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Flood hazard analysis and risk assessment using remote sensing GIS and AHP techniques a case study of the Gidabo Watershed main Ethiopian Rift Et
Flood hazard analysis and risk assessment using remote sensing GIS and AHP techniques a case study of the Gidabo Watershed main Ethiopian Rift Et
To cite this article: Dechasa Diriba, Tariku Takele, Shankar Karuppannan & Musa Husein (2024)
Flood hazard analysis and risk assessment using remote sensing, GIS, and AHP techniques: a
case study of the Gidabo Watershed, main Ethiopian Rift, Ethiopia, Geomatics, Natural Hazards
and Risk, 15:1, 2361813, DOI: 10.1080/19475705.2024.2361813
1. Introduction
Floods are incredibly destructive natural disasters that occur in both rural and urban
areas, causing extensive damage to people, livelihoods, and infrastructure (Chen et al.
2009; Fern�andez and Lutz 2010). The frequency of flood events has significantly
increased globally over the past three decades (Hdeib et al. 2018; Vishnu et al. 2019;
Sajinkumar et al. 2022). The rise in global flooding is attributed to various factors,
such as changes in rainfall patterns, an increase in extreme weather events, alterations
in land use, and population growth (Sarmah and Das 2018). Additionally, rapid
urbanization without proper spatial planning has resulted in the occupation of unsuit
able areas, including river banks and floodplains, which are prone to flooding
(Tsakiris 2014).
The proliferation of artificial surfaces can significantly impact runoff characteris
tics, leading to an increase in submerged areas during floods. This alteration in nat
ural processes poses a particular challenge for developing countries, which often have
limited resources for recovery and repairs in the aftermath of natural disasters
(Allafta and Opp 2021). Ethiopia, in particular, has been grappling with the recurring
issue of floods, which profoundly impact both lives and livelihoods (Nigusse and
Adhanom 2019). Floods in the country primarily occur in floodplains, where most
rainfall occurs during the wet months (Dadi and Gumi 2020; Melkamu et al. 2022).
In recent years, Ethiopia experienced a devastating flash flood in the countryside,
resulting in extensive damage to infrastructure and agriculture, as well as tragic loss
of life (Desalegn and Mulu 2020). While it may not be possible to prevent these haz
ards entirely, implementing appropriate mitigation measures can help reduce the
severity of the disaster and its consequences. Therefore, it is crucial to address these
challenges and find sustainable solutions to mitigate the impact of floods in the coun
try, protect communities, and minimize the destruction caused by these natural
disasters.
Various methods have been utilized in different parts of the world to identify flood
hazards and risk zones. These include hydrodynamic modeling (Liu et al. 2012),
hydrological and hydrodynamic models (Ullah et al. 2016), Artificial Neural Network
(ANN) (Dixon 2005; Kia et al. 2012; Rahmati et al. 2016), multi-criteria decision ana
lysis (MCDA) (Nigusse and Adhanom 2019; Feloni et al. 2020), and analytical hier
archy process (AHP) (Chakraborty and Mukhopadhyay 2019; Goumrasa et al. 2021;
Ikirri et al. 2022; Burayu et al. 2023; Mokhtari et al. 2023; Nair et al. 2023; Senan
et al. 2023). These approaches were employed to assess and understand the potential
risks associated with flooding.
Geographic information systems (GIS) and remote sensing (RS) technologies offer
quick access to satellite data and efficient management of large amounts of data to
identify different indicators across various dimensions (Chen et al. 2015; Tehrany
et al. 2015; Melkamu et al. 2022). These technologies have become commonly used in
investigating multi-dimensional issues like mapping areas prone to flood-related
problems, considering both spatial and temporal dimensions (Santos et al. 2017). To
address the vulnerability of certain areas to flooding, an integrated approach combin
ing RS and GIS can be employed (Moazzam et al. 2018; Twumasi et al. 2020; Raufu
et al. 2023).
In Ethiopia, some scholars have conducted studies on flood hazards, vulnerability,
and risk analysis using geospatial technologies like RS and GIS techniques. For
instance, studies conducted in Lower Awash Sub-basin, Ethiopia (Wondim 2016),
Ambo Town and its watershed, West shoa zone, Oromia regional State, Ethiopia
GEOMATICS, NATURAL HAZARDS AND RISK 3
(Ogato et al. 2020), Around Adigrat, Tigray Region, Northern Ethiopia (Nigusse and
Adhanom 2019), Fetam watershed, upper Abbay basin, Ethiopia (Desalegn and Mulu
2020), Southern Oromia region (Burayu et al. 2023) and Jimma City, southwestern
Ethiopia (Weday et al. 2023), and upper Awash River basin, Ethiopia (Hagos et al.
2022) are a few studies examined flood-prone areas in the country.
The Gidabo watershed within the Rift Valley basin has experienced recurrent
flooding, leading to significant economic losses and impacting numerous individuals.
Despite the lack of previous investigations on flood hazards and risk zones in the
Gidabo watershed, this study aims to fill that gap by specifically focusing on this
area. Therefore, the objective of this study is to utilize GIS, RS, and AHP techniques
to detect flood hazards and zones of risk in the Gidabo watershed. To attain this
objective, thematic layers of criterion that influence flood hazard and risk, such as
drainage density, rainfall, elevation, soil, land use land cover (LULC), slope, and
population density, were considered in this study. The flood hazard and risk zone
were generated using weight overlay analysis. This study will be useful for decision-
makers and managers in designing early warning systems and flood hazard reduction
measures.
2.2. Data
Different data are collected from various sources to achieve the research objective.
For instance, SRTM DEM (30 � 30 m resolution) and Landsat 8 OLI/TIRS (30 � 30 m
resolution) were downloaded from the US Geological Survey (https://earthexplorer.
usgs.gov/). The rainfall data, with higher-resolution gridded data, 0.5� �0.5� , was
attained from Climatic Research Unit gridded time series version 4 (https://crudata.
uea.ac.uk/cru/data/hrg/cru_ts_4.06/). Soil data was attained from the Ministry of
Water, Irrigation, and Energy.
4 D. DIRIBA ET AL.
indicate flat terrain highly susceptible to flooding, while values of higher slope point
toward steeper terrain less vulnerable to flooding (Hagos et al. 2022). The category
with the lowest slope value (0–11), ranked at 5, indicates a much higher susceptibility
to flooding hazards, though the category with the highest slope value (46–64), ranked
at 1, indicates a very low susceptibility (Table 1).
6 D. DIRIBA ET AL.
Figure 3. Slope (a), elevation (b), rainfall (c), LULC (d), drainage density (e), and soil map (f).
GEOMATICS, NATURAL HAZARDS AND RISK 7
Elevation: Elevation plays an essential role in controlling the direction and depth
of water levels during overflow (Gigovi�c et al. 2017). The ArcGIS environment and
DEM are utilized to create elevation raster layers. The elevation range varies from
1210 to 3032 and is manually categorized into five classes based on the opinion of an
expert: very lower (1210–2101), lower (2102–2403), moderate (2404–2709), higher
(2710–1908), and very higher (2909–3032) (Figure 3b). Higher elevations experience
less flooding, while lower elevations are more susceptible to flooding hazards
(Wondim 2016). To assess the susceptibility of elevation to flood hazards, they are
also classified into five classes and ranked accordingly. The category for lowest eleva
tion is ranked as 5, indicating a very high susceptibility to flooding, though the high
est elevation is ranked as 1, indicating a very low susceptibility (Table 1).
Rainfall: Rainfall is one of the main causes that trigger floods (Lappas and Kallioras
2019; Hidayah et al. 2022). To develop the rainfall map, the rainfall layer of the water
shed was generated using high-resolution gridded data with a resolution of 0.5� � 0.5� .
The map has been formed by utilizing an inverse distance weighted (IDW) interpolation
approach in ArcGIS (Figure 3c). The amount of rainfall directly affects the runoff that
leads to flooding. Therefore, the more rainfall, the more the potential for flooding, and
vice versa (Gazi et al. 2019). Accordingly, the highest annual rainfall (>1150) is given a
rank of ‘50 as it is more susceptible to flood hazards, while the lowest annual rainfall
(<1060) is assigned the lowest score of ‘10 (Table 1).
LULC: Understanding LULC is crucial for assessing surface runoff and potential
flooding in a particular catchment (Khosravi et al. 2018; Areu-Rangel et al. 2019). To
determine the LULC of the Gidabo watershed, Landsat 8 OLI/TIRS imagery was used,
and a supervised classification method in ERDAS Imagine 2015 was applied. Different
types of land use affect the rate of infiltration, with vegetated areas promoting infiltra
tion, while residential and pasture areas hinder infiltration due to their impervious
cover, leading to increased runoff and a higher risk of flooding (Athick et al. 2019;
Athick and Shankar 2019; Lappas and Kallioras 2019). The study identified six LULCs
in the area: built-up areas, agroforestry, agricultural land, wetland, barren land, and
scrub forest (Figure 3d). These LULCs were further classified into five categories on the
basis of their susceptibility to flood hazards, as shown in Table 1.
Drainage density: The drainage density of the watershed was determined using
SRTM DEM in a GIS environment. It ranged from 8.83 to 55.6 km/km2 and was divided
into five categories: very low (8.8–26.3), low (26.4–34.9 km/km2), moderate (35–
42.2 km/km2), high (42.3–47.5 km/km2), and very high (47.6–55.6 km/km2) (Figure 3e).
8 D. DIRIBA ET AL.
A higher drainage density suggests a greater runoff for the basin area, along with the
erodible geologic materials, and a lower risk of flooding. Therefore, the rating for the
density of drainage reduces as the drainage density rises (Raufu et al. 2023).
Consequently, the drainage density at the lowest is ranked as 5, indicating the highest
susceptibility to flood hazards, while the drainage density at the highest is ranked as 1,
indicating a very low susceptibility to flood hazards (Table 1).
Soil type: The study area identifies nine primary soil classifications based on the
Ethiopian Ministry of Water, Irrigation, and Energy’s hydrologic soil-grouping
method. These include electric cambisols, acrisols, pellic vertisols, chromic vertisols,
dystric gleysols, calcic fluvisols, dystric nitisols, chromic luvisols, and eutric nitisols
(Figure 3f). When the soil’s ability to absorb water decreases, the risk of flooding
increases. This leads to an increase in surface runoff when rainfall surpasses the cap
acity of soil to absorb it (Ouma and Tateishi 2014; Lei et al. 2020; Kamaraj et al.
2024). The soil characteristics such as infiltration and permeability rate directly affect
the rainfall, turning into runoff (Rimba et al. 2017). To assess the susceptibility of the
soil types to flooding, they were categorized into five classes. Pellic vertisols and chro
mic vertisols were assigned the highest weight of ‘50 , while eutric cambisols received
the lowest weight of ‘10 (Table 1).
vulnerability to flood hazards based on the assumption that a higher population dens
ity indicates higher susceptibility (Wondim 2016). The highest population density cat
egory ranked at a value of 5, is considered very susceptible to flooding risk.
Conversely, the lowest population density category, ranked at a value of 1, has a very
lower susceptibility to flood risk (Table 4).
Flood hazard zone: In the Gidabo watershed, flooding hazards were seen as one of
the factors that increase the risk of flooding. To better understand this, the flood haz
ard zones (Figure 5) were categorized according to their vulnerability to flooding risk.
The layer with a very high flood hazard was given a ranking of 5, indicating its high
susceptibility to risk of flooding. Conversely, the layer with a very low flooding haz
ard has been ranked 1, indicating its low susceptibility to flooding risk (Table 4).
LULC: To analyze the risk of flooding in the area, the different land use classes,
such as wetland, built-up, farmland, barren land, agricultural land, scrub forest, and
agroforestry (Figure 3d), were grouped based on their vulnerability to flooding. A
common scale was used to reclassify the types of land use in the sub-basin according
to their sensitivity to flood risk (Table 4).
for 37.4% of the overall influence. Elevation, rainfall, LULC, drainage density, and soil
types follow, with influences of 24.1%, 16.2%, 10.8%, 6.8%, and 4.7%, respectively.
Consistency checking: The consistency of normalized weights was assessed by finding
the consistency ratio (CR) (Wind and Saaty 1980). The consistency vector (k max) deter
mines how much the matrix deviates from the consistency (Brunelli 2015). A PCM is con
sidered consistent only while the k max is equal to or higher as compared to the factors
number being considered (six parameters in this research); otherwise, a new matrix must
be created. In this study, the k max was calculated using Equation (1) and obtained a value
of 6.08, deemed acceptable. The consistency index (CI) was computed using Equation (2)
and yielded an outcome of 0.016. The CR was computed using Equation (3) and generated
a value of 0.012, indicating a suitable level of consistency (Wind and Saaty 1980).
X
k max ¼ ðCij � XijÞ (1)
Where: Cij - the number assigned to each factor at ith row & jth column in the
pairwise comparison matrix, Xij - the value at ith row & jth column in the normalized
weight matrix
k-n
CI ¼ (2)
n−1
CI
CR ¼ (3)
RI
Based on the FHI values, the flood hazard in the Gidabo watershed was catego
rized into five zones: very high, higher, moderate, lower, and very low (Figure 5).
To determine the flood risk in the Gidabo watershed, we considered three factors:
flood hazard, density of population, and LULC. These factors were given equal
importance in the weighted overlay process (Ogato et al. 2020). The Flooding Risk
Index (FRI) was calculated using Equation (5) (Wind and Saaty 1980):
The resulting FRI values were then classified into five risk zones ranging from very
low to very high (Figure 6). We compared the accuracy of the flood risk map with
data collected from actual flooding sites to validate it. A receiver operating character
istic (ROC) curve and an area under the curve (AUC) are commonly used to validate
flood susceptibility maps (Siahkamari et al. 2018; Wang et al. 2019). This method
allows for the calculation of the prediction accuracy through the AUC. The AUC
value is calculated using Equation (6) (Wang et al. 2019).
P P
TP þ TN
AUC ¼ (6)
PþN
Where TP and TN represent the correctly and incorrectly classified flood occur
rences, and P and N represent the total number of flood and non-flood occurrences,
respectively.
3. Results
3.1. Flood hazard zone of Gidabo Watershed
The Gidabo watershed flood hazard map categorized different areas based on their
flood susceptibility level. About 15.22% (123.3 km2) of the area was categorized as a
very high flood hazard zone, while 26.38% (213.7 km2) was considered high, 27.27%
(220.9 km2) as moderate, 20.05% (162.4 km2) as low, and 11.06% (89.6 km2) as very
low (Table 5). This showed that approximately 41.6% (337 km2) of the area had
higher to very high flood hazards. These zones have been primarily concentrated in
the western, northwestern, and some parts of the central area (Figure 5). The areas
with moderate flood hazard zones frequently characterized the eastern, northeastern,
southwestern, central parts, and some parts of the western watershed. On the other
hand, about 31.11% (252 km2) of the area had very low to low flood hazards. These
zones are mostly located in the southern, south-eastern, south-central, and some parts
of the eastern regions.
GEOMATICS, NATURAL HAZARDS AND RISK 13
integrated approach of RS, GIS, and AHP yields reliable results when forecasting
flood risk.
4. Discussion
The integration of GIS, and RS a cost-effective and efficient tool for systematically
analyzing several surface features helpful in identifying flood susceptibility zones
(Twumasi et al. 2020; Goumrasa et al. 2021; Melkamu et al. 2022; Weday et al. 2023).
Floods occur frequently and have become a constant occurrence in Ethiopia’s flood
plains and other areas receiving heavy rainfall. For sustainable economic develop
ment, it is essential to analyze flood risk, making flood risk assessment a top priority
in the field of natural sciences (Wondim 2016). Remote sensing data significantly
contributes to locating flood susceptible zones (Desalegn and Mulu 2020; Hidayah
et al. 2023). The map of flood hazard zones was generated based on six factors (rain
fall, drainage density, elevation, slope, soil type, and LULC). The weight of each fac
tor was determined using AHP (Desalegn and Mulu 2020; Hagos et al. 2022).
According to the generated flood hazard map, very high and high zones are fre
quently found in the watershed’s western, west-central, northern, and northwestern
parts. These very high and high zones are distinguished by their gentle slope, lower
elevation, lower drainage density, high rainfall, and specific soil types like pellic verti
sols and chromic vertisols. Wetland, built-up, and barren land LULC types further
contributed to very high and high flooding in the watershed. The areas with very low
and low flooding hazards were mostly situated in the southern, south-central, and
central parts of the watershed and distinguished by their steep slopes, higher
elevation, high drainage density, lower rainfall, agroforest and soil types of eutric
cambisols, which resulted in low infiltration and high runoff.
The flood risk map shows that very high flood risk is primarily concentrated in towns
like Dilla, Gebado, Chichi, Wonago, and Teferi Keta. This region with a very high flood
risk is distinguished by a very high population density, flooding, and built-up. The
majority of the western study area was categorized under a high flood risk zone and dis
tinguished by barren land, high population density, and high flooding. On the other
hand, very low and low flood risk zones are frequently situated in areas like Agamesa,
Kochera Cheraka, Weto, Wetiku, Hasemo, and Shekusa Kebele, and were distinguished
by their low population density, low flood hazard, agroforest, and scrub forest.
Many previous research on flooding susceptibility mapping were validated using the
ROC curve method (Siahkamari et al. 2018; Lin et al. 2019; Wang et al. 2019; Saha and
Agrawal 2020; Hidayah et al. 2022). Similarly, we utilized the ROC curve method to valid
ate the identified flood risk zones and yielded an outstanding AUC value. These findings
are consistent with previous studies conducted in the Southern Oromia region (Burayu
et al. 2023), Dongting Lake Region (Wang et al. 2011), Ambo Town and its watershed
(Ogato et al. 2020), and Lower Awash Sub-basin, Ethiopia by Wondim (2016).
5. Conclusion
This research successfully utilized GIS, RS, and AHP to evaluate flood hazards and
risk areas in the Gidabo Watershed. Factors like slope, drainage density, LULC, eleva
tion, soil types, and rainfall were considered based on literature and expert input to
determine the flood hazard zone in the area. The three main factors (LULC, flood
hazard zone, and population density) were selected to identify the flood risk zone.
The flood hazard map of the Gidabo watershed has provided valuable insights into
the distribution of flood hazard levels across the area. The map revealed that water
shed approximately 15.22% was categorized as a very high flood hazard zone, while
26.38% is considered high, 27.27% as moderate, 20.05% as lower, and 11.06% as very
low. Furthermore, the flood risk map divided the Gidabo watershed into five zones,
ranging from very low to very high risk. The findings showed that the very lower-risk
zone covers 18.1% of the area, the lower-risk zone covers 28.4%, the moderate-risk
zone covers 29%, the high-risk zone covers 21.3%, and the very high-risk zone covers
3.2%. Finally, the flood risk map was validated and showed an accuracy of 94.3%.
These results provide important information for understanding and managing flood
risks in the Gidabo watershed. By identifying specific areas with higher flood hazards
and risks, appropriate measures can be taken to mitigate and reduce potential dam
ages. Considering these findings when planning and implementing interventions is
crucial to ensure the safety and well-being of the communities living in the
watershed.
Author’s contributions
Dechasa Diriba: Conceptualization, Methodology, Investigation, Writing- Original
draft preparation, Validation; Tariku Takele: Helps in Validation and draft
16 D. DIRIBA ET AL.
Disclosure statement
The authors declare that they have no known competing financial interests or personal rela
tionships that could have appeared to influence the work reported in this study.
Funding
This research received no funding from any source.
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