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Arabic Historical Dialectology
O X F O R D S T U D I E S I N D I A CH R O N I C A ND H I S T O R I CA L L I N G U I S T I CS
GENERAL EDITORS
Adam Ledgeway and Ian Roberts, University of Cambridge
ADVISORY EDITORS
Cynthia Allen, Australian National University; Ricardo Bermúdez-Otero, University of
Manchester; Theresa Biberauer, University of Cambridge; Charlotte Galves, University of
Campinas; Geoff Horrocks, University of Cambridge; Paul Kiparsky, Stanford University;
Anthony Kroch, University of Pennsylvania; David Lightfoot, Georgetown University; Giuseppe
Longobardi, University of York; George Walkden, University of Konstanz; David Willis,
University of Cambridge
RECENTLY PUBLISHED IN THE SERIES
Micro-change and Macro-change in Diachronic Syntax
Edited by Eric Mathieu and Robert Truswell
The Development of Latin Clause Structure
A Study of the Extended Verb Phrase
Lieven Danckaert
Transitive Nouns and Adjectives
Evidence from Early Indo-Aryan
John. J. Lowe
Quantitative Historical Linguistics
A Corpus Framework
Gard B. Jenset and Barbara McGillivray
Gender from Latin to Romance
History, Geography, Typology
Michele Loporcaro
Clause Structure and Word Order in the History of German
Edited by Agnes Jäger, Gisella Ferraresi, and Helmut Weiß
Word Order Change
Edited by Ana Maria Martins and Adriana Cardoso
Arabic Historical Dialectology
Linguistic and Sociolinguistic Approaches
Edited by Clive Holes
For a complete list of titles published and in preparation for the series, see pp. –
Arabic Historical
Dialectology
Linguistic and Sociolinguistic Approaches
Edited by
CLI VE HO LES
1
3
Great Clarendon Street, Oxford, OX DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© editorial matter and organization Clive Holes
© the chapters their several contributors
The moral rights of the authors have been asserted
First Edition published in
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a retrieval system, or transmitted, in any form or by any means, without the
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Published in the United States of America by Oxford University Press
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contained in any third party website referenced in this work.
Contents
Series preface viii
List of maps and tables ix
List of abbreviations xi
Transliteration and transcription conventions xiii
The contributors xvii
. Introduction
Clive Holes
. The early history of Arabic: Myth and reality
. Early written evidence: ‘Middle Arabic’/‘Mixed Arabic’
. Early dialectal Arabic
. Substrates and borrowing
. Dialect geography and typology
. Dialect change, large-scale and small-scale
. Types of internal linguistic change
. Indexicalization
. Pidginization and creolization
. Concluding remarks
. The Maghrebi dialects of Arabic
Jordi Aguadé
. Introduction
. Sources
. General features and classification
. Substrata
. The Arabization of the Maghreb
. Phonology
. Nominal morphology
. Verb morphology
. Word order: VSO or SVO
. Loanwords
. The formation of the Egyptian Arabic dialect area
Peter Behnstedt and Manfred Woidich
. Introduction
. The eastern Delta
. The western Delta
. The Fayyūm and the northern Nile Valley (NME)
. Northern Middle Egypt (NME)
. Southern Middle Egypt (SME)
vi Contents
Glossary
Bibliography
Index of names
Index of subjects
Series preface
Modern diachronic linguistics has important contacts with other subdisciplines,
notably first-language acquisition, learnability theory, computational linguistics,
sociolinguistics, and the traditional philological study of texts. It is now recognized in
the wider field that diachronic linguistics can make a novel contribution to linguistic
theory, to historical linguistics, and arguably to cognitive science more widely.
This series provides a forum for work in both diachronic and historical linguistics,
including work on change in grammar, sound, and meaning within and across
languages; synchronic studies of languages in the past; and descriptive histories of
one or more languages. It is intended to reflect and encourage the links between these
subjects and fields such as those mentioned in the previous paragraph.
The goal of the series is to publish high-quality monographs and collections of
papers in diachronic linguistics generally, i.e. studies focussing on change in linguis-
tic structure, and/or change in grammars, which are also intended to make a
contribution to linguistic theory, by developing and adopting a current theoretical
model, by raising wider questions concerning the nature of language change, or by
developing theoretical connections with other areas of linguistics and cognitive
science as listed at the beginning of this preface. There is no bias towards a particular
language or language family, or towards a particular theoretical framework; work in
all theoretical frameworks, and work based on the descriptive tradition of language
typology, as well as quantitatively based work using theoretical ideas, also feature in
the series.
Adam Ledgeway and Ian Roberts
University of Cambridge
List of maps and tables
Maps
. Morocco
. Algeria
. Tunisia
. The Egyptian Arabic dialect area today
. Spring pastures of the tribes in immediate post-conquest Egypt
. The fsng object/possessive pronoun enclitic: forms and their incidence
in eastern and southern Arabia today
. The dialectal -in(n)- active participle infix: incidence in eastern and
southern Arabia today
. Arabic-speaking areas of north-eastern Nigeria and Cameroon
. Languages spoken in the Northern Fertile Crescent today: Arabic, Turkish,
Kurdish, Aramaic
. ‘Bedouin’ and ‘sedentary’ Arabic dialect areas in the Northern Fertile
Crescent
Tables
. Independent pronouns in Djidjelli, eastern Algeria
. Geminate verbs, s-stem, Muslim dialect of Marrakech
. Geminate verbs, s-stem, Jewish dialect of Sefrou
. French and Spanish loan words in the dialects of Tangiers and Casablanca
. Ibn Quzmān’s poetry: frequency of head nouns by gender and number
. Ibn Quzmān’s poetry: frequency of types of nominal adjunct
.a Mesopotamian lexical influences on Gulf Arabic: agriculture-related
.b Mesopotamian lexical influences on Gulf Arabic: seafaring- and
fishing-related
.c Mesopotamian lexical influences on Gulf Arabic: general items
. Some salient A/B dialectal contrasts in Bahrain and Oman
. Some typical communal dialect contrasts in Bahrain
. The development of OA /q/, /k/, /g/ in Gulf ‘sedentary’ dialects
. Number of predicates, tokens of b- in two Emirati Arabic corpora
. b-C in Nigerian Arabic
x List of maps and tables
sng singular
subj subject
trans transitive
V vowel
v verb
Ar. Arabic
Aram. Aramaic
Akk. Akkadian
Ber. Berber
Eng. English
Fr. French
Gk. Greek
H. Hindi
It. Italian
L. Latin
Pers. Persian
Sp. Spanish
Syr. Syriac
Sum. Sumerian
T. Turkish
Transliteration and transcription
conventions
. ARABIC TEXT
All Arabic speech data in this book have been transcribed using the italic symbols in
the left-most column of the chart in the next section, which is the system used in the
Zeitschrift für arabische Linguistik. The corresponding IPA symbols are in the next
column, and a phonetic description of each sound, using traditional nomenclature, is
in the third column. The chart summarizes all the Arabic consonant sounds¹ which
occur in this book—but of course, not all of them occur in every Arabic dialect.
Though some of them are (a) shared by virtually all dialects, and (b) correspond to
the same original sounds in Old Arabic² (OA), others have different OA correspond-
ences. For example, the grapheme ( ﺝǧīm), whatever its OA realization(s) may have
been, corresponds regularly to several different modern dialectal sounds, depending
on the dialect: ǧ, ž, g, or y—so that written Arabic ‘ ﺟﺎﺭneighbour’ can be pronounced
in normal speech as ǧār (e.g. in Baghdad), žār (Damascus), gār (Cairo), or yār (Gulf ).
The grapheme ( ﻕqāf ) may correspond to any of the dialectal sounds q, g, ˀ, k, ǧ, ǵ, or
ġ, and here the determining factor is (in some cases) not only geography but the social
profile of the speaker. So while written Arabic ( ﻗﺮﻳﺐnormally pronounced qarīb in
formal spoken Arabic) ‘near’ is typically pronounced ˀarīb in Beirut and Damascus
speech, qarīb in Muscat, and girīb in Baghdad, things are more complicated in the
small Gulf State of Bahrain: there it can be pronounced ǧirīb, karīb, garīb, or ġarīb,
depending on who is speaking. In Bahrain, the ǧ pronunciation is the ‘heritage’
pronunciation of the older members of the so-called ˁArab (tribally descended
Sunni) communities, and occurs, as in this example, in front-vowel environments;
the k pronunciation is typical of many Baḥārna villages (all Shīˁa) in all environments;
the g pronunciation occurs in urban Baḥārna speech and ‘educated’ Baḥārna speech
more generally; and ġarīb is a purely ˁArab pronunciation in certain categories of word.³
¹ A number of non-Arabic sounds/symbols occur in certain chapters in which data from related
languages (e.g. Modern South Arabian Languages in chapter ) are exemplified and compared. These
are explained in situ.
² In this book, ‘OA’ is a cover term used for varieties of immediately pre- and early Islamic spoken
Arabic for which we have almost no direct evidence and few reliable reports. It is, however, clear that the
phonology of the OA tribal dialects was not identical with the Classical Arabic system codified by the Arab
grammarians some two to three hundred years later (from the late eighth century AD onwards) as we know
from the grammarians’ own remarks (see §..). In this book, reconstructed OA forms (see especially
chapter ) are in roman, preceded by an asterisk.
³ This pronunciation makes the word sound like its exact opposite in meaning, ġarīb ‘stranger’. But
there is no confusion, as ġarīb ‘stranger’ in the ˁArab dialect of Bahrain is pronounced by many speakers as
[qarīb]: initial and medial [ɣ] is realized as [q] or [G], so qanī ‘rich’, qēr ‘other than’, qasal ‘he washed’—
there has been a merger of ġ and q in non-final position in the ˁArab dialect (Holes : –). The late
Sheikh Isa bin Salmān, Ruler of Bahrain (–), would often, even in formal public speeches, confuse
q and ġ in this way, e.g. he pronounced taqaddum ‘progress’ as taġaddum.
xiv Transliteration and transcription conventions
Looking at things the other way round, a single dialectal phoneme can be ‘multivalent’
across different dialects: the sound g, for example, corresponds to historical ﺝin Cairo, most
of Oman, and a large part of Yemen, but in other dialects it corresponds to historical ﻕ, e.g.
those of southern Egypt, those of most of Arabia, and all ‘bedouin’ Maghrebi dialects; and it
also occurs widely in borrowings which are not originally Arabic at all. Details of the
phonological systems of the individual dialects dealt with in this book are explained in each
chapter where they are relevant to the subject at hand.
⁴ p occurs only in foreign borrowings in some Arabic dialects and is sometimes replaced by b, e.g. pāča/
bāča ‘offal stew’ (Iraq) < Pers. pāčā ‘feet of sheep, calves or other animals, especially when boiled’; banka
‘fan’ (Gulf ) < H. pankhā; bančar ‘puncture’ (Iraq, Gulf ) < Eng. puncture; paxxāxa or pakka ‘chameleon’
(Morocco) (unknown etymology).
⁵ As already noted, in some eastern Arabian dialects ǧ can be a reflex of g < OA q, e.g. ǧilīl ‘little, few’,
and forms a pair of alveolar affricates with č < OA k.
⁶ Also termed ‘emphatic’, ‘emphatized’, or ‘pharyngealized’ and indicated by a subscript dot. In relevant
contexts, secondary velarization of other consonants is also so indicated, e.g. North African ḅ ḅ wa ‘daddy’,
ṃ ṃ wi ‘mummy’.
⁷ ẓ occurs in Egypt and the Levant as a reflex of ḏ̣.
Transliteration and transcription conventions xv
⁸ ǵ occurs in the dialects of Najd, central Saudi Arabia, as a reflex of g < OA q in front vowel
environments, e.g. ǵīma ‘value’.
⁹ In many dialects of northern and eastern Arabia including the Gulf, southern Iraq, and parts of the
Fertile Crescent, č is a common reflex of OA k, e.g. čibīr ‘big’. In the ‘bedouin’-descended dialects it
normally occurs in front-vowel environments only, but in some ‘sedentary’ dialects of eastern Arabia and
central Palestine, it can occur in any vocalic environment.
¹⁰ ć is the voiceless member of the ǵ-ć pair of dental affricates in Najd and is a reflex of OA k in front-
vowel environments, e.g. ćibīr ‘big’.
¹¹ v is a relatively rare sound in Arabic dialects. It occurs regularly in some Turkish Arabic dialects as a
reflex of f where f occurs in contiguity with a voiced consonant, e.g. vzaˁt < fzaˁt ‘I was afraid’; but in
Ḥ assāniyya (the Arabic dialect of Mauritania) it is the normal reflex of OA f in most positions, e.g. vrīg pl
vǝrgān ‘encampment’, the f allophone occurring in only a limited range of environments.
xvi Transliteration and transcription conventions
dialect to another. In particular, some Maghrebi dialects allow vowel deletion and
consequential consonant clusters to a much greater extent than is true of Mashreqi
ones, and this is a very salient feature of how they sound. In the Mashreq, many
‘bedouin’ dialects have a general rule which disallows sequences of more than two
short syllables, e.g. CV-CV-CV(C), which becomes CCV-CV(C) or CVC-CV(C),
and restricts the occurrence of a in open syllable to certain consonantal environments.
There are many other such local phonological rules,¹² and, where relevant, these are
commented on in the chapters which follow. In general, however, the examples are
transcribed in a broad system, except in a few cases.¹³
Where they are used, gloss lines employ the abbreviations listed earlier, and include
only as much detail as is required for the morphological analysis in a particular case,
which may differ from one chapter to another, e.g.
(from chapter 8)
al-insān lo ma yi-ba yi-mūt b-yi-mūt guwwa
the-man if not 3msng-want 3msng-die b-3msng-die force
‘If man doesn’t want to die, he’ll die against his will’
(from chapter 9)
ḥ ak-at-li ḥ akkōy-ǝt lǝ staxbar-tū-wa ˁala-ya
tell.s-stem-3fsng-to-1sng story-constr rel ask.s-stem-1sng-3fsng on-3fsng
‘She told me the story about which I had asked her.’
Well-known place and other proper names are spelled in accordance with normal
practice, so Cairo, Baghdad, Damascus. Less well-known ones are in a modified version
of the orientalist convention, in which long vowels are marked with a macron, velarized
consonants with a subscript dot, e.g. al-Fust ̣āt ̣, but there are some differences from the
(italicized) transliteration of actual Arabic text: th is used rather than ṯ, dh rather than ḏ,
kh rather than x, j rather than ǧ, sh rather than š, gh rather than ġ.¹⁴ The same applies
to the names of Arab historical figures and authors, e.g. al-Jāḥiḏ,̣ Ibn Khaldūn,
al-Qalqashandī, and to the titles of books transliterated from the Arabic, e.g.
Al-Taghribirdī’s Al-Nujūm al-Zāhira fī Mulūk Miṣr wa l-Qāhira.
¹² For example, the so-called buḳ ara- and gahawa-syndromes (see Glossary).
¹³ In chapter , for example, ä indicates a raised variety of short a, and ě a front variety of intermediate height.
¹⁴ Where, in a few cases, alternative symbols are used in the quotation of the work of others, e.g. ʤ
(for j), these are left as is, as the phonetic value intended is obvious.
The contributors
J ORDI A GUADÉ is holder of the Chair of Moroccan Arabic at the University of Cádiz, Spain, and
has published widely on the Moroccan dialects, particularly of Skoura and Casablanca.
Professor Aguadé is co-author of a Moroccan-Spanish dictionary and was co-editor of the
Estudios de Dialectología Norteafricana y Andalusí and of the collection of essays entitled
Peuplement et Arabisation au Maghreb Occidental. He is also editor of the Taˀrīkh (‘History’)
of Ibn Ḥ abīb—the first Arab chronicle written in al-Andalus (Islamic Spain)—as well as author
of several articles on early Islamic eschatology.
P ETER B EHNSTEDT , PhD in Romance Philology (University of Tübingen), Dr. habil. in Arabic
studies (University of Hamburg), has been a research fellow in various German universities
(Tübingen, Heidelberg, Erlangen, Hamburg). He lived and worked in the Arab world (Egypt,
Yemen, Syria, Tunisia, Morocco) from to . He has co-authored with Manfred
Woidich the five volumes on Egyptian Arabic within the Tübinger Atlas des Vorderen Orients
(TAVO) project of Tübingen University, an introduction to Arabic dialect geography, and the
three volumes of the Wortatlas der arabischen Dialekte (WAD). He has also published dialect
atlases of Syria and Yemen, dialect monographs, and glossaries, as well as articles on Tunisian,
Moroccan, Palestinian, and Sudanese Arabic.
I GNACIO F ERRANDO is Professor of Arabic Language at the University of Cádiz, Spain, where
he has been teaching Arabic grammar and related subjects since . He has published
extensively on the Arabic language, including an Introduction to the History of the Arabic
Language (in Spanish) and a Comprehensive Arabic-Spanish Dictionary (in collaboration with
Federico Corriente), as well as a number of papers in Spanish, French, English, and Arabic on
various lexical, syntactic, and morphological aspects of Arabic, notably the so-called broken
plural and the history of Arabic with a focus on its patterns of evolution. His current areas of
research interest include Andalusi Arabic from both synchronic and diachronic perspectives.
C LIVE H OLES was Khālid bin ˁAbdullah Āl Saˁūd Professor for the Study of the Contemporary
Arab World, University of Oxford (–), and before that Lecturer, then Reader in
Arabic at the University of Cambridge (–). He is now an Emeritus Professorial Fellow of
Magdalen College, Oxford. He lived and worked in the Arab world (Bahrain, Kuwait, Oman,
Iraq, Algeria) for ten years in the s and s and has published extensively on the Arabic
language, sociolinguistics, and dialectology, notably Dialect, Culture and Society in Eastern
Arabia (Brill, –, volumes) and Modern Arabic: Structures, Functions and Varieties
(nd edition Georgetown, ). He has also co-authored two volumes of annotated English
translations of dialectal poetry by poets from Jordan, Sinai, and the UAE. He was a member of
the advisory board of the Encyclopedia of Arabic Language and Linguistics (–). Professor
Holes was elected a Fellow of the British Academy in .
G EOFFREY K HAN is Regius Professor of Hebrew at the University of Cambridge. His research
includes philological and linguistic studies of Hebrew, Aramaic, and Arabic. He has a broad
xviii The contributors
interest in all periods of the Hebrew language and is editor-in-chief of the Encyclopedia of
Hebrew Language and Linguistics, which was first published in by Brill. His interests in
Aramaic focus for the most part on the documentation of spoken Neo-Aramaic dialects. In the
field of Arabic his main published research has been on medieval Arabic documents. His work
on Arabic language includes studies on the Judaeo-Arabic of various periods. Among his
honours are election as Fellow of the British Academy () and election as Honorary Fellow
of the Academy of the Hebrew Language ().
J ÉRÔME L ENTIN is Professor Emeritus of Near Eastern Arabic at the Institut National des
Langues et Civilisations Orientales (INALCO), Paris. His research interests include Arabic
dialectology and sociolinguistics, Middle Arabic, and Comparative Semitics. He has been
working and publishing extensively on the Arabic dialect of Damascus, a city where he lived
for a dozen years in the s and s and is preparing, with Claude Salamé, a Dictionnaire
d’arabe dialectal syrien, parler de Damas. In , he founded, with Jacques Grand’Henry, the
International Association for the Study of Middle and Mixed Arabic (AIMA), over which he
now presides. He was a member of the advisory board of the Encyclopedia of Arabic Language
and Linguistics and, since , has been president of the Groupe Linguistique d’Études
Chamito-sémitiques (GLECS).
S TEPHAN P ROCHÁZKA studied Arabic and Turkish in Vienna, Tunis, and Istanbul. Since
he has held the Chair of Arabic at the University of Vienna. The main foci of his research are
Arabic dialectology and the popular culture of the Arab world. He has published several books
and numerous articles on Arabic dialectology, including comparative and syntactic studies as
well as descriptions of local dialects, based on data gathered in the course of long-term
fieldwork. Many of his studies are dedicated to the different Arabic varieties spoken in
Southern Turkey. He has served as the leader of a number of externally funded projects
devoted to the study of the Tunisian and Moroccan Arabic dialects. Professor Procházka
was elected a Fellow of the Austrian Academy of Sciences in .
volume : Onomastique, poésie et traditions orales ()) have recently been published in
Morocco. These contain revised editions of twenty-seven of her previously published articles.
J ANET W ATSON studied Arabic and Islamic Studies at the University of Exeter, and then moved
to SOAS, London, to study linguistics and complete a PhD on the phonology and morphology
of Yemeni Arabic dialects. She has published widely on Arabic linguistics and the dialects of
Yemen, and since has been working on the Modern South Arabian Languages (MSALs).
Her book, The Structure of Mehri, was published in . She has held academic posts at the
Universities of Edinburgh, Durham, and Salford, and held visiting posts at the universities of
Heidelberg (–) and Oslo (–). She took up the Leadership Chair for Language@-
Leeds at the University of Leeds in , and was elected a Fellow of the British Academy in the
same year.
She spent the winter in her forlorn log cabin, but in the spring she
had a kitchen and bedroom, and soon after a split board floor. She
“planted two hundred orange-trees, and cared for them two years.”
She made a living by “keeping transient boarders, by washing,
needlework, baking bread and cakes to sell, and keeping house for
various persons.”
When her health began to fail, she made an agreement with one
of her neighbors, Mr. Green, “to take care of me as long as I lived for
half of my land; so the deed was made out and recorded, and I have
only sixty acres for the industrial home.” Later she writes:—
I should not feel that the whole purpose of this book had been
fulfilled unless I added a word in behalf of the factory population of
to-day.
It will probably be said that the life I have described cannot be
repeated, and that the modern factory operative is not capable of
such development. If this is a fact, there must be some reason for it.
The factory of to-day might and ought to be as much of a school to
those who work there as was the factory of fifty or sixty years ago. If
the mental status of these modern operatives is different, then the
opportunities of development should be adapted correspondingly to
their needs. The same results, perhaps, cannot be reached, because
the children of New England ancestry had inherited germs of
intellectual life. But is it not also possible that the children of the land
of Dante, of Thomas Moore, of Racine, and of Goethe may be
something more than mere clods? I do not despair of any class of
artisans or operatives, because I believe that there is in them all
some germ of mental vigor, some higher idea of living, waiting for a
chance to grow; and the same encouragement on the part of
employers, the same desire to lift them to a higher level, would soon
show of what the present class of operatives is capable.
What these poor people need is time, and a great deal of help,
before it can be decided what either they or their descendants can
make of themselves. Before an infallible decision can be given, there
must be, perhaps, two or three generations of growth under free
institutions, and under employers who think of something besides
coining the bodies and souls of their employees into dollars and
cents.
No one can grow mentally, who has not time to read or to think,
and whose life is a constant struggle to get enough food and clothing
for himself and his family. Our working-people have their intellectual
freedom, as well as the wage-question, to fight for, just as the
ancestors of the early factory-operatives fought for their social and
constitutional liberty. They will carry on the warfare in their own way;
and if employers are wise they will try to do something practical to
prevent strikes, riots, and labor-unions, which are the working-man’s
weapons of defence, and so to “lock the door before the horse is
stolen.”
Not long ago I was invited to speak to a company of the Lowell
mill-girls, and to tell them something about my early life as a member
of the guild. I was doubly willing to do this, as I was desirous of
forming some estimate of the status of these successors of the early
mill-girls.
About two hundred of them assembled in the pleasant parlors of
the People’s Club, and listened attentively to my story. When it was
over, a few of them gathered around, and asked me many questions.
In turn I questioned them,—about their work, their hours of labor,
their wages, and their means of improvement. When I urged them to
occupy their spare time in reading and study, they seemed to
understand the necessity of it, but answered sadly: “We will try; but
we work so hard, we tend so much machinery, and we are so tired.”
It was plainly to be seen that these operatives did not go to their
labor with the jubilant feeling that the old mill-girls used to have; that
their work was drudgery, done without aim and purpose; that they
took little interest in it beyond the thought that it was the means of
earning their daily bread. There was a tired hopelessness about
them that I am sure was not often seen among the early mill-girls,
and they had an underfed, prematurely old look.
The hours of labor are now less, it is true; but the operatives are
obliged to do a far greater amount of work in a given time. They tend
so many looms and frames that they have no time to think. They are
always on the jump; and so have no opportunity to improve
themselves. They are too weary to read good books, and too
overworked to digest what they have read. The souls of many of
these mill-girls seemed starved, and looked from their hungry eyes
as if searching for mental food.
Why are they not fed? The means of education are not wanting.
Public libraries are provided, and they have more leisure to read
than the mill-girls of forty years ago. But they do not seem to know
how to improve it. Their leisure only gives them the more time to be
idle in; more time to waste in the streets, or in reading cheap novels
and stories. It might almost be said that they are worse off than if
they had longer hours, or did not know how to read, unless they can
use to better advantage their extra time, or have the means of
suitable education provided for them.
Let it not be understood that I would take from the operative or
the artisan one of the chances of education. But I would have them
taught how to use wisely those privileges, forced, we might almost
say, on them and on their children. I would also have them taught
how inwardly to digest what they are made to learn. The tools are
given them; but as they are not taught how to use them, these prove
but an additional weapon of defence against employers, and make
them more discontented, and ready to listen to the political
demagogue, or the so-called labor reformer. Then strikes ensue,
which usually end, as the first Lowell one did, for the time being at
least, in the success of the employer, rather than of the employee.
The solution of the labor problem is not in strikes, but, as another
has said, in “bringing the question down to its simplest form, a
practical carrying out of the golden rule; by the employer elevating
the working-man in his own esteem by fair dealing, courteous
treatment, and a constant appeal to his better side; and, on the other
hand, in the working-man himself by the absence of malingering, by
honest work, and a desire to further his employer’s interests; and
finally, to cement the two, a fair distribution of profits.” “Not what we
give, but what we share,” is a good motto for the employers. Treat
your employees as you would be treated, if, by the “accident of
birth,” loss of employment, or hard luck, you were in their condition.
Treat them as if they, too, had something of God in them, and, like
yourselves, were also His children. This is the philosophy of the
labor question.
The factory population of New England is made up largely of
American-born children of foreign parentage,—two-thirds it is
estimated; as a rule, they are not under the strict control of the
church of their parents, and they are too apt to adopt the vices and
follies, rather than the good habits, of our people. It is vital to the
interests of the whole community, that they should be kept under
good moral influences; that they should have the sympathy, the help,
of employers. They need better homes than they find in too many of
our factory towns and cities, and a better social atmosphere, that
they may be lifted out of their mental squalor into a higher state of
thought and of feeling.
The modern system of overcrowding the mill-people is to be
especially deprecated. In the old time, not more than two or three
beds were put into one large bedroom, which was used only as a
bedroom; but not long ago, according to an article in the Springfield
Republican on “How Mill-People Live,” it appears that Mr. H. R.
Walker, agent of the Chicopee Board of Health, in his official report
to the board, states that he found “twelve persons living and sleeping
in a suite of two rooms, and sixteen persons living and sleeping in a
tenement of four rooms.” And in another block, owned by a “wealthy
gentleman in that city,” he found that “thirty-eight rooms were
occupied by ninety-seven men, women, and children.” Under such
conditions, how can young people be brought up virtuously?
These are examples of overcrowding which I hope are not
followed to any extent by the better class of manufacturing
corporations; although there is reason to fear that overcrowding is
getting to be the rule, rather than the exception.
The cotton-factories themselves are not so agreeable nor so
healthful to work in as they used to be. Once they were light, well
ventilated, and moderately heated; each factory-building stood
detached, with pleasant sunlit windows, cheerful views, and fresh air
from all points of the compass. But these buildings are now usually
made into a solid mass by connecting “annexes,” and often form a
hollow square, so that at least one-half of the operatives can have no
outlook except upon brick walls, and no fresh air but that which
circulates within this confined space.
A year or two ago I revisited the dressing-room where I used to
work, and found the heat so intense that I could hardly breathe; and
the men who were working there (there were no women in the room)
wore the scantiest of clothing, and were covered with perspiration.
The drying of the beams is done by hot air, though sometimes
fans are added; the windows and doors are kept shut, except in very
fine weather; and this makes an atmosphere unfit to breathe. My old
overseer, who had had charge of one room for over forty years, told
me that some time ago he had been obliged to change his
occupation in the mill on account of the intense heat consequent on
the introduction of this new method of drying the beams.
Nor are the houses kept clean and in repair as they used to be. In
Lowell, when I last walked among the “blocks” where I lived as a
child, I found them in a most dilapidated condition,—houses going to
decay, broken sidewalks, and filthy streets; and contrasting their
appearance with that of the “corporation” as I remember it, I felt as if
I were revisiting the ruins of an industry once clean and prosperous.
Would that I could say one word that would lead stockholders to see
that it is not from out of such surroundings that the best dividends
can be secured!
To one who has watched with sad interest the gradual decline of
the cotton-factory industry in New England, and has marked the
deterioration of its operatives, it has often seemed as if something
might be done to restore this great factor in our national prosperity to
its early influence and importance. Many schemes have been
advanced by political economists, but, thus far, they have borne no
fruit, and at this present writing, the Massachusetts Legislature itself
has placed the whole subject in the hands of the Committee on
Labor, who are to report on the several items submitted to its
decision. While I would not venture here to discuss the various
points on which this committee is to report, I cannot forbear calling
attention to the first section, which relates to the “Dingley Tariff.”
This section enquires, substantially, whether the Dingley tariff has
had any influence in producing the present stagnation of the New
England cotton industry. As a help to the solution of this question, or
a suggestion at least, I will venture to quote from an article in the
report of the Massachusetts Bureau of Statistics of Labor, on “The
Age of Factory Establishments,” where it is stated that “Quite one-
half of the whole product of the State is made by manufactories
which were in existence before 1860, and most of these
establishments were founded in the industrial period following the
beginning of the reduction of the tariff of 1828; and it can be said,
with truth, that the great manufacturing industry of Massachusetts
was planted in low-tariff times.”
If this statement is correct, of which there can be no doubt, it has
a significance worthy of attention, when we see the downward
movement of the cotton industry under the present high-tariff. It was
these “low-tariff times” that enabled working-people to buy goods
that would last, which they cannot do in these days of “home
production” shoddy, protected, as it is, by the Dingley tariff. And,
without entering into the discussion, it would seem that a low tariff is
certainly desirable for working-people, at least, since it enables them
to get the best there is for their money, whether it be of foreign or
domestic manufacture. An able writer has said: “The great trouble
with the New England mills now is, that the people want a better
class of goods which can compete with other textile products.” This
is certainly true, as applied to the buyer. A person of limited means
can better afford to buy goods of foreign manufacture, no matter how
high the tariff is. For woollens we look to England; for silks, to Lyons
or Zurich; and lighter material must be of French manufacture. And
the dealer says to you, as the best recommendation for the goods
you wish to purchase, “It is English, or it is French goods, that I am
showing you.”
As for cheap American prints, who prefers to buy them
nowadays? Certainly no woman who remembers with affection the
good, pretty, durable, and washable old Merrimack print,—the old-
time calico, that, when partly worn out, would still do for gowns and
“tiers” for the children, or for comforters for the family beds.
Gentlemen! mill-owners and managers! give us as good material as
that we can buy of English and French manufacture, and we will
wear no more dress-goods that are not of “home production,” and
will cheerfully pay you whatever price you may ask for them. This
can certainly be done, with all your inventive genius, and you need
no longer fear either foreign or Southern competition.
One more suggestion. It has often seemed that one great cause
of the decline of the cotton industry is to be found in the change in
the character of the operatives themselves. But could not some
inducement be offered to call to this industry a better class of
operatives, or to elevate a part of them towards the status of the old-
time mill-girls? The factory-operatives of to-day are more like those
of England, whom I have described, when the cotton manufacture
first began in America. Then, mill-owners and stockholders knew that
the daughters of New England would not become mill-girls under
existing conditions, and unless they were sure of good wages and of
being treated like human beings. This assurance was given; and the
consequence was that they flocked from their homes, and so helped
to build up an industry that was to give the first great impetus to the
coming prosperity of the whole country. Could not this experiment be
tried anew? There must be—there are—thousands of young women,
all over New England, working for almost a pittance in stores and
workshops, some of them twelve hours a day, subject to temptations
that would never reach them in the cotton-factory,—women and girls
who have no homes, who would gladly go to the factories, if a
comfortable home, short hours, sure work, and steady wages were
assured to them. Let the best of them work by the job or piece, as far
as possible; for this shows, more than any other “reform in labor,”
where the best class of operatives can be found, and the best result
of their work can be secured. Why not try these or some better
experiments, and so uplift gradually the status of the modern factory-
operative?
These suggestions regarding a better class of goods and a better
class of operatives, if carried out, will involve sacrifice for a time on
the part of the mill-owners and stockholders. But it is certainly better
to sacrifice even a great deal than it is to lose all; and there seems to
be danger of this if something radical and far-reaching cannot soon
be done to improve the present condition of our New England cotton-
factories and their operatives.
It is claimed that the factory is not a “philanthropic institution,” and
that corporations are not responsible for the well-being of those they
employ. But until Boards of Health and Factory Inspectors can
succeed in reforming the abuses which exist among the mill-people,
who but the corporation ought to be held responsible for the
unwholesome surroundings and the hard life which is undermining
the vitality and poisoning the blood of so large a portion of our
working-people?
“Labor is worship,” says the poet. Labor is education, is the
teaching of the wise political economist. If factory-labor is not a
means of education to the operative of to-day, it is because the
employer does not do his duty. It is because he treats his work-
people like machines, and forgets that they are struggling, hoping,
despairing human beings. It is because, as he becomes rich, he
cares less and less for the well-being of his poor, and, beyond
paying them their weekly wages, has no thought of their wants or
their needs.
The manufacturing corporation, except in comparatively few
instances, no longer represents a protecting care, a parental
influence, over its operatives. It is too often a soulless organization;
and its members forget that they are morally responsible for the
souls and bodies, as well as for the wages, of those whose labor is
the source of their wealth. Is it not time that more of these Christian
men and women, who gather their riches from the factories of the
country, should begin to reflect that they do not discharge their whole
duty to their employees when they see that the monthly wages are
paid; that they are also responsible for the unlovely surroundings, for
the barren and hopeless lives, and for the moral and physical
deterioration of them and their children?
The cotton-factory gave the first impetus towards uplifting the
social status of the working-men and the working-women of New
England, if not of the whole country. It should not be a cause of its
decadence, as it certainly is in danger of becoming unless
corporations can be induced to seriously consider whether it is better
to degrade those who work for them to a level with the same class in
foreign countries, or, to mix a little conscience with their capital, and
so try to bring back, into the life of the factory-operative of to-day,
this “lost Eden” which I have tried to describe.
Transcriber’s Note
Illustrations have been moved to be near the text they illustrate.
Variant spelling, and inconsistent hyphenation have been retained.
The one apparently mispelt word that has been changed is on page 12,
where “imigrants” has been changed to “immigrants”.
Quotation marks are not used consistently, they have mainly been left as
printed, with the exception of:
Page 73 - the closing quotation mark has been removed from the end of the
paragraph before the signature of the discharge letter;
Page 106 - a closing quotation mark has been added after “Lowell, Nov. 25,
1843”;
Page 129 - the closing quotation mark has been removed from the very end of
the letter;
Page 193 - an opening quotation mark has been added at the start of Miss
Averill’s letter;
Punctuation in the Table of Contents has been made consistent.
Occasionally a character did not print completely, or a word was duplicated
across the end of a printed line. These have been corrected silently.
The copy of the book from which is transcribed here was the author’s own. It
is unclear whether the captions handwritten on the photographs were printed in
the book or handwritten later by the author.
*** END OF THE PROJECT GUTENBERG EBOOK LOOM AND
SPINDLE ***