflect the social identity perspective's definition of
"identification": "the extent to which the category is valued and contributes to an enduring sense of self'
(Haslam et al. 2010, p. 349). By design, the measure is somewhat out of sync with self-categorization
theory's exclusively cognitive focus (the "importance" question has an affective component). However,
the measure admittedly does not emphasize affiliative, emotional attachments to the same extent as those
of some authors, such as Theiss-Morse (2009).
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18 Because the information does not challenge de facto assumptions, it is unlikely to influence
participants.
19 Note that confidence intervals surrounding two estimates that are significantly different from one
another may still overlap somewhat. (Confidence intervals are wider than standard errors.)
20 Statistical tests assessing experimental group balance on demographic and political variables showed
that randomization was successful and, therefore, no control variables were used.
21 One-tailed tests are employed throughout this section given the directional nature of the hypotheses.
Note p-values for the following additional contrasts: Catholics conservative vs. Catholics progressive
(p = .07); Catholics conservative vs. Evangelicals conservative (p = .08).
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* { i i ;!
IlilllllllllllWllllBlllllilWIIIIIIIllllllllllillllllllllllllllllllllllllllllllllllllWIllllllllllllllllllllllgiWilBlliillll
S s S
Fig. 1 Social Conservatism Scale mean
experimental group means and 90 % con
(w/identity terms)
Table entries
*** p < .001
the lowes
hypothesi
zero, agai
tity Stren
misses sta
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22 Similar results are obtained if this treatment effect is estimated separately for those with Catholic
identities above vs. at/below the scale midpoint. Those with strong Catholic identities appeared to shift
their views in the progressive direction in response to the "Evangelicals are conservative" stimulus
(b = - .126, p < .01) but weak identifiers did not.
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Study 1 Discussion
Overall, these findings support the relevant hypotheses. Catholics who learned that
other Catholics held progressive family values expressed more progressive views in
the post-test than the control group, and Catholics who learned that Evangelicals
were socially conservative also expressed more progressive views in the post-test.
These findings are especially compelling when one considers that most practicing
Catholics are respectful of a conservative Church hierarchy and likely less open to
progressive change than others, and that the conformity and polarization described
occurred in a sample with a median age of 54, an age when values and attitudes are
at their most stable (Sears and Levy 2003). Also, as expected, the strongest Catholic
identifiers in the sample were overwhelmingly more likely to be socially
conservative. It is all the more intriguing, then, that high identifiers appeared to
23 The total N available is too small for a test of H6 (emotion moderation). The reason for the small N is
as follows: (1) For methodological reasons, the analysis cannot include the control group (because the
emotion questions asked for reactions to the treatments) or participants who said in the pre-test that they
disagreed with socially conservative Church teachings (a different emotional pattern is expected from
such individuals, and there are too few to analyze separately). (2) There was significant attrition prior to
the emotion questions because they followed a difficult screening question at the end of the study. This
attrition is statistically unrelated to treatment group and, thus, does not threaten the causal inferences.
The final A is 31.
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24 The identity moderation hypothesis (H4) was only partially supported, however; strong identifiers
were not more likely than low identifiers to shift in a progressive direction when exposed to progressive
m-group norms. One explanation for this null result is that some of the most devoted Catholics, who also
tended to be the most conservative, may have dismissed the progressive Catholics depicted in the study as
not "true Catholics." Borrowing again from Turner (1991), if an in-group norm is too different from a
person's personal beliefs, he or she may choose to redraw group boundaries - separating him or herself
from the former in-group - rather than conform. Exploring when such identity redefinition occurs is an
important topic for further study.
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Measures
In other words, "incidental affect" (orthogonal to study content) rather than "integral affect" (arisi
in response to related content) is examined (see Blanchette and Richards 2010). The former allows one t
more cleanly isolate the causal influence of emotion on the dependent variable; the latter is usua
intertwined with cognitive content related to the study.
7.8 X .. , -, , . • . r . ii Ti .1
in most cases, tnese individuais expressed mild opposition to just one or tne statements, wnne mere
are too few cases for separate analysis here, note that adding these individuals to the analyses that follow
does not considerably alter the results.
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Data Analyses
2x2 experiments are most easily analyzed and interpreted with ANOVAs, which
allow for straight-forward interpretation of the two "main effects" as well as the
interaction effect. Two separate ANOVAs were conducted - one with the emotion
treatment variable and one with the measured emotion variable.32 The experimental
29 Patterns of results presented below are similar when the variables are assessed separately.
30 This battery of questions was based on a widely-used emotion measure called the "Profile of Mood
States" (POMS) created by McNair and Droppleman (1971).
31 Note that it is inappropriate to test the moderating effect of emotion in this study by comparing the
opinion treatment effect across levels of embarrassment and pride separately and for all participants,
regardless of treatment. To illustrate, take the case of embarrassment. The meaning and effects of a high
level of embarrassment differ depending on whether it occurs in participants who received the pro-
individualism or the anti-individualism treatment. In response to the anti-individualism treatment, where
the participant is in the minority, embarrassment signals a participant is likely to conform, as expected;
however, in response to the pro-individualism treatment, the unusual circumstance of embarrassment in
response to being in the majority suggests a participant may instead deviate from the perceived norm
because he or she is, evidently, uncomfortable being in the mainstream. (A parallel, opposite, result would
occur if one concentrated on pride.) Thus, despite a focus on one emotion, the changing context means
such an analysis is not comparing like to like. Interacting the opinion treatment variable with the above-
described Self-Conscious Emotion Intensity scale better tests the emotion moderation hypothesis.
32 Randomization successfully balanced the treatment groups with respect to age and political ideology
but not sex or race. These two variables are therefore added to the analyses as controls; however, their
addition does not substantially alter the results of the analyses.
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N 82 82 81
The first ANOVA includes the opinion treatment variable (coded 0/1 ), the exogenous
emotion treatment variable (0/1), and their interaction. The results are displayed in the
first column of Table 3. With respect to the first factor, majority opinion did not appear
to influence participants' views on average F(l, 82) = .90, p = .35. However, the
interaction term is statistically significant: F(l, 82) = 4.46, p < .05, two-tailed.34 In
other words, the effect of the opinion stimuli changed when emotions were primed.
To clarify these relationships, experimental group means are graphed below in
Fig. 4. Without emotions primed, those in the anti-individualism treatment group
reported slightly more individualistic attitudes than those in the pro-individualism
treatment group, contrary to expectations; however, when pride or embarrassment
was primed, this relationship reversed. Participants appeared to conform to the
perceived majority, as expected.
33 Note that this study tests H6 in the context of conformity to in-group norms. Future research will be
needed to address the emotion moderation hypothesis with respect to polarization in response to out-
group norms.
34 While hypotheses with clear directional claims continue to be tested, the F ratio is akin to a two-tailed
test.
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Study 2 Discussion
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Overall, the pattern of results observed reflects the expectations set out in the six
hypotheses. The findings from the first experiment demonstrate the power of in-group
norms to influence and out-group norms to polarize as well as the relevance of
gradations of subjective identity to these processes. The first experiment's findings also
suggest, but do not demonstrate, a causal role for self-conscious emotions. Results from
the second experiment directly support emotional causation. While these experimenta
effects will likely decay over time (e.g., see Chong and Druckman 2013), they also stem
from a single (impersonal) interaction with a group norm. Repeated interactions would
likely reinforce attitudes and lead to stabilization over time.
Alternative explanations for the pattern of findings are worth considering,
however. Could the pattern of results in the two experiments be due to the more
common argument that social influence, generally speaking, is due to information
exchange and/or argument? This is unlikely given that the stimuli deliberately did
not include any substantive information or arguments. What about other mor
"rational" explanations, such as the possibility that study participants were
conforming for self-interested reasons (Chong 2000) or because they constructed
arguments to explain the majority's view, persuading themselves in the proces
(Mutz 1998)? These theories are also unlikely to explain the experimental results.
Theories such as Chong' s that emphasize self-interested motivations tend to focus
on public behavior, not private opinions, as were the focus of both experimental
studies. With respect to Mutz' s theory, those mechanisms could explain the in-
group influence observed in the first experiment but not the empirical patterns
related to out-group norms or self-conscious emotion.
In sum, the empirical results support the "social-emotional influence" frame-
work proposed herewith. That framework provides an explanation for a phenom-
enon - political conformity - that has long been underexplored and not well
understood as a result. Likewise, it provides a window into between-group
polarization, a topic highly relevant to contemporary U.S. politics. Social identity
allows us to understand which groups will influence a person, and in what way.
Emotion helps us to understand why people fall into line with in-group expectations
so readily despite exposure to diverse perspectives on politics.
In addition, the social-emotional perspective on conformity and polarization
helps to make sense of certain puzzling aspects of public opinion. For example, it
offers an explanation as to why norms, values, and attitudes are affectively charged
(Banaji and Heiphetz 2010; Rokeach 1973) and closely correlated with group
boundaries. The framework also provides insight into why people tend to feel proud
of shared group norms and to feel shame when they disregard them. Finally, the
theoretical framework contributes to the growing literature on emotions and politics
Heretofore, most empirical emotions and politics scholars have focused on the basic
emotions of fear/anxiety, enthusiasm, and anger (e.g., Brader 2006; Gadarian 2010;
Huddy et al. 2007; Marcus et al. 2000; Valentino et al. 201 1), leaving self-conscious
and other more complex emotions to the side. Given the many ways in which group
identity, social relationships, and social status intersect with politics, further
examination of the political relevance of self-conscious emotions would be fruitful.
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Stimuli
PLEASE READ THE TEXT BELOW CAREFULLY. WHEN YOU ARE DONE, ADVANCE TO THE
NEXT PAGE TO ANSWER SOME RELATED QUESTIONS
[Headline insert]
As you may know, the issue of "family values" continues to be discussed in the media. From time-to-
time, public opinions polls are carried out to find out what different types of Americans believe
regarding family values. [Body insert A] According to the survey:
[Body insert B]
What about you? We would like to know your opinion on family values.
Headline Recent Polls Indicate Recent Polls Indicate Recent Polls Indicate
insert Catholics Are Strong Catholics Are Less Evangelicals Are Strong
Supporters of Family Supportive of Family Supporters of Family
Values Values Values
Body For example, one recent For example, one recent For example, one recent
insert A survey indicates that survey indicates that survey indicates that
American Catholics today American Catholics today American Evangelical (or
continue to strongly seem to question the "born again") Christians
support traditional family importance of traditional today are strong supporters
values family values of traditional family values
Body The majority of Catholics A majority of Catholics say A ma
insert B who marry stay married one can be a good Catholic say
and never divorce without obeying the avoided, even in the event
Church's teaching on of an unhappy marriage
divorce
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Measures37
Divorce Subscale
It is wrong for a man and a woman to have sexual relations before marriage.
It's a good idea for a couple who intend to get married to live together first.
Abortion Question
There has been discussion about abortion during recent years. Which one of the
opinions below best represents your view? By law, abortion should never be
permitted./The law should permit abortion only in the case of rape, incest, or
when the woman's life is in danger./The law should permit abortion for reasons
other than rape, incest, or danger to the woman's life, but only after the need for
the abortion has been clearly established./By law, a woman should always be able
to obtain an abortion as a matter of personal choice./Other
37 Seven answer categories for Likert items ranged from "strongly agree" to "strongly disagree."
Identity items included five possible responses, from, e.g., "not very important" to "extremely
important." Emotion questions had five possible responses, from "not at all" to "extremely."
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Appendix 2: Self-Conscious Em
(Study 2)
Pro-Individualism Stimulus
19. You were asked to respond to the same two statements on page 2.
your answers to the published data and then check the appropriate res
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Pride Stimulus
Take a moment to imagine each of the following scenarios, focusing on how each
situation would make you feel. Then circle the situation that you believe would
make you feel the best.
a. You leave school in April to spend the summer at home. One of your goals is to
improve the way you look - get in shape, buy some new clothes, maybe get a
new haircut, etc. When you return to school in the fall, everyone tells you how
great you look. You go to a party the first weekend back, and two cute guys (or
girls) approach you during the evening and ask you out.
b. You attend a family gathering over winter break with various family members.
One of your relatives asks you how school is going. As it happens, you got
straight As in the fall semester and have secured a really prestigious summer
internship, all of which you tell your relatives. The group gushes about your
accomplishments, and your mom looks especially pleased.
c. You are standing on the curb of a busy street, waiting for the light to turn green
so that you can cross, when you see a little girl wander away from her mother
and dart into the street. You run after her into the traffic, pick her up, and return
her to her mother. A small crowd that has gathered on the sidewalk to watch
breaks into applause.
Embarrassment Stimulus
Take a moment to imagine each of the following scenarios, focusing on how each
situation would make you feel. Then circle the situation that you believe would
make you feel the worst.
a. You are on a first date with someone you really like. You go to dinner, then to a
party. As the evening is coming to an end, both of you are sitting together on a
couch. Your date leans in close to you, and you're thinking it is finally time for
a kiss. But, instead, your date whispers to you, "Sorry to tell you this, but, uh,
the zipper on your pants has been down since we left the restaurant."
b. It's a warm spring day, and you are walking through the Diag, which is filled
with students socializing, studying, playing Frisbee, etc. All of a sudden you
trip and, with a loud grunt, fall down. Several books and the bag you had been
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Dependent Measures
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