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Valorization of Agri-Food Wastes
and By-Products
Recent Trends, Innovations, and Sustainability Challenges
Valorization of Agri-Food
Wastes and By-Products
Recent Trends, Innovations, and Sustainability
Challenges
Edited by
Rajeev Bhat
ERA-Chair for Food By-products Valorisation Technologies (VALORTECH),
Estonian University of Life Sciences, Tartu, Estonia, European Union
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Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding,
changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any
information, methods, compounds, or experiments described herein. In using such information or methods they should be
mindful of their own safety and the safety of others, including parties for whom they have a professional responsibility.
To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors, assume any liability for any
injury and/or damage to persons or property as a matter of products liability, negligence or otherwise, or from any use or
operation of any methods, products, instructions, or ideas contained in the material herein.
v
vi Contents
3.6 Fruit by-products and gut microbiota: 5.4 Sustainability through preservation of
phenolic metabolites and short-chain vegetable waste and byproducts 96
fatty acids 51 5.5 Potential applications of vegetable
3.7 Potential biological effects of bioactive wastes and vegetable byproducts 97
compounds from fruit by-products: 5.6 Conclusion, opportunities, and future
antioxidant and antiinflammatory challenges 98
approaches 53 References 99
3.8 Conclusion, opportunities, and
future challenges 54
Acknowledgments 54 6 Fruit byproducts as alternative
References 54 ingredients for bakery products 111
Mafalda Alexandra Silva, Tânia Gonçalves
4 Valorization of fruit and vegetable Albuquerque, Rita Carneiro Alves,
waste for bioactive pigments: M. Beatriz P.P. Oliveira and Helena S. Costa
extraction and utilization 61 6.1 Introduction 111
6.2 Fruit industry 112
Wee Sim Choo and Amy Yi Hsan Saik
6.2.1 Apple 112
4.1 Introduction 61 6.2.2 Banana 112
4.2 Anthocyanins 62 6.2.3 Grape 116
4.2.1 Grapes 63 6.2.4 Mango and guava 116
4.3 Betalains 67 6.2.5 Melon and watermelon 116
4.3.1 Red beet 68 6.2.6 Orange 116
4.3.2 Extraction of betalains from red beet 6.2.7 Passion fruit 117
waste 69 6.2.8 Pomegranate 117
4.4 Carotenoids 69 6.3 Functional foods 117
4.4.1 Tomatoes 70 6.4 Bakery products 118
4.5 Conclusion, opportunities, and future 6.4.1 Bread 118
challenges 72 6.4.2 Biscuits 125
References 73 6.4.3 Cookies 126
6.4.4 Cakes 126
5 Valuable bioactives from 6.4.5 Muffins 126
6.5 Conclusion, opportunities, and future
vegetable wastes 83 challenges 127
Annegowda H.V. and Pulak Majumder Acknowledgments 127
References 127
5.1 Introduction 83
5.1.1 Ranking of vegetables 83
5.1.2 Top producers of vegetables 83 7 Fruit and vegetable by-products:
5.1.3 Benefits of consuming vegetables 83 novel ingredients for a sustainable
5.1.4 Production of vegetable wastes and society 133
byproducts 84
Pulak Majumder and H.V. Annegowda
5.1.5 Measures undertaken to minimize
vegetable wastes 86 7.1 Introduction 133
5.2 Valorization of vegetable wastes and 7.2 Bioactive molecules from fruit and
byproducts 87 vegetable by-products 134
5.2.1 Vitamins 87 7.2.1 Polyphenols 134
5.2.2 Carotenoids 90 7.2.2 The terpenes 135
5.2.3 Flavonoids 90 7.2.3 Biomedical impacts of carotenoids 135
5.2.4 Phenolic acids 94 7.2.4 Dietary fiber 136
5.3 Extraction of phytobioactives 95 7.2.5 Biomedical impacts of dietary fiber 136
5.3.1 Ultrasound-assisted extraction 95 7.2.6 Polysaccharides 136
5.3.2 Supercritical fluid extraction 95 7.2.7 Biomedical impacts of phytosterols 137
5.3.3 Accelerated solvent extraction 96 7.2.8 The organosulfurs 137
5.3.4 Microwave-assisted extraction 96 7.2.9 Biomedical impact of organosulfur
5.3.5 Enzyme-assisted extraction 96 compounds 137
Contents vii
7.2.10 Organic acids and plant amines 137 8.4.4 Production of specialty chemicals and
7.2.11 Biomedical impact of organic acids fertilizers by solid-state fermentation 166
and amines 137 8.4.5 Production of industrial adsorbents 166
7.3 Sustained valorization of fruits and 8.5 Conclusion, opportunities, and future
vegetable by-products 137 challenges 167
7.3.1 Apple by-products 137 8.6 Conflict of interest 168
7.3.2 Citrus fruit by-products 138 References 168
7.3.3 Grape by-products 139
7.3.4 Tropical fruits by-products 140
7.3.5 Vegetable by-products 144 9 Coffee waste: a source of valuable
7.4 Innovative drying techniques and technologies for sustainable
extraction methods for fruit and development 173
vegetable by-products 146
7.4.1 Infrared-assisted convective drying 146 Vicente A. Mirón-Mérida, Blanca E. Barragán-Huerta
7.4.2 Microwave and combined and Paulina Gutiérrez-Macı́as
microwave drying 147 9.1 Introduction 173
7.4.3 Green technology: by-product 9.2 Coffee beans: chemical composition
extraction techniques 147 and structure 174
7.5 Innovations and sustainable food 9.3 Coffee production and generated waste 176
ingredients 149 9.4 Strategies used to valorize coffee waste 177
7.6 Strategic road map for sustainable 9.5 Bioproducts for food and pharmaceutical
utilization of by-products 149 industry applications from coffee waste 177
7.7 Conclusion, opportunities, and future 9.5.1 Antioxidant compounds 177
challenges 150 9.5.2 Antimicrobials 180
Acknowledgments 151 9.5.3 Organic acids 183
References 151
9.5.4 Enzymes 183
9.5.5 Colorants 184
8 Current trends on the valorization of 9.6 Bioenergy production from coffee
waste fractions for the recovery of waste 184
9.6.1 Biodiesel 184
alkaloids and polyphenols:
9.6.2 Bioethanol 186
case study of guarana 157 9.6.3 Biogas 186
Ádina L. Santana and Gabriela A. Macedo 9.7 Materials from coffee waste 187
9.7.1 Polymers for packaging materials 187
Abbreviations 157 9.7.2 Building materials 188
8.1 Introduction 157 9.8 Agricultural applications 188
8.2 Guarana (Paullinia cupana) 158 9.8.1 Composting and fertilizers 188
8.2.1 Botanical description and traditional 9.8.2 Mushroom cultivation 189
use 158 9.9 Miscellaneous 190
8.2.2 Chemical composition 158 9.9.1 Biosorbents 190
8.2.3 Health aspects on the administration 9.10 Conclusion and future perspectives 191
of guarana 159 Acknowledgments 191
8.2.4 Processing of guarana and products: References 192
current scenario 160
8.3 Emerging processing strategies to recover
alkaloids and polyphenols 160 10 Valorization of coffee wastes for
8.3.1 Extraction 160
effective recovery of value-added
8.3.2 Encapsulation 162
8.4 Current trends and perspectives: bio-based products: an aim to
biorefinery approach applied for enhance the sustainability and
the integral use of guarana 165 productivity of the coffee industry 199
8.4.1 Production of extracts and
Arunima Nayak and Brij Bhushan
microparticles: process intensification 165
8.4.2 Application in food products 165 10.1 Introduction 199
8.4.3 Production of energy 166 10.2 Valorization of coffee wastes 200
viii Contents
13.4.2 Applications for the pharmaceutical 16.3 Extraction of phenolic compounds 333
and cosmetic industries 276 16.3.1 Phenolic compounds of grape
13.4.3 Environmental developments seeds 333
from cocoa waste 277 16.3.2 Methods of extraction 335
13.4.4 Composite materials 280 16.4 Extraction of oil 336
13.5 Conclusion, opportunities, and future 16.4.1 Chemical composition of
challenges 281 grape seed oil 336
Acknowledgments 282 16.4.2 Methods of extraction 338
References 282 16.4.3 Uses of grape seed oil 339
16.5 Use as a biosorbent 340
16.6 Application of seed extracts in foods 340
14 Nuts by-products: the Latin
16.7 Conclusion, opportunities, and
American contribution 289 future challenges 342
Elisa Dufoo-Hurtado, Ivan Luzardo-Ocampo, References 342
S.M. Ceballos-Duque, B. Dave Oomah,
Ma. Elena Maldonado-Celis and
Rocio Campos-Vega 17 Seed wastes and byproducts:
reformulation of meat products 347
14.1 Introduction 289
14.2 Impact of nut by-products 290 Carlos Pasqualin Cavalheiro, Maurı́cio Costa
14.2.1 Economic and environmental Alves da Silva, Claudia Ruiz-Capillas and
impact 290 Ana M. Herrero
14.3 Nutritional and functional nut 17.1 Introduction 347
by-products 290 17.2 Seeds and byproducts as fat replacers
14.3.1 Pistachios 290 in meat products 348
14.3.2 Hazelnuts 296 17.3 Bioactive compounds from seeds for
14.3.3 Almonds 300 use in meat products 356
14.3.4 Walnuts 302 17.4 Conclusion, opportunities, and future
14.3.5 Brazil nuts 304 challenges 363
14.3.6 Pecans 305 References 364
14.3.7 Cashew nuts 306
14.4 Conclusion, opportunities, and
future challenges 308
18 Recent advances and emerging
References 309 trends in the utilization of dairy
by-products/wastes 371
15 Valorization of seeds of the genera Boon Fung Leong, Wei Chean Chuah and
Cucumis, Citrullus, and Cucurbita 317 Fook Yee Chye
Climate protection and the efficient use of natural bioeconomic business systems, and climate change miti-
resources are among the challenges of this century, partic- gation measures. It demonstrates current trends in
ularly in the context of increasing global economic devel- research and development and gives an overview of the
opment and a growing world population. The sustainable state-of-the art in food waste management and in the pro-
development goals of the United Nations and the duction of innovative products from organic residues and
European Green Deal of the European Union take up provides theoretical, experimental, and practical
these challenges and set a framework and goals for sus- experience.
tainable development. Bioeconomy, which is now highly The topics are presented meticulously by global
valued in many countries, can make a significant contri- experts and scientists from all around the world. The pub-
bution to this. This includes in particular the transforma- lication of this book is well timed and will be an excellent
tion of an oil-based economy to an economy in which source of information for all the scientists, technologists,
fossil resources are replaced by renewable raw materials and decision-makers working in the agri-food sector. In
and the recycling of organic residues and waste. It should addition, this book is expected to be an important contri-
be emphasized that the production of nonfossil-based pro- bution for further development and understanding of the
ducts through the recycling and valorization of organic bioeconomy concepts. It will also be an excellent refer-
by-products and waste does not create competition with ence material for teaching undergraduate and postgraduate
food production. level students. All this makes this book a valuable source
This book “Valorization of Agri-food Wastes and By- for science and practice.
products: Recent Trends, Innovations, and Sustainability This book has been excellently edited by Prof. Dr.
Challenges” takes up this important topic in this context Rajeev Bhat, an established expert in the field of agri-
regarding waste and by-products occurring during food food technology. This book is timely published by
production and processing. It covers a broad spectrum of Elsevier and I wish it a wide distribution and recognition.
valorization of waste and by-products in the production
and processing of fruits and vegetables, nuts and seeds, in Martin Kranert
the beverage industry, and in the dairy, meat, poultry, and Solid Waste Management and Emissions, Institute for
seafood industries. It also highlights opportunities and Sanitary Engineering, Water Quality and Solid Waste
challenges related to waste management along the agri- Management, University of Stuttgart, Stuttgart, Germany
food supply chains including those of households, innova-
tive food waste treatment and recovery technologies, in
the production of novel materials, biofuel production, new
xxv
Introduction
Derek Stewart
Advanced Plant Growth Centre, The James Hutton Institute, Dundee, United Kingdom
The world is reaching a crisis point in terms of climate If we are to fully utilize resources and adopt a sustain-
change and the impacts this is having on our ability to able approach then we need to look where and how these
produce food, products, and goods, and to live an resources are produced, the nature of the coproducts, and
acceptable quality of live. The FAO identifies that the the existing and emerging processes that can effectively
predicted population increase to 8.3 billion by 2030 will and efficiently convert these to higher value products and
create a 50% increase in demand for food and energy and feedstocks.
with this a 30% increased demand for freshwater and an The very nature of sustainability and renewable
associated need for 120 Mha in developing countries to resources focuses us toward natural and biologically
allow much of this food to be produced. However, the generated products and their associated coproducts and
Intergovernmental Panel on Climate Change research and is at the heart of this book. Here we have the latest
modeling has identified that if climate change is left research findings dealing with the primary and second-
unaddressed it may reduce agricultural production by 2% ary production industries’ coproducts encompassing sec-
each decade (while demand increases 14%) and that over tors such as crops, marine, livestock, poultry, and dairy.
the period from now until 2050 up to 40% of the world This span embraces a wide ranges of chemistries, pro-
will develop unfamiliar climates. As if this wasn’t cesses, and opportunities for conversion to higher value
enough, a further 3 billion middle-class consumers will products and feedstocks. Allied to these is a section deal-
enter the market by 2030 to give a total of 5.3 billion, and ing with opportunities and challenges in the circular
of these China and India will comprise 66% of the global bioeconomy sector and it is heartening to see that this
middle-class population and 59% of middle-class encompasses important issues such as waste manage-
consumption. This elevated affluence group will acceler- ment models, extraction technologies including emerg-
ate demand for products and hence resources (https:// ing absorbents, eutectic solvents, passage through
knowledge4policy.ec.europa.eu/growing-consumerism_en; biological systems such as insects and microbes, and the
accessed 01.03.21). combination of multiple technologies to create integrated
This means we have to change how we produce pro- biorefinery approaches.
ducts, including food, reduce waste, and maximize the The many articles highlight how vibrant the research
reuse and valorization of any wastes, or more appropri- area is, the many demands for new sustainable feed-
ately, coproducts. This approach to resource use maximi- stocks, and the multiple routes that can be undertaken to
zation has been an activity that we have all tended to do get to those end points. Prof. Rajeev Bhat has assembled
at the small scale but the need to truly make an impact on an impressive selection of authors and papers that not
and reverse climate change impacts requires larger-scale only identify the scale of opportunities and challenges in
activities and the adoption of the circular economy into the circular bioeconomy but also deliver ground-
our everyday life. This is happening at national levels breaking solutions to see this science adopted and
with many countries developing circular economy strate- exploited.
gies, policies, and, in some cases, passing these into legis- The book is timely. We are emerging from isolation
lation (Salvatori et al., 2019). imposed as a result of the COVID-19 pandemic, which
xxix
xxx Introduction
Globally, the entire agri-food system is witnessing deci- generated are of high concern, mainly owing to their safe
sive challenges pertinent to food security and sustainable disposal issues and the unwarranted stress created on the
food production. Of late, unwarranted pressure on our environment. In this regard, adopting appropriate manage-
food system and the supply chain is being shown in ment strategies and the use of technological innovations
countless ways. Global populations have been seriously focusing on the generation of minimal wastes coupled
affected by the increased impact of climate change, with maximal utilization of raw materials can guarantee
unsustainable food production, poverty and hunger issues, productive economical gain, besides ensuring the regional
changing lifestyle and diet patterns, the upsurge in non- food security. Nevertheless, valorization of agri-food
communicable diseases, the increase in food loss and industrial wastes and by-products can be considered as
waste, the pandemic situation, that is, COVID-19, and superlative to produce certain value-added compounds.
much more. These circumstances have altered the basic This concept of valorization revolves around reuse, recy-
socioeconomic cultural interactions, thus radically cle, recovery, and resource mobilization, all applied with
affecting the normal day-to-day life. In this sense, a a sustainable functional approach. Besides, this notion
defined understanding of various resource nexuses and also meets the much acclaimed concepts of the circular
the interlinkages amongst the diversified natural resources economy (bioeconomy) of the EU.
(food energy water) within the food delivery/supply Designed with an innovative approach, this book high-
chains necessitate careful monitoring. Nevertheless, lights most of the recent trends in the ongoing research
modern-day technological innovations are envisaged to activities in this stimulating field, aiming to fill some of
undeniably penetrate all the related arenas of our food the existing gaps of knowledge. A wide arena of interest-
system. However, the future lays in redesigning present- ing topics related to valorization of agri-food wastes and
day food systems with an accurately designed set of goals by-products, innovations, and various sustainability chal-
that can open up new horizons such as the use of digitali- lenges encountered in the supply chain have been covered
zation technologies, along with new policies set for envi- in this book. The book focuses its coverage on bioactives
ronmental protection. In the coming years, the top focus recovery, innovative green processing technologies, the
will rest on understanding agri-food waste (carbon) foot- functionality of bioactive compounds, biofuel production,
prints, life cycle assessments, adopting circular bioecon- environmental issues, as well as recent technological
omy concepts, minimal waste generation, and maximal developments covering the state-of-the-art of agri-food
utilization of food industrial by-products, all of which can wastes/by-products management and innovations thereof.
gain infinite deliberations. The book also presents tools for value chain analysis and
Today, the world over, food industries are facing a explores future sustainability challenges that can benefit
wide array of challenges, some of which include the prac- the dependent industries. In addition, theoretical and
tical application of novel innovations on a pilot scale, the experimental information that is useful to investigate dif-
optimization and design of processing technologies, the ferent aspects of the valorization of agri-food wastes and
development of low-cost nutritious and healthy foods, by-products is also covered.
ensuring high quality and safer foods, and food processing The content of the book is presented in subsections
waste management. Among these, the valorization of food with a total of 48 chapters. The first section deals with
industrial wastes and by-products has been a hot topic of the introductory note that exclusively introduces the sub-
deliberation and a much acclaimed concept that has cre- ject and is the foundation for the entire book. The second
ated a renewed interest of producers, consumers, research- section includes chapters covering the valorization of fruit
ers, academicians, policy makers and environmentalists. and vegetable wastes and by-products, while section three
Globally, enormous amounts of wastes and/or by-products has chapters that focus on beverage industries (coffee, tea,
are generated along the entire agri-food supply chain, a and cocoa). The fourth section covers information on the
major portion occurring mainly at the postprocessing valorization of nuts and seeds. This is followed by section
levels in the industries. These wastes/by-products five and six which deal with the valorization of wastes
xxvii
xxviii Preface
and the by-products of dairy, animals, poultry, and the Further, I am highly grateful to Prof. Dr.-Ing. Martin
marine industry sectors, respectively. In the seventh and Kranert (University of Stuttgart, Germany) and to Prof.
the last section of the book, various opportunities and Dr. Derek Stewart (The James Hutton Institute, United
challenges incurred with regard to the valorization of Kingdom) who have penned their thoughts as the book’s
wastes and by-products of the agri-food industries are dis- foreword and introductory notes, respectively. In addition,
cussed extensively. sincere appreciation goes to Prof. Ülle Jaakma (Vice-
All of the contributing authors in this book are highly Rector for Research) and Prof. Toomas Tiirats (Director
recognized experts in their respective fields, who have of Institute of Veterinary Medicine and Animal Sciences),
provided their valuable inputs on the currently witnessed Estonian University of Life Sciences, who have been very
ground reality issues and have proposed novel concepts to supportive in all of my initiatives.
address various sustainability challenges that can signifi- I am thankful to Elsevier and to the entire team who
cantly affect or have an impact on the future. Of late, no have played a significant role in making this book a real-
competitor books are available in the market wherein ity. Special gratitude goes to Megan Ball (Senior
leading experts from different countries have positioned Acquisitions Editor), Kelsey Connors and Samantha
their view in a single volume. This book will be a prodi- Allard (Editorial Project Managers) for their involvement
gious reference material for agri-food scientists and tech- and commitment to this venture.
nologists, agricultural engineers, environmental scientists, Finally, I would like to express my gratitude to my wife
policy makers, and for industrial professionals working on Ranjana and children (Vidhathri, Tapas and Tanvi) for their
sustainable food production, management of food loss, incessant patience and coping with my workaholic nature,
wastes, and by-products. Besides, this book will benefit which was key to making this book a reality. I dedicate this
teachers and undergraduate and postgraduate students as a book to both of them with much love and affection.
readily accessible reference material.
As the editor, I sincerely thank all of my collaborating
Rajeev Bhat
researchers/experts for their vital contribution to this
ERA-Chair for Food (By-) Products Valorisation Technologies
book. I have been working in this interesting field for a
(VALORTECH), Estonian University of Life Sciences, Tartu, Estonia,
long time, however, the concept of developing this as a
European Union
book came to my mind after I recently took the position
of ERA-Chair Professor in Food (By-) Products
Valorisation Technologies (Valortech) at the Estonian
University of Life Sciences, Tartu, Estonia.
List of contributors
Rana Muhammad Aadil, National Institute of Food Estefanı́a Álvarez-Castillo, Department of Chemical
Science and Technology, University of Agriculture, Engineering, University of Seville, Escuela Politécnica
Faisalabad, Pakistan Superior, Seville, Spain
Samuel Chetachukwu Adegoke, Food and Nutritional Rita Carneiro Alves, REQUIMTE-LAQV/Faculdade de
Sciences Program, North Carolina Agricultural and Farmácia da Universidade do Porto, Porto, Portugal
Technical State University, Greensboro, NC, United H.V. Annegowda, Department of Pharmacognosy and
States Phytochemistry, Sri Adichunchanagiri College of
Aziz Ahmad, Biological Security and Sustainability Pharmacy, Adichunchanagiri University, Mandya,
Research Group, Faculty of Science and Marine India
Environment, Universiti Malaysia Terengganu, Kuala A. Ascenso, iMed.ULisboa, Faculty of Pharmacy,
Nerus, Malaysia; Centre for Fundamental and Universidade de Lisboa, Lisboa, Portugal
Continuing Education, Universiti Malaysia
J. Fernando Ayala-Zavala, Research Center for Food
Terengganu, Kuala Nerus, Malaysia
and Development A.C., Hermosillo, Sonora, Mexico
Talha Ahmad, College of Biosystems Engineering and
Blanca E. Barragán-Huerta, Department of
Food Science, Zhejiang University, Hangzhou, China
Environmental Systems Engineering, National School
Muneer Ahmad Magry, Faculty of Science Engineering of Biological Sciences-Instituto Politécnico Nacional,
and Built Environment, Deakin University, Melbourne, Mexico City, Mexico
VIC, Australia; Universal Business School, Kushivili,
Karjat, Maharashtra Barbara Ruivo Valio Barretti, Federal University of
Paraná, Department of Bioprocess Engineering and
Waqar Ahmed, National Institute of Food Science and Biotechnology, Centro Politécnico, Curitiba, Brazil
Technology, University of Agriculture, Faisalabad,
Carlos Bengoechea, Department of Chemical
Pakistan
Engineering, University of Seville, Escuela Politécnica
Elif Tuğçe Aksun Tümerkan, Department of Food Superior, Seville, Spain
Processing, Vocational High School, University of
M. Bento, Italagro SA, Lezı́ria das Cortes, Castanheira
Ankara Yildirim Beyazit, Ankara, Turkey
do Ribatejo, Portugal
Katariina Ala-Rämi, Kerttu Saalasti Institute, University
Rajeev Bhat, ERA-Chair for Food By-products
of Oulu, Oulu, Finland
Valorisation Technologies (VALORTECH), Estonian
Marcela Albuquerque Cavalcanti de University of Life Sciences, Tartu, Estonia, European
Albuquerque, Department of Food and Experimental Union
Nutrition, School of Pharmaceutical Sciences,
Brij Bhushan, Department of Chemistry, Graphic Era
University of São Paulo, São Paulo, Brazil; FoRC,
University, Dehradun, India
Food Research Center, University of São Paulo, São
Paulo, Brazil Nilutpal Bhuyan, Department of Energy, Tezpur
University, Tezpur, India; D.C.B. Girls’ College,
Tânia Gonçalves Albuquerque, Department of Food
Jorhat, India
and Nutrition, National Institute of Health Dr Ricardo
Jorge, I.P., Lisbon, Portugal; REQUIMTE-LAQV/ D. Blaise, Division of Crop Production, ICAR (Central
Faculdade de Farmácia da Universidade do Porto, Institute for Cotton Research), Nagpur, India
Porto, Portugal; Instituto Universitário Egas Moniz, Marianne Su-Ling Brooks, Department of Process
Almada, Portugal Engineering and Applied Science, Dalhousie
Maria Alexandri, Department of Food Science and University, Halifax, Canada
Human Nutrition, Agricultural University of Athens, Augusta Caligiani, Department of Food and Drug,
Athens, Greece University of Parma, Parma, Italy
xix
xx List of contributors
Rocio Campos-Vega, Postgraduate Program in Food of of Pharmaceutical Sciences, University of São Paulo,
the Center of the Republic (PROPAC), Research and São Paulo, Brazil
Graduate Studies in Food Science, School of Alejandra de Moreno de LeBlanc, CERELA-
Chemistry, Universidad Autónoma de Querétaro, CONICET, Centro de Referência para Lactobacilos,
Santiago de Querétaro, Mexico San Miguel de Tucumán, Argentina
M. Carvalheiro, iMed.ULisboa, Faculty of Pharmacy, Simone Lorena Quitério de Souza, Federal Institute of
Universidade de Lisboa, Lisboa, Portugal Education, Science and Technology of Rio de
Carlos Pasqualin Cavalheiro, Laboratory of Meat and Janeiro (IFRJ), Department of Food, Rio de
Meat Products Inspection and Technology (LabCarne), Janeiro, Brazil
Federal University of Bahia (UFBA), Salvador, Brazil Gargi Dey, School of Biotechnology, Kalinga Institute
S.M. Ceballos-Duque, Instituto de Biologı́a, Facultad de of Industrial Technology (KIIT University),
Ciencias Exactas y Naturales, Universidad de Bhubaneswar, India
Antioquia, Medellı́n, Colombia Rerisson do Nascimento Alves, Agri-food Technology
Saravanan Chakkaravarthi, Department of Basic and Postgraduate Program, Federal University of Paraiba,
Applied Sciences, National Institute of Food Technology Bananeiras, Brazil
Entrepreneurship and Management, Sonipat, India Elisa Dufoo-Hurtado, Postgraduate Program in Food of
Wee Sim Choo, School of Science, Monash University the Center of the Republic (PROPAC), Research and
Malaysia, Bandar Sunway, Selangor, Malaysia Graduate Studies in Food Science, School of
Chemistry, Universidad Autónoma de Querétaro,
Nabajit Dev Choudhury, Department of Energy
Santiago de Querétaro, Mexico
Engineering, Assam Science and Technology
University, Guwahati, India Salma A. Enrı́quez-Valencia, Research Center for Food
and Development A.C., Hermosillo, Sonora, Mexico
Wei Chean Chuah, Faculty of Food Science and
Nutrition, Universiti Malaysia Sabah, Kota Kinabalu, A.C. Faria-Silva, iMed.ULisboa, Faculty of Pharmacy,
Sabah, Malaysia Universidade de Lisboa, Lisboa, Portugal
Ng Lee Chuen, Faculty of Fisheries and Food Science, Manuel Felix, Department of Chemical Engineering,
Universiti Malaysia Terengganu, Kuala Nerus, University of Seville, Escuela Politécnica Superior,
Malaysia Seville, Spain
Fook Yee Chye, Faculty of Food Science and Nutrition, Maximilian Fichtner, Helmholtz Institute Ulm for
Universiti Malaysia Sabah, Kota Kinabalu, Sabah, Electrochemical Energy Storage (HIU), Ulm, Germany
Malaysia Irina Fierascu, National Institute for Research &
A. Costa, iMed.ULisboa, Faculty of Pharmacy, Development in Chemistry and Petrochemistry—
Universidade de Lisboa, Lisboa, Portugal ICECHIM Bucharest, Bucharest, Romania; University
of Agronomic Science and Veterinary Medicine,
Helena S. Costa, Department of Food and Nutrition,
Bucharest, Romania
National Institute of Health Dr Ricardo Jorge, I.P.,
Lisbon, Portugal; REQUIMTE-LAQV/Faculdade de Radu Claudiu Fierascu, National Institute for Research
Farmácia da Universidade do Porto, Porto, Portugal & Development in Chemistry and Petrochemistry—
ICECHIM Bucharest, Bucharest, Romania;
Adriano Gomes da Cruz, Federal Institute of Education, Department of Science and Engineering of Oxide
Science and Technology of Rio de Janeiro (IFRJ), Materials and Nanomaterials, Faculty of Applied
Department of Food, Rio de Janeiro, Brazil Chemistry and Materials Science, University
Maurı́cio Costa Alves da Silva, Laboratory of Meat and Politehnica of Bucharest, Bucharest, Romania
Meat Products Inspection and Technology Scott W. Fowler, School of Marine and Atmospheric
(LabCarne), Federal University of Bahia (UFBA), Sciences, Stony Brook University, Stony Brook, NY,
Salvador, Brazil United States; Institute Bobby, 8 Allée des Orangers,
Íris Braz da Silva Araújo, Management and Cap d’Ail, France
Agroindustrial Technology Department, Federal Bernadette Dora Gombossy de Melo
University of Paraı́ba, Bananeiras, Brazil Franco, Department of Food and Experimental Nutrition,
Julio Cesar de Carvalho, Federal University of Paraná, School of Pharmaceutical Sciences, University of São
Department of Bioprocess Engineering and Paulo, São Paulo, Brazil; FoRC, Food Research
Biotechnology, Centro Politécnico, Curitiba, Brazil Center, University of São Paulo, São Paulo, Brazil
Igor Ucella Dantas de Medeiros, Department of Maria Patricia Guerrero Garcia-Ortega, CTAEX,
Biochemical and Pharmaceutical Technology, School Badajoz, Spain
List of contributors xxi
Mohd Sabri Mohd Ghazali, Faculty of Science and Moazzam Rafiq Khan, National Institute of Food
Marine Environment, Universiti Malaysia Terengganu, Science and Technology, University of Agriculture,
Kuala Nerus, Malaysia Faisalabad, Pakistan
L.M. Gonçalves, iMed.ULisboa, Faculty of Pharmacy, Timo Kikas, Chair of Biosystems Engineering, Institute
Universidade de Lisboa, Lisboa, Portugal of Technology, Estonian University of Life Sciences,
Almudena González González, Metanogenia S.L. Tartu, Estonia
Edificio Guadiana, Biodiversidad, Badajoz, Spain Marcela Kloth, Federal Technological University of
Gustavo A. González-Aguilar, Research Center for Paraná, Department of Bioprocess Engineering and
Food and Development A.C., Hermosillo, Sonora, Biotechnology, Ponta Grossa, Brazil
Mexico Govind B. Kolekar, Fluorescence Spectroscopy
Anil H. Gore, Fluorescence Spectroscopy Research Research Laboratory, Department of Chemistry,
Laboratory, Department of Chemistry, Shivaji Shivaji University, Kolhapur, Kolhapur, India
University, Kolhapur, Kolhapur, India; Tarsadia Konstantina Kourmentza, Department of Chemical &
Institute of Chemical Science, Uka Tarsadia Environmental Engineering, Faculty of
University, Bardoli, Gujarat, India Engineering, University of Nottingham, University
Luna Goswami, School of Biotechnology, Kalinga Park, Nottingham, United Kingdom; Green
Institute of Industrial Technology (KIIT University), Chemicals Beacon of Excellence, University of
Bhubaneswar, India Nottingham, University Park, Nottingham, United
Kingdom
Athanasia M. Goula, Department of Food Science and
Technology, School of Agriculture, Forestry and Apostolis Koutinas, Department of Food Science and
Natural Environment, Aristotle University, Human Nutrition, Agricultural University of Athens,
Thessaloniki, Greece Athens, Greece
Antonio Guerrero, Department of Chemical Melinda Krebsz, School of Chemistry, Monash
Engineering, University of Seville, Escuela Politécnica University, Victoria, Australia
Superior, Seville, Spain Tharaka Rama Krishna C. Doddapaneni, Chair of
Biosystems Engineering, Institute of Technology,
Jonas Toledo Guimarães, Federal Institute of
Estonian University of Life Sciences, Tartu,
Education, Science and Technology of Rio de Janeiro
Estonia
(IFRJ), Department of Food, Rio de Janeiro,
Brazil Sonia Kumar, Department of Process Engineering and
Applied Science, Dalhousie University, Halifax,
Datta B. Gunjal, Fluorescence Spectroscopy Research
Canada
Laboratory, Department of Chemistry, Shivaji
University, Kolhapur, Kolhapur, India Luiz Gustavo Lacerda, State University of Ponta
Grossa, Ponta Grossa, Brazil
Paulina Gutiérrez-Macı́as, Department of
Environmental Systems Engineering, National School Jean Guy LeBlanc, CERELA-CONICET, Centro de
of Biological Sciences-Instituto Politécnico Nacional, Referência para Lactobacilos, San Miguel de
Mexico City, Mexico Tucumán, Argentina
Muhamad Fairus Noor Hassim, Biological Security Ulla Lehtinen, Kerttu Saalasti Institute, University of
and Sustainability Research Group, Faculty of Science Oulu, Oulu, Finland; Oulu Business School, University
and Marine Environment, Universiti Malaysia of Oulu, Oulu, Finland
Terengganu, Kuala Nerus, Malaysia Giulia Leni, Department of Food and Drug, University
Ana M. Herrero, Department of Products, ICTAN - of Parma, Parma, Italy
CSIC, Madrid, Spain Boon Fung Leong, Faculty of Food Science and
B.K.K.K. Jinadasa, Analytical Chemistry Laboratory Nutrition, Universiti Malaysia Sabah, Kota Kinabalu,
(ACL), National Aquatic Resources Research & Sabah, Malaysia
Development Agency (NARA), Colombo, Sri Lanka; Jade M. Long, Department of Food Science and
Department of Food Science & Technology, Faculty Technology, University of Georgia, Athens, GA,
of Livestock, Fisheries & Nutrition, Wayamba United States
University of Sri Lanka, Makandura, Gonawila Christelle Lopez, INRAE, BIA, Nantes, France
(NWP), Sri Lanka
Leticia X. López-Martı́nez, CONACYT-Research
Rupam Kataki, Department of Energy, Tezpur Center for Food and Development A.C.,
University, Tezpur, India Hermosillo, Sonora, Mexico
xxii List of contributors
Ivan Luzardo-Ocampo, Postgraduate Program in Food Vaibhav M. Naik, Fluorescence Spectroscopy Research
of the Center of the Republic (PROPAC), Research Laboratory, Department of Chemistry, Shivaji
and Graduate Studies in Food Science, School of University, Kolhapur, Kolhapur, India
Chemistry, Universidad Autónoma de Querétaro, Sapna A. Narula, School of Management Studies,
Santiago de Querétaro, Mexico Nalanda University, Bihar, India
Gabriela A. Macedo, Bioprocesses Laboratory, School Rumi Narzari, Department of Energy, Tezpur
of Food Engineering, University of Campinas, University, Tezpur, India
Campinas, SP, Brazil
Arunima Nayak, Department of Chemistry, Graphic Era
Sergi Maicas, Department of Microbiology and Ecology, University, Dehradun, India
University of Valencia, Valencia, Spain
Mehdi Nikoo, Department of Pathobiology and Quality
Sofia Maina, Department of Food Science and Human Control, Artemia and Aquaculture Research Institute,
Nutrition, Agricultural University of Athens, Athens, Urmia University, Urmia, Iran
Greece
Omkar S. Nille, Fluorescence Spectroscopy Research
Pulak Majumder, Department of Pharmacognosy and Laboratory, Department of Chemistry, Shivaji
Phytochemistry, Sri Adichunchanagiri College of University, Kolhapur, Kolhapur, India
Pharmacy, Adichunchanagiri University, Mandya, Patrı́cia Nunes, University of Algarve, Faro, Portugal
India; Department of Pharmacognosy and
M. Beatriz P.P. Oliveira, REQUIMTE-LAQV/
Phytochemistry, Sri Adichunchanagiri College of
Faculdade de Farmácia da Universidade do Porto,
Pharmacy, Adichunchanagiri University B. G Nagara,
Porto, Portugal
Mandya, India
B. Dave Oomah, Summerland Research and
Ma. Elena Maldonado-Celis, Escuela de Nutrición y
Development Centre, Agriculture and Agri-Food
Dietética, Universidad de Antioquia, Medellı́n,
Canada, Summerland Canada
Colombia
A. Paiva, LAQV-REQUIMTE, Chemistry Department,
M. Marques, LAQV-REQUIMTE, Chemistry
FCT/Universidade Nova de Lisboa, Caparica,
Department, FCT/Universidade Nova de Lisboa,
Caparica, Portugal Portugal
Sandeep K. Panda, School of Biotechnology, Kalinga
J. Marto, iMed.ULisboa, Faculty of Pharmacy,
Institute of Industrial Technology (KIIT University),
Universidade de Lisboa, Lisboa, Portugal
Bhubaneswar, India
José Juan Mateo, Department of Microbiology and
Harris Papapostolou, Department of Food Science and
Ecology, University of Valencia, Valencia, Spain
Human Nutrition, Agricultural University of Athens,
Manickam Minakshi, Engineering and Energy, Athens, Greece
Murdoch University, Perth, WA, Australia
Tibor Pasinszki, Department of Chemistry, School of
Vicente A. Mirón-Mérida, School of Food Science & Pure Sciences, College of Engineering, Science &
Nutrition, University of Leeds, Leeds, United Technology, Fiji National University, Suva, Fiji
Kingdom; School of Food Science and Nutrition,
Akshay S. Patil, Fluorescence Spectroscopy Research
University of Leeds, Leeds, United Kingdom
Laboratory, Department of Chemistry, Shivaji
Anand Mohan, Department of Food Science and University, Kolhapur, Kolhapur, India
Technology, University of Georgia, Athens, GA,
Fábio Anderson Pereira Da Silva, Management and
United States Agroindustrial Technology Department, Federal
Antonio Moreda-Piñeiro, Trace Element, Spectroscopy University of Paraı́ba, Bananeiras, Brazil; Food
and Speciation Group (GETEE), Strategic Grouping in Science and Technology Postgraduate Program,
Materials (AEMAT), Department of Analytical Federal University of Paraiba, João Pessoa, Brazil
Chemistry, Nutrition and Bromatology, Faculty of Chanathip Pharino, Department of Environmental
Chemistry, University of Santiago de Compostela, Engineering, Faculty of Engineering, Chulalongkorn
Santiago de Compostela, Spain University, Bangkok, Thailand
Miriane Moreira Fernandes Santos, Food Science and Tatiana Colombo Pimentel, Federal Institute of
Technology Postgraduate Program, Federal University Education, Science and Technology of Paraná (IFPR),
of Paraiba, João Pessoa, Brazil Campus Paranavaı́, Brazil
List of contributors xxiii
Gustavo Luis de Paiva Anciens Ramos, Federal Vida Šimat, University Department of Marine Studies,
Institute of Education, Science and Technology of Rio University of Split, Split, Croatia
de Janeiro (IFRJ), Department of Food, Rio de P. Simões, LAQV-REQUIMTE, Chemistry Department,
Janeiro, Brazil; Fluminense Federal University (UFF), FCT/Universidade Nova de Lisboa, Caparica, Portugal
Rio de Janeiro-Brasil, Faculty of Veterinary Medicine,
Rio de Janeiro, Brazil S. Simões, iMed.ULisboa, Faculty of Pharmacy,
Universidade de Lisboa, Lisboa, Portugal
H.M. Ribeiro, iMed.ULisboa, Faculty of Pharmacy,
Carlos Ricardo Soccol, Federal University of Paraná,
Universidade de Lisboa, Lisboa, Portugal
Department of Bioprocess Engineering and
C. Odı́n Rodrı́guez-Nava, Department of Environmental Biotechnology, Centro Politécnico, Curitiba, Brazil
Systems Engineering, National School of Biological
Alessandra Cristine Novak Sydney, Federal
Sciences-Instituto Politécnico Nacional, Mexico City,
Technological University of Paraná, Department of
Mexico
Bioprocess Engineering and Biotechnology, Ponta
Claudia Ruiz-Capillas, Department of Products, ICTAN Grossa, Brazil
- CSIC, Madrid, Spain
Eduardo Bittencourt Sydney, Federal Technological
Susana Marta Isay Saad, FoRC, Food Research Center,
University of Paraná, Department of Bioprocess
University of São Paulo, São Paulo, Brazil;
Engineering and Biotechnology, Ponta Grossa, Brazil
Department of Biochemical and Pharmaceutical
Technology, School of Pharmaceutical Sciences, Reza Tahergorabi, Food and Nutritional Sciences
University of São Paulo, São Paulo, Brazil Program, North Carolina Agricultural and Technical
State University, Greensboro, NC, United States
Niharendu Saha, Department of Mechanical Engineering,
Assam Engineering College, Guwahati, India Maria Tsiviki, Department of Food Science and
Technology, School of Agriculture, Forestry and
Amy Yi Hsan Saik, Department of Pre-clinical Sciences,
Natural Environment, Aristotle University,
Faculty of Medicine and Health Sciences, Universiti Thessaloniki, Greece
Tunku Abdul Rahman, Kajang, Malaysia
Erminta Tsouko, Department of Food Science and
Ruprekha Saikia, Department of Energy, Tezpur
Human Nutrition, Agricultural University of Athens,
University, Tezpur, India
Athens, Greece
Ádina L. Santana, Food Science Institute, Kansas State K. Velmourougane, Division of Crop Production,
University, Manhattan, KS, United States;
ICAR (Central Institute for Cotton Research),
Bioprocesses Laboratory, School of Food Engineering,
Nagpur, India
University of Campinas, Campinas, SP, Brazil
Simone Maria Ribas Vendramel, Federal Institute of
S. Savitha, Division of Crop Production, ICAR (Central
Education, Science and Technology of Rio de Janeiro
Institute for Cotton Research), Nagpur, India
(IFRJ), Department of Food, Rio de Janeiro,
Philip A. Schneider, Engineering and Energy, Murdoch Brazil
University, Perth, WA, Australia
Ravindra D. Waghmare, Fluorescence Spectroscopy
Dibyakanta Seth, Department of Food Process Research Laboratory, Department of Chemistry,
Engineering, National Institute of Technology Shivaji University, Kolhapur, Kolhapur, India
Rourkela, Rourkela, India
V.N. Waghmare, Division of Crop Production, ICAR
Stefano Sforza, Department of Food and Drug, (Central Institute for Cotton Research), Nagpur,
University of Parma, Parma, Italy India
Muhammad Asim Shabbir, National Institute of Food Santad Wichienchot, Center of Excellence in
Science and Technology, University of Agriculture, Functional Foods and Gastronomy, Faculty of Agro-
Faisalabad, Pakistan Industry, Prince of Songkla University, Hat Yai,
Elwira Sieniawska, Department of Pharmacognosy, Songkhla, Thailand
Medical University of Lublin, Lublin, Poland Adenise Lorenci Woiciechowski, Federal University of
Mafalda Alexandra Silva, Department of Food and Paraná, Department of Bioprocess Engineering and
Nutrition, National Institute of Health Dr Ricardo Biotechnology, Centro Politécnico, Curitiba, Brazil
Jorge, I.P., Lisbon, Portugal; REQUIMTE-LAQV/
Faculdade de Farmácia da Universidade do Porto,
Porto, Portugal
Chapter 1
1.1 Introduction food products are entering the international market due to
globalization. Globally, various stages of agri-food supply
A major contribution to the global economy emanates chain (including processing) generate enormous amounts
from the agri-food industrial sector, which provides wide of wastes and/or by-products. Ineffective and unsustainable
market opportunities, supports the local economy, and management of these wastes and/or by-products can be
provides employment. Overcoming some of the regional seen as a representative reflection of the socioeconomic,
food security and sustainability challenges such as rapid geo-political, and environmental scenario of a region.
population growth, overcoming poverty and hunger Effective valorization of agri-food wastes/by-products can
issues, and production of healthy foods for consumers contribute significantly to regional food security and ensure
remains one of the major issues that needs to be resolved, sustainability along the entire food production and supply
especially in the middle- and low-income countries. chain. In the current global circumstances (e.g. food inse-
Nevertheless, sustainability challenges faced by devel- curity, economic instability, recession, pandemics such as
oped countries are distinctive in another way. On a global COVID-19, etc.), it is highly imperative that food industrial
scale, a wide range of sustainability challenges are persis- wastes are minimized and that by-products are efficiently
tent throughout the agri-food supply chain. In general, used for producing value-added products. In this sense, an
changing climate, unsustainable exploitation of natural ecologically conscious system revolving around “zero
resources, inconsistencies in annual food production, and waste generation” and “circular economy” concepts for
increases in food wastes and/or food loss (at the “on and effective valorization of food industrial wastes/by-products
off” farm levels) are some of the key challenges that need is envisaged to contribute toward improved economies as
to be addressed immediately. Meeting the demands of well as minimizing the negative impacts on the environ-
various interrelated components of the agri-food industry, ment. “waste to wealth” and “taste the waste” have been
addressing the societal needs, and understanding new popular phrases which signify the importance of waste and
business models and paradigms remains a high priority to by-product valorization. Several innovative approaches and
all of those involved (e.g., researchers, academicians, pol- practical modeling have been proposed to minimize wastes
icy makers, economists, government, NGOs, and others). and to enable maximum utilization of by-products along
In this regard, a sustained action framework is recom- the entire agri-food production and supply chain.
mended by experts which needs to be adopted for positive The recently introduced circular economy concept is a
transformation of the entire agri-food system keeping in promising framework aimed towards improving the
mind a region’s socioeconomic situation. resource efficiency. Reducing waste generation, coupled
Globalization and free trade policies have had their with ensuring their maximal utilization can be of benefit
own impacts and influences on the agri-food sector. The to the economy, and can also open up new business
global food supply chain has tremendously expanded, with opportunities. The circular economy concept primarily
novel and practical innovations being introduced regularly. aims to accomplish sustainable production and consump-
Today, a wide range of novel and healthy (unhealthy?) tion (of food) with minimal greenhouse gas emission
and with sustainable food waste management. In addition, Agriculture Organization of the United Nations (FAO
the action plan of a circular economy aims to lower food Food & Agriculture Organization of the United Nations,
waste generation with a novel methodical approach. Apart 2013), a decrease in mass (dry matter) and nutritional
from enhancing the resource efficiency, this plan mainly value of a food which was originally intended for human
relies on reduce, reuse, recover, and recycle of materials consumption is referred to as food loss. Poor infrastruc-
in order to support the regional economy. ture, postharvest handling practices, transportation facili-
A zero-waste economy coupled with a sustainable bio- ties, incompetent supply chains, lack of appropriate
based circular society is urgently needed to address the technologies, and lack of appropriate storage facilities are
current global situation. However, keeping in mind cost some of the factors that can contribute to food losses. In
effectiveness, it is imperative that an environmental- contrast, food wastes signify those foods which need to
friendly sustainable technology is adopted for competent be discarded and are not fit for human consumption
valorization of industrial wastes and/or by-products. In (spoiled food due to deterioration). This can occur
this chapter, some of the imperative sustainability chal- because of consumer shopping and eating habits, oversup-
lenges that are expected to have an impact on the valori- ply of a product in the market, and much more. In addi-
zation of agri-food wastes and by-products are identified tion, when only agricultural wastes are considered, this
and discussed. In addition, various opportunities and usually encompasses crop residues/biomass (nonedible
scope for future research are discussed. portions), which are generated in the farm after harvest.
These include the leftover leaves, stems, stalks, straw,
stovers, etc.
1.2 Wastes and by-products—global On another note, there are experts who have defined
food loss and wastes in a different approach. According
scenario to Hartikainen, Mogensen, Svanes, and Franke (2018),
A wealth of literature has been engendered with substan- food wastes include only the edible portions or animals
tial views from experts to develop novel processes and that die before reaching the maturity or at any maturity
strategies for effective valorization of agri-food industrial stage (inedible portions are excluded). According to
wastes and/or by-products. In Fig. 1.1, an overview of the Baron, Patterson, Maull, and Warnaby (2018), food
valorization of wastes and by-products is provided. wastes are defined as those foods which are lost through-
Food loss and food wastes are two separate entities out food production and consumption stages, and those
that need to be clearly understood. As per the Food and still remaining edible. Närvänen, Mesiranta, Mattila, and
FIGURE 1.1 An overview of the valorization of agri-food industrial wastes and by-products.
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enabled him to win the magic mead (cf. stanzas 104–110).
Concerning Othrörir, here used as the name of the vessel containing
the mead, cf. stanza 107 and note.
143. This and the following stanza belong together, and in many
editions appear as a single stanza. They presumably come from
some lost poem on the authorship of the runes. Lines 2 and 3 follow
line 4 in the manuscript; the transposition was suggested by Bugge.
The king of singers: Othin. The magic signs (runes) were commonly
carved in wood, then colored red. [62]
144. Dain and Dvalin: dwarfs; cf. Voluspo, 14, and note. Dain,
however, may here be one of the elves rather than the dwarf of that
name. The two names also appear together in Grimnismol, 33,
where they are applied to two of the four harts that nibble at the
topmost twigs of Yggdrasil. Alsvith (“the All-Wise”) appears nowhere
else as a giant’s name. Myself: Othin. We have no further
information concerning the list of those who wrote the runes for the
various races, and these four lines seem like a confusion of names
in the rather hazy mind of some reciter.
[64]
157. The last line looks like an unwarranted addition, and line 4 may
likewise be spurious.
158. Lines 4–5 are probably expanded from a single line. [66]
165. This stanza is almost totally obscure. The third and fourth lines
look like interpolations. [68]
[Contents]
VAFTHRUTHNISMOL
The Ballad of Vafthruthnir
[Contents]
Introductory Note
The Vafthruthnismol follows the Hovamol in the Codex Regius. From
stanza 20 on it is also included in the Arnamagnæan Codex, the first
part evidently having appeared on a leaf now lost. Snorri quotes
eight stanzas of it in the Prose Edda, and in his prose text closely
paraphrases many others.
[Contents]
[69]
Othin spake:
Frigg spake:
Othin spake:
Frigg spake:
Othin spake:
Vafthruthnir spake:
7. “Who is the man | that speaks to me,
Here in my lofty hall?
Forth from our dwelling | thou never shalt fare,
Unless wiser than I thou art.”
Othin spake:
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
11. “Speak forth now, Gagnrath, | if there from the
floor
Thou wouldst thy wisdom make known:
What name has the steed | that each morn anew
The day for mankind doth draw?”
Othin spake:
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
15. “Speak forth now, Gagnrath, | if there from the
floor
Thou wouldst thy wisdom make known:
What name has the river | that ’twixt the realms
Of the gods and the giants goes?”
Othin spake:
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
19. “Wise art thou, guest! | To my bench shalt thou
go,
In our seats let us speak together;
Here in the hall | our heads, O guest,
hall we wager our wisdom upon.”
Othin spake:
[74]
Vafthruthnir spake:
Othin spake:
Othin spake:
[75]
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
[76]
Othin spake:
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
Othin spake:
[78]
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
Othin spake:
38. “Tenth answer me now, | if thou knowest all
The fate that is fixed for the gods: [79]
Whence came up Njorth | to the kin of the gods,—
(Rich in temples | and shrines he rules,—)
Though of gods he was never begot?”
Vafthruthnir spake:
39. “In the home of the Wanes | did the wise ones
create him,
And gave him as pledge to the gods;
At the fall of the world | shall he fare once more
Home to the Wanes so wise.”
Othin spake:
Vafthruthnir spake:
Othin spake:
42. “Twelfth answer me now | how all thou
knowest
Of the fate that is fixed for the gods;
Of the runes of the gods | and the giants’ race
The truth indeed dost thou tell,
(And wide is thy wisdom, giant!)”
Vafthruthnir spake:
43. “Of the runes of the gods | and the giants’ race
The truth indeed can I tell,
(For to every world have I won;)
To nine worlds came I, | to Niflhel beneath,
The home where dead men dwell.”
Othin spake:
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
Othin spake:
[82]
Vafthruthnir spake:
Othin spake:
Vafthruthnir spake:
51. “In the gods’ home Vithar | and Vali shall dwell,
When the fires of Surt have sunk;
Mothi and Magni | shall Mjollnir have
When Vingnir falls in fight.”
Othin spake:
Vafthruthnir spake: