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The_History_Self_Control_Research_A_Quic
The_History_Self_Control_Research_A_Quic
Huakai Liao
Author Note
Abstract
The current project seeks to explore the history of self-control study in the
will discuss few neuroscience works as well. First, a primitive correlational study
was conducted by using the Google Scholar data and the Google Trend data to
analysis whether publics' interests and scholars' interest in this topic correspond.
Upon examining the dataset, several other interesting findings of the trend of
research were found. This article will discuss several well-known economic models,
triggered theory of consumption. In the field of psychology, this article will trace
how the strength model was developed and what questions it received. However,
several flaws about the current literature will also be mentioned. Finally, a possible
suggested.
The ability of human organism to override, interfere, and otherwise alter its own
responses is probably one of the most startling ability of human selfhood.1 The study of
self-control has been regarded by many psychologists and economists as one of the most
important issue to study (Baumeister, Heatherton, Tice, 1994, ix; Bernheim, Ray, &
Yeltekin, 2013; Shoda, Mischel, Peake, 1990). The understanding of self-control has
been an important topic of discussion in both fields for the last 20 years.
The purpose of this article is to trace the history of the study of self-control and
examine how researches from different fields influence each other. Although economists
and psychologists claim to study the same topic of self-control, there are three main
differences in how they approach the problem. First, they differ in where their interest in
self-control lies in. While psychologists are more interested in the makings of self-
control, economists are more interested in how self-control affects other aspects of
human life, such as poverty or decision-making. They also differ in their definitions of
the term. Economists, on one hand, generally define self-control as the degree to which
one individual follows the optimal plan decided by that individual previously.
Psychologists, on the other hand, tend to define self-control as the ability for an
individual to alter his/her natural response. In addition, they differ in what strategies they
Neuroscientists have also expressed growing interest in this topic (Hare, Camerer,
& Rangel, 2009; Heatherton & Wagner, 2011). While economists and psychologists
more or less have their own approaches of looking at the issue, neuroscientists have done
both approaches. Although there are many interesting works done in this field, the current
study places more emphasis on the study of self-control in psychology and economics. It
is important to note that physiologists also have done some work in this domain (DeWall,
Deckman, Gailliot, & Bushman, 2010; Gailliot & Baumeister, 2007). However, due to
the limited scope of the current study, those works will not be discussed.
Correlational Study
paper related to self-control and the Google Trends data (Google Trends, n.d.). The
dataset was collected by querying the Google scholar website with the keyword—“self-
control.”2 It appears that three sociologists, Hartshorne, May, and Maller, were the first
three modern scholars who expressed strong interests in this topic in their documented
works. In 2009, they published a book entitled Studies in the nature of character, II
Studies in service and self-control. Figure 1 also showed that the number of articles
published on this topic spiked in late 1970s and again in 2007. Since 2007, the number of
articles dramatically decreased again. The study also tried to look for some of the most
milestone year in the research on this topic. Another "average citation counts per year”
2 I tried to use other keywords, such as self-regulation, etc. However, the program begun to run
significantly slow as more query was fired. It is most likely due to Google's anti-robot engine. Plus, I
really don't want to shut everyone's access to Google Scholar right during finals week. Future studies
can be a remote server to do this.
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 5
value was computed by the dividing the number of citations of published works in each
year with the number of published works. It is true that this is rather obtrusive measure of
relationship between public’s interests and scholars’ interests. Another dataset was
obtained by using Google Trend with the following keywords: “self-regulation”, “self-
score was made by adding the number of search queries of the keywords. “The numbers
on the graph reflect how many searches have been done for a particular term, relative to
the total number of searches done on Google over time” (Google Trend Support, n.d.). ,
Surprisingly, there was a significant correlation between the number of published articles,
and the number of public search queries (r = -.901, p = .002).3 There was a nonsignificant
correlation of -.485 between the “average citation counts per year” and the number of
published articles (p = .223). Possible explanation for the negative correlation can be that
Economics
Hyperbolic-discounting Theories
Economists’ interests in self-control spur very early on. The very origin of such
interest goes back to Strotz’s classical work, Myopia and Inconsistency in Dynamic
Utility Maximization (1995). Strotz’s interest in studying self-control stems from his
different points in time. Although he did not acknowledge he was studying self-control in
3Also, Google Scholar's data may not be entirely trusted. When I tried to export the data, it appears
that it is giving me the actual search quantity instead of a percentage. I searched through several
different websites: it is most likely a bug in their system.
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 6
the paper, he was among the few economists who first paid attention to the phenomena of
self-control, i.e. why individuals would impose constraints on their own future behavior
(Thaler & Shefrin, 1981). In writing the paper, Strotz sought to give a primitive answer to
the question: if an individual A has to choose a consumption plan for a certain period in
the future to maximize his utility as evaluated at the present moment and he will have
freedom to reconsider the plan, will he abide by it or not? Through a series of proofs,
functions to describe the relationship between the current preference and future
Through further analyses, he concluded that the current consumption plan generally will
Following Strotz, many economists have begun exploring the field of self-control
with an approach similar to Strotz’s (Pollak, 1968; Blackorby et al., 1973; Peleg & Yaari,
1973; Hammond, 1976; Yaari, 1977; Carillo & Mariotti, 2000). In recent years, McClure
et al. (2004, 2007) advanced the theory by proposing a dual-evaluation theory, which
suggests that different brain regions, such a lateral prefrontal (PFC), parietal cortex (Par)
Shefrin’s framework looked at the problem as a conflict between the two selves of one
economic man at any given point in time. They argued that previous works in hyperbolic
set of preference, turned the utility into a tautology. With reasoning like previous
new phenomena. Thus, they argued that a dual-self model was needed; otherwise, the
both a "farsighted planner" and a "myopic doer" (p. 392). While the planner rarely
changes and concerns about lifetime utility, doer is constantly changing and only
concerns about the present utility. Except for the fact that the planner does not consume
and derive utility from the consumption of the doer, they can be treated as an independent
individual. Thus, the relationship between the planner and the doer can be thought of as
similar to that between an employer and an employee. Many strategies commonly used
within organizations to handle employer/employee conflict can thus be used here, such as
precommitment.
The model takes on the assumption that an individual's psyche has several
relatively independent energy systems. Although the idea of two-selves was not entirely
new in economics as Adam Smith (1969) used similar model, the notions of psyche and
energy systems indeed stem from psychodynamic theory in psychology (Freud, 1958).
Neurobiological study also found evidence for the notion that multiple
independent valuation systems compete with each other for behavioral control (Hare,
Camerer, & Rangel, 2009). Although Hare et al. did not suggest the study was evidence
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 8
for the dual-selves theory, it has since been cited as evidence for the theory (Brocas &
Carrilo, 2008). In short, it is suggested that while the brain region, ventromedial
prefrontal cortex (vmPFC), is the basis for a value signal encoded in goal-directed
decisions, another brain region, dorsolateral prefrontal cortex (DLPFC) modulates this
signal.
and Rangel proposed a new cue-triggered theory of consumption. The theory sees
environmental triggers, which lead to self-control failure. They also argued that people
can adopt strategies, such as voluntarily removing options that can be detrimental in the
future or avoiding bad environmental cues. Upon examining the evidence about their
hypotheses on addictive behavior, they also found that poor self-control increase the odd
There has also been a growing interest in studying the relationship between self-
control and poverty since recent researches showed the absence of self-control is a
correlate of poverty. Two works deserve special mention. By modeling self-control issue
proposed that poverty undermines people's ability to exercise self-control. Adopting the
All other factors are standard, such as fixed rate of return for both accumulation and
depletion etc. Assuming that people maintain self-discipline by adopting private rules,
Bernehim et al. chose to examine the problem by interpreting each personal rule as a
subgame-perfect Nash equilibria. Two income level thresholds were found: above the
first threshold level of assets, people will accumulate unbounded assets because people
have to follow personal rule for asset loss can be painful at that point. Below the other
threshold level of asset, people will ultimately deplete their entire liquid asset because no
personal rule will be adopted. People do not adopt many personal rules because the
possible asset loss is too small, and people have not learned how to save. The existence of
the second threshold suggests the existence of a "poverty trap": whatever asset people can
gain will lead to depletion. The study thus suggests future policies could encourage
people to establish a target and lock up all funds through a special kind of commitment
experimental study, which demonstrates that poverty indeed impedes cognitive function,
including self-control.4 The study uses two complementary experimental designs. In the
first experiment, the experimenter first induced poor and rich participants to think about
similarly size financial challenges and then measure their cognitive functions. Poor
experiment in India was conducted to further examine the relationship in natural settings.
To control for possible confounding differences between poor and rich groups, the study
4Although the authors did not use the exact term of self-control, authors admitted in their late works
that this study can be seen as a self-control study (Mullainathan and Shafir, 2013).
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 10
chooses Indian sugarcane farmers as participants because they experience natural cycle of
poverty before (poor) and after harvest (rich). Indian farmers also have different harvest
cycles arbitrarily and this feature can help control for the impact of changing months.
Cognitive functions of farmers were measured before and after harvest seasons.
Significant change in self-control ability was found too. Although the researchers did not
interpret the data with Bernheim et al.'s frameworks, their study serves as supporting
Psychology5
1960s) but there have not been many experimental works until 1980s. Psychology
journals had not begun to feature a large number of articles on the domain until 1980s
(Baumeister, Heatherton, & Tice, 1994). It is interesting to note that some of the
control.
Strength Model
In 1998, the strength model was raised and had dominated the field until 2007
(Muraven, Tice, & Baumeister, 1998; Hagger, Wood, Stiff, & Chatzisarantis 2007).
There are five key characteristics of the strength: 1) self-control strength is required for
the executive part of self to exercise. 2) An individual can only control a finite number of
5 Although no exact sentences were used in my other assignment, many the ideas were similar.
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 11
urges at any given time. 3) All self-control exercises draw from the same energy
self-control depletes the amount of energy resources available and cannot be exercised
again until the resource is replenished (Muraven & Baumeister, 2000). Along with the
strength model, the same research team proposed the term “ego depletion” to describe the
Bratslavsky, Muraven, & Tice, 1998). As the theory evolved, Gailliot and Baumeister
2007. The hypothesis states that not only do self-control exercises draw from the same
resource but also all draw from the energy of glucose in the blood.
Although numerous studies have been conducted to validate the hypothesis, it was
soon questioned Job, Dweck and Walton in 2010 (Gailliot et al., 2007). Job, Dweck, and
Walton proposed that the ego-depletion effect actually depend on a person's belief about
whether willpower is fixed. The researchers conducted three experiments and one
theories about willpower and measured the change in participants’ performance in the
Stroop task, a standard measure of ego depletion (Job, Dweck, & Walton, 2007; Gailliot
et al., 2007). Since the proposition, several studies have been conducted to examine this
hypothesis (Beedie & Lane, 2011; Sanders, Shirk, Burgin, & Martin, 2012).
the same year and found several new moderating factors, which are not suggested by the
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 12
strength model theory. Among the 83 studies, although most support the ego-depletion
effect and thus the strength model, a few studies did report nonsignificant results. Further
examination suggested that skill, motivation, subjective fatigue, self-efficacy, affect, and
alternative explanation for self-control failure. Subjective fatigue was also suggested to
be a mediating factor in the ego-depletion effect can be cited to support the cultural belief
hypothesis below. It is possible that the ego-depletion effect only takes place because
people subjectively feel fatigue. After all, subjective fatigue evoked by participating in
cognitive tasks was found to elevate physiological signs of fatigue and worsen
In lieu of these studies, Job, Bernecker, and Carol proposed the “cultural belief
p. 14837). The evidence that self-regulatory resource depletes blood glucose was also
Critique
Although works in different domains do draw references from each other, more
work limit our scope but also could hinder the development of the fields. A good example
is the development of the cultural belief hypothesis. It is not until 2007 that psychologists
started to seriously reconsider the strength model. It is less known that an article
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 13
evidence to the strength model and proposed the hypothesis that lay theories of self-
Drawing reference from Dweck’s view that individuals’ implicit theories would
lead to different behavioral patterns, they proposed that lay theories about self-control set
up the strength model behavioral pattern proposed by Muraven and Baumeister (2000)
(Dweck & Leggett, 1988). Authors demonstrated that consumers’ lay theories of self-
measured by the number of New Year's and other resolutions participants made, people's
rating of how successfully they are at achieving those resolutions, etc. The researchers
conducted four experiments. The first experiment tested the effect of manipulating lay
theories about goal setting behavior. The second experiment then reversed participants'
original beliefs about self-control to further test the exact determining factor. In the third
and fourth experiments, researchers extend findings from previous studies by conducting
field experiments.
A search through all related articles finds that no studies related to the cultural
belief hypothesis cited the paper when in fact Job, Dweck, and Walton’s studies in 2010
were quite similar to Mukhopadhyay and Johar’s. In both studies, the first experiment
measured while the second experiment manipulated, implicit theories. Both studies
conducted field studies in the end too. Psychological researches about the cultural belief
hypothesis could speed up if they draw reference from Mukhopadhyay and Johar’s study.
Current psychological studies also should look into effects of environmental cues.
Although cultural belief hypothesis implies that a decision maker, who believes he/she
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 14
has unlimited self-control power, would have more self-control, Bernheim and Rangel’s
cues. Because such decision maker does not believe he/she could suffer from self-control
problems, he/she would not adopt cue-avoidance strategy and thus might eventually fail
at self-control.
ability to override individual’s natural response, thus making better decisions. However, a
closer look at the statement will find it questionable. For example, suppose a student sets
a goal of continuously exercising self-control until he/she is done with all his/her works.
Fatigue accompanying with such long work hours can cause the student to produce
found that productivity increases when people are happy. After working for a long time
and exercising self-control many timers, people may become very unhappy. They may be
very unproductive at that point. In lieu of the aforementioned call for interdisciplinary
previous studies.
Application
collective findings from the three domains. The very first program can target toward
freshman in college. College students are “famous” for lack of self-control and low
productivity. In addressing these problems, the program could first educate them on
theories about self-control. Job et al.’s works found that lay theories of self-control lead
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 15
strategy, students can engage in scenarios to pre-expose them to environmental cues and
warn them to avoid those situations. The cue-triggered theory about consumption
suggests that successful self-control experience would increase the odd of successful self-
control in the future (Bernheim & Rangel, 2004). These scenario exercises could also
place because people were panicking before the assignment was due, and they did not
know how to deal with the situation. If people had similar emotional experience in
dealing with the situation, they might become more equipped in the future. Then the
program instructor can ask each student to list individual goals. Unless these goals were
achieved, they could not do something that they like. This strategy is taken from
Bernheim and Yeltekin (2013). For example, unless students go to a certain number of
Conclusion
The study of self-control has been one with a long history. Economists,
current study only focused on a small portion of the theories: the hyperbolic discounting
choices, strength model, the cultural belief hypothesis, etc. There are other models we
have not included here, such as decision-theoretic models of temptation, etc. The
magnitude of researches and the number of theories and models from different domains
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SELF-CONTROL, ECONOMICS, PSYCHOLOGY 22
Figures
Figure 1.
60
The Number of Article Published
50
40
30
20
10
0
1959 1966 1973 1980 1987 1994 2001 2008
Figure 2.
700
400
Number of Published
Works
300
200
100
0
1959 1966 1973 1980 1987 1994 2001 2008
Figure 2. Average Citation and the Number of Published Works per Year since 1959.
SELF-CONTROL, ECONOMICS, PSYCHOLOGY 23
Figure 3.
discipline: yellow)