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At Home with
DEMOCRACY
A Theory of Indian Politics
D.L. Sheth
Edited with an Introduction by Peter Ronald deSouza
At Home with Democracy
D.L. Sheth
At Home with
Democracy
A Theory of Indian Politics
Editor
Peter Ronald deSouza
Centre for the Study of Developing Societies
New Delhi, India
vii
viii PREFACE
Peter agreed to compile and edit those articles which could be included
within this overall logic and to write an Introduction. The net gain for me,
and for the reader, is the Introduction which covers and raises distinctive
theoretical issues of Indian democracy.
I would also like to particularly acknowledge my deep debt to the CSDS
which helped me conceive, investigate, and write several of these articles
through the collegial process of the regular lunch adda—unique to the
CSDS—where every member was eager to introduce ideas and projects that
they were considering and to seriously contest viewpoints and approaches
they disagreed with. Everything was open—even wild—but never person-
ally motivated. It really began with Rajni Kothari’s Politics in India. The
lunch addas particularly helped me to recognize the two languages of social
thinking on India: English and the bhashas. When written in English an
essay in political sociology would sound scholarly and even social scientific.
The same thing when rendered in Gujarati sounded, at the best, common-
sensical. It appeared as if the use of English lent the essay an air of being
academic and scientific. The same thing in Gujarati cannot be written
without bringing the play of agencies involved, and consequences entailed,
into the process of depicting that reality. My work has been an attempt to
de-academize the idea of social change and to bring back the reality of
agents, issues, and implications/consequences involved. The critical culture
of the CSDS produced a restlessness within me which led me to see
academic pursuit as essentially a dialogic process (rather than adopting a
‘truth out there’ approach which needed to be investigated) involving social
agencies. This enabled me to reject the dichotomy between the producers
and consumers of social knowledge. It is primarily experiential. This led me
to conceive of Lokayan as a different kind of knowledge-producing process
from which I have drawn many of my formulations. Such an institutional
initiative as Lokayan was only possible because of the culture of CSDS. This
is how I conceived and really experienced academic freedom at CSDS.
Also crucial to this process are my early Baroda days. It began during my
work with I.P. Desai in the sociology department. He talked about social
roles by converting the classroom as a social group with many roles, pro-
cesses, and sanctions and in a concluding lecture told us that ‘now that you
have done the course, if you go and stand at a bus stop and do not see things
differently from how you saw them before, then you have not learned any
sociology’. The other crucial experience was the Renaissance Club led by
R.C. Patel (mota), who was iconoclastic towards all authority. Sixty years
later I have still not recovered from his response to my presentation on
PREFACE ix
xi
xii CONTENTS
Index 281
CHAPTER 1
discover the frame that gives it meaning, we find a clear explanation of the
dynamics of the BSP which, bowing to the demands of competitive politics,
makes (and can make) alliances across castes, even with the Brahmins, that a
conventional theory of social stratification would consider inconceivable.
Hence, while caste as a descriptor is foregrounded in the analysis, it is not
the same category of social stratification where social boundaries are
maintained and policed and where social norms are the basis for societal
exchanges. According to DLS, in democratic politics in India, and because
of it, these boundaries are transgressed. And so the discourse that talks of
caste in politics fails to appreciate that the referent here, in this political
discussion of caste, is not the social category of vertical stratification but a
political category of horizontal division. If in the former usage we are
referring to a regressive tendency in society, in the latter usage we are
referring to a progressive tendency in politics. Here too we see that it is
possible for the statement to be made only because of a political theory of
what democracy is doing to the caste system.
There are several such pithy statements in the essays that I have selected
for this collection. I cannot, and do not, wish to list them all because I hope
each reader will find for himself or herself similar statements and then,
through a process of self-reflection, determine why the statement chosen
by him or her was deemed significant. When identified and subjected to the
kind of analysis that I have just demonstrated, of unearthing the frame that
stands behind the statement, thereby giving it significance, we would be
able to reconstruct DLS’s theory of Indian politics. If a theory is a frame-
work of explanation, then DLS’s work provides us with an innovative theory
of Indian politics. This collection is rich in hypothesis from which the study
of democracies, both in India and abroad, can draw.
I have chosen to speak of the ‘appropriate level of abstraction’ because a
great deal of reflection went into the choice of the word ‘of’ in the subtitle.
‘For’ was the reflex word, which was also syntactically more elegant, but I
soon discarded it because it seemed too patronizing. If the struggle is for a
theory of Indian politics that did not carry the three burdens of (a) a
colonialization of the mind, (b) a derivative discourse and (c) an imperialism
of categories,1 the word had to be ‘of’. While ‘of’ is a bit ambivalent since it
does not clearly specify whether it emerges from within the language of
representation or whether it comes from outside or does a bit of both, it is
better than ‘for’. DLS’s work develops a theory ‘of’ Indian democracy and
thereby it is set apart from many of the other studies that are unable to shake
off the burden of being derivative. The theory that informs DLS’s work is
INTRODUCTION: A POLITICAL THEORY OF INDIAN DEMOCRACY 7
Some chapters are earlier essays that have been edited and included with
minor changes. Others have been substantially reworked, combining several
essays to form a wide-ranging argument. This is to allow the issues devel-
oped in individual small essays, but which are part of a larger concern, e.g.,
reservations—which he has argued in three separate small essays as reserva-
tions in the private sector, reservations for other backward classes (OBCs)
and reservations for religious groups—to be combined so that they are
available to the reader as a more comprehensive argument. Each chapter
is therefore chosen, either in its original or reworked form, to offer the
reader a substantial argument of what democracy in doing to India and what
India is doing to democracy. The essays collected here are DLS’s responses
to these two connected questions. Both contain seeds of a theory since only
a theory of democracy will be able to (i) explain the consequences of the
political processes that have been set into motion and (ii) accept its inability
to explain aspects that have emerged—the inconvenient facts, ambivalences
and conundrums of democracy. Because of these inconvenient facts and
conundrums, the theory will have to be reworked to accommodate them.
For example, DLS in his discussion of the voluntary sector writes that
in our voluntary sector the integrity or otherwise of the form that an organi-
zation acquires is linked to the kind of leadership it has. Since the leadership is
usually individual-oriented the form remains flexible, but not necessarily
diffused. An [o]rganization’s origins, its legal identity, the patterns of its
growth and its contemporary role and functions, however, do not always
exist as elements of one coherent entity. Yet even an individual centered
organization acquires, over time, an institutional form which imparts a certain
image and boundary to its functioning. Ironically, such evolution of institu-
tional form is often made possible by a prolonged continuation of one
individual in the leadership role. Both the strength and vulnerability of the
sector thus lie in what seems to be this uniquely Indian (individual centered)
form of voluntary action.
such movements on the ground with its sprawling networks of patronage and
power, the ‘development’ establishment would devise modes of curbing them
using the raw power of the state and bureaucratic subterfuges. In continuation
with his epistemic challenge to the dominant discourse on nation building
and state formation, DLS challenges the development paradigm, which has
underlined policy making in independent India. He sees it as being exploit-
ative of disadvantaged groups and as creating a class of beneficiaries who
become the new elite that dominate the levers of the State and the public
discourse. He argues that if the countries of South Asia, and others in the
global South (since he is an important participant in debates on the politics
of development and underdevelopment), ‘want to reverse the current pro-
cess of near-pulverization of their societies and cultures and also to assume a
simple and dignified standard of living for their people, they have no
alternative but to “de-link” from the conventional paradigm of develop-
ment and the type of elitist politics associated with it’. Such alternative
development needs an alternative politics which will break away from the
conventional politics of the institution-centric politics of liberal democracy.
He sees such politics coming from grassroots movements that also offer a
normative-ideological frame in opposition to the dominant model of devel-
opment. In these suggestions, we see the influence of Gandhi’s ideas on
development, particularly his arguments in Hind Swaraj.
While DLS does not present himself as a Gandhian he borrows from the
concept and from his dialogue with grassroots movements—in the Lokayan
initiative that he managed—to build both a critique of the dominant model
of development, which he sees as serving the interests of the global and
national elite and not of disadvantaged groups, and also a case for alternative
development. He holds that the dominant model of development supports
a ‘programme of colonial-type exploitation of the primary producers (the
vast population of tribals, artisans, small and marginal farmers and the
landless labourers) by a small urban-industrial elite, and its client class of a
dependent rural elite, who can persist, even thrive, in a market economy. In
India he holds that the market economy, instead of making a dent in the
social structure, is in fact absorbed by it.’ In his thinking about alternative
development, the cohort is clear: Mahatma Gandhi, E.F. Schumacher, Ivan
Illich, Paulo Freire, Gro Brundtland, Rajni Kothari, Elaben Bhatt, a host of
colleagues at Centre for the Study of Developing Societies (CSDS) and
Lokayan, and more recently those at the World Social Forum.
This critique of the development paradigm has unfortunately been
consigned to history as the world has succumbed to the thinking of the
12 P.R. DESOUZA
There are at least three important suggestions for thinking about democ-
racy in India, and in many countries of the global south, that DLS makes
over here. The first is the retreat into looking at democracy only in terms of
the institutional structure of politics. Many democracy watchers do this, an
exercise which is easy but which excludes the grassroots movements, which,
through their external dynamics, also represent citizen interests. This takes
us to his second suggestion, which is to look at representation as an idea that
must also be explored beyond the formal institutions of parties, elections
and legislatures. DLS believes that non-formal political formations also
meet the activity of ‘representing interests’ in a representative democracy.
Democratic theory would need to examine whether such representation is
legitimate and democratic. It is DLS’s insistence that the politics of grass-
roots movements is also a form of representation that has added depth to
our thinking about representation in democracies. ‘The central thrust of these
grassroots groups and movements is the politics of issues. They have not only
raised issues but kept alive the old unresolved ones, issues long since given up by
the political parties. These include such broad issues as human rights, women’s
rights, child labour, ecology and communalism.’ The third is the suggestion
that a more mature understanding of democracy in India requires us to look
at the relationship between the formal and the informal spaces of politics.
The informal spaces, represented by the grassroots movements and
non-formal political formations (also referred to as civil society) are the
areas where those excluded find refuge and representation and where they
get some protection. He holds that ‘the combined effect of the emergent
14 P.R. DESOUZA
SIGNIFICANCE OF 2014
To look at this issue I shall conclude this introduction of DLS’ work by
shifting from his written work to a conversation that I had with him over
two continuous days a year ago as we were reflecting on the implications of
the 2014 general election. It was a wide-ranging conversation, which can be
seen as both a journey of ideas and a reflection on the biography of the
nation. And therefore deciding what to bring into the report of the conver-
sation and what to exclude is not easy, not because it would be repetitive of
what has already been said, but because I have to diminish myself from
being one part of a conversation to being just the asker of questions. While I
could have ended this introduction at the end of the last paragraph, which I
had originally intended to do, I felt the need, at this stage, to make available
DLS’s views on the significance of the 2014 election for Indian democracy.
The reflections on the 2014 elections should really begin with DLS’s
comment that the ‘day Modi won the election with a majority, the 60 years
of anti-RSS/Hindutva politics, post assassination of Gandhi, came to an
end’. To understand this shift of the Hindutva world view moving from the
margin of politics to its centre, DLS believes we must go back to tracing the
politics of India from the period of the freedom struggle to the decades after
independence. He believes the idea of India that emerged under the
INTRODUCTION: A POLITICAL THEORY OF INDIAN DEMOCRACY 17
The evening was now advanced, and Herbert closed the volume.
“How was it possible,” said Susan, “that Valeria, for it was she, I
suppose, who bore the name of Sister Helena, could have eluded
the search of the vindicative Emperor? With his exasperated
feelings, he would leave no means untried to discover her, and these
being joined with his great power, I cannot imagine how she could
have been saved.” “Though the early Christians,” said Herbert,
“when called to give a reason for the hope that was in them, were
bold in conscious innocence, though they shrank not from danger or
death in the service of their Master, still, they did not, needlessly,
cast away their lives; but, even with the prudence of worldly wisdom,
avoided exposure. Their residence was often in the most obscure
places, in the depths of gloomy forests, or in caves of the earth, from
whence, in the still hours of night, the sounds of praise and
thanksgiving arose to Him to whom ‘the darkness is as at noonday.’
Many of these subterranean abodes are still shown, and the
inscriptions upon the rugged walls prove them to have been the
homes of the persecuted Christians.” “I should like to go to Rome,”
said Charles, “and go into those caves, and see the ruins of that
great city.” “And those ancient pavements,” said Mary, “which have
been swept by the imperial purple, and visit the tombs, where rest
the remains of those great and good, of whom we read.” “Now Mary
is upon her hobby,” said Susan, “and she will not stop short of the
Holy Land at least. If she were only an old man, with a big wig, she
would be a most inveterate antiquary.” “I will sympathize with you,
dear Mary,” said Elizabeth, “if to read of former ages, and their
stirring events, excites so much interest, how delightful to stand upon
the spots commemorated in history, but, above all, to tread in the
footsteps of the Saviour, and visit the scenes hallowed by his
presence.” “To stand upon the Mount of the Olive trees,” said
Herbert, “to wander by the brook Cedron, and through the ancient
burial places of the Jews. To linger by the shores of the sea of
Galilee, and mark the swelling waters, to fix in our ‘mind’s eye’ the
very place where Jesus walked upon the boisterous waves. Come
evening, remind me, Mary, and I will read some lines which may
interest you, as being an admirer of poetry as well as of these
remembrances of bygone days.”
Chapter VI
The mild blue sky, the silvery moon, sailing in its unclouded
brightness,
And the soft breeze of night, wafted upon the gentle summer air,
All breathe of peace and loveliness; man’s base passions alone mar
the scene.
“Did you ever see a witch, mother?” said Charles. “If you will listen,
my son, I will tell you a story, the only one relating to a witch, which
ever came to my certain knowledge.
“When I was a tiny school girl there stood a lonely little house at
the foot of a rising ground on the direct road to our school house;
there were no trees about it, but a few choke berries and alder
bushes, for there was a marshy piece of ground there. A very small
lot was cultivated as a garden by the hands of its only inhabitant,
poor old ‘Aunt Lois,’ as everybody called her. Nobody knew any
harm of Aunt Lois, but every body said ‘Certainly she was a witch.’
The time had passed when witches were hanged or burned, so Aunt
Lois lived peaceably in her own home, but many wonderful stories
were told about her, such as that she was seen churning butter in the
night, and, though nothing could be nicer or sweeter than her butter,
yet some wise people asserted ‘that she must have help about it
which nobody knew of.’ Old Joe Hart said that he had seen a
company of witches, riding on broomsticks through the air, with Aunt
Lois at their head with a cap and long cloak on, and a wand in her
hand. This, he said was “just as true as anything he ever said in all
his life,” but as Joe was noted for telling great stories, people would
have been glad of better authority. But no part of the community was
more troubled about these stories than the children belonging to the
school, and, though the boys blustered a good deal and said ‘Who’s
afraid?’ yet it was observed that they always kept the side of the lane
farthest from Aunt Lois’s house; and, as to the girls, they would
scramble over the fence and run through a swamp rather than go
near it. An event, however, occurred which not only quieted their
fears, but even made Lois popular in their opinion. It was a warm
afternoon in the summer, when a little troop of boys and girls were
returning from school, when they espied among the wet ground at
the foot of the hill, near the old woman’s house, a cluster of beautiful
lilies. Never were any wild flowers so much sought for as those lilies,
for they were very scarce and of rare and beautiful colors. ‘I know I
can get some,’ said Catherine, and, followed closely by two others,
she bounded over the low wall and, without taking thought of the
swamp, she sprang forward to be the first to gain the wished-for
prize. But soon the ground began to give way beneath her feet, but
she had almost gained the flowers, and, supposing that by one more
leap she should gain sure footing, she jumped forward, but down she
sank, deep, deep in the mire, and there she was planted, unable to
stir her feet, and imagining her little body was going, too, she did not
know where. She was near enough to clasp the tall stems of the lilies
and clung to them as if for support, but the slender roots gave way
and, though she had gained the desired objects, yet she would
joyfully have given them up to her frightened companions, who had
stopped just before they arrived at the fatal spot, could she have
been safe with them. ‘Do help me, Martha; do take my hand, Susie,’
screamed the little girl, but when they dare not come further and
were turning back, she began to sob and cry most piteously. But, just
then, terrible to behold, Aunt Lois’s door opened and, to our great
dismay, she appeared. What a scampering now ensued! The boys
jumped over the wall and the girls ran, without looking back, until
they had gained what they considered a safe distance from the
dreaded spot, but the little girl was left, unable to stir. She covered
her face with her hands to shut out the sight of the old witch, but she
heard her step and the terror of she knew not what almost took away
her senses. ‘For mercy’s sake, my little dear,’ said Aunt Lois, ‘why
did you come into this wet, boggy place? I don’t know as I can get to
you, but put out your hand. If I should get stuck here, too, we should
be in a pickle.’ Catherine obeyed, for the voice of Aunt Lois sounded
kind and pleasant, and, with a strong pull, she extricated the little girl,
but a sad sight was displayed. Her feet were black with the mud of
the swamp, but, her shoes being tied on, she did not lose them. And
now, to the great terror of the children, who were watching from their
hiding places, Lois carried the little girl into her house, and solemn
was the consultation as we gathered together and debated upon her
fate. Such long and dismal faces are seldom seen, such terrible
stories were told as made the eyes of the younger children dilate
with dismay. But at this moment the little Catherine was seen running
toward us. ‘Aunt Lois isn’t a witch,’ said she, ‘see, she has washed
my shoes and the bottom of my dress, and she has given me some
doughnuts and some apples, and picked me a whole bunch of lilies.’
The charm was at an end. Aunt Lois’s cake and apples were eaten
with great relish and, ever after, in the opinion of the children, Aunt
Lois was ‘a grand, good old woman.’”
“I wish all witch stories would end as well as this,” said Susan.
“And that all witches were as good as Aunt Lois,” said Charles.
Chapter VII
“The setting sun shone bright and clear on Galilee’s dark sea,
Lovely was its reflection of the clear and cloudless sky.
The fisher’s boats were scattered o’er the broad and deep expanse
And the mingled sounds of busy life re-echoed from its banks,
Here Naz’reth’s populous city stretched its crowded noisy street,
And there Capernaum’s lofty towers the passing traveler greet;
Here the wild fig tree bends beneath its luscious watery load,
And there the light green olive spreads around the mountain side.
Oh! chosen land; how lovely then thy hills and valleys seemed,
That ’midst such beauty dwelt such sin, ah! who would then have
deemed,
Upon those waves, one humble bark was making for the land,
Weary and faint, its inmates joyed as they approached the strand.
A life of toil and scanty fare, these humble fishers led,
And, wearily and patiently they earned their daily bread;
The careless glance would scarce remark aught in their aspect rude
Save the dull look of untaught men, in discontented mood,
But observations practiced eye, would trace the lines of thought,
Of the sedate intelligence of minds with wisdom fraught;
Would mark the quick and varying glance of passion, strong and
deep,
Though, now, within the calm, cold breast, the stormy feelings sleep;
Would note the traces of that zeal, which oft in after days
Glowed in those hearts, and warmed the world by its reflected blaze,
Which led those men, so humble now, with firm and dauntless mien,
Tortures to brave, and even death, with hearts firm and serene;
But why their looks of earnest awe, now bent towards the shore?
Why are those features roused to life, so still and calm before?
Mark you, on yonder point that form? is it of earth or heaven?
Though lowly are his robes, such grace is not to mortals given,
Thy coast, O favored Galilee! Such foot ne’er pressed before;
Such voice, O lovely lake! ne’er waked the echoes of thy shore.
Mark but that pure and holy brow, where heaven’s own perfect
peace
Sits calm enthroned, and bids the world’s tumultuous passions
cease.
That eye, whose quick and piercing glance, whose full and brilliant
light
Searches each heart, and reads each thought of those who meet its
sight,
Then listen to that sacred voice, that simple ‘Follow me.’
Aye, blessed Jesus, aye; through life, to death, we follow thee;
Such is the quick, the glad response, their earnest gesture shows,
See, in their looks the free assent, e’er from their lips it flows,
Peter! thy dark and flashing eye, thy lips compressed and stern,
Says ‘though all men forsake thee, Lord, yet is my purpose firm’;
And it was firm, though the dark tempter sought, by many a wile,
To lure him from his plighted faith, and lead his heart to guile;
Yes; it was firm, for with his blood he made the compact sure,
And, on the Rock of Peter’s faith, the church will rest secure.
The waters of that hallowed lake still wash that honored shore
Still o’er its waves the setting sun does his bright radiance pour,
But on its dark blue surface glides no solitary bark,
And o’er that once fair land, a cloud hangs heavily and dark.
Heaven has received again to bless that pure and blessed One,
His chosen martyred followers, too, victory o’er Death have won,
But memory hangs, with cherished love, round scenes his presence
blest,
And dwells with fond affection on the soil his footsteps pressed.”