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Patrick Manning
Methods
for Human
History
Studying Social,
Cultural,
and Biological
Evolution
Methods for Human History
Patrick Manning
© The Editor(s) (if applicable) and The Author(s), under exclusive license to Springer Nature
Switzerland AG 2020
This work is subject to copyright. All rights are solely and exclusively licensed by the Publisher,
whether the whole or part of the material is concerned, specifically the rights of translation,
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computer software, or by similar or dissimilar methodology now known or hereafter developed.
The use of general descriptive names, registered names, trademarks, service marks, etc. in this
publication does not imply, even in the absence of a specific statement, that such names are
exempt from the relevant protective laws and regulations and therefore free for general use.
The publisher, the authors and the editors are safe to assume that the advice and information in
this book are believed to be true and accurate at the date of publication. Neither the publisher
nor the authors or the editors give a warranty, expressed or implied, with respect to the material
contained herein or for any errors or omissions that may have been made. The publisher remains
neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Cover credit: Cindy Hopkins/Alamy Stock Photo Caption: Largo de Pelourinho, this plaza in
the historic center of Salvador de Bahia, Brazil, once housed slave auctions (‘pelourinho’ trans-
lates as ‘whipping post’). It is now a center of music and dance and a UNESCO World Heritage
site
This Palgrave Macmillan imprint is published by the registered company Springer Nature
Switzerland AG
The registered company address is: Gewerbestrasse 11, 6330 Cham, Switzerland
Acknowledgments
v
vi ACKNOWLEDGMENTS
1 Introduction 1
vii
viii CONTENTS
References 173
Index 191
List of Tables
ix
CHAPTER 1
Introduction
The purpose of this book is to assist students and researchers in learning and
applying multiple methods for historical and cross-disciplinary analysis. It is to
provide practical guidelines for expanding knowledge of the human order as
we explore it in this global age. The book is to assist readers in reaching new
resources—across the many fields of knowledge and back in time to moments
of causation and interaction—in hopes of resolving the dilemmas of the pres-
ent and the mysteries of the past. The scope of the book includes identifying
major topics and issues in research, along with the disciplines, theories, meth-
ods, and data through which research questions are explored. The time frame
crosses three geological epochs, including the present.1
This survey focuses on disciplines, theories, and especially methods of his-
torical study. Disciplines are the social institutions and analytical engines that
have divided academic knowledge into subsections, then expanding knowl-
edge within each terrain.2 Theories are formal interpretations of the dynamics
in each field of study. Methods involve two basic stages: combining analytical
logic and empirical detail to explore the dynamics of change, and then pre-
senting the results to an audience in the hope of confirming historical and
analytical interpretations.
The benefit of gaining an acquaintance with the full map of disciplines and
methods associated with human history and evolution is that of expanding
historical literacy. Advanced study generally provides researchers with deep
1 The time frame of this work, in geological terms, includes: introduction to the Pleistocene
epoch (from Homo erectus over 2 million years ago and including Homo sapiens for the past
300,000 years), the Holocene epoch (from 12,000 years ago), and the Anthropocene epoch
(from 200 years ago). Much of the analysis of human evolution can be organized into these three
major periods of time.
2 By “institutions,” I mean organizations composed of members who share a common set of
3 David Christian, emphasizing the long human tradition of articulating myths of origin, treats
evolutionary theory of life, along with the Big Bang theory of the universe, as modern myths
of origin. David Christian, Origin Story: A Big History of Everything (New York: Little, Brown
2018), ix–x, 7–12.
4 Charles Darwin, The Origin of Species by Means of Natural Selection (London: John Murray,
1859).
1 INTRODUCTION 3
learning and biological evolution. The term “coevolution” was explicitly adopted by founding fig-
ures of cultural evolution theory, who defined cultural evolution as “Darwinian evolution of cul-
ture and genes.” Peter J. Richerson and Robert Boyd, “The Evolution of Human Ultra-Sociality,”
in Irenäus Eibl-Eibisfeldt and F. Salter, eds., Indoctrinability Ideology, and Warfare (New York:
Berghahn Books, 1998), 71–95.
8 Details are given throughout this book and in Patrick Manning, A History of Humanity: The
Evolution of the Human System (Cambridge: Cambridge University Press, 2020), 36–61.
9 This definition is reworded slightly from Michael A. Brockhurst and Britt Koskelle,
For humans, this means that social evolution, cultural evolution, and
biological evolution may interact. Coevolution in humans is restricted to
adaptations and counter-adaptations among evolutionary processes. Other
adaptations, especially to episodic environmental change, take place within
the limits of each of the distinct evolutionary processes. Thus, the term
“coevolution,” as applied to humans, is not appropriate for describing the full
range of interactions among the factors in history.
Further, the notion of three processes within human evolution leads log-
ically to the definition of a Human System, encompassing the entire human
species, and in which its changes are generated by the separate and interacting
processes of biological, cultural, and social evolution. The Human System,
including its functioning from the level of individuals and communities to its
global population and structures, arises as a topic throughout this book.
10 “Epigenetics” refers to changes in DNA, such as DNA methylation and histone modifica-
tion, that result in heritable changes in gene expression without changing the sequence of amino
acids in the DNA. The Greek prefix “epi-” means upon, near—in general, proximity.
11 Tattersall emphasizes changing life-course development through gene expression (or regula-
tion). Gene expression in turn changes through epigenetic changes or perhaps through a “minor
mutation,” as in the regulatory portion of DNA. Tattersall, Masters of the Planet, 98. See also
François Jacob, “Evolution and Tinkering,” Science 196 (1977), 1161–66.
1 INTRODUCTION 7
12 Robert Boyd and Peter J. Richerson, The Origin and Evolution of Cultures (New York:
and together, to test this idea.13 They worked with modeling and game the-
ory rather than historical data.
When did cultural evolution begin? Perhaps it was as early as
750,000 years ago (as revealed at a site of Homo erectus at Gesher Benot
Ya’aqov, Israel); perhaps 300,000 years ago. Brains expanded to 1200 cc, and
techniques for stone blades emerged. Hominids stood “on the precipice of
true cumulative cultural evolution.” Since the nature of the transition was
necessarily quite gradual, it is difficult to pick a particular moment.
13 Joseph Henrich, The Secret of Our Success: How Culture Is Driving Human Evolution,
Domesticating Our Species, and Making Us Smarter (Princeton: Princeton University Press,
2016); Stephen Shennan, Genes, Memes and Human History: Darwinian Archaeology on
Cultural Evolution (New York: Thames and Hudson, 2003).
14 Michael E. N. Majerus, “Industrial Melanism in the Peppered Moth, Biston Betularia:
Medical science has gradually shown the difference between the inter-
nal unity of the human species and external differences in stature, hair form
and color, skin color, and the size and shape of facial features. Aspects of
the natural environment that can influence human phenotype include lati-
tude and insolation, altitude, and perhaps temperature and humidity. Other
environmental factors, less systematic, are diet, type and level of exercise.
Explanations have not yet become definitive for differences in form of eyes,
size and shape of nose and lips.
But very clearly, among humans, differences in skin color are correlated
with regions of ancestry. Skin color also varies within regional populations:
in recent centuries, expanded migration led to greater mixes of skin colors;
the differences in skin color also led to racial categorization and hierar-
chy, bringing great debate, mistreatment, and confusion. Anthropologist
Nina Jablonski analyzed the literature on skin color, demonstrating the
specific causes of differences in skin color and the time it took for them to
develop.15 Ultraviolet radiation (UVR) from the sun causes two main dan-
gers to humans: destruction of folate (weakening male sperm production)
and destruction of Vitamin D3 (weakening calcium collection, harmful dur-
ing pregnancy). Melanin expanded and created dark skins when humans
lost body fur 1.2 million years ago, limiting UVR. When humans moved to
higher latitudes where solar radiation was weak, decline in Melanin (lighter
color) was beneficial in admitting more UVR for Vitamin D3. New data
have provided an improved world map of UVR intensity.16 The case of the
Americas, settled by humans beginning 19,000 years ago, resulted in dark
skins among those at the equator. This suggests that the development of mel-
anin among light-skinned people took place well within 15,000 years.
15 Nina Jablonski, “The Evolution of Human Skin and Skin Color,” Annual Review of
Anthropology 33 (2004): 585–623. See also Nina G. Jablonski and P. G. Maré, eds., The Effects of
Race (Stellenbosch: African Sun Media, 2018).
16 For a world map showing the varying degrees of insolation that affect skin color, see
“Do you see that the elements are not idle, and keep no
Sabbaths? Remain as you were born. For if there was no
need of circumcision before Abraham, or of the observance of
Sabbaths, of feasts and sacrifices, before Moses; no more
need is there of them now, after that, according to the will of
God, Jesus Christ the Son of God has been born without sin,
of a virgin sprung from the stock of Abraham.”[636]
Here are three reasons: 1. “That the elements are not idle, and
keep no Sabbaths.” Though this reason is simply worthless as an
argument against the seventh day, it is a decisive confirmation of the
fact already proven, that Justin did not make Sunday a day of
abstinence from labor. 2. His second reason here given is that there
was no observance of Sabbaths before Moses, and yet we do know
that God at the beginning did appoint the Sabbath to a holy use, a
fact to which as we shall see quite a number of the fathers testify,
and we also know that in that age were men who kept all the
precepts of God. 3. There is no need of Sabbatic observance since
Christ. Though this is mere assertion, it is by no means easy for
those to meet it fairly who represent Justin as maintaining the
Christian Sabbath.
Another argument by Justin against the obligation of the Sabbath
is that God “directs the government of the universe on this day
equally as on all others!”[637] as though this were inconsistent with
the present sacredness of the Sabbath, when it is also true that God
thus governed the world in the period when Justin acknowledges the
Sabbath to have been obligatory. Though this reason is trivial as an
argument against the Sabbath, it does show that Justin could have
attached no Sabbatic character to Sunday. But he has yet one more
argument against the Sabbath. The ancient law has been done away
by the new and final law, and the old covenant has been superseded
by the new.[638] But he forgets that the design of the new covenant
was not to do away with the law of God, but to put that law into the
heart of every Christian. And many of the fathers, as we shall see,
expressly repudiate this doctrine of the abrogation of the Decalogue.
Such were Justin’s reasons for rejecting the ancient Sabbath. But
though he was a decided asserter of the abrogation of the law, and
of the Sabbatic institution itself, and kept Sunday only as a festival,
modern first-day writers cite him as a witness in support of the
doctrine that the first day of the week should be observed as the
Christian Sabbath on the authority of the fourth commandment.
Now let us learn what stood in the way of Irenæus’ observance of
the Sabbath. It was not that the commandments were abolished, for
we shall presently learn that he taught their perpetuity. Nor was it
that he believed in the change of the Sabbath, for he gives no hint of
such an idea. The Sunday festival in his estimation appears to have
been simply of “equal significance” with the Pentecost.[639] Nor was
it that Christ broke the Sabbath, for Irenæus says that he did not.[640]
But because the Sabbath is called a sign he regarded it as
significant of the future kingdom, and appears to have considered it
no longer obligatory, though he does not expressly say this. Thus he
sets forth the meaning of the Sabbath as held by him:—
But Irenæus did not notice that the Sabbath as a sign does not
point forward to the restitution, but backward to the creation, that it
may signify that the true God is the Creator.[644] Nor did he observe
the fact that when the kingdom of God shall be established under the
whole heaven all flesh shall hallow the Sabbath.[645]
But he says that those who lived before Moses were justified
“without observance of Sabbaths,” and offers as proof that the
covenant at Horeb was not made with the fathers. Of course if this
proves that the patriarchs were free from obligation toward the fourth
commandment, it is equally good as proof that they might violate any
other. These things indicate that Irenæus was opposed to Sabbatic
observance, though he did not in express language assert its
abrogation, and did in most decisive terms assert the continued
obligation of the ten commandments.
Tertullian offers numerous reasons for not observing the Sabbath,
but there is scarcely one of these that he does not in some other
place expressly contradict. Thus he asserts that the patriarchs
before Moses did not observe the Sabbath.[646] But he offers no
proof, and he elsewhere dates the origin of the Sabbath at the
creation,[647] as we shall show hereafter. In several places he
teaches the abrogation of the law, and seems to set aside moral law
as well as ceremonial. But elsewhere, as we shall show, he bears
express testimony that the ten commandments are still binding as
the rule of the Christian’s life.[648] He quotes the words of Isaiah in
which God is represented as hating the feasts, new-moons, and
sabbaths observed by the Jews,[649] as proof that the seventh-day
Sabbath was a temporary institution which Christ abrogated. But in
another place he says: “Christ did not at all rescind the Sabbath: he
kept the law thereof.”[650] And he also explains this very text by
stating that God’s aversion toward the Sabbaths observed by the
Jews was “because they were celebrated without the fear of God by
a people full of iniquities,” and adds that the prophet, in a later
passage speaking of Sabbaths celebrated according to God’s
commandment, “declares them to be true, delightful, and
inviolable.”[651] Another statement is that Joshua violated the
Sabbath in the siege of Jericho.[652] Yet he elsewhere explains this
very case, showing that the commandment forbids our own work, not
God’s. Those who acted at Jericho did “not do their own work, but
God’s, which they executed, and that, too, from his express
commandment.”[653] He also both asserts and denies that Christ
violated the Sabbath.[654] Tertullian was a double-minded man. He
wrote much against the law and the Sabbath, but he also
contradicted and exposed his own errors.
Origen attempts to prove that the ancient Sabbath is to be
understood mystically or spiritually, and not literally. Here is his
argument:—
Great men are not always wise. There is no such precept in the
Bible. Origen referred to that which forbade the people to go out for
manna on the Sabbath, but which did not conflict with another that
commanded holy convocations or assemblies for worship on the
Sabbath.[656]
Victorinus is the latest of the fathers before Constantine who offers
reasons against the observance of the Sabbath. His first reason is
that Christ said by Isaiah that his soul hated the Sabbath; which
Sabbath he in his body abolished; and these assertions we have
seen answered by Tertullian.[657] His second reason is that “Jesus
[Joshua] the son of Nave [Nun], the successor of Moses, himself
broke the Sabbath day,”[658] which is false. His third reason is that
“Matthias [a Maccabean] also, prince of Judah, broke the
Sabbath,”[659] which is doubtless false, but is of no consequence as
authority. His fourth argument is original, and may fitly close the list
of reasons assigned in the early fathers for not observing the
Sabbath. It is given in full without an answer:—
The first reasons for neglecting the Sabbath are now mostly obsolete—A
portion of the early fathers taught the perpetuity of the decalogue, and
made it the standard of moral character—What they say concerning
the origin of the Sabbath at Creation—Their testimony concerning the
perpetuity of the ancient Sabbath, and concerning its observance—
Enumeration of the things which caused the suppression of the
Sabbath and the elevation of Sunday.
The reasons offered by the early fathers for neglecting the
observance of the Sabbath show conclusively that they had no
special light on the subject by reason of living in the first centuries,
which we in this later age do not possess. The fact is, so many of the
reasons offered by them are manifestly false and absurd that those
who in these days discard the Sabbath, do also discard the most of
the reasons offered by these fathers for this same course. We have
also learned from such of the early fathers as mention first-day
observance, the exact nature of the Sunday festival, and all the
reasons which in the first centuries were offered in its support. Very
few indeed of these reasons are now offered by modern first-day
writers.
But some of the fathers bear emphatic testimony to the perpetuity
of the ten commandments, and make their observance the condition
of eternal life. Some of them also distinctly assert the origin of the
Sabbath at creation. Several of them moreover either bear witness to
the existence of Sabbath-keepers, or bear decisive testimony to the
perpetuity and obligation of the Sabbath, or define the nature of
proper Sabbatic observance, or connect the observance of the
Sabbath and first day together. Let us now hear the testimony of
those who assert the authority of the ten commandments. Irenæus
asserts their perpetuity, and makes them a test of Christian
character. Thus he says:—
“For God at the first, indeed, warning them [the Jews] by
means of natural precepts, which from the beginning he had
implanted in mankind, that is, by means of the Decalogue
(which, if any one does not observe, he has no salvation), did
then demand nothing more of them.”[661]
“Preparing man for this life, the Lord himself did speak in
his own person to all alike the words of the Decalogue: and
therefore, in like manner, do they remain permanently with us,
receiving, by means of his advent in the flesh, extension and
increase, but not abrogation.”[663]
It stands “in the very forefront of the most holy law, among
the primary counts of the celestial edict.”[669]
“The law was given to the children of Israel for this purpose,
that they might profit by it, and return to those virtuous
manners which, although they had received them from their
fathers, they had corrupted in Egypt by reason of their
intercourse with a barbarous people. Finally, also, those ten
commandments on the tables teach nothing new, but remind
them of what had been obliterated—that righteousness in
them, which had been put to sleep, might revive again as it
were by the afflatus of the law, after the manner of a fire
[nearly extinguished].”[671]
“He gave a plain law to assist the law of nature, such a one
as is pure, saving, and holy, in which his own name was
inscribed, perfect, which is never to fail, being complete in ten
commands, unspotted, converting souls.”[673]
Such are the testimonies of the early fathers to the primeval origin
of the Sabbath, and to the sacredness and perpetual obligation of
the ten commandments. We now call attention to what they say
relative to the perpetuity of the Sabbath, and to its observance in the
centuries during which they lived. Tertullian defines Christ’s relation
to the Sabbath:—
“Christ did not at all rescind the Sabbath: he kept the law
thereof, and both in the former case did a work which was
beneficial to the life of his disciples (for he indulged them with
the relief of food when they were hungry), and in the present
instance cured the withered hand; in each case intimating by
facts, ‘I came not to destroy the law, but to fulfill it.’”[684]
Nor can it be said that while Tertullian denied that Christ abolished
the Sabbath he did believe that he transferred its sacredness from
the seventh day of the week to the first, for he continues thus:—
“And the fourth word is that which intimates that the world
was created by God, and that he gave us the seventh day as
a rest, on account of the trouble that there is in life. For God is
incapable of weariness, and suffering, and want. But we who
bear flesh need rest. The seventh day, therefore, is
proclaimed a rest—abstraction from ills—preparing for the
primal day, our true rest.”[689]
This language has been adduced to show that Clement called the
eighth day, or Sunday, the Sabbath. But first-day writers in general
have not dared to commit themselves to such an interpretation, and
some of them have expressly discarded it. Let us notice this
statement with especial care. He speaks of the ordinals seventh and
eighth in the abstract, but probably with reference to the days of the
week. Observe then,
1. That he does not intimate that the eighth day has become the
Sabbath in place of the seventh which was once such, but he says
that the eighth day may possibly turn out to be properly the seventh.
2. That in Clement’s time, a. d. 194, there was not any confusion
in the minds of men as to which day was the ancient Sabbath, and
which one was the first day of the week, or eighth day, as it was
often called, nor does he intimate that there was.
3. But Clement, from some cause, says that possibly the eighth
day should be counted the seventh, and the seventh day the sixth.
Now, if this should be done, it would change the numbering of the
days, not only as far back as the resurrection of Christ, but all the
way back to the creation.
4. If, therefore, Clement, in this place, designed to teach that
Sunday is the Sabbath, he must also have held that it always had
been such.
5. But observe that, while he changes the numbering of the days
of the week, he does not change the Sabbath from one day to
another. He says the eighth may possibly be the seventh, and the
seventh, properly the sixth, and the latter, or this one [Greek, ἡ μὲν
κυρίως εἶυαι σάββατου,], properly the Sabbath, and the seventh a
day of work.
6. By the latter must be understood the day last mentioned, which
he says should be called, not the seventh, but the sixth; and by the
seventh must certainly be intended that day which he says is not the
eighth, but the seventh, that is to say, Sunday.
There remains but one difficulty to be solved, and that is why he
should suggest the changing of the numbering of the days of the
week by striking one from the count of each day, thus making the
Sabbath the sixth day in the count instead of the seventh; and
making Sunday the seventh day in the count instead of the eighth.
The answer seems to have eluded the observation of the first-day
and anti-Sabbatarian writers who have sought to grasp it. But there
is a fact which solves the difficulty. Clement’s commentary on the
fourth commandment, from which these quotations are taken, is
principally made up of curious observations on “the perfect number
six,” “the number seven motherless and childless,” and the number
eight, which is “a cube,” and the like matters, and is taken with some
change of arrangement almost word for word from Philo Judæus, a
teacher who flourished at Alexandria about one century before
Clement. Whoever will take pains to compare these two writers will
find in Philo nearly all the ideas and illustrations which Clement has
used, and the very language also in which he has expressed them.
[691] Philo was a mystical teacher to whom Clement looked up as to
a master. A statement which we find in Philo, in immediate
connection with several curious ideas, which Clement quotes from
him, gives, beyond all doubt, the key to Clement’s suggestion that
possibly the eighth day should be called the seventh, and the
seventh day called the sixth. Philo said that, according to God’s
purpose, the first day of time was not to be numbered with the other
days of the creation week. Thus he says:—