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Normativity, Rationality and Reasoning
Normativity,
Rationality and
Reasoning
Selected Essays
JOHN BROOME
1
3
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© John Broome 2021
The moral rights of the author have been asserted
First Edition published in 2021
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
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rights organization. Enquiries concerning reproduction outside the scope of the
above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America
British Library Cataloguing in Publication Data
Data available
Library of Congress Control Number: 2021931890
ISBN 978–0–19–882484–8
DOI: 10.1093/oso/9780198824848.001.0001
Printed and bound in Great Britain by
Clays Ltd, Elcograf S.p.A.
Links to third party websites are provided by Oxford in good faith and
for information only. Oxford disclaims any responsibility for the materials
contained in any third party website referenced in this work.
Contents
Introduction 1
PART A. NORMATIVITY
1. Reason fundamentalism and what is wrong with it 11
2. Giving reasons and given reasons 39
3. The first normative ‘reason’ 50
4. A linguistic turn in the philosophy of normativity? 53
5. Williams on ought 70
PART B. RATIONALITY
6. Rationality versus normativity 91
7. Motivation 118
PART C. REASONING
8. Normativity in reasoning 143
9. A linking belief is not essential for reasoning 156
10. Reasoning with preferences? 170
References 195
Index 201
Introduction
Normativity, Rationality and Reasoning: Selected Essays. John Broome, Oxford University Press.
© John Broome 2021. DOI: 10.1093/oso/9780198824848.003.0001
2
normatively requires you to intend the means. I meant in part that you
ought to intend the means if you intend the end, where the condition ‘if you
intend the end’ is to be read as falling within the scope of the ‘ought’. There
is no implication that you ought to intend the means or even that you have
any reason to do so. So this explanation implies no bootstrapping.
My claim that intending an end normatively requires you to intend a
means to it was not supposed to be simply the claim that you ought to intend
the means if you intend the end. It was supposed to be more than this, but
I did not explain clearly what more it was supposed to be. In any case, the
important work in ‘Normative requirements’ was done by claims that you
ought to satisfy some conditional proposition. My solution to the bootstrap-
ping problems was to recognize that ‘ought’ sometimes governs a condi-
tional. It has a ‘wide scope’, as we often say. I carried this point through into
Rationality Through Reasoning, but abandoned many of the other ideas in
‘Normative requirements’.
Still, wide-scope oughts do not on their own solve the various problems of
the philosophy of normativity. I was right to recognize in ‘Normative
requirements’ that more needs to be done, even though the more I did
there was not well worked out. Rationality Through Reasoning puts in place
a lot more apparatus beyond wide scope, which is aimed at solving the
problems.
An important part of the apparatus was to make a sharp distinction
between normativity and rationality. I did not make this distinction in
‘Normative requirements’, or for several years afterwards. I did not make
it in another of my better-known papers: ‘Are intentions reasons’ published
in 2001. For this reason, that paper is not included in this collection either.
Much of it is in any case superseded by sections 10.1 and 10.2 of Rationality
Through Reasoning.
The distinction between rationality and normativity is hard to make
because our language tends to be ambiguous between the two. ‘Ought’ is
our core normative word. Nevertheless, we often use it when presenting
requirements of rationality. I used to use it for that purpose myself. For
example, we say that, necessarily, you ought not to have contradictory
beliefs. But in this usage ‘ought’ does not have its normative meaning. It is
not true that, necessarily, you normatively ought not to have contradictory
beliefs. On some occasions it may be normatively permissible to have
contradictory beliefs—for example, if great good can be achieved by doing
so. However, rationality requires you not to have contradictory beliefs even
if great good can be achieved by doing so. You are definitely not fully
3
rational if you have contradictory beliefs. When we say you ought not to
have contradictory beliefs, that is what we mean.
I now use ‘ought’ only in its normative sense, and I use ‘rationality
requires’ for requirements of rationality. I recommend this practice because
the important distinction between rationality and normativity cannot other-
wise be clearly made.
I hope that Rationality Through Reasoning illustrates the benefits of
distinguishing rationality from normativity. It gives us a clearer understand-
ing of both. However, in writing that book I underestimated the strength of
the philosophers’ tendency to merge the two. In part, I think this tendency is
just a misunderstanding caused by the ambiguity of the word ‘reason’, which
can refer to either rationality or normativity. But in part too, it is the pull of
the very popular doctrine that rationality consists in responding correctly to
reasons. Since reasons are a feature of normativity, and indeed normativity
may properly be said to consist in responding correctly to reasons, in effect
this doctrine identifies rationality with normativity. Two chapters of
Rationality Through Reasoning oppose this doctrine, but I now know that
was not enough. In this volume, ‘Rationality versus normativity’ fights the
same battle again.
The doctrine that rationality consists in responding correctly to reasons is
one component of the ‘reasons-first’ movement, which has dominated the
philosophy of normativity in the last few decades. Rationality Through
Reasoning opposes this movement. But I have subsequently realized that
I did not give that negative aim enough stress in the book. I concentrated on
the positive aim of building up an alternative account of normativity,
rationality and reasoning, and left the negative implications implicit. Since
writing the book, I have given more time to making them explicit in some of
the papers reprinted in this volume.
The reasons-first movement sees reasons as fundamental, not only in
normativity itself, but also in rationality and in the activity of reasoning. It
sees reasons everywhere, which means it sees normativity everywhere. My
accounts of these things are less normative.
Part A
The volume starts with five papers that are principally about normativity
itself. The first three are about normativity’s metaphysical structure. There
are various normative properties: the property of being something that
4
Part B
Next in this volume are two papers that are principally about rationality.
One of their main underlying purposes is to sharpen up the distinction
between rationality and normativity.
That is the explicit aim of ‘Rationality versus normativity’. The reasons-
first movement offers an account, not just of normativity, but of rationality
too. Its account is encapsulated in the claim that rationality consists in
responding correctly to reasons. ‘Rationality versus normativity’ aims to
refute this claim. In the course of doing so, it gives a conceptual analysis
of rationality, taking a historical approach.
‘Motivation’ is about rational explanations of action. It is a response to
Thomas Nagel’s The Possibility of Altruism. Nagel explained action in terms of
what he called ‘motivations’. He thought that, when you make a normative
judgement to the effect that you have sufficient reason to do some act, that
judgement constitutes a motivation to do the act. (His view is these days known
as ‘normative judgement internalism’.) The motivation causes you to act.
My paper ‘Motivation’ takes this pattern of explanation, and modifies it
through a sequence of improvements and adaptations. An important
improvement is to distinguish normativity from motivation, which Nagel
explicitly declined to do. One of my schemes of explanation is similar to
Nagel’s. It starts from the normative judgement that you ought to do some
act. Through a process of reasoning that I call ‘enkratic reasoning’, this
brings you to form an intention to do the act. An intention is a specific sort
of motivation, which in turn causes you to act.
But this is only one scheme for the rational explanation of action. Another
important scheme is instrumental. It starts from a prior intention of yours to
achieve an end. From this, through instrumental reasoning, you derive an
intention to take a means, which in turn causes you to take the means. This
scheme is rational, but it does not involve normativity at all. It illustrates the
separation of rationality from normativity.
Part C
The last three papers in this volume are about the activity of reasoning.
A significant feature of human rationality is that we have the ability to
change our attitudes and acquire new attitudes by means of this activity. It is
a means we have of improving our rationality. But it is not easy to
7
PART A
NORMATIVITY
OUP CORRECTED AUTOPAGE PROOFS – FINAL, 24/8/2021, SPi
1
Reason fundamentalism and
what is wrong with it
1. Introduction
Normativity, Rationality and Reasoning: Selected Essays. John Broome, Oxford University Press.
© John Broome 2021. DOI: 10.1093/oso/9780198824848.003.0002
12
accurate name for it, since Being Realistic About Reasons explicitly does not
defend the view that reasons are fundamental within normativity.³ This
paper is not about reasons fundamentalism in Scanlon’s sense.
The view that reasons themselves are fundamental elements of norma-
tivity can be quickly dismissed, and I do not think many philosophers really
hold it. Many reasons are natural facts. For example, the fact that apple pips
contain cyanide is a reason not to eat too many of them. Natural facts are not
features of normativity at all, so they cannot be fundamental elements of it.
What many philosophers think is that the property of being a reason is the
fundamental element of normativity. This is one version of the view I call
‘reason fundamentalism’.⁴ It is not the best version, and I shall argue in
section 6 that it is mistaken.
Reasons are not features of normativity, and nor is any other thing, so far
as I can tell. There are no normative things nor (I shall explain in section 2) is
there any normative stuff. The metaphysical domain of normativity is a
domain of properties and relations only. Things can have normative proper-
ties and stand in normative relations to each other. For example, it can be the
case that a particular person ought to do an act of a particular sort. But the
things—the person and the act in this case—are not themselves normative.
This paper is about what normative properties are metaphysically—
specifically ontologically—fundamental in normativity. It is not about
what things are explanatorily fundamental. Compare the property of being
a fertilizer. This is the property of causing plants to grow faster. So the
property of being a fertilizer is metaphysically reducible to other properties
and relations including causation, being a plant and growing. These are
metaphysically more fundamental. But causation itself goes in the opposite
direction: a fertilizer (not the property of being a fertilizer) causes plants to
grow more quickly. Similarly, in sections 6 and 8 I shall argue that the
property of being a reason is the property of explaining the obtaining of
other particular normative relations. So the property of being a reason is
metaphysically reducible to the relation of explanation together with these
other normative relations. It is therefore metaphysically less fundamental
than the other relations. But explanation goes in the opposite direction:
³ See Being Realistic About Reasons, p. 2. However, Scanlon does favour the view that reasons
are fundamental in normativity. In section 7, I shall analyse the statement of this view that
appears in his What We Owe to Each Other.
⁴ I take this term from Daniel Fogal’s ‘Reasons, reason, and context’, but my meaning is
rather different from his.
13
a reason (not the property of being a reason) explains the obtaining of more
fundamental relations.
That the property of being a reason is the fundamental element in norma-
tivity is not the best version of reason fundamentalism. A substantial part of
this paper (much of sections 2, 3, 4, 5, 6, 7 and 9) is taken up with developing
what is the best version. Although I shall eventually reject reason fundamen-
talism, I intend this work to be a constructive contribution to it. Reason
fundamentalists fix their attention on reasons. But the property of being a
reason can easily be shown not to be fundamental. The property they should
take to be fundamental is the property something has when there is reason for
it. Unfortunately, there is no convenient English name for this property. It
may be merely this lack of a name that causes reason fundamentalists to focus
on reasons instead.
Roughly in parallel (in sections 2, 3, 4, 5 and 8), I shall develop an
alternative view in which ought is the fundamental element in normativity.
(‘Ought’ as I use it throughout this paper has its central, final, all-things-
considered, normative meaning.⁵) I call this view ‘ought fundamentalism’. It
too is a view about what is fundamental within normativity and not a view
about the metaphysical status of normativity itself. The parallels between
ought and reason need to be drawn out, since they are obscured by the very
different grammars of ‘ought’ and ‘reason’ in English.
In section 10 I shall argue against reason fundamentalism on the grounds
that it is not faithful to our normative concepts, and in section 11 I shall
conclude in favour of ought fundamentalism. We should accept that ought is
fundamental and reason is not.
This is a stronger conclusion than simply rejecting reason fundamental-
ism. Reason fundamentalism is the view that reason is the only fundamental
element of normativity. If there turned out to be two fundamental elements
of normativity—reason and ought, say—reason fundamentalism would be
false. But I shall show in sections 8 and 9 that reason can be successfully
reduced to ought. The arguments justify the stronger conclusion that ought
fundamentalism is true.
Reason fundamentalism is one component of the dogma of the primacy
of reasons. Other components are the view that rationality consists in
responding correctly to reasons, and the view that reasoning is a response
to reasons. I think these are mistaken accounts of rationality and reasoning,
⁵ See my Rationality Through Reasoning, chapters 2 and 3, and my ‘A linguistic turn in the
philosophy of normativity?’.
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duties as Sovereign, should take this opportunity of
testifying to the great admiration she inspired and the great
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Duties have to be reconciled which sometimes seem far apart.