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CBO9781139093286.034
CBO9781139093286.034
Chapter
Caudate nucleus infarcts and hemorrhages
Stroke Syndromes, Third Edition, ed. Louis R. Caplan and Jan van Gijn. Published by Cambridge University Press.
© Cambridge University Press 2012.
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https://doi.org/10.1017/CBO9781139093286.034
Section 2: Vascular topographic syndromes
Cortex SMA APA,MC,SC FEF DLC,PPC DLC PPC,APA LOF STG,ITG,ACA ACA HC,EC,STG,ITG
Figure 34.1. Basal ganglia-thalamocortical ciruits. Each circuit engages specific regions of the cerebral cortex, striatum, pallidum, substantia nigra, and thalamus.
(From Alexander et al., 1986 [1].) ACA, anterior cingulate area; APA, arcuate premotor area; CAUD, caudate nucleus, [b] body, [h] head; DLC, dorsolateral prefrontal
cortex; EC, entorhinal cortex; FEF, frontal eye fields; GPi, internal segmental of globus pallidus; HC, hippocampal cortex; ITG, inferior temporal gyrus; LOF, lateral
orbitofrontal cortex; MC, motor cortex; MDpl, medialis dorsalis pars paralamellaris; MDmc, medialis dorsalis pars magnocellularis; MDpc, medialis dorsalis pars
parvocellularis; PPC, posterior parietal cortex; PUT, putamen; SC, somatosensory cortex; SMA, supplementary motor area; SNr, substantia nigra pars reticulata; STG,
superior temporal gyrus; VAmc, ventralis anterior pars magnocellularis; VApc, ventralis anterior pars parvocellularis; VLm, mentralis lateralis pars medialis; VLo, ventralis
lateralis pars oralis; VP, ventral pallidum; VS, ventral striatum; cl-, caudolateral; cdm, caudal dorsomedial; dl-, dorsolateral; l-, lateral; ldm-, lateral dorsomedial; m-, medial;
mdm-, medial dorsomedial; pm-, posteromedial; rd-, rostrodorsal; rl-, rostrolateral; rm-, rostromedial; vm-, ventromedial; vl-, ventrolateral.
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Chapter 34: Caudate nucleus infarcts and hemorrhages
(d ) (e) (f )
Figure 34.3. Magnetic resonance images showing an infarct limited to the medial caudate nucleus ((a)–(c)) in one patient and a large striatocapsular infarct
involving the left lateral caudate nucleus head and body ((d)–(f)) in another patient (arrows).
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https://doi.org/10.1017/CBO9781139093286.034
Section 2: Vascular topographic syndromes
Table 34.1. Site of lesions of caudate nucleus infarcts (49 prior reports Table 34.2. Risk factors and vascular mechanisms from combined series
and Illinois series)
Factors Patients and percentagea
Site of lesion Number (percentage)
Hypertension 92 (67%)
CN alone 22 (24%)
Diabetes mellitus 44 (32%)
CN þ anterior limb of IC þ corona 25 (28%)
radiata Large artery lesions 19 (14%)
nucleus head and body. The caudate nucleus can also be Table 34.3. Symptoms and signs in caudate nucleus infarctsa
involved as part of a large striatocapsular infarct, caused by Symptoms and signs Patients and percentage
occlusion of the intracranial internal carotid artery or the
mainstem MCA. Dysarthria or dysphonia 18/21 (86%)
An analysis of the 49 previously reported cases and the 34 Motor weakness 21/21 (100%]
patients studied at the University of Illinois yielded a total of
Behavioral abnormalities 12/21 (57%)
83 patients with 91 caudate nucleus infarcts [26]. In 22
infarcts (24%), CT or MRI showed they were confined to Agitation 6 (3L, 3R)b
the caudate nucleus. The lesions involved the caudate nucleus Abulia 10 (2L, 7R, 1 bilateral)
and the adjacent anterior limb of the internal capsule or
Neglect 2 (2R)
corona radiata in 25 cases (28%). The remainder, 44 infarcts
(48%), involved the caudate nucleus, the anterior limb of the Aphasia 1 (1L)
a
internal capsule, and the putamen (Table 34.1). Cases available for clinical-neuroimaging correlation = 21; b L, left; R, right.
Source: adapted from reference [26].
Stroke mechanisms
In most of the reported patients, a full evaluation, including Clinical features
angiography and cardiac evaluation, was not performed and Caudate nucleus infarctions can cause a variety of clinical
the data are insufficient to define the precise stroke mech- presentations. Behavioral abnormalities including abulia, agita-
anisms of caudate nucleus infarcts. Penetrating-branch dis- tion, and loss of executive abilities are particularly common.
ease has been proposed as a major mechanism because the Dysarthria, dysphonia, and motor weakness, are also common.
caudate nucleus receives its blood supply from deep pene- Although less common, movement disorders like hemichorea,
trating arteries. In fact, risk factors for penetrating-branch ballism, and tremor can occur [26].
disease are prevalent in patients with caudate nucleus
infarcts. However, evaluation of the heart and large arteries Cognitive and behavioral abnormalities
is essential in those without risk factors for penetrating- The most prominent clinical features of caudate nucleus vas-
branch diseases. cular lesions are behavioral and cognitive abnormalities [2,6–
Echocardiography, carotid duplex ultrasound, transcra- 14,27]. Behavioral changes occur as a result of cortical
nial Doppler ultrasound, magnetic resonance angiography dysfunction caused by loss of striatal efferent projections from
(MRA), and computed tomography angiography (CTA) the caudate nucleus, the principal crossing station of basal
are useful non-invasive screening tests for detection of ganglia-thalamocortical loops. Common behavioral features
important occlusive vascular diseases and cardiac sources include reduced activity and slowness, restlessness, hyperactiv-
of emboli. ity, agitation, decreased attention to tasks, and defective recall
The major risk factors for caudate nucleus infarcts [2,9,28]. Neuropsychological tests show abnormalities in
are: hypertension, hypercholesterolemia, diabetes mellitus, executive functions, memory, and attention. Deficits do not
previous myocardial infarct, and cigarette smoking [2,4]. correlate with the side of the lesion, but patients with affective
Non-valvular atrial fibrillation (NVAF), myocardial dyskin- abnormalities tend to have the larger infarcts.
esia, cardiac aneurysm with a mural thrombus, syphilis, and Mendez and his colleagues divided spontaneous behavioral
Hodgkin’s lymphoma are also uncommon reported risk symptoms into three groups: (i) apathetic, with decreased
factors. Table 34.2 lists the risk factors and stroke mechanisms spontaneous verbal and motor activities (dorsolateral caudate
from the combined series of prior reports and in those patients nucleus involvement); (ii) disinhibited, inappropriate, and
seen at the University of Illinois [26]. impulsive (small ventromedial lesions in the caudate
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Chapter 34: Caudate nucleus infarcts and hemorrhages
nucleus); and (iii) affective symptoms with psychotic features memories. Verbal comprehension and verbal memory deficits
(dorsolateral caudate nucleus involvement; larger and are caused by dysfunction of the corticocaudate connections
more often extend into adjacent structures than in the first [3,4,13]. If a caudate nucleus lesion is very large, patients have
group) [9]. deficits in tasks requiring planning and sequencing, because of
the disconnection of the caudate nucleus from the frontal lobe
Agitation [9]. Global dementia may develop following a bilateral infarc-
Agitation, anxiety, and talkativeness are common and restless- tion of the heads of the caudate nuclei, because the caudate
ness, disinhibition, and confusion are noted. Behavioral hyper- nucleus is an essential component of basal ganglia-thalamo-
activity with restlessness, excitement, agitation, and shouting cortical circuitry and contributes to cognitive functions and
may occur in infarctions of the middle or posteroinferior behavioral processing [33].
temporal lobe and parietooccipital lobes [2,9].
Other cognitive and behavioral dysfunctions
Abulia Rarely, the patients can show motor dysprosody, motor imper-
Patients with caudate nucleus infarcts can present with abulia, sistence in eye-closing, perseveration of hand and arm pos-
which is defined as “apathy, disinterest, flattened affect, and tures, and inappropriate laughing at stroke onset. Some
lack of initiative for usual daily activities.” Abulia is more patients show impairment in frontal lobe testing using the
severe and more persistent in bilateral caudate nucleus infarcts. Stroop test and Luria’s conflicting tasks.
Clinically, the patients show akinesia, characterized by severe
mental and affective stagnation, decreased spontaneous activ- Speech and language disturbances
ity and speech, lack of initiative for action and speech, and Dysarthria
prolonged latency in responding to questions and other stim-
uli. They look like a patient with severe hypothyroidism. Such Dysarthria is another common sign in patients with caudate
akinetic attacks are often prolonged and stereotyped behaviors nucleus vascular lesions. Dysarthria has no side predominance
are common. Patients can also show impulsivity, disinhibition, in caudate nucleus stroke. Interruption of the corticolingual
and violent attacks [3,7]. These features have been described in tracts to the tongue or corticostriatocerebellar loops is respon-
patients with bilateral globus pallidus or putaminal lesions sible for dysarthria because these pathways play crucial roles in
[29,30]. Fisher’s abulic patients had lesions in the frontal lobes uniform speech patterns [2–4,9,34].
and underlying structures or in the thalamus and upper brain- Aphasia
stem [31]. Interruption of the limbofrontal connection is
Left caudate nucleus infarcts can cause minor aphasic abnor-
responsible for abulia.
malities [2]. About half of the patients with a left caudate
Neglect nucleus lesion show minor and transient linguistic deficits
[4]. Different types of aphasia, such as transcortical, nonfluent
Contralateral motor and visuospatial hemineglect develop in
aphasia, characterized by semantic and verbal paraphasias and
a quarter of the patients with a right caudate nucleus lesion,
perseverations without comprehension impairment, may
particularly if the anterior limb of the internal capsule is also
develop after left caudate nucleus vascular lesions [2,3,6–
involved [2–4]. All patients with hemineglect have involve-
14,35]. Global aphasia can also develop by intrahemispheric
ment of MCN, LCN, VCN, and neighboring structures [4].
diaschisis. A large striatocapsular infarct involving the caudate
Motor-exploratory hemineglect can develop from disruption
nucleus, anterior limb of the internal capsule, and putamen
of the frontal-striatal-thalamic-frontal circuit that includes the
can result in word-finding difficulty or hesitancy without
associative frontal cortical areas, striatum, and substantia
severe aphasic abnormalities [27]. In these patients, single-
nigra.
photon emission computed tomography (SPECT) imaging
Mood changes may show decreased perfusion in the left frontal and temporo-
parietal lobes [4]. Acute disconnection of the linguistic path-
Depression is observed in one-third of patients with caudate
ways between anterior and posterior speech areas, which are
nucleus vascular pathology but with normal cognitive function
connected with the left caudate nucleus, and the anterior limb
[32]. This suggests that the caudate nucleus plays a role in
of the internal capsule may yield a different type of aphasia.
regulation of human mood.
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Section 2: Vascular topographic syndromes
Movement disorders following caudate nucleus infarcts atheromatous disease, large artery atherothrombosis, or
have been described but not in detail. The abnormal move- embolism, treatment of patients with caudate nucleus
ments usually are contralateral to the lesion and usually occur infarcts depends on the underlying stroke mechanism.
at the time of stroke onset. These abnormal movements have Antiplatelet or anticoagulant agent(s) and management of
been described as ballistic, choreic, or both. Very rarely, move- stroke risk factors are given according to the mechanism of
ment disorders may begin at once in all limbs bilaterally infarction (Table 34.3).
[37,38]. In addition, onset of abnormal movements like dysto-
nia or resting tremor may be delayed for years or decades after Caudate nucleus hemorrhages
caudate nucleus stroke [39].
Caudate nucleus hemorrhages account for approximately 7%
of all intracerebral hemorrhages (ICH) [6] and are caused by
Motor abnormalities rupture of penetrating arteries. Hypertension is the most
Motor abnormality or weakness is noted in about 40% of common and important risk factor [4,5]. Arteriovenous mal-
patients with caudate nucleus infarcts. Weakness develops formations, carotid aneurysms, and diabetes mellitus are other
when a lesion extends into the anterior limb of the internal important causes, but sometimes no responsible cause is found
capsule and putamen, interrupting the striatopontine fibers. [4,6,11,12]. Rarely, moyamoya disease and moya moya-like
Lesions confined to the caudate nucleus do not cause weak- atherosclerotic abnormalities of vessels secondary to hyperten-
ness. Weakness, when present, is usually slight and rarely sion and occlusive intracranial carotid artery disease can cause
leaves any permanent motor disability. In some patients with caudate nucleus hemorrhage [40–45].
dystonia and abnormal movements, weakness may be masked In an international series of striatocapsular hemorrhages,
by involuntary movements and abnormal tone. The frequency 23 patients had caudate nucleus hemorrhage, which involved
of motor involvement has likely been underestimated due to mainly the caudate nucleus head and occasionally the caudate
selection bias. Most patients reported in the literature had nucleus body [5]. The hematomas are small (less than 1 inch in
specific abnormalities such as behavioral disorders or abnor- diameter), always rupture into the anterior horn of the lateral
mal movements [2,4,9,28]. ventricle, and occasionally extend posterolaterally into the
anterior limb of the internal capsule and anterior putamen
Treatment and prognosis (Figure 34.4).
The clinical course of caudate nucleus infarction is so benign
that 60% of patients become independent. Only a few patients Clinical features
with unilateral caudate nucleus infarcts in the territory of the The clinical symptoms and signs of caudate nucleus hemor-
lateral lenticulostriate arteries or the anterior lenticulostriate rhages depend on the lesion size and the neighboring struc-
arteries have slight residual dependency needs. Rarely, patients tures damaged. The most common clinical presentations are
with unilateral caudate nucleus infarcts worsen clinically. headache, nausea, vomiting, and marked meningeal irritation
Those with bilateral caudate nucleus infarcts or large unilateral signs due to rupture of the hematoma into the frontal horn of
infarcts in the territory of the lateral lenticulostriate arteries the lateral ventricle, mimicking subarachnoid hemorrhage
can have significant residual deficits. Patients only rarely die of (SAH) and primary intraventricular hemorrhage (IVH). Most
underlying heart disease rather than of caudate nucleus infarc- patients show no prominent motor, sensory, or visual abnor-
tion itself [4]. malities if the hematoma is limited to the head or body of the
Because caudate nucleus infarcts can develop from caudate nucleus and dissects medially into the ipsilateral ven-
any stroke mechanisms including lipohyalinosis, branch tricle causing IVH and ventricular dilatation on the ipsilateral
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https://doi.org/10.1017/CBO9781139093286.034
Chapter 34: Caudate nucleus infarcts and hemorrhages
side [5]. When the hematoma is large enough to spread lat- can cause a movement disorder like hemiballism [46].
erally or posterolaterally into the putamen or anterior or A rare case of bilateral caudate nucleus hemorrhages has
posterior limb of the internal capsule, the hemorrhage can been reported [47].
cause motor and neuropsychological deficits, including abulia,
frontal lobe dysfunction, and transient slight motor weakness
that clears within one week [4,5]. These patients usually Treatment and prognosis
remain alert. Disconnection of the corticocaudate tract second- The long-term outcome of caudate nucleus hemorrhage is so
ary to caudate nucleus hemorrhage can cause verbal compre- excellent that more than 80% of patients return to normal
hension and verbal memory deficits [13]. Transcortical motor activities. Less than 20% of patients remain slightly hemipar-
dysphasia can develop in patients with large hematomas but it etic and no patient dies of caudate nucleus hemorrhage itself
improves completely with time. [5]. There is a case report that a patient died of generalized
Neglect, sensory deficit, and eye movement and pupillary cerebral vasospasm following caudate nucleus hemorrhage,
abnormalities are rarely observed and are usually less severe but in whom no abnormality on cerebral angiography was
and transient unless the hematoma spreads across the anter- found [4]. Usually, surgical intervention is not required but
ior limb of the internal capsule [5]. When hematomas emergency extraventricular drainage may be necessary when
spread inferiorly, they may cause Horner’s syndrome, acute severe obstructive hydrocephalus develops. However,
because of thalamic involvement or compression of the permanent bypass surgery like ventriculoperitoneal shunt is
hypothalamus [4]. Rarely, a caudate nucleus hemorrhage indicated only very rarely.
10. Valenstein E, Heilman KM. Unilateral 19. Nambu A. Seven problems on the basal
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