Professional Documents
Culture Documents
Real-world evidence costs of allergic rhinitis and allergy immunotherapy in the commercially insured United States population
Real-world evidence costs of allergic rhinitis and allergy immunotherapy in the commercially insured United States population
Joseph P. Tkacz, Karen Rance, Douglas Waddell, Mark Aagren & Eva
Hammerby
To cite this article: Joseph P. Tkacz, Karen Rance, Douglas Waddell, Mark Aagren & Eva
Hammerby (2021) Real-world evidence costs of allergic rhinitis and allergy immunotherapy in
the commercially insured United States population, Current Medical Research and Opinion,
37:6, 957-965, DOI: 10.1080/03007995.2021.1903848
ORIGINAL ARTICLE
CONTACT Joseph P. Tkacz joseph.tkacz@ibm.com 6710 Rockledge Drive, Floors 2A and 3A, Bethesda, MD 20817, USA
ß 2021 The Author(s). Published by Informa UK Limited, trading as Taylor & Francis Group.
This is an Open Access article distributed under the terms of the Creative Commons Attribution-NonCommercial-NoDerivatives License (http://creativecommons.org/licenses/by-nc-nd/
4.0/), which permits non-commercial re-use, distribution, and reproduction in any medium, provided the original work is properly cited, and is not altered, transformed, or built upon
in any way.
www.cmrojournal.com
958 J. P. TKACZ ET AL.
Introduction Methods
Allergic rhinitis (AR), also known as hay fever, is a condition Study design and data source
in which inflammatory processes stimulated by environmen-
This observational, retrospective study used de-identified
tal allergens result in sneezing, airflow obstruction, nasal
healthcare claims from the IBM MarketScan Commercial
pruritus, and clear nasal discharge1. Allergic diseases have
Database spanning the period of 1 January 2014, through 31
increased in prevalence across the globe over the past half
March 2017 (study period) to evaluate the healthcare cost
century, affecting between 10–30% of the world popula-
profiles of patient diagnosed with AR in the United States.
tion2, with sensitization rates to common allergens in
The database comprises enrollment and demographic infor-
school-aged children approaching 50%3, As a chronic dis-
mation, as well as inpatient medical, outpatient medical, and
ease, AR is associated with significant direct costs in the
outpatient pharmacy claims data collected from employees,
form of disease management, indirect costs in the form of
dependents, retirees, and members of >300 large self-
decreases in work productivity, and “hidden” costs associ- insured U.S. employers and >25 U.S. health plans. The data-
ated with the management of comorbidities common to base includes employer and health plan sourced data from
patients with AR4. As such, AR poses a significant economic approximately 140 million individuals from 1995 to 2017.
burden to society, particularly if treatment protocols are All database records were de-identified and fully compli-
not followed5. ant with the US Health Insurance Portability and
Societal estimates of the medical costs attributed to AR in Accountability Act (HIPAA); this compliance with HIPAA regu-
the United States (U.S.) have consistently returned values lation meant that patient consent and Institutional Review
between approximately $3 and $4 billion dollars annually6–9. Board approval to conduct this study were unnecessary.
A previous analysis of medical and pharmacy claims from a
U.S. managed care plan demonstrated that AR patients
incurred over $650 annually in direct AR-related costs, which Patient selection and cohort assignment
were evenly dispersed between medical and pharmacy serv- To be eligible for study inclusion, patients were required to
ices, and which were elevated among patients with specific meet the following criteria:
AR-related comorbidities10. Asthma, atopic dermatitis
(eczema), allergic conjunctivitis, and various sleep disorders
The presence of 1 medical or pharmacy claim for AIT,
are just a few of the comorbidities commonly associated
and if an absence of AIT claims, 1 claim with a diagno-
with an AR diagnosis11–17, and recent evidence has high- sis of AR (ICD-9-CM 477.x or ICD-10-CM J30.x) between 1
lighted the substantial economic burden of both asthma, January 2014, and 31 March 2017
particularly among those with severe disease18, and atopic Current Procedural Terminology (CPT) codes for sub-
dermatitis19. As such, AR is seldom an isolated disorder, and cutaneous AIT (SCIT) included 95115; 95117; 95120;
the associated sequela contributing to these “hidden” costs 95125; 95144; 95165; 95180; and 9519927
should be taken into consideration when assessing the true The earliest service date for either an AIT or AR claim
burden of this disease. served as the index date
Allergen avoidance, pharmacotherapy, and immunother- At least 12 months of continuous enrollment with med-
apy are the primary options when considering a disease ical and pharmacy benefits for 12 months preceding the
management approach20. Though pharmacotherapy can sup- index date
press symptoms of AR, allergy immunotherapy (AIT) is the At least 12 months of continuous enrollment with med-
only therapy that can modify the underlying course of dis- ical and pharmacy benefits for 12 months following the
ease21. AIT is typically prescribed for the most severe AR, index date
and persistence with treatment has been associated with
reduced high-cost venue service use and AR-related expend- Additionally, for patients in the AIT cohort, the 12-month
iture5. Additionally, a recent review has demonstrated that pre-index period was required to be absent of any AIT treat-
AIT is a cost-effective option in the management of AR com- ment, and patients were excluded if they presented any
pared with standard drug treatment22. claims for venom allergies at any time during the measure-
However, there remains a dearth of up to date, real- ment window. As the build-up phase of SCIT may entail 1–2
world evidence studies focused on the costs of AR, par- shots per week for 3–6 months, based on clinician recom-
ticularly among the subset of patients prescribed AIT. mendation, AIT patients reaching the maintenance phase of
Further, as adherence and persistence rates to AIT remain treatment were operationally defined in the current study as
less than optimal23–26, it will be critical to evaluate the those presenting 25þ AIT injection claims (CPT codes 95115
relationship between treatment compliance/non-compliance, and 95117) and were analyzed as a stand-alone cohort.
outcomes, and potentially healthcare wastage. Therefore, Review of the frequency distribution of patients meeting this
the purpose of this exploratory study was to better under- conservative definition corresponding to a once-weekly shot
stand the total and AR-related healthcare costs among a regimen for 6 months confirmed this threshold. As such,
large, nationally representative sample of AR patients resid- three main cohorts comprised the primary study compari-
ing in the United States, with a focus on patients pre- sons, and included all AIT patients, AIT patients reaching the
scribed AIT. maintenance phase of treatment (25þ injection claims), and
CURRENT MEDICAL RESEARCH AND OPINION 959
all-cause total healthcare costs compared to non-AIT patients for allergen immunotherapy)27 was used in 78% of the first
($11,612±$24,797 vs. $7815±$27,041), and with patients claims, and carried an average cost of $748±$849 per claim,
reaching the maintenance phase of AIT presenting total with 21% of the paid amounts on these claims exceeding
mean costs values lower than the overall AIT cohort $1000. Among patients presenting a single AIT claim, 30.4%
($10,431±$16,606). Compared to the full AIT cohort, AIT of these sole visits were associated with costs in excess of
maintenance patients presented lower mean follow-up hos- $1000, with 12.8% in excess of $2000 As such, patients pre-
pitalization costs ($698±$7248 vs. $1281±$12,991), emer- senting with a single AIT claim managed to incur nearly half
gency room costs ($96±$513 vs. $125±$687), pharmacy costs the costs associated with AIT compared to patients present-
($2480±$7198 vs. $2622±$8674), and total medical costs ing at least 25 injections ($976±$1367 vs. $2150±$1205).
($7950±$13,844 vs. $8989±$22,019). Follow-up AR/AR comor-
bidity-related costs were naturally highest among AIT
patients reaching the maintenance phase of treatment Discussion
($4380±$4909), as these patients incurred greater costs for
This study presents a real-world examination of the cost pro-
their extended period of AIT treatment. In assessing the
files of patients diagnosed with AR in the United States, with
change in costs from baseline to follow-up, AIT patients pre-
a focus on those patients prescribed AIT. The AIT cohort pre-
sented reductions in nearly all service categories assessed
sented higher rates of numerous baseline allergy-related
with the exception of “other” outpatient services, where AIT
comorbidities compared to non-AIT patients, including
treatment costs are captured. These results were largely
asthma (30.1% vs. 7.5%), chronic sinusitis (22.6% vs. 4.9%),
driven by the subset of patients reaching the maintenance
phase of treatment (Figure 1). The non-AIT group showed and upper respiratory tract infections (60.3% vs. 34.2%), sug-
increases in all categories assessed. gesting those patients most severely impacted by the dis-
As less than half of AIT patients reached the maintenance ease were most likely to initiate AIT. These translated into
phase of treatment, with 17% only presenting a single AIT higher baseline and all-cause costs for the AIT cohort com-
claim of any type, and 23.9% never presenting a single AIT pared to non-AIT. However, from the year prior to AIT initi-
injection claim, analyses of the initial SCIT claim were under- ation to the year following, patients in the AIT cohort
taken to quantify potential AIT-related healthcare wastage. presented cost decreases in the majority of service categories
The cost associated with the index claim for SCIT varied assessed, including inpatient hospital and ER costs, while the
greatly, with a mean value of $674±$832. Fifty-five percent non-AIT group showed increases in all categories assessed.
of index SCIT claims carried a paid amount of less than $500, AIT patients reaching the maintenance phase of treatment
though 20% of these claims were observed with cost values were observed to present the largest reductions in expend-
in excess of $1000. Figure 2 presents the procedure codes iture from baseline to follow-up
with the largest variance in costs for the index SCIT claim. Total annual healthcare costs were relatively low for the
Procedure code 95165 (preparation and provision of antigens full AIT and non-AIT cohorts ($11,612±$24,797 vs.
CURRENT MEDICAL RESEARCH AND OPINION 961
$7815±$27,04) compared to other chronic diseases in which discrepancies in accepted code usage across health insurance
long-term maintenance treatment may be indicated30,31. The plans. Present results demonstrated substantial variability in
lack of additional healthcare costs associated with prolonged the initial treatment costs for SCIT, along with a high mean
use of AIT is noteworthy, as the maintenance group actually cost, and with nearly 20% of paid amounts exceeding $1000.
incurred lower annual healthcare costs than the AIT group as The observed spread in claimed amounts may be reflective
a whole ($10,431±$16,606 vs. $11,612±$24,797). For most of certain physicians’ willingness and ability to bill for aller-
therapeutic classes, adherence and persistence is often asso- gen extracts, which would be administered over multiple
ciated with significantly increased medical and/or pharmacy successive office visits. This up front-billing may contribute
costs in the short term, which are not consistently offset by to healthcare waste, particularly as almost 1 in 4 patients
reductions in other healthcare spend32, and has long been never actually received a single AIT injection. Sublingual AIT
cited by patients as one of the reasons for medication non- (SLIT) tablets, which have been FDA approved since 201434,
adherence33. As such, results demonstrate that despite AIT may present a better option to promote persistence and
patients presenting fairly progressed disease at the time of adherence for some proportion of the AR population and
AIT initiation based on their increased levels of allergy- comes with less up front billing. A number of therapy-related
related comorbidities compared to non-AIT patients, AIT factors have been shown to correlate negatively with treat-
remains an economical treatment option and is not expected ment adherence, including the route of administration and
to be accompanied by notable increases in overall healthcare complexity of the regimen35. As SLIT is taken at home orally
expenditure. once a day, this may present a more convenient option for
In the current study, less than half of AIT patients reached select patients. Though the direct comparison of adherence
the maintenance phase of treatment, which may be partially rates between SLIT and SCIT have been variable36,37, these
explained by the fact that nearly a quarter of patients never can often be traced to the inherent difficulties comparing
presented a single injection claim. The sub-analysis of the ini- two routes of administration, often leading to bias grounded
tial, index SCIT claims revealed a curious pattern of variables in differences in how adherence is defined and thresholds
costs, particularly when juxtaposed against this observed low for compliance are set. Regardless, improved patient treat-
rate of AIT persistence. Medical procedure coding practices ment matching efforts and patient education on AIT main-
for the reimbursement of AIT may vary, partly driven by the tenance treatment in general may be warranted, in which
962 J. P. TKACZ ET AL.
Table 3. All-cause and AR-related healthcare costs by AIT cohorts in the baseline and follow-up periods.
25þ AIT FILLS ANY AIT FILLS NO AIT FILLS
N ¼ 45,279 N ¼ 103,207 N ¼2,231,323
N/Mean %/SD N/Mean %/SD N/Mean %/SD
All-Cause Costsa
Pre-Index Period
Inpatient costs $799 $6,815 $1,091 $9,926 $981 $11,811
ER costs $324 $1,095 $432 $1,517 $275 $1,244
Physician office visit costs $1,004 $780 $981 $993 $480 $616
Specialist office visit costs $260 $237 $212 $237 $20 $86
Laboratory costs $399 $1,459 $520 $2,397 $257 $1,292
Other outpatient costs $3,823 $9,410 $4,170 $11,955 $2,075 $10,150
Outpatient prescription costs $2,098 $5,727 $2,222 $6,873 $1,145 $6,123
Total Medical Costs (Mean, SD) $6,349 $13,551 $7,195 $18,270 $4,069 $17,780
Total Healthcare Costs (Mean, SD) $8,447 $15,467 $9,418 $20,566 $5,213 $19,503
Follow-Up Period
Inpatient costs $698 $7,248 $1,281 $12,991 $1,426 $16,790
ER costs $288 $1,079 $416 $1,573 $370 $1,615
Physician office visit costs $903 $802 $898 $1,140 $760 $731
Specialist office visit costs $202 $259 $156 $258 $71 $166
Laboratory costs $355 $1,047 $490 $2,433 $380 $1,606
Other outpatient costs $5,706 $9,478 $5,905 $13,539 $3,180 $13,769
Outpatient prescription costs $2,480 $7,198 $2,622 $8,674 $1,699 $8,529
Total Medical Costs (Mean, SD) $7,950 $13,844 $8,989 $22,019 $6,116 $24,692
Total Healthcare Costs (Mean, SD) $10,431 $16,606 $11,612 $24,797 $7,815 $27,041
AR-Related
Pre-Index Period
Inpatient costs $66 $1,286 $76 $1,577 $29 $1,115
ER costs $96 $513 $125 $687 $61 $434
Physician office visit costs $515 $405 $455 $423 $126 $223
Specialist office visit costsb $240 $217 $192 $216 $12 $63
Laboratory costs $10 $189 $9 $166 $3 $85
Other outpatient costs $1,312 $3,748 $1,254 $3,875 $200 $1,579
Outpatient prescription costs $617 $1,377 $563 $1,807 $101 $535
Surgical procedure costsc $295 $2,339 $271 $2,168 $32 $603
Anaphylaxis costs $0 $0 $0 $0 $0 $0
Total Medical Costs (Mean, SD) $1,998 $4,283 $1,919 $4,568 $417 $2,132
Total Healthcare Costs (Mean, SD) $2,615 $4,668 $2,482 $5,118 $518 $2,252
Follow-Up Period
Inpatient costs $22 $763 $43 $1,043 $35 $1,405
ER costs $74 $458 $107 $671 $88 $561
Physician office visit costs $410 $431 $363 $429 $322 $317
Specialist office visit costs $188 $244 $141 $237 $60 $146
Laboratory costs $4 $81 $6 $136 $5 $145
Other outpatient costs $3,054 $3,855 $2,747 $4,663 $528 $2,749
Outpatient prescription costs $816 $2,119 $749 $2,544 $218 $992
Surgical procedure costs $280 $2,136 $271 $2,145 $104 $1,233
Anaphylaxis costs $6 $90 $5 $99 $0 $0
AIT costs $2,150 $1,205 $1,798 $1,805 $0 $0
Total Medical Costs (Mean, SD) $3,564 $4,163 $3,266 $5,091 $978 $3,352
Total Healthcare Costs (Mean, SD) $4,380 $4,909 $4,015 $5,950 $1,195 $3,597
a
Costs were calculated based on paid amounts of adjudicated claims, including insurer and health plan payments, and patient cost-shar-
ing in the form of copayment, deductible, and coinsurance. All costs were adjusted for inflation using the medical care component of
the Consumer Price Index (CPI) and standardized to 2018 U.S. dollars.
b
Specialist office visits include allergy, immunology, otolaryngology, or pulmonary disease providers.
c
Surgical procedures include turbinectomy, endoscopic sinus surgery, septoplasty, tympanostomy, and nasal polypectomy.
Abbreviations. AIT, allergy immunotherapy; ER, emergency room; SD, standard deviation.
the timing and proportion of AR patients identified for candi- severity41,42. The total indirect cost estimates of AR vary
dates for SCIT or SLIT is maximized. considerably from 0.1 billion to 9.7 billion USD annually,
As AR has also been shown to have significant impacts on with per-person costs of $5939,43. Improving the overall
quality of life and work productivity, there is more than a dir- quality of life for these patients, along with the promotion
ect economic benefit to be realized when the disease is of increased productivity, will result in significant societal
treated timely and appropriately. Studies have reported the cost savings beyond direct medical expenditure, which will
direct impact of AR on mood, anxiety, depression, social life, be critical as the increasing trend in the prevalence of AR
sleeping, cognitive function, school performance, and overall is likely to continue due to a variety of environmental and
quality of life38,39, with specific clinical, immunological, and lifestyle-based causes44,45]. Thus, it may be advantageous
functional parameters of the disease directly tied to quality for patients to initiate AIT earlier in the course of their dis-
of life indices40. Further, results of a systematic review dem- ease, which could hinder the development of a more
onstrate that 35% of patients with AR report impairment on severe disease and minimize the onset of allergy-related
the job, also with a direct relationship to symptom comorbidities.
CURRENT MEDICAL RESEARCH AND OPINION 963
Change
Allin All-Cause
Cause CostsFigure
Cost Change Pre to Post Index
25+ AIT FILLS ANY AIT FILLS NO AIT FILLS
Inpatient costs -$101 $190 $445
ER costsLaboratory costs -$36 -$17 $94
Physician office visit costs -$101 -$83 $280
Specialist office visit costs -$58 -$56 $51
Laboratory costs -$44 -$31 $123
Other outpatient costs $1,882 $1,735 $1,106
Specialist office visit costs
Outpatient prescription costs $382 $400 $554
Total Medical Costs (Mean, SD) $1,601 $1,794 $2,047
Total Healthcare Costs (Mean, SD) $1,983 $2,194 $2,602
Physician office visit costs
Laboratory costs
ER costs
Inpatient costs
Figure 1. All-cause and AR-related cost differences baseline to follow-up by AIT cohorts.
$0 - $99 $100 - $299 $300 - $499 $500 - $799 $800 - $999 $1,000+
Current Procedural Terminology Code
0% 10% 20% 30% 40% 50% 60% 70% 80% 90% 100%
$0 - $99 $100 - $299 $300 - $499 $500 - $799 $800 - $999 $1,000+
Figure 2. Cost distribution of index SCIT claims by select Current Procedural Terminology codes.
964 J. P. TKACZ ET AL.
[17]
Celakovsk a J, Ettlerova K, Ettler K, et al. Food allergy, asthma [31] Yu H, MacIsaac D, Wong JJ, et al. Market share and costs of bio-
bronchiale, and rhinitis in atopic dermatitis patients with total logic therapies for inflammatory bowel disease in the USA.
immunoglobulin E under and above 200 IU/ml. Food Agricult Aliment Pharmacol Ther. 2018;47:364–370.
Immunol. 2015;26:671–681. [32] Gillespie CW, Morin PE, Tucker JM, et al. Medication adherence,
[18] Settipane RA, Kreindler JL, Chung Y, et al. Evaluating direct costs health care utilization, and spending among privately insured
and productivity losses of patients with asthma receiving GINA 4/ adults with chronic conditions in the United States, 2010-2016.
5 therapy in the United States. Ann Allergy Asthma Immunol. Am J Med. 2020;133:690–704 e19.
2019; 123:564–572 e3. [33] Mojtabai R, Olfson M. Medication costs, adherence, and health
[19] Adamson AS. The economics burden of atopic dermatitis. Adv outcomes among medicare beneficiaries. Health Aff (Millwood)).
Exp Med Biol. 2017;1027:79–92. 2003;22:220–229.
[20] May JR, Dolen WK. Management of allergic rhinitis: a review for [34] ALK-Abello A/S. Grastek (timothy grass pollen allergen extract)
the community pharmacist. Clin Ther. 2017;39:2410–2419. [package insert]. U.S. Food and Drug Administration 2014.
[21] Burks AW, Calderon MA, Casale T, et al. Update on allergy Available from: https://www.fda.gov/media/88510/download
immunotherapy: American Academy of Allergy, Asthma & [35] Jin J, Sklar GE, Min Sen Oh V, et al. Factors affecting therapeutic
Immunology/European Academy of Allergy and Clinical compliance: a review from the patient’s perspective. Ther Clin
Immunology/PRACTALL consensus report. J Allergy Clin Immunol. Risk Manag. 2008;4:269–286.
2013;131:1288–1296 e3. [36] Vogelberg C, Bruggenjurgen B, Richter H, et al. Real-world adher-
[22] Cox LS, Murphey A, Hankin C. The cost-effectiveness of allergen ence and evidence of subcutaneous and sublingual immunother-
immunotherapy compared with pharmacotherapy for treatment apy in grass and tree pollen-induced allergic rhinitis and asthma.
of allergic rhinitis and asthma. Immunol Allergy Clin North Am. Patient Prefer Adherence. 2020;14:817–827.
2020;40:69–85. [37] Borg M, Lokke A, Hilberg O. Compliance in subcutaneous and
[23] Tinkelman D, Smith F, Cole WQ, 3rd, et al. Compliance with an sublingual allergen immunotherapy: a nationwide study. Respir
allergen immunotherapy regime. Ann Allergy Asthma Immunol. Med. 2020;170:106039.
1995;74:241–246. [38] Meltzer EO, Gross GN, Katial R, et al. Allergic rhinitis substantially
[24] Silva D, Pereira A, Santos N, et al. Costs of treatment affect com- impacts patient quality of life: findings from the Nasal Allergy
pliance to specific subcutaneous immunotherapy. Eur Ann Survey Assessing Limitations. J Fam Pract. 2012;61:S5–S10.
Allergy Clin Immunol. 2014;46:87–94. [39] Ozdoganoglu T, Songu M, Inancli HM. Quality of life in allergic
[25] Hsu NM, Reisacher WR. A comparison of attrition rates in patients rhinitis. Ther Adv Respir Dis. 2012; 6:25–39.
undergoing sublingual immunotherapy vs subcutaneous [40] Ciprandi G, Klersy C, Cirillo I, et al. Quality of life in allergic rhin-
immunotherapy. Int Forum Allergy Rhinol. 2012;2:280–284. itis: relationship with clinical, immunological, and functional
[26] Cohn JR, Pizzi A. Determinants of patient compliance with aller- aspects. Clin Exp Allergy. 2007;37:1528–1535.
gen immunotherapy. J Allergy Clin Immunol. 1993;91:734–737. [41] Vandenplas O, Vinnikov D, Blanc PD, et al. Impact of rhinitis on
[27] American Medical Association. CPT 2019 Professional Edition. 5th work productivity: a systematic review. J Allergy Clin Immunol
revised ed. Chicago (IL): American Medical Association; 2019. Pract. 2018;6:1274–1286 e9.
[28] Deyo RA, Cherkin DC, Ciol MA. Adapting a clinical comorbidity [42] Maoua M, Maalel OE, Kacem I, et al. Quality of life and work
index for use with ICD-9-CM administrative databases. J Clin productivity impairment of patients with allergic occupational
Epidemiol. 1992;45:613–619. rhinitis. Tanaffos. 2019;18:58–65.
[29] United States Bureau of Labor Statistics. Consumer Price Index [43] Simoens S, Laekeman G. Pharmacotherapy of allergic rhinitis: a
for All Urban Consumers: Medical care in U.S. city average, all pharmaco-economic approach. Allergy. 2009;64:85–95.
customers, not seasonally adjusted Washington; 2019 [2019 [44] Akinbami LJ, Simon AE, Schoendorf KC. Trends in allergy preva-
December 19]. Available from: https://www.bls.gov/cpi/ lence among children aged 0-17 years by asthma status, United
[30] Chapel JM, Ritchey MD, Zhang D, et al. Prevalence and medical States, 2001-2013. J Asthma. 2016;53:356–362.
costs of chronic diseases among adult medicaid beneficiaries. Am [45] Cingi C, Bayar Muluk N, Scadding GK. Will every child have aller-
J Prev Med. 2017;53:S143–S154. gic rhinitis soon? Int J Pediatr Otorhinolaryngol. 2019;118:53–58.