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i
EDI T E D B Y
F R A NÇ O I S E G RAY, MD , P H D
PROFES SOR OF PAT HOL OGY ( RE T.) , FACULT É DE M É D E C I N E PA R I S D I D E R O T, U N I V E R S I T É PA R I S ,
D IDER OT, S OR BONNE PARI S CI T É , PARI S, F RANCE
NEUROPATHOLOGI ST, DE PART M E NT OF PAT HOL OGY, LA R I B O I S I È R E H O S P I TA L ( R E T. ) , A P H P,
PARIS , FRANCE
C H A R L E S D U YC K A ERTS , MD , P H D
PROFES SOR OF PAT HOL OGY, UNI VE RSI T Y PI E RRE E T M A R I E C U R I E , PA R I S , FR A N C E
D IR EC TOR, NEUR OPAT HOL OGY L ABORAT ORY, PI T I É / S A LP Ê T R I È R E H O S P I TA L, PA R I S , FR A N C E
U M B E R T O D E G IRO LA MI, MD
PROFES SOR OF PAT HOL OGY, HARVARD M E DI CAL SC H O O L, B O S T O N , M A , U S A
NEUROPATHOLOGI ST, BRI GHAM AND W OM E N’S HO S P I TA L, B O S T O N , M A , U S A
1
1
Oxford University Press is a department of the University of Oxford. It furthers
the University’s objective of excellence in research, scholarship, and education
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Press in the UK and certain other countries.
This material is not intended to be, and should not be considered, a substitute for medical or other professional advice. Treatment for the
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accurate information with respect to the subject matter covered and to be current as of the time it was written, research and knowledge about
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any responsibility for any liability, loss or risk that may be claimed or incurred as a consequence of the use and/or application of any of the
contents of this material.
9 8 7 6 5 4 3 2 1
Contents
• v
8. Pathology of Degenerative Diseases of 12. Pathology of Skeletal Muscle 299
the Nervous System 186 Romain Gherardi, Anthony A. Amato,
Charles Duyckaerts Hart G. Lidov, and Umberto De Girolami
vi • C ontents
vi
Foreword
Most textbooks of medicine, even the most is inexorable, reflecting as it does the increasingly
venerated, undergo a new edition every 5 years complex biology, pathophysiology, and therapeutics
or even longer. This interval reflects the relatively of the various fields. This process, which occurred
slow progress in most fields. After all, change in in internal medicine in the twentieth century, is
the practice of medicine usually reflects the ar- now in full bloom in the twenty-first century. For
duous process of preclinical basic science followed this reason, a new edition of Escourolle and Poirier’s
by the lengthy testing of drugs in animals and then Manual of Basic Neuropathology has been hatched in
humans. As most clinical trials are negative, only only 5 years.
a small number of real changes occur in less than In generations past, the basic science of neuro-
a decade. However, this viscous process does not science was neuropathology. Over time, other fields,
hold in neuroscience. Driven mainly by advances such as genetics, imaging, neuropharmacology, and
in molecular biology, cell biology, and genetics, molecular biology have become vital to the training
the clinical neurosciences (neurology, neurosur- and practice of the clinical neurosciences. But, con-
gery, and psychiatry) are experiencing dramatic trary to becoming extinct, neuropathology has in-
change. Together with cancer, the neurosciences are corporated these newer disciplines and has, in effect,
undergoing a transformation that is analogous to reclaimed its leadership role in the understanding
cardiology in the last century. Patients are now re- and ultimately treatment of disorders of the nervous
ceiving the benefits of this momentum in the form system. In the sixth edition of the now classic
of treatments for virtually every category of nervous textbook, Escourolle and Poirier’s Manual of Basic
system disorder. The modern neurology department Neuropathology, Professors Umberto De Girolami,
is now differentiated into 15–20 divisions. This pro- Françoise Gray, and Charles Duyckaerts have
cess may be bemoaned by the older generation, but embodied this trend by creating what is, in effect,
• vii
a concise approach to the understanding of all the familiar manner, starting with a chapter on the basic
major categories of nervous system disease. In a very principles of the pathology of the nervous system.
creative and truly unique manner, they have added This is followed by individual chapters on tumors,
distinguished clinicians to many of the chapters to trauma, vascular diseases, infections, prion diseases,
ensure relevance of the basic information to the demyelinating processes, degenerative diseases, ac-
actual practice of medicine. This reflects the fact quired and inherited metabolic diseases, congenital
that many of the major questions in diseases of the malformations, muscles, nerves, and diseases of the
nervous system, such as regarding paralysis, pain, pituitary gland. The book ends with an appendix
disorders of consciousness, and cognitive decline, on commonly used neuropathology techniques. As
do not fit neatly into any one of the old categories examples of the new approach, the distinguished
that were artificially created in the past, as they no myologist Anthony Amato cowrote the chapter on
longer reflect the relevant pathobiology. disease of skeletal muscle, as did the eminent neu-
Interdisciplinary neuroscience is the wave rosurgeon Edward Laws for the pituitary chapter
of the future if we are to unlock the mysteries and the venerated Steven Feske for the vascular
of neurodegeneration, neuroinflammation, and diseases chapter. As Gilbert and Sullivan’s Pooh-Bah
aging. In our own center, this is reflected in the re- famously said, this adds “artistic verisimilitude to an
cent formation of a Program in Interdisciplinary otherwise bald and unconvincing narrative.”
Neuroscience, which is meant to facilitate re- Indeed, this new edition of Escourolle and Poirier’s
search, clinical care, and education in areas that Manual of Basic Neuropathology is much more than
fall between the classic disciplines, allowing for a that. It is, in fact, a concise textbook of the modern
multiperspective approach to learning the causes and neurosciences, one that will be read and referred
creating preventive and curative strategies for the fu- to by the next generation of all those students and
ture. As one salient example, the science underlying physicians interested in diseases of the nervous
neurodegeneration and repair has vital relevance to system.
a vast array of diseases, such as amyotrophic lateral
Martin A. Samuels, MD, FANA, FAAN, FRCP,
sclerosis, Alzheimer disease, and Parkinson disease.
MACP, DSc (hon)
In the past, these would have been considered en-
Director, Program for Interdisciplinary
tirely separate illnesses, each cared for in different
Neuroscience
divisions, such as neuromuscular diseases, cognitive
Chair, Department of Neurology
and behavioral neurology, and movement disorders.
Brigham and Women’s Hospital
It is now clear that the basic science of each of these
Miriam Sydney Joseph Professor of Neurology
disorders is shared. Immunology has also taken a
Harvard Medical School
major role in understanding diseases as apparently
Boston, Massachusetts
disparate as stroke, dementia, and epilepsy.
USA
Escourolle and Poirier’s Manual of Basic
Neuropathology is organized in its successful and
viii • F oreword
ix
The first two French editions of the Manuel de This sixth edition of the manual attempts
Neuropathologie, published in 1971 and 1977, to maintain the general intention of Professors
were conceived, written, and edited by Raymond Escourolle and Poirier for the first and subsequent
Escourolle and Jacques Poirier. After the death editions of the monograph, that is, to provide, for
of Raymond Escourolle in 1984, Françoise Gray the reader resident-trainee and staff member, a basic
joined Jacques Poirier for the third edition; in ad- description of the lesions underlying the diseases of
dition, Jean-Jacques Hauw and Romain Gherardi the nervous system and to limit pathophysiological
contributed to selected chapters. The first three considerations to essential principles. Historical,
editions reached the English-speaking public thanks clinical neurologic and radiologic imaging data,
to the friendship and translating ability of the now- once again, have been deliberately excluded, as well
deceased Lucien Rubinstein. For the fourth edition, as bibliographic reference listings. This important
Umberto De Girolami joined as co-editor, and the body of information essential for the practice of
scope of the monograph was expanded with the col- neuropathology can be obtained in the many com-
laborative efforts of multiple experts throughout the prehensive treatises on the subject now readily avail-
world to write the English language text. Jacques able. We also have made the assumption that the
Poirier retired, and Charles Duyckaerts then agreed reader has some familiarity with general concepts of
to join the editorial team for the fifth and now the neuroanatomy, neurohistology, and the principles of
sixth edition. For this sixth edition, there have again anatomic pathology as well as clinical neurology.
been changes in authorship of several chapters in With these guidelines in mind, our aim has been
response to the changing status of senior authors to produce a text that mainly presents those labo-
and the need to recruit active investigators to ratory aspects of neuropathology that are morpho-
replace them. logical (and molecular, where appropriate) and to
• ix
demonstrate these with accurate descriptions and metabolic disorders, developmental disorders,
good illustrations, all within the scope of a concise and neuromuscular diseases. Morphologic
and inexpensive “manual.” neuropathologic data, obtained at biopsy or
For several specific reasons, we think that the at postmortem examination, have therefore
time is now right for a new edition since the last needed to be integrated with this new knowledge
one in 2014. Over the past several years, specialty for the reinterpretation and reclassification of
training in neurology, neurosurgery, and pathology many diseases. For example, neuropathologic
has very much changed throughout much of the information obtained at biopsy, combined
world, such that in these disciplines, less time is with molecular biology and genetic data, is
being devoted to neuropathology. This has been due now required for the diagnosis, prognosis, and
in large part to the tremendous expansion of know- guidance of the choice of treatment modalities in
ledge in allied subspecialty areas, requiring that brain tumors.
more time be devoted to them. Thus, the trainee in • Last, an urgent responsibility to present an
these disciplines is now very much in need of a con- updated synopsis of neuropathology is that this
cise introductory text. knowledge is important to allied disciplines, as
In addition, several other important changes in there is constant need for surveillance of newly
medicine and society have had an impact on the field emerging diseases, including infectious and
of neuropathology and demand being addressed in iatrogenic ones.
this text.
We need to thank first of all Susan Pioli, who al-
• For a variety of social and scientific reasons, though now retired from the publishing business,
autopsy studies are currently being performed was instrumental in prior editions and led us to Craig
much less frequently than in years past. This Panner and his colleagues with Oxford University
change has been brought about in part because Press, who has given fundamental support. Second,
the progress in radiologic imaging, both we thank present and past contributing authors and
structural and functional, has decreased the their staff for the text and illustrations provided in
need to draw on clinico-anatomic correlations this new edition.
derived from postmortem data to guide clinical In the Introduction to the first edition, Professors
practice. Oddly enough, conversely, autopsy- Escourolle and Poirier offered an apology to the
derived knowledge of the anatomic distribution reader that is still valid some half a century later:
and the neuropathologic basis of lesions
continues to be a valuable body of information The compilation of a basic work designed to
for the interpretation of imaging data. To familiarize physicians-in-training with such a
support this aim, we have amply made use of highly specialized discipline as Neuropathology
macroscopic illustrations and whole-brain entails two opposing risks: in attempting to
celloidin/paraffin-embedded sections from our compress the maximum amount of information
archives. within the minimum space, the text is liable to
• Progress in molecular biology and genetics has become unintelligible to beginners; if on the con-
revolutionized the laboratory diagnosis of many trary, one tries to maintain too elementary a
groups of neurological diseases. Neuropathology level, the danger is that only the obvious will be
stands at the vanguard of the development and stated. In presenting to the non-initiated reader
implementation of these diagnostic studies. In the neuropathological information that some may
last decade, progress in immunohistochemistry find too simple, we have preferred the hazard of
methods for in situ identification of abnormal the second pitfall.
proteins and the enormous advances in molecular
biology to uncover specific gene mutations have Françoise Gray
led to greater understanding of many hereditary Charles Duyckaerts
neurologic diseases, including degenerative and Umberto De Girolami
x • preface
xi
Contributors
• xi
Fabrice Chrétien, MD, PhD Françoise Gray, MD, PhD
Professor of Histology, Université Paris Descartes, Professor of Pathology (ret.), Faculté de médecine
Paris, France Paris Diderot, Université Paris, Diderot,
Neuropathologist, Laboratoire de Neuropathologie, Sorbonne Paris Cité, Paris, France
Centre Hospitalier Sainte Anne, Paris, France Neuropathologist, Department of Pathology,
Unité de Neuropathologie Expérimentale, Lariboisière Hospital (ret.), APHP, Paris, France
Institut Pasteur, Paris, France
Brian Harding, MA, DPhil, BMBCh, FRCPath
Pedro de Sá Cavalcante Ciarlini, MD Professor of Pathology and Laboratory Medicine,
Auxiliary Professor of Pathology, Federal University University of Pennsylvania, Philadelphia, PA, USA
of Ceará, Sobral, CE, Brazil Neuropathologist, Children’s Hospital of
Pathologist/Neuropathologist, Laboratório Philadelphia, Philadelphia, PA, USA
Clementino Fraga, Fortaleza, CE, Brazil
Jean-Jacques Hauw, MD
Umberto De Girolami, MD Professor of Pathology (ret.), Pierre et Marie Curie
Professor of Pathology, Harvard Medical School, University, Paris, France
Boston, MA, USA Neuropathologist (ret.), Pitié-Salpêtrière Hospital,
Neuropathologist, Brigham and Women’s Hospital, Paris, France
Boston, MA, USA Académie Nationale de Médecine, Paris, France
Charles Duyckaerts, MD, PhD James W. Ironside, MD
Professor of Pathology, University Pierre et Marie Professor of Clinical Neuropathology (ret.), School
Curie, Paris, France of Clinical Sciences, University of Edinburgh,
Director, Neuropathology Laboratory, Edinburgh, UK
Pitié/Salpêtrière Hospital, Paris, France
Gregory Jouvion, PhD
Steven K. Feske, MD Unité de Neuropathologie Expérimentale, Institut
Associate Professor of Neurology, Harvard Medical Pasteur, Paris, France
School, Boston, MA, USA
Hans Lassmann, MD, PhD
Chief, Cerebrovascular Division, Department of
Professor of Neuroimmunology, Medical
Neurology, Brigham and Women’s Hospital,
University of Vienna, Vienna, Austria
Boston, MA, USA
Chairman, Department of Neuroimmunology,
Romain Gherardi, MD Center for Brain Research, Vienna, Austria
Professor of Histology, Paris-Est University,
Edward R. Laws, Jr., MD, FACS
Créteil, France
Professor of Neurosurgery, Harvard Medical
Neuropathologist, Henri Mondor University
School, Boston, MA, USA
Hospital, Créteil, France
Neurosurgeon, Brigham and Women’s Hospital,
Hans H. Goebel, MD Boston, MA, USA
Professor of Neuropathology (ret.),
Hart G. Lidov, MD, PhD
Johannes Gutenberg University,
Associate Professor of Pathology, Harvard Medical
Mainz, Germany
School, Boston, MA, USA
Consultant Neuropathologist, Institute
Neuropathologist, Boston Children’s Hospital,
of Neuropathology, Charité, Berlin,
Boston, MA, USA
Germany
Keith L. Ligon, MD, PhD
Jeffrey A. Golden, MD
Associate Professor of Pathology, Harvard Medical
Ramzi S. Cotran Professor of Pathology, Harvard
School, Boston, MA, USA
Medical School, Boston, MA, USA
Neuropathologist, Dana-Farber Cancer Institute/
Chair of Pathology and Neuropathologist, Brigham
Brigham and Women’s Hospital, Boston,
and Women’s Hospital, Boston, MA, USA
MA, USA
xii • C ontributors
xi
C ontributors • xiii
1
1
Basic Pathology of the Central
Nervous System
PE D RO D E SÁ CAVA LC A N T E C IA R L IN I, D A NIEL L E SEIL HEAN , UMBERTO DE GIROL AMI,
AN D F RA N ÇO I SE G R AY
• 1
1 .1.1 Basi c c e l l u l a r
r e acti ons to C NS i n j u ry
1.1 . 1 . 1 . N E UR ON A L L ESI O NS
Neuronal injury may be sufficiently severe to result in
irreversible damage (cell death) or may be transient,
or minimal, and cause reversible functional damage.
Destruction of neurons may be focal or extend dif-
fusely, involving many populations of neurons
throughout the nervous system. In acute neuronal
injury, when the tissue is examined stained with he-
matoxylin and eosin (H&E) at a relatively short time
after a lethal insult to the cell (12–24 hours or some- FIGURE 1.1 Two neurons undergoing apoptosis
what longer), one observes eosinophilia of the cyto- are positively stained by in situ end labeling to demon-
plasm, shrinkage and hyperchromasia of the nucleus, strate internucleosomal DNA fragmentation. In one
and disappearance of the nucleolus; subsequent to neuron, on the left, only the nucleus is stained, whereas
the disintegration of the cell, neuronophagia by scav- in the other, which is at a later stage of the programmed
enger cells is evident at a later time interval (days cell death process, the entire cell body is stained.
later). In chronic diseases, evidence of cell death is Compared to a normal neuron, on the right, both ap-
recognized morphologically as neuronal “cell loss” optotic neurons have similar morphological features
or alternately (as “atrophy”) on macroscopic exam- and show a pyknotic nucleus and shrunken cytoplasm.
ination when the irreversible injury has occurred
relatively slowly (months or years) and has progres- amyotrophic lateral sclerosis). It is also seen in anter-
sively involved increasing numbers of cells. In some ograde and retrograde trans-synaptic degeneration,
degenerative diseases of the nervous system where as may occur in the lateral geniculate body following
there is progressive loss or damage of neurons over a lesion of the optic nerve.
variable time periods, the affected cells have distinc- Programmed cell death (apoptosis) is an active,
tive morphologic hallmarks (e.g., neurofibrillary de- genetically controlled, energy-consuming process
generation, neuronal storage of metabolic products, frequent in neurodegeneration and initially involves
disorders associated with intracellular inclusions). the nucleus of the cell. Neurons undergoing simple
Nerve cell loss (i.e., reduction in the number of neuronal atrophy or apoptosis have similar mor-
cell bodies in a particular brain region as compared phologic features and may show positive in situ end
to normal) when it involves less than 30% of the labeling of internucleosomal DNA fragmentation
normal cell population, may be difficult to ascertain (Fig. 1.1) or be demonstrable by activated caspase
in the absence of rigorous morphometric analysis. 3 immunostaining.
Furthermore, precise assessment depends on con- Nerve cell atrophy should not be mistaken with
sideration of the thickness of the section and on the what is referred to as “dark neurons.” This phenom-
normal cytoarchitectonics of the region examined. enon is now recognized to be an artifactual change
of the neuron cell body, seen particularly in brain
1.1.1.1.1. Nerve cell atrophy. Neuronal at- biopsies fixed in formalin by immersion, and is
rophy is the descriptive term that is given to a wide characterized by shrinkage of the neuronal cyto-
range of irreversible neuronal injuries that give rise plasm and a deeply stained, irregularly-shaped nu-
to a relatively slowly evolving death of the cell. cleus, without other cellular alterations.
Neuronal atrophy is characterized morphologically
by retraction of the cell body with diffuse basophilia 1.1.1.1.2. Acute neuronal necrosis (anoxic/
of the cytoplasm and pyknosis and hyperchromasia ischemic neuronal change). Acute neuronal ne-
of the nucleus of the neuron, in the absence of an crosis (anoxic/ischemic neuronal change) cell death
inflammatory reaction. Neuronal atrophy is thought occurs in not only a wide range of acute injuries, in-
to occur in many degenerative disorders that in- cluding anoxia and ischemia, but also many other
volve several interconnected neuronal systems (i.e., acute pathological processes (e.g., hypoglycemia
multiple-system atrophy, Friedreich ataxia, and or exposure to excessive amounts of excitotoxic
FIGURE 1.2 Acute ischemic nerve cell change FIGURE 1.3 Ferruginization (mineralization)
(H&E). Eosinophilic, shrunken cytoplasm and of the neurons at the edge of an old hemorrhagic
hyperchromatic nucleus. infarct (H&E).
neurotransmitters). Unlike apoptosis, the predom- axon (retrograde degeneration or axonal reaction).
inant cellular changes in acute neuronal necrosis Subsequent recovery of normal cell morphology or,
involve the cytoplasmic organelles and the cell conversely, further progression to nerve cell degen-
membrane, which ruptures, leading to cell death. eration depends on the reversibility of the axonal
In experimental animal studies and in carefully lesion (Fig. 1.5). Central chromatolysis may also be
studied human tissue at postmortem, the following seen in upper motor neurons, but the phenomenon
sequence of changes is noted by light and electron is rare and difficult to interpret correctly. Axonal
microscopy over the course of 12 to 24 hours after lesions of neurons whose axons do not leave the
the insult: (a) cytoplasmic microvacuolization due confines of the CNS apparently either do not pro-
to swelling of mitochondria and endoplasmic retic- duce changes in perikaryal cell-body morphology or
ulum; (b) shrinkage of the cell body with retraction result in a “simple” type of atrophy. Oddly enough,
of the cellular outlines and disappearance of Nissl some metabolic disorders that do not a priori affect
bodies with eosinophilic condensation of the cyto- axons (e.g., Wernicke’s encephalopathy, pellagra en-
plasm (“red neuron”); (c) condensation of nuclear cephalopathy, and porphyria) may be accompanied
chromatin and nuclear pyknosis (Fig. 1.2); (d) late by central chromatolysis in cortical neurons.
disappearance of the nuclear chromatin, resulting A confident diagnosis of central chromatolysis
in increased acidophilia of the nucleus, which requires comparison with the normal morphology
appears to merge into the surrounding cytoplasm
(karyorrhexis).
Occasionally, dead neurons, especially those
adjacent to old, mostly hemorrhagic, infarcts or to
traumatic scars, become encrusted with basophilic
mineral deposits, chiefly iron and calcium salts.
This condition is referred to as mineralization or
ferruginization of neurons (Fig. 1.3).
Recovery
Cell death
FIGURE 1.7 Fenestrated neuron in a case of olivary
Stages of hypertrophy (Nissl stain).
hyperchromasia
FIGURE 1.5 Nerve cell changes resulting from cen-
tral chromatolysis. 1.1.1.1.5. Binucleated neurons. Binucleated
neurons are seen rather infrequently, sometimes
under normal circumstances, or otherwise at the
of the affected gray matter structure, because the edge of old focal destructive lesions, as a dysplastic/
nerve cell body in some nuclei (e.g., the mesence- malformation phenomenon (e.g., tuberous sclerosis),
phalic nucleus of the fifth cranial nerve, Clarke’s or in certain neoplasms (e.g., ganglion cell tumors).
column) normally contains rounded neurons with
marginated Nissl bodies. 1.1.1.1.6. Neuronal storage. In some heredi-
tary metabolic diseases related to enzymatic defects
1.1.1.1.4. Vacuolated neurons and neu involving synthetic or degradative pathways for
ropil. Vacuolated neurons and/or vacuolated neu- lipids or carbohydrates, interruption of the pathway
ropil is observed typically in Creutzfeldt-Jakob leads to cytoplasmic accumulation of interme-
disease (Fig. 1.6). In rare instances, swelling with diate substrates or their by-products, resulting in
vacuolization of the nerve cell may result from swelling and distention of the cell body of nerve
transsynaptic degeneration, such as occurs in the cells, with eccentric displacement of the nucleus
neurons of the inferior olive in olivary hypertrophy (Fig. 1.8). In several neuronal storage disorders, the
secondary to a lesion of the ipsilateral central teg- stored material has distinctive histochemical and
mental tract or of the contralateral dentate nucleus; ultrastructural features that may help characterize
this phenomenon is also designated “fenestrated
neurons” (Fig. 1.7).
BIBLIOGRAPHY
Brooks, C. E. P. “The correlation of the Quaternary deposits of the British Isles with
those of the continent of Europe.” Ann. Rep. Smithsonian Inst., 1917, pp.
277-375. [Full list of references.]
Penck, A., and Brückner, E. “Die Alpen in Eiszeitalter.” 3 Vols. Leipzig, 1901-9.
Gagel, C. “Die Beweise für eine mehrfache Vereisung Norddeutschlands in
diluvialer Zeit.” Geol. Rundschau, 4, 1913, p. 39.
Wahnschaffe, F. “Die Oberflächengestaltung des norddeutschen Flachlandes.”
Stuttgart, 1910.
Svastos, R. “Le postglaciare dans l’Europe centrale du nord et orientale.” Ann. Sci.
Univ. Jassy, 4, 1908, p. 48.
CHAPTER VI
PERIOD
BIBLIOGRAPHY
The great area of Asia is at present but little explored for glacial
traces, but a certain amount of evidence has been collected, and the
data from the various mountain districts are consistent enough to
map out the general trend of the history of the continent during the
Ice Age.
The earth-movements which brought about the present
configuration of Asia were completed as regards their major details
by the close of the Tertiary period. These movements left a number
of great basins closed in on all sides by enormous mountain walls; at
first all these basins contained lakes, and the subsequent
geographical history has consisted largely in the gradual silting up of
the lakes and the development of more and more arid conditions.
The fluctuations of the Ice Age were superposed on this secular
desiccation, but except in northern Siberia the part played by
glaciation in the history of the country has been relatively small.
Consider for a moment the relief of Asia. The orographic centre
may be taken as the great Pamir plateau, the “Roof of the World,”
with an average elevation exceeding the height of Mont Blanc,
diversified by ranges of mountains exceeding 25,000 feet in places.
East of this is the great plateau of Tibet, 10,000 to 17,000 feet,
bounded on the south by the mighty Himalayas, and on the north by
the mountains of Kuen Lun. On the north the Pamir plateau is
bounded by the Alai range, passing north-east into the Tian-Shan
mountains, rising to 24,000 feet in Khan-tengri. Still further north-
east comes the Altai range, with an elevation of 9000 feet. East of
Lake Baikal lie a series of ranges averaging 8000 feet in height, and
passing into the Stanovoi range of eastern Siberia and the
mountains of Kamchatka.
The Himalayas, owing to their heavy snowfall derived from the
south-west monsoon, bear numerous great glaciers, but with the
series of ranges extending from the Pamirs to north-east Siberia the
case is different. These ranges all rise above the snow-line in places,
but owing to the scanty snowfall they bear at most a few small
glaciers on their northern sides, and none at all on the slopes which
face towards the deserts of western China, and in all cases the
glaciation is very slight in comparison with their elevation.
This distribution was characteristic also of the Ice Age. In the
Pamirs there is evidence of two periods when the glaciers had a
greater extent; in the first they extended to a level of 5000 feet, in the
second to 7000 feet. The present limit of the glaciers lies at about
10,000 feet. The first glaciation was remote, for the moraines are
worn and weathered, but the second was much more recent, for the
moraines are fresh, and in some cases there are still masses of
“dead” ice buried beneath great accumulations of debris and
occasionally exposed by slips.
In the Tian-Shan mountains there are remains of two glaciations.
The earlier was the greater, and the glaciers descended well below
10,000 feet. This glaciation was followed by a long interval, when the
erosion of the rivers converted the U-shaped glacial valleys into V-
shaped gorges. A second glaciation descended to a level of 10,000
feet, and again developed U-valleys to this level; the end-moraines
of these glaciers are young and fresh-looking. In the Altai range
there were also two glacial periods. In the older and greater the
snow-line was depressed by 3000 feet. The glaciers attained a
length of twelve miles and descended to a level of only 3000 feet
above the sea. The second glaciation was less extensive.
So far we have been dealing with small mountain glaciers only.
But in north-eastern Siberia we find a different state of affairs. The
Stanovoi and Verkhoiansk mountains were heavily glaciated, and
during the first glaciation were probably the centre of an actual ice-
sheet similar to that of Scandinavia. The ice descended the valleys
of the rivers Yana, Indijirka and Kolyma and covered the New
Siberian Islands, which were at that time connected with the
mainland. The upper valley of the Lena was also heavily glaciated by
an ice-sheet moving southward, probably from the Patom highlands.
When this glaciation drew to a close the source of supply among the
mountains ceased, and the ice on the lowlands and in the lower
parts of the river valleys was left stranded as “dead” ice. When the
mountains became free of ice, the re-born rivers carried great
quantities of moraine-clay and other debris with them, and flooding
the ice-surface over wide areas deposited their load above the ice. In
course of time the remains of the ice-sheet were deeply covered by
a layer of earth and stones, which prevented the ice from melting
and preserved it to the present day. This is the probable origin of the
well-known “fossil ice” of Siberia. Other theories have been put
forward, such as the freezing of ground water during the winter, but
none are satisfactory, and that given here was generally adopted by
Russian geologists.
During the long warm interglacial which followed, the surface of
the thick earth-layer covering the ice bore low-growing herbage in
the same way as any other earth-surface. (A parallel to this is found
in Alaska, where the glaciers terminate among the forests, which
actually grow over the moraines covering their snouts.) The rivers
cut their way down through the earth and ice, exposing ice-cliffs,
which were quickly buried by talus from above. The mammoth and
woolly rhinoceros roamed the land, and their tusks remain in great
numbers as the “fossil ivory” of Siberia and the Arctic Ocean. Still
more remarkable is the fact that mammoths have been found buried
entire, and preserved by the frozen ground to the present day. It is
difficult to say how the animals reached such a position, but most
probably they sank into swamps formed during the summer and
were quickly frozen.
In western Europe the mammoth and woolly rhinoceros are
regarded as indications of severe climate, but their presence in
north-eastern Siberia in large numbers is evidence of a climate
probably somewhat warmer than that of the present day, especially
as regards the length of the vegetation period. Probably the winter
snowfall also was less than now. It is difficult to see how the fauna
could have moved from, say, the New Siberian islands into a warmer
climate each winter, for the winter climate becomes markedly more
severe as one penetrates south from the Arctic coast into the interior.
It is possible that the mammoth and woolly rhinoceros hibernated
during the winter.
After this interglacial there came a recrudescence of glacial
conditions. In this case, however, the Stanovoi and Verkhoiansk
mountains and the Patom highlands were not buried in an ice-sheet,
but became the centre of great valley glaciers, which reproduced the
well-known glacial phenomena—corries, glacial terraces, U-valleys,
etc. The ice extended down the great river valleys, leaving a typical
moraine landscape on either side, and again reached the New
Siberian islands. In course of time the climate ameliorated, again
commencing in the south, and again the ice of the glaciers was
buried. In the New Siberian islands the happenings are summarized
very expressively by a rock-section described by Vollossovitsch. The
bottom of the section is formed by the older layer of “fossil ice.”
Above this is a sandy clay with remains of meadow vegetation and
shrubs, followed by a fine clay with remains of alder and white birch,
and the bones of mammoth and rhinoceros. Above this comes
another layer of “fossil ice,” followed by clay with the dwarf birch,
Arctic willow, and bones of musk ox, horse and later mammoth. After
this the coastal regions sank beneath the sea for a time and marine
clays were formed in a climate somewhat warmer than the present.
When the land rose again the conditions resembled those now
prevailing.
Though not part of Asia, reference may be made here to the
glaciation of Spitzbergen, which runs strictly parallel with that of
northern Siberia. The first glaciation was of the “ice-sheet” type,
originating in the region north of Storfjiord, filling the whole of that
fiord and extending south of South Cape. Barentz Land and Stans
Foreland were at least partially ice-covered. The ice-floor of
Spitzbergen, which resembles that of Siberia, may have originated
during this glaciation. This was followed by subsidence to 230 feet
below present level, and the ice retreated, giving place to an
“interglacial,” during which frost was very active and largely
obliterated the traces of the ice-sheet. This “interglacial” was
followed by a second extension of the ice, which affected the valleys
and fiords only, leaving the plateaux free. This again was followed by
subsidence and a warm period.
In southern Kamchatka there was a great development of ice, but
in the form of a network of glaciers rather than of an inland ice-sheet.
In the east the ice reached the sea, but on the west it left a zone
forty to sixty miles broad, and up to a thousand feet high unglaciated,
so that there was the same difference then as now between the rainy
east side and the drier west side of the peninsula. The present snow-
line in the centre of southern Kamchatka is about 5500 feet, and at
the maximum of the glaciation it must have been fully 3000 feet
lower.
This glaciation was followed after an interval by a second, which
was confined to the mountains. The moraines of this glaciation are
much fresher than are those of the earlier one.
In Japan the mountains were only just high enough for glaciers to
develop in the north. The moraines are old and weathered, and their
meaning has been disputed; but recent work by Simotomai and
Oseki seems to have established their glacial origin. The depression
of the snow-line necessary to produce them—about 3000 feet—fits
in very well with that observed in adjoining parts of the continent.
The phenomena were confined to small hanging glaciers in the Hida
mountains which cut out corries and descended to a level of about
8000 feet, leaving small morainic ridges. This glaciation was
probably contemporaneous with the earlier and greater glaciation of
Siberia. To the succeeding interglacial may be attributed the marine
deposits found near Tokio containing corals, at present living some
distance further south. No trace of any subsequent glaciation of
Japan has yet been found.
J. S. Lee has recently called attention to the existence of a
glaciated area in northern China, the evidence for which consists of
moraines and striated slabs found in southern Chi-li, and a glaciated
valley with travelled boulders in the north of Shan-si. The glacial
deposits in Chi-li are closely associated with a layer of quartzite
pebbles which continues southward beneath the loess on the
eastern side of the Tai-hang range, and is attributed to either
torrential rain or the melting of glaciers. J. Geikie had long ago stated
that there once existed ice-masses all over northern China, and
considered that the ice came from the Himalayas. This origin is
impossible, the probable source of the ice being the Yablonoi
mountains in southern Mongolia.
In the Himalayas the glaciers formerly had a much greater
extension. The glaciers at present extend downwards to 11-13,000
feet, but old moraines are found at 7000 feet, and near Dalhousie on
the southern slopes of the Dholadar range to 4740 feet.
On the northern side of the Himalayas there was a great
development of ice over Tibet, but there was not a real ice-sheet
such as occurred further north. Oldham records three separate
periods of glaciation in Kashmir, but it is not yet possible to discuss
the glacial history of the Himalayas in detail. The latter is likely to
prove complicated, since the range is still rising, and has probably
been doing so either continually or intermittently throughout the
Quaternary.
The great development of ice in Tibet, which is now semi-arid,
owing to interception of the rain-bearing winds by the Himalayan
range, suggests a considerable alteration in the present
meteorological conditions. The Tibetan snowfall was probably due to
the Mediterranean storms, which now give a small winter rainfall in
north-west India, and which during the Glacial period greatly
increased in strength and frequency and occurred throughout the
year (Chapters IV and VI), giving the Pluvial period of North Africa.
These storms would pass across Persia and continue to the north of
the Himalayas, probably breaking up over the Tibetan plateau.
It is evident that, taking northern Asia as a whole, there have been
two general glaciations, of which the first was the more severe,
separated by a long interglacial, during which, in Japan at least, the
climate became appreciably warmer than the present. The first
glaciation is related to elevation in the Arctic basin, which closed
Bering Strait and united the New Siberian islands to the mainland. It
was almost certainly contemporaneous with the first glaciation
(Gunz-Mindel) of Europe. The ice began as glaciers on the
mountains as in Scandinavia, but, owing to the scanty supply of
snow, developed more slowly and only reached the dignity of ice-
sheets in north-east Siberia. Then followed subsidence below the
present level, wider opening of the Bering Strait, warm ocean
currents and a long interglacial. After this there was again elevation
and a re-development of ice-sheets, but apparently once only, and
not twice as in Europe. This glaciation probably corresponded in
point of time more or less with the Rissian, for the post-glacial dry of
central Asia appears to have been of enormous period length.
There is one other phenomenon which must be considered in
connexion with the glacial history of Asia, and that is the loess.
Loess has already been referred to in connexion with the glaciation
of Europe, but in China its development is much greater. Richthofen,
who first studied this deposit attentively, and to whom we owe the
æolian theory of its origin, found that it was formerly deposited in
China over a much greater area than that over which it is
accumulating at present, and attributes this cessation of growth to
the heavier rainfall brought by the Glacial period, which enabled the
rivers to cut back their valleys and drain some of the mountain
basins, formerly enclosed. He considered that loess can accumulate
more rapidly in a closed basin, where occasional floods leave behind
them layers of bare sand and mud, easily dried to dust, than in a
well-drained river valley where floods are rare.
In western Asia outside the limits of glaciation we have further
evidence of at least one Pluvial period in the former far greater
extent of all the enclosed lakes, due partly to greater precipitation
and partly to decreased evaporation. The Caspian Sea and Aral Sea
were extended to several times their present size and united into a
single sheet of inland water. Lake Lop-Nor was greatly increased in
size, and many of the desert basins, at present dry, were the sites of
salt lakes. This is especially the case in central Persia, where there
were large salt or brackish lakes.
These Pluvial conditions have not yet been correlated with the
glaciations of Asia, but, by analogy with the conditions in America
discussed in the next chapter, there is little doubt that they were
contemporaneous with one at least of the glaciations, and probably
there were two main Pluvial periods coinciding with the two Glacial
periods. At Baku, on the shores of the Caspian river, Pumpelly has
found old shore lines at heights of 600, 500, and 300 feet above the
present level of the water. Still more interesting are the conditions
found by Sven Hedin in the Kavir basin of Persia. Here there are
lacustrine clays and silts referable to a Pluvial period covered by
beds of almost pure salt, suggesting a rapid and complete drying up
of the lake. Above this again are further silts indicating a return of
Pluvial conditions. In addition to this the succession of silts and clays
show that there were several minor fluctuations superposed on the
main wet periods, giving ten moist phases altogether.
BIBLIOGRAPHY
Many of the more important references are in Russian, and for these reference
is made to summaries in other languages.
Sevastianov, D. P. “On the glaciation of the extreme north-east of Siberia.” J. 12
Congr. Russ. Nat., Moscow, 1910, No. 10, p. 491. (Russian, see Geol.
Centralblatt, 15, p. 205.)
Riesnitschanko, W. “Ancient and modern glaciers of the south-western Altai.”
Mem. Russ. Geogr. Soc., 48, 1912, p. 357. (Russian, see Geol.
Centralblatt, 19, p. 131.)
Komarov, W. “On the Quaternary glaciation of Kamchatka—Travels in Kamchatka
in 1908-9,” Vol. 1 (Russian, see N. J. Min., 1915, Pt. 2, P. 117).
Merzbacher, G. “Zur Eiszeitfrage in der nordwestlichen Mongolei.” Peterm. Mitt.,
Gotha, 57, 1911, p. 18.
Prinz, Gyula. “Die Vergletscherung des nördlichen Teiles des zentralen Tien-
schan-Gebirges.” Wien, Mitt. K. K. geogr. Gesellsch, 52, 1909, p. 10.
Obrutschev, W. A. “Geological map of Lena gold-bearing region.” St. Petersburg,
1907. [Text in Russian; see Geol. Centralblatt, 12, pp. 507-9.]
Simotomai, H. “Die diluviale Eiszeit in Japan.” Berlin, Zs. Ges. Erdkunde, 1914, p.
56.
Oseki, K. “Some notes on the glacial phenomena in the North Japanese Alps.”
Edinburgh, Scot. Geogr. Mag., 31, 1915, p. 113.
Lee, J. S. “Note on traces of recent ice-action in North China.” Geol. Mag., 59,
1922, p. 14.
Burrard, S. G., and Hayden, H. H. “A sketch of the geography and geology of the
Himalaya Mountains and Tibet.” Calcutta, 1907-8.
Hogböm, G. “Bidrag till Isfjordsomradets kvartargeologi.” Geol. Foren. Stockholm
Forb., 1911. (Spitsbergen; résumé in German.)
Richthofen, F. Freih. von. “China.” 5 Vols., 1907-12. (Loess, see Vol. 1, p. 74 ff.)
Hedin, Sven. “Some physico-geographical indications of post-Pluvial climatic
changes in Persia.” Internat. Geol. Congr., Stockholm, 1911. “Die
Veränderung des Klimas.”
CHAPTER VIII