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B r i g i t t e E, Sch atzky

Bedford C o l l e ^

A b s tr a c t of M.A. T h e s is t o be su b m itte d In A p r il 1950

A c r i t i c a l stu d y o f F r i e d r i c h H eb b el's
and Otto^Tudwlg^ 3 d ram atic tHeory w ith
s p e c i a l r e f e r e n c e t o t h e i r dram atic
p ra c tic e

The f a c t th a t F r ie d r ic h Hebbel and Otto Ludwig were c l o s e


c o n tem p o r a rie s a t a v i t a l p e r io d In the l i t e r a t u r e o f t h e i r

co u n try and were b o th accustom ed t o fo rm u la te t h e i r view s on


the n atu re and form o f drama Is one w h ich Is im portan t f o r a
tru e "understanding of the f a c t o r s u n d e r ly in g th e developm ent o f
German drama In th e n i n e t e e n t h c e n t u r y .
The p r e s e n t t h e s i s has a s t r i c t l y com parative b a s i s and Is
not Intend ed t o be a d e t a i l e d ex a m in a tio n of e v e r y a s p e c t of
t h e i r r e s p e c t i v e dram atic t h e o r i e s . I t c o n c e n t r a t e s r a t h e r on
t h o se problems w hich were o f common I n t e r e s t and s p e c i a l co n ce rn
t o b o th p o e ts and w hich have Importance f o r drama In g e n e r a l .

The main p a rt o f th e t h e s i s Is d ev o ted t o a s p e c i a l


c o n s i d e r a t i o n o f th r e e a s p e c t s w hich con cern b o th the c o n t e n t and
the form o f drama; t h e i r th e o ry of tr a g e d y as r e v e a le d In t h e i r
c o n c e p t io n of the t r a g i c h e r o ; t h e i r c o n t r i b u t i o n t o the th e o r y
of environm ent ; and t h e i r c o n c e p t io n o f d ram atic s t r u c t u r e .
W h ils t ack n ow led ging the c o n s id e r a b le d i f f e r e n c e w hich e x i s t s

b etw een Hebbel* s and Ludv/lg* s i n d i v i d u a l dram atic a c h ie v e m e n ts ,


a stu d y o f the t h e o r i e s of two p r a c t i s i n g d r a m a tis ts must a l s o
- 2-

take a cc o u n t of c e r t a i n a s p e c t s o f t h e i r p la ys and o f any


e v id e n c e co n c e r n in g t h e i r c r e a t i v e p r o c e s s e s .

On a cc o u n t o f the u n m eth od ical c h a r a c te r of Ludwig*s


w r i t i n g s and the la c k of a d e f i n i t i v e e d i t i o n o f h i s work,
h i s dram atic t h e o r y in g e n e r a l has n ev er b e e n f u l l y e x p lo r e d ,

w h i l s t the s p e c u l a t i v e language o f some o f Hebbel*s im portan t


w r i t i n g s has tended t o render c r i t i c i s m o f h i s t h e o r i e s one­

sid e d . By s i f t i n g a l l the a v a i l a b l e m a t e r i a l and b y exam ining


n ot o n ly t h e i r t h e o r e t i c a l w r i t i n g s and corresp on d en ce and d i a r i e s ,
b u t a l s o th e dramas t h e m s e lv e s , I have hoped t o g a in a more
b a la n c e d view o f t h e i r c o n c e p t io n of the n a tu re of drama and the

methods o f d ram atic c o m p o s itio n . At th e same tim e , i t i s hoped


t h a t t h i s p ro ce d u re , by p r o v id in g a b a s i s f o r the a n a l y s i s o f
t h e i r approach t o drama and i l l u s t r a t i n g the e s s e n t i a l d i f f e r e n c e s

b etv/een them, as w e l l as s i m i l a r i t i e s where th e y e x i s t , w i l l


throw l i g h t upon the r e l a t i o n b etw een the c r i t i c a l and the

c r e a tiv e p r o c e ss.
A p r i l 1950 B, E. S c h a t z k y
Bedford C ollege

IT CRITICAL STUDY OF EKIEDKICH HEBBEL *S

AND OTTO LUDWIG *S DüAIvïATIC THEORY WITH

SPECIAL KEEEAENCE TO T H S Iil DBAIIATIC

PKACTICE .
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I N T R O D U C T I O N

The s p e c t a c l e o f th e a u th o r-c ritic is a f a m i l i a r one

in th e co n tem p o rary l i f e of le tte rs. The p o e t o f t o - d a y

appears to cross th e g u l f betw een c r e a t i o n and a n a ly s is

w ith in c re a s in g ease, w h ilst h is own w o r l d o f t h e i m a g i n a t i o n

is estab lish in g ever c lo se r lin k s w ith th e o u ts id e w orld o f

sc ie n tific in v estig atio n . T his cou ld h a rd ly be o th e rw is e ;

stru g g lin g t o make h i s still s m a ll v o ic e h e a r d i n a predom i­

n a n tly m a te r ia lis tic environm ent, th e c re a tiv e a rtist is

h a v in g to ju s tify h is e x i s t e n c e more t h a n e v e r b e f o r e and

to s t a t e h is case to th e w orld w ith th e utm ost c l a r i t y and

co n v ictio n . In o rd e r to do t h i s , he m ust p o s s e s s not o n ly

a very su re sense o f purpose, but a keen and e x a c tin g

c ritic a l judgm ent, co u p led w ith an i n f a l l i b l e know ledge o f

the ru le s ©f h i s wwn a r t .

To a c e r t a i n e x te n t, it m ight be s a i d t h a t t h i s sense

o f p r e c a rio u s n e s s has r a r e l y been w holly a b sen t from t h e

h isto ry o f German l i t e r a t u r e , p a rticu larly in th e case o f

the d ram a, whose d e p e n d e n c e u pon f o r e i g n m o d els i n i t s

in fan cy fo s te re d a se lf-c o n sc io u sn e ss and an a s s e r t i v e

d esire to d ev elo p alo n g i t s own l i n e s w hich h a s h a d a l a s t i n g

e ffect. The a u t h o r i t y o f G r e e c e an d t h e i n f l u e n c e o f

S)hakespeare a re th e two d o m i n a n t f o r c e s in i ts e v o lu tio n ,

w hich i s c h a r a c t e r i s e d by c o n s t a n t tra n sitio n s from one


— 2 —

a rtistic m e t h o d t© a n o t h e r . Each s u c c e s s iv e d ram atist thus

became s o m e th in g i n t h e n a t u r e of a p a th fin d er, endowed w i t h

th e sense o f h is own m i s s i o n , and i t is not s u rp ris in g th at

many o f Germ any^s d ram atists sh o u ld have f e l t th e u rg e to

fo rm u late t h e i r personal aim s and to e& press i n s y s t e m a t i c

la n g u a g e t h e i r g e n e r a l v iew s on dram a. There a r e , of course,

n o tab le e x cep tio n s, and e ven w here t h i s com bination o f th e

creativ e and t h e c r i t i c a l fac u ltie s is present w ith in th e

work o f one d r a m a t i s t , th e form w hich t h i s com bination to o k

a n d t h e m a n n e r i n w h i c h t h e tw o c o n d i t i o n e d o n e a n o t h e r

d iffers n e ce ssa rily from c a s e to case. Thus L e s s i n g , whose

e a r ly p lays d i d much t© s h a p e t h e s u b s e q u e n t course o f the

German d ram a, te n d e d h i m s e l f to p l a c e much o f t h e em phasis

upon h is c ritic a l a c tiv ity ; w h ilst G oethe a llo w e d t h e o r y

and p r a c t i c e t© r u n p a r a l l e l t© o n e a n o t h e r ; or, again ,

S c h ille r, a f t e r th e spontaneous plays o f h is youth, felt

t h e n e ed to w ith d raw and to evolve h i s theory o f tragedy

fu lly before re tu rn in g to creativ e production.

Th e s t u d e n t o f G e r m a n l i t e r a t u r e is th u s n o t unaccustom ed

to form h i s th e o ry o f tra g e d y and dram atic a r t n o t o n ly from

a s c ru tin y o f the p r a c tic a l achievem ent o f su c c e e d in g drama­

tists, but also from t h e i r own t h e o r e t i c a l s t a t e m e n t s u p o n

those fu n d am en tal p r i n c i p l e s w hich th e y th e m s e lv e s professed

to observe or ex h o rted o th ers to observe. I n no o t h e r c a s e s ,

how ever, does su c h a m ethod s u g g e s t i t s e l f m ore n a t u r a l l y


- 3 -

t h a n i n t h o s e o f F r i e d r i c h H e b b el and O tto Ludw ig, for,

though f i r s t and f o re m o s t c o n c e rn e d w ith d r e a t i v e w ork,

each has l e f t an u n u s u a l l y l a r g e co llec tio n of th e o re tic a l

w r i t i n g s . S in ce b o th , m oreover, were v e r y c l o s e contem ­

p o raries - lik e W ag n er a n d B u / ^ c h n e r t h e y w e r e b o r n i n 1 8 1 3 -

a c o m p a riso n o f t h e i r view s on problem s affectin g the dram a

m ay n o t b e w i t h o u t sig n ifican ce i f th e developm ent o f th e

German drama i n t h e m i d d l e o f t h e n i n e t e e n t h cen tu ry is to

be se e n in i t s tru e p ersp ectiv e. Sach, it is tru e, is a

d ram atist in h is own r i g h t , c o n d itio n e d by h is own' p e r s o n a l i '

ty and b a c k g ro u n d , pursuing h is own i n d i v i d u a l in te n tio n s

and h a v in g seem in gly l i t t l e i n common w i t h t h e o t h e r ,

e x c e p t i n so far as t h e y s h a r e d a common l i t e r a r y trad itio n ®

But it is p recisely th ese facto rs w hich r e n d e r a com parison

of th eir conscious aim s and c o n s i d e r e d v i e w s o n dram a p a r ­

tic u la rly im p o rtan t; fo r in th e v ery d iv e r s ity of th eir

th eo ries, e v o lv e d as t h e y w ere a t t h e same s t a g e in th e

h isto ry o f G e rm a n l i t e r a t u r e , t h e i r work g a t h e r e d t o g e t h e r

the stra n d s o f the p a s t, w hich were b o t h v a l u a b l e in them ­

selv es and seem ed to provide a firm fo un d atio n fo r th e

fu tu re o f th e dram a.

The tim e a t w h ic h H e b b e l a n d L udw ig w ere w r i t i n g w a s ,

in fact, a p erio d o f tran sitio n - a p e r io d i n w hich t h e ^

a rtist fin d s h im self at th e cro ss-ro ad s, fo rc e d to re n d e r

a c le ar a cc o u n t to h i m s e l f and to o th ers o f the purpose

o f h is art, and to tu rn h is face re s o lu te ly in th is er


th at d irectio n » It has been c a l le d a s e c o n d S t u r m m i d Dr an;»:

p erio d , h e ra ld in g a new e r a o f l i t e r a r y as w e l l as s c i e n t i f i c

and p o l i t i c a l r e a l i s m , and b u i l t not upon a r t i s t i c v a lu e s, but

r a t h e r on th e im p a tie n t d esire to b r e a k w ith th e p a s t . The d r a m a

as a pu rely l i t e r a r y form h a d v e r y l a r g e l y b e e n o u s t e d b y t h e

essay, th e no v el and o th e r v e h i c l e s - o f th o u g h t b e t t e r su ited

to express the t e n d e n t i o u s v ie w s o f t h e J u n ^ d e u t s c h i a n d movement -

t h e members o f w h ic h H e b b e l d e s c r i b e d u n c o m p r o m i s i n g l y as "die

g a n z / p o e s i e l o s e n V e rs ta n d e s -K lu /é g le r d e r m odernen Z e i t ” ( l ) .

L u d w i g t o o was a p p a l l e d b y t h e s h a l l o w n e s s o f c o n t e m p o r a r y

lite ra tu re , and becom ing i n c r e a s i n g l y aware o f t h e n e e d f o r a

new s t a r t , ch aracterised the tim es as "Angest e c k t v o n d e r g l a ^ n -

zenden K rankiieit des W e rth e ris m u s , d er S c h a m lo s ig k e it des jung en

D e u ts c h ia n d s , der U nnatur der fra n z o ^ sisc h e n d e v o lu tio n " (2).

It is only n a tu r a l, th erefo re, th at the tru ly creativ e sp irits

o f the tim e s h o u l d h a v e f e l t m ore a k i n t o th e g rea t c u ltu ral

epochs o f the past th a n to t h e l i t e r a r y movem ents o f t h e present

w hich were a l i e n to th eir deepest co n v ictio n s

1 . F r i e d r i c h H e b b e l , S a B m t l i c h e v'/erke. H i s t o r i s c h - k r i t i s c h e A u s -
g a b e , b e s o r g t v o n d . M . W e r n e r , B e r l i n , 191^1 f f . A b t . I I 4 v o l s .
T a;^ebuecher, l OOJ ( h e r e a f t e r r e f e r r e d t o a s T ) ; I V 6 1 4 4 ,
21 May 1 0 6 3 7
2 . V . O t t o L u d w i g , G e s a m m e l t e S c h r i f t e n , e d . A. S t e r n , 6 v o l s . ,
L e i p z i g , 1 8 9 1 ( h e r a f t e r r e f e r r e d t o a s G S jT v o l . I ( c o n t a i n i n g
S t e r n * s B i o g r a p h y o f L u d w i g ) p . 1 5 2 . C f l T l L e t t e r t o C .G . S c h a l l e r
3 M arch 184©; B r i e f c , e d • ^ o g t h e r - im A u f t r a g e d e s G o e t h e »
u n d S c h i l l e r - A m r t V 5 \ — v o l . I (1834 - 1 8 4 7 ) , W eim ar, 1 9 ^ 5 ,
----------------------- p. 17.
- 5 -

about art. At t h e same t i m e , b o t h H e b b e l and Ludw ig w o u ld h a v e

d e n i e d v e h e m e n tly any c h a r g e o f e s c a p i s m , b e i n g fu lly aw are o f

th e need fo r a form o f drama w h ich w o u ld f u l f i l th e demands o f

the p resen t and p la c e i t on an in d e p e n d e n t f o o tin g w orthÿ o f

th e best i n t h e Germany o f t h e i r day, ’’i t s ^ i g h e s t and t r u e s t

in te re s ts” (l). It w ould in d e e d be a p r e p o s t e r o u s i d e a , Ludwig

d eclared , to t r y to create a new d r a m a o u t e f a m e l t i n g - p o t o f

all tim es, n atio n s and g e n r e s :

” Im G e g e n t e i l e m u ^ s s e n w i r e i n D ram a s u c h e n , w elches u n s e r

sei, w ie das g r i e c h i s c h e fu ^ r d ie G riech en w ar; e i n D ra m a

led ig lic h aus s e i n e n B edingungen e n t w i c k e l t , n i c h t wie d ie s e

irgend w o , i r g e n d e i n s t w aren o d e r e n d lic h zu a l l e r Z eit im

Aj^ther s e i n k o ^ n n e n , s o n d e r n w ie s i e i n der N atur der G at-

tung, u n s r e r Z e it und u n s r e r V o lk stiijém lich k eit gegeben,

w i r k l i c h s e i n k o jb n n e n u n d w i r k l i c h s i n d ; als G attun g e in e r

P o esie, d ie s e l b s t n ich t aus dem f l u ^ c h t i g e n T a g e , s o n d e r n

aus dem G r o s s e n u n d G a n a e n u n s r e s w ir k lic h e n Lebens o rg a n is o h

hervorgegangen i s t ” (2).

H e b b e l h a d an e v en m ore g r a n d i o s e co n cep tio n o f th e d ram atist* s

o b lig atio n tow ards h i s tim e, th e im p o rta n c e o f w hich i n t h e

process o f w orld h i s t o r y no o n e s a w m o r e c l e a r l y th an h e:

"D ie d ra m a tisc h e Kunst s o i l den w e l t h i s t o r i s c h e n P r o c e s s ,

1 . F r i e d r i c h H e b b e l, S a a m t l i c h e W erke#. H is t o r i s c h - k r i t i s che
A u s ^ a b e . b e s o r g t v o n Â.M. W e r n e r . B e r l i n . 1 9 0 1 f f . A b k .""ï
( h e r a f t e r r e f e r r e d t o a s W); v o l . Z X I I p . 32 P r é f a c e
2 . GS V p , 4 2 . • Mû-rt'ix
d e r i n u n s e r en Tagen v o r s i c h g e h t und d e r die vorhandenen

In stitu tio n en des m e n s c h lic h e n C resch lech ts , d i e p o l i t i s c h e n ,

r e l i g i o ^ s e n und s i t t l i c h e n , n ic h t um stu^rzen, sondern t i e -

f e r begru^nden, sie also v or dem U m s t u r z s i c h e r n w i l l , be-

en d ig en h e lf e n . I n diesem S in n e s o i l s i e , w ie a l l é P o esie,

die s ic h n ic h t a u f Supers n o t a t i o n und A rabeskenw esen b e -

so h ra^n k t, zeitg em a^ss s e i n ” ( l )«

Is one to assum e, th erefo re, th at th is acute co n scio u sn ess

o f the im portant duty o f th e d ram atist, convinced o f h is hightf

sta tio n , was r e s p o n s i b l e f o r m uch o f t h e t h e o r e t i c a l w r i t i n g s

o f b o t h H e b b e l a n d L u d w i g ? On t h e face o f i t , it m ig ht in d e e d

be argued t h a t , h a d t h e y n o t b e e n so aware o f t h e u n f a v o u r a b l e

c o n d itio n s i n which t h e y were w r i t i n g , and o f th e o p p o s i t i o n

or, w orse s t i l l , th e a p a th y w hich t h e i r d r a m a t i c w o r k was

h a v in g to encounter, th e y w ould h a r d l y h a v e a c c o u n te d i t w orth

w h i l e t o s p e n d s o m uch o f t h e i r tim e i n d isc u ssin g p o in ts of

d ra m a tic th e o r y , however im p o rta n t th e s e m ight b e . For th e f a c t

th at certain of th e ir th e o re tic a l w ritin g s are in th e form o f

v in d icatio n s of th eir own d r a m a t i c in te n tio n s in th e face o f a

h o stile p u b lic m ight w e ll s u g g e s t su c h an i n e r p r e t a t i o n . T he

m ost im p o rta n t o f H ebbel*s w r i t in g s of th is k i n d - " M e i n W o rt


\v
uj^ber d as Drama" and th e P r e f a c e to M a ria M agdalena - are eith er

d irec tly or in d ire c tly a d d re sse d to h is c ritic s, w h ilst the

v e r y t i t l e o f L u d w i g *s o n ly s y s t e m a t i c Work o f t h e o r y - "D ie

d r a m a t i s c h e n A u f g a b e n d e r Z e i t - M e i n W i l l e u n d Weg" (2) i s

1 . P r e f a c e t o M a r i a M a g d a l e n e . 1 8 4 4 ; W XI p . 48
2* V. GS V p p . 3 5 - S l . "
- 7 -

in d ic ativ e of th e a u th o r 's d id ac tic and r e f o r m a tiv e purpose.

"D ie S c h w i e r i g k e j t t , das zu l 6 s e n , was i c h a l s A u f g ah e f a n d " ,

Ludw ig w ro te i n t h i s co m p arativ ely l a t e w ork, " h a t m ich o f t an

meinem T a l e n t z w e i f e l n g e m a c h t. Doch h a t der dedanke, a n d e r n zu

nÜ tzen, d ie ih re K ra ft im n i n g e n m i t dem I r r t u m noch n i c h t v e r -

z e h r e n m u s s t e n , m ich b e h a r r e n l a s s e n . Der j e t z i g e h t a n d d e r Drar

m a tik r e c h t f e r t i g t m eine o t u d ie n " (l).

But th e m o tiv e o f s e l f - j u s t i f i c a t i o n and t h e in c u l t e a ti o n o f

new v a l u e s in to t h e m inds o f t h e i r g e n e r a t i o n are only p a r t l y

resp o n sib le for th e e x iste n ce o f s o m uch d r a m a t i c t h e o r y i n t h e

w o r k o f t h e two d r a m a t i s t s . In the c a s e o f L udw ig, for exam ple,

th ey f a i l to account fo r th e rh a p so d ic , w holly u n m eth o d ic a l

c h a ra c te r o f th e Shakespeare stu d ie n (2), w h ilst the n ev er-en d - '

in g p re o c c u p a tio n w ith th e p roblem s o f dram a i n H e b b e l 's d ia- j

ries p o in ts to a need beyond th a t o f m ere s e l f - d e f e n c e . In o r- |

der to o b tain a co m p reh en siv e p ictu re of th e ir approach to the j

t h e o r y o f dram a, it is in d eed n e c e s s a r y t o c o v e r a v e r y w ide I


field c o m p r i s i n g many d i f f e r e n t form s o f e x p r e s s i o n and extend-j

ing over a lif e tim e o f th o u g h t and e x p e r i e n c e . L u d w ig 's S h a k e -

s p e a r e s t u d i e n alo n e c o n ta in innum erable a llu s i o n s to e v e ry as­

p ect o f th e dram a, w h ilst t h e m an y o t h e r w r i t i n g s p u b lis h e d by |

S te rn in th e fifth and s i x t h volum e o f h i s e d itio n provide an |

alm o st i n e x h a u s tib le fund o f I


I* i* S â ^ p . 5 1 .- 2 .In th e absence o f a c r i t i c a l e d itio n o f th e I
S h a k e s p e a r e s t u d i e n . th e p r e s e n t s t u d y i s b a s e d on th e c o l l e c t - '
i o n p u b l i s h e d by A . S t e r n . G esam m elte S c h r i f t e n v o l . V . I t s c h i e f !
d i s a d v a n t a g e i s t h e d e l i b e r a t e l a c k o f any a tt e m p t a t c h ro n o lo i
g i c a l o r d e r , a n d I have t h e r e f o r e as f a r as p o s s i b l e a d o p te d
t h e d a te s s u p p l i e d by M o ritz H e y d ric h i n N a c h la s s s e h r i f t e n O t-i
t o L u d w i g s , L e i p z i g , 1 8 7 4 , v o l . I I (S h a k e s p e a r e - h t u d i e n l . j
- 8 -

argum ents, aphorim s and a p e rç u s , o f o b serv atio n s on th e dram a

and c r i t i c i s m s of in d iv id u al d ram a tists. T ogether th e y ran g e

over th e space of about tw en ty -fiv e y e a rs, form ing b u t a frag­

ment o f a v a s t and c h a o t i c mass o f v e r y l a r g e l y i l l e g i b l e manu-

s or ip im m aterial s / t i l l w a itin g t o b e d e c i p h e r e d a n d m ad e g e n e ­

rally a v ailab le (l). P a tie n tly a n d i n d e f a t i g a b l y , e v e n when

r a c k e d by i l l n e s s as h e so c o n s t a n t l y w a s , L udw ig r e c o r d e d

every id e a , e v ery th o u g h t and i m p r e s s i o n , leav in g in a d d itio n

a h ith e rto alm o st u n e x p lo r e d s e a o f d i a r i e s and l e t t e r s , as

w ell as s k e t c h e s and p la n s fo r h is own p l a y s in te r s p e r s e d w ith

references o f a w ider ap p lica tio n (2).

In gebbel*s case th e prospect is s l i g h t l y m ore l i m i t e d and,

th an k s to h i s m ore o r d e r l y t u r n o f m in d , somewhat l e s s over­

w helm ing. N e v e r t h e l e s s , t h e sum t o t a l of h is letters, a ll of

w h ic h , w h e th e r t h e y be o f an i n f o r m a l o r a ” p r a f e s s i o n a l ”

n a tu re , to u ch upon p o in ts affectin g the dram a, e x ten d s over

n i n e volum es (5), w h ilst h is d iaries, eq u ally in d isp e n sa b le

for a r ig h t u n d erstan d in g o f h is d ram atic th eo ry , are th e

1. A ll th e m a n u s c rip t m a t e r i a l is assem bled a t th e G p eth e-u n d -


S c h i l l e r - A r c h i v i n W e i m a r . L é o n M i s h a s made a f a i j r y e x t e n s i v e
s t u d y o f i t a n d i n c l u d e s n u m e r o u s e x t r a c t s i n h i s "work e n t i t l e d
"L es o e u v r e s D r a m a t i q u e s d * O tto L udw ig*', 3 v o l . , L i l l e , 1 9 2 2 .
è . A p a r t from t h e works a l r e a d y m e n tio n e d , e x t r a c t s from Lud­
w igs m a n u s c r i p t s c a n be fo u n d i n num erous d i s s e r t a t i o n s on
O t t o L u d w i g ’s p l a y s a s w e l l a s i n t h e m o s t r e c e n t , b u t i n c o m ­
p l e t e e d i t i o n o f h i s w o r k s , e n t i t l e l . " S â é m t l i c h e W e r k e " . e jL
P a u l M e r k e r , 6 v o l . M û ç n c h e n Clnd L e i p z i g , 1 9 1 2 f f l e s p . v o l . V I :
" Der E r b f o f r s t e r u n d s e i n e V o r s t u d i e n ) .
3. F r i e d r i c h H e b b e l, S & # m tlich e W erke. H i s t o r i s c h - t o i t i s c h e ^
Aus^(&be. b e s o r g t v o n ii.M. B e r n e r , A bt. I l l Bd. I - V Ï Ï 1 ,
( h e r e a f t e r r e f e r r e d t o a s B r . )o ... '
- 9 -

in tim a te re c o rd o f every phase o f h is developm ent th ro u g h o u t

tv ;en ty -cig h t y e a rs . B u t H e b b e l *s a c u t e c r i t i c a l sense fo u n d ex­

p ressio n also in a v e ry c o n s id e r a b le body o f e s s a y s , articles

and r e v ie w s , t h e m ost im p o rta n t o f w hich, b o th on g e n e r a l and

sp ecific to p ic s, are co ncerned w ith th e problem s o f dram a. Some

o f th ese p u b lic atio n s, it is tru e, to u c h c l o s e l y upon H ebbel*s

own p l a y s and p ro v id e a means o f d e f e n d i n g h i s personal b e lie fs

and p re ju d ic e s to h i s c ritic s, w h ilst a larg e n u m b e r w e r e no

doubt w r i t t e n w ith a view to t h e m uch n e e d e d m a t e r i a l b e n e f i t

t h e y w ould b r i n g ”um s e i n e m d ram atisch en P ro d u k tio n en e in e M ilch -

ku h zu e r z i e h e n ” , as Ludw ig s a i d o f h i s own e f f o r t s at novel

w ritin g (l). But th e s i n c e r i t y and o u tsp o k e n n e s s as w e l l as th e

deep i n s i g h t in to t h e n a t u r e o f t h e dram a w hich c h a r a c t e r i s e a ll

H ebbel*s c ritic a l work a p p e a r t o p o in t n o t o n ly to an o u tw a rd

c o m p u lsio n to ex ercise the d u ties o f d ram atic c r i t i c , b u t to a

n a tu ra l in c lin a tio n tow ards t h e o r i s i n g .

Any e f f e c t w h i c h t h e p r e v a i l i n g u n c o n g e n i a l c o n d i t i o n s m ay h a v e

had upon th e d e v e l o p m e n t o f H e b b e l *s a n d L u d w i g *s c r i t i c a l fa­

c u ltie s was o f a m o r e i n d i r e c t n a t u r e . B oth o f them , b e in g c o n -

fiem ned b y f o r c e o f c i r c u m s t a n c e s , during th e fo rm ativ e y ears of

th eir liv e s, to le a d a l o n e l y e x i s t e n c e , -#^ey. w e r e driv en back

e v e n m ore u p o n t h e m s e lv e s by a h o s t i l e w o rld and f o r c e d to w ork

in s p iritu a l so litu d e . The d i f f e r e n c e b e t w e e n t h e m was t h a t ,

w h e r e a s Ludwig w elcom ed t h i s so litu d e a n d was o n l y h a p p y i n th e

1. L e tte r to E duard L e v r ie n t ? ï ç t l y 1 8 5 3 , GS V I p. 576.


- 10 -

quiet s e c l u s i o n o f h i s home i n E i s f e l d , am ongtt a sm all and

in tim ate c irc le o f lo v in g f r ie n d s , Hebbel needed th e stim u lu s

o f th e o u ts id e w orld, even w here t h i s in v o lv ed f r i c t i o n , and

during th e e arlie r p art of h is life was c o n t i n u a l l y y e a r n i n g

for the c o n t a c t w i t h o t h e r men a n d f o r w h a t h e c a l l e d "im­

p ressio n s of a ll k in d s" (l). L u d w i g was o f a n e s s e n t i a l l y r e ­

tirin g and s e l f - e f f a c i n g d isp o sitio n and d e s i r e d n o t h i n g m ore

t h a n to be l e f t i n u n d i s t u r b e d peace to s tu d y and d e v e lo p h i s

ta le n t first as m u s i c i a n a n d t h e n , w ith th e grow ing need f o r a

m o r e c o n c r e t e m edium o f e x p r e s s i o n , as a d ram atist. Thus he

liv e d an u n e v e n t f u l l i f e , in d a i l y communion w i t h h i m s e l f a n d

the g reat s p i r i t s o f th e p ast, receiv in g th e on ly o u ts id e s t i ­

m ulus from h i s e n th u sia stic co n n ectio n w ith th e lo c a l play ers

and r a r e v i s i t s to th e th e a tr e , w hich n e v e r failed t o make a

p ro fo u n d and i n v i g a r a t i n g i m p r e s s i o n u p o n him (2 ). H is n o te s

and d i a r i e s in a ll t h e i r u n e n d i n g p r o f u s i o n a r e n o t s o m uch

th e record o f h is every thought as f a x o f t h e v e r y p r o c e s s o f

th in k in g , reV em ling t h e i n n e r s t r u g g l e o f a m ind whose one

d e s i r e was t o learn and e v e n t u a l l y to come t o te r m s w i t h him ­

se lf and w ith h i s a r t . No o n e was m o r e c o n s t a n t l y and m ore p i t i -

p a in fu lly aw are o f h i s own f a u l t s


and sh o rtc o m in g s i n r e s p e c t
e
1 . L e t t e r t o E l i s e L e n s i n g , 13 S e p ÿ B b e r 1 8 3 7 ; ^ r . I p 2 2 4 .
C f . a l s o L e t t e r t o E l i s e L e n s i n g , 10 Eeb 1 8 3 9 ; i b i d n . 3 8 8 .
2. A f t e r s e e i n g E m i l i a G a l o t t i he w ro te to h i s f i a n c e e : "so h a t
m ich noch k e i n S tû ^ c k m it f o r t g e r i s s e n . A il e s a n d e re is t- L u m p e -
r e i d a g e g e n . Es h a t m i c h s o zum A r b e i t e n g e s t i m m t , d a s s i c h
h e u t * m i t f r ü ^ s t e r a û ^ b e r d e n B e r n d t h e r z o g , a u s dem s c h o n j n o c h
was w e r d e n w i r d " . B r i e f e . e d . c i t . p . 2 o 4 .
- 11 -

of h is d rsm atic talen t, b u t no o n e a t t h e s a m e t i m e m o r e

an x io u s to come t o a f u lle r u n d erstan d in g . To h i s frien d ^ ^ad ­

v i s e r B duard D e v rie n t h e / w ro te : ”I s t * s doch d i e W a h r h e it, d ie

i c h w i l l ' f ' u n d i s t ’s e i n I r r w e g , dèn ic h g e h e , so b i n ic h n u r

aus zu grossem E i f e r d i e W a h rh e it zu s u c h e n a u f i h n g e r a t h e n .

U n d i c h m o ^ c h t e um A l l é s n ich t, dass e i n e von m e in e n S chw S /-

chen Ihnen unbekannt b lie b e . Ich b in aber n ic h t etw a s t o l z auf

d ie Schwa^chen, nur darauf, dass ich zu s t o l z b in , ein e zu

v ersteck en , wenn i c h s i e n i c h t b e w S ^ ltig e n kann" (l). W ith

c h arac teristic m o d e s t y h e was a l w a y s i n v i t i n g , even im p lo rin g

the c ritic is m o f men s u c h a s D ev rien t a n d J u l i a n S c ^ im i d t w h o s e

judgm ent he r e s p e c t e d , n o t o n l y when t h e drama i n q u e s t i o n was

com pleted, but during i t s v ario u s stag es o f developm ent ; and

h e s p a r e d no effort to com ply w i t h t h e i r s u g g e s t i o n s by con­

stan t a lte ra tio n s and r e - s h a p i n g o f h i s m a t e r i a l . For n o rm ally

th ese su g g estio n s o n ly s e r v e d to confirm h is own d o u b t s and

m is g iv in g s w hich, though i n d i c a t i v e o f his own g o o d j u d g m e n t ,

d id l i t t l e to in crease h is s e n s e o f c o n f i d e n c e . L u d w i g ’s s t e r n ­

est c ritic , in d eed , was L u d w i g h i m s e l f ; h e t o r m e n t e d h i m s e l f

c o n tin u a lly w ith p a in s ta k in g an aly ses o f t h e weak p o i n t s in

h is d ra m a tic w ork; and h i s th e o re tic a l w ritin g s, in clu d in g

h i s S h a k e s p e a re -S tu d ie n . are p u n c tu a te d th ro u g h o u t w ith s e l f -

critic ism s and exirio rtatio n s to new e f f o r t .

1. L e tte r to E duard D e v rie n t, 1 4 A u g . 1 8 4 9 ; GS V I , p. 362.


— 13 ■“

gaps (l). -But a t t h e s a m e t i m e h e n e v e r h a d a n y d o u b t as to h i s

a esth e tic judgm ent and n e v e r a c c e p t e d any id e a s f o r w h i c h h e was

n o t by n a tu r e and th ro u g h h i s own p e r s o n a l c o n v i c t i o n a n d e x p e ­

rien ce prepared*

^ u c h s e l f - c o n f i d e n c e w asyto re m a in p e r p e t u a l l y o u t o f Lud­

w i g ’s r e a c h . "Nun a b e r w i l l ’s m e i n S c h i c k s a l " ^ h e w r o t e i n 184© ;

"ich sehe re c h t gut ein , dass i c h ’s n i e a u f e i n e n g r u ^ n e n Zweig

b r i n g en w erd e. H a ^ t t ’ i c h n u r e i n b i s s c h e n mehr S i t e l k e i t , ein e

M e s s e r s p i t z e mehr - E ig e n li e b e (d ie A rz n e i a u f diesem h e z e p t h e i s s t

S elb stv ertrau en ), so w a^re m i r g e h o l f e n " (2). These a ie t h e words

o f a man w h o , th o ug h g e n u in e ly c o n v in c e d o f h i s v o catio n , had

a lre ad y found th e first-fru its of h is dram atic talen t sad ly

w an tin g . The e a r l y p l a y s o n t h e Agnes B e r n a u e r t h e m e , as H e ytdrich

has p o in ted out (3), d iffered l i t t l e from t h e v i o l e n t in trig u es

o f t h e S t u r m a n d Ibrang d r a m a a n d s h o w e d L u d w i g s t i l l co m p letely

u n d er th e in f lu e n c e o f a by-gone p e rio d in l i t e r a t u r e . T h eir

o n ly saving g rac e, in fa c t, was t h e s p o n t a n e i t y and im m ediacy

of p resen ta tio n c h a ra c te ris tic o f an e a r l y work - w hich, how ever,

1 . "Wie l u j ^ c k e n h a f t , unzusam m enhà'jfenge nd, u n b e d e u t e n d s i n d m e i n e


K e n n tn is s e î I n a e s t h e t i s c h e n B ingen w eiss ic h f r e i l i c h E in i g e s
u nd e rk e n n e M anches, a b er m ir g e h t d ie F a ÿ h ig k e it ab, m eine
I d e e n k S é r n e r zu z e r s e t z e n , m ein K o r n .z u m ah len u n d zu v e r b a c k e n "
T i l 2 6 0 7 , 2 0 O c t . 1 8 4 2 . - O f . a l s o # 3 5 6 , 22 May 1 8 4 2 .
2 . L e t t e r t o C .G . S c h a l l e r , 2 M a r c n 1 8 4 o : B r i e f e . e d . c i t . p . 1 7 .
3 . o p . c i t . v o l . I ( S k i z z e n u n d F r a g m e n t e ) . H e y d r i c h h a s made a
d e t a i l e d s t u d y o f t h e s e e a r l i e s t f ra g m e n ts w hich a r e n o t e x t a n t .
>F
— 14
w ere p r e c i s e l y th o s e q u a litie s which t h e a u th o r h i m s e l f con­

d emned* "In w ild e r H ast n ie d e rg e s c h rie b e n , w aren m eine E r s t -

lin g s d ra m e n w i ld la u f e n d e K in d e r des I n s t i n k t s , d ie m ir die

N o th w en d ig k eit e in e r Schule l e h r t e n . " ( l ) . Thus, w h ilst con­

tin u in g to w r e s t l e w i t h t h e Agnes B e r n a u e r them e as w e l l as

w i t h a c o n s i d e r a b l e number o f o t h e r d ram atic p r o je c ts (2),

Ludw ig f e l t in cre asin g ly the need fo r c o n c e n tra te d stu d y o f

o th er d ram atists and o f th e p rin cip le s govern in g h is own a r t *

Borne way t o h e l p h i m o u t o f t h e w e l t e r o f i d e a s , p lo ts and

ch aracters i n w h i c h h e was i n d a n g e r o f becom ing m ore and m ore

e n ta n g le d h a d to be fo u n d , and to acq u ain t h im s e lf w ith th e

ru les o f dram a seem ed t h e m ost n a t u r a l procedure. It is in -

te re s tin g to l e a r n th at as e a r l y as 184o M e n d e l s s o h n , u n d e r

whom L u d w i g was t o s t u d y m u s i c , h a d a d v i s e d h i s new p u p i l t o

g iv e up th e o r y (3), but a lth o u g h he soon a fte rw a rd s tu rn ed

h is b a c k on m u s ic , h e - n e v e r l o s t h i s n a tu ra l bent for th eo ri­

sing* I n O c t o b e r 1 8 4 o we f i n d h i m b u s y r e v i s i n g h i s own

a esth e tic s and an x io u s to s te e p h im s e lf i n co ntem p orary p h i­

losophy (4), b u t as far as t h e d r a m a was c o n c e r n e d , th e f i r s t

ev id en ce i n the av ailab le records to be fo u n d i n a letter

d a t e d 24 F e b r u a r y 1 8 4 7 , i n w h ich Ludw ig w r i t e s o f h i s in ­

t e n t i o n to d isco n tin u e h is own d r a m a t i c w o r k f o r t h e t i m e

being a n d t o devote h im s e lf e x c lu s iv e ly to the an aly sis of

1 . C i t e d b y M, H e y d r i c h . ± k ± A S k i z z e n u n d Fra,^<ment e * p* 1 2 4
2 . P e r G e t r e u e E c k a r t * P ie W ilds c h k ie 'tze n / H a n n s % e r Tcom edy)
D i e T o r .a:au e r H e i d e . P farzjio se * D ie f e l d b u r ^ * P i e R e c h t e des
H e r z e n s I f o r a d e t a i l e d s t u d y "of a l l t h e s e p l a y s v . L é o n M i s ,
OP* c i t . l a s w e l l a s GG I V e d . E r i c h S c h m i d t , f o r e x t r a c t s q f r o h
- 15 -

play s w hich he h a d s e e n and r e a d . " Ic h p ril^fe s i e a n dem ," h e ex­

p l a i n e d to D ev rien t, "w a s S i e m i r b e i G e l e g e n i i e i t m e i n e r S a c h e n

v o n d e n -Er f o r d e m i s s e n e i n e r g e d i e g e n e n A r b e i t g e s c h r i e b e n , und

w e r d e d a b e i im m e r m e t e v o n d e r Z w e c k m a ^ s s i g k e i t d ieser V o rsc teif-

t e n u ^ b e r z e u g t . Und j e m eh r i c h d u r ch d i e s e B e s c h a ç f t i g u n g l e r n e ,

w o r a u f es ankommt, m i t d e s to g ro ^ s s e re m V e r tr a u e n g e h ’ i c h dem

Sommer e n t g e g e n , m i t dem i c h um d i e V / e t t e r p r o d u z i e r e n w i l l " ( l )» ■

It was p r i m a r i l y t h e t e c h n i c a l s i d e o f dram atic art w hich i n t e r ­

e s t e d h im as a p rac tisin g d ram atist, and i n a l e t t e r w ritte n a

m onth l a t e r he t o l d h is f i a n c e e how t h e c o m b i n e d s t u d y o f t h e

K q n V e r s a t i 0n s 1 e x i k m n a n d t h e l i v i n g s t a g e h a d t a u g h t h i m nume­

rous "tric k s o f th e tra d e " , so t h a t h i s experience, as he h i m s e l f

put i t , was a b l e t o m a k e t r e m e n d o u s p r o g r e s s (2 ). But p r e s e n t l y

t h e o r y was o n c e m o r e t o go h a n d - i n - h a n d w i t h p ractice, f o r by

1 8 5 5 D u d w i g was n o t o n l y e n g a g e d o n s e v e r a l u n f i n i s h e d p l a y s , such

as P e r Ja k o b s s t a b (3) and P e r E u ^ e l v o n A u^sburf: (4), but had

com pleted th e th ree plays f o r w hich he i s b e s t known, P e r E ^b -

fè > y rs te r. Pas F r ^ é u l e i n von S k u d e ri and P ie M akkabW r .


-
The y e a r s b e tw e e n 1847 and 1851 saw t h e b e g i n n i n g s o f Lud­

w i g ’s l i f e - l o n g p reo p c u p atio n w ith S h ak esp eare, o f whose a t o n c e

« tim u latin g and d i s t u r b i n g e f f e c t h e was,' h i m s e l f o n l y t o o w e l l

aw are. For w h i l s t th e l a c k o f f a i t h in h is own n a t i v e p o w e r s m ade

him s e e k g u i d a n c e and c o u n s e l i n th e n ever-w earying c o n te m p la tio n

1 . L e t t e r to E duard D e v rie n t, p. 196. '


2o L e t t e r t o E . W i n k l e r , 6 M a r c h 1 3 4 7 , B r i e f e . e d . c i t ♦ p . 211
3 . Begun i n 185® . ^ c t I o n l y p u b l i s h e d b y E r i c h S c t e i d t , GE IV
pp. 79-122.
4* L u d w i g ’s f if th v ersio n of th is su b ject. A cts I and I I p u b lish ed
by H ey d rich , o p .c it . v o l. I .

“ 16 —

o f S h a k e s p e a r e a n drama ( l ) , and th e r e b y in c r e a s e h is artistic

judgm ent and i n t e n s i f y h i s c ritic a l se n sib ility , the effect

upon h is own p r a c t i c a l effo rts was n o t b y a n y m e a n s p o s i t i v e .

”E i n n e u e s S t u d i u m S h a k e s p e a r o s , L e s s i n g s u n d d e r A l t e n ” , h e

w rote in 1853, "gab m ir neue A u f s c h l u f s s e u f b c r t r a g i s c h e

Stim nung, t r a g i s c h e N o t h w e n d i g k e i t u nd e r h o f h t e m e in e Ansprügf-

ch e an m ich s e l b s t b i s zum S c h w i n d e l n . Das B e d u ^ r f n i s , selb st

zu w is s e n , was i c h wo1 1 e n s o i l u n d d i e s i n H arm onie zu s e t z e n

m it dem, was i c h k o ^ n n e n m u s s , b rach te en d lich ein e g ro sse

K risis m ein er ganzen N atur zu w eg e,# . . " (2). L essin g and th e

G reek s w ere n o t alw ays in f a v o u r w ith Ludw ig, b u t S h a k e sp e a : e

rem ain ed th e id o l of h is life , who a c c o m p a n i e d h i m t h r o u g h

a ll the v ic is s itu d e s of h is dram atic career a n d f r o m whom h e

alw ays s o u g h t t h e fin al answ er®

The d i s o r d e r l y m ass o f m a n u s c r i p t s c o n t a i n i n g t h e m ost

m in u te an aly ses o f S h a k e s p e a r e ’s a r t w e r e , h o w e v e r , never in ­

tended fo r p u b lic a tio n , and i t w ould be e rr o n e o u s to expect

them to form a p u r e l y o b j e c t i v e c ritic a l stu d y . N o t e d down

s im u lta n e o u s ly w ith h is d ram atic p ro jec ts, t h e y w ere to coun­

te ra c t th e d e fic ie n cie s o f w hich he becam e i n c r e a s i n g l y aw are

in h is own p l a y s , and th e y th u s cam e t o b e t h e m o s t s u b j e c t i v e

co n fessio n s o f a d r a m a t i s t who w a s , a t t h e same t i m e t h e

stern est of critic s* In re p ly to a q u e s t i o n as to

1 . The p l a y s d i s c u s s e d a r e H a m le t, L e a r , O t h e l l o , M a c b e t h , ^
Romeo a n d J u l i e t , J u l i u s C a e s a r , M e r c h a n t o f V e n i c e , C o r i o l a n ,
E i ^ ; “ I T X . - l T e n i y IV* ■
-----------
- 17 -

t h e p o s s i b l è p u b l i c a t i o n o f t h e S h a k e s p e s j r e s t u d i e n , Ludwig i s

s t a t e d to have s a i d : " I c h habe das j a gar n ic h t m it dem G e d a n -

k e n £in d i e O ^ f f e n t l i c h k e i t zusam m engetragen, so n d e rn n u r f u ^ r

m ich a l l e in . '^ 3 ist das Tagebuch m ein er eig n en d ram atis chen E r-

zie h u n g . I c h w o l l t e m ir dem it e i n e n Weg b a h n e n " (l).

To p a v e a way f o r h i s dram atic c a r e e r b y means o f t h e o r e t i c a l

p reo ccu p atio n s was n e v e r c o n s c i o u s l y H e b b e l * s in te n tio n , but

th e f o r m a t i v e v a l u e o f s u c h work upon h i s early developm ent can

n ev erth eless not be ig n o re d . I n d e e d - u n l i k e L udw ig, who d i d

n o t tu r n to S h ak esp eare u n t i l he had t r i e d h is own h a n d a t th e

w ritin g o f p l a y s , H e b b e l was d e t e r m i n e d t o b e c o m p l e t e l y s u r e

o f h is ground b e fo re ex ercisin g th at dram atic talen t w hich he

felt stirrin g w ith in h im self. It is tru e th at at th e early age

o f s e v e n t e e n he h a d t r i e d to w r i t e a p lay - M iran d o la (2) -

but apart from t h e fact th at it re m a in e d fra g m e n ta ry and g iv e s

little p r o m i s e o f w h a t H e b b e l was/ l a t e r to produce, it d ates

f r o m a t i m e w he n t h e a u t h o r h i m s e l f was u n a w a r e o f h i s d ram atic

g en iu s and i t appears t o h a v e h a d no i n f l u e n c e u p o n h i s sub­

sequent developm ent. H is i n t e r e s t ih a e sth e tic s, on th e o th e r

hand, f o r w hich h i s own w r i t i n g o f p e e t r y and s h o r t s t o r i e s

p ro v id e d a good f o u n d a tio n , developed a t a su rp risin g ly early

age, w h ilst it was n o t u n t i l 1 8 3 5 t h a t h e cam e t o o c c u p y h i m ­

s e lf serio u sly , though s t i l l o nly sp a sm o d ica lly , w ith th e

1 . " G e sp ra ^ c h e O t t o Ludw igs m it J o s e f L ew insky", 2o J u l y 1 8 6 4 ,


GS VI p. 3 2 5 .
^ Z ' E ' ^ PP *5 f f . , 1 8 3 o .
— 18 —

p o ssib le d ram atic tr e a tm e n t o f id e a s and c h a r a c t e r s (l)* But at

th e s a m e t i m e h e was e n g a g i n g i n a l l m anner o f p a t i e n t sp a d e

work, conscious o f t h e l o n g way h e h a d t o t r a v e l before reach­

in g h is goal and a f r a i d o f p lu c k in g the f r u it before it was

fu lly rip e (2), "A u c h z u e i n e m T r a u e r s p i e l d r a ^ n g t s i c h W u n d er­

lic h es 2eu g i n m ir zusammen” , he w r o te i n 1 8 3 6 , " do c h b e v o r i c h

d en K o t h u r n a n z u s c h n a l l e n w age, muss e s h e l l um m i c h h e r s e i n ”

(3)* A g lim p se a t H ebbel*s d iary at th a t t i m e s h o w s how w e r i o u s

l y he to o k h is task , how h e s t e e p e d h i m s e l f i n s u c h t h e o r e t i c a l

works a s L e s s i n g *s "H a m b u r g i s c h e D r a m a t u r g i e . S c h l e g e l *s V o r -

lesu n g en ueber d ra m a tis c h e Kgnst und T i e c k 's D ram atu rg isch e

S c h r if te n * w h ilst alread y e x e rc is in g h is own s u r e a esth e tic

sense. E v e n m o r e a t t e n t i o n was d e v o t e d t o the d iscu ssio n o f

play s and d r a m a t i s t s , b o t h m a jo r and m in o r , and h e r e t h e c h i e f

ch aracteristic lie s in the p r e d ile c tio n for the deducing o f

g en eral, u n iv ersally v a lid dram atic p r i n c i p l e s . At t h e same

tim e, h o w e v e r , H e b b e l was n o t b l i n d t o t h e n e e d f o r s c h o o l i n g

h i m s e l f i n t h e m ore t e c h n i c a l asp ects o f dram a, b u t n o t e d

down, m ore f r e q u e n t l y t h a n was t o be h i s wont d u r i n g h i s cre­

a tiv e p erio d , observ atio n s on su ch s u b j e c t s as m o t i v a t i o n and

th e re p re s e n ta tio n o f c h a ra c te r (5)* O c c a s i o n a l l y , such sp e-

1 . F o r d e t a i l s o f H e b b e l * s e a r l y d r a m a t i c p r o j e c t s v . W V pp,
31ff.
2 . ” Wie f e s t h ' à ^ l t d e r Baum e i n e u n r e i f e F r u c h t u n d d e r G e i s t
e i n u n r e i f e s G e b i l d e ! Wie loffcsen s i c h b e i d e w enn s i e g e r e i f t
s i n d v o n s e l b s t a b ! ” T I I 2 8 5 1 , 1 1 . Nov. 1 8 5 3 .
3. L e t t e r t o F l i s e L e n s i n g , 29 N o v .1 8 3 6 , B r . I p . 119.
4. V . T I l o 3 ^ o M arch 1838.
5 . î^or a. d e t a i l e d s t u d y o f H e b b e l *s t h e o r e t i c a l p r e o c c u p a t i o n s
d u r i i ^ . t h i s e a r l y p e r i o d v . _Ag^nes B a ^ e n b j i s c h : D i e T a g e b i i i ^ c h e r
F r i e d r i c h H e b b e l s . Weimar 1 9 3 3 ; p p . 27 f f ------------^----------------
- 19 -

c ific d iscu ssio n s as h i s c ritic ism o f M aler M u e lle r* s Genoveva

(l), a i ’ç a l r e a d y a f o r e s h a d o w i n g o f h i s own d r a m a t i c w o r k , for

n o t h i n g was m o r e s t i m u l a t i n g t o H e b b e l *s m i n d t h a n t h e co n stant

ex ercise o f h is acute c r i t i c a l fac u ltie s. T hese were a l r e a d y

d e v e lo p e d to a rem arkable d e g re e when, at the end^of 1839,

H e b b e l f ee g an t o w r i t e h i s first m a jo r dram a J u d i t h *

As f a r as h i s letters and d i a r i e s a re c o n c e rn e d , H ebbel*s

th eo re tic al th in k in g , l i k e Ludw ig*s p o n d e r i n g o f t h e s e c r e t s

o f Shakespearean dram a, c o n tin u e d to accompany h i s d ram atic

w ork, resp o n d in g to every k in d o f s tim u lu s , b o t h from o u t s i d e

and from h i s own c r e a t i v e process, and r a n g i n g from s p e c u l a t i o n

upon t h ^ l t i m a t e n a t u r e o f drama t o c o n sid eratio n s of d e ta il.

It is from t h e p o i n t o f v ie w o f t h e l a t t e r th a t th ese records

are p a rtic u la rly v alu ab le, th e form er b e in g c o n ta in e d v e ry

larg e ly i n H e b b e l *s s y s t e m a t i c w r i t i n g s , e s p e c ia lly th o se o f

h is e a rlie r p erio d . The d i f f e r e n c e b e tw e e n t h e two i s expressed

l y Hebbel h im s e lf a f t e r the c o m p l e t i o n o f M e i n W prt u d b e r d a s

D i 'a m a : ”B e i m e i n e r H r w i d e r u n g a n H e i b e r g h a b e i c h d ie F ak to ren

m eines G e is te s ein m al i n ihrem G e sc h a ^ ft b e l a u s c h t . Hs s i n d ;

d e re n zwei w irksam ; i c h h a b e im m er d a s g r o ^ s s t e V e r t r a u e n , so

w eit es d ie Sache und i h r e H i c h t i g k e i t im A i l g e m e i n e n b e t r i f f f , '

aber z u g le ic h a u c h d a s g r o ^ s s t e M i s s t r a u e n im E i n z e l n e n . ” ( 2 ) ,

M oreover, th e d iaries and l e t t e r s accom panied e v e r y s t a g e o f

1. V . T I 1475, 2 Feb. 1839.


2 . T IT 2741, J 1 J u l y 1843
— 2o •“

Hebbel process of s e l f - c l a r i f i c a t i o n as a r l r a m a t i s t , and th u s

s u p p l i e d an e x c l u s e i v e l y s u b j e c t i v e n e e d : "Ich r a is o n n ie r e

wo h i u ^ b e r d ie K unst", he once w ro te , " V /eil i c h m i r d iese Pro­

be des T a l e n t s nich t ersparen d a rf, aber ic h habe dabei k e in e n

an d e r en Zweck, als den d er sub j e c t i v e n B eru h ig un g und b i n dazu

e ig e n tlich nur m u^ndlich g e s c h ic k t, wo e i n s p r u n g - u n d s t u ^ c k -

w e i s e s V e r f a k ir e n am O r t ist" ( l ). The e s s a y s and re v ie w s , on

th e o th er hand, em body t h e r e s u l t o f h is m ed itatio n s and p r a c ­

tic a l experience and w ere, in d eed , o ften f e lt by H e b b el t o h av e

a h am pering in flu e n c e upon th e a c tu a l process o f w ritin g p la y s.

For, a l t h o u g h i n s u b s t a n c e t h e y c o n t a i n m an y o f t h e p r o b l e m s

w i t h w h i c h H e b b e l was m o s t d e e p l y c o n c e r n e d , the form i n which

th eu a p p e a r e d was f u n d a m e n t a l l y u n c o n g e n i a l to him . T h eo risin g ,

he d e c l a r e d a g a in and a g a in , accords ill w ith c r e a t i v e w ork

a n d demands s a c r i f i c e s from t h e d r a m a t i s t w hich h e s h o u l d n o t

b e a s k e d t o make (2). "Je mehr d i e L e i o h t i g k e i t des P r o d u e l e -

rens b e i m ir s t e i g t " , he w ro te to th e p h b l i s h e r F e l i x Bamberg

i n 1847, " j e m a n n i g f a l t i g e r und h u n t e r m eine d i o h t e r i s c h e W elt

sich auseinander b r e i t e t , j e g r o ^ s s e r w ird m eine U n f a ÿ h i g k e i t ,

m ic h lib b er d i e P r i n c i p i e n , denen m eine N a tu r d a b e i f o l g t , aus-

z u lassen . F i n A u fs a tz k o s t e t m ir mehr a l s e in e T rago^die" (3)*

1 . L e t t e r t o F e l i x B a m b e r g , 27 May 1 8 4 7 ; IV p . 3 2 .
2. "Nach m e i n e r F r f a h r u n g v e r t r â ^ g t s i c h das T h e o r e t i s i e r e n ,
geschSjJhe es auch n u r z u f a ^ l l i g , b e i G e le g e n k ie it e i n e r K r i t i k ,
a b s o lu t n i c h t m it der P ro d u c tio n , und dagegen habe ic h g e ra d e
d i e s en W in t e r v i e l f a c h v e r s t o s s e n . . . P e n n das K u n s t w e r k w i l l
*wi l l ' di^e g a n z e u n g e t h e i l t e H i n g a b e u n d i c h b e s o n d e r s b e d a r f d e r
a ^ u s s e r p e n K o n c e n t r a t i o n a l l e r m e i n e r K r & ^ f t e , wenn i c h d e n j e -
n i g e n G r a d d e r' L e i o h t i g k e i t e r r e i c h e n w i l l , d e r n a c h m e i n e r M e i -
nung u n b e d in g t noth w en d ig i s t , den a b er f r e i l i c h d ie M e is te n
M i x
27 May 1 8 4 7 ; B r . I V p . ~ ^ l
— 21 —

B ut, alth o u g h Hebbel d id not fin d i t easy to render s t r i c t

and m e th o d ic a l account of the p rin cip le s governing h is work a t

a g iv e n tim e during th e p ro cess o f c r e a tio n and b e l i e v e d t h a t

th e tru e work o f a r t is of n ecessity conceived in th e uncon­

scio u s, he d id n o t co n sid er th is in a n y way i n c o m p a t i b l e w i t h

a sure a n d u n s h aimable k n o w l e d g e o f t h e law s o f dram a i n g e n e r a l

as w e ll as i n a ll p articu lars* "So we n i g e s e i n e n Core;?:;^io g e -

ben kann", he w rote in 1852, "der das H o ^ c h s t e l e i s t e t , ohne

selb st etw as dav o n zu w i s s e n , e b e n so w enig s c h w a ^ c h t , wie

S c h ille rs und G oethes B e i s p i e l b e w e i s t , d ie K en n tn is d er Kunst

und i h r e r G esetze das d i c h t e r i s c h e V e rm oV g en " (l). F o r h e knew

from h i s own e x p e r i e n c e t h a t once th e actu al ex ecu tio n o f a

d r a m a was u n d e r w a y , the d ram atist w o r k e d no l o n g e r i n b l i n d

o b ed ien ce to h is in stin c t, b u t was f u l l y conscious o f h is own

a c tiv ity and th e demands o f h i s m e d i u m (2). T his does n o t mean

th at he d e l i b e r a t e l y r e f l e c t e d upon m a tte r s o f dram atic th eo ry

w h ile engaged in th e w ritin g of a play; on t h e co n trary , h is

w ritin g s prove t h a t m ost o f h i s t h e o r e t i c a l work and o b s e r v a *

tio n s - w ith th e e x c e p tio n o f s p e c i f i c p o in ts r e l a ti n g to h is

1. L e tte r t o A r n o l d H u e g e , 1 5 S e o . 1 8 5 2 , B r , V»f>pA8 f
2 . C f. T I I I 4 2 7 2 , 17 S e p . 1 8 4 7 : "W orin b e s t e h t d i e N a i v i t a ^ t
d e r K u n s t? 1 s t e s w i r k l i c h e i n Z u s t a n d v o llk o im n e n e r Bum pfhieit
i n dem d e r K u ^ n s t l e r N i c h t s v o n s i c h 3 e l b s t w e i s s , N i c h t s v o n
s e i n e r e i g e n e n T a ^ t i g k e i t ? Das i s t u n m o ÿ g l i c h , d e n n w e n n e r
n i c h t e r k e n n t o d e r f u ^ h l t : d i e s e r Zug i s t t i e f , d i e s e r G e d a n k e
i s t s c h S ^ n , warum z e i c h n e t e r d e n e i n e n h i n , wanum h f t j ^ l t e r d e n
a n d e r e n f e s t ? D i e F r s g e w i r d w o h l am e i n f a c h s t e n s o b e a n t w o r t e t :
U n b e w u s s t e r W e i s e e r z e u g t s i c h im K ü j ^ n s t l e r a i l e s S t o f f l i c h e ,
b e i m d r a m a t i s c h e n D l c h t e r ZoB, d i e G e s t a l t e n , d i e S i t u a t i o n , z u —
w e ile n s o g a r d ie ganze H andlung, i h r e r a n e k d o tis c h e n S e i t e n a ch ,
denn das t r i t t p l o ^ f t z l i c h u n d ohne A n k u /n d ig u n g aus d e r P h a n t a -
s i e h e r v o r # A l l é s U e b r i g e a b e r f ^ j ^ l l t no t h w e n d i g i n d e n K r e i s
des B ew usstseyns *
— 22 —

own d r a m a s - was d o n e b e f o r e o r m o r e f r e q u e n t l y a fter, but

rarely d u r i n g what h e c a l l e d t h e " in to x ic a tio n ” o f the a c tu a l

creativ e process. But t h e fact th a t he po ssessed c e r ta in w e ll-

d e f in e d view s a n d was i n t h e h a b i t of ren d erin g frequent

a c c o u n t o f them a t e v e r y s t a g e i n h i s career, did p rovide a

firm b a s is on w hich he c o u ld dep en d and a m e a s u r i n g - s t i c k t o

w h i c h h e was a b l e to r e f e r . M oreover, by c l a r i f y i n g f o r him

th e p rin c ip le s u n d erly in g th e ru le s he fo llo w e d i n h i s dram as,

h is d r a m a t i c t h e o r y may n o t h a v e b e e n w h o l l y i r r e l e v a n t for

h is developm ent, b u t have in f lu e n c e d i n d i r e c t l y the course

w hich he a d o p te d .

B u t H e b b e l was a l v ; ^ s e x c e e d i n g l y w a r y o f a c c o r d i n g t o o

much s i g n i f i c a n c e to h is d ram atic th e o ry , and m ore t h a n once

com plained t h a t ever sin c e h is P r e f a c e to M a ria M agdalena he

had been accused o f la c k in g s p o n ta n e ity , sim ply b ecau se t h i s

proof o f h is ab ility to t a k e an o b j e c t i v e v iew o f h i s own

p lay s had been tak en fo r a sig n of h is "refle ctiv e " approach

to the di'a m a . L u d w i g , on t h e o t h e r h a n d , w ith c h a r a c t e r i s t i c

d iffid en ce, was â w a y s p r e p a r e d t o acknov^ledge h i s fu ll and


/

e v e r grow ing dependence upon h i s t h e o r e t i c a l w ork, esp ecially

i n so far as h i s s t u d y o f S h a k e s p e a r e was c o n c e r n e d . At t h e

sa m e t i m e , h e was f a r m o r e r e a d y e v e n t h a n H e b b e l t o adm it

th a t h is creativ e process, w ith th e ex cep tio n o f th e f i r s t

flash of in sp iratio n , cam e w h o l l y w i t h i n t h e s c o p e o f w h a t h e


— 2 3 —

c alle d ’’c o n s c i o u s purpose and c a l c u l a t i o n ” ( l ) , g iv in g fre e

rein to h is c ritic a l fa c u ltie s even d u rin g th e c o m p o sitio n o f

a p l a y . He h a d a t first hoped t h a t h is p re o c c u p a tio n w ith dra­

m atic t h e o r y m ig h t siim ply be t h e n e c e s s a r y p r e p a r a t i o n fo r h is

own c r e a t i v e w ork, and t h a t , h av in g re a c h e d th e s ta g e o f ma­

tu rity , h e w ould e v e n t u a l l y be a b l e to wean h i m s e l f fro m i t .

Y et t h e m ore i n s i g h t h e seem ed to g a i n i n t o th e n a tu re o f th e

dram a, t h e more he d e s p a i r e d o f r e a c h i n g t h a t s t a g e , u n til he

cam e t o r e g a r d t h e d elib erate p r e o c c u p a tio n w ith th e problem s

o f h is art a s t h e o n l y way t o a tru ly creativ e and, indeed,

spontaneous dram a, n o t only fo r h im s e lf, but also for fu tu re

p lay w rig h ts. ” Der I n s t i n k t ” , h e w r o t e t o w a r d s t h e end o f h i s

career, ”h a t s e i n e U n b e f a n g e n h e i t v e r l o r e n . Doch a u s der % rre,

in d ie w ir durch K ef1 e x io n g e r a t e n , k a n n / uns nur die K e fle -

x ion b e fre ie n , w ir m u^ssen uns d u r c h § ± e voo n

i h r b efreien . U nd s o l l t e es m ein S c h i c k s a l s e i n , dass ic h

an d i e F in d u n g e i n e s Weges m e i n e l e t z t e K raft z u s e tz te und ih n

n ich t s e l b s t begehen k o ^n n te, so w ir d e r v i e l l e i c h t andern

z u g u t e komraen” ( 2 ) .

T h is a s s e r t i o n o f Ludw ig i s t h e more s u r p r i s i n g as h e a lw a y s

had a h o rro r o f an y th in g sav o u rin g rem o tely o f r e f l e c t i o n ,

h o ld in g i t resp o n sib le f o r t h e u n d o i n g o f many d r a m a t i s t s of

1 . ”M e i n V e r f a k i r e n b e i m p o e t i s c h e n S c h a f f e n ” , ^ V I p . 2 1 6 .
2 . - ’’L i e d r a m a t i s c h e n A u f g a b e n d e r Z e i t - M e i n W i l l e u n d Weg” ,
G5 V p . 5 1 .
3.
- 24 -

r e c e n t tim es. T his is p articu larly the case in h is frequent c ri­

ticism s o f t h e work o f S c h i l l e r , whom h e b r a n d s as an i n c o r r i ­

g ib le id e a list who a l l o w e d h i s own r e f l e c t i o n s to o b t r u d e them­

selv es in to h is dramas (l). In c o n tra s t to t h e l a t t e r *s m e t h o d ,

how ever, th ere was t h a t o f the tru e d ram atist, the "rea list",

who may i n d e e d d e l i b e r a t e u p o n h i s m a t e r i a l and i t s ex ecu tio n ,

b u t who d o e s s o w e l l b e f o r e h e s e t s to work (2 ). M oreover, during

h is p e r i o d o f r e f l e c t i o n he i s c a r e f u l not to lo se h im self in

sp ecu latio n s and b a s e h i s th eo ries e x c lu s iv e ly upon " a e s t h e ti c

p h ilo so p h ies", b u t to t a k e h i s stan d f i r m l y on t h e s i d e o f t a n g ­

ib le re a lity . The u n c l o u d e d v i s i o n o f t h e d ra m a tis t, not "the

len s o f a b s t r a c t i o n " m ust be h i s gu id e, for h is approach i s p ri­

m arily th a t o f th e p r a c t is in g artist (g). Thus L udw ig n e v e r t i r e d

o f em phasising th e em inently c o n c re te n a tu re o f th e S h ak esp eare-

3 t u d i e n , whose aim w a s, by means o f t e c h n i c a l and w h o lly o b je c ­

tiv e an aly ses, "to e v o lv e t h e n a t u r e o f dram a o u t of its own

co n d itio n s" ( 4 ). H is d e f i n i t i o n co m e s c u r i o u s l y n e a r t o H e b b e l * s

d e s c r i p t i o n o f a s i m / i l a r work w h ich t h e l a t t e r en v isag ed in

1841: "H in a u s f u ^ h r 1 i c h e s k r i t i s c h e s Werk u f b e r S h a k e s p e a r e

ko ÿ n n t e G e l e g e n h e i t geben. L i n g e ü ÿ b e r d a s Lr ama u n d d i e d arin

herrschende d ich terisch e L arstellu n g s-W eise zu s a g e n , d ie noch

n i e g e s a g t s i n d . Man m u f s s t e , urn s i c h d i e A r b e i t zu e r l e i c h t e r n ,

1 . C f . GS V p p . 2 6 7 , 2 7 5 , 2 8 2 e t c .
2.Cf . i b l d . p 2 5 8
5 . d . i a i d . p . 35 f
4 . i b i d p . 281. H e re Ludw ig e v en c o n s i d e r s t h e p o s s i b i l i t y o f
c o u c h in g h i s d e l i b e r a t i o n s i n l e t t e r :^ 6 m :" in B r i e f en an e in e n
i u n g e n M ann g e r i c h t e t , d e r d e n A u t o r um s e i n e H i l f e g e b e t e n . A u f
G e r v i n u s , G o e t h e u s w . z u v e r w e i s e n i n H i n b l i c k a u f d a s , lAas n i c h t
d e r e i g e n t l i c h p o e t i s oh d r a m a t i s c h e n T e c h n i k a n g e h o f r t ^ *
— 25 —
n i c h t voM A l l g c T i i e i n e n u ÿ b c r g c h e n u n d d a s G a n z e e t w a i n Form

e i n e s r h a p s o d i s c h e n T ag e b u ch e s g e b e n ” ( l ). But w h e re a s to p r o c e e d

from t h e p a r t i c u l a r to th e g en eral c o n s titu te d f o r Ludwig t h e

o n l y p o s s i b l e m eth o d o f com ing to a c le a r un d erstand in g o f th e

n atu re and form o f t h e d r a m a , t o H ç b b e l ’s m i n d i t a p p e a re d m ere­

ly a s a n e x p e d i e n t . S i n c e h e was i n fact n a tu ra lly i n c l i n e d to

fo rm u late the r e s u l t s of h is th in k in g as w e l l as o f h i s dram atic

p rac tic e by means o f f u n d a m e n ta l p r i n c i p l e s , his th eo re tic al

work t e n d s o n t h e w h o l e t o b e eif a m o r e g e n e r a l n a t u r e than th a t

o f Ludw ig and i m p l i e s a d isreg ard f o r t h e m ore p a r t i c u l a r pro-b

b l e m s o f m e t h o d a n d t e c h n i q u e w h i c h c om m o n ly c o n f r o n t t h e dram a­

tist. Such w r itin g s as " M e i n Wort u ^ b e r d a s Lrama" o r t h e P r e ­

face to M a r i a M a;^dalena, w h ic h , though b a se d on p r a c t i c a l ex­

p erien ce, are couched in h ig h ly a b s tr a c t and s p e c u l a t i v e lan ­

guage, appear to c o n firm s u c h an i m p r e s s io n . But s i n c e th ese not

o n ly b e lo n g to a c o m p a r a t i v e l y e a r l y p e r i o d i n H e b b e l ’s c a r e e r ^

but c o n stitu te the le a s t sp ontaneous part of h is th eo re tic al de­

lib e ratio n s, it w ould c l e a r l y be f a l s e t o ju /d g e h i s view s on j


I

dram a w ith o u t tak in g account o f o th er asp ects of h is d ram atic

theory.

W hilst i n H e b b e l's case th e re is thus a danger o f ta k in g an

a ll-to o o n e - s i d e d view o f h i s theo ry and o f i g n o r in g i t s great

v a rie ty o f a p p lica tio n , the stu d e n t o f Ludw ig*s w r i t i n g s is

fa c e d r a t h e r w ith th e o p p o s ite dilem m a. C onfronted by th e im ­

mense p r o f u s i o n o f th e Shakes n e a r e s t u d i e n a lo n e and b a f f l e d by

1. T II 2414, 3o D e c . 1 8 4 1
— 26 —

th e m u ltitu d e of to p ics d i s c u s s e d i n them , he f i n d s it o n ly too

e a s y to be s i d e - t r a c k e d by f i r s t one and t h e n a n o th e r c o n s i d e ­

ratio n - stim u latin g as t h e s e o f t e n are - and to l o s e s i g h t of

th e u n d e rly in g u n ity o f purpose. The r e a s o n f o r b o t h a t t i t u d e s ,

how ever, i n d u c e d t h o u g h t h e y n e c e s s a i ’i l y a re to a certain ex ten t

by t h e p a r t i c i t l a x m ethod a d o p te d by each d r a m a t i s t , is very

larg e ly t h e same and c o n s i s t s in an undue d i s r e g a r d f o r t h e

p ra c tic a l b asis from w h ich b o t h H e b b e l and Ludwig w o rk e d . For

e v o lv in g th eir th eo ries as t h e y d i d , not as d isin te reste d c ri­

tic s, but as p r a c t i s i n g d ram atists and w ith c o n s ta n t r e f e r e n c e ,

d irect or in d ire c t, to th eir own p l a y s , th e y were i n e v i t a b l y

c o n c e r n e d w i t h m any v a r i e d p r o b l e m s , w h ilst a t t h e same t i m e j

rela tin g e v e ry th in g to one par'am ount c o n s i d e r a t i o n : th e p u rsu it ^

of th eir own p e r s o n a l v o c a t i o n . It w ould a p p e a r e s s e n t i a l ,

th erefo re, i n o r d e r to o b tain a b a la n c e d view o f t h e i r d ram atic

th eo ry , to acknow ledge th e l a t t e r * s in te rd e p e n d e n c e bo th w ith

th eir in d iv id u a l creativ e process and w ith t h e i r actu al drama­

tic achievem ents.

T h e p u r p o s e o f a c o m p a r i s o n b e t w e e n two d r a m a t i s t s o f such

d ifferen t calib re as H e b b e l and Ludw ig u n d o u b t e d l y a r e n o t t o

exam ine i n d e ta il every aspect o f t h e i r th eo ry , but ra th e r to

c o n c e n t r a t e on a few v a r i e d p ro b le m s w hich se em e d t o b e o f p a r ­

tic u la r in te re st and c o n c e rn to b o t h , a n d w h i c h h a v e sin i m p o r ­

t a n t b e a rin g upon th e developm ent o f d ra m a tic th e o ry in general*

At t h e same tim e i t is hoped to illu stra te th ereb y th e Æ iffe-


- 27 -
rences i n t h e manner o f t h e i r ap p ro a ch and to throw l i g h t

upon the p u r p o s e s w hich u n d e r l i e t h e work o f t h e creativ e

d ram atist.
B . o ch a t z ky

lo HEBBEL *3 AND LUDWIG *S VIEWS OF TRAGEDY JaS

REVEALED BY THEIR CONCEPTION OF THE TRAGIC

HERO^

A d r a m a tis t's th eo ry of trag e d y , i t has been p o in te d o u t,

c a n e i t h e r be m ere s p e c u l a t i o n on i n t e l l e c t u a l or a e s th e tic

m atters or e sse n tia lly the e x p re ssio n o f h is own " W e l t a n s c h a u -

ung (l). As f a r as t h e v a l i d i t y and im p o rta n c e o f a g iv e n d ra ­

m a tis t's v i e w s o n t r a g e d y ar’e c o n c e r n e d , such a d i s t i n c t i o n ,

sig n ific a n t t h o u g h i t may b e f o r h i s d ram atic p r a c t i c e , may

seem to be o f l i t t l e consequence. But f o r a c o m p a r i s o n o f tw o

such very d if f e r e n t w riters as H e b b e l an d Ludwig i t form s a

v alu a b le s t a r t i n g - p o i n t by s u g g e s t i n g a fundam ental d ifference

in th eir ap p ro ach to t h e problem o f th e t r a g i c h e r o .

A lth o u g h b o t h H e b b e l and Ludw ig v e n t u r e d a t d ifferen t tim es,

in t h e o r y as w e l l as i n p r a c t i c e , in to t h e s p h e r e o f comedy,

th eir c h i e f p r e o c c u p a t i o n was a l w a y s w i t h t r a g e d y . Its n atu re

and i t s demands u p o n t h e i r art were c o n s t a n t l y th e s u b je c t of

th eir d e lib era tio n s, and form , in d eed , th e v ery c e n tre o f t h e i r

d ram atic theory. T hat f o r H ebbel t r a g e d y form ed a ls o th e v e ry y/

c e n t r e o f h i s g e n e r a l view o f l i f e , as i t shaped i t s e l f during

a lo n g and arduous p r o c e s s of se lf-d isc ip lin e and s e l f - e d u ­

c a tio n can h a rd ly be d en ied . From an e a r l y age s u f f e r i n g and

p r i v a t i o n h a d p e r m i t t e d him l i t t l e o f the lig h te r sid e of lif e ,

and t h e m ost i n t i m a t e r e c o r d s of h is in n e r developm ent, h is

1 . x . E . L . S t a h l , "The G e n e s i s o f S c h i l l e r ' s T h e o r y o f T r a g e d y "


i n German S t u d i e s , p r e s e n t e d t o P r o f e s s o r H . G . F i e d l e r , O x f o r d
1 9 5 8 , p p . 4o4 f f .
- 2 -

e arly d iaries and l e t t e r s , r e v e a l to an u n u s u a l d e g r e e t h e

te n sio n caused in the p o e t ’s m i n d by u n h a p p y a n d h a m p e r i n g

circu m stan ces and h i s q u ite d isp ro p o rtio n ate artistic sen si­

b ility . C o n flict was s o much t h e e s s e n c e o f h i s b ein g th a t

th e " r i f t "in h is own h e a r t m ade h i m s e e a r i f t i n t h e whole

w orld o rd e r, whose g o v e r n i n g p r i n c i p l e a p p e a r e d t o him t o b e

strife an d iialism (l). That l i f e fo r th e i n d i v i d u a l was

au stere and r e l e n t l e s s H ebbel b e l i e v e d to be th e o n ly r e a l

tru th - a t r u t h w h i c h no o n e , least of a ll the d ram atist con­

c e rn e d w ith u ltim a te r e a l i t y , cou ld ig n o re . In a very r e a l

sense th is may b e c a l l e d H e b b e l ' s p h ilo so p h y o f l i f e , m ould­

ed by p h i l o s o p h i c a l thought c u rre n t in his day and y e t fu lly

in tu n e w ith th e p rom ptings of h is own n a t u r e . But w h e th e r

em p iric o r m e tap h y sic a l - and t h e r e i s no d o u b t t h a t during

h is e a rlie r p e rio d Hebbel in c lin e d v e ry d e f i n i te l y tow ards

th e l a t t e r (2) - t h e v iew o f th e w o rld w hich H e b b el h a d con­

s t r u c t e d f o r h im s e lf even p r io r to h i s first t r a g e d y was

esse n tia lly trag ic, a n d came t o d om inate n o t o n ly h i s life ,

b u t t h e w hole o f h i s w ork. For a r t , he b e lie v e d , was n o t h i n g

if not th e h ig h est ex p ressio n o f l i f e , / a n d th e d ra m a tist

m u s t g i v e no m o r e a n d no l e s s th an the essence o f h is own

l o C f . h i s l e t t e r t o C h a r l o t t e R o u s s e a u , 25 O c t . 1 3 3 8 ; B r . 1
p . 348.
2o F o r a n e x a m i n a t i o n o f H e b b e l * s v i e w s o n t r a g e d y o n t h e s e
l i n e s o f . A .S c h e u n e r t, P e r P a n tra g is m u s a l s System d e r W elt­
a n s c h a u u n g : u n d A s t h e t i k - F r i e d r i c h H e b b e l s .I^ am bur^ a n d L e i p z i g
1 9 0 3 r ^ • Z i n k e r n a K e l o Die G r u n d l a ^ e n d e r H e b b e l s c h e n T r a g S d i e
B e r l i n 19o4- A b a la n c e d e s t i m a t e o f th e p la c e o f m e ta p h y s ic s
i n t h e w o r k o ^ H e b b e l i s g i v e n b y A . S c h a p i e r e , "Zu H e b b e l *s
A n s c h a u u n g e n li/^ber d i e K u n s t u n d k f b i s t l e r i s c h e s S c h a f f e n " i n
A r c h i v fCbe s y s t e m a t i s c h e P h i l o s o p h i e . I I A b t . X I I I , B d . H e f t 2 ,
1907
- 3 -
deepest co n v ictio n .

L u d w ig 's fo rm ativ e y e a rs , to o , th o u g h lüessed w i t h a m ore

s t a b l e background, were n o t w i t h o u t th e ir h ard sh ip s and d i s ­

ap p o in tm en ts, as w e l l as t h e inner c o n flic ts o f g en iu s u n a b le

to come t o term s w ith i t s e l f . For m ost o f h i s life h e was b e ­

set by i l l n e s s and th e a n x ie ty about h is ab ility to acco m p lish

h is task , each r e a c t i n g upon th e o th e r and g iv in g r i s e to a

nervous s e n s i b i l i t y f r o m w h i c h h e was n e v e r w h o l l y f r e e . But

a ll th ese were p e r s o n a l m a t t e r s , and h a d l i t t l e b e a r i n g on

L u d w ig 's g e n e r a l co n v ictio n th a t life was g o o d , b e a u t i f u l and

h a rm o n io u s. B eing o f a s o l i t a r y d isp o sitio n and a b le to order

h is life alm ost e n tirely acco rd in g to h is own c o n v e n i e n c e , he

n e v e r e x p e r i e n c e d any r e a l o p p o s i t i o n from t h e w o r ld o u t s i d e ,

or the i n n e r n e ed to come t o term s w ith th e c o n flicts of lif e .

H is own n a t u r e l a c k e d t h e h a r s h e r , m o r e r i g o r o u s sid e th at

was i n H e b b e l , and h i s g en ia lity and q u ie t humour p e rv a d e

m ost o f h i s w ork. I n d e e d , . a f t e r h e h a d w r i t t e n a comedy en­

t i t l e d Hanns F r e i (l), L u d w i g was s t i l l i n 1845 o f t h e o p in io n

th at t h e h u m o r i s t i c n o v e l was h i s proper genre, to w hich h i s

own n a t u r e as w e l l as h i s . s t u d i e s were attu n ed ( 2 ). A gain and

a g a in he dadeavoured to t u r n to the l ig h t e r kinds of p o etic

creatio n , w h e t h e r i n comedy o r i n the p ro v in c ia l n o v el, and

1 . V. GS_ I I I p p . 561 f f . The p l a y was w r i t t e n i n 1 8 4 2 .


2 . tJ f. L e t t e r to L .A m brunn 17 M arch 4 5 ; B r i e f e . e d . c i t . .
p . 155 and L e t t e r t o E .V i/inkler, F a s t e r 1 8 4 5 , i b i d p . 157,
i n view o f th e v ig o u r o f t h e i r p resen ta tio n and th e im m ediacy

of th eir ap p eal, one i s b a f f l e d b y L u d w i g ’s s e e m i n g l y i r r e s i s ­

tib le p red ilec tio n for th e tr a g ic genre. Even w here h i s work

touches the sp rin g s o f g enuine tr a g e d y , it is o f a q uiet and

resig n ed q u ality , rev ealin g a n a tu ra l d isin clin atio n for a ll

th e v io le n t co n flicts ch aracteristic o f m ost trag ed ies, in

p a rticu la r th o se of % akespeare. B u t t h o u g h h e l a c k e d many o f

th e quali^ries o f a t r a g i c p o e t , L u d w i g was t o o s i n c e r e an a r­

tist to c u ltiv a te d e lib era tely a medium f o r w h ic h h e f e l t h im ­

se lf to be i l l - a d a p t e d . On t h e c o n trary , it is one o f t h e

iro n ie s o f h is career th at the g re a te r the apparent o b sta c le s ,

t h e m ore he b e l i e v e d i n h i s own p e r f e c t i b i l i t y - or at le a st

in th e need fo r e x p lo rin g to th e utm o st o f h is c a p a c i t y what

he felt in tu itiv e ly to be th e h ig h e s t f o r m o f a r t . T h i s wa s

Shakespearean trag e d y , t h e p a t i e n t s t u d y o f w hich r e v e a l e d a

w o rld o f such m agnitude t h a t it o u tw eig h ed in h is eyes any­

t h i n g w hich t h e d ram a tist cou ld c r e a te f o r h i m s e l f from h i s

own v i e w o f l i f e . The r e l a t i o n b e t w e e n l i f e and a r t was n o t

as i n t i m a t e f o r Ludwig as i t was f o r H e b b e l , a n d h e d i d n o t

fin d i t e sse n tia l th a t the d ram a tist sh o u ld f i r s t feel th e

p ulse o f l i f e q uicken in g in h i s own v e i n s b efo re he co u ld l e t

it beat through h is dram as. L i t t l e ^ in d e e d , o f any p h i l o s o p h y

of life h e may h a v e h a d i s d isc ern ib le i n L u d w i g ’s w r i t i n g s ,

and i t can be assum ed t h e r e f o r e th at it had l i t t l e d irect

b e a rin g upon h is theory o f


- 5 -
trag e d y (l). B e in g c o n c e rn e d w ith t h e m ethods r a t h e r th a n w ith

th e u ltim ate aim s o f d ra m a , h e w a s , i n f a c t , stric tly opposed

to p h ilo so p h y in any form as a means o f a p p r o a c h , a n d no o n e

was m o r e a n x i o u s th a n h e to e x c lu d e from dram atic th eo ry every­

t h i n g w h i c h d i d n o t come w i t h i n t h e s p h e r e o f w h a t h e c a l l e d

"tan g ib le rea lity " ( 2 ). T he o n l y r e a l i t y as f a r as t h e m o d ern

d ram a tist was c o n c e r n e d was t h a t o f Shakespearean tra g e d y , and

by opposing i t to p h ilo so p h ical co n sid eratio n s o f any k i n d , he

was e n d e a v o u r i n g t o e m p h a s is e t h e p a ra m o u n t i m p o r t a n c e o f an

em inently co n crete approach. For he b e lie v e d th a t the stu d y o f

trag ic art, in s p ite of its obvious in te lle c tu a l q u a lity , coul^

be p r e s e r v e d from d e g e n e r a t i n g in to "mere s p e c u l a t i o n " if it

was b a s e d , n o t, in d eed , upon th e d r a m a t i s t ’s own c l e a r l y de­

fin ed e 1 1 a n s c h auun,£C, b u t s i m p l y a n d s o l e l y u p o n t h e contem ­

p la tio n of great and l i v i n g trag e d ie s, and s u p p o r t e d by th e

in sig h t g a i n e d f r o m h i s wwn d r a m a t i c p a c t i c e .

W h i l s t L u d w i g wa s t h u s esse n tia lly a f r a i d o f p h ilo s o p h y and

regarded i t as an a b s t r a c t b ra n c h o f s tu d y to be a v o i d e d by

th e p ra c tis in g d r a m a ti s t , f o r Hebbel i t c o n s titu te d but an­

o t h e r way o f a p p r o a c h i n g t h e s o l u t i o n o f l i f e ’s m a j o r p r o b l e m s

w i t h w h i c h t h e d r a m a i t s e l f was c o n c e r n e d . Ihrama a n d p h i l o s o ­

phy, he argued, em ployed v e r y d i f f e r e n t m eans, b u t th e e n d was

1 . No e x t i a u s t i v e s t u d y h a s s o f a r b e e n made o f L u d w i g ’s a t t i ­
t u d e to p h i l o s o p h y as s u c h . For a b r i e f a n a l y s i s o f t h e
q u e s t io n v . K a rl H o l l . "O tto L u d v ig -Problèm e^ i n G e rm a n isc h -
E o m a n i s c h e M p n a t s s c h r i f t I V , 1 9 1 4 , p p . 88 f f .
2% D i e d r a m a t i s c h e n A u f g a b e n d e r Z e i t - M e i n W i l l e u n d Weg"
GS V p . 35.
- 6 -

in ev itab ly t h e same ( l )# A d r a m a t i s t and t h e o r i s t such as

O tto L udw ig, th erefo re, p r e o c c u p ie d c h i e f l y w ith m ethod and

tech n iq u e, c o u l d d e r i v e no b e n e f i t from p h i l o s o p h y , w hereas

H ebbel, who c o n s t a n t l y r e f l e c t e d u p o n t h e u l t i m a t e n a t u r e o f

tragedy, o fte n expressed h im se lf in p h ilo so p h ic a l term s, and

some o f h i s m a j o r t h e o r e t i c a l w ritin g s te n d thus to g i v e *t h e

im p re s s io n t h a t he f a i l e d to draw a s u f f i c i e n t l y c le ar d is­

t i n c t i o n betw een th e realm o f p h ilo s o p h y and th e re a lm o f

d r a m a . How f a r th is is in fact co rrect a n d how f a r h i s approach

d iffers from t h a t o f L udw ig w i l l b e s t b e s e e n by b a s i n g th e

present c o n s i d e r a t i o n o f th ie - t h e o r y o f t r a g e d y on t h e p ro b le m

of the t r a g i c h e ro ; th e p r a c tic a l im p licatio n s o f th is problem

w ill, it i s h o p e d , m ake a m o r e b a l a n c e d c o m p a r i s o n p o s s i b l e .

It is in te re stin g to n ote at the ou tset t h a t H ebbel him - !

s e l f to a certain ex ten t f o s te re d th e k ind o f s p e c u la tiv e

a ttitu d e which t a k e s a c c o u n t more o f t h e p h i l o s o p h i c a l con­

ten t o f h is Llramas t h a n o f t h e c o n c r e te m ethod o f p r e s e n t a t i o n ;

" I c h b i n m ir b e w u s s t" , he w rote i n 1844, "dass d ie in d iv id u e l-

le n L ebens-ProC esse, d ie ich d a r s t e l l e und noch d a r s t e l l e n

w erde, m it den j e t z t obschw ebenden a llg e m e in e n P r i n C i p i e n -

F ra g e n i n e n g s t e r V erb in d un g s t e h e n , u n d o b g l e i c h es m ich

n i c h t unangenetim b e r f t h r e n k o n n t e , dass die K r i t ik b is h e r fast

a u s s c h l i e s s l i c h m e i n e G e s t a l t e n i n * s Auge f a s s t e , und d ie

1. Cf. "M ein W ort fib e r d a s D r a m a " ,/ w XI p , 29,


1843 -
- 7 -

I deen, d ie s le r e p r 8s e n t i e r e n , u n b erû ck sich tig t lie ss, indem

ich h i e r i n wohl n i c h t m it U n r e c h t den h e s t e n B ew eis f â r d ie

w irk lic h e L eb e n d ig k e it d ieser G estalten erb lick te, so m uss i c h

n u n d o ch w ü n s c h e n , dass d iess e i n E n d e n e h m e n , u n d d a s s man

a u c h dem z w e i t e n F a k t o r e i n i g e V^flrdigung w i d e r f a l i r e n l a s s e n

m o^ge*. . " ( l ) I n s t e a d o f e m p h a s is in g t h e human, e sse n tia lly

d ram atic q u ality o f h is play s, Hebbel - p a rticu la rly in h is

e a rly w ritin g s - p o in ts re p e a te d ly to th e u n i v e r s a l problem s

and a l l - t r a n s c e n d i n g ideas r e p r e s e n t e d i n them , w h i l s t th e

fate o f the in d iv id u a l hero or h e ro in e a f t e r whom a p a r t i c u l a r

play "happens" to be named i s a l l e g e d t o b e o f s e c o n d a r y im­

p o rtan ce. Such an a t t i t u d e is n o t c o n f in e d to H ebbel*s th eo ry

o f trag ed y , but has its ro o ts in a view o f th e i n d i v i d u a l

w hich he h ad h e l d from an e a r l y age and w hich he d e s c r i b e d as

h is "own p h i l o s o p h y " :

"Es g i e b t nur e in e N o th w en d ig k eit, die, dass d i e W elt

b e s t e h t , w ie es aber den I n d i v i d u e n d a r i n erg eh t, ist

g l e i c h g d / l t i g , e in M ensch, der s ic h in L eid v e rz e h rt

und e in B ia tt, das v o r der Z e it verv velkt, s i n d vor.

d e r h ë c h s t e n M acht g l e i c h v i e l ••• d e r Baum h a t der

B lo tte r im Ï Ï b e r f l u s s u n d d i e W elt d e r Mens c h e n " (2 ).

Such an a t t i t u d e , w h i c h no l o n g e r fin d s th e cen tre o f g ra v ity

of life ex clu siv ely in the in d iv id u al, is not w ithout i t s

dangers and c o r^ o n ts th e d ra m a tist w ith p ro b lem s m ore a k in

! • P r e f a c e t o M a r i a M a ^ d a l e n a ^ 1 8 4 4 ; W XI p . 48.
2 . T I I 2 8 8 1 , 21 N o v . 1 8 4 5 . -
- 8 -

to the im personal c h a r a c t e r o f G reek tr a g e d y th a n t h a t o f mo­

dern d r a m a w h i c h p; l a c e s a ll th e em phasis upon t h e in d iv id u al

(l). As e a r l y as 1 8 3 8 , b e fo r e he had em barked upon h i s own

d ram atic career, Hebbel d efin ed th e d i f f e r e n c e betw een th e

tw o k i n d s o f dram a as t h e e x p lo rin g o f th e m y ste rie s o f F ate

on th e one h an d and o f th e f u n d a m e n t a l la w s g o v e r n i n g human

n atu re on t h e o t h e r - " M e n s c h —N a t u r u n d M e n s c h e n f G o s c h i c k " ( 2 )«

He h i m s e l f s a w no r e a l d is c re p a n c y betw een th e tw o, except

th at, # iilst the in d iv id u a l c o n stitu te d for th e G reeks a means

to an end, for t h e m odern d r a m a t i s t he w as, i n fact, the v e ry

c e n t r e u p o n w hich t h e trag ed y rev o lv ed . In a t t e m p t i n g to

e s t a b l i s h H e b b e l *s own p o s i t i o n - a m a t t e r w hich h e '^ h im s e lf

c o n stan tly faced in a v e ry c o n s c io u s manner - it m ust n o t be

o verlo o k ed th a t as far as t h e m a j o r i t y of h is play s are con­

cerned, th e em phasis in the' i n i t i a l stag es o f h is creativ e

p r o c e s s l a y p r e d o m i n a n t l y on c h a r a c t e r . More t h a n o n c e H e b b e l

records in h is d i a r y how h i s i m a g i n a t i o n was c a u g h t b y som e

great h is to ric a l fig u re and t h e p o s s i b i l i t i e s w hich i t seem ed

to offer to the d ram a tist (3). Thus, a l t h o u g h h e may l a t e r

refer to C h ristia n atonem ent as t h e i d e a o f Genoveva ( 4 ) . th e

actu al stim ulus to h is work on t h e s u b j e c t was p r o v i d e d by

none a t h e r th an th e ch aracter of Golo ( 5 ) ,and durin g h i s

l o C f . W XI p . Ao.
2 . T I l o 3 4 , lo M arch 1 8 3 8 .
3o V# h i s n o t e s o n N a p o l e o n ( I I l o l 2 , 6 M a r c h 1 8 3 8 ) , o n t h e
E m p e r o r M a x i m i l i a n (T I 5 4 5 , 3o D e c . 1 8 3 6 ) a n d o n H o l o f e r n e s
(W X I I I p . 6 , 1 8 4 o ) - 4 . T I I 2 3 3 7 , 2 9 May 1 8 4 1 . - 5 . " I c h h a b e
o f t û b e r d i e s e n S t o f f n a c h g e d a c h t u n d f i n d e s e i n e n d r am a t i -
s c h e n G e h a l t n u r im C h a r a k t e r d e s G o l o . . . D e r d r a m a t i s c h e D i c h -
t e r k a n n den Golo d e s a l t e n V o l k s b u c h s n i c h t . b r au c h e n , , n u r

e in e T ragfldie" - T I 1475, 2 Feb 1839.


- 9 -
w ork on H ero des u n d M ariam ne h e w r o t e : " D i e s s Kg n i g s b i l d k a n n

etv;as w e rd en , in den C h a r a c t e r des H ero d es h i n e i n ist aber

auch d ie ganze B edeutung des Dramas z u l e g e n " (l). In the

p lay s o f h is e a rlie r p erio d , in d eed , th ere is u n m istak ^ ab le

ev id en ce o f a n a l l 9 oo s u b j e c t i v e a ttitu d e tow ards the tr a g ic

hero w hich i s absent i n L u d w i g *s w o r k a n d w h i c h H e b b e l h i m s e l f t

later condem ned. In fact, th e d a n g e r o f m aking h i s p rin cip al

c h a r a c t e r s m ere v e s s e l s for h is id eas was for th e latter far

less re a l than th at o f m ak in g them l a c k any s y m b o l i c a l s i g n i ­

fican ce and R e g e n e r a te , as h e f e a r e d J u d i t h m ig h t do, in to a

" b lo s s e Hxegese ein es d u n k le n M â d c h e n -C h a r a c t e r s ” ( 2 ).

The d u t y o f t h e d ram atist vjas c l e a r to H ebbel from t h e b e ­

g i n n i n g : h e m ust cap ture th e soul o f h is ch aracters in i t s

m ost ephem eral and d e l i c a t e phases w ith o u t m aking t h o s e q u a li­

tie s p e rta in in g so le ly to the in d iv id u a l the b a sis o f h is |


!
d r# ia, by r e l a t i n g t h e o f t e n b i z a r r e masks o f t h e s p i r i t to !

th at w hich i s ex ternal and p r e s e n t i n g th e e te rn al in the p la s tic

shape o f d ram atic c h a ra c te r ( 3 ) . He w i l l n o t achieve t h i s ,

how ever, by m ere ly a n a ly s in g e v ery m in u te p a r t o f a charac­

te r 's p s y c h o lo g ic a l m ake-up, b u t by m erging i t w ith problem s

o f m ore t h a n p e r s o n a l ijn pa rrt a n d t h e r e b y r a i s i n g th e in d iv i­

dual to a l e v e l where h e s y m b o l is e s the deepest problem s of

hum anity i t s e l f (4 ). Such a c o n c e p tio n n e c e s s a r i l y im p lies

1 . 3?f i l l 4 o o 4 , 4 M a r c h 1 8 4 7 .
2. T 1 1 .1 8 7 2 , 3 Ja n . 184o,
3. ? f L e t t e r to E lis e L ean in g , 18 June 1837; B r .I p . 2 1 2 ..—
4 . O f W XI p . 45.
— lo —

th at th e c h a ra c te r o f H e b b e l ’s t r a g i c heroes is shaped s o le ly

tow ards th is all-im p o rtan t end, w h ilst th o se tra its w hich

h a v e no d i r e c t and a b s o lu te b e a rin g upon t h e i r fate in the

co n tex t o f the ete rn al c o n flicts of life are d iscard ed . The

in d iv id u a l case m ight be ex trem e - and H ebbel a rg u e d t h a t

e v e n t h e m ost e x cep tio n al ch aracters can p ro v id e apt m a te ria l

for th e trag ic part ab le to p e n e tra te to f u n d a m e n t a l human

p rin cip le s (l ) - but it was s t i l l o n ly by c o n c e n t r a t i n g u p o n

th e e sse n tia ls in th eir p ersonaJ_ity and a c tio n s th at th e dra­

m atist, far from d e t r a c t i n g from t h e i r e s s e n t ia l hum anity,

co u ld ensure the u n i v e r s a l it y of th e ir ap p eal, as lo n g as

fee lin g a n d n o t c o l d r e a s o n i n g was h i s c h i e f means ( 2 ).

But i t is p rec ise ly on t h i s s c o r e t h a t L udw ig c o n s i d e r e d

H ebbel to have failed in the p o rtray al o f tra g ic ch aracter,

a c c u s i n g him o f c o l d n e s s and p u r e l y in te lle ctu al approach.

"H eb b el'^s C h a r a k t e r e ” , h e w r i t e s , " s i n d Tag u n d N ach t in ih -

rer v o l l e n W appenzier; jede s e i n e r P e rso n e n i s t h ts t& n d ig

a u f der Jag d nach den e ig n e n c h a r a k t e r i s t i s c h en Z ügen. -

Der C h a r a k t e r i s t in j e dem b i s z u r M onom anie g e s t e i g e r t . S i e

w issen a lle, d a s s & ie O r i g i n a l e s i n d und m S ch ten b e i l e i b e

n ich t anders e r s c h e i n e n ” ( 3 )* S u c h c r i t i c i s m is b a s e d on an

a p p ro a c h w hich i s alm ost e x c l u s i v e l y concerned w ith c h a r a c te r

1 . O f . T I 7 2 0 . 13 A p r i l 1 8 3 7 .
2 j ^ - i t i i d . 1 5 7 5 , 2 May 1 8 3 9 : " G u t z k o w s N e r o . D i e A u f g a b e m ü s s t e
s e y n , den N ero zu v e r m e n s c h l i c h e n . i h n a u f e tw a s E w iges i n d e r
M e n s c h e n -N a tu r zu riick zu fflh re n . Aber n u r das G e fü h l v e r -
m e n s c h l ic h t und v e r m i t t e l t , n i c h t R aisonnem ent u nd S p e c u la ­
tio n ".
3 . GS V p , 3 5 8 , 1 8 5 1 - 5 5 .
- 11 -

a n d w h ic h w ould a dm it i n t o th e sphere of th e dram a n o t h i n g

w h i c h p o i n t e d b e y o n d t h e i m m e d ia te p e r s o n a l i t y o f t h e h e r o , The

w h o l e n a t u r e o f L u d w i g ’s c r e a t i v e p ro c e ss, m oreover, was f a r

m ore i n t i m a t e l y p s y c h o l o g i c a l t h a n H e b b e l ’s g r a n d i o s e con­

cep tio n s: lav in g , i n b r i e f moments o f i n s p i r a t i o n , co n ceiv ed

h is ch aracters i n some v i v i d l y illu m in ed c h a r a c t e r i s t i c po­

sitio n (l), he p ro c e e d e d to l i v e every phase o f t h e i r d ram atic j


e x isten ce and to im agine a l l t h e m a n i f o l d a^iects o f t h e i r per­

so n a lity . T h i s p r o c e s s was d e v e l o p e d c e a s e l e s s l y i n one d r a m a tic

p ro ject after an o th er, a n d L u d w i g ’s n o t e b o o k s are fille d w ith

m in u te ch aracter sk etch es i n t e i ^ e r s e d w ith pregnant sn atch es of

d ialo g u e and d e t a i l e d r e f e r e n c e s to th e outw ard ap p earan ce o f

h is heroes. The c o n t e m p l a t i o n o f S h a k e s p e a r e a n dram a o n l y h e l p ­

ed to c o n f i r m L u d w i g ’s b e l i e f t h a t th e tr a g ic h e ro m ust be p r e ­

sen ted from many a n g l e s , i.e . in a v a rie ty of situ atio n s and i n

re la tio n to d ifferen t types of ch aracters - i f h e was t o b e e n ­

dowed w ith th at e s s e n t i a l l y human q u a l i t y w h ic h a l o n e c o u ld en­

g a g e t h e s p e c t a t o r ’s a tten tio n and sym pathy ( 2 ). But alth o u g h

th e advantages o f s u c h an e m i n e n t l y r e a l i s t i c m ethod s u g g e s t e d

th em selv es n a tu ra lly t o L u d w i g ’s m i n d , h e was a l s o w ell aw are

o f th e dangers o f c o n c e n t r a t i n g u p o n a c h a r a c t e r ’s p e r s o n a l pe­

c u lia ritie s w ith o u t h a rn e ss in g them t o one t y p i c a l human q u a l i ­

ty w hich w ould r a i s e his fate above th e m e re ly i n d i v i d u a l to a

1 . C f . GS p«.215 f f . " M e i n V e r f a J r i r e n b e i m p o e t i s c h e n S c h a f f e n " .


2 o "Es i s t h i c h t g e n u g , d a s s man n a m e n t l i c h des d r a m a t i s c h e n -
H e l d e n G e s i c h t k e n n e n l e r n t , m an m u s s a u c h s e i n e G e s i c h t e r k e n -
n e n l e r n e n " — i b i d p . 69* Cf." a l s o i b i d . p p . 6 6 , 7 7 , 4 7 8 ,'e-?^-
was - wotfkâiMt'g i n 1 8 4e
- 12 -

al le v e l. Thus w h i l s t condem ning e v e r y t h i n g w h ich s a v o u r e d

o f th e m y stic al and s y m b o lic a l (l), and c o n tin u in g in h is own

p ra c tic e a p red ilec tio n fo r p sy ch o lo g ical d e ta il, L u d w i g cam e

to ev o lv e a t h e o r y w h i c h was t o form t h e v e r y b a s i s o f h is view

of th e trag ic hero. A n x i o u s a s h e was t o b r i d g e the g u lf b e t­

ween t h e in d iv id u al and th e t y p i c a l - a problem w hich i s symp­

to m atic o f much o f L u d w i g *s a r t i s t i c in d ec isio n and w hich form s

th e sta i-tin g -p o in t for h is th eo ry of p o e tic re a lism (2 ) - he

b e liev e d t h a t he h a d found th e o n ly p o s s i b l e s o l u t i o n in Shake­

s p e a r e 's trag ed y of passion . T his im p lied n o th in g le s s th an th e

s u b o r d i n a t i o n , o f t h e h e r o *s c h a r a c t e r and tem p eram en t to an

o v e r r i d i n g human e m o t i o n w h ic h m o u ld s h i s w hole b e i n g and

raises him t o th e h e ig h t o f pure tra g e d y .

"W ir s e h e n e r s t das S t ü c k H o lz als e i n z u r Feuerm achung

w ie a u sd rû c k lic h und vor a lie n a n d e rn gem achtes ; dann

sehen w ir's e r g r i f f e n und z u l e t z t m ehr, wa& d a s F e u e r

d b e rh a u p t m it dem H o l z e a n f & n g t a l s das H olz s e l b e r ,

mehr d ie N a tu r der L e i d e n s c h a f t alsL d i e des C h arak ters

an s i c h ( 3 ). "

I n view o f h i s in ten se in te rest in every fa c e t of h is own

• liero ei^' p s y c h o lo g ic a l m ake-up, h i s claim fo r the su b s id ia ry

fu n ctio n o f ch aracter as " t h e m ere t h r e a d up o n w hich t h e p h a s e s

1 . C f. L u d w ig 's n o t e to h i s p la n n e d C h r i s t u s dram a on w h ich k a


f e d w i - g was w o r k i n g i n 1 8 4 o : " A l l é s M e n s c h l i c h e i s t a n i h n g e - .
w i e s e n .. .A llé s M y stisc h e , K a rfu n k e lm â ssig e , S ym bolische i n der
B ehandlung a u sg e sc h lo sse n " - IV p . 1 7 .
2 . C f i b i d p p . ‘' ^ I 7 5 , 2 5 9 “| 5 I o , i b i d . V I p . 59
3 . GS 7 ^ 6 3 , 1 8 5 1 - 5 5
- 13 -
o f a great p a ssio n are s tr u n g ” ( l ) , and h i s c o n c e p t i o n o f Mac­

b e th , not as an i n d i v i d u a l , but as t h e p erso n ificatio n o f am bi­

tio n ( 2 ), may a p p e a r s u r p r i s i n g . Yet t h e e x p o sitio n o f th e na­

tu re o f p assio n - a t once g r e a t and b e a u t i f u l , dangerous a n d dem

m onic (3) - as t h e d r a m a t i s t ’s c h i e f t a s k , became t h e g u i d i n g

p rin cip le o f h is th eo ry of trag ed y . At t h e s a m e t i m e , a f r a i d o f

an y k i n d o f e x c e s s , Ludwig i n s i s t e d th a t the am a t i s t m ust p o r­

tray o nly th o se p a s s i o n s w hich a r e fam iliar to everyone and


I
whose power e v e ry o n e has at le a s t t o so m e e x t e n t ex p erien ced (4 ) . i

H is own d r a m a t i c p r a c t i c e h a d shown him t h e n ecessity fo r such

a p rin cip le , fo r th e exaggerated d e p ic tio n o f v io le n t em otions -

a h e ritag e f r o m L u d w i g ’s S t u r m u n d L i'a n g m o d e l s - p l a y e d an a l l

too p ro m inen t p a r t in such e a rly plays as Per E ngel von A ugsburg

o f 1836 and th e su b se q u e n t v e r s io n s o f 1840 and 1842 ( 5 ), w h ils t

as late a s 1 8 5 6 t h e s c e n e i n G e n o v e v a , w h e r e G o l o ’s p a s s i o n

th rea te n s to become to o i n t e n s e , gave r i s e to th e r e jo in d e r in

L u d w i g ’s n o t e b o o k : "S ty lisiert! P arf n ich t zu g lû h e n d wahr w e r-

d en ” (6 ).

I n so far as H e b b e l c o n c e r n e d h i m s e l f a t a ll th e o re tic a lly

w ith th e n a tu re of trag ic p assion - and he d i d so p r i m a r i l y in

references to h is e arlie r plays (?) - it is p rec ise ly its in d i-

l o GS V p . 6 3 , 1 8 5 1 - 5 5 .
2. C f. i b i d . p. 1 9 5 , 1851-55: " In d iv id u e n kdnnen k e in S c h ic k s a l
h a b e n , d a s " h e i s s t k e i n t r a g i s c h e s ;denn d ie s s o i l d a s | A llg e m e in e
des m e n s c h lic h e n L o ses a u sd rü c k e n , d ie norm ale G e s t a l t d e s s e l b e n ,
n i c h t e in e A usnahm sw eise, e in e s e i n z e l n e n / F a l l é s m e n s c h i i c h e r A r-
t u n g " . — 3* i b i d . p . 1 85$ I 860—6 5 - — 4 . G f , -i h i d » p . 1 2 3 , 1 8 5 1 —55*
5 o F o r a d e t a i l e d d e s c r i p t i o n and c r i t i c i s m o f t h e s e e a r l y a t -
te m p ts V .M o ritz H e y d r ic h , 0p .c i_ t. I pp. 148 f f . - 6 . ^ i t e d by H ein­
r i c h K r â e g e r , " O tto L u dwigs G e n ^ v e v e - F r a g m ^ t ^ " i n E u p h o r i o n V I ,

nerste"~Natuz' der L e id e n s c h a f t .
— 14 — '
v isu a lisin g q u a l i t y w hich seem ed t o him c h a z 'a c t e r i s t i c . Thus

he w rote o f h is first dram a J u d i t h i n - 184 o : "Und s o h a t der

Kam pf, in dem d i e - E le m e n t e m e i n e r T r a g é d i e s i c h g e g e n s e i t i g

anein an d er zerreib en , d i e h S c h s t e symboG^sche B e d e u t u n g , obwohl

c r y o n _der l e i d e n s c h a f t entzflndet und durch d ie E a llu n g e n des

B lu ts u n d d ie V e r ir r u n g e n der S in n e zu ^nde g e b r a c h t w i r d ” ( l ) .

W >iether i n its phy sical m an ifesta tio n s dr, a s i n H e b b e l *s s u b ­

sequent p lay s, on t h e p u r e l y s p i r i t u a l plan e, p assio n is an

im p o rtan t facto r i n t h e m o t i v a t i o n o f m a n y o f H e b b e l *s t r a g i c

heroes, th o u g h th e manner o f i t s p resen tatio n is o ccasio n ally

so pow erful as t o r e n d e r them m ore t h a n l i f e - s i z e . Taken s o l e ­

ly on t h e p sy ch o lo g ical le v e l, th e hyperb o les o f a H o lo fern es

or th e e g o tism o f a H erodes ap p ear abnorm al, u n ab le to in sp ire

th e s y m p a th y w hich Ludw ig c o n s i d e r e d so n e c e s s a r y for a rig h t

a p p ro ach to th e t r a g i c hero ( 2 ). Thus i n th e eyes o f c r i t i c s |

such as L u d w ig , u n a b l e to see beyond th e im m ediate p e r s o n a l

asp ects o f H e b b e l *s c h a r a c t e r s and u n w i l l i n g to let th e la tte r 's ^

th e o r y o f th e sy m b o lical shape t h e i r in te rp retatio n , he had

failed co m p letely in a d ram atic p r e s e n t a t i o n of p assio n . T h is,

i n H e b b e l's own v i e w , i m p l i e d no l e s s th an th e in a b ility to

c reate ch aracter ( 3 ) . He was n a t u r a l l y u n w i l l i n g t o adm it t h i s

1. L e t t e r t o A u g u s t e S t i c h - C r e l i n g e r , 3 A p r i l 1 8 4 o ; l r . H p . 53
2 . C f . GS V p, 4 3 8 , 1 8 5 7 - 5 8 ; o f . a l s o i b i d . p p . 1 8 9 . 4 4 8
3. " L e i d e n s c h a f t en s e t z e n C h a r a c te r e v o r a u s " , H ebbel w r i t e s i n
a r e p l y t o a c r i t i q u e o f h i s work by J u l i a n S c h m id t i n "D ie
G r e n z b o t e n " o f 1 8 5 o ; I XI p . 3 9 o , 1 8 5 1 ( t h e a r t i c l e i s r e p r i n t e d
i n H e b b e l i n d e r zeit^genSs s i s c h e n K r i t i k , ^H.H. J u t s c h k e ; P e u t —
s c h e L i t e r a t u r denkm a l e d e s 1 8 . u n d 1 ^ . t J s l i r h u n d e i ts_, no . 1 4 5 >
B e r l i n 1 9 1 o , p p * 7 5 f^*
- 15 -
d eficirn ib y and a g la n c e at fig u res s u c h a s G o lo o r K r i e m h i l d

g iv es su b sta n ce to h is claim , w h i l s t show ing a t t h e same t i m e

th at th e an aly sis o f p a s s i o n i n one form o r a n o t h e r co u ld n e v er

be th e s o le aim o f t h e d r a m a ti s t ; o n ly i n so far as i t was set

in t h e w i d e r c o n t e x t o f h u m an s t r i v i n g and o f i t s re la tio n to

t h e m o ra l law i t s e l f did i t assum e any r e a l s i g n i f i e ancco T h is

was i n fact fu lly in a c c o r d a n c e ' w i t h H e b b e l *s t h e o r y and i s

m ost c l e a r l y sta te d in h is P re fa c e to J u l i a , w hich t a k e s the

form o f a v i n d i c a t i o n o f h i s g e n e r a l in ten tio n s as a d ram atist.

( l ). T im e a n d a g a i n t h e p l a y h a d b e e n r e f u s e d a d m i s s i o n t o the

G erm an s t a g e on grounds o f im m o ra lity , a n d H e b b e l was at p ain s

to show t h a t , as l o n g as t h e means w ere n o t c o n f u s e d w i t h t h e

end, th e very re v e rse was t h e case: th at th e n a tu re o f th e he­

ro, and th e r e f o r e t h a t o f th e w hole p l a y , was i n t h e fin al

an aly sis e s s e n t i a l l y m oral. No o n e , i n d e e d , b e l i e v e d m ore

stro n g ly th a n he t h a t t h e i m p r e s s i o n c o n v e y e d b y a d r a m a ijn

its t o t a l i t y m u st be one o f t h e eth ica l order o f th in g s , but

th at th is of n ecessity im plied th a t the f o r c e w hich m a n i f e s t s

itse lf in its in d iv id u a l stag es th ro u g h th e t r a g i c h e ro m ust

be w h o lly opposed to th is, e th ic a l o rd e r. F o r,h e a s k s ,i f th e

trag ic ch aracters do n o t deny, t h e m o r a l l a w , what a v a i l s it

if th e p lay i t s e l f affirm s it? ( 2 ) And o n e o f t h e forces w hich

1 . V. n m i l p p . 1 3 3 f f . •
2 . T I I I 4 1 7 6 , 2o May 1 84 7 .
- 16 -

irnpml t h e trag ic hero to act in th is c o n tr a r y manner i s p assio n —

whose v e r y essence, in Hebbel view , is im m orality and u n re a s o n ,

and which thus form s t h e v e r y s t u f f o f dram a b y r e v e a l i n g th e

n a tu re and c o n s e n u e n c e s o f the in d iv id u a ls tem porary n e g a tio n o f

m o ra], l a w ( l ). O nly i n th is lig h t can the fo llo w in g defence o f

Ju lia be i n t e r p r e t e d :

"U n stre itig f i n de t s i c h i n m e i n e r JüLlia v i e l U n v e r n & n f t i g e s

und v i e l U n s i t t l i c h e s . Ich b e h a u p tc aber, dass gar k ein O r a —,

ma d e n k b a r i s t , w elches n i c h t in a lie n sein en S tad ien unver-

n iln ftig O d e r u n s i t t l i c h w8r e . G-anz n a t û r l i c h , demi i n j e dem

e in z e l n e n otadium û b erw ieg t die L e i d e n s c h a f t , und m it ih r die

H in se itig k eit o d e r d i e M a asS L o sig k e it” ( 2 ).

P a ssio n co n stitu tes th at o v errid in g q u ality in th e hero w hich, if

it does n o t a c t u a l l y give r i s e to h i s ev il in stin c ts, yet stan d s

so effectiv ely in t h e way o f h i s good ones t h a t the c a t as t r o p h y

c a n no l o n g e r b e a v e r t e d ( 5 ), and h e shows h i m s e l f as a "m oral"

b ein g o n ly in t h e o u tco m e o f t h e s t r u g g l e when t h e s u p e r i o r i t y

o f th e m oral code m a n if e s ts ite e lf th ro u g h him . T h i s may t a k e

d ifferen t form s in th e in d iv id u a l plays - th us H erodes und M a ri-

amne, a c c o rd in g to Hebbel h im s e lf , ex alts C h ristia n ity as th e

lo ftie st in stru m en t of c iv ilisa tio n , w h i l s t Gyges u n d s e i n x tin ^

affirm s the e t e r n a l claim s o f m o r a lity and t r a d i t i o n - but al­

io C f. T III 4414, 2o J u n e 1 8 4 8 : " D i e g a n z e d r a m a t i s c h e K u n s t h a t


e s m i t dem U n v e r s t a n d -un d d e r U n s i t t l i c h k e i t z u t h u n , d e n n w as
i s t u n v e r s t S n d ig e r und u n s i t t l i c h e r a l s d i e L e i d e n s c h a f t ? "
2o W X I I I p 1 5 6 . - '
3® ? f . L e t t e r t o G e o r g C o t t a , l o Nov 1 8 5 7 ; P* 74
- 17 -
w ays, H eb b el m stin tain s, in a m anner w hich i s e sse n tia lly dram a­

tic , p resen tin g th e t r a g i c hero first and fo re m o st in a ll h is

p assio n ate d efian ce: "w eil der s i t t l i c h e S i e g {iber L e i d e n s c h a f —

ten , d ie n ic h t vorhanden s in d , j a n i c h t mehr b e d e u t e t a ls, um

m ich v u lg & r auszudrôcken, die l e is tu n g ein er F e u e rs p ritz e , wo

es k e in e n B rand g i e b t " (l).

It is o bv ious f r o m H e b b e l ’s own d r a m a t i c p r a c t i c e th at it

was in fact t h e h e r o ’s m o r a l v i c t o r y o v e r h i s p assio n s rath e r

than t h e n a t u r e o f p a s s i o n i t s e l f w h i c h came i i c r e a s i n g l y to

H is atten tio n - an a p p ro a c h whose i n t e l l e c t u a l q u ality

it was n o t alw ays e a s y , as p l a y s s u c h as A?nes B e r n a u e r o r

G y^es u n d s e i n K ing show, to m erge c o m p l e t e ly i n d ram atic form®

No o n e was m o r e q u ic k t o s e i z e on t h i s th a n L udw ig; in a b rief

c o m m e n t o n o n e o f H e b b e l *s e a r l i e r dram as, M a ria M ag d alen a, he

accuses h im o f t h e c o l d n e s s o f t h e calcu latin g d ram a tist, for

whom c h a r a c t e r s a r e m e r e n u m b e r s , a n d who f a i l s to ex p lo it th e

em in en tly trag ic q u a litie s o f p a ssio n to b r in g a b o u t t h e h e r o ’s

fate ( 2 )® B u t w h i l s t d e n y i n g t o H e b b e l ’s t r a g i c ch aracters

any r e a l d ram atic q u a l i t y , L u d w i g ’s t h e o r y o f p a s s i o n , w here

it to u ch es p o in ts o f fu ndam ental im p o rta n c e , such as th at of

t h e h e r o ’s o f f e n c e a g a in s t th e m oral law , n e c e ssa rily bears a

c ertain r e s e m b l a n c e t o H e b b e l ’s v i e w . Thus h e b e l i e v e d t h a t ,

h o w e v e r p r e o c c u p i e d t h e d r a m a t i s t may j u s t l y be w ith th e de-

1 . L e tte r to G eorg C o t t a ,l o Nov. 1 8 5 7 ; p. 74.


2. O f. GS V p . 557, 184051: " S c h ille r g ieb t sein en Personen
g s e i n e r WSrme, H e b b e l - v o n s e i n e r K & l t e , a n d i b i d . p *
3 5 9 : "D ie L e i d e n s c h a f t i s t an s i c h . . . t r a g i s c h , - w e il s r e s i c h
(*in S c h i c k s a l b e r e i t e t , d a s d e s Mens c h e n e i g n e s i s t #
""18 —

p ictio n of a p articu lar c h a ra c te r in the g rip of a great

p assio n w hich a b s o r b e s and o b sc u re s th e l a t t e r * s m oral se n se ,

h e h i m s e l f m ust ta k e h i s stan d firm ly andnunm istakably on th e

sid e o f m o rality (l). Tragedy th u s tends to tak e th e form o f

a m oral le s so n , sin ce it is th e d r a m a tis t's duty to s h o w how

m an, once he a llo w s h i s p assions to assum e e x c e s s i v e propor­

tio n s, w ill in e v ita b ly h u rl h im s e lf to d e stru ctio n (2). Thus

Shakespeare, w ith o u t im p a irin g o u r com passion f o r the h e ro , is

ab le to raise us to the sta n d p o in t of h is own u n s w e r v i n g m o r a l

jud g m en t, b ein g c a r e f u l to d i s t i n g u i s h b e tw e e n p a s s i o n w hich

is im m oral and th e o b j e c ts o f passio n - s u c h as freedjem , domi­

n io n , love, renow n, - w hich a r e u n im p e a c h a b le (3).

"N ich t die so genannte Id e e , die der G egenstand d e r L e id e n -

s chaft ist; d ie l e i dens c h a f t s e l b s t b e g e h r t , w ird s c h u ld ig

u n d kSm pft; der S te rn b l e i b t unverrftckt und u n g e tr d b t,

aber d er M ensch, der ih n durch S c h u ld e r r e i c h e n w o l l t e ,

s t ü r z t m it gebrochenen F lû g e ln i n die T ie fe " (4),

But in one i m p o r t a n t r e s p e c t Ludw ig d i f f e r e d s t r i k i n g l y from

th e g en erally a c c e p te d view o f p a s s i o n , to w hich H eb b el* s

theory, to o , h a s b een se en to adiiere, nam ely t h a t of its no­

tab le l a c k o f judgm ent. For i t was L u d w i g ' s firm b e l i e f and

one to w hich he gave r e p e a t e d e x p r e s s io n t h a t th e tr a g ic hero,

e v e n w h i l s t u n d e r t h e sway o f a p o w e r f u l p a s s i o n , m ust be

1. C f. GS V p . 454, 1 8 5 7 -5 8 . .
2. p.^2o;
4 ! ■ ^ ^ f ^ r a m a t i s c h e n ^ A u f g a b c n d e r Z e i t , - M e i n W i l l e u n d Weg"
i b i d . p . 53.
- 19 -
fu lly conscious o f t h r m ea su re i n which he i s o ffending ag ain st

th e m oral law ; he m ust, as i t w ere, preach m o r a lity w h ils t

actin g im m orally (l). The q u a lity o f p assio n i t s e l f , m oreover,

is, acco rd in g to L u d w ig 's t h e o r y , one o f s e n s i b i l i t y and p r e ­

sence o f m ind, engendering a d e te rm in a tio n to g a in i t s own

e n d s o f s u c h power and c o n s i s t e n c y t h a t it c a n make e v e n t h e

fo o lish prudent and t h e cow ardly b ra v e ( 2 ), What c a u s e s th e

trag ic o p p o s itio n w ith in th é hero is rath er th e presence of

em otional im p u lse s w hich, b e in g free from a l l law s o f expe­

diency and s u b o r d in a tio n , seek c o n s ta n tly to fru strate th at

very a im w h i c h p a s s i o n i s stra in in g to the u tte rm o st to rea­

lise ( 5 )* By t h u s d i f f e r e n t i a t i n g b etw een im p u lse and p a s s i o n -

”A f f e k t u n d L e i d e n s c h a f t ” - L u d w i g was m a k i n g a c o n s c i o u s and

d e lib e ra te c o n t r a s t betw een h i s theo ry and t h a t o f G oethe,

S c h ille r and H e g e l, a l l o f whom h e c o n s i d e r e d t o h a v e l a b o u r e d

under a ig isc o n c ep tio n o f the n a tu re of tragedy. Thus, w h ilst

ag reein g fu n d a m e n ta lly w ith H e g e l's d i s t i n c t i o n b e t w e e n two

m ain f o rc e s - one im p u ls iv e and b lam ew o rth y , th e o th er reaso n ­

ab le and w h o lly j u d ic io u s - sim u ltan eo u sly activ e w ith in th e

trag ic hero (4 ), he cen su re d h is use o f th e term s " p a s s io n ” on

1 . C f . GS V 0 . 2 2 2 : " S h a k e s p e a r e l & s s t d e n Q h s r a k t c r e n n e b e n i h -
r e r L e i d e n s c h a f t im m er n o c h d a s B e w u s s t s e i n , w i e i h r e L e i d e n ­
s c h a f t s i c h z u r m oral i s chen K egel v e r h S l t , gegen d ie s i e v e r -
s t d s s t . . . J a g o u n d b e i E dm und, d i e s o z u s a g e n M o r a l p r e d i g e n ,
w Shrend s i e u n m o ra lis c h h a n d e ln .- B e i S h a k e sp e a re l i e g t d ie L ia -
l e k t i k in den H elden, b e i S c h i l l e r i n der S i t u a t i o n .
2o C f . GS V p . 4 5 1 , 1 8 5 7 - 5 8
3 . C f. i b i d . p . 445, 1857-58
4. C f. i b i d . p. 184, 186o-65.
“ 2o —
t h e one hand and " p a th o s " on t h e o t h e r , sin ce th is co u ld o n ly

If.ad to con fu sio n and te n d to nut t h e wrong c o n s t r u c t i o n u p o n


th e tru e m eaning o f p a s s io n .

^hen h i s t h e o r y i s v ie w e d from t h i s an g le, it is not sur­

p risin g t h a t L u d w i g was e q u a l l y c ritic a l o f G o e th e 's fam ous

d ictum th at reason a n d a p u r p o s e f u l p a s o i o n c a n h a v e no p l a c e

in th e di am a , and t h a t the trag ic hero is led b lin d ly to h i s

se lf-a p p o in te d fate (l). T h is , Ludwig b e l i e v e d , may h a v e b e e n

tru e o f G re e k dram a, where t h e c ^ A r a c t e r s w ere d e t e r m i n e d i n

th eir a ctio n s and f o llo w e d t h e i r p a ssio n s v/itho ut c h o ic e, but

m odern dram a, if it was t o b e o f a m o r a l n a t u r e , m ust fo llo w

SV iakespe-are's exam ple and a c c o rd to the in d iv id u a l a much g r e a ­

t e r m ea su re o f freedom , the freedom o f c h o ic e b e tw e e n good and

e v il ( 2 ). But t h i s can. o n ly be a c h ie v e d i f th e t r a g i c hero, ar

from b e i n g s p i r i t u a l l y b l i n d , is fu lly aw are o f h i s actio n s -

a t h e o r y w hich s t a n d s in s trik in g c o n trast to L u d w ig 's own

p ra c tic e . B o t h i n Das F r & u l e i n v o n S k u d e r i a n d i n 8 i e P farrose

( 3 ) i r r a t i o n a l behaviour and m adness p l a y an i m p o r t a n t r o l e ,

w h i]st th e pow erful e f f e c t produced by Per E r b fB rs te r is in a '


i
1 . V . L u d w i g ' s q u o t a t i o n o f G o e t h e ' s w o r d s , p u n c t u a t e d b y h i s own
c o m m e n t s : "Im T r a u e r s p i e l e k a n n u n d s o i l d a s S c h i c k s a l , o d e r w e l ­
c h e s e i n e r l e i i s t , d i e e n t s c h i e d e n e N a t u r d e s M ens c h e n , d i e i h n
b l i n d ( b e i o f f n e n Aug e n . t r o t z o f f n e r u n d s e h e n d e r A u ^ e n . d a s w&-
r e d ie ^ h ^ e s o e a r i s c h e F o rm el) da o d e r dor t h i n f f a h r t. w a it en u n d
h e r r s c h e n ; s i e m u ss i h n - n i e m a l s z u f s o n d e r n im m e r v o n j s e i n e m
Zwecke abfG firen; d e r H e ld d a r f s e i n e s V e r s t a n d e s n i c h t m ^ c h t i g
s e i n ( d a s w&re d e r A f f e k t p e r e n n i e r e n d g e d a c h t . d e n n i n d e r _ L e i ­
d e n s c h a f t i s t d a s Moment d e s W i s s e n s . d a i i e r d e r i f ' r e i t j ^ i t j , d e r |
V e r s t and d a r f g a r n i c h t in a ie T rag S d ie e n t r i e r e n , a ls b e i N eben-
p e r s o n e n z u r D é s a v a n t a g é d e s H a u p t h e l d e n " — G^ p p .4 4 5 f*
2 . C f . G S VI P.1Q 7 F o r L u d w i g 's c r i t i c i s m o f S c h i l l e r ' s c o n c e p t i o n
o f p a s s i o n c f . G S V , p . 2 2 1 . - 3 . B o t h Das F r S u l e i n v o n S k u d e r i ( w r i t -
- 21 - I
la rg e m easure clue t o t h e h e r o *s i n a b i l i t y to see beyond h is

own l i m i t e d c o n c e p t i o n o f what i s r i g h t — "im h e l l en W ah n sin n

d e r u ngerecV it un d b l i n d w achsenden L e i d e n s c h a f t ” ( l ) . But in

th is v e ry m adness, as Ludwig a l r e a d y p o i n t e d o u t at a tim e

wVien t h e p o sitio n of trag ic h e r o was s t i l l , o c c u p i e d b y a c h a ­

rac ter c a l le d B ern d t, th ere is a k in d o f c o n s i s t e n c y w hich en­

dows h i s actio n s and d e c is io n s w ith a farsig h ted n ess and s u r e ­

ness o f purpose a ll its own ( 2 ) . W it h h i s m o r e i n t i m a t e k n ow ­

ledge o f S h a k e s p e a r e *s t r a g e d i e s , how ever, th ere cam e t h e de­

sire to estab lish a p recise fo rm u latio n o f the r e la ti o n s h i p in

th e actio n s o f d ra m a tic c h a r a c t e r s b etw een r e a s o n and u n r e a s o n ,

b e tv ;e e n s u r e n e s s o f p u rp o se and s p i r i t u a l b l i n d n e s s , the com­

b in atio n a n d i n t e r a c t i o n o f w hich se em ed to him a t tim es al­

m ost p arad o x ical.

"Der t r a g i s c h e H e ld i s t n i c h t sein e ig n e r H e±r, und doch

fo lg t e r k e in e m frem d e n Zwange. Was e r t h u t , g esch ieh t ohne

sein e S elb stb estim m u n g , doch w i r d e r n i c h t durch e in ^ u s s e ­

r e s b estim m t. S e in e That i s t n i c h t ® cine T h a t, und doch eben

recht nur sein e eigne T h a t, der A u s flu s s s e i n e s g a n z e n We-

sens. So l i e g t d e r Kampf v o n F r e i h e i t u n d N o t w e n d i g k e i t -

a b e r .o h n e d a s s e s ihm b e w u s s t z u w e r d e n b r a u c h t e - im H e l -

den^^elber" (?)•

1 . T h u s L u d w i g h i m s e l f d e s c r i b e s t h e S r b f 8r s t e r i n a l e t t e r t o
■Eduard D e v r i e n t , 1 4 Aug . 1 8 4 9 ; P* 5 5 8
2 . D u r i n g h i s w o r k o n D i e W i l d s c h û t z e n (May 1 8 4 6 - e n d o f 1 8 4 8 )
L u d w i g w r o t e o f t h e E ÿ b f 8r s t e r *s p r e d e c e s s o r : " s e i n e ë n t s c h l û s -
s e m ü s s e n a l l é k o n s e q u e n t aue s e in e m v /lah n sin n .. . e n t s p r i n g en "
SWÜD.53L*"" 5» C i t e d b y L e o n M i s , p p . c i t . I L p . l T 9 y f r o m a n u n ­
p u b l i s h e d MS o f t h e S h a k e s p e a r e s t u d i e n .
- 22 - !

I?or w h e r e a s a great and f u n d a m e n ta l human p a s s i o n , w hich i n ­

tro d u ces in to th e th o u g h ts and deeds o f t h e h e ro a k in d o f


S
gran d io se co nsistency ( l ) , b e a rs w i t h i n i t th e power o f s e l f -

d eterm in atio n , h is in d iv id u al im pulses, by ieo n a rd isin g h is

c o n tro l over h is own a c t i o n s , m ake h i m a s l a v e to h is o^n in ­

escap ab le n atu re. It is the co n stan t s t r u g g l e b etw een th e two

w h ich m ust c h a i* a c te r is e th e trag ic hero and le a d to h i s fin al

d e stru ctio n .

L u d w i g ’s d o ctrin e o f p a s s io n and im p u lse i s th u s seen to

form th e v ery b a s is of h is c o n c e p tio n o f freedom and n e c e s s i t y

in re la tio n to th e in d iv id u a l ; th e prim e r e q u i s i t e o f th és

c o n c e p t i o n wa s t h a t b o t h s h o u l d s p r i n g fro m t h e sam e s o u r c e ?

th e ch aracter o f th e trag ic hero. In th e a sse rtio n of p assio n

th e la tter rev eals the e sse n tia l freedom o f th e in d iv id u a l,

w hich at t h e s/ame t i m e , how ever, is in v a r ia b ly m o d ifie d by h is

own i r z a t i o n a l p erso n ality . It is th is m o d ify in g or c o n d itio n ­

ing force, w hich, alb e it on a v e r y d i f f e r e n t lev e l, p ro v id es

tVie l i n k w ith H e b b e l's th eo ry . H ere th e in d iv id u al, in s p ite


dfi
of h is "in co m ireh en sib le freedom ”, is s e e n i n d e n t i r e l y mew p e r ­

sp ectiv e, one w here t h e conscious ex ercise o f the p e rso n ality

m erely se rv e s to em phasise th e p recario u s re la tio n sh ip i n w hich

he stan d s to t h e w o r ld o f w hich he i s so u n d e n ia b ly a p a r t ( 2 ).

1. G f GS V p . 3 5 9 , 1 8 5 1 - 5 5
2. C f . “^ M e i n W ort û b e r d a s Jhraraa” , W XI p . 3 , 1 8 4 3 .
— 23 —

H is view o f l i f e had caused Hehhel to b e lie v e in th e

p o w erlessn ess of th e in d iv id u a l in the s te r n g rip of d estin y ,

and he c la im e d t h a t acquiescence in the in ex o rab le demands o f

N ecessity was t h e o n l y way i n w h i c h h e c o u l d e x e r c i s e h is so-

c a lle d free w ill (l). L u d w i g ’s c l a i m th at th e tr a g ic hero is

free to choose and t h a t it is his c h o ic e u pon w hich h i s fate

u ltim ately d e p e n d s was u t t e r l y a lien t o H e b b e l ’s fa ta listic

v i e w o f m a n ’s p l a c e in the u n iv e rs e , for alth o u g h a c t i o n was


t
by n a tu re the ex p ressio n o f p erso n al l i b e ^ ^ , he b e lie v e d , th e

i n d i v i d u a l ’s claim for u ltim a te freedom to be fo u n d ed on a

b lissfu l unaw areness o f h is dependence upon th e g e n e r a l law s

o f th e u n iv erse (20* D espite the q u ite ex cep tio n al w ill power

d i s p l a y e d by many o f h i s own c h a r a c t e r s , H ebbel a sse rte d th at

the trag ic h e r o who b r a c e s h im s e lf to so m e . g r e a t and d a r i n g

endeavour does s o , n o t by a s im p le act o f the w i l l, but in

o b ed ien ce to a h ig h er p o w e r o v e r w h i c h h e h a s no co n tro l and

w h ic h u s e s him f o r i t s own e n d s . It is not f o r him to renounce

tht demands o f N a t u r e i n o r d e r t o s a tis fy h is own p e r s o n a l

d esires, however l o f t y ; o n l y N aM re h e r s e l f c a n a b s o l v e him

from h e r own l a w s i n o r d e r to r e a l i s e a great goal for w hich

o r d i n a r y means a r e no l o n g e r s u f f i c i e n t (3). fhe ’’i n s i p i d ”

n o tio n o f th e i n d i v i d u a l ’s s e l f - d e t e r m i n a t i o n is in h is eyes

no l o n g e r ten a b le , and m ust be r e p l a c e d by th e type o f tra g e d y

.
1 ” Der M e n sc h h a t f r e i e n W i l l e n . - d . h . e r k a n n e i n w i l l i g e n
i n ^ s N o th w e n d ig e " . — ^ I I 25o4, l M arch 1 8 4 2 . — 2 . C f, T I I I ,
4 9 § 9 , 21 N o v . 1 8 5 1 . - 3 , C f . W XI p p . 2 8 3 - 4 , 1 8 4 9 .
— 24 —
f

vjhich shows human n a t u r e in i ts ab so lu te dependence upon th e

p o w e rs o f an e x t e r n a l fate (l ) - w hereby H ebbel c o n s c i o u s l y

a llie d h im s e lf w ith S c h ille r (2) as w e l l as i n some m e a s u r e

w ith the trad itio n o f Greek t r a g e d y , w hich c a l l e d fo r the

com plete su b ju g a tio n o f the in d iv id u a l ( 3 ). D e te rm in e d on

every sid e n o t o n ly by h i s own n a t u r e , but by th e h i s t o r i c a l

co n d itio n s i n w hich he f i n d s h i m s e l f , the trag ic hero d isp lay s

in h is actio n s* sim p ly th e w orkings o f h ig h e r N e c e s s ity w h ich ,


'
by th e pow erful com bination o f c ir c im s ta n c e s , le a v e s him i n

fact no o t h e r ch o ice th a n to act as h e does. T h is is what

H e b b e l m e a n s wh en h e s p e a k s w i t h p r i d e o f "the* e q u a t i o n b e t ­

ween a c t i o n and e v e n t ” i n th e th ird act o f M a r i a M a,e:dalena,

w h e r e t h e h e r o i n e ’s "freedom " expresses itse lf in her d ecisio n

to d ie - a d e c i s i o n w hich i s yet d ic ta te d by c ircu m stan ces be­

yond th e compass o f h e r w i l l ( 4 ).

It is, in d eed , ch aracteristic o f H e b b e l ’s approach th at he

n o t o n ly c o n s id e re d K la ra to have been fo rc e d i n to th e s i t u ­

a tio n i n w hich s h e fin d s h e r s e lf (5), but th a t he p laced th e

in itia l co n d itio n o f th a t situ atio n o u tsid e the a c tio n o f th e

p lay , th ereb y ig n o rin g the v ery q u e s t i o n w h i c h was o f p a r a ­

mount im p o rtan ce to h is con tem p o rary , th at o f t h e h e r o ’s p o w e r

to shape h is own d e s t i n y . L o o k i n g b a c k o n D i e M a k k a b & e r L u d w i g

m ig h t sa y o f Ju d ah : "E r, der s ic h verm ass, allés zu s e i n ,

1 . C f . H e b b e l ’s a r t i c l e o n M a s s i n g e r ’s p l a y L u d o v i c o . W X I
n . 2 4 8 , 1 8 4 9 . - 2.Gf i b i d . p . 2 8 3 . - 5 . C f . P r e f a c e t o M a r i a M a ^ -
d a l e n a . i b i d . p. 41, 1844. - 4. C f. L e t t e r t o E l i s e L e n s i n g ,
'67 T'g b ! 1 8 4 F 7 B r . I Î I p . a j o . " 5 . C f . T 3 o o 3 , 4 7 , 23 J a n . 1 8 4 4 .
- 25 -
g leich sam der leid en d e, sc h a ffe n d e G ott der B çfreiu n g s e l b s t ,

und a ls so lch er entzfickt s i c h anzuschauen, nun auch n i c h t s

w elter sich e rs c h e in e n kann, als se in w ille n lo ses V /erkzeug,

dass es G o tt wax, der z e i tw e i l ig in ihm w i r k t e , was e r in s t o l -

zer ^ elb stv erg S tte ru n g für se in en e ig e n e n e n d lic h e n M enschen

h & lt” (l ) ; but from t h e developm ent o f t h i s ch aracter in th e

su c ce ssiv e stag es o f the dram a i t is cle ar t h a t L u d w i g ’s c h ie f

in te re st was t o show, n o t J u d a h ’s w e a k n e s s and e s s e n t i a l de­

p e n d e n c e u p o n G o d , b u t t h e w i l f u l way i n w h i c h h e fo llo w s

freely th e p rom ptings of h is own d e s i r e s and a m b itio n s (2).

H e b b e l ’s t r a g i c heroes, on t h e o t h e r h a n d , not only f e e l them ­

selv es, l i k e Hero d e s , t o b e t h e b l i n d i n s t r u m e n t s o f an i n s c r u ­

tab le fate ( 3 ), but are a ll dom injt e d by t h e s e n s e th at what

they are as w e ll as what t h e y do i s e x a c te d by t h o s e v e r y

pow ers w hich l a t e r s e n d them t o th eir d estru ctio n . W hatever

L u d w i g may h a v e t h o u g h t o f such a n o tio n of th e in d iv id u a l as

a view o f l i f e , h e was c o n v i n c e d t h a t its p rac tic al a p p lica tio n

c o u l d o n l y p r o p e r l y b e made i n th e n o v el: "H ier", he w r ite s in

Hom ans t u d i e n , "herrscht das G efflhl der N o tw en d ig k eit, der

m e n sc h lic h e n G eb undenheit, des E r g e b n is in d ie A bh& ngigkeit

v o n a n d e r n M ftchten" ( 4 ), w h ilst what i s param ount i n the dram a

is th e s e n s e o f freedom , th at "in d om itab le c itad e l of th e s p i­

rit", w h o s e r e p r e s e n t a t i v e m ay b e d e s t r o y e d p h y s i c a l l y , but

1 . C i t e d b y H . L û c k e , " M i t i / j c i l u n g e n a n s O t t o I * u d w i g ’3 l i t e r a r i -
schera N a c h l a s s , - i n P r e u s s i s c h e J a h r b û c h e r . B e r l i n 1 8 6 8 , XXII Bd,
4 . H e f t , p p . 4 8 5 f . - 2 . F o r d e t a i l s o f t h e g r o w t h o f L u d w i g ’s c o n ­
c e p t i o n o f t h e c h a r a c t e r o f Ju d a h from an e a r l y v e r s i o n . D ie
M u t t e r d e r M akkab& er, onw ards c f . L e o n M i s , op_.ci.t.1 p p . 315 f f .
3 . H e ro des u n d M a r i am ne. A ct V s c . v i i i . - 4.GS V I p . 1 6 9 ; c f .
a l s o L b iii* P*
- 26 -
n ^ V f s x m o r a l l y . T he c o m b i n a t i o n o f e v e n t s a n d t h e h e r o *s s e n s e

o f com pulsion, so e sse n tia lly a part o f H e b b e l *s t h e o r y o f t r a ­

gedy, have i n L u d w ig 's o p in io n t h e i r r i g h t f u l p lace ex clu siv ely

in th e ep ic, w here s i t u a t i o n predom inates over c h a ra c te r; w here

as in th e dram a t h e fig u re o f th e hero reig n s suprem e, th e o nly

e ffe ctiv e o p p o sitio n c o n sistin g in h is own e t h i c a l judgm ento

Thus, w hereas H e b b e l's p h ilo so p h y o f l i f e obr u d e s i t s e l f very

m ark ed ly in to h is th eo ry o f the trag ic hero - and w h a te v e r th e

effect on h is d r a m a t i c p r a c t i c e may h a v e b e e n , th e co n sisten cy

w ith w hich i t is expressed leav es little doubt as t o th e genu­

ineness and s i n c e r i t y o f the c o n c e p t i o n - L udw ig e n d e a v o u r e d t o

so lv e the problem i n ex clu siv ely l it e r a r y terras by m aking i t a

q u estio n o f g en res. " I b r a m a t i s c h i s t der M e n s c h , d e r s e i n e r W elt

a n K n e r g i e f l b e r l e g e n u n d dem n u r e i n Z u s a r a r a e n f a l i e n d e r W e l t -

k r& fte und n u r da s e i n eth isch v erk eh rtes Thun, also er s e lb s t

i h r B undesgenossc gegen ih n s e l b s t w ird, û b erw in d en kan n. Er

im p o n iert d i e W elt u n d d r û c k t ihm i h r e n S t e m p e l auf". ( 1)p

Such a fu ndam ental d istin c tio n form ed t h e b a s i s o f L u d w ig 's

c laim t h a t H e b b e l's ch aracters a re o f an e p ic h a t u r e , d e te r­

m ined, as w ere S c h i l l e r ' s trag ic heroes, by " c u l t u r a l - h i s t o r i ­

cal co n stella tio n s" and w ith o u t any p s y c h o l o g ic a l d ep th (2 ).

The u n a s s a i l a b l e r i g h t o f th e trag ic hero to a s s e r t h im s e lf and

t o m ould the co n d itio n s o f h is own f a t e a p p e a r e d t o him t o have

been a l l too d ra stic a lly c u rta ile d by th e co m p ellin g force o f

1 , GS V I p . 168 , ,
2 . C f ± b ± d GS V p . 558 (]£« H e b b e l ) a n d i b i d . p . 257 (iLS. S c h i l l e r ,
- 27 -
h isto ry to w hich b o th gave su c h p ro m in e n c e i n th eir dram as. The

p rev a ilin g im p r e s s io n o f H ebbel*s p la y s from J u d i t h to D ie N i-

b c lu n g en i s , indeed, one o f human b e i n g s stan d in g p recario u sly

b e t w e e n tw o w o r l d s and b e in g sw ep t away b y e v e n t s to o pow erful

for an y th in g but a b so lu te su b m issio n , even though th e in d iv id u a l

situ atio n s may a p p e a r t o h a v e b e e n c r e a t e d b y t h e trag ic hero

h im self. H e r o d e s may k i l l h i s w i f d ’s b r o t h e r and p la c e h e r own

life in jeopardy, but it is the g re a t f o r c e s w hich a re o u tsid e

h i m s e l f and e x e r t th eir i n f l u e n c e u p o n him t h a t give h is actio n s

th e stam p o f i n e v i t a b i l i t y . As e a r l y as F e b r u a r y 1 8 3 9 H e b b e l ,

in a d i s c u s s i o n o f L e n z *s p l a y D i e S p l d a t e n . h a d a s s e r t e d th at

it is th e duty o f th e d ram atist to s h o w , n o t hww a m a n a f f e c t s

th e w o r l d , b u t how t h e w orld a f f e c t s m an ( l ) , but th e co n clu sio n

w hich he drew from t h i s was n o t t h a t the trag ic hero is th ere­

fore p r e d e te r m in e d and h i s ch aracter an a c c o m p lis h e d f a c t , but

th a t, on t h e co n trary , it is h is developm ent w i t h i n h i s own p a r ­

tic u la r s i t u a t i o n w hich a r o u s e s our in te r e s t as b e in g o f t h e

utm ost im portance. T h e a im o f a l l art, he d e c l a r e s , m ust be th e

co n crete rep re se n ta tio n o f th e process of life itse lf, w hich is

one o f c o n tin u a l change and r e - h i r t h , an d w hich c a n o n l y m a n i­

fest itse lf in th e developm ent o f t h e h e r o ' s own s o u l sta g e by

stag e w ith in th e atm osphere s u r r o u n d in g him , "sey d ie se nun

ihm a n g e m e s s e n o d e r n i c h t " (2 ). T his l a s t p aren th etical com m ent,

1 . Cf. T I 1471, 2 F eb. 1839


2 . T I I I 4 2 1 8 , 2o J u n e ( ? ) 1 8 4 7 .
28 —

am biguous t h o u g h i t may s e e m try v i r t u e o f th e laco n ism so cha­

rac teristic of h is th eo re tic al w ritin g s, m ust n o t be t a k e n to

m e a n t h a t H e b b e l was u n a w a r e o f t h e im p o rtan t r u le o f dram a

th at any r e a l developm ent o f c h a r a c t e r m ust be c o n d i t i o n e d by

t h e h e r o ’s clo se and i n e v i t a b l e c o n n e c tio n w ith h is tu at io n .

kor a few y e a r s later he v o ic e d th e c o n v ic tio n th a t win e r e a s in

real life peo p le a re f o r c e d on].y t o o o ften in to situ atio n s w hici

do n o t " c o r r e s p o n d ” t o them , in the dram a t h e n atu re o f th e

trag ic ch aracter and th e p a r t i c u l a r c o n d itio n s i n w hich he is

set m ust be i n e x t r i c a b l y in terw o v en ( l ). The i n t e r - a c t i o n b e t ­

ween c h a r a c t e r and s i t u a t i o n , in f a c t , m u st b e so com plete t h a t

th e hero is no t-m erely "tested " by c i r c u m s t a n c e s , a p lay th in g

of t h e waves w hich can b u t d e s tr o y him , b u t i s seen in every

phase o f h is d e v e lo p m e n t, w hich i s b o th com plete in itse lf and

a lin k in th e g re a t e v o lu tio n ary process o f hum anity ( 2 ). That

th is t h e o r y o f developm ent as an e s s e n t i a l facto r in trag edy

was alread y firm lÿ e s ta b lis h e d b e fo re H ebbel had even begun to

w rite h is first p lay , is proof o f h is a sto n ish in g m a tu rity and

sureness o f purpose. Ju d ith gave but the co n firm atio n o f th is

th eo ry , w hich H e b b el e x p r e s s e d once and f o r a ll in th e o p en in g

pages of " M e i n W o rt f i b e r d a s D r a m a " :

1 . C f. W XI p . 7 1 , w here H eb b el s p e a k s o f t h e "W e c h se1 -G ef1 e c h t


der C h a rc te re und S itu a tio n e n " . - C f. an i n t e r e s t i n g d i a r y
e n t r y o f 1 8 5 5 : " S c h i l l e r s C h a ra c te re s i n d . . . dadurch schS n, dass
s i e g e h a l t e n s i n d , G oethes d a d u rc h , d a ss s i e n i c h t g e h a l t en
s i n d t S c h i l l e r z e ic h n e t den M enschen, d e r i n s e i n e r K r a f t a b g e -
s c h l o s s e n i s t , u n d n u r , w ie e i n S r z ,d u jr c h d i e V e r h S l t n i s s e e r -
n r o b t w i r d , d e s w e g e n w a r e r im h i s t o r i s c h e n D r a m a g r o s s . G o e t h e
m a l t d i e u n e n d l i c h e n S chS p fu n g en des A u g e n b lic k s , d i e ew igen
M o d i f i c a t i o n e n d e s Mens c h e n d u r c h j e d e n S o h r i t t , d e n e r i { J u t , d i e s
i s t d a s Z e i c h e n d e s G e n i e s " - T I l j - 4 , 24 O c t o l 8 3 5 o
- 29 -

"Von a l l e r g r f i s s t ç r W ich tig k eit ist d ie B ehandlung d e r Gha-

ractere . D ie s e d ü r f e n i n keinem F a l l als fertig e ersch ei­

nen, d ie n u r noch a l l e r l e i V erhSO -tnisse d u r c h - u n d a b s p i e -

len , u n d wohl a j l s s e r l i c h an G lftck o d e r U n g liic k , n ich t aber

in n erlic h an K ern und V i^esentiaftigkeit g e w in n e n u n d v e r l i e -

r e n kH n n en .-B iess ist d e r Tod d es D ram as, d e r Tod v o r der

G e b u r t . Nur d a d u r c h , dass e s u n s v e r a n s c h a u l i c h t , w i e das

I n d i v i d u u m im K am pf i ç w i s c h e n s e i n e m p e r s ô n l i c h e n u n d dem

allg em ein en W e itw illen, der d ie T h at, den A u s d ru c k d e r

F re ih e it, im m e r d u r c h d i e B e g e b e n h e i t , den A u sd ru ck d e r

N othw endigkeit, m o d ific irt und u m g e s ta lt e t, sein e Form

u nd s e i n e n Schw erpunct g e w in n t, u nd dass es uns so d ie Na-

tu r a llés mens c h l i c h e n H a n d e l n s k l a r m a c h t " (l).

O nce m ore t h e em phasis upon th e in d iv id u a l is S ig n ific a n t, and

t h o u g h t h i s m ay o c c a s i o n a l l y b e o b s c u r e d b y H e b b e l *s s p e c u l a -

tiv e lan g u ag e, it form s i n fact a fu n d am en tal part of h is prac­

tic a l approach to th e problem o f t h e trag ic hero. Thus agi e a r l y

as 1835 he e x p re s s e d th e b e l i e f t h a t it was t h e d r a m a t i s t *s

d u ty to c o m p l e m e n t h i s t o r y b y s h o w i n g how t h e c h a ra c te r he has

c h o sen to p o r t r a y h a s become w hat h e i s , a m ethod b e s t ex em p li­

f i e d by t h a t " B ib le o f dram a", Shakespeare, who d e p i c t e d th e

very grow th o f p a s s io n , "als VVurzel u n d Baum z u g l e i c h " ( 2 ).

S im ila rly , K le ist earned h is u n q u a lifie d ad m iratio n f o r h av in g ^

] . " M e i n W o rt A b e r d a s Di-ama", 1 8 4 3 , Î p« 4
2 . ’' Ü h e r T h e o d o r K g r n e r u n d H e i n r i c h v o n K l e i s t ,1 8 3 5 ,ib id P# 4 9
- 3o -

- ^ . r i e d r i c h v o n Hombur.p:. e m i n e n t l y s u c c e e d e d i n the por­

tray al o f an i m p o r t a n t c h -T .a cter i n a ll the im m ediacy o f i t s

process of developm ent (l)^ w h i l s t he r e g a r d e d h i s own J u l i a —

for w hich he c la im e d b o th th e m e r i t s and d is a d v a n t a g e s of a

w ork i n w hich t h e s i t u a t i o n i s m ore a c c e n t u a t e d t h a n t h e de­

v elo p m en t o f ch aracter - as an e x c e p t i o n (2). But .th e r e c an be

little doubt th at, w ith the p o s s ib le e x cep tio n o f c h a ra c te rs

such as Golo o r K r i e m h i l d , w here a d e f i n i t e "q u a n titativ e "

d e v e l o p m e n t on t h e p u r e l y p s y c h o l o g i c a l plane can be t r a c e d ,

H e b b e l was p r i m a r i l y concerned w ith th e o u .ality o f d e v elo p m en t.

For the p sy ch o lo g ical rea lism which h e c l a i m e d f o r h i s d ram atic

w ork c o n s i s t s not p rim a rily in d ep ictin g th e grow th o f one do­

m in an t em otion, but ra th e r i n s h o w in g i n w h at m a n n e r man r e ­

a cts to th e changing c o n d itio n s o f th e o u ts id e w orld ( 3)0 fhe

m ajo rity of h is trag ic heroes are, indeed, too r i g i d to be

effectiv ely m oulded i n t h e o r d i n a r y s e n s e by t h e force of

e v e n ts ; b u t by a s u b t l e in terw eav in g o f c h a ra c te r and s i t u a t i o n

H ebbel succeeds in ra is in g th e manner o f t h e i r reactio n s to a

lev el w here t h e y a re s e e n i n a process o f developm ent o f w hich

th ey t h e m s e l v e s may h a r d l y b e ^ w a r e . The n a t u r a l o p e r a t i o n o f

th e course of h isto ry th u s becomes m a n i f e s t e d i n t h e i r own

1 . C f , r e v i e w o f " Der P r i n z v o n H o m b u r g o d e r d i e S c h l a c h t b e i
F e h r b e l l i n ” , 1 8 5 o , W XI p . 333
2 . C f . T I I I 4 3 1 2 , 24 O c t . 1 8 4 7 .
3 . C f . T I V 6 0 8 5 , 23 F e b . 1 8 6 3 : Mens c h e n a b e r k e n n * i c h , d e n n
i c h b i n s e l b s t e i n e r , u n d wenn i c h a u c h n i c h t w e i s s , _wie e r a u s
d e r V /e lt e n t s p r i n g t , s o w e i s s i c h d o c h s e h r w o h l , w i e e r , e i n -
rnal e n t s p r u n g e n , a u f s i e z u rf tc k w i r k t ” .
- 31 -
P ersonal ex isten ce and co n d u ct to an e x t e n t w hich H eh h el h o p e d

w ould p o in t beyond th e s p h e re o f any p a r t i c u l a r dram a. W hat i s

to be r e g r e tte d is th at in h is later p e rio d , Hebbel did not al­

ways av o id th e te m p ta tio n o f la y in g ex cessiv e em phasis upon

th ese w ider im p licatio n s o f th e w orld p ro c e ss to th e d étrim en t

of t h e human a p p e a l o f h i s trag ic heroes. Thus h i s a v o w e d a im

in w r i t i n g M o l o c h was n o t h i n g l e s s th an th e d e p ic tio n o f th e

gradual in tro d u c tio n of c u ltu re in to a barborous w o rld ( l ),

a n d o f H i e r am, who may b e t a k e n to be th e h e ro o f th e dram a ( 2 ),

he w rote: ”E r s t i r b t m i t c3j^r t J b e r z e u g u n g , dass das G -?ttlich e

selb st in d e r r o h s t e n fte p r& s e n ta tio n noch m & ch tig er ist w ie

d er g e w a ltig s te M en sch .♦ , s e i n l e r k aber ü b e rle b t ih n , so w eit

es i h n z u f l b e r l e b e n v e r d i e n t u n d m an s i e h t zum S c h l u s s in ein e

W elt h i n e i n , d ie s ic h m it jedem Tage m ehr e r h e l l t und v e r k l S r t ”

( 3 ). A s i m i l a r c h a n g e was t o b e e f f e c t e d in h is dram a on C h r i s t

in whom e v e r y t h i n g was t o b e s e e n t o "grow ” , u n t i l , h av in g r e - |

nounced the i d e a o f an e a r t h l y k in g d o m , h e p r e a c h e s th e K ing­

dom o f H e a v e n ( 4 ). T he f a c t t h a t H e b b e l w as n e v e r a b l e t o com­

p lete eith er o f th ese dramas i s in d ic ativ e o f th e over-am bi­

tio u sn ess o f such co n cep tio n s and p o in ts to the d iffic u lty w hich

th e d ram atist e x p erien c ed in keeping h is m ind f r e e ob a b s t r a c ­

tio n s and s p e c u l a ti o n .

1 . C f , L e t t e r t o K r a n z S c h u m a n n , 3o N o v . 1 3 5 3 ; ^ r . V p , 1 3 6 , |
2 , C f . L e t t e r t o G u s t a v KflVine, 2 8 J a n . 1 8 4 7 ; IV p . 6 w h e re
H e b b e l a f f i r m s : ”m e i n H e l d i s t d e r a u f dem T i t e l g e n a n n t e ” ,
i . e . t h e g o d M o lo ch . - 3 . l e t t e r t o S a i n t Ren4 T a i l l a n d i e r , 9
A ug. 1 8 5 2 ; B r^.V III p . 4 5 * - 4 .C f.W V p . 316 f o r d e t a i l s v . H . N a g e l ,
S t u d i e n z u r E n ts te h u n g s g e s c h ie h te von F r i e d r i c h H ebbel*s C h r i s -

S c h a ff en. D iss . K i r c h h a i n , 1924.


- 32 -

But r v r n i n H e b b e l ’s , m ore s u c c e s s f u l co n cep tio n s,

L u f^w i^ f o u n d much t o c ritic ise * A ll too awnre i n h i s own d r am c -

tic p rac tic e o f the danger o f a b s t r a c t i o n s and th e d iffic u lty

o f in v estin g h is "raw m a t e r i a l ” w i t h a t r u l y p o etic as w e l l as

d ram atic a n n e a l, he accused h is c o n t e m p o r a r y ’s t r a g i c heroes

o f m aking a b s t r a c t rem arks about t h e i r own s t a g e s of developm ent,

so th at e v e r y s t a g e bec,ame, as i t w ere, a "p sy ch o lo g icalp rep a-

ra tio n ” (l). However t h i s may b e , it is clear t h a t L u d w i g ’s

approach to the p r o b l e m was a v e r y d ifferen t one, th at, tru e

to h is th eo ry o f passio n , he was, in f a c t , c o n c e r n e d m ore w i t h

th e in te n sity th a n w ith th e u l t i m a t e q u ality o f developm ent ( 2 )*

The s i t u a t i o n rem ain in g co m p lete ly s u b o r d in a te , the trag ic hero

m ust be se e n to come g r a d u a l l y u n d e r t h e s w a y o f h i s passio n s

u n til he i s brought to a p o i n t whence t h e r e is no t u r n i n g b a c k *

At th e same t i m e , th e d r a m a t i s t m ust t a k e care not to attem p t

any change i n th e e s s e n tia ls o f h is h e r o ’s c h a r a c t e r , any t r a n s ­

fo rm a tio n or r e v e r s a l of h is form er s e l f , b u t m ust u n f o l d to an

u n su s p e c te d degree o f i n t e n s i t y th o se d u a litie s w hich a re al­

ready p resen t, le ttin g t h e s e e d grow i n t o a poisonous tree

w hich e v e n tu a lly chokes its own l i f e (?). "D ie T r a g i k liegt

ganz im G h a r a k t e r , es i s t die G e sc h ic h te e in e r M o rm alk ran k h eit ” ,

L udw ig w ro te i n c o n n e c tio n w ith h i s own W a l l e n s t e i n , whose i n ­

w ard ch an ge, re su ltin g in h is d estru ctio n , was t o b e g p a r t i o u -


lo->GS V p , 2 1 6 , - )Cf* S h i d * n , 1 1 4 . e m p h a s i s i n g L u d w i g ' s c o n c e r n
f o r d r a m a t i c e f f e c t : "^s w i r d m ir immer k l a r e r , d a s s b e i S h a k e -
sn e a re C h a r a k te r is tik . M alerei der L e id e n s c h a fte n , In te n s it% t
u n d Ex n a n s i o n d e r G e f f c l e a u s dem B e d ü r f n i s s d e s T h e a t e r s p i - l s
h e rv o rv in g e n ”. - 3. O f.i b i d . p .lo 4 , 1857-58; c f . a lso i b id ^ p .-^ -
52o, 1 861-65.
- 35 -
1 - x l y emph%5 i s e r i ( l ) . Sq m uss d r r Ch^.rakte*?r” , c o n tin u ed ,

p o e t i s c h u n d s ch a u s n i e l # r i s c h , v o n An f a n g h i s z u En do w a c h s e n ,

ohne dass ihm a n g e k l e h t w / i r d e , was n i c h t in der Z eit oder in

dem TypUü 1 :<.ge. . .Man m u ss s e h e n , w ie s e i n F a l l ih n v e rw a n d e lt,

w ie er ein a n d re r w ird . E in U n t e r s c h i e d w a it e t z w i s c h e n dem

^^al l e n s t e i n im A n f a n g e , u n d s o f t e r , w i e z w i s c h e n dem j u n g e n

M anne, der zum e r s t e n M a l e s p i e l e n d e i n e n ( j o l d h a u f e n v o r s i c h

w a c h s e n s i e h t u n d dem a l t e n E n i e l e r , dem d a s S p i e l e n , das V/a—

gen B e d i i r f n i s u n d Gewinn k e i n e F r eu d e , wohl aher V e rlu st A rger

ist. d a b e i w üchst d ie S i c h e r h e i t , d a s T T h e r v e r t r a u e n a.üf s e i n

S l d c k u n d das Z uzw ingenm einens d e s G-lftcks — a b e r er h a t schon

im A n f a n g e d e n Keim zum S p i e l e n ” . B u t , as s o o f t e n , L u d w i g was

afraid th at h is own d r a m a t i c p r a c t i c e fell short o f h is th eo ­

re tic a l id ea l, th at the c h a r a c t e r i s t i c a l l y su b tle d istin c tio n

v;hich h e drew b e tw e e n what h e c a l l e d "E n tw ic k lu n g ” and "E n t-

f a l t u n g ” t e n d e d t o become d o n f u s e d i n t h e actu al c reativ e pro­

cess ( 2 ). Even i n h i s th e o re tic a l w ritin g s it is not alw ays

kept c le ar, and o n ly by a n a l y s i n g r e p e a t e d l y s p e c i f i c Shake­

sp e a re a n p lay s d id he adhere to h i s fu n d am en tal b e l i e f t h a t it

is in fa c t : not the p s y c h o lo g ic a l grow th and developm ent o f

an i n d i v i d u a l ch aracter, but th e u n fo ld in g o f p a s s i o n w hich

1 . C f . ^ V I p . 2 6 4 . B e t w e e n 1 8 6 1 * ^ 5 L u d w i g was w o r k i n g o n a h i s t o ­
r i c a l t r a g e d y e n t i t l e d L e b e n u n d Tod A l b r e c h t s v o n W a l l e n s t e i n
2 . " I c h w i l l d a s im Drama m a c h e n , was d a s D ra m a am w e n i g s t e n z u -
l ü s s t * yVie k a n n man e i n e n G h a r a k t e r d a r i n d a r s t e l l e n a l s e i n e n
# e r d e n d e n ! Man m û s s t e i h n a u f j e d e r n e u e n S t u f e d u r c h a l l e s e i ­
n e V e r h S i l t n i s s e d u r c h n e h m e n . Das g e h t h M c h s t e n s im p s y c h o l o g i -
s c h e n Koman, i n w elchem d i e C h a r a k t e r d a r s t e l l u n g b e r e i t s d a s
G e b i e t d e r e i g e n t l i c h e n P o e s i e v e r l S s s t - GS V p . 7 2 , 1 8 6 0 6 5 .
- 54 -

m ust be th e (d ra m a tis t's c h i e f aim . "Im O t h e l l o " , he w rote b e t -

w een 1851 and 1 855, "lie g t a llés a u f d e r S n t w i c k l u n g u n d &m

'/'/achotum d e i L e i d e n s c h a f t , m a n w e i s s oder s o h lie s s t w en ig sten s,

dass der tflten d e b t r a h l z u le tz t aus d ieser WoIke kommen m u s s "

(!)•

At the very b asis of th is in te g ratio n of ch aracter and

p assio n - w hich i s f o r Ludwig t h e e sse n c e o f developm ent - lie s

co n flict: c o n flict of a personal k in d , such as th at b etw een

th e h e ro 's own h i g h e r n a t u r e and h i s low er d esires. Indeed,

h av in g in h is own e a r l y p l a y s i n v o l v e d h i s c h a ra c te i's in a ll

m anner o f e x te rn a l co n flicts, Ludw ig fo u n d i t necessary to

em nhasise again and a g a i n t h e i m p o r t a n c e o f c o n c e n t r a t i n g a ll

th e a t t e n t i o n upon t h e in n e r p ro c e s s o f th e cen tral c h aracter.


(
"W ir e r l e b e n s e i n e n K am pf", h e w r o t e o f h i s own T i b e r i u  .

G racchus, "bis zur K atastro p h e. D i e s e r Kampf i n T i b e r B r u s t

w ird d e r Ge h a l t des Ganzen" ( 2 ), 1 n e v i t a b lj ^ t h i s process m ust

fin d e x p re s s io n in c o n f l i c t w ith o th e r ch aracters - ch aracters

w h o ^ e very n atu re is so e n tirely opposed to th at o f th e hero

th at a c o l l i s i o n b e t w e e n them i s v i i t u a l l y a foregone co n clu - ,

sio n (5 ) - but a t t h e same t i m e , in support o f S h a k e s p e a re 's

m ethod and in c o n scio u s o p p o sitio n to the d ram atic th eo ry of

( 4 ), he i n s i s t e d t h a t b o th facto rs in th e c o n f l i c t m ust

1 . ^ V p .2 o 5 , 1851-55
2 . C i t e d b y F . h i c h t e r , O t t o L u d w i g ’s T r a n e r s n i e l n l a n ' T i b e r i u s !
B a c c h u s * u n d s e i n Zascmmenl-iang: m i t d e n ’S d h a k e s n e a r e s t u d i e n * . '
D i s s . B r e s l a u 1 9 5 5 ; p . l 5 A ct I o f t h i s p l a y o n w h ic h L udw ig.,
w o rk e d b e tw e e n 1862 and 1865 i s p u b l i s h e d by S t e r n , G S IV
p p . 5 8 7 f f . - J .G f .G S V p . 4 3 o , w h e r e L udw ig makes p a r t i c u l a r r e f e ­
r e n c e t o D6r E r b f f l r s t e r . — 4 . 0 f . i p _ i d . p « 5 o 3 .
- 35 -
r .oivle firo t and forfîm ost w i t h i n t h e s o u l / o f one d o m in a n t ch&-

rejeter (l). T h ejo ractical b a sis for th is jjn u o rtan t a s p e c t of

L udw ig th eo ry o f th e tra g ic hero, how ever, can be tr a c e d in

t h e m^^nnei of n is own c r e a t i v e p r o c e s s , w here t h e co n tra st b et­

ween fig u re and g e s t u r e of a p a rtic u la r ch aracter, w hich p r e ­

sen ted itse lf to h is inw ard eye b e f o r e t h e p lo t had even begun

to to.ke s h a p e , c o n stitu ted , as h e l a t e r rea lised , th e v ery

essence of trag ic co n flict ( 2 ) . . . To c r e a t e from t h i s ^’h a l l u ­

c in a tio n , as it has b een c a l l e d (3 ), an a d e n u a te 4 d r a m a tic

a c t i o n re m a in e d th e c h i e f p r e o c c u p a t io n o f L u d w ig 's d ram atic

p rac tic e — a p rac tic e w hich p ro v e d e x c e e d i n g l y p r e c a r i o u s ,

sin ce the s l i g h t e s t d ev iatio n from t h e o rig in a l im age h a d t h e

effect of in v alid atin g t h e whole c a r e f u l l y conceived s i t u a t i o n .

1 4 )# W ith t h e d e v e l o p m e n t o f L u d w i g ’s a rtistic ju d g m en t, th e

creatio n o f a ch aracter i n w hich s u c h an o p p o s i t i o n b e tw e e n

l . C f , L u d w i g ’s n o t e t o h i s own En^'^el v o n Aujo^sbur^ o f 1 8 5 4 :


" L u r c h A g n e s g a n z e S n t \ l j 3k l u n g m î b s t e d e r K a m p f z w i s c h e n L i e b e
u n d L d g e u n d d a s G e w i s s e n s l e i d e n urn d i e L d g e g e h e n " . C i t e d b y
E r i c h b c h m i d t , from an u n p u b l i s h e d " P l a n l i e f t " o f 1 854 ^ TV p ,
1 5 . - 2 . C f . ^ V I p . 2 2 o , 1 8 5 8 - 6o : " N u n w e i s s i c h , # a s j e n e G e s t a l t
u n d i h r e G e b & rd e w a r g n i c h t s a n d r e s a l s d e r s i n n l i c h a n ^ e s c h a u t e
t r a g i s c h e W id ersn ru ch ;d er ein e F a k to r d ie G e s t a l t , d i e E x is te n z
( d e r G ru n d d a v o n ) , d e r andr'e d i e G e b S rd e . . . L e r E r b f B r s t e r , d e r
Ju d a h und die L e a , auch s e l b s t d i e H e i t e r e t h e i sc h w e b te n m ir i n
s o l c h e n A n s c h a u u n g e n v o r , d a s g l û h e n d e G e f & h l f{ ir K e c h t im M o-
m e n t e , wo e s U n r e c h t t h u t ; d a r i n l i e g t a l l é s V o r h e r u n d N a c h h e r "
3 . C f . K i c h a r d M . M e y e r ,' O t t o Ludwigg- S h a k e s p e a r e s t u d i u m " i n J a h r -
b u c h d e r d e u t s c h e n S h a k e s u e a r e - G e s e l l s c h a f t ,57# J s h r g a n g , 1 9 o l ,
P P - 5 9 f f '- 4 . C f . L u d w i g ’s n o t e o n o n e o f h i s l a t e r p i a ; ^ : "Nun h a b e
i c h d ie v e r s c h i e d n e n C o n c ep tio n e n d er K au fm annstoclfer u n d ^ v i e l e
M o d i f i c a t i o n e n j e der d e r s e l b e n . . .D ie V 'e r s c h ie d e n h e it d e r Concep
t i o n h & n ^ t v o n dem G r u n d m o t i v im G h a r a k t e r d e s H e l d e n a b " . C i t e d
b y L / o n M i s , o o . c i t . I I , p # 1 7 2 , f r o m a n u n p u b l i s h e d MS o f t h e
S h a k e s o e a r e s t u d i e n . C f . a l s o L u d w i g ’s d e f i n i t i o n o f t h i s p r o b l e m
in g en eral term s, VI p . 2 1 9 , 1 8 5 6 - 6 q *
~ 36 -

wnat he CÎ2JTÎC t o c a ll h is e s s e n t i a l hum anity and i t s in d iv id u a l

n a tu ie t e n d e d t o become a d e l i b e r a t e and a l t o g e t h e r more i n t e l ­

le c tu a l process, and th e d ram atic s k e tc h e s fhrzn L u d w i g ’s la te r

p lay s are a ll b a s e d on a s i m i l a r f o r m u l a / : on t h e o n e h a n d ,

th e trag ic h e r o ’s g e n e r a l hum an i m p u l s e t o act in a certain

way, on th e o th er, h is i n d i v i d u a l n a t u r e w hich r e n d e r s him u n ­

su ited to the task (l). In p r a c tic e , th is o ften created th e

n ecessity for v ir tu a lly in v en tin g a situ atio n in order to in ­

itia te such a co n flict, a n d no o n e w a s * ^ o r e c o n s c i o u s i h a n

L udw ig o f th e danger o f ] et tin g th e s i t u a t i o n in fact tak e pre­

cedence and th u s producing a pu rely e x te rn al c o n fl.ict, such as

th at in h is own k r b f S r s t e r , w h e r e a n a c c u m u l a t i o n o f c o i n c i d e n ­

ces ten d s to overshadow th e p e r s o n a l c o n flict o f the h e ro . Yet

even th ese early p i ays c o n t a i n t h e germ s o f a t r u l y trag ic

co n flict, o f w h i c h L u d w i g h i m s e l f was p e r h a p s o n l y d i m l y awar e .

In a s c e n e s u c h as t h a t in the f i n a l v e r s i o n o f Die M a k k a b h e r .

for ex am ple, the s t a t e of affairs i n w hich , ow ing to th e

p assiv e resistan ce o f th e Jew ish p e o p le , the hero fin d s h im sel:

may n o t be e n t i r e l y o f h is own m a k i n g ; b u t b y b r i n g i n g h i m f o r

th e first tim e f a c t to f a c e w ith t h e v e r y power whose ends he

f e s s es t o serve, it engenders a c o n f l i c t w hich becom es in ­

c re asin g ly a c o n f l i c t betw een h i s own l o w e r a n d h i g h t r n a tu re .

The fact th at Judah i s not the so le hero of th is p lay , but has

to share w i t h L e a t h e s p e c t a t o r ’s a t t e n t i o n , tends to confuse

l . G f . e .g . G S V p. 1 7 8 , GS V I p p . 3 1 7 , 4 1 4 .
- 37 -
th e issu e n.nd t o obscure th e c e n tr a l c o n flict, hut in argum ents

such as the f o l l o w i n g Ludwig i s c le a r ly b asin g h is d e fin itio n

not o n l y u p o n a c a r e f u l s t u d y o f S h a k e s p e a r e ’s m e t h o d , but also

on h i s own h a r d l y won e x p e r i e n c e :

"D ie S i t u a t i o n ist nur d a rz u s te lle n , in so fern sie als L e i­

denschaft in d e n Mens c h e n i s t , a n d e r en G -egenw irkung d e r

H eld % u sserlic h zu Grunde g e h t , u n d i n ihm s e l b s t als Ge—

w issen , a ls B ew u sstsein e in e r G ew alt, der e r im o f f n e n

Kompfe s i c h n ich t g e w ach sen f & i l t " ( l ).

True tra g e d y , he w ro te en a n o t h e r o c c a s i o n , is the co n flict

b e t w e e n t h e i n d i v i d u a l an d an e s t a b l i s h e d r i g h t w hose c la im .s -
ê
and h e r i n l i e s t h e s i g n i f i c a n c e o f h i s t h e o r y o f freedom - a r e
A

■fiilü.y r e c o g n i s e d b y t h e t r a g i c hero and a re i n d e e d p a r t o f h is

own m o r a l s e l f ( 2 ).

By ip resen tin g th e in d iv id u a l as a b ein g o f c o n tr a d ic tio n

and d is c o rd , Shakespeare had, i n L u d w ig 's o p in io n , based h is

dram as on t h e v e r y e s s e n c e o f human n a t u r e in its in ev itab le

c o n flicts, an d h a d t h u s m a n i f e s t e d o n ce more h i s fu n d am en tal

realism .

" D i e s en M is s io n , der. d i e H arm o n ie s t g r t u n d d e n g a n z e n Men­

s c h en n i c h t d a h i n kommen i S s s t , w o h i n e r kommen s o l l t e , d ie-

s e n W iderspru ch , d ie s e G ebrochenheit h a t S h ak esp eare n ic h t

W illk ü rlich als G run d v erh R ltn is des T ra g i s chen, n ich t als

b lo ss ersonnenes K ^ n stm itte l au fg eg riffen , n ein , er sah es

in d er m e n s c h lic h e n N atur und i n der G esch ich te als den

1, GS V p . 527. - 2. i b i d . p. 169
- 38 -
le tz t^ n a u f f i n d ’bar^'în G r u n d d e s S c h i c k s a l s d e r M ens c h e n w i r k —

1 i c h VO r b a n d e n u n d nahm e s n u r i n s e i n e K u n s t h e r f l b e r ^ w ell

er es f a n d. u n d w e i l er s e in e Kunst durch aus a u f d.ie W i r k -

lic h k e it ^rftnden w o l l t e " (l).

Such ^ g en eralisatio n s are r a r e i n L u d w i g ’s w r i t i n g s , and n e v e r

attem p t an a p p l i c a t i o n to h is own w o r k . H e b b e l , on th e o th er

hand, a s we h a v e a l r e a d y h a d o c c a s i o n to n o tf', te n d e d to go t o

th e o th er ex trem e, and t h e k i n d o f a p p r o a c h o u t l i n e d i n the

passage quoted above b e a r s , in d e e d , so m e r e s e m b l a n c e to h is own

view , e x p r e s s e d m ost fo rcib ly i n t h e P r e f a c e t o Ma r i a Ma u d a l e n a .

th at the d r .ama t i s t ' s p o r t r a y a l of in d iv id u al co n flict is n o th in g

less th a n th e m a n if e s ta tio n o f the dualism in h e r e n t in th e ge­

n eral co n d itio n s o f th e w orld ( 2 ). C o n f l i c t was at th e v ery

cen tre o f H e b b e l ’s u n i v e r s e , a n d h e was- c o n v i n c e d t h a t th e

essence o f trag ed y la y in the e x p ressio n o f t h is co n flict by

m eans o f show ing th e t r a g i c hero at odds w ith h i s fe llo ^ ^ b e in g s,

w ith life in g en eral. V^iere h i s theory d iffers m ost stro n g ly

from t h a t o f L udw ig i s in h is co n cep tio n o f the q u a lity o f th is

stru g g le and o f t h e k in d o f p la n e on w hich i t is fought o u t.

K arely if e v e r does he r e f e r to the c o n flict o f th e in d iv id u a l

w ith h im s e lf, though th e in n er ten sio n apparent i n many o f

H e b b e l ’s t r a g i c heroes proves th a t he d i d in f a c t a t t a c h much

im p o rtan c e to it. Y e t s u c h t e n s i o n was b u t the n e c e s s a ry r e ­

su lt o f t h e s e more f a r - r e a c h i n g c o n f l i c t s i n w h ic h t h e i n d i -
*>
v i d u s l b e c o m e s i n v o l v e d on e v e r y l e v e l o f h i s e x i s t e n c e ; a s

I , ’ GS V n . 172. - 2. W XI p . 44.

\ " * ^ ^ '
- 39 -

m a n o r woman, as a momber o f h i s or her p articu lar com m unity o r

race, as a part o f hum anity i t s e l f (l). The p r o j e c t i o n o f th e

trag io c o n flict in to th e h ig h e s t sp h ere o f l i f e is a recurrent

featu re in a l l H ebbel*s d e lib eratio n s upon t r a g e d y , and form s

a very s trik in g c o n tra st to L u d w i g t h e o r y , w hich s e e s in such

an a p p ro a c h t h e m ind o f t h e p h i l o s o p h e r r a t h e r than th a t o f th e

d ram a tist ( 2 )* B u t H e b b e l n e v e r doubted t h a t th e d j r a m a t i s t who

saw t h e trag ic hero as b u t one f a c t o r in a c o n flict o f m ore t h a n

personal sig n ifican ce co uld g iv e h i s plays the g r e a t e s t p o ssib le

d ram a tic ap p eal, and h e alw ays i n s i s t e d on t h e param ount im por­

tan ce o f th e in te n s ity w ith w hich t h i s co n flict is waged. The

m a n n e r i n w h i c h H e b b e l was i n t h e h a b i t o f fo rm u la tin g th e fac­

to rs of trag ic c o n f l i c t - m an a n d t h e d iv in e, th e in d iv id u a l and

th e sta te - ten d s in d e e d to o ver-em phasise i t s ab stract ity

and to take in su fficien t account o f th e v e ry r e a l clash o f per­

so n a litie s p r e s e n t i n such p lay s as J u d i t h . H ero d e r a n d Ma r i a m n e

o r D ie N i b e lu n g e n , w here w i l l m a tc h e s itse lf ag ain st w ill in a

fu rio u s c o n test to assert itse lf. At t h e same t i m e , how ever,

H e b b e l c l a i m e d an e q u a l i n t e n s i t y of co n flict for those o f h is

dram as w here th e trag ic h ero in e ao cu p ies a p o sitio n o f ap p aren t­

ly com plete p a s s i v i ty . Thus h e s a i d o f Agnes B e r n a u e r : " I h r

1 . C f.H eb b el* s c o n c e n tio n o f th e c o n f l i c t i n J u d i t h - T I I 1958,


3 A n r i l 1 8 4 o . - 2 . "Wenn p h i l o s o p h i s c h ( n a c h H e g e l ) i m m e r e i n e
h< 5 he re g e i s t i g e S t u f e d e s ^ T r a g i s c h e n g e f o r d e r t w i r d , s o s c h r e i -

s c h e n S k a l a schw% cher w i r d . . . - GS V _ n . 172


- 4o -
S ch ick sal z r i g t , dass a u c h d i e h i os s e Sc?i8n V i e i t , d ie doch i h r e r

N atu r nach n ic h t zum H a n d e i n , g e s c h w e i g e z u e i n e m d i e N e m e s i s

au f r u f e n d e n H a n d e i n g e ] . a n g e n k a n n , also die ganz p a s s i v e h l o s s e

h rsch ein u n g a u f d er h8c h s te n Spi.tze ohne i r g e n d e in H in z u tre te n

des W illen s ein en t r a g i s ch en C o n f l i c t zu e r z e u g e n v e rra a g ” ( l ) .

T h e tw o p r o t a g o n i s t s ^ Agnes and H erzog ^ r n s t , f o r e a c h o f whom

Hehhel felt at d iffe re n t stag es an i n t e n s e in te re st, are n w e r

brought fa c e to face, and i t is clear th at, as th e p la y pro­

gressed, th e fu n dam ental i s s u e s in v o lv ed in th e co n flict w hich

had e n s u e d b e t w e e n them f o r c e d t h e m s e l v e s on H e b b e l ' s m in d w i t h

such urgency th a t t h e im m e d ia te human s t r u g g l e b e ca m e so m e w h a t

obscured. The q u a lity o f th e c o n flict i n w hich t h e sim p le b a r ­

b e r's d au g h ter f i n (is h e r s e l f i n v o l v e d c a n i n fact o n l y b e com­

prehended in i t s fu ll sig n ific an c e if raised to the in te lle c tu a l

lev el o f th e c lo sin g scen es, where t h e r i v a l claim s of in d iv i­

dual ^nd S t a t e are d eb ated w ith u n u su a l d e lib e r a te n e s s • Hebbel

h im self, how ever, saw n o t h i n g un d r a m a t i c i n th is a n d was con­

v in ced th a t the f u l l m eaning o f th e co n flict c o u ld be d eriv ed

ex clu siv ely fro m t h e human a p p e a l o f t h e ch aracters ( 2 ). As f o r

the n ice tie s of a th e o re tic a l d i s t i n c t i o n b etw een "ab so lu te"

and " p o s itiv e " rig h t ( 3 ) , H e b b e l was c o n s c i o u s of its irrelre-

vance for the d ram atist and d e t e r m i n e d t o leav e it to th e p hi­

losopher: "Ich glau b e, dass e s M o m e n te g i e b t , wo d a s p o s i t i v e

1 . L e t t e r t o Adolf P i c h l e r , 11 May 1 3 5 1 IV p . 29.


2 . C f . L e t t e r t o F r a n z S c h u m a n n , 21 J u n e 1 8 5 3 V p .lo 8
3 * C f . L e t t e r t o F r a n z D i n g e l s t e d t , 26 J a n . l 8 5 2 ; H r , . I V p . 3 5 o .
— 41 **
K'*'cbt 7 i i . i r i i c k t r e t fïn m u s s ” , w rote to a frie n d in 1854j but

îBidded: N a ^ e l n Slfj m ich n i c h t i n d i e s e m eine W orte ; i c h b i n

n ich t d e r Mann d e r j ^ e f l e x i o n e n ; @er P h i l o s o n h J a c o b i d r G c k t

sich ein m al, w enn i c h m ic hX n i c h t irre, im A i i T ^ â l l v o r t r e f f l i o h

darfifler aus, u n d d e r Comment a r m e i n e s Gedankcns b i l d e t m ein Ge-

d ich t" (1 ).

SucVi a n a t t i t u d e vjas, a t 1 e o s t i n t h e o r y , fu lly in keeping

w i t h L u d w i g ’s c o n c e p t i o n o f dram a tic p r e s e n t a t i o n , "F&r d i e Ge-

sta ite n d e r t r a g i s c h e n KSmpfer” , h e w r o te o f t h o s e c ritic s

whose prim e c o n c e r n was t h e t h o u g h t c o n t e n t o f d r a m a , ”h a t t e n

sie k e in e n S inn. Ih n e n s c h ie n nun d ie H a u p ts a c h e d e r Kampf

d ieser w i r k l i c h e n o d e r v e r m e i n t l i c h e n B o r e c h t i g u n g en d e r P e r -

sonen, n ich t d e r Ksmpf d e r P e r s o n e n s e l b s t / i n denen s i e v iel-

mehr d ie an s i c h g le ic h g ü ltig e n T r^ger von je n e n sah e n ” ( 2 ).

But as far as the fundam ental q u ality of tra g ic co n flict is

concerned, the th eo ries o f H e b b el and L udw ig c o u l d n o t b e m ore

d iv erg e n t. For th e form er th e p rin cip le und erly in g a c o llisio n

b e t w e e n two f o r c e s i n them selv es eq u ally ju stifie d c o n stitu ted

a tru th o f w h i c h h e was f i m l y conv in ced , and whose p o t e n t i a ­

litie s for tra g e d y he f e l t u n ab le to ig n o re. "Das G u te s e l b s t " ,

he /iv ro te w hile s t i l l en g ag ed on J u d i t h , " k a n n F e i n d des Gut en

sein , d i e Hose kann d ie L i l i e v e rd r& ig e n w o lle n . B eid e s i n d

ex i s t e n zb e re c h t i g t , aber nur L ins h a t L x is te n z (3)» L u d w i g ,


1 . L e t t e r to F r i e d r i c h U e c h t r i t z , 1 4 D e c . 1 9 5 4 ; Br.,ZV p , 2o5
2 . GS V p. 420
3 . T : 1 1 8 2 3 , 7 Dec. 1 8 3 9
- 42 - I
i

on th e o th e r hand, alw ays r e g a r d e d s n o h a t h e o r y w i t h profound r!

su sp ic io n , a n d thr^ f a c t t h a t he i d e n t i f i e d it w ith th e s o - c a l l e d 'j

T rag éd ie d e r ^leicV ien B e r e o h t ig n n g e n " s u g g e s t s th at he found

it d iffic u lt to d isso ciate it from t h e r e a l m o f p h ilo so p h y and

speculc?.tion ( l )# Thus h e w r o t e o f h i s co n tem n o rarv , w i t h whose

P refrce t o Ma r i a Ma; : d. a l en a and ”M e i n W ort ■fiber d a s Dr azna" h e

was fam iliar (2): "Hebbel th u t als D ra m atik er, daÿ das Drama

es w e s e n tlic h m it der p rak tisch en S e ite d e s Mens c h e n 7,11 thun

h a t, ganz v e rk e h r t, wenn e r das T r a g i s c h e in ein en t h e o r e t i -

schrn / J i d e r s p r u c h v e r l e g t ” (3 ) , a n d h e was c o n v i n c e d t h a t a

c la sh b e t w e e n two a p p a r e n t l y e cu a lly ju s tif ie d forces was o n l y

p o ssib le i f reso lv ed in to a c la s h b etw een r i v a l p assio n s, fin d -;

in g suprem e e x p re s s io n w ith in the t r a g i c hero h im s e lf (4 ). Even |


|;
50, h is b e lie f th at th e id e a o f "o b jectiv e" and " s u b j e c t i v e "

rig h t was n o t s o m e t h i n g a b s o l u t e , but ra th e r a d e l u s i o n on t h e

part o f th e c h a r a c t e r s , .s h o w s t h a t h e n e i t h e r accepted n o r, in ­

deed, fu lly un d ersto o d the is s u e i n v o l v e d i n H e b b e l Is t h e o r y .

T h is c o u ld h a r d ly be o th e rw is e i n view o f th e fact t h a t Lud­

w ig b e l i e v e d the t r a g i c hero to' be f u l l y aw are o f t h e su p erio - *1

rity o f t h e o p p o s in g power ev en w h i l s t actin g in c o n tra d ic tio n

1 . The te r m " B e r e c h t i , n i n g ” i s f r e q u e n t l y u s e d by H e g e l (v ^ e s p .
h i s V o r l e s u n ^ e n fiber d i e A s t h e t i k . e d .H . G .H otho , A b t . i l l p p . 5 5 5 , ,
f f . " a n d A b t. i p . 262, t o w h i c h L u d w i g h i m s e l f r e f e r s i n GS V
0 . 1 8 2 , I 8 6 0 - 6 S ) . A l t h o u g h H e b b e l ’s t h e o r y b e a r s m u ch r e s e m b l a n c e
t o t h a t o f H e g e l and h e h a d f o r so m e y e a r s b e e n f a m i l i a r w i t h
c e r t a i n a s n e c t s o f t h e l a t t e r ’s w o r k , i t was n o t u n t i l h e h a d

2 ! c f r ^ ^ p.360; 1851-55:-
4. C f . i b i d . p . 2 4 9 .
~ 43 "

to it, hr; l o t ' l l * c r i t i c i s r î d h i s own E r h f ^ r s t f o r n o t m a k i n g

it su ici^ n tly olfîar t h a t th<^ h e r o *s i d e a o f who.t h e f e e l s in-*

t.i.n c tiv e ly to be r i ^ h t on t h e one h a n d , and th e claim s o f con­

v e n tio n al ju stic e on t h e o t h e r , w ere from t h e v e r y b e g i n n i n g

m eant to c o n stitu te an u n e q u a l c o n t e s t , i n w hich t h e l a t t e r had

w ith o u t s h adoVi' o f d o u b t t h e ascendancy over th e form er. ^Der

trag isc h e H eld w -'iss, was e r s o i l , er th u t, was e r m a g ” ( l ) w a s ,

in fact, h u d w i g *s f o r m u l a f o r t h e trag ic co n flict - a fo rm u la

w hich he n e v e r t i r e d o f r e p e a t i n g i n one form o r an o th er, W ith

h is gaze firm ly f i x e d o n S h a k e s p e a r e , h e came t o s e e the essence

o f trag ed y in t h e h e r o ’s l o s s o f i n n e r harm ony, w h ic h clauses him

to set h is in d iv id u al a ctiin s, w ishes and y Y T :p ab ilities at va­

rian ce w ith th e g en eral s itu a tio n and t h e accepted duty w ith

w hich it o resen ts him . The l a c k o r e x c e s s o f o n e p a r t i c u l a r

q u a lity i n t h e h e ro he b e l i e v e d to be s u f f i c i e n t to b rin g about


/
th is t'^ n sio n jf a n d t h e s p e c t a t o r ’s s y m p a t h y - an im p o r ta n t facto r

i n L u d w i g ’s t h e o r y o f t r a g e d y - w ould be a ll the g reater i f he

w e re made t o f e e l ho w , b u t for th is one q u a lity , the c atastro p h e

m ig h t have b een av o id ed ( 2 ).

L udw ig th u s p laced the r e s p o n s i b i l i t y fo r th e trag ic co n flict

upon th e trag ic hero h im s e lf , and t r a c e d it to a flaw in h is in ­

d iv id u a l n a tu re . In h is own p l a y s it was i n fact th e m o tiv a tio n

1 .L e tte r to J u l i a n S chm idt, 1 4 Sep^- 1 8 5 8 : LS^ V I p , 418.


- 44 -

o- t ). . t r c o n f l i c t w i t h w h i c h hir was p r i m a r i ] y c o n c e r n e d ,

I.ft lo n;^ o u c c f t s s i o n o f n l ^ n s for o, d r a m a s u c h as Per S rb—

— t ?r shovjs t h s . t , w hil.st t h e g e n e r a l n a tu re o f th e co n flict

w-to c . t a b l l s h e d <^t a c o m p a r a t i v e l y e a r l y late, th e causes

w elch Iftd t o it wftrft s u h j f t c t o d t o co n stan t changes - an

a n p r o a c h w hich c o n t r a s t s v e r y s t r i k i n g l y w ith t h a t adoptftd hy

H^bh'*'].^ who b f t l i f t v f t d c o n f l i c t t o hft a n a l m o s t in escap ab le con*

d itio n of life i t s f t l f and n o t b r o u g h t ab o u t by c e r t a i n w e ll-

d efin ed raialitifts of failin g s a p p e rta in in g to th e in d iv id u a l,

’Man m u s s im P r o m a d a s F a c t u m , w e l c h e s d e n t r a g i s c h e n Con—

flic t ftrsftugt, h in n f th m f tn , a u c h we nn fts i n r e i n z u fS llig e r

Gftst a l t a u ftritt, d e n n d a s F i g e n t h d m l l c h f t d e s Zu f a l l s lie g t

cben d a rin , dass er sich n ich t m o tiv ieren i S s s t , Pagegen

m uss in den C h a r a c te r en c in e h S h e re E x i s t c n z n o t h w e n d i g k e i t ,

a ls diftjftnigft z .B , w H re, dass das S tü c k n i c h t z u S t a n d s kom-

men k S n n t e , wenn s i f t n i c h t d i es ft o d e r j e n e E i g e n h e i t e n u n d

E ig e.n sch aftftn h S .tten , a u f g e z e i g t w e r d e n ” ( l )•

T h e s e w o r d s w e r e w r i t t e n w h i l s t H e b b e l was a t w o r k o n H e r o d e s

u n d M arim m ne, i n w hich t h e m u rd e r o f A r i s t o b 0 . 1 u s , t h o u g h p r o ­

v id in g the in itia l im petus to th e c la s h betw een H erodes and

Mar ia m n e , is t h e sy m p t o m r a t h e r than th e cause o f a co n flict

w hich is in f a c t u n av o id ab le i n view o f t h e in escap ab le con­

d itio n s o f H erodes* v e ry b e in g . H is p o sitio n in th e w o rld and

th e circu m stan ces i n w h ich h e f i n d s h i m s e l f h a v e made h im

w hat he i s , b u t when h e a s s e r t s th is h is p e rso n ality , he en­

co u n ters th e o p p o sitio n , not only o f o th ei ep u ally stro n g

1^ T III 4o51, 10 M arch 1 8 4 7 .


- 45 -
p e rso n a litie s, "but o f a w o r l d w h i c h , though i t h a s made him

what he i s , has come t o a c c e p t new s t a n d a r d s and t h u s makes de­

mands u pon h i n w hich a re beyond h i s co m prehension* It is by

w h 'J : s h e is and b e l i e v e s , n o t by what s h e does th at a ch aracter

such a s iU'iodopc i s i n H e b b e l ’s e y e s c ap ab le o f en g en d erin g

trag ic c o n f lic t ; her very adherence, lik e th at o f G - e n o veva o r

] \ , l a r i a m n e , t o h e r own s t r i c t m o r a l c o d e o f b e h a v i o u r is o f such

a h ig h o u ality th at c o n flict w ith th e o rd in a ry w orld around h e r

seem s v i r t u a l l y u n av o id ab le.

T his view o f th e trag ic h^ro as i n v o l v e d i n a co n flict not

n e c e ssa rily of h is own m a k i n g b e a r s o u t what H e b b e l h a d a l r e a d y

f o r m u l a t e d i n t h e o p e n i n g p a g e s o f " M e i n W o rt f i b e r das D i 's in a " ,

T h e r e h e e x p r e s s e d a b e l i e f from w h ic h , though i t became d e ep e n ­

ed by e x p e rie n c e a n d acq>Jiired f o r H e b b e l. h i m s e l f i n c r e a s i n g

sig n ific an c e, he n ev er d e p a rte d : th e d ram atist, he d eclared ,

s h o u ld c o n ce rn h im s e lf not w ith th e p articu lar "d ire c tio n ",

rig h t o r w rong, i n w hich t h e t r a g i c hero ex erts h is w ill, but

w ith th e very fact of th is ex ertio n , ex p re ssin g itse lf in the

n a tu ra l a s s e rtio n o f h is in d iv id u a lity (. ). F o r L udw ig t h i s

w ould have m eant n o th in g l e s s th an th e com plete r e v e r s a l of

t h e m ost s a c r e d r u l e s o f trag ed y : "Der W i l l e s e l b s t " , he de­

c la red , "d er s i t t l i c h e r ' N atur i s t , d a r f im T r a u e r s p i e l e n ich t

b eim H e ld e n P l a t z h a b e n , so n s t w ird d ie g e g en ste h en d e M acht,

1. C f. " M e i n Wort f i b e r d a s Drama", 1843, 2 ^ I p. 4


- 45 -

v f T if - V l .l t, zur u n s ittlic h e n , und das ( i a n z c m in S i e g d e s

U n s i t t l i e h e n fDier d a s S i t t i i c h e " (l). O nly i n so as i t is

id en tified w ith th e trag ic h e r o *s c o n c e p t i o n o f h i s d.nty, and

th u s in f--.ct c o n s t i t u t e s th e opposing fo rc e to h is in d iv id u a l

em o tio n .-» , c a n t h e hu m an w i l l p l a y any e f f e c t i v e part in th e

dram a, i ' o r him t h e c o n d itio n o f tr a g ic g u ilt was Q uite c l e a r l y

a co n flict b e t w e e n t h e h e r o ’s m o r a l o b l i g a t i o n and h ' s p e r s o n a l

d eclin es, and j.n o r d e r th at th is m ight m a n i f e s t i t s e l f in its

m ost pow erful form , it must i n e v i t a b l y r e s o l v e i t s e l f in to a

particu lar' a c t i o n o f re c o 'g n is a b ly w ro n g fu l co n seo ia en c es, actu-e.

- t ^ d n o t by th e w i l l but by p a s s io n .

"W ir s e h en e i n e n M h c h tig e n , die i n d i v i d u e l l e L e id ^ n s c h a f t^

gegen das a llg e m e in anerkannt M h ch tig ere s ic h erheben, des-


3 en M acht e r k e n n t , und an d e r e r zu G runde g e h t ; e r g e h t

also aus erhebung zu G ru n d e , i n b e w u - s s t e n W u g n is - ein e

ù ig en schaft dor L e i d e n s c h a f t . . .D i e s M ü c h t i g e r e m uss u n s

sic h tb a r als solches d n rg estellt w erden, sei es nun e i n

B e s t e h e n d e s , e in e N a tu r - o d e r s i t t l i c h e M acht - w ie das G e-

w i s s e n im M a c b e t h - nur n i c h t um gekehrt" (2).

B ut w h e th e r by t h e ex ertio n of th e in d iv id u a l w ill or o f a

p a rticu la r passion^ the t r a g i c hero was b y H e b b e l and Ludw ig

alik e c o n c e i v e d as t r a n s g r e s s i n g t h e n o rm o f l i f e . Thus l o n g

1 . GS V n . 1 7 4
2 . i b i d . p . 1 5 9 . O f . L u d w i g ’s n o t e t o P e r E n g e l v o n A u g s b u r g ;
"Zwei L e n s c h e n von g e w a l.tig e r L ie b e e r f a s s t , s o d a s s s i e n a c h
n i c h t s f r a g e n , a u c h n i c h t s h 8r e n u n d s i c h g e g e n d e n # e l t w i l l e n
d u r c h s e t z e n w o l l e n o d e r a n ihm s c h e i t e r n " . C i t e d b v E r i c h
S c h m i d t , GS IV 0 . 1 4 , f r o m a n u n p u b l i s h e d P lan h eft of 1854.
- 47 -
be foi* '* h e came t o w rite h is first t r a g e d y H e b h e l ’s im ag in atio n !

Viad b e e n f i r e d b y t h e c h a r a c t e r o f N apoleon, whose t r a g i c g u ilt i

f o r him ^lay n o t in any e v i l m o tiv e a ttac h in g to h i s g ran d io se

aim s, but in the so le fact o f ?iis e x c e s s i v e s e l f - c o n f i d e n c e ,

w hich g a v e him u n d u e i n d e p e n d e n c e from t h e g e n e r a l law s s t i l l

b i n d i n g u p o n him as an i n d i v i d u a l (l). Â3 e a r l y a s 1 S 5 3 h e wa s

co n v in ced th at it was no l o n g e r t h e in d iv id u a l, but th e mass

w^iicb was o f p a r a m o u n t i m p o r t a n c e and t h a t anyone a s s e r t i n g h i s

p e rso n a lity in a n y way a b o v e t h e accepted sta n d a rd s o f the

com m unity, though in t h i s he o n ly fo llo w e d h i s inV nrn u r g e for

self-d efen ce and 5 e l f - p r é s e r v â t io n , was in cu rrin g trag ic g u ilt.

"Wos u d i e s e Ü b e r h e b u n g ? " H e b b e l h i m s e l f was t e m p t e d t o ask.

"Warum d i e s e r F l u c h d e r K r a f t ? " ( 2 ), b u t alth o u g h th e tru th was

h ard to accept and. i t was som e t i m e f b e f o r e h e fu lly reco n ciled

h i m s e l f to it, its im p lica tio n s w ere c l e a r t o him from t h e be­

g in n in g : "Bass das L e b e n a l s V e r e i n z e l u n g , d ie n i c h t M aass zu

h a l t en w e i s s , d ie S chuld n ic h t b lo s s z u f& lig erzeu g t, sondern

sie n o thw endig und w e s e n tlic h m it e in sc h lie sst und b e d i n g t " (3 ) .

These w o rd s w e re w r i t t e n when t h e fate of h is own J u d i t h was -3:6 .

s till fresh i n H e b b e l *s m i n d - J u d i t h who, b y t h e fact th at she

h a d a l l o w e d h e r s e l f t o become an i n s t r u m e n t o f t h e d iv in e pur-

l . C f . T I I 0I 2 , 6 M arch 1838
2 oT I I 2 5 7 8 , 29 J u l y 1 8 4 2
3o " M e i n Wort f i b e r d a s B r a m a " , 1843, I ^1 p . 4
— 48 —

tz r . n s g r r n d beyond th e bounds of her own s e x ond t h u s

beorne g u ilty in the v e ry oct o f o b e d i e n c e « The f a t e of 0. I I

Ileb b elfo ch aracters is g o v e rn e d by t h i s p rin cip le : Ju d ith ,

nd K1 a r a , H erodes e n d K e n d a u l e s , a], 1 , w i 1 1 i . n g l y o r u n w i t t i n g -

jj'erve t h e ends o f a h i g h e r p u r p o s e , and. t h o u g h t h e y r r a y

act trorn t h e l o f t i e s t o f m o tiv e s, the fact th at they are in ­

d iv id u als b o u n d by n a t u r e and c i r c u n s t a : i c e m a k e s t h e en te r­

p rise d e te rio ra te under t h e i r v ery hands (l).

i^^or L u d w i g t h e p r o b l e m was less complex* The h e r o e s o f h is

ow n p l a y s b e c o m e g u i l t y o f '^ resu m p tio n , not as t h e chosen de­

p u ties of the d eity , but because, lik e C rom w ell, L e a o r M a r-

dochai (2 ), th e y w ro n g fu lly im agine th e m se lv e s to be such and

act in accordance w ith a f a l s e a nd e x a g g e r a t e d s e n s e of th eir

own i m p o r t a n c e . "Er kann s i c h n i c h t b e s c h e i d e n " p ro v id ed th e

b asis f o r man y o f L u d w i g ’s e o x l i e r co n cep tio n s o f th e tr-g ic

h ero, c o n ta in in g the g erm f o r h i s later t h e o r y , d e v e l o p e d i.n

c o n ju n c tio n w ith the s tu d y o f S h a k e s p e a r e a n dram a, of trag ic

g u tlt as e s s e n t i a l l y a d ep artu re from t h e norm (3 ). No p a r t

o f h is th eo ry o f tragedy i s , i n d e e d , m ore f i r m l y r o o t e d i n

h is own d r a m a ti c p r a c t i c e th an th is view o f t r a g i c g u ilt. Thus

-s early as 1846 Ludw ig h a d c o n c e iv e d o f B e r n d t , t h e h e r o of

l . ” Der M en sch ", H eb bel w ro te upon h i s co m p letio n o f J u d i t h .


"wenn e r s i c h auch i n d e r h e i l i g s t e n B e g e i s t e r u n g d e r G o t t h e i t
zum O n f e r w e i h t , ist n i e e i n gang r e i n e s O p f e r , d i e Sfind.enge-
b u r t b e d i n g t den S d n d e n to d " - T I I 1 9 5 3 , 3 A p r i l 1 9 4 o - 2. "Nnd
d e n n o c h z w in g t es i h n und t r e i b i f ^ e s i h n , w e l h a l b e r s i c h a l s
e i n W e r k z e u g d e r V o r s e h u n g a n s " ( n o t e t o Cro m w e l l c i t e d b y
L / o n M is . o n . c i t . I n . 2 8 7 > f r o m an u n p u b l i s h e d " P l a n h e f t en-
+ w ” C r o m w e l l , o n w h i c h L u d w i g was w o r k i n g d u r i n g
185o ) - # b e r m & t i g b i s z u m T r e v e l " (n o te to t h e f i r s t s k e t c h to
- 49 -
P ic W iljlsnh{itzen, v.b a m?ji who c o n s i d e r s h i m s e l f e x e m p t from

th e taw s o f hum anity (l), and he alw ays m a i n t a i n e d t h a t a larg e

part o f t h e - E r h f S r s t e r Vs t r a g i c g u i ] . t was h i s iso latio n from !

th e o r d i n a r y w orld (2), When h e came t o analyse th e case for

such inw ard, and o u t w a r d i s o l a t i o n , h e saw i t once ag ain in

the ex isten ce o f one p re d o m in a n t c e s s i o n w hich t h e h e r o h a d

allo w ed to grov; t o an a b n o rm al d e g r e e an d f o r w hose c o n s e ­

quences he is th erefo re f u lly resp o n sib le* VAg M c t r t i n i n Das

F r & u le in von S g u d e ri says to G a r d i l l a c - a ch aracter who i n

fact a p p e a r s much l e s s free to determ in e h is own a c t i o n t h a n

L u d w i g ’s o t h e r h e r o e s -

D e r b f l s e K e im l i o g t freilic h in uns a lien .

Do c h u n s r e S c h u l d i s t ’s , ûberw llchst er uns. (3 )#

In a ll o th er a s p e c t s , Ludwig l a t e r in sisted , th e trag ic hero

sh o u ld approxim ate a s much a s p o s s i b l e to th e average, to th e

" e v e ry d a y o f hum anity" ( 4 ), r e v e a l i n g his. i s o l a t i o n , not as

a g iv en a ttrib u te of h is ch aracter, b u t o n l y when h i s excess­

iv e p a ssio n m an ifests i t s e l f in the w orld o f a c t i v i t y . "In

d e r T h at s a g t / e r s i c h von d e r O e m e in s c h a f l o s . * . S c h u l d fo% t

aus i n n e r e r I s o lio r u n g und i h r e H e r a u s s te llu n g - als T hatsa ­

che - in d ie H an d lu n g sw elt i s t d e r B eginn v f i l l i g e r Iso lieru n g

( 5 ).
1 . "S ein e tr a g i s c h e Sdnde, dass er sic h der M enschheit ftber-
h e b t " - SW V I p . ^ 3 1 -
2 . C f . GS“ V p . 4 2 2 , 1 8 5 1 - 5 5
3 . Act I I s c . v i i
4 . GrS V. p. 5 2 0 , 1 8 6 1 - 6 5
5. i b i d . p . 282,1860-65
- 5o -

In th is f ï nphns J . s u p o n a c t i o n l i e s an e s s e n t i a l rh' .f-Terence

■between Hei'^h -1 *3 pnfl l o u i w l g \s c o r o e n t i o n o T t h e tragic hero,

” Iin A n f r . n p e d e s j 3 r " ’^ a s ” , L u d w i g w r o t e i n a conrnarativelg e a rly

pass are on t r o r i o in e v it ahil.itp, "fordert der C horahter d u r eh

ein r om isses T h u n o d e r U n t e r l a s s e n d a s S c h i c k s a], h e r a u s , e r

tbut d e n e r s t on h t os s , v o n d a a n n u s s er s ic h w e h r e n "b i s sun

U nt-rgrnpe - n de n n a t d r l i c h o n , n o tw ruigen Folgen s e i n e r That"

(1 ) 0 G u i l t ; Vie n a i n t ^ i n e d , tViou^h i n large n e a s u r e cond i t ion-

ed h y t h e c h a r a c t e r Is m m n a t u r e , can only he t r a n s l a t e d in to
troly d r an a t i c t ='rns i f it nan i f a s t s itself in outward a c tio n

of a vivid and i n m e d i a t e l y c o m o r a h e n s i h l e n a t u r e ( 2 ) . Ma n y o f

L u d w i g ’s p r e l . i n i n a r y s t u d i e s t o Viis own plays s h o w how h e was

constantly at pains to dotcrnine the p r e c i s e manner i n which

his c h a r a c t e r s , h;' t h e i r own s e l . f - w i l l e d actions, produce a

reaction which oroves t h e i r undoing. H a v i n g o n c e g i v e n way

to Viis own d o m i n a n t im pulses, the tragic hero is continually^

fo rce d to act, w hilst at t h e s a me t i m e s u f f e r i n g from t h e oon-

Scfuences o f Viis a c t i o n s , w h e r e b y t h e i n t e r e s t becomes c e n t r e d

on a c o n s t a n t and c a r e f u l l y b a la n c e d i n t e r - p l a y b etw een a c t i n g

and s u f f e r i n g (5)« "Lie G lie d e r dessK ausalnexus mûssen L e id e n

u n d H a n d e l n zugleicVi s e i n , u n d wwar s o , dass im e r s t e n d a s 1

L eiden, indem es H a n d e l n w i r d , die Schuld g e b i e r t , und d ie

l . G S V p .4 1 7 ,1 8 4 C h -5 1 . - 2, i b i d . p . l 9 o ; 1 8 5 1 - 5 9 : " L i e S c h u l d
m S g l i c h s t scVilank g em a c h t und i n e i n e - b e s t i m m t e - T h a t g e -
k l e i d e t d ’ C f , a l s o i b i d . p p. 1 2 5 . 1 9 5 > 4 4 2 , - 5» Of S h a k e s p e a r e s
Homeo u n d J u l i e t h e w r i t e s ; " S l e l e i d e n das S u s s c r â t e n u r d u r oh
iVir e i g n e s H a n d e l n , auch t r i t t d i e s e s d u r c h _ d a s g a n z e S t r l c k
h i c h t a l s g e w a l t s a m e s , s o n d e r n mehr i n d e r Form des L e i d e n s ,
a l s o s e l b s t d i e S c h u l d M i t l e i d e r r e g e n d a u f " - i b i d o p . 189%
1851-55 e
- 51 -

ans h an(3elnd d i a S c h u l d v e r g r ^ s ,s e r n d f o r t s e t -
a on” ( l ) . NotViinj: nond.d h ave h c c n f u r t h e r from ludvu.g Is i n -
t e n t i n n s t h a n t o p o r t r a y d-'^novova, as H .^b'nl h a d houo ^ 11 d-

m \ \ s s i j p a s s i v ” (2 )^ i.e .w ith o u t any a c t i v e p r o v o c a t i o n o f g u i . l t


on t h e c o n t r a r y , hy e x p l o i t i n g t h e i d o a n f G c n o v e v a /s l o v e f o r
CtqI o , o n l y ' ü m l y h i n t e d - t i n T i e c h ’s v e r s i o n o f t h e same s u h -

jo -t ( f ) , he hnr g u ilt the "c^.usa movens" o f t h e w hole


(4). ” Is (l-:o;f j,m L e i d o n d e n ” , l u d w ir w r o t e - ^ ith e r d u r i n g o r

i m m e d i a t e l y a f t e r h i s work on t h i s play, ’’n i c h t h l o s s die go-

m a r t a r t e , h i l f l n . s e S i n n l i ^ h k e i t e r s c h a i n e n , das l e i don muss

m ^ g l i c h s t i n Frrm e i n es H a n d e l n c r s c h e i n e n , w ie i n d e r S c h u l d

d as H u d el n i n Form e i n e s l e i d o n s ” ( 5 ) .

On e x a m i n i n g t h e e a r l i e s t o f H e h h o l i s t h e o r e t i c a l w r i t i n g s
from t h i s p o i n t o f v i e w , one i s made aware o f a v e r y d e f i n i t e

o h ift o f e m p h a s i s . Thus i n an e s s a y o f 1355 H o h h e l d e f i n e d ,


t r a g e d y a.s ”S c h i l d e r u n g j d e s Gedan n n s , d e r T hat w e r d e n w i l l
d urch H andeln oder lu ld e n " (o), and by p o i n t i n g t o K l e i s t ’s
P r i n z F r i o i c h v o n Homburg s u g g e s t e d t h a t t o i n v e s t t h e t r a ­
g i c h e r o w i t h one d o m in a n t t h o u g h t o r i d e a w hich w ould i n f o r m
h i s w h o l e p e r s o n a l i t y was t h e f i r s t and most o b v i o u s r e o i j i s i t e *

o f dromao Y e a r s l a t e r H e b b e l t e s t i f i e d from h i s wwn e x p e r i e n c e

! • GS V p . 5o8, 1 3 6 1 - 6 5 " - 2. l e t t e r t o F r a n z l i n g e l s t e d t ,
14 J u n e 1 3 5 8 ; VI p. 143 : "G enoveva s e l b s t , an s i c h n i c h t
e b e n Hjrmlich a u s g e s t a t t e t , h a t man do ch m i t K e c h t zu b i l d m ”—
s s i g p a s s i v g e f u n d e n . Das k o m i t e f r e i l i c h , b e i m e i n e r A b s i c h t
n i c h t " a n^ d e r s s e i n , a b e r m es T . f r a g t sM i c« h , r« ob/ich d i e s e A b s i c h t hor
^ /- i ____ '_____ • _ ^ 1-..

c lU ls lib id .llh .- K8 r n e r uïïïï H r l n r l c É v o n


K l e i s t " , 1 8 3 5 , I IX p . 39
- ^2 -

to the in n o ssih ii.ity of creatin g trag ic characterF j w ith o u t su c h

•'^n i l o a , anH al t h o u g h i n h i s later th eo ries th is nay not alw ays

h e l^from o h i l o s o n h i c a l connot at io n s , th e n .n lo rly in g y r i n c i p l c /

i->, indeed, not d issim ila r f r o m L u d w i g ’s c o n v i c t i o n th at th e

id ea of a dram a m ust r e s i d e in and h e i d e n t i f i e d w i t h th e cha­

racter of th e hero, w hich, in p r a c tic e , o ften m an ifests i t Èe l f

in a so -c al.lo d id ee fix e (l). B ut w h e r e .a s L u d w i g h o l i o v e d t h a t

th is id ea cou ld only fin d ex p ressio n in actio n , H ehhel, hy v i r ­

tu ally e ou a t i n g a c tiv ity and p a s s i v i t y , set the ouest ion o f

trag ic g u ilt in an e n t i r e l y new p e r s p e c t i v e . "Durch D u ld e n T hun:

Idee des W eihe s ", he had n o te d in h is d i a r y o f 1859 ( ^ ) , thus

m aking i t cle ar t h a t when he c a u s e d J u d i t h to s a y : " D e r V/eg z u

m einer That geht durch d i e S i i n d e " , h e was i n f a c t concerned,

n o t 3 0 m u ch w i t h h e r dedd, h u t w 'th th e q u a li t y o f h e r g u ilt®

T his co n sisted in the in e v ita b le ten d en cy o f th e in d iv id u a l to

iso latio n , w hether m a n ife s te d i n h is actio n s or in h is very

ex iste n ce , and i r r e s p e c t i v e o f what H eb b el c a l l e d t h e "causa

prim a" (5K C h aracters such as Agnes o r R hodope a r e t h e r e f o r e

no l e s s in a c c o r d a n c e w i t h H e b b e l ’s c o n c e p t i o n o f t r a g i c g u ilt

t h a n C olo or H erodes, whose o v e n f e e n i n g p a s s i o n s reveal them ­

selv es i n some p a r t i c u l . a r and c l e a r l y m o tiv a te d actio n . For by

v irtu e of th e ir 's e x , the " a c tio n s " of th èse tra g ic h ero in es may

loCfoSW VI p . 2 5 5 , w h e r e L u d w ig s p e a k s o f r i g h t as "die fix e Idee


d e s S r b f S r s t e r s ' l - 2 , T 1 1 5 1 6 , 24 F e b . 1859*
5 . " M e i n V\fort û b e r d a s D r a m a " , 1 8 4 5 , W %I p . 5 1
- 53 -
t ak(? t h r form o f o o s a i v e s u r r s n d f ^ r , but th is does n o t absolve

them from £ ; n i l t , sin ce acquiescence is eq u ally th e ex n rcssio n of

th e in d iv id u a l p e rso n ality , and i s as t h e im m e d ia te co n seq ien -

ces of in d iv id u atio n . " Dios o S c h u l d i s t ein e u ra n f ^ n p lic h e ” ,

Hebbel. w o t e in th is c o n n ectio n , " v o n dem B e g r i f f d e s M ens c h o n

n ich t z u t r e n n e n d e u n d kaum i n s e i n B em isstsein f a lle n d e , sie

i s t m it dem L c b e n s e l b s t ge :et z t " ( 1 ). T his bein g s n , g u i1 1 in

H e b b e l Vs e y e s was an a m o ra l c o n d i t i o n , to ta l ly d istin c t from

th e C h ristia n co n cep tio n o f ) s i n ( 2 ), i n c u r r e d by a l l alik e,

wh e t h e r th e y be aw are o f i t or n o t. Thus t o A gnes* q u estio n a,s

to what s h e h a s done t o deserve h e r crttel fa te F reisin g rep lies:

D ie O rd n u n g der '.'Veit g e s t f l r t , V a t e r u n d S o h n e n t z w e i t , dem

V olk s e in e n F d r s te n e n tf r e m d e t , e in e n Z ustand h e r b e i g e f ü lir t,

in dem n i c h t m e h r n a c h S c h u l d u n d U n s c h u l d , nur noch nach U r-

s a c h * u n d W irkung g e f r a g t w erd en kann! ( 3 )

F o r Ludvjig s u c h an a t t i t u d e was v j h o l l y u n t e n a b l e , bo th f r o m a.

m oral and from a d ram atic p o in t o f view . " S o n s t v e r l a n g t e man,

h e w r o t e b e t w e e n 1861 a n d 1 8 6 ? , "dass der t r a g i s c h e H eld

den s i n n l i c h e n S i n d n u c k ( i b e r w S l t i g e n d raachen m fis s te , jetzt ge-

nfigt, dass d ie n e fle x io n n ach w eist, e r h a b e d i e ph i l o s o p h i s c h e n

F r f o r de m i s s e zum t r a g i s c h e n H e l d e n ; s o n s t m u s s t e s e i n e S c h u l d

sin n lic h in d i e Augen f a l l e n . . . J e t z t genftgt n a c h z u w e l s e n , dass

er w irk lich -^in e S c h u l d h a b e , v ielleich t e in u n b ew u sstc o d e r un­

w i l l lo*lrl i c h e , und d esh alb n ic h t ohne Grund s e i , L e i d e n zu emp-

fin d en , also auch wohi w elche em pfinde" (4)#

1 . " M e i n W o rt ( \ b e r das D r a m a " , 1 8 4 3 , W p. 3 1 . - 2 . i b i d * p . 3 o . -


3#Agnes B e r n a u e r , Act V . s t c . i i . - 4. GS V pp. 496 f .
- 54 -
To >1 n n m -n rj-r co n ce p tio n o f nornl it]/ v i r tu e and g u il t \^je-re

o f n e o s s s i t y m utuall^^ e x c l u s i v e , and th e t r a g i c h e r o who i s made^,

to suffer aith o n t o h v i o u s m i s deni e a n o u r c a n o n l y "he o f f e n s i v e .

Thus h i s c o in ion o f - p i ay su c h a s H e h h e l Va Ay n e s B e r n a u e r can ,

rea d ily he deduced from a c ritic ism a l r e a d y made h y h i m ah o u t |

v o n X * J r r i n g *s p i " y o n t h e s a m e s u b j e c t : ”Es i s t n ich t ein m al

Spur ein e s F r-n/olns in h e id e r L ich e, sie sin d sehr tu g c n d h a ft"

(1 ) 0 13e m i t y , h e n a i n t o - i n e d , w ith a g lance a t S c h i l l e r ’s Max

" n d T'-' opl ay c a n h e allow ed t o p e r i s h -only i f it cont ain s g u ilt

of a real and p o s i t i v e kin d , i n c u r r e d hy th e a ctiv e tran sg res- |

3 i o n o*^ t h e h e r o or h ero in e, and t h e r e f o r e w orthy o f p u n ish m en t |

(2 ). In h is own e a r l i e r p lay s, such as Die H e c h t e des H e rz e n s li

a n d D ^ r S n y e l v o n A n g g h u r m , Ludwj.g h i m s e l f h a d c r e a t e d c h a r a c ­

ters who s u c c u m h s o l e l y to th e v ic e s and i n t r i g u e s of o th ers, •

e x •ten r e s s i n a h i s t h e o r y o f t r a g e d vV i n
U
th e f o l l o w i n g^te> w o r d s : j
.I

I hr wag t e n ich t der Srde L u st zu nshien, ,|

Drum t r a t der Schm erz, der h e il* g e r ist, zu i h r , i

Urn i h r zu d i e n e n , urn s i e zu v e rk l& ren ,. ;!

"Ich m ein: d as E d l e muss u n t e r g e h e n , n ich t, w eil das L ehen s e i n

F e in d i s t , so n d ern w eil d a s L e h e n s e i n n i c h t w e r t h i s t " (3 ) . But ^

e v e n b e f o r e h e cam e t o occupy h im s e lf s e r i o u s l y w ith S hak esp eare

h is d ram atic in stin c t h a d t a u g h t him t h e i m p o r t a n c e of a ju st

p r o p o r t i o n betw een punishm ent and th e activ e p ro v o catio n o f

1 . ^ V p . 343, 1855-56
2% i b i d o ^ / . p . 5 4 o , 1 3 6 1 - 6 5 ; c f . a l s o i b i d . P o 5 4 .
3 o L e t t e r t o E d u a r d D e v r i . e n t , 5 D ev. 1 3 4 6 ; ^ V I p . 3 4 7 .
- 55 - :

'in a '13 e n r l y as 184 7 h e w r o t e o f h i s E rb fg i's te r : |

file t r o . ^ i s o h e I r o n i e ih n , dor s i c h horausnim m t zn. g l . a u - ,

hon, or s - i h o s t i m m t , aus dor P - r th o i h e r a u s , s ic h zirm h i c h t o r

auC auw -rfon, b o i m W o r t o njjnmt u n d ihm d a s S t r a f r o c h t w irk lich 3

zu d b o rg o b o n s c h c i n t - nm os u n w i s s o n d a n s i c h so lb st zu v e i l - ;

ziohon, j.n d o r s o l b o n T h a t , in flor V c r b r c c h o n u n d S t r a f e zusajn- |

mon TUo I t " ( l ). T h is b e l i e f , th at the nor fo o t tr a g e d y coulb

o n l y b e c r - a t ' ^ d b y m a k i n g t h e h e r o ’s g u i l t ^ rise n e ce ssa rily

out of h is actio n s and b y y r e s a n t i n g h i s u l.tim ate d estru ctio n

as t h e i ' c v i t a b l e outcom e o f h is g u ilt, su p p o rted as i t was b y !

the exam ple o f S h a k e s p e a r e , was t o c o l o u r L u d w i g ’s v i e w o f a ll j

dram a, w hetlier an cien t o r m odern. Thus h e w r o t e o f S n h p o c l e s ^

trag ed y A n tip o n e:

"Ohne a llés W u n d er f o l g t d i e S t r a To n i c h t a ll e in a u f d ie

S chuld, K reon, dor t r a g i s c h e H old, t S t et im H i g e n s i n n e d ie

G -'^liobte s e i n e s Sohnes ; d ie s e r , da e r s i e \ n i c h t r o t t e n ;

kann, stirb t ih r n a c h : ih m d i e M u t t e r , und so h a t der H eld ;

sich o ci.b st g e s t r a f t " ( 2 ). '

N othing c o u ld be m ore c h a r a c t e r i s t i c o f H e b b e l ’s t h e o r y o f

t t ag ic "u ilt t h an" h i s approach to


"L, .L
t h e same t r a g e d v .
W< U
F o r him

th e ent.ire s ig n i f ic a n c e o f t h i s " .I n c o m p a r a b le " work, was t o be j


il
found i n th e fig u re o f A ntigone h e r s e l f , who, t o r n betw een h e r :

d u t y t o w a r d s h e r b r o t h e r and h e r d u t y t o w a r d s t h e g o d s , h a s t o

p erish , a lth o u g h , i n H e b b e l ’s v i e w , she is g u ilty o f no o t h e r '

l o L e t t e r t o K a r l G u tz k o w ,1 5 M arch 1 8 4 7 ;B r i e f e . e d . c i t . p p . 2 1 6 f ; |
c f . t h e F r b f g r s t e r ’s words a t t h e end o f t h e f i n a l v e r s i o n : " I c h ,
wo1 1 t e r i c h t e r ^ u n d - h a b e m ic h s e l b s t g e r i c h t e t . V e r b r e c h e n u n d |
S t r a f e m i t e i n s " —A ct ^7 s c o v i i i . - ^ ^ P . 415; 134o—51* '
- ^

o f F c n c r tv. on t \ ' i t of v io la tin g a law w hich in in its o l.f n n to n -

•■1)1.» ( l ) . Yet o wan s o o o n v i n c o f t^-o n e c e s s i t y for her l o "th

t h a t V) o T n o lc ll. c l tl'ic f e t e of h is own A y n ^ - 3 an o r — t h a t

"/m tijo n c o f m odern tim e s " (2 ) - ungn i t , m c.hin y h e r "th e p u rest’

v ictim ever s a c r i f i c e l in th e course e ll c en tu rie s to th e j

c l aim s of N ecessity " ( f ) . Tv. e re was no tv, i n g arb itrcx y in h is I

c o n c e p t i o n o f e v e n t h e mo- t p assiv e of h is h ero in es, f o r h e was |

as concerned as L u d w ig -A)out w h a t h e c a l l e d th e id en tity l e t -


I

w e e n f 1 .1 e an d c h a r a c t e r . Th u s d u rin g h is w ork o n Hcrod.es and '

M ariam ne he w ro t^ to a frien d : "Dcnke D ir C h a r a k t E r e , d ie A llé

^ e c h t hah en, d ie nirgcncis i n ’s H ^ s e a u s 1 a u f en u n d d e r e n S c h i c k - ^

sal d a r AUS h e r v o r g e h t , dass sie eh a n d i e s e M c n s c h e n s i n d und

k o in e andere, d e r en S c h i c k s a l aher dennoch e in fru ch th ares is t"


I
( 4 ). T his is fu lly in a c c o r d a n c e w i t h H e h h e l ’s v i e w s on t h e m is ­

c o n c e p t i o n o f h u m a n f r e e d o m , . a n d tVie p e c u l i a r p u ality o f h is

th eo ry o f trag ed y l ie s p rec ise ly in th e fact th at, d eterm in ed

as t h e trag ic hero is b o th by h i s own n a t u r e and th e circum ­

stan ces in w hich h e fin d s h im self, he is y e t made r e s p o n s i b l e

f o r what he h as done and c a u s e d ^ suffer the consequences «

Th e q u e s tio n o f punishm ent does n o t arise in th is co n n ectio n ,

nor does t h a t o f a p ro p o rtio n in g of it according to t h e m agni­

tu d e o f tVie h e r o ’s g u i l t such as L udw ig h a d o b s e r v e d i n Sv.ake-

^p earean trag ed y (5) : H ebbel speaks r a t h e r o f atonem ent and sa­

l e C f . " M e i n W o rt f l b e r d a s D r a m a " , ! 8 4 3 , E p p .3 o f.
2 . L e t t e r t o F r a n z D i n g e l s t e d t , 2b J a n , 1 8 5 2 ; B r . I V p . 3 5 o -
3 . C f. A g n e s B e r n a u e r e A c t V scc. X .
4 . L e ' t t e r t o H d u a r d B a n i n s k i , 1 4 A u g . l 8 4 S ; B r . IV p . 1 2 9
5 . C f . (JS V p. l o 5 , 1 8 5 1 - 5 5
- 57 -
c rific ^ 5 tV.i(^r;!jby c o m i n g i n font ^ 0.3 B rocht s u g g e s ts ^ v - r y ne ar

to the old C O nocotion o f " o x p l n t i o n ” p r e s e n t i n G reek t r o g e d y

(1 ). As e o . r l y os 1 8 3 9 , d uring h is w o r k o n J u d i t h . Hob b e l h o d

co n ceiv ed o f th e tro g ic heroes o f t h e G reeks os c a u g h t u p I n

th e in so lu h ].e r i d d l e of life , and s u b j e c t i n g them selv es in -

stin c tiv e ly to a h ig h er law w h i c h tli a y did. n o t u : d o r s t a n d , in

cton em en t for a sin o f whose p r e c i s e n a tu re t 'l e y wore u n a v a r e

( 2 ).

Hgr t h e h e ro o f m odern t r a g e d y H ebbel e n v i s a g e d two p o s s i ­

b ilitie s: e it h e r he p e ris h e s fu ll of defian ce and e s s e n t i a l l y

u n rep en tan t, o r h e b e e on os r e c o n c i l e d to h is fate, go.ining a

m ore c l a r i f i e d view o f h i s own p o s i t i o n (5 ). The l a t t e r p o ssi­

b ility can a l r e a d y bo s e e n i n H e b b e l *s e a r l i e s t trag ic h erd in e,

Ju d ith , w h i l s t Me i s t e r A nton, o n whom H e b b e l was engaged, at

th e tim e o f f o rm u la tin g t h i s d istin c tio n , is c le arly an exam ple

o f th e form er ( 4 ). In each c a se , how ever, H ebbel m ain t a in o d ,

th e u ltim ate reason for th e i n d i v i d u a l ’s g u i l t and th u s for h is

d e s t r u c t i o n rem ain ed , as it had. d o n e i n G r e e k t r a g e d y , e te rn a l-

l y h i d d e n f r o m manAs c o m p r e h e n s i o n , a Q u e stio n to w hich t h e r e

was no a n s w e r . In t h e o p i n i o n o f L u d w i g , H e b b e l was t h u s rang­

in g .h im self i n d u b i t a b l y on th e s i d e of S c h ille r and th e G r e e k s ,

in c o n tra st to th at o f Shakespeare: w ird g e z e i g t " , he w rote

o f th e la tte r * s trag e d ie s, "w ie S c h u ld und v e r k e h r t e s H a n d e ln ,

1 0^ 0 W .B r ec h t, *V/ege und Umwege der d e u t s c h e n L i t e r a t u i p e i t h u n -


dert J a h ren * i n Peutsche V i e r t e l l a h r f s s c h r i f t V I I .S t u t t g a r t
1 9 2 9 , p. 429*-’ 2e p .l7 3 * rev iei
o f V/ienbarg*s "Die P ram atik e r der J e t z t z e i t " ,1839#'^ 3. Of .Heb­
b e l ’5 own comment, T I I 2 9 2 6 , 8 D e c . 1 8 4 3 * - 4 * G f . L e t t e r t o A r n o ld
M g e , 1 5 S e p . 1 8 5 2 ; Br. V p. 55.
- 58 -

w iç in s b rin g t, im d zwnr w i r d n i c h t dns

Wcrum ’i l s c i n K H îtsel, sondern als c in c V crn u n ftn o tw cn d ig lccit

in v o lls tc r K l - r h e i t v o r Angen g c s t c l l t , die w i r . . . v S l l i g b il-

l i g e n m d s s e n ” ( l ). It is ev id en t w h e re i n dw i g ' s own p r e f e r e n c e ,

lay , f o r h e was a l w a y s firm ly co n v in ced th a t the d r a m a t i s t Vs i

last wor^L m u s t b e o n e o f p o s i t i v e assurance and h a r m o n y . T h is

view i s alread y d isc ern ib le in his own " p r e - S h a k e s p e a r e a n ”

w ork, w here t h e p o s s i b i l i t y of m itig atin g the fin al catastro ­

p h e b y m e n a ^ o f t h e h e r o *s c o n f e s s i o n of h is g u ilt p resen ted

i t s e l f very re a d ily to h i s m ind. 'Ti^us i n h i s first sk etch of

D i e M a k k a b h e r L u d v j i g e n v i s a g e d two d i f f e r e n t e n d i n g s , one i n

w hich L e a , though h e r s e l f rem ain in g a liv e, is p u n ish e d by s e e ­

in g h er ch ild ren die one by o n e , and t h e o t h e r i n w hich a

denouem ent is effected , w h e r e b y , h a v i n g come t o r e a l i s e th e

e v /il effects of h er p rid e, she is p u r i f i e d by s u f f e r i n g and

becom es r e - u n i t e d w ith h e r c h ilr jr e n . In th e fin a l v ersio n of

th is p lay , w here L e a , a f t e r h av in g w itn e s se d th e death o f h e r

sons, has h e r s e l f to pay t h e suprem e p e n a l ty w h i l s t at the


i

same tim e acb/^now ledging h e r g u i l t - :

H err, was s t r a f s t du d i e K i n d e r ? S t r a f e m i c h ! |

Such m eine S c h u ld , H e r r , a n m i r s e l b e r heim ! (2 )

- her atonem ent r e c o n c i l e s h e r to h e r cu ^el fate. T his w illin g

accep tan ce o f punishm ent th ro u g h a fu ll rea lisa tio n o f h is '

tran sg re ssio n cam e t o c o n stitu te f o r Ludwig t h e u l t i m a t e func­

tio n o f th e trag ic hero, who t h e r e b y b o r e t e s t i m o n y t o an u n -

l . G S V p . 2 4 7 , 1 860- 6 5 .
2o D i e M a k k a b h e r , A c t I V s c . i
- 59 -

sh a lib le faith in a w o r l d n r d r r b a s e d o n r i g h t ej^ous n e s s and

ju stic e . It -provided i n h i s view th e v e r y e sse n c e o f th e re c o n -

c ilia to ry 'lual i t y o f Sh a l: e s n e a r e *s d r on a s , and s t r e n ^ h e n e d him

in his b e lie f th at th e p u r g in g o f g u i l t m ust be h i s m ain c o n c e r r

as a trag ic p o et. "Was i s t denn d ie H a u p tsa c h e ? " he w ro te in

c o n n e c tio n w ith h i s work on Ifen o v e v a . "Bass G enoveva d u rc h P rl\-

f u n g v o n d e r H ”r t e des s i c h e r n T u g e n d s to lz e s '^ur d e m d t i g c n T u -

gend g e l h u t e r t w ird" (l).

Hebbe1 J to o , was r e a d y t o adm it t h a t h i s own G o l o r e a c h e s

th ro u g h h is very g u ilt a p o in t w here he s t a n d s "v io l r c in e r ,

sitt]ic h e r und g e l R u t e r t e r " ( 2 ), b u t t h e m ere fact th a t he con­

sid ered th e r i g i d i t y o f a M e ist e r A nton o r a H erodes of equal

v a lu e to th e trag ic d ram a tist, im p lies t h a t h e saw t h e p o ssib i­

lity of rec o n ciliatio n as b e in g on a l e v e l tran scen d in g th at of

the in d iv id u a l trag ic hero. Indeed, in 1847, even w h ils t work­

in g on J u l i a - in w hich G r a f B e r tr a m s a c r i f i c e s h is rig h t as an;

in d iv id u a l to t h e m o ral law even b e f o r e h i s d eath , and th u s

a c h ie v e s a c e r t a i n m easure of rec o n ciliatio n w ith in the actu al


(3j
pi ay/I— H e b b e l w r o t e :

"D ie V ersS h n u n g t o T rag isch en g e sc h ie h t im I n t é r e s s é d e r Ge-'

sam m theit und n ic h t in dem d e s H i n z e l n e n , und es ist gar

n ich t nRtlfig, o b g leich h e s s e r, dass er sich selb st ih rer be-

w usst w ird . Das L e b e n i s t der g ro s s e S trom , d ie In d iv id u a l1 -

1 . C ite d b y L e o n M i s . o n . c i t . I I p . 57, from an u n p u b l i s h e d n o t e ­


b o o k e n t i t l e d ’S k i z z e n z u T r a g f l d i e n ’ p . 5 8 .
2 . L e t t e r t o A r n o l d H flg e, 1 5 S e n . 1 8 5 2 ; p . 55#
3 . C f . H e b b e l ’s own c om m ent o n t h i s p l a y , T I I I 3 9 4 3 , 3o J a n 1847©
— 60

tH itfïn B i n d T r o p f e n , d ie trag isch en aber ^ isstflc k e, d ie w ie der

zerscK m o lzen w erden m ûssen und s i c h , dam it d ies m Sglich s e y ,

an e i n a n d e r a b r e is s e n und z e r s t o s s e n ” ( l ) .

To r e s o l v e th e co n flict w ith in th e ch aracters th em selv es

w ould mean t h e to ta l d isin te g ra tio n o f th e in d iv id u a l a n d wouli

th u s underm ine th e very b a sis of th e dram a, whose c h i e f p u r ­

pose is to show how, in s p ite o f a tera o r a r y d istu rb an ce, th e

stream of life m ust i n e v i t a b l y co n tin u e. O nly by th e d estru c­

tio n o f th e cause o f th e d i s t u r b a n c e (5 ) , the trag ic hero, can

th e d ram a tist sy m b o lise the r e s t o r a t io n o f the b alan ce - pro­

v id e d t h a t he h im s e lf b e lie v e s in it and i s ab le to reco n cile

it w ith h is own v i e w o f l i f e ( 3 ). T his is an i m p o r t a n t p ro v i­

so, and e x p la in s why a d r a m a s u c h as G-enoveva, w i t t e n sb it

was d u ring a tim e o f g r e a t personal s t r a i n and u n h a p p i n e s s ,

in fact sy m b o lises, as H eb b el h i m s e l f c la im e d , little more

th an th e fu tility o f human e x i s t e n c e and b e a r s few t r a c e s of

1 .T I I 2 6 6 4 , 6 M a rc h 18415.- 2. C f. an i n t e r e s t i n g r e m a r k b y
H e b b e l a b o u t K a n d a u l c s i n Gy a: e s u n d s e i n R i n g : " S p l i t e d e r K a n - '
d a u le s , der n i c h t H a u n tfig u r se y n s o i l noch w i l l , Ih n en n i c h t '
b e s s e r z u s a g e n , w e n n S i e i h n i n s e i n e r B e z i e h u n g zum G a n z e n ,
e t w a a l s U n r u h e i n d e r U h r b e t r a c h t e n ? ”- L e t t e r t o M o r t e K q I -
b e n m e y e r , 28 J u l y 1 8 6 6 ; B r . V p . 5 3 1 . - 3 #C f . T I I I 4 1 5 o , 1 9
a p r i l 1 8 4 7 : " I c h w e i s s n i c h t , ob i c h m i c h i r r e , a b e r m i r
d & u c h t e s e i n e ü û n d e w i d e r d e n h e i l i g e n G^^ist d e r W a h r h e i t ,
wenn d e r D i c h t e r s e in c m K u n s tw e rk e i n e V e r s 8 h n u n g m it d e r
m e n s c h i i c h e n S i t u a t i o n u n d d e n W c l t z u s t Ûnden d b e r h a u n t e i n z u -
n-ehm enhauchen s u c h t , v o n d e r e r s e l b s t n och e n t f e r n t i s t " #
- 51 -

c. r c c o n c i l i a t n r y o^nroach 11 ) . For alth o u g h the l a t e r added

Æ ailo.a, w ith its attem p t to r e s t o r e harm ony, h a d , acco rd in g to

th e a u th o r, been p a rt of h is in te n tio n from t h e b e g i n n i n g , he


, r t v c n t t f l
Î'
was for a lo n g t i m e ^from r e a l i s i n g th is b y h i s ?11 t o o in te n se

a b so rp tio n in th e phases o f G o l o Is d e v e l o p m e n t (2 )• H e n c e H e b b e l

d iv id ed h is d r;am atic work i n t o tw o d i s t i n c t p erio d s, th e one

com prising the p i ays from J u d i t h to M a ria M am dalena. i n w hich

th e sa crifice o f th e trag ic hero h erald s but fain tly a new a n d

b e tte r w orld, and t h e o t h e r com prising a l l the l a t e r p lay s, in

w hich t h e trag ic hero is actu ally c o n f r o n t e d by what H e b b e l

c a lle d h is "d iv in e o p p o site", and i n w hich t h e atm o sp here t t

the end i s m ore c o n c i l i a t o r y , alth o u g h th e personal a ttitu d e

o f H erodes is in f a c t m ore u n r e l e n t i n g than th a t o f a G olo(3 ).

But even th o u g h d u rin g h i s e a rlie r p e rio d Hebbel felt u n ab le

to b rin g about any p o s i t i v e rec o n c ilia tio n , h e was alw ays con­

vin ced t h a t , b y l e a v i n g no d o u b t as t o the a b so lu te n e cessity

1 . C f . L e t t e r t o C h a r l o t t e R o u s s e a u , 27 J u l y 1 8 4 1 ; B r , I I p . I l l : " M i t
dem S c h l u s s w i l l s i c h n i e m a n d a u s s ^ h n e n . * . A l l e r d i n g s is>t e r f ^ lr-
c h t e r l i c h , a b e r n a c h m e i n e r f e s t e n TTberzeugung i s t e r d i e e i n z l -
ge C onsequenz des G o lo sch en C h a r a c te r s und l i b s t n i c h t d ie g e -
r i n g s t e A n d eru n g z u .F s i s t m ir s e l b s t u n l i e b , d a s s d i e s Drama,
w e l c h e s l i n d w i e e i n e M o n d n a c h t a n f & n g t , s i c h m i r u n t e r d e n H&n-
d e n b i s zum H n t s e t a l i c h s t e n g e s t e i g e r t h a t ^ a b e r was k a n n i c h d a
fflr? Ë in e D ic h tu n g i s t k e in G e g e n sta n d d e r w i l l l d i r , d e r s i c h so
u n d a u c h a n d e r s m ac h en I f e s t , u n d m e i n e Muse w i l l n u n e i n m a l
B lu t .Ü b rig e n s l i e g t j a a l l e T ra g ik auch n u r i n d er V e rn ic h tu n g
und m acht n i c h t s a n s c h a u l ic h , a l s d ie L e e re des D a s e y n s .V ie li
l e i c h t b i n i c h b i t t e r e r , w i e m a n c h e m e i n e r V o r g S n g e r , d i e d i e Wun-
d e , d i e s i e n i c h t h e i l e n k S n n e n ,d e r S chw achen wegen g e r n m it e l -
nem H e f t p f l a s t e r b e d e c k e n , w S h r e n d i c h o f f e n u n d e h r 1 i c h a u f d e n
K i s s h i n d e u t e " . - 2<, C f . L e t t e r t o G u s t a v K ü l i n e , 3 1 . J a n . 1 8 5 2 ; B r 3 V
ppo 3 o L e t t e r t o A r n o l d KTÜge,15 S e p . 1 8 5 2 ;B r* V p p . 55 7 7
— 62 —

fo r th e d e stru ctio n o f the trag ic h e ro , th e d r gm. a t i s t was at

lea st ab le to reco n cile th e s p e c ta to r to th e fin al c atastro p h e

(l). However c r u e l or d isp ro p o rtio n a te th e punishm ent o f cha­

racters such a s K l a r a o r A g n e s m i g h t s e era, t h e clear know ledge

th at th eir d e a t h was i n d i s p e n s a b ] e for th e g en eral good w as,

he b e lie v e d , su fficien t to resto re our faith in th e u ltim a te

ju stic e of life . " V e r s S h n u n g im D r a m a ” , h e w r o t e i n 1 8 4 3 > du­

rin g th e process o f c o m p le tin g M aria M a g d ale n a : "H cilung d e r

Wunde d u r c h d e n N a c h w e i s , dass sie fdr d ie erhôhte G esu n d h eit

n o th w e n d ig war" ( 2 ). D espite th e d ifferen ce o f L u d w i g ’s

approach and h i s b e lie f th at each in d iv id u al d r a m a was . a b l e

to d isso lv e a ll d i s h a r m o n y on a s t r i c t l y personal le v e l, h is

em phasis upon th e n e c e s s i t y o f t h e h e r o ’s d e stru ctio n , to u ch ­

in g as it does th e very r o o t of trag edy , bears a certain re­

sem b lan ce t o H e b b e l ’s th eo ry . The r e a l i s m o f Shakespearean

d r 2 ma h a d t a u g h t him t o s e e k r e c o n c i l i a t i o n , not in an a x is y

com pliance w ith t h e s p e c t a t o r ’s w i s h e s for a happy i s s u e , - I

w hich, in d eed , w ould s e t him a t v a r i a n c e w ith th e m o ral law

and th u s w ith l i f e itse lf (5 ) - b u t by c a u s i n g him t o accept

th e in e sca p ab ility o f t h e h e r o ’s fate by m aking i t th e .n ecess­

ary c o n d itio n for th e re -e sta b lish m e n t o f goodness and t r u t h

1.Cf.Lf-^^ea? Î : I I 2 7 7 6 , 29 A u g .1843-
2 . C f . T I I 2 8 4 5 , 11 N o v . 1 8 4 3
5.C f. ^ V p . 170,1857-58.
— 65 —

o n ç?xt,h (l ) ;

" Wir ü o l l t m it P o rso n en , an d sn ^n w ir das m e i s t o Int ores-

., ' s c n e h m r n m G s s c n , ihr<^ L o i d e n l e i d e n , ih ro H offnungen h o f-

fen, ffir s iA f &r ch t o n nnrl z u l e t z t , w r n n d i e F u r c h t s i c h . r e -

a lisic rt h a t, m it sdssein S c h a u d e r d ie N o tw en d ig k o it des V er-

n û n f t i g e n v e r k l . - ^ x o n d f i b e r dem S c h m e r z e d e r L e i c h e n s c h w e -

ben 3 e h en" ( 2 ).

Yet trae rec o n c ilia tio n co uld o n ly be com plete if effected in

th e trag ic hero h im s e lf, and th u s d e m o n strated w ith in th e


i
sphere o f th e p articu lar drajna. It is tru e th at th e id ea o f |

ju stic e w hich th e F r b î S r s t e r h a s v i o l a t e d and t r a n s f o r m e d i n t o ;

its very o p p o site is resto red , i n L u d w ig 's own w o r d s , on a I


i
h ig h er lev e l, but th is tak es p lace, not in a sp h ere beyond th e j
‘l
r e a c h o r co m p reh en sio n o f th e h e r o , but p rec ise ly at th at p ointj

w here h i s eyes a re opened to th e consequences of h is own a c - '!

tio n s and he accepts the p e n a lty w ith o u t re s e rv e ( 5 )« I h e

id ea of ju s tic e was n o t c o n c e i v e d by Ludw ig as s o m e th in g o u t - i

sid e the hero and e s s e n t i a l l y a lien to him , b u t , as "die ganze;

M e ta p h y s ik des h e c h t s g e f f i h l s (4), an i n t e g r a l part of h is very

b e in g .

Thus it is th at th e trag ic hero c o n stitu te d f o r Ludw ig t h e

suprem e c e n t r e o f th e dram a, w h ilst any a tte m p t to adm it in to

it forces beyond th o se o f h is personal fate wa s i n danger o f 1

1 , " G e s u n d l i e i t d e r K u n s t , d . h . m i t dem L e b e n a u s g e s S h n t e , n i c h t
i h m f e i n d l i c h e K u n s t , l e s s e n Vtfeg d u r c h S c h S n h e i t u n d d u r c h ,
W a h r h e i t z u r Gfite , W a h r h e i t und. S c h S n h e i t f & i r t , s o l l t e d i e
H a u p t - u n d G r u n d i d e e j e d e s k û n s t l e r i s o h e n S c h a f f e n s s e i n " - Gem
d a n k e n O t t o L u d w i;a s .Aus s e i n e m N a c h l a s s a u s g e w % il t u n d h e r a u s -
g c g e b e n v o n C o r d e l i a L u d w i g . L e i p z i g 1 9 o 5 , P - l o l « ~ 2 .GS V p . 561-.
5 . G f .L e tte r to K a rl G u tzk o w .l9 M a r c h l 8 4 7 ; L r i e f e , e d . c i t , p . 216.
4.SW V I p . 2 1 1 . ------------
— 64- ""

in to in o ro n h s t r n o t i o n s • Tho e s s e n t i a l l y eo.rth-'bou]^

m a l i t y of b is own c h a r a c t e r s - who w o r e n e v e r t o b e c o m e m e r e

"Id eo n j?:y er” (l ) - in fact n reclu d es a ll in te lle ctu al o r philo-",;


I
so p h ical d iscu ssio n o f i d e a s , and h is w hole c r i t i c a l approach |

to th e problem o f th e trag ic hero was c o l o u r e d b y h i s refusal I

to fo rfeit th e demands o f t h e liv in g stag e in favour o f c o n s i-

d o ratio n s w hich, in h is o p in io n , were p r o p e r to o th er spheres

and d e tra cted from th e im pact o f t h e hirnan f i g u r e o f th e h ero .

Not for the e te rn al enigm a s u r r o u n d i n g the p e rso n ality and


/
fate o f a H '^ m l e t - each one o f S h a k e s p e a r e 's ch aracters is a n

open book, w h o s e s t u d y m ay d e m a n d a l i f e - t i m e , b u t w hich h i d e

in th e last an aly sis few m y s t e r i e s to w hich t h e p a tien t and

d iscern in g o b s e r v e r m ay n o t fin d th e key. Una c eus tom ed as h e

was to p r o b e m ore d e e p l y i n t o t h e m t h a n was n e c e s s a r y for an

e x a m i n a t i o n #bf t h e im m ediate p s y c h o lo g ic a l problem s u n d e r l y i n g

th eir words and actio n s, it is not su rp risin g t h a t hb saw i n

th e tr a g ic heroes o f H e b b e l's d_romas l i t t l e m ore t h a n t h e r e ­

ar esen ta tio n of ab stract ideas and p h ilo s o p h ie s of lif e , w ith ­

out th e elem en tal q u a lity o f S h a k e s p e a re 's ch aracters.

Such c r i t i c i s m t h e n was i n e v i t a b l e , s in c e H e b b e l's w hole

th eo ry and p r a c t i c e o f t r a g e d y was b a s e d o n a c o n c e p t i o n w h i c h

Ludw ig c o u l d n o t and w ould n o t accept : th a t o f th e in d iv id u al

as s u b j e c t to forces beyond h im s e lf . In o th e r w ords, H ebbel b e -

l,C f. GS I V p . 26 a n d SW V I p . 531 e e t i ,
— 65 —
lievrîf^ t h a t th e trag ic hero was n o t m e r e l y c o n c e i v e d f o r h i s own

sake, c l o .i m i . n g t h e a tten tio n o f th e sp ectato r h is p e rso n ality

""lone, h o t m ust r e a c h a p o in t w hore h i s own o a r t i c u l - r fate

assum es a hig h er sig n ific a n c e in h is r e 'j a t i o n t o what H eh h el

c all.ed th e Idea. T h a t h e h i m s e l f was. n o t u n a w a r e o f t h e p o ssib le

dangers in h -'re n t in such a theory is s u g g e s t e d h y a n illuJTiinat-*

ing passage 'w ritte n upon h i s c o m p l e t i o n o f M a r i a Magd a l e n a :

" Es kam d a r au f a n , durch das e i n f a c h o L ehe.nshild. s e l b s t zu

w irk e n und a l 1 e h ^ i t c n h l i c k e des Godankone und dor R e fle x io n

zu v e r m c i d e n . . . h a s ist o.bor s c h w o r e r , a l s m an d e n k t , w e n n man

es gewohnt ist, d ie k r s c h o in u n g o n und G e s t a l t on, d i e man e r -

sc h afft, i m m e r a u f d i e I de e n , d ie s i e rep r ^ en tiere n , ilh er-

haupt a u f das Ganze u n d T i e f e d e s L o b o n s u n d d e r Wo I t zurûck

zu h e z ie h e n . I c h h a t t e m ich a l s o so rg fh ltig zu h d t e n , m ich

bei der A rb e it zu e r h i t z e n , urn. n i c h t ü b e r den b e s c h r h n k t o n

R oilmen d o s G e i a b l d e s h i n w e g z u s e h n u n d D i n g s h i n e i n zu b r i n ­

gen, d ie n i c h t h i n e i n geh(*^ren, o b g leich os e b e n d i e s e D inge

sin d , d i e m i c h am m o i s t e n r e i z e n , d e n n das Ha u p t - V o r g n û g e n

des D i c h t e r s b o s t e h t f d r m ich d arin , e i n e n Ch a r a k t e r b i s zu

s e i n e m im A n f a n g v o n m i r s e l b s t durchaus n ic h t zu b e r e c h n e n -

d e n H(5hepunct zu f f t h r e n an d v o n d a aus d i e W elt zu f i b e r s c h a u -

en" (1)0

In h is le tter t o A r n o l d Rdge n i n e years later, d escrib in g th e.

two p e r i o d s in to w hich h i s dram atic work f a l l s , Hebbel ad m itted

1, T II 2 9 I 0 , 4 Dec. 1845.
- 66"-

th n tj ae s o o n r.s t>io I d e a i t s e l f is em bodied in the dram a - as

for ox am]; l e by th e t h r e e K inys i n H erodes and M ario n n e - the

scope o f the in d iv id n a l ch "racters m ust - f n e c e s s i t y be r e s t r i c t ”

ed. Ht t h e s niie t i m e , h o v jev o r, Hcbbo] :-;as c n e v i n c e d y ^ t h a t it',is

did not ab so lv e t h e m odern d r a m a t i s t from t h e im ' o r t a n t dutyr o f

creatin g , n o t m ere a b stra c tio n s, but liv in :* c h a r a c t e r s , i n whom

t h e m ean ing o f t r a g e d y c o u ld fin d its m o s t n^^rfeet r e v ' l l a t i o n ( l ) .

lo C f. Hebbel *3 r e p ly to J u l i e n S c h m i d t ’s c ritic ism of h is w ork,


W XI p p . 39o f . 1851.
II. ÎTiIRB:CL’S AND lUiyiVlG’S APPROACH TO THE CONCEPT

OF '•^NVIHOM.IENT.

Frop thn fn rn ^o in g ion o f H o b h o l ’s T'.nd Pui. '^wig’s

vioiTjs o f t r ''• '7 '^c''y i t mr.y n o t t o o .lto g eth er o tv io u s why

the nonoz o f tho tw o di"T n atin ts or" sonotiw os^ n o rtio u ] o rly in

yon or c l h i s t o r i e s o f i . i t o r o t n r o , counl*'d t o g e t h e r os h e r c l d i n g

" n o r " mo " r n ^o rio n o f l i t o r ^ ' r y vo.inoo - o r why Lu'"-"iy s h o r l ^

h "VO h e com o hno^ m ns o n e o f t h e c h i . o f onyonont.o of “p o e t i c re­

e l ism “ ( l ) , wh i l .' t H o h h e l is soirT t o h e t h e forornnnor o f th e


!

" o z p e r i m e n t n l ^sc hool o f h o i r , e n d I h r e n (2). N e i t h e r L udw ig, w ith |


!
h is ey^s s to .o d ily tnrnofi tow ards ShL .kcspeare, n o r in d e e d Hohhol ^

who, thoU;Oh c o n s c i o u s l y h r o n d o n i n g end e x te n d in g t h e tro d itio - j

n -'l poths of tro g o d y , h a d no w i è h t o depart fro m them a lto g e- i

th e r, w ould h a v e acco u n ted th em selv es rev o lu tio n a ries of p io - i


I
I
n a e r s . A ll th at t h e y w e r e c o n c e r n e d w i t h was t o ^ u rify dram a |
!

from the a r tif ic i'^ .litie s o f th e ^ast (g ) a n d t o preserve it j

from t h e ten d en tio u s in flu en ces o f the p resen t, w h ils t v iew in g ■

s u c h i n n o v â t oa’s as t h e i r c o n te m p o r a r y :e B i c h a r d Wagner w i t h t h e |

u tm ost s u s p ic io n ( 4 ). If they d id in f a c t h a v e s o m e t h i n g new t o I


I
say, an o r i g i n a l c o n trib u tio n t o m a k e , i t was n o t b y a n i m p a - ■

tie n t b reak w ith th e p ast, b u t by a f r e s h in te rp re ta tio n based i

on th e tim e-h o n o u red v a lu e s and g e n e r a lly avowed p r i n c i p l e s of :

dram atic art * |

l . v . e s p . R o b e r t P e t s c h , V/esen u n d F o r m e n d o s H r . a n a s . H a l l s 1 9 4 3 ;
p p e 6 0 , 39 f f o - 2 . C f . k i M V M g y e r , D i e d e u t s c h e L j t g r a t u r d e s j
1 9 , J a h r h u n d e r t s , B e r l i n 1 9 o o . p . 2 3 4 . ^ 3® F o r ' a" g e n r r a l o u t ­
l i n e o f t h e i r r e s p e c t i v e v i e w s o n G o r m a n c l a s s i c a l d r a m a x*. I
F o B r u n s , F r i e d r i c h H e b b e l u n d O t t o L u d v jig * E i n V ?r;-:loi'ch i h r e r ;
Ans i c h t e n S b e r d'a^s Di' a m a . B e r 1 i n 1 9 1 3 . - 4 #C f .GS VÏ n . 29 a n d 1

T I V 5o 9 9 , 3 : i a r c h 1 8 5 3 . I
T h i s c a n b e s t b : cxcni^-^lified. by t h e i r g r c i u a l ani in icy in -

d e n t s'-' a p i n ^ 2 c o n c e p t ^/hosc i m p l i c a t i o n s bed h i t h e r t o re­

ceiv ed l i t t l e o r no a t t e n t i o n , b n t wh i c h was to become, a v e r y

p o t e n t f " \c to r i n y u r o p o o n droma i n t h e l a t t e r h a l f o f t h e c o n

tnry. It is c o n t a i n o d i n s u c h comments a s , "h:.n p l a u b t so we-


n i p an M c n s c h e n , d i e man n i c h t i n I h r er M a t i n n o . l i t a t w u r r e l n

sie h t, als -m W e i n t r a u b e n , m i t den on '‘i n P f l o c k behbscpt i s t ”

(1 ), or, ”Aus d e r B e t r a c h t u n p des 3 a n z o n Lobons g a n z e B n i s t e n

z on, m i t i h r en W n rzo ln und Umgebungen. l i n o los"^ a l t i s t ein


U rn riss . n e s , k e i n b i o s s e r TJmriss ; n i c h t die L i n i e i s t d i e Gc-
s ta lt, s o n d e r n d a s , w;a; s i c u m s c h l i e s s t ” ( 2 ) - each v o ic in g

an a t t i t u d e t o drmma w hich i s s t r i k i n g l y now and r o a l i s t i c ®

At t h e s a o o t i n e , g e n e r a l s p e o u l a t i o n s on t h e imp a r t . a n ce o f

environm ent i n a l l i t s v ario u s as p o e t s were n o t i n t h e m s e l v e s

new, and H e b b e l and L u d w i g w ere i n e v i t a b l y f o l l o w i n g i n t h e

f o o t s t e p s o f e i g h t e e n t h - c e n t u r y w r i t e r s s u c h as Mont.es q u i e u

who i n h i s h s a r l t des L o i s o f 1 7 4 3 , h a d s o u g h t t o e s t a b l i s h
by s c i e n t i f i c means a d i r e c t c o n n e c t i o n b e t w e e n e n v i r o n m e n t

an d t h e v . a r i o u s f o r c e s w h ic h c o n s t i t u t e t h e l i f e of a p a rti­

c u l a r p e o p l e . At '^ny r a t e , i t may be assum ed t h a t b o t h w ere


f ami l i o r w i t h t h e t h e o r i e s o f H e r d e r who, i n h i s char act e r i s ­
t i c a l l y i n t u i t i v e m anner, had s e e n a l l h i s t o r i c a l and c u l t u -

ta l d e v e l o p m e n t i n t h e l i g h t o f t h i s new c r e e d . Nor w ere

l o L e t t e r from H e b b e l t o M a r i e W i t t g e n s t e i n , 2 L e e . 1 3 5 3 ; B%%
VI p . 216. - 2. N o t e to Die F r e u n d e v o n I m o l a . c i t e d by H r i c h
Sctiraidt from an u n p u b l i s h e d p i o n , ^ I V . p p r ~’$ 9 f .
H c 'b b n l r-L.nd L u d w i g t h e first to tra n sla te '. n t o p r a c t i o e w iiat

i ad f i r s t and fo re m o s t been an a t t i t u d o o f m ind ^ a m e td o d o f

in v e stig a tio n and o r i t i c ism , by h a r n e s s i n , ] d e l i b e r a t e l y +he

d et^ rm in in y facto r o f environm ent to lite ra ry ends ; f o r alm ost

a cen tu ry e a rlie r, Wi e l a n d , i n h i s p r e f a c e t o A - a t h o n , h a d ex­

pressed h is In ten tio n o f s h o w i n y t h e h e r o ’s d e v e lo p m e n t, m ould­

ed. b y c i r c u m s t a n c e as w e ll as b y h i s p articu lar so cial a n d ma­

terial environm ent (l). But s u c h trea tm en t o f the co n d itio n s

s u r ro u n d i n y a cb..aracter i n m in u te d e ta il is em inently s u i t e d

to th e n o v el, and i t is not su rp risin y th at it found i t s way

o n ly v e ry y r adual l y in to th e dram a. It is, in fact, not u n til

the r i s e o f th e B d ra 'e rlic h e s T rauers o ie l t h a t we h a v e th e b e-

y in n in y s of a re a listic p o rtray al of a very sp e c ia l e n v iro n ­

ment - th at o f co n tem p o rary m id d le - c la s s life - as a p art, not

m erely o f th e d e c ^ r. but o f th e trag ic a ctio n itse lf; w h ilst

th e ardent re s u s c ita tio n o f th e p a s t by th e R o m a n tic s, co u p led

w ith a ta ste |o r lo cal co lo u r a n d a t m o s p h e r e , m a d e a. d i r e c t con­

trib u tio n tow ards the su b seq u en t, a lb e it less id e a lise d por-

lo 'w V ie la n d w r o t e i n h i s P r e f a c e t o A a a t h o n t h a t i t h a d b e e n t h e
a u t h o r ’s i n t e n t i o n " a u s s e i n e m H o l d e n e i n e n t u y e n d l i a f t e n ^ ' e i s o r
z u m a c h e n , u n d z w a r s o l c h e r y e s t a l t , d a s s man y a n z d e u t l i c h m o c h t e
b e y r e i f e n kM nnen,w ie e i n s o l c h e r M ann-so y e b o r e n - s o e r z o y e n - m i t
s o l c h e n F b l i i y k e i t c m u n d H i s p o s i t i o n e n - . • <, a n e i n e m s o l e h e n O r t j
und in e in e r so lch en Z e i t- i n e in e r so lc h e n G e s e lls c h a f t- u n te r '
einem s o l c h e n H i m m e l s - S t r i c h - b e y s o l c h e n H a h r u n y s m i t t e l n (d e n n i
auch d i e s e h aben e in e n s t f c k e r n H iu f lu s s a u f W e ish e it und Tu- ’
^ e n d , a l s s i n h manche M o r a l i s t en e in b i l d e n )-b ey e i n e r s o l c h e n ,
D i s t - k u r z , u n t e r s o lc h e n yeyebenen B ed in y u n y en ,w ie a l l e d .ie je n i-
y e n U m s t ï n d e s i n d , in\y e l c h e r e r d e n A y a t h o n b i s j e t z t y e s e t z t I
h a t , u n d n o c h s e t z e n w i r d ; e i n s o w e i s e r u n d t u y e n d i . i a f t e r M a n n hd
b e s e y n l c 5 n n e n u n d . . u n t e r d e n n e h r a l i c h e n , o d e r do c h s e h r S r m l i - ,
c h e n U m s t l i n d e n e s a u c h n o c h h e u t z u t a y e w e r d e n k < 5 n n t e ” ( W c r k e , ed.;
G - . K l e e , B d o 5 * p p . I l f * O f . a l s o H. Gi*oss , ’ C . M . V / i e l a n d s ’’G o s c h i c h t e |
d e s A a a t h o n ‘- E n t s t e h u n v s . f ^ c s c h i c h t e ^ i n G e r m a n i s c h e S t u d i e n . B e r ­
l i n l Ԥ 5 o o H e f t 8 6 , p p . 6 6 " f f , 1 3 3 f f . . ' I
- il-
triy :.l o f h i s t o r i c n.1 ^ . i l i o u (!)♦ From t h ? poin t o f vi'^'w o f r o ~

oln.-om, th ? J u n,p d o u t c h 1 an i m o v o ^ o n t mr ri? a n o t h e r im p o rtan t -Ofl-

v-ince, w i n n i n g hook, f r ^ 'iro.ma, 0.3 K inderm ann h 03 p o in ted , o u t,

th e life o f everyday, "lo ca lia ed in the c u ltu ra l m ilieu of

th e p resen t" (2). And a l l th e tim e a new s c i e n t i f i c i i r g e wa s

h ep in n in g to inform w riters* m in d s, f o s te r in g and dovdoping

the id e a o f the i n t c r - r el. a t i o n h o t w e e n n o n " n d h i s e n v iro n —

ment {3 ) 0
"Am n o c h h a l t i g s t ^ n " , H e b h e l w r o t e durin g h is h rief v isit

to London i n 1862, "w irk t a u f m ich das m o r a l .is c h e K lim a , das,

w ie das p h y s i s c h j e den ntom zug t i n g i e r t " (4 ), and n e it h e r

h e n o r Ludw ig c o u l i n f a c t he e n tirely immune f r o m t h e c li­

m ate o f th e t i r e s i n w hich th e v 1 i v e d a n d w^ o r k e d . It i s ,^

th erefo re, not a lto g eth e r su rp risin g th at the facto r o f en- *

vironm ^nt sh o u ld at one a n d t h e s a m e t i m e h a v e f o u n d i t s way

in to t h e w o rk o f two d r a m a t i s t ^ w ritin g in d epend en tly o f one

a n o th e r and w ith sa c h v e ry d ifferen t aim s « T h i s does n o t mear

th at th e Q u estio n o f environ m ent i n dram a hecame i n t h e i r

hands an i s o l a t e d proh^n, a "progrcm m e" to he expounded i n

the manner o f th e N a t u r a l i s t . In stead , it grew n a t u r h l l y and

- to judge hy th e general silen ce of lite ra ry c ritic s on t h i s

l o F o r t h e im p a c t o f t h e ±iom antics on t h e m ind o f t h e young


L u d w i g V. L e o n M i s ^ 0 0 . c i t . I p p . 6 6 f f 2. H e i n z K i n d e r m a n n , I
•D ie l i t e r a r i s c h e L n t f a l t u n g des 1 9 . J a l i r l i u n d e r t s • i n ^erm ani"^
K o m a n isch e M o n a t s s c h r i f t 1 9 2 6 ,X lV p .4 6 . - 3 . F o r a g e n e r a l sum -
m a r v v . b . V ^ a l z e l . D e h a l t u n d G - e a t a l t im K u n s t w e r k d e s D i c h t e r s
P o t s d a m 1 9 2 9 ; p # 5."^ 4 . L e t t e r t o C h r i s t i n e H e b b e l , l d ) J u n ë l S 6 2 ;
B r. V II p . 1 9o.
-
snhjfïot - im p ero rîn tih ly out o f t h e i r (Iram atic w ork, and i t is

o n l y on an a c c u m u l a t i o n o f t h e n a n y r - f * r e n c c s scattered through,

out th eir m ’i t i n y s , b o t h in th e shape o f a llu s io n s to th eir own

n ]. a y s an d i n c o n n e c t i o n wi t h g e n e r a], d r am a t i c n r o h 1 ^ms , t h at one

comes t o reco g n ise th e u .n m istak ah le b e g in n in g s o f what has come

tds b e c alle d , thnngh in r ) || i a r r o w e r s e n s e , th e th eo ry o f M ilie u (l )

It is ch aracteristic o f t h e tw o d ram atists th at w h i l e He b b e l

b e g a n hy b e i n g o c c u p i e d w i t h th is problem in a th eo re tic al way,

L udw ig f i r s t encountered it in /h is early d ram atic p ractic e» He

had be^n n u rtu re d on t h e itom .antic t r a d i t i o n , and th ro u g h h i s

m u sical e d u c a t i o n was no d o u b t w e l l a c q u a in te d w ith such o peras

a s W eb e r *s I ' r e i s c h f i t z . w h i c h g a i n s much o f i t s effect through

lo ca l co lo u r. In a d d itio n , h is own i n n a t e ta ste for the th ea tre

and h is keen p e rc e p tio n o f w h a t was g o o d " t h e a t r e " as w e l l as

o f what c o n stitu ted g o o d drama m ad e h i m s u s c e p t i b l e to c o lo u r

and a tm o sp h e re i n a f a r more r e a l i s t i c sense th an any o f h i s

predecessors. The i n t e r e s t in th e outw ard s e t t i n g o f h is p lay s,

th ere fo re, is a sp e c ia lly p rom inent f e a t u r e o f L u d w i g ’s w o r k .

Hv«'n o u r s c a n t y evid en ce of h is e arlie st p lay s, w here ttiis

appears t o h a v e b e e n no m o r e t h a n a s u p e r f i c i a l u s e of lo cal

c o lo u r w ith a ll th e trap p in g s and h i g h ly co lo u red decor borrow ­

ed from t h e s o - c a l l e d "fate trag e d ie s", S tu rm un d D rang i n t r i ­

gues and th e n o v els o f S .T .A . H offm ann, affords o ccasio n al

1 . For th e N a tu ra lis ts * view s on m i l i e u v . Arno H o l z , D ie K u n st

I h r vVesen u n d i h y ? G e s e t z e , B e r l i n , 1 8 9 1 ; a n d E , Z o l a ’s in tro d u c -
t i o n to h i s T h fe^ se H a ^ u in . P a r i s , 1925.
— 7J —

g lim p ses o f an u s u a M y alio t ic approach. The s c e n e of h is

first v ersio n o f P e r h n ; < e l v o n A u - s h u r .a ( l 3 4 o ) , for ex o n p le,

was to he .1 aid in a m o u n t a i n o u s h o r d e r - c o u n t r y , and. :^53 i - t o de­

p ict the life o f the in h ah itan ts of th e forest in t h e wildso(;K„<(

n atu re (l). w ith th e gradual em ergence o f c h a r a c t e r s of flesh

and b l o o d o u t o f t>ie h o s t o f m ore o r l e s s shadow y, p u p p e t —l i k e

fig u res, th ere c a m e 'th e grow ing r e a l i s a t i o n th at tim e and p la c e

sh o u ld have a d e fin ite rela tio n to th e k ind o f c h a ra c te rs de-

n icted , w ithout as y e t , how ever, any p r e c i s e n o tio n as to th e

b earin g w hich th e one s h o u ld hav e upon th e o t h e r . In a sp ecial

n o te to P ie W aldburg (2) he c o n s id e re d th e p o s s i b i l i t y ’' o f t r a n s

p la n tin g h is new p l a y in to th e tim e o f th e peasant re b e llio n s ,

w h ilst th e hero was t o be a peasant "honest to the p o in t o f

terro rism " ( 5 ). In th ese and o t h e r r e f e r e n c e s are c o n ta in e d

th e fain t b eg in n in g s o f an i n c r e a s i n g aw areness o f the r e la tio n

b etw een c h a r a c t e r a n d m i l i e u , w h i c h was t o form th e v e r y c o re

o f Per h jy b fS rster. U n til th e co m p letio n o f t h i s p lay , how ever,

L u d w i g *s t r e a t m e n t o f e n v i r o n m e n t was n o t f o u n d e d o n a n y p a r ­

tic u lar: th eo ry , b u t was t h e outcom e o f h i s n atu ral talen t for

th e se n sitiv e d e p ic tio n of a p a rticu lar en v iro n m en t and h is

fee lin g for atm o sp h ere, w hich i s as apparent in the short sto ­

ries and. n o v e l s as i n th e plays of th is early p erio d , and w hich

I « G f .SW V I p . 2 1 7 . - 2 . T h e d a t e o f P i e % % l d b u r g a s g i v e n b y
H e y d r i c h ( o p . c i t . I p . ,186) i s 1 84o , w h e r e a s P . M e r k e r (SW V I p .
2 o 7 ) p u t s i t J a n . 1 8 4 5 * - 3 . i b i d . p p . 233 f . C f. a l s o i b i d .
p . 23o.
- 7Y-
was to r e m a in a ch aracteristic featu re o f L u d w i g ’s w o r k as a

w hole. I

Hohbcl first broached the Q u e stio n o f environracnt in dram a i n

h is th eo re tic al w ork, th o u g h how, in fact:, h e c am e t o b e aware

of its im p o rtan ce Ln t h e first olace is a m atter for co n je c ­

tu re. But it is ev id en t t h a t by t h e b e g i n n i n g o f 1837 - m ore

th an tw o -an d -a-h alf y erfs before h is first d r am a - he h ad a l ­

ready ev o lv ed c e r t a i n v e ry d e fin ite view s on t h e k i n d o f s c i - ■

e n tific a p p ro a c h w hich a lo n e coul(i e n s u r e a tru e and c o n v in c - ;

in g dr" am a t i c p re se n ta tio n o f rem ote h i s t o r i c a l ev en ts. H aving

form ed th e am b itio u s p lan o f w ritin g a dram a on A l e x a n d e r t h e |

Gr a t ,7 who s o e n t h i s w hole l i f e w o n d e r i n g- w h e t h e r h e was a sons

o f K ing P h i l i p o r o f J u p i t e r Ammon, h e w r o t e : |
1
"% ust& nde d e r ^ r t s i n d e i n z i g u nd das U n e r m e s s l i c h e i s t i n |j
I
ihrem G e fo lg e ; aber der L i c h t e r , d e r s i e su r Anschauung |
ir
b r i n g e n w i l l , m u s s s i e g a n s u n d g a r d u r c h j e n e Z e i t , d u r ch. }

ih ro L onkw eise, s u begrfhoden s u c h en. Es s i n d m i t h i n d i e u r n - ’’;

fas sends te n b tu d ie n , n ament l i c h i n Bezug a u f m a c e d o n is c h e , )

p ersisch e und e g y n tis c h e S e s c h ic h te e r f o r d e r l i c h ”( l ). !

T h e s e wor@s •and t h e em phasis w hich th e y l a y on t h e c u ltu ra l I

and h i s t o r i c a l background of the d r a m a t i s t ’s s o u r c e s , are

e c h o e d a g a i n a n d a g a i n t h r o u g h o u t H e b b e l ’s w r i t i n g s « P a s c i -

n a te d as h e a l w a y s was b y t h e m o r e u n u s u a l , en ig m atic fi- |

gures of h isto ry , h e was at t h e same t i m e c o n s t a n t l y at p ain s jj


lo L etter to E l i s e Lens in g , 2 1 Feb. 1 8 3 7 ;Br I p p . 174 f . 1.
— 7s* —

t o make them c r e d i b l e , n o t o n ly by p r in tin g them as com plete

p e rso n alitie s in th em selv es^ b u t by t a k i n g in to account th e

sp iritu a l clim r.te in which t h e y w e r e r e %red, Some s i x m o n t h s

In ter, he a p p lie (3 t h e same p r i n c i p l e to r. c o n s i d e r a t i o n o f t h e |

d e v e lo p m e n t o f n hob o s p i e r r e , p e ro e i v i n g th at in a c ertain en­

vironm ent a c h a r a c t e r ; though he m ight sp rin g from p u r e and

w holesom e elem en ts, co u ld w e ll develop in to th e v e r i e s t te rro ­

rist (l)

Thus p sy ch o lo g ical in sig h t co u p led w ith o. s e n s e for r e a l i s t i c

in v e stig a tio n ch aracterised a lre ad y at th is e a rly stag e th e

"ttitu d e of th e y o u n g H ebb c l w h o , in 1339, was t o w r i t e h i s

first dram a, J u d i t h . Bo+h q u a litie s , are d isc ern ib le in h is


tr
h an d ] i n g o f t h e b i b l i c a l m a t e r i a l , u n d l y i n g t h i s play., th o u g h
A
n o t a l t o g e t h e r i n t h e way o n e m i g h t h a v e b e e n 3,cd t o e x p e c t .

For in s te a d o f ta k in g t h e h e r o i n e ’s ch aracter, h e r m o tiv es


I
for k i l l i n g H o lo fern es and h e r su b se q u e n t triu m p h as r e c o r d e d |

by h i s source, he c a l l e d them " b a s e " ( 2 ) and p r o c e e d e d to

c h a n g e them a c c o r d i n g to h is own c o n c e p t i o n ; i n s t e a d o f mak­

in g h e r tr e a c h e r o u s deed c re d ib le by r e l a t i n g it to a rea li­

stic a lly co n ceiv ed background o f th e tim es i n w hich i t was

com m itted , he t r i e d to re n d e r it a c c e p ta b le by b a s in g it on

u n iv ersally a c k n o w le d g e d human m o t i v e s . H e r v e r y au d acity

and even th e in tim ate r e la tio n i n w hich sh e s t a n d s to th e

1. Of. T I 6 3 5 ; 3 S e p . 1 8 5 7 .
2. % I I 1 3 7 2 ; 5 J-.n. 184o.
- H -

dj.vinpî r a i s A above h or p a r t i c u l a r e n v iro n m en t, v v h i ] .s t t h e

"Im ost superhum an fig u re of H o lo fernes "p lu n p in g out of a d u ll

pan th eism in to t h e m ost o u tr a g e o u s excesses o f m o n o th e ism ” ( l ),

is at best a. h i j h l y exasperated e x p re ssio n o f th e tim e s, in ­

deed, from h i s Preface to th e p lay , w here H e b h e l l a y s a ll the

em phasis upon th e u n i v e r s a l appeal of its problem s and denoun­

ces i n no u n c e r t a i n term s a ll attem p ts at a resu sc ita tio n of

th e past for its own s a k e ( 2 ), it w o u l d seem, a s t h o u g h h e n o t |

o n ly n e g le c te d , but d e lib era tely a v o ided g iv in g any p rom inence !

to t h e k i n d o f w o r ld i n w hich J u d ith , and H o l o f e r n e s moved.

One g l a n c e at the p l a y show s t h a t th is is n o t, how ever, en­

tire ly the case. The i m p r e s s i o n somehow c o n v e y e d by t h e w h o le - " ,

and p a r t i c u l a r l y by th e scene d ep ictin g t h e s t a r v i n g mob o f "

Jews i n .BhTHULlA - of tu rb u le n t, h ero ic tim es, w here c o r r u p - |

tio n and m u r d e r c o e x i s t w ith a deep ly r e l i g io u s faith , is un- |

m istak ab le. T h is is a ll t h e m ore r e m a r k a b l e as the e x t'^ rn a l


I
||

se ttin g o f s l a v e s , cam els, a ltars and t e n t s is but lig h tly

sk etch ed , thus p o in tin g to a s ig n if ic a n c e beyone th a t o f m ere

lo cal colour*

A clu e to th is sig n ific an c e is p r o v i d e d by H eb b el n o t lo n g

after th e com pletion o f J u d ith in the o p e n i n g o f " M e i n W ort

lb er das Drama” , w h ere he c o n s i d e r s th e r e la tio n o f rtram a t o

h isto ry :

" I n w elchera Verh&1 1 n i s s ' ”' ^ s t e h t d a s D ra m a z u r G e s c h i c h t e

u n d i n w ie f e r n m uss es h i s t o r i s ch s e i n ? Ich denke^so

l.W X I I I p . 4, P r e f a c e to Ju d ith
2 . C f . W X I I I p . 4,
- -

w "lt; als rs d i e s e s s c h o n an und ffln s i c l ' i l e t , und als die

Kunst ;^{lr d i e ' u ^ c b s t r (%e s cl : i c h t s s c h r e i b u n g ^ e l t c n darf,

i n den s i e die ^ r o s s a r t i g s t en u n d b e d e u t ends t e n L e b e n sp ro '*

cesse gar n ich t d e r s t e l l en k ann, ohne d ie e n tsch eid en d en

und h i s t o r i s c h en K ris en, w elche s i e h e r v o r r u f o n und b e d in -

g e n .. .m it einem W ort : d i e A ^ m o s p h ^ x e d e r % e i t e n z u g l e i c h

m it 7 . u r A n s c l '^ u in g z u b r i n g e n (l).

T his is one o f H ^b b cl* s c h a ra c te ristic a llg pregnant pronounce­

m ents, so fraught w ith m eaning t h a t its vario u s im p licatio n s

w ill only g r a d u a lly em erge. But i t is at once c l e a r th a t he

was s t a r t i n g from c e rta in su p p o sitio n s w hich w ere l i k e l y to

p red e term in e tiiis th eo ries on e n v iro n m e n t to a very co n sid er­

a b le ex ten t and to s e t him at v arian ce w ith L udw ig, who d i d

not in a n y way s h a r e them . H is prem ise th at th e dram a i s by

n atu re h i s t o r ic a l is in , i t s e l f (lam. e t r i c a l l y opposed to the

v i e w o f L u d w ig who, by v i r t u e of h is co n cep tio n o f th e r e l a - '

tio n b etw een d ra m a tic ch aracter and s i t u a t i o n , co n ten d ed th a t

the on ly p la c e for H isto ry as an a c t i v e d eterm in in g f o r c e was

th e novel ( 2 ). V\s f o r t h e u s e o f h i s t o r i c a l m a t e r i a l in the

dram a, he drew a c a r e f u l d i s t i n c t i o n betw een th e h i s t o r i c a l

l o W. X I , p . 5 o
2 . C f. L u d w i g *s n o t e o n M a r i n o F a l i e r i , o n w h i c h h e was w o rk in .j
b e tw e e n 185b and I 8 6 0 : ^ u n i s t das Aanze s i n N o v e l l e n d r a n a ,
do li. d i e H i s t o r i é g i b t n u r d e n A ah m e n u n d d a s I m p o s a n t e . D i e
B e s o n d e rh e it der V e n e tia n is c h e n V erfassu n g w ird s e h r v e r e in -
f a . c h t u n d a u f d a s z u r G c k g s f R l i r t , was u n u m g f n g l i c h i i o t w e n d i g
z u r B e d in g u n g des V o rg a n g e s " - C i t e d b y L6 on M is, o n . c i t . I I
p . 6 2 from an U n p u b l i s h e d s k e t c h .
- n -

r.nd th f ! f i c t i t i o u s ("1% oinç. ( ’^ N o v o l l c n d x . 2 m a ” ) . In th e l u t t e r type

h isto ry pro v id e (3 no m o r e t h o . n a c o n v e n i e n t fram e w ork f o r the

actio n , such as i n h i s own v e r s i o n o f th e s to ry o f Agnes B e r -

n a u ' “r , w here t h e c h a r'^ c te rs of th e two l o v e r s provided the

sta rtin g -p o in t and t h e i r personal fate was t h e p r i m a r y c o n ­

cern o f th e a ctio n (l). In the fo rm er t y p e , on t h e o th er J j .a n d ,

th e c h ie f c rite rio n was h i s t o r i e s ] , tru th in th e sense of a

strict adherence to the e s s e n t i a l hp^.t-orical facts and con­

d itio n s w ithout any adm ixture o f id ealism or u n h is t- r i c a l mo­

tiv e s. The d r c m a t 1 s t who w o u l d t r e a t a su b ject such as th at

of a ll o n s t ein , for exam ple, m ust n o t adopt th e ”s e n t i m e n t a l ”

approach o f a S c h ille r, who h a d , i n L u d w i g ’s o p i n i o n , offendec

ag ain st th e ’’i n n e r tru th ” of a r t by f a i l i n g to e stab lish an

exact re], a t i o n b e tw e e n o u tw a r d h i o t o r i c a l costum e and th e

e sse n tia l n atu re o f th e tim es as r e v e à l e d by t h e ch aracters

(2 ) 0 Thus, when t u r n i n g t o L u d w i g ’s - p i a n s fo r h is own a llsn -

s t e i n , we f i n d t h e fo llo w in g n o te : ” Das Cos t ü m e wo h i zu b e -

ach ten ; auch i n d e r B p r a c h e m uss das B i l l dor % eit h e r v o r -

treten ” - "Sprache, S itten , A l l é s muss ein stim m en , h i s t o r i -

5 che T r e u e ” (5)* ^or although h is h ig h est i d e a l was t o r e n d e r

th e sp irit of H isto ry ( 4 ), t h e m e a n s b y w h i c h h e s? o u g h t t o

a tta in th is end c o n s i s t e d in a clo se a tte n tio n to the par­

l e C f . L e t t e r t o E d u a r d L e v r i e n t , 2 J u n e 1 8 5 4 ; CB V I p . 535»
2 . C f. a q u o t a t i o n from an u n p u b l i s h e d o f the Shakes pear e-
S t u d i e n by L ^ o n Mis , p p . c i t . I I p . 1 6 .
3 o C ited b y L 4on M i s , i b i d . p . 199 from an u n p u b l i s h e d n o t e - b o o k
d e v o t e d t o t h e p l a y . " ' - 4 . C f . L u d w i g ’s c om m ent o n S h a k e s p e a r e s
H i c h a . r d I I I ; ” Das S t i l c k i s t d u r c h a u s C o s c h i c h t e . . E s i s t e i n ^
K ( ÿ r p e r d e s Ate i s t e s d e r G - e s c h i c h t e s e l b e r , n i c h t d i e I d e a l i s i e —
ru n g i r g e n d e i n e s b e s o n d e r e n S t i l ç k s . C e ^ b h i c h t e . A l l e s i s t t y -
p i s 8 h uhd a l l g ç m e i n , 3 o c h a r a k t e r r s t r s c h es i s t - q s V p . 218
- -

1 1 cul r r hir, t o r i c a l foot p i'o v id c l t y h i s sources (l). Ho n c e

tl'ie (1 r r r a t i s t must clives t h im s e ] f o f a l . l s u h j c c t i v e p reju d ices

^r\d m a h r t h e jou rn eir i n to th e p o s t w i t h h i s m ind u n c lo u d e d

co n s.i.d eratio n s o f the p r o s e n t . On 1 y th :u s can a w?ioily u n / i -

fi 0 d im p r OSS i o n o .T t h e t :im o b o e n s u r e d ( 2 ) *

but evn w h ere L udw iy c o n s i b o r e d th e cen tre o f g r a v i t y to

be o T c lu siv '^ ly in t^'io h i s t o r i c a l d em ent, h is w hole co n cep tio n

and t r e a t m e n t w ere d i f f e r e n t from t h o s e o f H ebbel. T he l a t t e r

never tre a te d h isto rie n ] events for t h e i r own s a k e , b u t s e e k ­

ing to reveal the fundam enta ] tru th s and e t e r n a l law s in h eren t

in th e h i s t o r i c a l process, as it rev ealed itse lf to h is in ­

tu itio n , he d e te r m in e d the d ram atic v a lu e of a p a rticu lar pe­

rio d o o].ely by i t s relev an ce to th is e sse n tia l purpose. As h e

sta te s in h is pref'^.ce t o Ju d ith ( 3 ), th e d r a m a t i s t is duty i s

not to r e n d e r the tern o r a l etern a], by r e s u s c i t a t i n g an epoch

v irtu a lly ex tin ct, ^"uit t o illu m in a te a h isto ric a l e v en t w hich

s till has a v ita l b e a r i n g u p o n c o n t e m p o r '^ r y p r o b l e m s , T h i s

im p lies th at th e d r a m a t i s t must f e e l h im s e lf to have a duty to

th e present as w e ll as t o th e past and n o t adopt a p o sitio n of

such com plete o b jec tiv ity tow ards th e l a t t e r th at, i n L u d . w i g ’s

w ords, "he s e e s th e th in g s o f the a n c ie n t w orld s o l e l y w ith

1 . C f .IkfaA^Éig o n Sh a k fi>6 'n » g,rfc^ 2 ?1 ,

1 8 6 0 - 6 5 D ie B e s o n d e r h e i t ( i s t ) ?ben das H i s t o r i s c h e ” ,
2 . D f. ib id o p. 2 4 1 , 1 8 6 0 - ^ 5 , w here Ludw ig draw s p a r t i c u l a r a t t e n
t i o n t o t h e w av i n w hich S h a k e s p e a r e w a a b l e t o e n t e r f u l l y
i n t o t h e s p i r i t n.nd n o i n t o f i i r l u t a r c h .
3 .W X I I I p. 4 *
th.r o f tVi^ obsorv^tr" (l). r e l ’^.tion. b^tv./o^n
o'\->t o.na or ori f o r Hrbbol r. v i t 0.1 one ^ onl one o/hi.oh i s
woakenod r o t h e r th o n s t r on;’-thenefl h y on nndno pr e o o n u p tt.io n
w ith nero h i s t o i i c o l f o o t s w i t h o u t s e l e c t i n g t h o s e which h ove

.s p c c iT l i m p l i c a t i o n s f o r ns t o - l e y .

-But w h i l s t t h i s r e l o . t i o n p r o v i d e s t h e s t o r t i n g - p o i . n t ond

h os i c a s s n m p t i o n , i t s dron o t i c pres e - t o t i o n con o n l y he o c h i e v -

ed s u c c e s s f n l l . y i f th^ g e n e r o l c o n t e n t o f h i s t n r y i s , os i t

W'^re; e n c o s e d i n t h e s h c l . l o f o po.rti c n l "r p e r i o d whi.ch s h o . l l

he c o r e f u l l y s e l e c t e d ond. then portrayed, i n i t s e s s e n t i .o l. f a c ­

tors ( 2 ) . And. however Ludwig *s ond H ^ h h e l ’s t h e o r i e s may d i f f e r


h o t h i n .aim and e m p h a s i s , i t is c l e a r t h a t i n each c o s e some

k now ledge o f t h e n o r t i c u l or p e r i o d which t h e d r a m a t i s t has cho­

s e n f o r h i s p u r p o s e was c o n s i d e r e d es s e n t i " ] , Tv./^t H e h h e l , for

one, d id n o t d i s r e g a r d t h e im p o r ta n c e o f s t u d y i n t h i s r e s p e c t

w-'s a l r e a d y f u l l y e v i d e n c e d i n hi.s f i r s t pi.ay. I n d e e d , i t is

r e c o r d e d hy Karl Werner t h a t , a f t e r Hehhel had g o t heyond t h e


i n i t i a i , s t a g e s o f " p la y in g " w it h h i s m a t e r i a l , h e was i n t h e

hah i t o f making an e x t e n s i v e s t u d y o f a g r e a t d e a l o f r e l e v a n t

. l i t e r a t u r e f o r a more i n t i m a t e / k n o w l e d g e o f t h e m i l i e u (3 ).

1 0 OS V p. 2 4 2 , 1 8 6 0 - 6 5 * - 2* Cf. P r e f a c e to M oria Maxdalena


1 8 4 4 , JW XI ppo 5Bf :" (-Gs ) I s u c h t c t e i n , doss d i e Kunst i n dem a l l g e
me i n en M ecr, w o r in W elle v / e l l e v e r s c h i i n g t ,n o ch l a n g e Baken stek'
k e n , und. der Nachwel t den a l l g e m e i n c n und a l l e r d in g s an s i c h u n-
v e r l . i e r h a r e n , w e i l u n m it t el h or im Lchen ou f g ch e n d. e n , Geh a l t der
G e s c h i c h t e i n der S c h o a l e der s p e c i e l l en P e r i o d e n , d e r en S p i t z e ,
s i e i n i h r e n v e r s c h i e d e n e n G l i e d e r u n g en h i l d e t , ü h e r l i e f e r n ^ihr
a l s o , wenn auch n i c h t das w e i t l & i f i g e und g l e i c h g ü l t i g e K e g i s t e

Ge—
No'A'her r o theno o t o o onnrliict orl more as s i dr or s i y t h a n i n t h e

o a s e of H o b h c l *s o n l y " ' t r i c t l y h i s t o r i c a l o l a y , B o m e t r i u s , and

e v e n L u l a ' i y r i y V t havf" b oon irnare.ssod hy t h e p a i n s vjhich h e t o o k

i n cia'’'^r t o hocemc a c q u a i n t e d w i t h t h e k i i s s o - - ' o l i s h w o r l d -

” 'jVolch ■■^in G r a n s ” , ho s i d o f i t , hr t n e v e rth e le s s a special

j o r r n e y t o Krakow and compos ed p a r t e f t h e a c t r a l p]. ay i n t h e

s r y p e . î t i v o atm osphere o f i t s m e d ia e v a l '-hnrches (l). Althoryh ,

as xi.ll. V.'ornor p o i n t s o n t i n h i s i n t r o d u c t i o n t o D o m e t r i n s (2),


H c h h e l s;.'..s h e r e con s t r a i n e d hy t h e v e r y n n f a m i l \ - - r i t y o f t h e

m a t e r i a l t o make more s e a r c h i n y i n v o., t i s a t i o ns t h a n was h i s wont


i n h i s o t h e r p] a y s , w h er e he wa. to a l a r y e ext ent ah l e t o draw

on p - ^ r s o n a l e x p e r i e n c e and h i s i n t i m a t e k n o w l e d g e o f t h e B i b l e ,

t h e method h y which t h e s e i n v e s t i g a k i o n s wore c o n d u c t e d i s c h a ­

racteristic o f H o b b c l ’s p r o c e d u r e as a w h o l e . Had h i s m a i n con­


c e rn been a d e t a i l e d accumulation o f h i s t o r i c a l f a c t s , the h i ­

s t o r y h o o k s w o ul d h a v e g i v e n him a l l h e r e q u i r e d : hy m a k i n g a
special j o ' ^ r n e y t o t h e a c t u a l s c e n e o f h i s p i a y , h o w e v e r , he

h o p e d t o o b t a i n s o m e t h i n g o f more v i t a l i m p o r t a n c e , n a me l y t h e

prevailing atmosphere o f the place ( 3 ) . H e b h e l *s i n t u i t i v e feel­


i n g f o r a t m o s p h e r e was i n d e e d t h e l i n k b e t w e e n h i s p r e l i m i n a r y
s t n d i e s an d. t h e ac t u a l d r amas , t r ans form i n g h i s t o r i c a l d a t a and

l o L c t t c r t o C h r i s t i n e H e b b e l , 12 S e p , 1 8 5 8 5 p . 2 o l , , and l e t ­
t e r t o M a r i e W i t t g e n s t e i n , 2o O c t . 1 9 5 8 ; i b i d . p . 2o 2. - 2. W VI p.zrv.
5 . O f , L e t t e r t o F r i e d r i c h S chw a r z 0 nb erg^lTF" J iil y 1354 ;B r . V p . 1 3o :
"Mi r i s t G e s c h i c h t e e t was I n d i v i d u e l l e s , was m i r d u r c h a u s k e i n un­
d e r e r mac h e n k a n n ; a b e r m i r h e l f e n k a n n / e i n J e d o r , u n d das B e s t e
iyut "Ber j e n i g e ftir m i c h , d e r m i r
e i n B a r o m e t e r i n d i e H‘-.nd g i e b t , wonach s i c h d i e 3 e d e s m a l i g e A t -
mosph&L'o b e s t i m m e n I f e s t " .
- 8 /cL'”*

n-'x-^fvlly a h p , o u t , w a r f ' ’ ciro rn-, t"n co 3 into flroT.atic form •

for, an h o h i n n o l f s a i r l , - " h e t w o on t h e y l . o t t e and th e painting

ti' 1 e f n i :: ■~'1_\^)oy -> o. o f f or o " (1 ) ♦

Ludwig t r i - d bin >■and a t m o r o o p o c i f i c " 0 .1 y h i s t o r i c a l , p i ays

t h "'n Hohh - y - n d heir.*; " i . o s s t r a v o l . l o d man - h e n e v e r Tarssed

th e horderr. of nativ/^ 1 --nd - h e r e l i e d ez d r . n i v a l y on - 1 1

1 1 '' h i - t o r i.e ' 1 nor.rcan eoTail -h"i a , idn i'-'h h - n t u d i e d m o r e as3 i —

d n o ’a s l y a nd far 1 ars critically "d- - n h i s cont enroor-ry. Prompt ad

hy t h e d^r to a^a r^al intiodJr^ c'^m--ct datura of a n-r-

t i.cr 1 ' T oa r i a d o f hi t o r y •-.nC'. a o n f r o n t a d vj 1 1 h t h a t a s k a f s a™*

loatin^^ from t h e v a s t m a t / ^ r i a l which h^ i n v a r i a b l y collected

for til i s orrpose, Lu 1 r i g often d e v o t e d w h o l e n a me s of h sp r e -

1 i n i nary sketches of pl-ys to a m inute enum eration of t h e many

difC-"^rent factors o f a chosen m il i e u * In a "Planheft" belonging

1 0 Ma . i-no F a l l a r i . Tor e:c a m p l e , h a n o t e s all the attributes of

the position, natural surroundngs and c o n s t i t u t i o n of Venice,

intending to incorporate tfiem i n t h e i vagary o f t h e play ( 2 ).

The c o n s c i o u s effort which he devoted to assim ilatin g his raw

'1 : teriol dram atically into a given play is shown by h i s succès-

siv e versions o f t h e Agnes l o r n au or s t o r y , and a c o m p a r i s o n o f i

t.hem w t t h H e b b e l *s p l a y on t h e same s u b j e c t is i l l un i n a t i n g

1.T II I o l 9, 31 d " n .l 344# - 2 . "N.B. zur G esc h l o s s eid;a i t w ird /


b e i ^ t r a g e n , we n n i e i 1 do r u . s •w• a l 1 e aus V on c d i g s L ag o , H at u r

h u t p S c h if fcrlains t dor Go n do 1 i o r c , F i s c h f a n g , M u r a z z i , d.-"t^T‘ we 5 von


S t oM arkus, v a m e z ia n is c h e G obr"ucho, desg lo ic h e n o r i e n t a l i s c h e , die
V erb i n dung Vo n e d i g s m it dem O r i e n t , I m s a lia s muss das M aterial
zu den B ild e rn g e b e n . . "G it ed by oVich Sctim idt from an unpub 1 i s h -
ed sk etch for M -^.r i n o F al i or i ^ GS IV p. g f ,
-
Th-^ ..'tory )f the yonnj j j i r l of th e flfto '^ -.th cen tu ry

bo3 0.1’V030-5 b on :ittr.o ctiv o to h o i —o n (li'?ro ti._ % ord the tem p -

^ ot ion to c 0 n c 0n t r " t o o p on t'» 0 c o l o n r f i;J. p ictn .re wh i c h i t c 0n -

jn r 05 up for J.to o'vn 5 o.he is pro-^.t, iyon Hein-.ol, convince.d

t h 0.t nt 1 o 0.51 ' n o t t on-i p t mu5 1 h ^ ^ ct 2 ”V o r a n s c l '^ 1 i c h u n g

dor nilflcn p ovjal t i p on Z o it” (i), stap es 0. compor o.tivol^" lav ish

. g p ' ^ c t 0.0I e ; thouph when on '' e x am i n 0.5 the ^-'oss of h ist^-rical

fi-to p r o v i d e 1 ^-^3" P ^ u l von Z t o t t o n ’s C h ro n icles of An 3 3 b u r p ,

w hich he used, one becomes aw are of th e carefu l process of

s e le c tio n w hich preceded Hebbel *5 d r a m a tis at i o n ( 2 ), L udw ig ,

on the o th er h and, v jith a sim ila r d esire to g i v e a v iv id and

fud. 1 p i ctur 0 o f ”j e Zc i t mi t ih r er Tot a l i t ht, ilir er 3in n l i-

ch en K ra ft, itirer p ew altip en Lei dens c h a f t " (3 ), borrow s fre e -

I3' and m ore e l a b o r a t 013/ from th e sto re-h o u se of m ediaeval ch i-

valrjr and p o e t r y ( 4 ). % e r e Hebbel is co n ten t w ith few broad

stro k es of the brush 13^ m e a n s of o ccasio n al references or a


te llin p an ecd o te, Ludwip o b t a i n s h is effe ct b^'- an accum ulation

o f d e ta il woven w ith a g reater or less degree of d ram atic ne-


ness i t 3^ in to th e d ialogue*

Hut i t is i m p o s s i b l e t o t r e a t H e b b e l ’s and L u d w i g ’s t h e o ­

r i e s o f mi l i e u purely- i n t h e s e n s e o f h i s t o r i c a l ’’s e t t i n g ” ,

1 . L etter to Franz D i . v g e l s t e d t , 26 J a n . 1 8 5 2 I V p. 3 4 8 *
2 . C f. T I I I 4 9 4 3 . 1 5 O c t . 1 3 5 1 . Cf. a l s o A .L n @ w on stein .The Sp^ur-
CCS o f Heb b e l ’s Apn es Bor n au e r . Cambridge ,19o 9* *“ OS IV p. 14
4 o & e r e Hebb e1 has ”d i e H0 n i g r eime und 3 ohmeiche1sprE chc des
H e i n r i c h s von O f t o r d i n g en und Wolframs von E3 ch e n b a c h ” (Act I I
s c . v i ) , t h e s c e n e o r i g i n a l l y i n t r o d u c i n g t h e f i r s t act o f Lud­
w i g ’s un/^eijvon Augsburg o f 1856 c o n t a i n e d t h e w hole p a l 0^ 3^ o f
m e d i a e v a l German p o e t s [ p u b l i s h e d 13 ^ He-'-'dr'ich.oi^ c i t .1 p p . 3 3 9 f ^
But a l r e a d 3'' i n t h e .next v e r s i o n he red.uced t h i s to t h e l e s s
p i c t u r e s l u e , but more m anageable g e n e r a l i s a t i o n o f W o r s e u nse
r e r H (?fisch en P o e t e n ” (OH IV p. l 7 7 ) o
-
^ v i t h o u t h x i - ' i j l n - th.^m i n t o lino with the quojti'^n o f c h a ra c ­

t e r j.ootion, Indeed, o n r h r i . ' ^ f e x an i n n t i o n o f ttoeir e a r l y work

'! as oi.r"ady s - r v e d to show t h a t the two a s p e c t s went for them

n e c e s s a r ily h-nd in hand, thonyh the precise nature of this

i ter-relatio n had n o t as y e t keen fix e d in term s o f dram atic

theory. To s a y t h a t for e ith e r dram ati-t the one o f o t h e r

aspect was t h e m è r e i m p o r t a n t would m e re ly he heyying th e

question, hut s in c e Hebhel never conceived o f c h a ra c te r as

apart from t h e h i s t o r i c a l process^ r e l i g i o u s , s o c i a l and p o l i ­

tical, w h i l s t L u d w i y ’s s o l e c o n c e r n was t h e portrayal o f cha­

racter and p a s s i o n , o n e may w e h l e x p e c t a consid.ero.hle diffe­

rence in emph a s i s .

I n L s i d w i y ’s case it must h y a in he e m p h a sise d t h a t his whole

a p p r o a c h w"3. n e c e s s a r i l y determ ined by th e peculiar nature of

his creative process. T h e way i n w h i c h , in the earliest mo­

ments of inspiration, h e c o n c e i v e d h i s ra.ain c h a r a c t e r s in a

single vividly illum ined s itu a tio n w ithout reference to their

s u r r o u n d i n g s , seems to have p rec lu d ed any r e a l organic connec­

t i o n betw een c h a r a c te r and e n v iro n m en t ; and t h e choice of

m il i e u wa s i n fact f o r Ludwig somewhat arbitrary. This is

borne o u t b y m-^ny o f h i s plans and s k e t c h e s where t h e s e t t i n g

is not im m ediately established, hut is s u b j e c t e d to constant

changes. Of h is various versions o f Dor J a k o b s t a b L u d w i g w r o t e

h alf-jokingly to h is friend and a d v i s o r E duard L e v r i e n t : "ich

h ab e e i n E t f i c k d a v o n i n P r o s a , dann i n Vers en, e i n ebenso gro­

sses cassiert, bin damit i n I t a l i e n g e we s e n , wieder nach


-Stf--

D e u ts c h l'in i h e r d b ( l ) . Nor w9.3 thr; t l m e - s ^ t t i n j a l -


wa y s .w -iediatoiy arid n o a l t a r a b l y fixad; tVm s a v o r a l conceptions

of bis early p l o y D i o Wal l b n r ,a. for exo.m,p] ns c i l i a t e d b e t w e e n

on th e on.'* b a n d t h e tim e of the peasant rebellions a n d on t h e

other th at of the fr^^nch K e v o l u t i o n (2). Of p a r t i c u l a r interest

is the fact t h ' ^ t L u d w i g was b y no m e a n s certain about th e pi ace

and p e r i o d o f Dio Makkab dor : t h u s in a sketch for his earlier

version of 1 951, e n t i t i . c d Die M u t t e r d e r MakkabS^.er, we f i n d h i m


»

considering the possib il.ity of "m odem ising" t h e w>’o l e p l a y and

tr a n s pi an tin g it into th e tim e o f L^uis :{VI o r again in to that-

of the war in the Oev e n u e s (3).

However, his later theories o nly h e lp e d to s u p p o rt such a

practice by a f f i r m in g t h a t environm ent in i t s e l f was, after all,


!

relativ ely unim portant, For, h a v in g s t u d i e d S h a k e s p e a re a n drama !

from t h i s and o t h e r angles, h e dame t o the conclusion th at for ,

plays such as Ot h e l l o or Macbeth - i.e. plays i n which h i s t o r y :

p ro v id ed m erely th e background - it wa s i m m a t e r i a l w h e n a n d

where th e action took place, since t h e s p e c t a t o r ’s attention

wa s c o n c e n t r a t e d e n t i r e l y upon th e i n n e r development of p^3sion.

1 . L o t t e r t o E d u a r d D e v r i o n t , 9 O c t . 1 8 5 o ;GE VI p . 364= O f . a l s o G-S


I V p . 2 4 - 0 ^ 2 . V SW V I p . 2 3 3 * - 3e F o r a n e x a m i n a t i o n o f t h e
d e v e l o p m e h t o f t h i s d r a m a y . L e o n M i s , o n . c i t . I I p p . 233 f f «
-

Only th e flesire t o ma k e s u c h a (development c r e d i b l e prom pted '

the (IramatlBt t^ ask h i r s e l . f what manner o f e n v iro n m e n t would

hest 1 :nrd i t s e l f to h i s purpose. 'Thus h e t o o k t h i s or th a t par-

tioular p'^ riod hecan.se i t is there that the characters which he

w ished to portray revealed them eelves most effectively. "Sehen

t)ie 7 oho Pen 0 p r i o l a n ” . h e i s r e p o r te d to have t o l d a friend

in 1 9 6 3 . ”2 ^ 3 w ^ r o j l e i c h j d l t i j , wo d e r s p i e l t e , es k a n n ü h o r a l l

sein; "her in d e r / - ^ei t , in d i e s cm K l o i d e niixamt s i c h der S to lz

am h e s t e n aus" (l). In s h o r t , i t seems t o h a v e b e e n L u d w i g ’s

b elief that since both the locality a n d t h e mome nt o f tim e

were entirely su b s e rv ie n t to the end o f c r e d i b l e characterisa­

tion, th e y m ight w ith im p u n ity be changed a t w i l l .

Nothing c o u l d h a v e b e e n more a l i e n t o H e b b o l ’s approach th an

the apparent arbitrariness o f such a procedure. His poetic ta- |

e n t , having, as he h i m s e l f d e s c r i b e d i t , been k i n d le d by the

f l . a me o f H i s t o r y (2), it is unlikely t h a t he would have ta k e n

the m atter o f h i s t o r i c a l mil i e u lightly. On t h e contrary, being

firm ly rooted in the conviction that it was o n l y c e r t a i n k i n d s

o f w e l d . - de f i n e d periods in the h is to r y o f th e w orld which p re ­

sented a fru itfu l field for the particular problem s he w ish e d

to present, h e was f r o m t h e b e g i n n i n g d e t e r m i n e d inSjais c h o i c e .

This expl"ins why a p a r t i c u l a r mi l i e u seemed to force itself

u p o n him at the c r u c i a l mome nt of the creative process w ithout

any question as t o its "suitability". Moreover, he firm ly be» I

1 , "G esprhche O t t o Ludwigs m i t J o s e f L e w in s k y " , 2 4 J u l y 186? ,


V I n . 3 1 7 . C f . a l s o ^ V p . 2 9 7 , - 2 . y . L e t t e r t o A r n o l d R{!l§er7 ‘
15 ü e p .1 8 5 2 ; # - %I" p. 253".
- S6 -

1irvnd th at r. f ^ r m r t i c ontrtlo n of plv-n cho.roctors ond

rvo'-'to, h o T j o v o r ^-ol]. dnonr ^ont Of^, c o n l <1 onl v r l n p true if they

w r r 0 cnnooivofl hy th n dro..-oilst oof o f tho g e n eral h i s t o r i c a l

''.71d n a t i o n a l condition of the tim es to which th e y in fa c t he—

longed. Ag a i n and a g a in ol echoes h i s oaid y c o n t e n t i o n of

V^?7 t h a t even t h e m ost i n c r o d .i h lo character can he invest^;d

with tragic inovitability if the d r am a t i s t sncceeds i n showing

his neculi.ar conditions suh j cot to the ".tmosphere in which he

lived. Jin.t woe t o the d r am a t i s t who i g n o r e s tt: e mome nt o f h i -

storvj which b e lo n g s a s mnc.h t o h i s d r a m a a s S y r i a ’s s u n t o

Syri^.*s gains J fo r h is c r e a t i o n wi l d, b e devoid o f a l l life

and m e a n i n g ! (l). Ho.d H e b b e l b e e n a b l e to cast one g l a n c e into

the w o r k s ho I') o f h i s c o n t cm g o r a r y h r d w i g , h i s indignation could

h .‘^r dly-h''■VC b e e n l e s s t.n a n t h - ' t a r o u s e d b^r M a s s i n g e r ' s tragedy

L u d o v ic o , which; though based on t h e s t o r y o f Herod, was cast

in an I t a l i a n m ould - a fact which p r o v e d t o H c bbol b e y o n d any

doubt that ttie a u th o r had c o m p lete ly failed to s e i z e upon th e

essentials of the event by not a tte m p tin g to show t h e h e r o and

his retiens as an i n t e g r a l part of his own d i s t i n c t i v e cultu-

r al m ilie u (2 ).

This theory of tra g ic necessity as p r o d u c e d b y t h e s t r i c t - '

est i n t erdependence betw een character and e n v ir o n m e n t colour­

e d H e b b e l *s a p p r o a c h t o e a c h one o f h i s dramas. In w r itin g of


I
1 . He v i e w o f M a s s i n g e r ’s p l a y L u d o v i c o , 1 8 4 9 , V/ XI p . 253*
2. "Das i s t s c h l i m m , das i s t s e h r s c h i m m , das 7.e igt g l e i c h a u f I
d e n e r s t e n B l i c k . d a s s a u c h e r dam u n g e h e u r e n V o r f . a l l , a u f d a n c
ar s a in S td ck g ru n d e t,n u r die t r i v i a l e , an ecdotische H cite ab-
g e w o n n e n h a t , Wo b i c i b t d i e u n t e r g e h c n d e , i h r c m S c h i c k s a l n o c h

sta lte te neue! ” - ibid.


- 5^ -
Viis c ol i c ^ n t i o r i o f 'Doric t r i l l s he cTphc.s i s e r i t h e D iffer ere c in

this r e s n c o t hot r^; een h i s orm a t t i t i i D c or.D t h e t o f t h ? c l es s i ­

e d Dr en e t 1 s t s who p r e o o D c D h i n * w h i l s t S c h i l l e r ’s i m o . e i r e t i o n

heD h e e n s t i n n l - . t e D si'^nly en D s o l e l y - h y t h e yc o r d him en

f - ’c t o r of f ‘~ t o , hn h i m e m lf f o i t hounD t o h e s c >>is D r e n e f i r s t

enD f o r o m o s t u p o n the Slev world, which, with h is usuel yresn

of rssontiels, ho procooDoD to cherectoriso es " g r e e t , though

i n t o r n,el], y D i v i d c D " (l). I n tVio s e m e we y h-' n e i n t e i n o D t h a t he

oxiDe-voureD t o h e s o D e n o v c v e , M r.rie M e p l : . l n e , ^ p n es Dorne.uer

enD D i e N i b o l u n - on u p o n "the G em enic worl.D. i n its w erious

s t epos o f D e v c l opm o n t " ( 2 ), e n d p r i d e D h irns o l f i n 1 a t o r y e e r s

on h i s picture o f JiiDee i n J u d i t h end h i s presentation o f me-

Dir.evel mi d a n c i e n t Germanic conditions i n Go no v e v a (l). At

the s e me t i m e i t is in t er estin g to note th^t the p erio d o f the

l atter dvy, for cmemple, d s D e s c r i b e d by H e b P d as "dis poo-0

tische 2isit" ( 4 ); for, a] t h o u g h h e w o u l d h a v e h a d no D i f f i c u l ­

ty in fixing the precise date of the h a l f leg e n d ary . h a lf h i ­

storical action ( 5Ü, h i s m a i n c o n c e r n was n o t do c u m e n t a r y

exactitude, but the establishing of the general atm osphere in

1 • L e t t e r t o J u l i u s G l o s e r , 4 A u g • 1 8 p 8 ; B r . IIL p* 9 9 , - 2 « L e t t e r t o
M a r i e W i t t g e n s t e i n , 2 Dec# 1 9 5 8 ; i b i d . p • 2 1 6 • - 5 , C f . l e t t e r t o
A r n o l d J b d g e , 1 5 S e p . 1 8 5 2 ; B r •V p . 4 7 , " 4,W I p# 95 u n d e r Ihr am a t i s
P e r s o n a e # - 5 , C f . T I I 2 4 ^ , 51 J a n . 1 8 4 2 : " D i e S c h i a c h t b e i P o i ­
t i e r s , wo K a r l M a r t a l l D.c|^ Ab d - e r - A h a m a n , deH A n f u l i r e r De r Mqs
lorn e n w a r f , f i e l 7 5 2 v o r . I n j enem J a h r s p i c l t a l s o m e i n e G e -
noveva"#
wy.iioh h o t h ", (zn 1 0 • nh Gonovcvr. n o n l h h o v r t h e i r n ^ . t r r "1. ^.ce,

AS ]':'VO " I r ti " n o o v sio n to not ", "oLtmosnhoro o f t h e


t i r OS" ; i s inOoof'' ty-.e o p o r " i v e w n r i n Hohn o l t^-ionrios n f
"nv.i r o n v o n t , oh I'jhio'- , hos.i.rmio n o t t n h o.vo i t n i s i n t o r p r ^ ' t od

hy o r ’t 'i . o s on oh as P r j f os s o r H o i h o r y , h e g nv " '-'is own he f i n i t io]

i n ”Ih *i n Wort i*lh o r P. .s D- .-m" " ; h e vvc.s, ho o x n i " i n o P , n s i n g t h e


word i n i t s w " t " -ihysiool. s o n s o h y o '""n-ting i t w i t h t h o t orm

i t y 0 i s t "y s i r i t o f tho t i m . o s , l oh i o h one], o s os t h o s ^ i r i t n . o l


^ À ~ ^
fonntoin of iifo , tho s t r e.n o f i P . o o s , os t hv' s i r is onolo-sed

hy "itvosoher"' i n th o 'hysic''! s^nse ( l ). Th^ w o t h o h y ’^ h i e h

n n ; r t i c u l s - . r kiiK"^ o f " t/'o sy h ore eon ho evoked i n n r net i e ni

P r VO a t i e t orws do-on- h" on t h e i n d i v i ' t / r.l e' n r ^ e t ^ r of the

y]yy end does n o t lend itself ess 11 y to yroeiso dofinition*

Bi-^.t i t s n o - 1 t n e g i h i o n ' - n i f e s t " t i o n i n H eh^ o l *s own yl e y s is

yor]'!"ys to he for.nd i n t h e more " oyi s o Pi e " scenes, where et-

mo s y h e r e is d r e . m e t i e e ] . l y c o n c e i v e d , "s e \ nr n e t o r s , whieh seem

to h e v e no o t h e r r e i s o n d f e t r o then th a t o f i n t one i f y i n y t h e

imorOSSion o f e given environm ent. A c i v i l i s a t i o n , for exam yle,

w h i c h o / oul d y r d d u e e an A t t e e i c r x e s , the "hitman c l o c k ” , was c a -

nahle of the greatest outrages against the y e rs o n a litÿ/( of th e

individual - this is the c h i e f i m p r e s s i o n ^-'roduced. h y h i s

fleeting appearance i n Hero des n nd M ariemne (2)c S im ilarly,

the s t ' ^ r v i n g mop i n J u d i t h or the C h a p l a i n i n Die N j.h e lu n ra n

conjure up v i s i o n s o f a c u l t u r e which to a large e x t e n t moulds

l.C f. W XI p . 2 2 . - 2. A ct IV s o i v .
- g f- j
!

miiidj o f c\ H ? o' ./-j-o tt 2 1 t\-t " ,1 2 j

-• t i l . 1 i n v'ViL ".". i - It vt-T. i - l . l y ' " . o t t v - t c ' i i n j t o z l o f ^ o l n ?

J Tyn-1 Tn-i:. ',0V';.l ^ ! nf.u, -ni if tb e Jo:«; !

v; ' - ' 0 t' " ""on ' \ ; i ? f n - n ? n t i n th'i o'nr? pi.


■-VO'-':" i n 1 ■t I T y--;vo t ' . ’••? i - i i oo'? 1 % o «?'f C i c t i f ^ - n o v e v : .

to bo due t o tho no tn to i n r 0 ^ :0 :toti.on i f the I fiiilo Ajos

niich Tjnj t o c o rt 'in m t-'-t 'n t'-io ch p r o c t o r (i).


■'^in ' ' i n n 1^"- i n n i n t'-^ono o T -In'"n - h o t n ' i o n t h e n t-1 1 3 o r1 th
i " ' r . - A. : 1 J : n i - - '" n t , .'’'• T* C ' "1 : r ,r» T ''' I , f)'»"' 0 /a c< r> n'’ T T-i rï. r l

ir the f i l l mn' :

" h ix tn-'vontij o l : I n 2i v i i a -.1 i . s i c r * n j j j r 0c c s 3 1s t v l c l i n i c h t


'Inz'ch W'^3 i r m h 0j t )n z u v e i ' s i n n l i o h e n . o r "11 i s t
iv.o W-'Ss " r Wnoo o r un ^ i c r Mcnsch h ^ u s c h ; uhon v ± ^ j ones

v o n j :-'1 i r hr I j c h l c h t o, l u r c h o i l co 3 t r ”r t , oio r o ic h o rt,

" i n i n J - - ' i n n i s 3v 111 in Vor j s s c h t i ' c h n n n i n r t , s o d e r M?ns oh

e i n K i - o n t l i ^ u l i c h e s v o n he i t , h - . t i o n ^ 'ieo h i i c h t c un d Go-
- ' *c'- ” f2 ^

A lthough ho affirned that y / 3 T y one m u s t ho o.hle t o I d e n t i f y

h i m s e l f w ith th e n o t i o n s o f H e r o des ( 0 ), h e m a i n t o.ined a t t h e

same tim e t h . t th is is host achieved i f the dram atist shapes

his c'laractars not a c c o rd in j to hins 'I f and h i s conditions,

h u t i n s u c h a way t h / t o present them n a t u r a l l y w ith in t h e i r

0 wn a n v i r o n m e n t ( 4 ).

l o i ^ t t e r t o F r a n z H i n j e l s t e d t , 1 4 J u n o 1 3 5 o ; H r . VI p . 1 4 5 =
2 , T I I I 5179p 1 6 S e p . 1 3 5 1 =
5 oC f * L e t t e r t o H , ï h . iii’t s c h e r , 2 2 Dec » 1 3 4 7 ; ^ I V p« 7 4 .
4 o S f . ? .B o r n s t e i n , n r , c i t . ' . v o l . I p. 5 8 8 .
— Qq —

/C .il"t d i f f ’T i n j "^11 y f r o m H o b b o l *5 h i o t o r i c a l

V 1 Cl/vs o f "nvironmoTit, h r l m i j c o u l d ho.vc h o d f e w o b j e c t i o n s to

3 u ch a p r i n c i p l e a B g l n j hi_ms ol f c o n s t c ^ + l p a t pains to e mp h a ­

size tbr. ” - ' t ■^• r na l l p v a l i d t y p o s ” o f drama, h o was always an-

xions "nd, indeed, n atn rally isclinod to b r i n p out as v i v i d l y

as possih'' the individu'^1 . f^'atures of the period and p l a c e

which constitute w h a t Via c a l l e d t h e "historicche B o le n ” . His

own d e f i n i t i o n of this as ” f “i t - , D e n k - , u n d G e f f i I s a r t , Na­

tional it h t” (l ) bcars in ti-enry a marked re s e m b la n c e t o Hob-

b o l ’s conception of ” -".tmosp^!ere” , b u t it is in fact f " r more

com prehensive a nd d-rf'dled in conception. H a v i n g s p a r e d no

pains in acquaint ing h im s e lf w ith i t s various aspects, h e was

not co n ten t m erely to characterise it in general tarm s, but

investigated w ith g r e - t precision the ideas, ethical codes

and i n s t i t u t i o n s of given m ilieu as w e l l as i t s more p h y s i ­

cal asp*'cts ( 2 ), T>.e p l a y w h e r e L u d w i g achieved such a render­

in g most p-^rfectly, b e c a u s e most s p o n t a n e o u s l y , is Do r R r b -

f B r s t ' u ; ^ w hich ^though s'^t i n t h e s o l i t u d e of a forest, trans­

ports the spectator into the v ery m idst of those troubled

1 , GS I V p . 4 5 , c i t e d b y H r i c h S c h m i d t f r o m a n u n p u b l i s h e d n o t e
to Die K a u f m a n n s to c h te r von M e s s in a (l3 6 o -6 4 )* - 2 . For a t y p i
c a l d e s c r i p t i o n y « L ,^o n M i s , o p . c i t . I I p . 2 o 3 : ” De r h i s t o r i s c h e
Bo d e n m u s s s i c h u n s i n s i n n l i c h e r A n s c h a u l i c h k o i t d a r s t e l l e n ,
d i e h a r t en S c h ü l d g e s e t z e , d ie G r a u s a m k o i t , m it der d i e p a t r i - ^
z i s c h e n G l h u b i g e r s i e h a n d h a b e n , d a s Hi e n d d e s Vo I k e s , d i e Ge
f a h r , f f i r d e n G t a a t a u s dera M a n g e l e i n e s M i t t e l s t a n d e s , w e i l '
die P r o l e t a r i e r n i c h t h e i r at en, d ie Ucberhîlufunj
m i t § k l a v e n , u . s . w . ” . C i t e d f r o m -an u n p u b l i s h e d ’’P l a n h . e f t
d e v o te d to Marino F a l i e r i .
Q1 —

-nd tn rb n l.rn t tim rs (l). ev^-n -'i;h?rc L u d v j i g , b y f?T

m orr in tin .:t,'5 ly r o o t r i n b is n n tiv ^ so il th n n , wns u n -

n h l5 to 'i rn w u y o n o o r s o n o . ! o x p o r i < * n c e 0.3 wns t h e ons0 in th is

tr-n^^ody o f oom no n 1 1 h is p r o d i l o c t i o n vn3 o] wnys f o r populox

tx o .d itio n o l n ah j^ o ts, nnrl e v o n i n h i s h isto ric a l plnys th ere is

a norkod '"^ referen ce f o r t h e t y p o o f mi l i e u v ; h io h h a d n o t y e t

lo st its sonsuousness J i t s p 0.33 ion''•■to w i l t o e s s and c l o s e n e s s

to n atu re (2). T his in -^rrn h o s its own p a r t i o u i ’’c o s t u m e " ,

whose o a re fill an aly sis and f u s i o n w ith tho h i s t o r ie n ] . fou^fdiiioT

n-ve the fu lle st scope t o L u d w i g *3 g i f t o f m in u te o b s e r v a tio n .

"Da i s t das r e i z v o l ] o S iz ilie n ", runs a ch aracteristic passage

"d as r o m c n tis c h e M i t t o l a l t e r . T T lorall die dom s i n n l i o h e n L c h e n

und seinem sfld lic h e n hoichtum zugew andte S s i t . K oine S p u r von

m etap h y sisch en S c h a tte n . S in e k a t h o l i s c h e Nuance - doch h l o s s

als K ost& a & her a l l den h u n te n B e g o h n is s e n , der f a r h ig e n K ra ft

und der 5c h a r f e n Z e ic h n u n g d e r w '^iche, k lare, h l a û l i c h e S&den-

d u ft. D i'% e r s i e h t der lan g rû ck ig e, grimme A t n a . Die sch w fcrs-

1 i c h e n We g o n a c h N o r d u n d i n L i c h t z e r s c h m e l s e n d e n a c h S&dcn.

Der K c jia l v o n M e s s i n a m i t F - t a Morgana-, S c h w e r t f i s c h e n , D el-

ph in en , S c y l la and C h ary h d is, S eesch lach t, das u n z u g ^ n g lic h e

l o C f . E o T y r o f f , "Das H e i m a t e r l e h n i s i n den W o rk e r O t t o L u d -
wi.-^’s i n G ^ r m a n i s c h e S t u d i e n , B o r 1 i n 1 9!$d , H c f t I 0 6 p . 6 5 - • • •
u n d 3 0 ft’JI' ' t d i e S z e n e d e r S ^ re n zs c h e n k e im i^rh f o r s t e r
in d n ,3 GSxftix d e r Z e i t , d i e s e l b s t i n d i e e n t l e ^ e n s t e n W a l d t V
l e r i h r e n Z f L n d g t o f f w i r f t , , d e r j e r a de d o r t i n d e n n - m s e l i f e e n
H ü t t e n (1er d e r r e i c h e Nal'irung f i n d e t " . - 2 . O f . n o t e t o Kg-
n l t D r r n l e y s T o d ( o r M a r i a v o n b c h o t t l o . n d ) - ’be,g;un i n 1 8 5 5 ) :
■^Dic W i l d h e i t u n d S i n n l i c h k e i t d e s g a n e e n Z e i t a l t e r s s o i l n b s ]
a l l e r s o h e i n e n " —C i t e d b y S r i c h S c h m i d t , G S _ I V p , 2 8 . C f . a l s o n o ^ e
t o H e r m a n n ( o r A r n i m ) : ”D i e w i l d e n h e i z e d e s a l t e n D ç u t s c l i l ^ i n a s ,
d e r dû s t e r e u n d d o c h m i l d e S i n n d e r D e u t s c h e n , d e s r o m a n t i c s c h e

19%9. H e f t 7 9 ,p .15. !
— 92 —
Gens c h i n So f ie r S c e l l e m i t A^s-^^icht n n f i i e v e r 1e r e n e H e i i n n t

und dns wil l e M ccr In zw isch en als G nf"zijnis dns crst so S lrg o s-

^ewi ssen. *. (l )

By t h u s g iv in c free rein to h is i m a g i n a t i o n L u d v ; i g ’r e n d e r e d

h is ta s k o f co n ceiv in g d ram atic ch aracters in th e sp irit of

th eir en v iro n m en t, w h ilst at the same t i m e c a r e f u l l y preserv­

in g th eir "ty p ical g e n e ra l hum anity" ^ ex ceed in g ly d iffic u lt.

T h i s m ay a c c o u n t for th e fact th a t he o c c a s io n a lly even con­

demned t h e " i n d i v i flu a l l s a t i o n ” o f t i m e and p la c e (2 ), a n d was

c o n stan tly attem p tin g to defin e th e e sse n tia lly d ifferen t

treatm en t demrinded hy t h e dram a an d t h e n o v e l r e s p e c t i v e l y ,

w h ilst th e b a s is of a ll c h arac terisa tio n is still t h e know-

1 e d g e o f hum a n n a t u r e in g en eral, it is the n o v e l i s t , he

c l aim ed , in h is i i - o i n a n s t u d i e n . who h a s th e added d u ty o f m aking

a study a f a "p articu lar p ro v in cial n -.tu re ” in its inm.ost r e ­

cesses, w h ere human h i s t o r y , p o sitio n , c lim ate , v eg etatio n ,

food, o ccu p atio n , trad itio n , leg en d , fl.enom ination, e d u catio n

e tc . a ll e x p la in and m o d ify one anf^ther (3 ). In h is d ram atic

th e o ry he endeavoured to ap p ly a very d ifferen t u r i n e i p , de­

m an d in g t h e most g e n e r a l and p r i m i t i v e of m o tifs w ith o u t too

much i n d i v i d u a l co lo u r ( 4 ). But it is one o f th e iro n ies of

1 . C i te d by h r i c h S chm idt from an u n p u b l i s h e d s k e t c h f o r D ie


Ka i i f m - a n n s t o c h e r v o n M e s s i n a^GS I V p . 4 3 . - 2 . O f . L u d w i g ’s c r i t i ­
c i s m o f t h e f i r s t tw o a c t s o f Di e Ma k k ab h e r o n t h i s a c c o u n t ,
a s c i t e d b y H e y fir i c h . o u T c i t . I p . 2 2 . - 3 . ffS""Vl p^ 2 3 2 f
4 . GrS V p . 3 4 7 ; I 8 6 0 - 6 5 : Am d' a u s t i s t s o r e c h t z u s eh e n , w e 1 c h e n
p o e t i s c h e n V o r t e i l das S c h la n k e und P r i m i t i v e g i e b t . G r c t c h e n
k f i n n t e u n s n i c h t s o a l s d a s B f i r g e r m ^ j l c h e n u n d d a s Weib s e l b s t
e r s c h f i t t e r n , w e n n w i r m e h r v o n i h r w i i s s t e n . . Wir s e h e n s i c s e l b s
n i c h t In i h r e r e i g e n t l i c h e n U m g e b u n g , w o d u r c h s i e u n s s c h o n z u
i n d i v i d u e l l w ü r d e . . W i r 3 e h e n b ï o s s d a s Vvhib u n d d a s M o t x v d e r
L i e b e , a l l e r a llg e m e in s te p r i m i t iv e M otive ,
- 93 -
!• u 'A'i - *r, r t i =1 1 i c t - J . n t. t h •'■t h i s v ^ r v v i- s i ]. i 1 7 ar ^d t o

fror ^ r i : . n t i s i n ^ \M\th r i n ? - T n i n d t s ^'irti~

niil'^.r T t '='n rn? o n w h i c h h e w".s ot ony o n e t ici 0 ond i n

"'ooo - ' n os th hii 0 0 m o or e f n i 1 7 d n f i n o d t h e o r i e s . Tho v o r y

f - ' o t o 35 w h i o h r e n d e r h i s d r om a t i c characters so nocnlirrly life*

lik e "nd a t t r a c t i v e ro those w hich, in h is opinion, should

h.::vo t h e i r rig h t fui place in the novel, a n d h e was f o r c e d more

th a n once to r e g r e t having chos'^n t h e drama as h i s favourite

"rt f o r m o ’’rCtwcS L’h n l i c h e s ” , h e w r o t e in a cons i d (^ ra tio n o f

hir via] t e r o c o t t ’s c h a r a . c t e r s , " h a h e n m c i n c F i - u r on im E r h —

f ( ^ r s t o r , was d i e Leh' •' ds i i l l l l c d o r s el h e n I v ^ t r i f f t . D i e s sind

reines T h f r i n g e r G e w f c h s . f i n e h r z h a l u n g m it s o l c h c n F i g u r en

- d s s t c nun . her auch i n T hilringen s p i e l en. V/fre i c h do c h a u f

dcm vVegc 1 e r P r c ' u k t i o n w i e im E r h f ô ’r s t ^ r go''lich en , hftte

mich d m it ^Ijer dem rioman z u g e w a n d t ” ( l ) .

Ap-'rt from t h i s consciousness o f " bei ng " e r p e t u a l . l y h a m p e r e d

hy h i s own n o v e l i s t i c t e c h n i q u e L u d w i g was c o n s c i o u s of a

certain d isc re p a n c y hotwcen h is own d r a m a t i c practice and what

he b e lie v e d to he fundam ental principles of a r t . The m o s t im­

portant o f t h e s e vr's t h e need for a perfect b a lan ce between

the general and i n d i v i d u a l elements in drama - a principle to

which h o th Hebhol a nd L u d w i g h a d a t an e a r l y s t a g e given t h e i r

assent, and which forms an i n t e r e s t i n g point of contact in

their approach to the problem o f environm ent. H ebbel, i t w ill

l . G S VI p . 0 3 .
— 94 —

be rernerbcrca, w: j "t '"in s to bnizir irto srooini -r^rin'^rcm

the n^r.a f o r i n v e s t i g g t h e u n i v e r s ^.1 n c t u r ? o f o flrr.rrr. w i t h

",n i n i i v i du ol. fl.ovour ;T-'rivoi f r om t h e p o r t i o u l r r type of cul-

turr], ••.nd h i s t o r i c n l m i l i c u in which it is set. In other words,

01. t h o n y h h.Ls p r i m n r y c o n c e r n woo n l w o y s w i t h ' ^^ep u n i v e r s r 1

t.ruths und f u n d - '.monto l h n m - n p r n h l o m s ^ h e s u s nt th e srme tim e

desirous not to l . o s o ;; i y h t o f th "t i n d i v i du ol i s i n y p r o c e s s

w^'iich i s the 1 i f c —b l o o d o f " 1 1 ^rue d r "omn ( l ) . H isto ry being

"the p r e c i p i t ' to o f th e mnrch o f t i m e " ( 9 ) , the dr"m "tist must

of necessity capture its significnnce i.n .o v i v i d pres ent n tio n

of its Vn r i o n s phnses o f developm.ent, "nd n v i t nl conception

o f the i n d i v i ' " ’u 0 . 1 n a t i o n is s p i r i t u e l mnhe —u p was t h e onl ] ' ' w r y

of p r o v i d i n g him w i t h the nec^ss cry colo u r for h is p o i n t i n g ( f ).

Thus he s p e a k s o f i-tomc ."nd C o r t h p e os c o n s t i t u t i n g the bock-

ground to his Moloch - a. d r a m a i n t e n d e d t o p o r t r a y no l e s s than

the evolutionary process of religious and p o l i t i c a l conditions

- and t h e s t a t - e o f a n c i e n t Germany as p r o v i d i n g t h e necessary i


i
I
colours for a p l a y which would ott^erw isc h ave R e g e n e r a t e d i n t o

col c u r l ess n e ss (4 ) . That, t h i s has little to do w i t h "local co­

lour" a glance at the actual play w ill suffice to show, and

Hebbel waj3‘ h i m s e l f firm ly convinced th a t a too close adherence

l o G f o T I 1 2 6 j Of e t . | S' 3 5 ~ Ga n . l S 3 6 :" Auf gc a be a l l e r K u n s t i s t d i e Gar-


s t c l l u n g des h e b c n s , d . h . V e r a . n s c h a u l i c h u n g des U n e n d .lic h cn an^
der s in g u la r a n E rsch e in u n g "• -
2 . " M e i n yvort d b e r d a è D r a m a " , ^ XI p . 3 5 , 1 3 4 3 »
3 . C f . T I I 3 o l 9 , 31 d '" n . 1 3 4 4 .
4 . Cf. T I I I 9 9 4 3 ; 41 f , 3o J a n 1 8 4 7 .
- c\r

to ':t ' il " c c o r ft? i l l cith o t r c . l ^ h i s t o r i c '"1 v i c v ; o f t h i n g ' s ( l )

Moxcov-^r, h i s c o n c c t i o n o t th'^ ini p o r t -r.t c u l t u r e l h o c k ^ o u n d


o f t h e i n d i v i d u 0.1 p].-y c.s o. l i n k i n t h e g r e e t c h r . i n o f t r o g c -
•11 es w h i c h h e h n ^ c d would give c v n r c s s i o n to th e c o n d i t i o n o f

hum m i t y -md t h e w o r l d -^t l o r g e ( 2 ), m o m s thc.t t h e n o r t r n y a l

o f n d r rm " t i c c h n r n e t or i n nn i n d i v i d u e l e n v i r o n m / * n t c o n s t i ­

tuted. f o r Hohbel not o n ly n u s e f u l css et for gr en ter v iv id n e s s ,

hut c hound e n d u t y which « v e r y dr am n t i s t must f u l f i l in

s' -'i' ving t h e f^s o f H i s t o r 2^ ns w e l l as tho.se o f h i s own a r t .


" Wi e j e de K r i s a l l i s n t io n von g e w isse n p h y sik e i.is chen Be-

d i n g u n g o n a h h ’i n g t , so j e d e I.n d i v i d u a l i s i e r u n g dos nv^ns c h i i c h e n

We s c n s v o n d e r G c s c h i c h t s e p o c h e , in die es ffllt. Biese

Id 0 d i f i c a t i o n c n d c r Me ns ch e n - N a t u r in i h r e r r e1 a t i v en Not h -

w endigkeit s u r Anschuung su h r i n g en, ist d i e H a u p t - A u f go­

be, die die P oesie der G csch ich to gcgenflbor h a t (l).

It is im portent to n o t - ^ , h o w e v e r , t h a t H e b b e l ’s t h e o r y applied

the in d iv id u a l is ing process not s o mu c h t o t h e m i l i e u itself -

in his e s s a y on L u d o v i c o , for example, he r e f e r s expresslj^ to

the ,g e n e r a l conditions of th e world, the n a tio n and t h e period

- "s t o ttie p a r t i c u l a r effect which i t has upon e characters.

I n L u d w i g *s c a s e the issue tends t o becom e som ewhat c on­

f u s e d b \ 7' t h e fact that sta te m e n ts connected with h is wwn d x a -

n atic w ork t e n d o c c a s i o n a l l y to run co u nter to h is more gene­

ral t h e o r i e s . In _r act ic e a past m aster in the painting of

I p C f . L e t t e r to A r n o l d n i ig c ,1 5 S e p . 1 3 5 2 ;Br.V p. 45. - 2.L ctter


t o A u g u s t e S t i c l i - C r e l i n g e r , 1 1 B e c , 4 5 ; B r 7 T l p . 5 4-8 . - 5* *i
5 6 8 5 , 24 D e c . 1 9 4 6 .
- 95 -
is-t _ i l (l), he c o n d u c t e d t h e d epic^tlon of p '^rticiil^.r h i s t o -

r i c n l ^1.11 i c u w i t h ,such m i n u t e c e r e t b o t be wos a l m o s t t e m p t e d


on some oc ere, i o n s t o nir.Ve i t ^,n end i n i t s el f , -"nd m'^ny r. r e -

mrr]-: i n h i s drm m ntio n o t e - h o o l c s shows t h r t h e was o n l y t o o


aw are o f t h i s ;* t h u s ,^ w h i l ^ 't on one •r*-r ^w*’n / b e lo n cin
*.. "^ t o r ^n l ^ n

for P i 0 h r c u n de v o n I m o l a , h e i n t e n d s t o ma ke i t ^nite obvious

th-t bhrplry t-kes place in It'ly during the time of the he-

n'^.issance^ on a n o t h e r he finds it necessary to check h im s e lf,

feoriny th'it he has o n c e more .succumbed t o h i s fault of exces­

sive individualisation ( 2 ), Since it is in fact the m ilieu on

w h i c h -^hc i n . d i v i d u - l i s i n y p r o c e s s is here c o n c e n t r â t ed, it is

not surprising t h ^ t L u d w i y was constantly at p^ins to emphasi-

ze t h e n e e d f o r c lo w a * p a y i n g more a t t e n t i o n to the general

character of " d r a m a a n d was c o n c e r n e d a b o u t the integration

o f the v ario u s factors o f environm ent with all the other "in­

g r e d i e n t s ” of a play in to a typical whole. " J o des S tiic k ", h e /W

w rites in an e a r l y part o f t h e Sh al:e s p e ai' t u di en ^ "m uss, wie

es selbst einen F a ll u n t:r vielen darstellt, d i e s en so v o l l -

stfndig und i n d i v i d u e l l ausmalcn a ls m ^glich, ohno das l y p i s c h c

zu v c r w i s c h e n ; i e d e s F i n z e l n s t e muss zu diesem Oanzen g e s tim m t

sein, N atur, g e s c h i c h t 1 i c h e r Bodsn, Situation, L eidenschaft,

S p r a c h e . ^ . ( l ). Whereas f o r He bb c l the r d a tio n between g e n e ra l

and i n d i v i d u a l was a natural one and t h e u n i v e r s a l element in

l , G f . ^ XI p . 6 l f o r H e b b e l ’s v i e w o n " B e t a i l m a l ? r e i " w i t h p a r t i ­
c u l a r - r e f e r e n c e ^ to t h e h i s t o r i c a l n o v e l . - 2 , Cf. e x tra .ct c i t e d
b y F r i c h S c h m i d t , C S I V p p . 3 9 - 4o . L u d w i g was w o r k i n g o n t h i s p i as
b e t w e e n 185o and 1 8 6 2 ,
- 97 -
r. ^ ••'r'^cj.or-] b y tbvr f a c t that the chrrac-

tcr^' w-i'- c o n c e i v e d i n t h e a y i r i t of their tirre, f o r Lv. daâg

thlL relation oonotitiit.^rl -n u n e 0 3 y oonnrnT^ise (l ). It

was m - : i n i y i n nrd-r tn ov'-rnone th e difficu lty of reconeiling

the tynicnl ^nith the indien.du- 1 ti" 't he e s trh lis h e d . th e need

for coteoir'to consistency hetw eoV i-^x^ctcr end e n v i r o n t r e n t in

"I I . thei.r v a rio u s v - nif'^'st - t i o n s ( 2 ), In go.rticul " r , h e men­

tions K i n g Le::.r as a 1 "y i n w h i c h t h e r e is complete corresnon

dence between t h e h l s t o r i o n l mjJJyni, character, situ ttio n , mo­

tives ^ "ctions) g u ilt -.nd c a t a s t r o p h e , s i n c e ^ h o w e v e r much t h e

p e r s o n n a g e s may d i f f e r from one an o th o r, they a ll reveal in

their ‘^ . c t i o n s a nd s u f f e r i n g the wild greatness of th e ir tim e

(3)y -nd i t is 'p re c ise ly the la c k of fin e r traits i n von

T ' S r r i n g ’s A g n es B e r n a u e r i n w h i c h h e c o mm e n d e d a s corresponding

with the sim ple character of the time in. w h i c h t h e play is

set (4 ) 0 The m i l i e u o f h i s own p i . a y s h e a v i n g o n c e b e e n fixed^

hudyjig saw a l l its m anifold im p licatio n s with alm ost disturb?

ing clarity and d e v e l o p e d t h e m o f t e n in a highly im .aginative

manner - oualities which were t o a gro'^t extent m odified in i

1 o O f . a n u ng u b 1 i s h e d n o t e t o D i e K a u fm a n n s 1 0 c h t e r v o n M e s s i n a ,
c i t e d b y . I r i c h S c h m i d t , ^ I V ' p . 3 9 ï Di e Ch a r a k t o 2 *e u n d S i t u a t i 0
n o n .ira & e i s t c d e r Z e i t g e d a c h t und. e m p f u n d e n ; d o c h s o , ' ^ a s s d i e
M o t i v e i h r t y p i s c h a l l gome i n Me ns c h i i c h e s n i c h t v c r ] . i e r e n " «
2 . That t h i s wa s a v e r y c o n s c i o u s a n d d e l i b e r a t e p r o c e s s c a n b e
s e e n from t h e l a s t t h r e e v e r s i o n s o f t h e Agnes B e r n a u e r p l a y s ^
w h e r e t h e same d e s c r i n t i o n o f t h e s t a t e o f t h e c o u n t r y i s p u t
. f i r s t i n t o t h e mouth o f Agnes ^ f a t h e r j t h e n i n t o t h a t o f t h e t
o l d w i t c h , "nd. t h e n , i n k e e p i n g w i t h t h e m o r e s t r i c t l y h i s t o r i c a l
c o n c e p t i o n , i s r e n d e r e d i n v e r s e b y Duke S r n s t * I n e a c h c a s e , t h e
w o r d i n g a n d f o r m o f t h e p a s s a g e ".re s l i g h t l y m o ' ^ i . f i e d t o s u i t
t h e c h a r a c t o r o f t h e p a r t i c u l a r s n e a k e r , - 3 *Df. G 8 V p . 2 l 6 ,
1 8 5 1 - 9 ? . - * 4. O f . i b i d . p~. 3 4 4 .
^ Q8 -
1 "trr by the r e s t r i c t i v e effect nf his t'c o rie s.

At 'iiy it is inters tine to nnte thot it n-.' his earlier

'-i-ySj no t -h 1 y Dj h : -h h a r "nd P e r E r b f S r s t -r . c c n ^ n ^ . n i e d

'.s t h e y "v^re h y "-r f'^Tjer t h e o r e t i c a l d é l i b é r a t i o n s , v./hich

'••ch i . e v e d mort "tr ik in ' ".rmony het r. veon t h e cl- o r a c t o r s "nd

their envjr^nm'^nt^ ’/ / h ^ t h ' ^ r h i s t o r i c ""1 o r c o n t e n n o r " ’r y ; " n d e v e r

1.t* O s l - . r W a l . z c l ’s ch:r - - 1 c r i s et io n o f L n laâg d s r ^ t h o d in the

former f l a y as ”''^ivin'.torisch" (l ) is czayycr"ted, it would

s e e m t h a t L u ' h vl y b e n e f i t e d in th is case from a 1 -^ck o f c o n ­

scious effort,

I n so f :.r as b o t h b e li e v e d th at characters arc th e direct

erni'ossion o f t h e i r environm ent, the theorj.es of the two dra­

m atists show a c e r t a i n m ^ ' - a r r e o f a g r e e m e n t . Thus H o b b e l , too,

o" " i n t . a i n e d t h " t the l i v e l y p re s e n t at ion o f t r u l y dram atic cha­

r a c t e r s d en ends u o on t h e ab i l i t y o f t h e d r am a t i s t t o ma k e t h e i ]

ev^r ^^ w o r d r e f ] a c t the atm osphere .in whj.ch t h e y m o v e , Ho e x ­

près s ly included in this connection the so -c a lla d "physical"

"tuo sp h ere - " d i e go i s t i g e wie die l e i b l i c h c , den I d c c n lc re is '

w i e V o l k u n d L ' - . n l , S t a n d u n d h'^.ng" (2), but even so he r e l i e d

again on h i s intu itiv e sense o f atm osphere r a t h e r t h a n on p r e -

cj.se t o p i c a l - 1 l u s i o n s . His mind, by n a t u r e less hampered th a n

L u d w i g *s b y c o n s i d e r ' ’.t i o n s of detail, seized on t h e essentials

and c l o t h e d them i n t u j . t j.v e ly i n the speech of the characters.

Tq r e c a l l th e blasphemous b o a s tin g s of H olofernes, H h o i o p e ’s 1

l o O s k a r Vi/rtzcl, H e b b e l r o b l e m e . S t u d i e n . L e i p z i g 1 9 o 9 ^ P * l o 9 *
2 . T I I I 4271, 17 13471
- no -

i-Tis t i n 0 1 i _ v t o c o .1.1. sV' o h o ' ' i ’.s n'f tVi «n i iS’^'o h o s zroooivofl. j

or tVt o Yjor r i n f M i v t c.'r A>i t o n : ”

”1 .1 1o:n Au' -nnT' ^l lokj i oh b o r ' - r k o , ins? n o n r.uf D l c h m i t F i n -

■j''^rn z n i r t — wF»r'^* l oi: r i c h r^'sioron. n n i d i 0,5 snlv^^r *

j-cb U i r zUj r o.si?^r ' .lob. l.cii ^ ^ n z o r Kr^rl Il’o. ' - -nonst so. z' ^n,

o.o o o i *ms 1) o:__ ocl: j o j c b o b e n , . . ” ( l ) ,

Iz t o ,i'Ocall t b ? w.hol^ o . t m o s o % o i n i^/hich t b . 0 3 o rli.f ^^oro n t oho—

r " o t or.3 n o r o n n r t n r o r i on a o f n h i o b th^.y o r e t h e l i v i n g dmhodi-

mo n t .

M " r j - '1 M -i c l Çn 0 . i s « b y v i r t n o of its oontornnomy" 3 o tt in g , the

o n l 3^ where i n t u i t i o n is fused with o.ctu.ol o x y ^ r i e n o e in the

o r o ' - . t i o n o f e n v i r o n m e n t , and i t is not s u ry ris in g j there fore,

that the o h y s i o . o l m il i e u o f Mois t o r A n t o n ” d.or gem n i n e Moiih

i m hUu ' l i c h e n K r o i s e ” ( 2 ) - should fin d unusum lly r e o i l s t i c ex­

pression in the dialogue, list ot t h e same t i n e conveying th e

e ” t r c ’'^e n a r r o w n e s s of its c o n v e n t i o a. 1 i Ay % frio s m a l l p r o v i n e is il

town w ith its church, its puh^ i c . h o u s e , the a p o t h e c a r y *s s h o p

and t h e p r i s o n : M oist o r Anton at h i s bench: the ta b le s , clm rrs

"nd cu p -b o a rd s w h i c h scorn t o w e l c o m e t h e r e t u r n i n g F r i e d s ' i c h b y <


v ery I
t h e i r ^ f am i l i a r i t y : t h e p a n e a k e s w. hi ch h a v e t o b e made t h i n n e r b e ­

c au se Mother i s s a v i n g to buy K l a r a a new d r ^ s s - it is all therf

wAy€n n a t u r a l l y into \he dialogue and f o r m i n g a complete l i t t l e

world, a world in which th e things o f everyd.ay h a p p e n w i t h s u c h

inexorable re g u la r ity that there s e e m s no ex c a n e from i t - save

by death or a fresh st^^xt in another land. This is


how K l a r a ’s
S
l o Agnes B ern a u e r . Act I I so .i. - 2.T I 677, 4 A pril lSf7
— lo o —
b ro th er ohJir a c t c r i s e s it:

"Das F e u e r z e u g ist no o h am a l t e n J r ' l a t z , ick w ette, denn w ir

haben h ie r im H a u s e n u r z w e i M a i z e k n G e b o t e . Dor H ut g e k S r t

a u f den dr i t te n w a g e l, n ich t a u f den v ie r te n i Um h a l b zekn

m u s s m an müde s e i n ! V o r M a r t i n i d a r f man a i c k t frierea, nack

M artin i n ich t s c h w itz e a i • • ,H cut * i s t D onnerstag, sie kabea

K a l b f l e i s o k s u p p e g e g e s s e n # . . wkr *s W i n t e r , s o k k t t * s Kohl g e -

geben, vor iîastn ao k t w eissen , a a o k F a s t n a c k t grtinea! Das s t e h t

60 f e s t , als dass d e r D o n n e r s t a g kommen m u s s , wenn d e r M i t t -

week d ag ew esen i s t . . * ” ( l )

la 1854 H cbbel w ro te : ”E in C h a r k k t e r h a n d l e u n d s p r o c h e n i e flber

sein e W elt h i n a u B , aber fflx d a s , was i n s e i n e r W e l t m S g l i e k i s t ,

fin d e er d ie r e i n s t e Form , den e d e ls te n A usdruck, s e l b s t d e r Bau­

er” (2 ), fo rm u latin g th e r e b y what he h ad e n d eav o u red to achiev e

th ro u g h o u t h is d ram atic career - nam ely to a v o i d cm t h e o n e h a n d

a crude n a tu r a lis m and dn th e o th e r an i d e a l i s m to ta lly u n relat­

ed to r e a l i t y .

L udw ig, who d e v o t e d much c a r e f u l thought to th e q u estio n o f

d ictio n , was eq u ally c e r ta in th at th e speech o f th e c h a ra c te rs !

sh o u ld be e x p re ssiv e of th eir en v iro n m en t. Nowhere i n h i s own

w ork i s th is m ore s u b t l y ach iev ed th an in Der F r b f f l r s t e r . i n th e

a tm o s p h e r e o f whose r u s t i c s e t t i n g L u d w i g was h i m s e l f t h o r o u g h l y

a t hom e. Just as M e i s t e r A n to n u s e s w ords w ith w hich h e i s fa­

m iliar from h i s trad e of carp en ter to d escrib e co n cep ts o u tsid e

1 . M a ria M agdaden», Act I I I sc .v ii^ - 2 . T IV 5 3 2 8 , 3 3 A u g .1 8 5 4


— lo i —

h i s spJttcre o f k n o w le d g e , s o t h e h om ely i l l u s t r a t i o n s o f U l r i c h ,

w hich t r y t o e x p r e s s t h e a b s t r a c t i d e a s im h i s m in d , i n d i c a t e

t h e c l o s e bond w hich e x i s t s b e tw e e n t h e man and h i s ”H ev ier" #

”F S r s t c r . . « "S • i s t m ir a b e r , wenn i e h p r e d ig e n w i l l , a ls

i c h den P a s t o r im Chorrock h i n t er einem H a sen h er# S©;

j e t z t hab • i c h d ie F ^ t e . Es w e c h s e l t e i n H ir s c h vom L u tzd a r

f e r h eriïb er# H first Du, R o b ert? Und nun, p a ss* a u f ; h i e r d ie

G abel i s t der H ir s c h ; H e ii|d a , s i e h s t Du? H ie r das S a l z f a s s ^

das b i s t Du. Und der Wind kommt vom T e l l e r daher# Was

m ach st Du nun, um den H ir s c h zu b e s c h i e i c h en? Was? Du-nun?

(I)
The s u b t l e i n t e r w e a v i n g o f c h a r a c t e r i s a t i o n and d e p i c t i o n o f

en v ir o n m en t th r o u g h d ia l o g u e i s a r e c u r r i n g f e a t u r e o f Ludwig*s

e a r l i e r and more s p o n ta n e o u s p la y s and i s i n f a c t more i n k eep ­


i n g w it h what h e came t o admire i n S h a k e s p e a r e a n drama th a n h i s

l a t e r , more s t u d i e d p l a y s . The d i c t i o n o f S h a k e s p e a r e *s cha­

r a c t e r s , he f e l t , h e l p e d to endow a p a r t i c u l a r p la y w ith i t »

own e s s e n t i a l atm osp h ere (A tm o sp h lr e ” - a word r a r e l y u s e d by

Ludwig i n t h i s c o n t e x t ) #
"Wie m a lt z#B , d i e B i k t i o n des KauAnannes, Romeos u .s .w # da»

i t a l i e n i s c h e , d i e des H a m le t, M acb eth , Lear* das n o r d is c h e


#
Klima#* D@rt dehmen s i o h a l l uns r e G e fflh le , uns r e S e e l e

se lb st aus u n t e r dem E i n f l u s s e der b e le b e n d e n W&rme der

h e i t r e n H im m els, h i e r z i e h e n s i e s i c k u n t e r der Vi^irkung

1# A ct I so# iv #
- 102 -

des BLRsskalten N e b e ls zusammea" ( l ) *

It is t h e more r e g r e t t a b l e , t h e r e f o r e , t h a t w ith t h e s t u d y ©f

S h a k esp ea r ean drama i n t h i s c o n n e c t i o n Ludwig *s p r a c t i c a l m ethod

became at o n ce more c o n s c i o u s and m e t i o u l o u f ( 2 ) . A n d ^ althou gh

h e c o n t in u e d t o b r i n g to h i s s u b j e c t s h i s o u ts ta n d im g i n s i g h t

and i m a g i n a t i o n , i t is p a i n f u l l y o b v io u s t h a t t h e s e q u a litie s

t e n d e d i n c r e a s i n g l y t o f a i l him i n t h e m ost im p o r ta n t p h ase o f

t h e c r e a t i v e p r o c e s s * On r e a d i n g a d ra m a tic fragm ent su ch as

M arine F a l i e r i , where numerous a l l u s i o n s to t h e b e l l s o f S t .

Maxk, to p a lm s , la g o o n s and ©ranges s e r v e but t o u n d e r l i n e t h e


" I t a l i a n c o l o u r i n g ” ( 3 ) , w it h o u t any r e a l b e a r i n g upon i t s cha­

r a c t e r s or a c t i o n , one i s rem in d ed o f H e b b e l* s c h a r a c t e r i s t i c a l ­
l y v i v i d rem ark: "Es w ird durch d i e h i n e i n gehStngten G o b e lin s
mflhsam zusammen g e t r a g e n e r L o c a l - S c h i l derungen od er durch das

K la p p ern m it s i g n i f i c a n t e n A usd rü oken, d e r en s i e h d i e Ohnmacht

zu b e d ie n e n p f l e g t , n i c h t s e r r e i c h t ; d i e Le u t oh en mSgen so v i c ­
i e S i g n o r a ’s ©der D onna’s i n den D ia lo g i h r e r S tflc k e k i n c i n
f l i o k e n , w ie s i e w o l l e n , und g a n z e B e rg e vo n G©ldorangen a u f -

h S u f e n , man kommt I t a l i e n und S p a n ie n um k e in e n H a h n e n s e h r it t


l .G S V p , 3 1 6 . - 2 . C f , e . g . n o t e t o M arine F a l i e r i ^ c i t e d by £*e^n
B ± io h S ek m id t ,GS IV p . 3 7: D ie S p rach e muss das S e e —und KaufbiSn— .
n i s c h e , fr & c h tig e .S & d lic h e ,Ü p p ig e ,G r o s s p a tr io tis c h e ,H e r r s e h e n d e ,
m it a l l e n W e l t t e r l e n V e r k e h r e n d e , A r i s t o k r a t i s e h - S t r e n g e , s ü d l i c h
W elch e(a u e h des D i a l e k t s ) , das i t a l i e n i s e h L e b e n d ig e und L e i d e n - '
s c h a f t l i e h e , M a r m o r n e , M e r r s p i e g e l n d e . . .h a b e n " . - 3#][# n o t e t o
M arino F a l i e r / i . c i t e d by Léon M is , o n . o i t . I I p. 93: "Das i t a -
l i e n i s c h e C o l o r i t , das A u s le b e n der i t a l i e n i s e h en A r t" .
- 1®3 -
n SÜ ie r” ( l ) .

H eb b el b e l i e v e d tkiat t h e o n l y way t@ a c h i e v e a tru e r e f le c t—

i® a o f th e essence ©f a c h a r a c t e r *s p h y s i c a l and c u l t u r a l en-

v i r o a m e n t was n o t b y m e a n s © f a c o l d p r o c e s s of reaso n in g , but

by a t r u l y creativ e process, w hich c a u s e s t h e s p e c t a t o r to be

draw n i r r e s i s t i b l y in to an a tm o s p h e re o f w hich t h e ch aracters

a r e so in te g ral a p art »s t o len d c r e d ib ility and d ra m a tic ne­

c essity to th e w hole.

"W ir s e h m e o k e n d i e L u f t , d ie s i e atkm en, w ir s a u g e n d i e D£Lf-

tc, d ie i h r das B e r a u s c h e n d e u n d B et& ubende g e b e n , m i t ih -

nen e in , darum v e r s t e h e n w ir s i e , darum nehm en w i r am i h n e n

T h eil" ( 2 )*

In p ra c tic e , th e atm o sphere i n t h i s in ta n g ib le sense is no­

w here m ore c o m p e llin g t h a n i n Gyges u n d s e i n E i a ^ ; t h e w h o le

o f th e m y th -lik e a ctio n seems to b e s u f f u s e d w ith s o u n d and

sc e n t, lig h t and d a rZ n e ss, rem oving th e ch aracters in to a d is­

tin c tiv e sphere of th eir own f r o m w h i c h t h e y co u ld n ot be de­

tach ed any m ere t h a n , i n L udw ig*s v i e w , L e a r is sep arab le in |

o u r m inds from h e a t h and sto rm .

Such i l l u s t r a t i o n s , bo th t h e o r e t i c a l and p r a c t i c a l , o f Heb­

b e l *s c o n c e p t i o n o f a t m o s p h e r e , w hich i s an e m in e n tly p o e t i c

l . K e v i e w o f W. G firtner*s A ndreas H o f e r .l849<W XI p . 2 7 9 * C f . a l s o


H e b b el *s own p l a y J u l i a ,A@t I S Q .v : ”i c h kann^s m ir r e e h t l e h -
h a f t v o r s t e l l e n , w ie angenehm e s j e t z t b e i uns zu Lande vom
dem F ir n e n h e r w e h t ! J a ,T y r o l , T y r o l ! A b e r h i e r , wo d ie E i e r mur so
l a n g e f r i s ch s i n d , a l s d i e Henne s i e n©ch n i c h t g e l e g t h a t-G © tt
G o t t , w i e g l f i c k l i e h werde i c h m ich f û h le n ,w e n n i c h k e in e O r a m -
gem umd C it r o n e n mehr s e h e , a u s s e r v e s i e h in g e h ë r e m ,am Weih—
n a e h t s a b e n d im d ie P u n s c h t e r r i n e o d e r a u f d i e B r a t e n s e h f l s s e l
i m M aule e i n e s E b e r k o n fe s!
— 104 —

orne an«L h a s few m a t e r i a l a s s o c i a t i o n s , r e v e a l s a h i g h l y s u s c e p ­

t i b l e m iaâ a b le t o s e i z e on t h e m ost e l u s i v e q u a litie s o f âra-

m a t ie a r t i s t r y . L u d w ig, h o w e v e r , who d id n ot s h a r e H e b b el* s

o t h e r c h a i a g e r i s t i o s o f s t r i n g e n c y and c o n c e n t r a t i o n on e s s e n ­
tia ls, and a llo w e d h i m s e l f more b r e a d t h o f tr e a tm e n t th a n Heb­

b e l e v e r c o n c e d e d t o t h e drama ( l ) g i v e s ev en more prom inence

t o t h i s s e n s e o f atm osp h ere as c o n v e y e d by c h a r a c t e r s i n c l o s e


harmony w ith t h e i r p a r t i c u l a r e n v ir o n m e n t. I t s q u a l i t y , more­

o ver, is very d iffe r e n t; f o r w h i l s t i n H eb b el* s mind atm osphe­


r e was i n e x t r i c a b l y bound up w ith t h e h i s t o r i c a l and c u l t u r a l

m ake-up o f t h e p e r i o d , Ludwig e q u a te d i t w it h h i s g e n e r a l no­

t i o n o f Stinunung ( 2 ) , b r i n g i n g i t i n t o l i n e w it h h i s f e e l i n g

f o r " c o stu m e” and l o c a l c o l o u r r a t h e r t h a n w ith h i s w e l l docu­


m en ted c o n c e p t i o n o f t h e h i s t o r i c a l b ack g ro u n d . Thus i n a d e s ­

c r i p t i o n , i n i t s e l f a v e r i t a b l e S tim m u n g sb ild . o f t h e means by

w h ich S h a k e s p e a r e a c h i e v e d t h e a s t o u n d in g r i c h n e s s o f h i s cha­

r a c t e r s , he w r ite s :

"Zur J u l i a g e h i r t d ie Sommernacht, wiel^er B a l l und L o r en zo s


Z e l l e , und d ie F a m i l i e n g r u f t ; zu unserem Ge d&ch t n i s b i l de ^ j
d es a l t en L ear i s t H e id e und S tu rm , der B l i t z , Donner, H e-

g e n , H ürde, j a d i e F a c k e l G l o s t e r s , zu G l o s t e r s d ie v e n a u -
t e t e K lip p e b e i Dover w e s e n t l i c h . Zu unserem B i l d e H am lets
l * C f , L e t t e r to F r i e d r i c h U e c h t r i t z , 1 9 March 1 Q5 5 ;D£..V p . 2 2 1 ,
w here h e w r i t e s t h a t t h e d e p i c t i o n o f atm osp h ere e t c . i s b e t ­
t e r a c h i e v e d i n h i s c o r r e s p o n d e n t *s n o v e l s th a n i n h i s drama;
"da vom Drama nun ein m a l e i n g e w i s s e r L aconism us u n z e r t r e n n l i c b
i s t " . - 2.%. Gg, V p . 7 3 , 1 8 4 0 -5 1 :" Jed e He de und S i t u a t i o n durch
Z e i t und Ort no ch mehr i n d i v i d u a l i s i e r t , s o g a r durch N a tu r s z e —
n e n .J e d e s ;z (s e in e r S tflc k e h a t s e i n e e i g n e h e jr le r c od er t r f ib e r e
A tm o sp h S r e .J e d e S z e n e h a t w ie d e r i h r e S tim m u n g,• • • "
- 1#5 -
s i n d d i e d u n k eln V o r s t e l l u n g e n der F © r s t m i t t c r n a e h t , T e r r a s s e ,

K l i p p e , h e f t i g e Z e i t , H a h n s c h r e i, K©mëdie, G © tte sa c k e r v e n g r S —

s s e r e r G e w a lt, a l s m ir m e i n e n . . . " ( l ) .

T h is h a s n © th in g t© d® w it h modern N a tu r a lis m s e e k i n g t o e s t a b ­
lis h f ir m l i n k s b etw e en t h e work o f a r t and t h e " t r i v i a l e Ausse:

w e lt " ( 2 ) , b u t ap p ea rs r a t h e r i n i t s m in g l in g o f p h a n ta s y and

r e a l i t y t o p o i n t t o t h e Kom antie t r a d i t i o n o f T i e c k , H offm ann,

o r Werner ( 3 ) . As f a r as h i s t h e o r e t i c a l s t a t e m e n t s g o , i n d e e d ,
Ludwig d i f f e r e d l i t t l e from h i s p r e d e c e s s o r s and w a s, m o r e o v e r ,

p e c u l i a r l y v n a f f e c t e d by h i s own e a r l i e r and more r e a l i s t i c d ra­

m a t ic p r a c t i c e . F©r t h i s - i n th e sh a p e o f Per Erb f i r s t e r and

"Die Makkab&er". had i n f a c t a lr e a d y b ro k en new g ro u n d , i n i t s

u s e o f n a t u r a l en v iro n m en t n o t m e r e ly as a phenomenon o u t s i d e
human e x p e r i e n c e , b u t as p a r t o f an e f f e c t i v e i n t e r p l a y b e t ­

ween man and n a t u r e . Nor can L u d w ig ’s m ethod be d e s c r ib e d

s i m p l y as " d ie ErgScnzung des M en sch en in n ern durch das Stimmungî


b i l d e i n e r Lands c h a f t " (4 ), fo r th ere is n o th in g v a g u e o r id ea -

lis tio in h is d e p i c t i o n o f la n d s c a p e i n r e l a t i o n t o d ra m a tic


c h a r a c t e r . N ow here, i n d e e d , d oes t h e m eaning ©f " p o e t ic r e a -

l.G S V p . 5 1 6 , 1 8 6 1 - 6 5 # - 2 . Arno H o l z . o p . c i t . p . 5 9 # - 3#Z# & t y p i ­


c a l n o t e t o Hermann. c i t e d by H .K r a e ^ e r . a r t . c i t ^ . p . l 6 : " I n i h -
r e n Na t u r s c h i l derung en etw as A n d â c h t i g e s - u b e r a l l G ÿ tte rn S k e—
damn N e c k i s c h e s - G nom en,E ifen - wunderbare N a tu r e r s c h in u n g e n
. . a l l é s A hnungs- und S tim m u n g s v o lle :N e b e l,M © n d s o h e in ,d ie Schan
e r der N a c h t ,d e r W ald nacht, das l e i s e TJJnen d es Bodens s i n d i n
ih n e n S c h i c k s a l s s t i n m e n , das Habengekr&chz ; s i e b e e b a e h t e n das
h e i m l i c h e Leben v o n T i e r e n und P f l a n z e n ; a l l é s l e b t i h n e n , a b e r
n i c h t m e n s c h lic h p i a s t i s oh w ie den G r i e c h e n , s o n d e r n g e i s t e r —,
stim m ungs—m f i r c h e n h a f t . l y r i s c h . . " . C f . a l s o W .Schmidt—O b e r l o s s —
n i t z , f p . c i t . . c h a p t e r l l l . w h e r e h e d i s c u s s e s t h e p a r t i c u l a r inr-
' f l u e n c e w hich Z a c h a r ia s W erner’s p l a y s appear t o h a v e hhd upoi
t h e " N a t u r s p ie l" i n L u d w ig ’s D ie MaJdcahaerSwitb. p a r t i c u l a r
f e r eue e t . t h e e a r l i e r D ie M u tte r der Mairlrah&er.- 4*iBi%*. |o,7U.
— 1®6 —

lis m " emerge m«re f o r c i b l y th a n i n L u d w ig ’s b le n d i n g ©f atmo­

s p h e r e w ith a c a r e f u l l y m a p p e d - o u t ,e m in e n t ly r e a l i s t i c m i l i e u .

The wooded g o r g e i n Per Erb f & r s t e r may be r o m a n t i c a l l y " p i t t o -

resk" (l), but t h i s d oes n o t p r e v e n t Ludwig from c o n v e y in g t o

t h e s p e c t a t o r as w e l l as t o t h e r e a d e r as c l e a r a p i c t u r e o f

t h e f o r e s t as o f t h e l i t t l e T h u r in g ia n town i n h i s n o v e l Z w i-
s c h e n Himmel und E r d e. G r a d u a lly and a lm o st i m p e r c e p t i b l y i t

e m e r g e s : "der h e i m l i c h e Grund", "das T a n n e n d ic k ic h t u n t e r den

K lip p e n am L a u t e n s t e g , wo der a l t e F e ls w e g darûber h i n g e h f j

Überm Bach - danhbem d i e Wei d e n , . i n der M i t t e der k l e i n e %/ie-

senraium", and " m itte n im walde das einsam e J& gerh au s" i n w hich

t h e t r a g e d y o f t h e ü *rb filrster and h i s f a m i l y i s p la y e d o u t .

The f o r e s t i s mo^e th a n a s u g g e s t i v e background 12 ) t o t h e

a c tio n s o f th e ch a ra c te rs - i t c o n s t i t u t e s th e very l i f e - b l o o d

o f t h e i r b e i n g , w it h o u t w hich i t seem s i m p o s s i b l e f o r them to

e x ist O ):
"Und vom Wald A b s c h ie d nehmen, der den g a n zen ra g s o grûn

zu a l i e n F e n s t e r n h e r e i n g u c k t . Wie s t i l l ’s urns vorkommen


w ir d , wenn w ir das h a u sc h e n n i c h t mehr h S ren und den Vo­

g e l s a n g und den c h la g h a l l en den g a n zen Tag" (4 )#

B oth H eb b el and Ludwig i n t h e o r y a g r e e d t h a t costum e and

d e c o r must be r e d u c e d t o a minimum, rhus i n t h e prefac% to h i s

1 . S t a g e d i r e c t i o n t o ^ o t I I I s c . v . - 2. C f . V .S c h w e i z e r . Ludwigs
W e r k e ,ij e ip z ig tuid w ien 1 8 9 6 , v o . I p . 3 i n h i s i n t r o d u c t i o n t o
L>er Hr b f o r s t e r . - 3 #Cf . L e t t e r to -ciduard P e v r i e n t . 4 F e b .1 8 5 3 ;
GS V l p . 3 6 8 : "Die Umgebung w ir d b e i z a r t e n , t i e f f f l h l e n d e n Wes en
e i n r e i l des P a s e i n s ,und d i e Vor&nderung d e r s e l b e n i s t e i n e |
Amputât i o n , im d er v i e l w e r v e n f hden z e r r i s s e n wer d en , d ie
sch w er h e i l e n ”. - 4#A ct IV s c . i v .
- le 7 -

e a r lie st drama, J u d i t h , t h e ferm er l a i d i t down t h a t , w h i l s t

a c e r t a i n d i s t i n c t i o n i n ou tw ard a p p earan ce b e tw e e n A s s y r ia n s

and Hebrews must n e c e s s a r i l y b e o b s e r v e d , to o much f i d e l i t y i n


s u c k m a t t e r s m e r e ly s e r v e d t© d e s t r o y t h e d r a a a t i c i l l u s i ® n ( l ).
Throughout h i s d ra m a tic c a r e e r H ebb el a d h e red s t r i c t l y to t h is

p r i n c i p l e by g i v i n g o n ly v e r y b r i e f and n o n -co m m ita l d i r e c t i o n s

f o r t h e o u td o o r and in d o o r s e t t i n g s o f h i s p la y s * Not t h a t su ci
a m ethod put any s t r a i n upon h i s n a t u r a l i n c l i n a t i o n ; f o r hav­

i n g a l e s s v i s u a l mind th a n Ludwig and b e in g c o n c e r n e d e x c l u ­

s i v e l y w it h t h e i n n e r l i f e o f h i s c h a r a c t e r s , he was n a t u r a l l y

o p p o se d to a n y th in g w hich s a v o u r e d o f e x t e r n a l i t i e s * With Lud­

w ig t h e c a s e was v e r y d i f f e r e n t , and when he demanded t h a t t h e


d e c o r e t c * must be m e r e ly i n d i c a t e d and t h a t p l a c e and tim e
a r e t o b e t r e a t ed i d e a l l y and p la y n® e f f e c t i v e p a r t i n t h e

a c tio n 1 2 ) , he was condem ning what i n Per E r b f S r s t e r and P ie


Makkabher had b e e n t h e outcome o f h i s s p o n ta n e o u s t a l e n t * Here
t h e atm osp h ere c o n v e y e d by t h e s p e e c h o f t h e c h a r a c t e r s i s in

f a c t most e f f e c t i v e l y en h an ced by t h e v i s u a l means o f w e l l - d e ­

f i n e d s t a g e s e t t i n g s , which come t o l i f e as i n t e g r a l p a r t o f
t h e l i v e s o f t h e s e c h a r a c t e r s as t h e a c t i o n u n f o l d s b e f o r e e u i

ey*e« (%) B f * W X I I I p* 4 : " . . .im Ü b r ig e n h a l t e i c h dafflr* dass


zu g r o s s e T reue i n s o l c h e n P in g en d i e I l l u s i o n eh er s t o r t ,
a l s b e f S r d e r t , indem d i e Au f mer ks amke i t da durch a u f fremde
GregenstSnde g e l e i t e t und von der H a u p tsa c h e abgewoggen w ir d ” *
2o C f . GS V p . 5 5 6 , 1 8 61-65*
— lo 8 —
eyes (l).

M t h o u g h Ludwig n e v e r ack n ow led ged t h e d i s t i n c t i v e v a l u e


o f thÈÉL h i s e a r l i e r d ra m a tic p r a c t i c e , i t u n d o u b te d ly i n f l u ­
e n c e d h i s l a t e r w ork, b o th t h e o r e t i c a l and p r a c t i c a l . F®r e v e n

w here he came t o be c o n c e r n e d c h i e f l y w it h t h e h i s t o r i c a l a s­

p e c t o f e n v ir o n m e n t, henever f a i l e d to tak e account o f th e '

p r o fo u n d t i e s w hich must b in d c h a r a c t e r s t o t h e p a r t i c u l a r

s u r r o u n d in g s i n w hich t h e d r a m a t is t h a s c h o s e n to p l a c e them ,
demanding t h a t t h e y s h o u l d be f i r m l y r o o t e d i n t h e i r n a t i v e

s o i l and seem t o grow n a t u r a l l y and i r r e s i s t i b l y o u t o f i t ( 2 )<

H e b b e l, as h as a l r e a d y b een i n f l i c a t e d , m en tio n s t h i s p o in t
a g a in and a g a in w it h much g r e a t e r e m p h a s is , making i t a ne-

c e s s i t y f o r e v e r y drama w orthy o f t h e name. The atm osp h ere

m ust be so c o m p e lli n g and t h e e l e m e n t a l q u a l i t y o f t h e c h a r a c ­

t e r s so c l o s e l y bound up w it h i t t h a t t h e l a t t e r ap pear i n - i

e v i t a b l y c r e a t u r e s o f none o t h e r th a n t h e i r own p a r t i c u l a r en-*


1 # Y * sta g e d i r e c t i o n t o t h e f i r s t a c t o f D ie M a k k a b & e r » • r e c h t s
f& hrt e i n F e ls e n w e g aus dem T h a le h e r a u f , das den B e r g , a u f dem
Modin l i e g t . u m g i e b t ; . * l i n k s v o r n mdndet e i n e F e l s e n s c h l u c h t aus
h i n t en e i n Thor der S t a d t M©din;dber der S t adtm auer, d ie me i s t
aus n a td r l i c h e n F e l s en b e s t e h t , d i e H lu s e r der S t a d t ,u n d fiber
d i e s en f e r n und f e r n e r d i e z a c k i g e n Hfirner des G e b ir g e s Judah; ,
der H o r iz o n t hoch angenommen.Palmen und T h e r e b in th e n den T a h l-
weg h e r a u f und s o n s t v e r s t r a u t # ( A c t I s c # i ) . T h e s c e n e comes
t o l i f e i n t h e v e r y f i r s t words o f t h e p l a y :
Jo achim*
(indem e r l e b h a f t e r y S h le n d an d ie Bank t r i t t und i n das T hai
h in u n te r z e i g t ) ^
Da - d i e s s e i t s i n dem Tatil der T e r e b in t h e n
Lag S a u l , d o r t G o l i a t h . m it se in e m Heer# 1
D ort aus dem Bach nahm D avid s i c h den K ie s e l -
2 . C f , N o t e t o T i b e r i u s G r a c c h u s. c i t e d from an u n p u b lis h e d ”? l a n -
h e f t ” by Lean, M is^o n . o i t .%1 p7 2 o 8 .
- 1® 9 “
vir® nm ent ( l ) * A c h a r a c t e r n o t r o o ta ÿ ’Çhe l i f e ©f h i s n a t i o n
l a c k s , i n h i s v i e w , o r g a n ic n e c e s s i t y , and h e t h e r e f o r e f e l t
it t <9 be h i s bounden d u t y , n o t o n ly t® p l a c e him i n an appro­

p r i a t e m i l i e u , b u t t© d e v e lo p him o u t o f i t w it h a l l t h e i n ­
t u i t i v e s k i l l i n h i s pow er.

Hence H e b b e l* s d ra m a tic c h a r a c t e r s , thou gh on t h e w hole l e s :


e a r th - b o u n d t h a n L u d w ig ’s , are o f t e n e q u a lly c o n sc io u s o f th e

f o r m a t iv e i n f l u e n c e s o f t h e i r " n a t u r a l ” en vironm en t* When Ben­

v e n u to i n L u d w ig ’s Per J a k o b s s t a b " s a y s ,

” da u n t e r

Pern d e u t s c h e n N eb el fla m m t’s n och i t a l i e n i s e h ,


H i t z i g e r Junge! ” ( 2 )

o n e i s rem in d ed o f a s c e n e i n H e b b e l ’s J u l i a * w here G raf Ber­

tram r e i n f o r c e s h i s s t o r y about men who k i l l s im p ly i n o rd er


t o f o r f e i t t h e i r own l i v e s , by s a y i n g :

"Es kommt v i e i l e i c h t i n einem Lande n i c h t v o r , w© d ie Son­

ne a l l e Tage s c h e i n t . G l e i c h v i e l ! B e i u n s , w® d i e L i c h t -

s c h e u e b e s s e r g e d e i h t , wo S c h i r l i n g und B in s e n k r a u t so
h och a u f s c h i e s s e n , d ass man s i c h d a r u n te r n i e d e r l a s s e n und
I

tr&umen kann, g i e b t e s M enschen, d ie das thun! Mancher Ra-

b e n s t e i n kann e s b e z e u g e n ! ” ( 3 ) .
l . C f . L e t t e r t o E r i e d r • U c c h t r i t z , 19oMareh 1 8 5 5 ;B£. V p p .2 2 o f :
" • .n u r v e r m i s s e i c h i n den S i t u a t i o n e n fd e r RosamundLe vo n
U e c h t r i t z l * . • das A tm o sp h S r isc h e und i n den C h a ra k teren das da-
m it g en a u zusammen hSngende A n t o c h t h o n is c h e , das s i e a l s n o th -
w en d ig e P e r s o n e n eb en d i e s e s und k e i n e s an d eren Bodens e r s c h e j
n en l& s s t " # - 2 # GS IV p . 84* Ludwig was w ork in g on t h i s p la y
d u r in g 1 8 5 ©•— 3 #Act I I I s c .iiv £ »
— 11® —

I n t h i s p la y H ebb el w a s, in d e e d , c o n t e n t m e r e ly to l e t t h e cha­
r a c t e r s t a l k somewhat s e l f - c o n s c i o u s l y about t h e i r n a t i v e m i l i e u

w it h o u t making i t a r i s e o r g a n i c a l l y out o f t h e i r a c t i o n s , and

o n e m ig h t a p p ly t o h i s own d ram a/th e c r i t i c i s m w hich h e l e v e l l e d

a t o t h e r co n tem p o r a ry d r a m a t i s t s :

"Die L e u t e s c h w i t z e n n i c h t ! " m Schte i c h zu j e dem u nserer j e t -

z i g e n Di-amen- D i c h t er s a g e n . Ob *s Juden od er Tflrken, H e id e n

Oder C h r i s t e n , Opium-K&uer od er K n o b la u c h -E ss e r s i n d , man


cierk t *s der AtmosphSre n i c h t an" ( l )#

W ith t h e y e a r s , h o w e v e r , su ch r e f e r e n c d s t o a c h a r a c t e r ’s na­
t i v e en v iro n m en t become more c o m p e llin g and o f g r e a t e r d r a m a tic

im p o r t a n c e . T h is i s p a r t i c u l a r l y o b v io u s i n H e b b el* s l a s t com­

p l e t e d p l a y . D ie N ib elu n .g e n , where h e i s d e s i r o u s , n o t o n ly t o
b r i n g i n t o r e l i e f t h e g r e a t ÿ u l f w hich s e p a r a t e s I s e n l a n d from

t h e w o r ld o f t h e N ib e lu n g e n , b u t t o m o t i v a t e th e c h a r a c t e r o f

t h e " m y ste r io u s " B r iln h ild o u t o f h e r v e r y en v ir o n m e n t:


" B ei H is und S c h n e e , zu r A ugenw eide

v o n H a l und W a l f i s c h , u n t e r einem Himmel,

Der s i e n i c h t ein m a l r e ch t b e l e u c h t e n k ann ,


Wenn n i c h t e i n B erg aus u n t e r i r d * s c h e n S c h lü n à e n

Z u w e ile n s e i n e r o t h e n B l i t z e s c h i c k t ,

1 s t a l l e r J u n g f r a u ’n h e r r l i c h s t e e r b lü h t" (2 ).

l . I I I I 5 1 8 2 , 16 Sep 1 8 5 3 .
2 . D e r •g e h flr n te S i e g f r i e d . Act I s c . i .
- I ll -

C o n s c i o u s l y aud d e l i b e r a t e l y H ebb el t u r n e d away from Rom antic

d r a m a t i s t s su c h as Fougue or R aupach, whose c h a r a c t e r s h ave no


life s a v e t h a t o f t h e shadowy t w i l i g h t w orld i n w hich tÿ:ey

move l i k e c r e a t u r e s on t h e raoon ( l ) , t o a c l e a r e r and s t r i k i n g ­

ly r e a lis tic c o n c e p t i o n o f e v e n t h e m ost m y t h i c a l f i g u r e s .

I t i s i n t e r e s t i n g t o n o t e t h a t b o th h e and Ludwig were a t

p a in s to t r a c e i n t h e i r p la y s b a s e d on t h e s t o r y o f Agnes B e r -

n a u e r t h e en v iro n m en t from w hich sprang h o t - b l o o d e d young Duke

A lbrecht^ m aking i t an im p o r ta n t f a c t o r i n t h e m o t i v a t i o n o f

t h is in t r ig u in g ch a ra cter ( 2 )# The v e r y t i t l e o f Per Erb f o r s t e r

h i n t s at t h e s i g n i f i c a n c e w hich t h e a u th o r a t t a c h e d to n a t u r a l

h e r i t a g e from t h e p o in t o f v ie w o f d r a m a tic c h a r a c t e r i s a t i o n
1 3 ) . But t h i s c o n c e p t o f h e r e d i t y was a t th e tim e o f H eb b el

and Ludwig a new one i n drama, and n e i t h e r o f them en d ea v o u red

t o f o r m u la t e i t i n term s o f d ra m a tic t h e o r y . I t was i n f a c t

o n l y an i n t e g r a l p a r t o f t h e i r g e n e r a l approach t o t h e problem

o f e n v ir o n m e n t. For Ludwig t h e m ain c i t t e r i o n was t o an e v e r

in c r e a s in g degree th e r e a l i s t i c p r e s e n ta tio n o f c h a r a c te r in

a l l i t s many and v a r i e d a s p e c t s , w hich i n c l u d e d t h e c o n d i t i o n s j

im p o sed by t h e p a s t as w e l l as by t h e p r e s e n t . I t i s tru e th a t

t h i s ##s t o some e x t e n t n o t e n t i r e l y new : h i s d e l v i n g i n t o t h e

l * C f . r e v ie w o f Emanuel G e i b e l s B r u n h i l d . 1 8 5 8 . W X II p . 1 6 5 .

vor
m ir d i e S t e l l e ^ e h a b t, und m ein G ross v a t er v o r meinem V a te r ;
s i e h e i s s e n m ich den j& r b fër ste r im g a n z e n T h a i; i c h wSr * der
e r s t e aus meinem Stamm, d er a b g e s e t z t w S r e .. . ” ^ w.
- 112 -

mysteritfjfcfs accom panying t h e b i r t h o f C a r d i l l a c i s e m in e n t l y Ro­

m a n t ic i n t r e a t m e n t 11 ) , But j u s t as H eb b el r e j e c t e d Fouque^f's
i n o r g a n i c c o n c e p t i o n o f t h e N ib e lu n ^ e n i n fa v o u r o f h i s own more

r e a listic a p p r o a ch , so Ludwig t u r n e d from t h e b i z a r r e r i e o f h i s

im m a t u r it y t o a c l e a r e r p e r c e p t i o n o f what he h i m s e l f c a l l e d

" th e c o n d i t i o n s o f r e a l i t y " . By t r e a t i n g t h e s e c o n d i t i o n s , t h e
d r a m a t i s t , he b e l i e v e d , w ould endow h i s c h a r a c t e r s w it h an or­

g a n i c e x i s t e n c e o f t h e i r own, w h i l s t a t t h e same tim e d e t r a c t ­

i n g i n no way from t h e i r p o e t i c q u a l i t y : he w ould i n f a c t c r e a t e

" r e a l i s t i c a l l y c o n d itio n e d id e a ls " (2 ). I t is c l e a r from Lud­

w i g ' s c o n c e p t i o n o f t h e t r a g i c h e r o , h o w e v e r , t h a t where h e en­

d e a v o u red to c r e a t e c h a r a c t e r s w i t h i n t h e c o n d i t i o n s o f t h e i r
c u l t u r a l and s o c i a l en v iro n m en t 1 3 ) , i t was from no o t h e r d e -

sir e th a n t h a t o f r e a l i s t i c m o t i v a t i o n . "Der R e a l i s t " , he w r i t e


" m o t i v i e r t das 8 c h i c k s a l s e i n e s H e id e n durch d j î s s e n S c h u ld , d i e

S c h u ld durch S t a n d , N a t u r e l l , G ew oh n h eit, Z e i t , B e r u f , h i s t o r i -

6 Chen Bo d en , u s w . " . . ( 4 ) The i d e a t h a t a c h a i'a c te r i s d o m in ated

by th e fo r c e s o f i t s e n v ir o n m e n t, t h a t i t becom es t h e i r " v ic ­
tim" ( 5 ) f was c o m p l e t e l y a l i e n to L u d w ig 's t h e o r y o f t h e para­

mount im p o r ta n c e o f p a s s i o n i n t h e make-up and f a t e o f drama­

tic c h a r a c t e r s . C am iola i n D ie K a u fm a n n sto ch ter v on M e s s in a


l . Das F r & u le in v o n S c u d e r i , e s p . A c t I I s o . i x . - 2 . | ^ V p . 5 2 5 ,
1 8 é l - 6 5 * - “ 3 #C f. an u n p u b lis h e d n o t e on G enoveva, c i t e d by E r ic h
S c h m i d t , GS IV p . 3 5 :"D ie Gr&fin e i n g r o s s a r t i g e s W e ib ,e in e c h -
t e s Kind i h r e r Z e i t und der B e d in g u n g e n , d i e i n i h r e r E r y i e -
hung und i n ihrem S ta n d e l i e g e n " . - 4 # ^ V o . 5 2 5 ,1 8 6 1 —65*
5 oCf« d e s c r i p t i o n by E . I y r o f f ^a r t . c i t . , p . 6 6 . o f vVeiler i n
Der E r b f S r s t e r as e i n O pfer der Z e i t #
- 1 13 -
may b e a t r u e c h i l d o f t h e M id d le A g e s , imbued w ith t h e i d e a s

o f h o n o u r, c h i v a l r y and n o b le -m in d e d n e s s ( l ) , but t h e h i s t o r i c a l
m ilie u i s , as i t w ore, no more th a n t h e p rem ise on w hich t h e dra

mat i s t p r o c e e d s t o b u i l d ' h i s c h a r a c t e r s . lu d w ig - n e v e r in t e n d e d

t h a t i t s h o u l d p la y any d e c i s i v e p a r t i n th e a c t i o n o f t h e drama

T u rn in g to H e b b e l* s p l a y s , we f i n d t h a t R hodope, t o o , i s "the
d a u g h te r o f h e r r a c e " , whose p e c u l i a r c o n d i t i o n s h a v e from h e r

e a r l i e s t y o u th m ould ed h e r c h a r a c t e r and o u t l o o k . But t h e em­

p h a s i s h as e n t i r e l y s h i f t e d ; i t is th e in e s c a p a b le h e r it a g e o f

h « r c h a r a c t e r w hich b r i n g s h er i n t o c o n f l i c t w ith an e n v ir o n ­

ment l e s s hampered by t r a d i t i o n * I n a s i m i l a r way, K la r a i s so

shut i n by t h e c o n v e n t i o n a l i t i e s of h e r own b o u r g e o is m i l i e u
t h a t s h e i s i n c a p a b l e o f a c c e p t i n g new s t a n d a r d s o f b e h a v io u r

and h a s t o c h o o se d ea th as t h e o n ly a l t e r n a t i v e ; th e c o i n c i ­
d e n c e s and s i t u a t i o n s wlriich combine "to make a poor girl"Tmad"

a r e o f h e r own narrow en v iro n m en t w hich c l o s e s i n r e l e n t l e s s l y

upon t h e c r e a t u r e i t h as moulded* % e t h e r by a p a r t i c u l a r c u l ­

t u r a l t r a d i t i o n or by t h e d e t e r m in ig ^ f o r c e s o f s o c i a l c o n d i -
j
t i o n s , H e b b e l* s c h a r a c t e r s a re i n a m y s t e r io u s way c o n d i t i o n e d ’

by t h e i r e n v ir o n m e n t, e v e n i f , l i k e K a n d a u le s, t h e y a re a b le

to s e e b ey o n d i t :
l * " C a n i o l a i s t e i n Kind des M i t t e l a l t e r s , w e lc h e s - s i e f & l l t /
n och i n d i e b e s s e r e H it t e r z e i t - hJauptsS-chlich von der I d e e der
E h r e , der R i t t e r l i c h k e i t , des E d elm u ts e r f f l l l t war und beim
w e i b l i c h e n .G e s h le c h t e v o n defc der Zucht und S i t t e " . C it e d by
L éon M i s , o n . c i t . I I p . 1 6 3 .
- 114 —
”I c h w e i s s g e w i s s , d i e Z e i t w ird ein m a l kommen.
Wo a l l é s d e n k t, w ie i c h ; was s t e e k t denn auch

I n S c h l e i e r n , Kronen od er r e s t * g e n S o h w e r te r n ,
9 a s ew ig w S re?” ( l )

-But by w a n tin g to r i s e above h i s tim e and i t s c o n v e n t io n s h e

h a s u nd erm ined t h e v e r y ground which b o re him and th u s i n c u r r e d


p u n ish m en t f o r h i s presum ption #

Such a t r e a t m e n t - t h e s a c r i f i c i n g o f a c h a r a c t e r , o f t e n

w it h o u t p e r s o n a l g u i l t , to f o r c e s o u t s i d e h i m s e l f , f o r c e s , more­
o v e r , w hich o f t e n b e lo n g t o a c u l t u r a l m i l i e u lo n g ago s u p e r s e ­

d e d , i n e v i t a b l y i n v i t e d t h e s t e r n e s t c e n s u r e on t h e p a r t o f

L udw ig: "Las S c h i c k s &1 b e i H e b b e l” , he w r i t e s , " [ist% mehr e i n


E r g e b n is d er Z e i t , i n der s e i n e M enschen l e b e n , a l s das i h r e s
e i g n e n Thuns# S i e l e i d e n n i c h t , was i h r e e i g n e N a tu r , s o n d e r n

was d i e D enkart der Z e i t iim e n a u f e r l e g t , ' d i e i n ih n e n h a n d e lt "


( 2 )* I n t h e o r y , Ludwig w ould h ave p r e f e r r e d to r e l e g a t e e x c l u ­

s i v e l y to th e n o v el the p r e s e n ta tio n o f th e s e v a rio u s fa c to r s

w h ic h , i n h i s v i e w , c o n s t i t u t e i n a l a r g e m easure t h e mode o f
t h i n k i n g o f a p a r t i c u l a r p e rio d # For i t i s i n t h e n o v e l t h a t 1
we a r e , a c c o r d in g t o h i s v i e w , c o n c e r n e d more w it h man as t h e

p ro d u c t o f h i s en v iro n m en t th a n w it h h i s c h a r a c t e r and
l # A c t V L 3L 8o9#- 2 #GS V p ï 3 6 o . Ludwig r e f e r s h e r e e x p r e s s l y t o
H e b b e l* s "Mein V/ort“^ e r das Lrama*' and t h e P r e f a c e t o Marra
M a g d a le n a # t h e r e b y p r o v in g , as O .W a lz e l p o i n t s ou t (Hçfl^b.slpro^
b l e m e # p . l o 6 h ”d a ss ^er d i e s e E i g e n h e i t der_ T ra gS d ie^ H eb b els^ m it
à e s s e n a l t en t h e o r e t i s c h e n A nschauungen v S l l i g e i n s t i m i g g e i u n
den hat#A n d i e s e r S t e l l e b l e i b t j a der P r a k t i k e r H eb b el b e i dem
t h e o r e t is c h e n E r g eb n isse s e in e r Z e it s te h e n .
- 115 -
p a ssio n s ( l ) . But f a r from e x c l u d i n g "human i n s t i t u t i o n s , manners

and custom s" ( 2 ) from h i s own d ra m a tic work, Ludwig s p e n t g r e a t

cai'e on t h e i r d e p i c t i o n as p a r t o f t h e s o - c a l l e d " A u s le b e f le is c il'

w hich he a lw a ys c o l l e c t e d f o r h i s p l a y s . Thus i n h i s W a l l e n s t e i n

h e i n t e n d e d t o enliance t h e p i c t u r e o f t h e p e r i o d by g i v i n g s p e ­

c i a l a t t e n t i o n t o manners and custom s l 3 j), w h i l s t i n Marino F a -

l i e r È — a l s o one o f h i s l a t e r d ra m a tic fra g m en ts - h e r e f e r s i n


some d e t a i l to t h e a n c i e n t r i t e o f t h e Logeas b e t r o t h a l t o t h e

s e a l4 ) * Even more prom inence i s g i v e n to s i m i l a r f a c t o r s i n


h is b ib lic a l drama, D ie Makkab&er : i n an e a r l i e r v e r s i o n , D ie

MakkabSierin o f 185©, h e ev e n i n t r o d u c e d t h e famous m o t i f o f t h e

d o u b le mai’r i g g e o f Judas to L ea and M ir z a , thou gh i t is in te r ­

e s t i n g to n o te th a t i t s s u b s e q u e n t o m is s io n added to r a t h e r th a n

d e t r a c t e d from Ludwig *s s e n s i t i v e p o r t r a y a l o f t h e J e w is h p e o p le

in i t s s t o i c h e r o is m and i t s u n q u e s t io n i n g a d h eren ce t o t h e Law.


But ev en t h e memorable s c e n e i n t h e f i n a l v e r s i o n d e p i c t i n g t h e

JewsW s t r i c t o b s e r v a n c e o f t h e S abb ath Ludwig may l a t e r have

r e g r e t t e d ; f o r a lt h o u g h t h e c h a r a c t e r s r e s p o n d to i t n o t b l i n d l y

o r as v i c t i m s o f a h i g h e r i n s c r u t a b l e N e c e s s i t y , b u t by a c o n -
1.GS VI p i 87 : "Das TTbergewicht des A u sse r en z e i g t s i c h s chon i n
d er B e s c h a f f e n t i e i t . Wir s eh en m ehr, was Z e i t , S i t t e , S t e l l u n g i n
d er G e s e l l s c h a f t . .a n dem M enschen ge t h a n , a l s d o r t im Drama".
2 .GS V p . l 6 4 î ”D ie D a r s t e l l u n g v on m e n s c h lic h en E in r i c h t u n g e n .
S i t t e n ,G e b r & u c h e n .D ie s e g e h S ren a l s D a rstellu n g ^ d em E pos".
3 . S p r a c h e , S i t t e n , A i l e s muss e i n s t i m m e n , h i s t o r i s che Trutie" -
c i t e d by Leon M i s , o n . c i t . 11 p . l 9 9#Gf. a l s o n o t e on Hermann: L e i —
dens c h a f t en u r s prung i i c E n a tu rm & c h tig , aber d i e S i t t e n noch-m ach-
t i g e r i n den g e w a l t i g e n G ebrB uchen.D ie N a tu r fr S m m ig k e it- D ie S i t
t e an den D e u ts c h e n s t r o n g e r - b e o b a c h t e t , a l s ir g e n d e i n G e s e t z .
A ls o das Ganze aus it ir e n S i t t e n e n t w i c k e l t , s o d a s s das S tu c k zu—
g l e i c h e i n S it t e n g e m B ld e i s t " . C i t e d by H. K r a e g e r , ^ t , Ç.ij.# ,p * lo #
— 116 —

s c i o u s a c t o f th e w i l l , it y e t p la y s a d e c i s i v e part in th e p lo t

However t h i s may b e , by 1 8 5 6 Ludwig was o f t h e o p i n i o n t h a t t h e

"p ow ers” r e p r e s e n t e d i n a g i v e n draraa, i f i t w is h e s to p r e s e r v e

any c la im t o u n i v e r s a l i t y , m ust n ot appear as cu stom s and man­

n e r s whi ch w ere o n l y v a l i d a t c e r t a i n tim e s and i n c e r t a i n coun


tr ie s :

"Doch i s t es g u t , wenn auch d i e Handlung b e i a l l e r Besonfer-

h e i t i n dem S in n e a l l g e m e i n e r N atu r i s t , d ass d ie d a r in d a r -


g e s t e l l t e n MSichte n i c h t a l s S i t t e n und G-ebrSuche a u f t r e t e n ,

d i e nur zu g e w i s s e r Z e i t und i n g e w i s s e n Lândern g e g o l t e n

h a b e n * ..N u r was zu a l i e n Z e i t en w ar, das i s t - fS # d ie Tra­

g é d i e - w ir k l i c h ” ( l ) .
T h is im p o r ta n t p o i n t , h e c l a im e d , H ebb el had o o m p le t e ly d i s r e ­

g a r d e d , t h e r e b y u n d erm in in g t h e w hole v a l i d i t y o f h i s dr*ama.

IftiBn t u r n i n g to H eb b el *s a c t u a l p la y s i n t h e l i g h t o f t h i s

c r itic is m , i t i s im p o r ta n t t o r e c a l l t h a t h e was n e v e r c o n c e r n ­

ed w it h h i s t o r i c a l e x a c t i t u d e , b u t a llo w e d h i m s e l f t h e g r e a t e s t

l a t i t u d e i n a d c ^ t in g h i s m a t e r i a l . T h is i s no l e s s a p p l i c a b l e
t o h i s t r e a t m e n t i n d ra m a tic form o f custom s and t r a d i t i o n a l

modes o f th o u g h t and b e h a v io u r , t h e o n l y p r e r e q u i s i t e b e in g
t h a t i t s h o u l d be " t r u e ” i n t h e s e n s e o f co n fo rm in g t o t h e m ain

i d e a o f th e p a r t i c u l a r drama. Vi/e h av e a lr e a d y s e e n how l i t t l e

r e s p e c t H eb b el had f o r t h e b i b l i c a l a c c o u n t o f J u d i t h , but e v e n

more i n t e r e s t i n g i s h i s h a n d lin g o f t h e n a i v e s t o r y o f H erodotus

l.G S V p . 8 2 , 1 8 5 5 - 5 6 .
- 11 7 -
w hich t e l l s o f t h e a d v e n tu r e s o f King K andaules o f L y d ia ( l ) .

As W alzel p o i n t s o u t , H ero d o tu s knows o n ly o f a queen who does nc


n o t w ish t o be s e e n u n v e i l e d by a s t r a n g e r ; i t i s H e b b el who addf

t h e f i c t i o n o f Htiodope *s " S c h l e i e r r e c h t ”, making i t a t on ce a

s u p e r s t i t i o n and a sym bol fo r e v e r y t h i n g i n woman w h ich s h r i n k s


from l a y i n g b a r e h e r in m o st s o u l 1 2 ) . Even w h ere, as s o o f t e n ,

t h e b ack grou nd to a p a r t i c u l a r s e t o f b e l i e f s or cu stom s i s r e ­

a l i s t i c a l l y sk etch ed in , i t is i t s s y m b o l i c a l im port w hich cha­

r a c t e r i s e s H eb b el *s m ethod (3)*
T h is S y m b o lic a l s i g n i f i c a n c e s p r i n g s from H e b b e l* s w hole con­

c e p t i o n o f drama, n o t a b l y from h i s v ie w t h a t i t is t h e drama­

tist's d uty n o t o n ly t o r e f l e c t a c e r t a in p erio d o f h is t o r y in

its t r a n s i t o r i n e s s , b u t t o p o i n t to i t s s i g n i f i c a n c e i n humani­

t y *s e v o l u t i o n a r y p r o c e s s ( 4 ) . Not c o n t e n t w it h t h e mere " p ic ­


t o r i a l ” q u a lity o f h is drama, h e must s t r i v e t o r a i s e i t to t h e

h i g h e s t form o f n e c e s s i t y w i t h i n t h e c o n t e x t o f w o rld h i s t o r y .

I n o r d e r to b r i n g t h i s a b o u t , he must c h o o s e t h o s e p e r i o d s whicb
h a v e a v e r y s p e c i a l s i g n i f i c a n c e f o r a l l t i m e s . A c c o r d in g l y a

drama muét be s e t i n a tim e o f t r a n s i t i o n and c r i s i s , and h i s j

own h a n d lin g o f h i s s o u r c e s shwws t h a t he b e l i e v e d t h e drama­


tist t o b e a t l i b e r t y t o sh a p e h i s m a t e r i a l t o t h i s im p o r ta n t

l . v . D ie Gres c h i c h t e des H e r o d o ts f l b e r s e t z t v o n F .L a n g e ,I # 8-13»


2t e v e r b e s s e r t e A u f l a g e , B r e s l a u , 1 8 2 4 * - 2 . Oskar W a l z e l . o n . c i t . .
p p . l l 3 f :)ZMan h a t im Nor den w u n d e r lic h e B rS u ch e,
D e n n ,w ie d i e B e rg e w i l d e r w e r d e n , - # i e
D ie munt *ren E ic h e n d ü s t e r n Tannen w e ic h e n .
So w ir d der Mens ch auch f i n s t * r e r , b i s e r e n d l i c h
S i c h ganz v e r l i e r t und nur das T h ie r noch h a u s * t ! ”
(S i e j g f r i e d * s Tpd.A c t I I I s c . i ) . - 4 . C f .L e t t e r to E m il P a l l es ke
2 7 . Jan 1 8 4 8 , IV 84.
— llT b L —

en d . The N i b e l u n ^ e n l i e d had g i v e n him a h e a t h e n s t o r y w ith a

C h r i s t i a n c o l o u r i n g C o n d it io n e d by t h e tim e i n w hich t h e me­

d i a e v a l p o e t h i m s e l f was w r i t i n g ; i n h i s own N jb e lu n g e n t h e s e

e le m e n t s become t h e v e r y s t u f f o f t h e drama i t s e l f . The c l e a v ­

age b e tw e e n two d i s t i n c t modes o f l i f e , whose e s s e n c e i s a lrea d y

so a c u t e l y fo rsh a d o w ed i n t h e o p e n in g s c e n e , ru n s th r o u g h t h e
w h o le o f t h e a c t i o n , sh o w in g t h e c h a i a c t e r s on t h e v e r y ed ge o f

a v o lc a n o w h ic h , th o u g h s t i l l s m o u ld e r in g w ith t h e a n c i e n t t r a ­

d itio n s, is about t o e r u p t , in a u g u r a t in g a new e r a d o m in a ted

by new s t a n d a r d s .

By a d o p t in g su ch an a p p ro a ch , H ebbel was s e t t i n g h i m s e l f a

t w o - f o l d t a s k whose i m | l i c a t i o n s a r e n o t e ^ y to r e c o n c i l e . He
m ust show a c h a r a c t e r b o th as a v i c t i m o f h i s p a r t i c u l a r en­

v ir o n m e n t and as s u b j e c t t o t h e e t e r n a l l y r e c u r r i n g c o n f l i c t s
o f h i s t o r y ; Agnes B e r n a u e r , by succum bing to t h e demands o f th e

c h a n g in g t im e s i n which sh e l i v e s , must a t t h e same tim e become

"das r e i n s t e O p fe r , das d er N o th w e n d ig k e it im L a u f a l l e r J a h r -

h u n d erte g e f a l l e n i s t " ( l ) . On t h e o t h e r h a n d , th e d r a m a t is t
must p r e s e r v e theà^acudte v i s i i n o f t h e modern o b s e r v e r , w hich

a lo n e can s e i z e on t h e e s s e n t i a l s i g n i f i c a n c e u n d e r ly in g a pe­

r i o d o f t r a n s i t i o n and b r in g t h e i n d i v i d u a l p r o c e s s e s o f l i f e

i n t o l i n e w ith t h e g e n e r a l p rob lem s and p r i n c i p l e s t h a t ars s t i l l

o f v i t a l im p o r ta n c e f o r t h e p r e s e n t . As H ebb el w r i t e s i n "Mein
Wort ftber das Biama", any modern drama can be h i s t o r i c a l i f i t

shows p o s t e r i t y n o t as t h e d r a m a t is t im a g in e d h i s f o r e b e a r s to

l.A c t V s c .x .
- 11 8 -

h a v e a c t e d , b u t as h e h i m s e l f th o u g h t and f e l t U )• On t h e

o t h e r h an d , he ou|jht n ot t o sp u rn t h e u s e o f h i s t o r i c a l or

e v e n legen d ai*y m a t e r i a l and c o nAe i v e h i s d ra m a tic c r e a t i o n s ou t


o f a i r y n o t h in g s ; on t h e c o n t r a r y , h e must s t e e p h i m s e l f i n t h e

c u l t u r a l atm osp h ere o f b y -g o n e a g es w hich p ro d u ced t h e k in d o f


c r isis still v a l i d t o - d a y . Tkiis p r o c e s s H ebbel d id n o t i n f a c t

a lw a y s f i n d a v e r y s im p le one : ”Es i s t n i c h t l e i c h t ^ , h e w ro te
i n c o n n e c t i o n w ith Oyges und s e i n h i n ^ . ^ s ic h aus der modernen
W elt h e r a u s i n e i n e Anschuung zu v e r s e t z e n , wodurch das Weib

b l o s s S a c h e war, und das w ird nun ein m a l verlan gt'" ( 2 ). Indeed,


s u c h s c e n e s as t h a t i n t h e s e c o n d a c t o f t h i s p l a y , where t h e
young s l a v e g i r l L e s b i a i s s e n t by t h e i^ing as a " g i f t " t o G y g eg

who r e j e c t s h e r , b e t r a y an o b v io u s d i s s o n a n c e , and c r i t i c s have

fo u n d i t d i f f i c u l t t o r e c o n c i l e su c h t r a i t s w it h t h e fundamen­

t a l l y modern problem p o s e d by t h e drama, n e b b e l h i m s e l f f e l t

a c e r t a i n u n e a s i n e s s on t h i s p o i n t , r e a l i s i n g f u l l w e l l t h e

i s s u e s i n v o l v e d by h i s h i g h l y i n d i v i d u a l tre a tm e n t# N e v e r t h e le s s

h e w ro te on c o m p le t in g t h e p la y i n 1 8 5 4 ,

" ic h h o f f e , den B u r c h s c h n i t t s p u n c t , i n dem d ie ant i k e i n die^

m oderne AtmosphSre {Lbergeht, n i c h t v e r f e h l t und e i n e n Con­


flic t, w ie er nur i n j e n e r Z e i t e n t s t e h e n k o n n te und der i n

den e n t s p r e c h e n d e n Fa rb en h i n g e s t e l l t w ird ÿ a u f e i n e a l l g e -
m ein^ m e n s c h l i c h e , a l i e n Z e i t e n z u g S n g li c h e W eise g e l S s t zu

h ab en ( j ) .

l.W XI p . 9. - 2 # L e t t e r to K arl W erner, 16 May 1 85 6 ^ p .3 o 7 *


5.1j’e t t e r to F r i e d r i c h U e c h t r i t z , 14 B e e . 1 8 5 4 :i b i d ^2o4.
- 119 -

T h u s, w h i l s t Hebb e l en d ea v o u red to p r e s e n t t h e e t e r n a l l y

r e c u r r i n g c o n f l i c t s o f mankind s e t i n t h e t h e c u l t u r a l m i l i e u
o f t h e p a s t or e v e n , as i n M aria Ma;cdalena. i n t h e p r e s e n t ,

by t a k i n g an i n d i v i d u a l , s u b j e c t i v e v ie w o f h i s t o r y , Ludwig

saw i n t h i s n o t h in g b u t a c o m p le te m i s c o n c e p t i o n o f t h e p r in ­

c i p l e s o f u n i v e r s a l i t y g o v e r n in g d ra m a tic a rt» I n a n o t a l ­

t o g e t h e r l u d i d argu m en t, i n h i s R om a n stu d ie n » h e w r i t e s :
"Wenn H eb b el v e r l a n g t , das Lraraa s o l i e der N ach w elt g eb e n ,
w ie wir g e d a c h t u . s . w * , so s c h e i n t er m ir d i e N atur des

Pramas v e r k a n n t zu h aben; das Prama s o i l g e b e n , w ie der


Mensch deh kt und h a n d e l t , n i c h t a l s Bflrger e i n e r g e w is s e n
Z e i t , s o n d e r n eb en a l s M e n sch ; darum s o l i s e i n S t o f f n i c h t

Z e itsitte , D enkart e i n e r Z e i t , so n d e r n L e i d e n s c h a f t und

N atu r des M enschen s e i n (l).


Sven i f t h i s s t a t e m e n t be a p p l i e d t o H ebb el *s t r a g e d y o f

common l i f e ^ ^ h î 8S ^ £ u â^ ig i s h e r e i n t e n d i n g t o make i s n o t
q u i t e c l e a r . B r o a d ly s p e a k i n g , h o w e v e r , he i s once a g a in a(3r-

v o e a t i n g h i s t h e o r y o f p o e t i c r e a l i s m w hich r e g a r d s as t r u e
n ^*1
t h a t w hich i s t i m e l e s s ^ and t y p i c a l and w hich alw ays happens
as o p p o se d to i d e a l i s m w hich t r i e s t o d e p i c t t h a t w hich n e v e r
h a p p en s and a c c o r d in g to i t s s t a n d a r d s s h o u ld alw ays h ap p en ,

o r t o n a t u r a l i s m w hich t a k e s from h i s t o r y i s o l a t e d c a s e s and


i n d i v i d u a l i s e s ^ s t i l l more 1 2 ) . R ea d in g t h e p a s s a g e q u oted
l.G S V I p . 9 4 . - 2 . C f. GS V p . 528.
- 12o •?
ab ove i n t h e l i g h t o f t h i s d e f in it io n o f th e th ree typ es o f
d ra m a tic p r e s e n t a t i o n , one i s f o r c e d t o c o n c lu d e t h a t Ludwig

w ould h a v e r a n g e d H eb b el on t h e s i d e o f t h e n a t u r a l i s t s , had

n o t t h e e x t r a o r d i n a r y c h a r a c t e r o f h i s p la y s i n Ludwig *s ey e s

d e fie d a l l c l a s s i f i c a t i o n .

But e v e n i f d i v e s t e d o f a l l i t s more modern c o n n o t a t i o n ,

t h e t e c h n iq u e o f n a t u r a li s m i s h a r d ly c h a r a c t e r i s t i c o f H eb b el *£
t h e o r y o f e n v ir o n m e n t. W hile on t h e one hand h e n e v e r f e l t any

k i n s h i p w ith S c h i l l e r , e s c a p in g from t h e r e a l w o r ld i n t o an

i d e a l one o f h i s own, whose a zu re b ack grou n d s u f f i c e d to s e t


o f f h i s h e r o e s and h e r o i n e s ( l ) , on t h e o t h e r hand he condemn­

ed i n t h e s t r o n g e s t term s a l l n a tiu ra lism o r " f a l s e r e a lis m "

w h ich t a k e s t h e p a r t f o r th e w h ole and i s c o n c e r n e d o n ly w it h


su p e r fic ia l r e a lit ie s (.2). A lth o u g h i t wa^ u n d o u b te d ly t r u e

th a t i t i s p a r t o f t h e c r e a t i o n o f a r t i s t i c i l l u s i o n t o b r in g

a drama i n t o a c e r t a i n harmony w it h r e a l i t y , t h i s m ust n e v e y ,


h e c o n t e n d e d , become an end i n i t s e l f - e x c e p t on t h e v e r y low ­

est le v e l, "wo z . B . I f f l a n d s c h e S c h a u s p i e l e und P h o t o g r a p h ie n

en tsteh en " ( 3 ) . Whether l e g e n d a r y or c o n tem p o r a ry , w heth er s e t i


in a h is t o r ic a l en vironm en t or a m i d d l e - c l a s s m i l i e u , a drama

m u s t , he b e l i e v e d , o f n e c e s s i t y b r e a k w it h th e r e a l i t y o f t h i s

l o C f , " S c h i l l e r s B r i e f w e c h s e l m it K S r n e r " ,1 8 4 8 -4 9 j E p .l4 o .


2 . C f r r IV 6 1 3 5 jl5o , 1 May 1 8 6 ) . _ ^
3 . i b i d . 5 9 9 6 . 2b N o v . l 8 6 2 . C f . a l s o T H I 4 3 7 5 , 16 May 1 8 5 1 :
"Wenn man e i n I f f l a n d s c h e s pp. NaturstC ick g es eh en h a t und a u f
d i e S t r a s s e o d er i n s W ir tsh a u s kommt, s o g la u b t man, e s s p i e l e
fo rt" .
- 121 -

w o r ld and c r e a t e a # i o l l y p o e t i c one i n i t s p la c e (l). Thus to

t h o s e c r i t i c s who w ould r a i s e o b j e c t i o n s a g a i n s t t h e r e a l i s m o f

p la y s su c h as Gyges und s e i n RiiK o r D ie N ib elu n ,2:en, H ebbel r e ­

p l i e d t h a t h e r e as a lw a y s h e was c o n c e r n e d n ot w it h c o s m ic , but

w it h p s y c h o l o g i c a l r e a l i s m , c o n t e n t t o c a p t u r e a l l t h e wondrous

lig h ts and c o l o u r s w hich p erv a d e our a c t u a l w o rld w it h a new

r a d i a n c e , w i t h o u t , h o w e v e r , changimg t h e im m utable law^by which


men are g o v e r n e d ( 2 ) .

" P lu m p e ste r R e a li s in u s ” ( 3 ) , "gem eine Y /ir ic l io h k e i t ” - n o t w it h ­

sta n d in g t h e ir d e e p - r o o t e d d i f f e r e n c e s , H e b b el* s and L u d w ig ’s

t h e o r i e s m eet i n dondam nation o f e v e r y t h i n g w hich w ould e x t e n d

t h e l i m i t s o f d ra m a tic p r e s e n t a t i o n b eyond t h o s e » e t b y t h e de­

mands o f p o e t i c t r u t h . ”H a tu r , Wakirheit, sch S n e - n i c h t zu eng


genommene W i r k l i c h k e i t s i n d m eine K u n s ts td c k e g e w e se n , d i e i c h

an gew and t” , Ludwig w ro te i n 185o (4 ), and w h i l s t h i s p r a c t i c a l

a p p roa ch t o t h e problem o f en viron m en t i s more im m e d ia te ly r e ­

a l i s t i c in q u a l i t y th a n t h a t o f H e b b e l, h i s fu n d a m en ta l t h e o r ie ;

n e v e r q u it e k eep p a ce w ith i t : "denn e i g e n t l i c h g r i f f e i n r e a -

l i s t i s c h e s Gefittil i n m einen b i s h e r i g e n Werken mehr meineai B e -


v m .s s t s e in v o r , a l s dass e s d u rch g S n g ig v on d iese m b estim m t g e­

w esen wSre" ( 5 ) ,
1 #"Das p o e t i s c h e Drama kann gar n i c h t e x i 3 tif^ r e n ,o h n e m it d ie s e ,
Welt zu b r e c h e n und e i n e an d ere dafflr a u fz u b a u e n ,g a n z g l e i c h -
g d l t i g , o b e s s i c h i n e i n e r B d r g e r s tu b e oder einem K flnigs-Saâtl
a b s p i e l t " - T IV 6 l o 7 , 9 March 1 8 6 3 . - 2 . C f . i b i d . 6 o 8 5 , 2 3 F e b .1863
5 . L e t t e r to Adolph S t e r n , 6 S e p . l 8 6 l ; B r V II p . 6 8 . - 4 . L e t t e r to
C . G . S c h a l l e r , 25 March 1 8 5 o , c i t e d by V . 8 c h w e i z e r . Ludwigs
v o l o l p . 5 # - 5 . ^ VI p . 1 8 .
122 —
G r a d u a lly and a lm o st s p o n t a n e o u s l y t h e t h e o r y o f e n v ir o n ­

ment h as b e e n s e e n t o t a k e sh a p e i n t h e work o f H eb b el and Lud­


w ig . Though ea c h m ig h t p u rsu e v e r y d i f f e r e n t p a t h s , t h e s e A d id

a t c e r t a i n , o f t e n q u it e u n e x p e c t e d p o i n t s c o n v e r g e and l e a d i n

t h e f i n a l a n a l y s i s t o ends w hich fu n d a m e n ta lly w ere n o t a l t o ­

g e t h e r d i s s i m i l a r . Even i f t h e e f f e c t w hich t h e s e t h e o r i e s

h a v e had on t h e su b s e q u e n t developm ent o f t h e drama i n Germany

is i n d i r e c t and d i f f i c u l t to g a u g e , i t i s c l e a r t h a t t h e y d id
much tow ard s e n g e n d e r in g a more r e a l i s t i c a t t i t u d e t o d ra m a tic

p r e s e n t a t i o n , w h i l s t at t h e same tim e h e l p i n g to p r o v id e Germar

drama w it h a fir m and e n d u r in g b a s i s .


III. HEBBEL *S M B LUDWIG CONCEPTION OF

DHMiATIC STRUCTURE.

So f & r t h e e x a m in a tio n o f H ebbel*s and L udw ig*s d ram atic

th eo ries h a s b e e n fo c u s e d on problem s co n n ected p rim a rily

w ith t h e c o n t e n t o f dram a. N e i t h e r o f t h e m , hovy^ever, w a s

ever b lin d to its form al asp ects, but as a p rac tisin g dxa-

m atist e a c h was f u l l y aw are o f t h e n e ed f o r c o m p le te harm ony

betw een th e tw o, and lo o k e d to form i n its v a rio u s m anife­

sta tio n s fo r th e re a l consum m ation o f any p l a y . P o in tin g to

th e e x a m p le o f S h a k e s p e a r e , L u d w ig saw i n i t s r ig h tf u l use

the very essence o f tru e dram a, s i n c e it show ed th e dram a­

t i s t *s a b i l i t y , to s u b lim a te and tra n s c e n d th e v e ry b a s e s t

su b je c t m atter Cl)* F o r H e b b e l t h e m a s t e r y o f f o r m c o n s t i ­

tu te d n o th in g le s s th a n th e suprem e f u l f i l m e n t o f th e de­

m ands im p o sed by c o n t e n t , th e c o -o rd in a tin g f a c to r w ithout

w hich t h e dram a m u st d isin te g rate and lo s e its e sse n tia l

m ean in g (2). "P e r G rehalt” , h e w ro te w ith r e f e r e n c e t® M a r i a

M agdalena. " k a n n n u r im G a n z e n , i n der v o lle n d e te n G esch lo s-

sen h eit d e r Form g e s u c h t w e r d e n (3 ),

But form b e i n g v e r y c l o s e l y b o und up w it h c o n t e n t , is

fu lly e x p lica b le only in the l i g h t o f th e d r a m a t i s t *s i n d i ­

v id u al p ra c tic a l achievem ent, and does n o t le n d i t s e l f

e asily to th e o re tic a l fo rm u latio n s. N ev erth eless, the pro­

t o C f . GS V p . 2 7 0 .
2 . O f . t T T 1 3 9 5 , 6 D e c . 1 8 3 8 a n d T. 11 3 1 3 5 , 2 2 May 1 8 4 4 .
5oi b i d 7 2 9 2 6 , 8 Dec. 1 8 4 3 .
- 12 4 -
blem o f form - and in p articu lar th at o f d ram atic s t r u c t u r e

- is an i n t e g r a l part o f b o t h H e b b e l *s a n d L u d w i g ’s t h e o r y ,

and w ould seem to w arrant a m ore c a r e f u l an aly sis than has

h ith e rto been th e case. It is tru e th at th e problem i s not

alw ays e x p re s s ly m en tio n ed i n t h e i r w ritin g s, but it is al­

ways i m p l i c i t i n them as b e in g o f t h e u tm o s t im portance.

T his is p a rticu la rly so i n t h e case o f H ebbel, who r e g a r d e d

b e a u t y o f form as a m atter of course, b u t was a l w a y s r e a d y ,

to b r in g a ll the pressure of h is unco m p ro m ising g e n iu s to

bear in ste rn , d isd ain fu l c ritic ism w herever he d e te c te d

any d e f i c i e n c i e s in th is resp ect. Thus "L in e v o l l s t â n d i g e

U n k en n tn is d e s H a n d w e r k s u n d e i n M a n g e l a n ë s t h e t i s chem

H i n n ” , was h i s v erd ict o n M e l c h i o r ’M e y e r ’s A g n e s B e r n a u e r .

tru e to h is claim th at c ritic ism s h o u ld now here be a p p l i e d

m ore s e v e r e l y t h a n i n t h e c a s e o f a w ork w i t h o u t f o r m , -at

t h e same t i m e , h o w e v e r , h e n e v e r b e l i e v e d i n win a t L u d w i g

calle d ’’e m p t y ” f o r m (l), form f o r its own s a k e ; on t h e con­

trary , b o t h demanded t h a t i t m ust be th e g e n u in e and i n e v i ­

tab le e x p re ssio n o f th e d r a m a t i s t *s g e n e r a l i n t e n t i o n , th e

gzmment m o s t p e r f e c t l y s u i t e d to c lo th e th e body o f h is

id ea$ .

H ebbel felt it to be u n n e c e s s a r y , th erefo re, to dw ell

in d e t a i l upon t h e m ere q u estio n o f ru le s and p r i n c i p l e s

o f tech n iq u e w hich, if they are e sse n tia l to h i s purpose,

l.C f. GS V I p . 3 8 .
— 1 2 5 ""

w ill force them selv es n a t u r a l l y upon th e a rtist V at the

rig h t mom ent i n t h e creativ e process (l).

^ o r L udw ig^on t h e o th er hand, it is p rec ise ly th is as­

pect o f d ram atic t h e o r y w hich form s the n a tu r a l b a s is of

h is approach to th e problem o f s t r u c t u r e . He was a firm be­

lie v er in th e v a lu e o f craftsm an sh ip , and th e first page

o f h is only s y s te m a tic essay - “D ie d r a m a t i s c h e n A u f g a b e n

der % eit" - is d e v o te d to a v in d ic atio n of h is stu d y o f

S h a k e s p e a re 's p lay s from t h e tec h n ic al an g le. In fact, the

p rac tisin g d ram atist, he claim ed , sh o u ld re g a rd h is art in

th e first place f r o m no o t h e r p o in t o f view th a n t h a t of

th e c ra fts m a n 's a p p re n tic e. “Jed e K unst s c h l i e s s t ein

H andw erk i n s i c h ein ; das Handw erk d e r K unst n enne i c h den

le il d erselb en , der g e le h r t und g e le r n t w erden k a n n . . . Gar

m ancher o f t n ic h t s c h le c h t beg ab te b l e i b t l e b e n s l a n ^ im

d r a m a t i s c h e n Handwerk s t e c k e n ; g leich w o h l führt d e r Weg

z u r k tln s tle r is c h e n V o llendung durch s e in e « œ r k s t â t t e . . .D er

a u s ù b e n d e Kilns t i e r so llte daher d ie d ra m a tis che Kunst z u -

n & c h s t v o n k einem a n d e r n G e s i c h t s p u n k t e a ls von dem d e s

handw erks1e h rlin g s i n s A ug e f a s s e n " (2).

W ith t h i s c h arac teristica lly em p iric approach i t is in ­

te re stin g to com pare t h e g r a n d o p e n in g p a s s a g e o f H e b b e l 's

" M e i n V/ort f i b e r das D ram a":

l a C f . T I 1 5 o 5 , 2o F e b . 1859*
2 a GS V pp. 5 5 f .
— 126 —

"D ie K unst h a t es m i t dem L e b e n , dem i n n e r n u n d S u s s e r n

zu th u n , u n d m an k a n n w o h l s a g e n , dass s i e B eides zu-

g leich d a rste llt, sein e rein s te F o r m u n d s e i n e n h8ch-*

S t en G e h a l t . D ie H a u p tg a ttu n g e n d e r K u n s t u n d i l i r e G-e-

setze ergeben s ic h u n m ittelb sr aus der V ersc h ie d en tieit

der E lem en te, d ie s i e im j e d e s m a l i g e n F a l l aus dem L e ­

ben herausnim m t und v e r a r b e i t e t ” ( l ) .

By v i r t u e of h is view o f th e in tim ate re la tio n s h ip i n w hich

dram a s h o u l d s t a n d to life and th e w o rld i n g e n e r a l, H e b­

bel n e ce ssa rily saw t h e problem of co n stru ctin g a dram a

from a very d ifferen t an g le from t h a t o f L u d w i g who vjas a l ­

ways a f r a i d o f a too c lo se c o n n e c tio n betw een a r t and l i f e

and whose avowed e n d e a v o u r i t w as t o lift dram a o u t o f t h e

w h o le com plex w o r ld o rg a n is m and to shape i t in to a sepa­

rate w hole i n s t r i c t acco rd an ce w ith i t s own l a w s # The p r o ­

cesses of life as th e y r e v e a l e d th e m se lv e s to H ebbel, on

th e o th er hand, w ere an i n t e g r a l part o f th e d r a m a t i s t *s

m ate ria l. The p r e s e n t a t i o n o f th e n a tu re o f co sm ic a ctiv i­

ty was s o m e t h i n g w h i c h n o t o n l y e m e r g e s n a t u r a l l y and i n ­

e v itab ly o u t o f any g r e a t d ram a, b u t w hich S h o u ld be th e

d e lib era te aim o f t h e d i'a m a tis t who i s aw are o f i t s con­

d itio n in g fo rce w ith in every p a rt of h is plays# T h us w h e n

H ebbel speaks o f th e rea d er o f any dram a as s t a n d i n g m id­

w a y b e t w e e n tw o s t a g e s on w hich t h e same a c t i o n i s b ein g

1# W X I p . 3, 1845o
- 127 -
perform ed, i.e . b etw een th e w o rld s t a g e on w hich i t actually

to o k p lace and th e th e a tre w hich r e n d e r s it in a c o n cen trat­

ed r e f l e c t i o n (l), he is u n co n scio u sly p o in tin g to a facto r

w hich i s th e p e c u l i a r m ark o f h i s own d r a m a t i c p r a c t i c e .

T h is, b ro ad ly sp eak in g , co n sists in th e attem p t actu ally to

in tro d u c e in to th e personal sphere o f h is p lay s elem ents

from w o rld h i s t o r y , th u s c o n stru ctin g them , as i t w ere, on

two d ifferen t planes at once. P lay s su c h as H e ro d es und

M ariam ne a r e th erefo re h ttè èisa rily b u ilt on an a l t o g e t h e r

larg er scale th an th o se o f Ludw ig - o r in d e e d any o f h i s

co n tem p o raries, w ith th e p o ssib le e x c e p t i o n o f Wagner - and

th is m ay p a r t l y account f o r H e b b e l *s o f t e n alleg e d a lie n a ­

tio n from t h e th ea tre .

L udw ig, who c o n c e i t e d o f t h e dram a i n term s o f .the a c t o r

and h i s stag e, a n d who b u t r a r e l y c o n c e rn e d h i m s e l f con­

s c io u s ly w ith th e "reaso n ab len ess o f th e w orld o rg an ism ”

(2), was c o n t e n t w i t h t h e compact w o r l d - i n - m i n ia t u r e o f

th e th e a tre . When h e s a y s o f Shakespeare^ ”S d i n e r K u n s t

V orivurf i s t der W eltlau f, ih re S eele d a s i n n e r e G-esetz d e s

W e ltla u f s ” (3 ), he i s far from l a y i n g down a g e n e r a l p r i n ­

c ip le to w hich h e h i m s e l f m ig h t h a v e a d h e r e d . On t h e con­

tra ry , S h a k e s p e a r e , h a v in g once e s t a b l i s h e d th e model f o r

a p e r f e c t "ooxdséntrated p r e s e n t a ti o n o f the course o f th e

l . C f . T IV 3 7 6 2 , 8 N ov. 1 8 5 9 . - 2 . C f . L e t t e r t o Ju lian
S c l f i m i d t , 3 J u n e 1 8 5 7 P* 3 9 3 . - 3 . G 6 V p . 17p.
- 128 -

w orld" (l), it o n ly rem ain ed fo r su c c e ed in g d ram atists to

em ulate h is p a r t i c u l a r m ethod. S h a k e s p e a r e 's law h a d b e e n

t h e law o f l i f e itse lf; th eirs m ust be none o t h e r t h a n

S hakespeare.

He e n d e a v o u r e d i n fact to d eriv e th e ru le s govern in g

th e stru c tu re of p lay s, as he d e r iv e d h i s th eo ry o f tra g e ­

dy , n o t from an i n d i v i d u a l We1 1 a n s c h a u u n g . b u t from t h e

c o n t e m p l a t i o n o f S h a k e s p e a r e a n dram a. H a v in g p e r c e i v e d ,
I

for in stan ce, th at th e e th ica l c o n ten t o f Shakespeare*s

p lay s rev ealed i t s e l f in th e e n d by means o f a g r a n d v i s i o n

o f Judgm ent Dayy he p r o c e e d e d to analyse th e m ethod by

w hich su c h an e f f e c t was a c h i e v e d . T h i s was no e a s y m a t t e r , ;

and L udw ig, who h a d f r o m h i s e a rlie st youth been w e ll

grounded in th e th e o ry o f m u sic, o ften found i t h e lp fu l to

c la rify such d e lic a t^ e p o in ts o f d ram atic te c h n iq u e by

u sin g m u sical te r m in o lo g y . Hence he d e s c r i b e s th e clo sely ,,

lin k e d c h a i n o f c rim e s w hich a re co m m itted i n H am let and

w hich a re a ll p u n ished in one f i n a l catastro p h e, as a fugue

b u ilt on a p r i n c i p l e o f what he c a l l s "trag ic co u n ter­

p o in t" (2). P roceeding as a p rac tisin g d ram a tist, he t r a n s ­

lates a general e f f e c t by means o f v i v i d and c o n c r e te

language in to sp ecific term s of stru c tu re , th ereb y an aly s­

ing alm o st w i t h o u t know ing i t , t h e way i n w h i c h f o r m may

become t h e o u tw a rd e x p r e s s i o n o f an i n n e r m ea n in g ,

l.œ V P.H3 2 , 1 8 5 5 - 5 6 . - 2 .ib id . p . 83, 1855-56.


- 129 -

C o n flict iaa a n o t h e r case i n p o in t^ ; w hereas H ebbel sp eak s

b ro ad ly o f c o n flic t as t h e l i f e - b l o o d o f p o e tr y (l), w ith­

out fin d in g it n ecessary in h is d e lib era tio n s upon dram a to

trace its p ra c tic a l im p licatio n s s t r u c t i u '6 , L udw ig, by

seein g it i n term s o f c o n t r a s t , makes i t an im p o r ta n t and de­

l i b e r a t e means o f c o m p o s it i o n . A g a in he makes t h i s c l e a r by

way o f c o m p a r i s o n w i t h a Bach f u g u e , i n w hich them e and

c o u n ter-th em e ru n s id e by s id e (2 ), or, o n a n o t h e r ©Lccasion,

w ith th e co m p o sitio n o f a s o n a ta , ”w e l c h e i n der M itte das

Thema, d ie C h ai-ak terid ee des H eld en m it dem G e g e n t h e m a -

dem a n d e r n f a k t o r des t r a g i s chen W id e rsp ru ch s - in d ie in n ig

ste VV echselw irkung u n d K o n ^ t r ^ t i e r u n g b r i n g t ” ( 3 ) . îtiis, foi

him , wa s t h e o n ly t r u e m ethod o f c r e a t i n g by d r a m a t i c means

a w o rld i n w hich t h e v a r i e t y o f th in g s does n o t d isap p ear

a lto g e th e r, b u t w hich i s w elded i n to a u n i f i e d w hole th r o u g t

harm ony and c o n t r a s t (4).

The c h i e f c h a r a c t e r i s t i c o f H e b b e l *s t h e o r y , on t h e o th ea

hand, is p rec ise ly the fact th e he did not draw a n a b s o l u t e

d i s t i n c t i o n b e tw e e n t h e law s o f d ram atic s t r u c t u r e and th e

p rin c ip le s by w hich t h e w o rld o rg a n ism i s governed. It is

tru e th at in the very first pages o f "M ein v/ort ü b e r das

Drama" h e w r o t e : "Aber d e r I n h a l t des Lebens ist unerschB pf-

lic h , u n d d a s M edium d e r K u n s t ist § e g r|n z t. Das L e b e n

1 .G ». T I I 3 o o 3 , 1 9 , 23 J a n . 1 8 4 4 . - 2 . C f . G 6 V p . 9 4 ,
1 8 5 8 - 6©, - 3 , i b i d , p . 8 9 , 1 860- 6 5 . - 4 . C f , i b i d . p . 4 5 9 ,
1858- 6©.
- 13o -

k ennt k ein en A b sch lu ss, d e r Faderi) a n dem e s die ^ r s c h e i-

nungen a b s p in n t, zieh t sich in ^ s U n en d lich e b i n , d ie Kunst

d a g e g e n muss ab sch liessen , s i e muss den F a d e n , so gu t es

g e h t, zum K r e i s zusam m enknûpfen” (l). But a t t h e same t im e

he claim ed th a t for the a rtist th e u ltim a te r e a l i t y was

art, and th a t th e w orld, life and n a t u r e co u ld o n ly be

a p p r e h e n d e d b y him t ti r o u g h h i s p a r t i c u l a r m edium , fo r only

th e n c o u ld h is sp irit, striv in g fo r sy n th esis and form ,

p erceiv e them i n th eir to ta lity ( 2 ). In d e e d in so far as

power to g i v e s h a p e im p o s e d i t s e l f s p o n t a n e o u s l y on e v e r y ­

th in g w hich p r e s e n t e d i t s e l f to h i s m ind, a r t became f o r

him t h e h i g h e s t e x p re ssio n o f l i f e , and t h e d r a m a t i s t w ould

f i n d no d i f f i c u l t y in tra n s la tin g even h i s most g r a n d io s e

c o n cep tio n s in to t h e c l o s e d f o r m o f h i s medium* "Dem D i c h -

ter ist es n & n lic h v e r g f ln n t, sich das U niversum , als aus

e i n e r u n e n d l i c h e n K eitie v o n K r e i s en b e s t e h e n d , v o r z u s t e l l e n

d ie s ic h sp iralfflrm ig a u sein an d er w ickeln, und von denen

der w eitere den e n g e re n i n dem S i n n e b e d i n g t , dass d i e fflr

d i e s en g e lt e n d e n G e s e tz e i n d e m s e l b e n Moment a u s s e r K r a f t

treten , wo s i e m i t d en i n %enen h e r r s c h e n d e n h i n d e r n d u n d

hemmend z u s a m m e n s to s s e n " (3). Thus t h e dram a, to o , was p i c ­

t u r e d by H ebbel as c o n sistin g o f a l a r g e number o f s m a l l

l.W XI p o 6 , I 8 i 3 . - 2 *Cf. I I 5 4 8 ,3 1 D e c .1 8 3 8 and W XI p l 5 6 ,


1 8 4 4 . - 3 . H e v i e w o f V . P . W e b s t e r *s D i e W a l r i a b i t i n *1849*1^ KI
p o2 84.
- 131 -

c irc le s w hich, though each has its own f u n c t i o n , receiv e

th eir tru e fu lfilm en t o nly in a n atu ral r e la tio n to th e

great c irc le i n w hich e v e r y t r u e work o f a r t ,m o v e s and

w hich, in tu rn , is but part o f an a l l - e m b r a c i n g c i r c l e

tra n sc e n d in g the in d iv id u a l p lay . T his H ebbel r e g a r d e d

not as h i s p e rs o n a l view , b u t as a p rin cip le fu n d am en tal

to a ll d i 'a m a , whose o b s e r v a t i o n alo n e co u ld en su re an un­

a ssa ila b le so lid ity of stru c tu re 11 ) . He b e l i e v e d t h a t th e

tru e a rtist, c o n c e r n e d as h e i s w ith th e t o t a l i t y o f the

w orld and em bracing i n h i s w ork e v e r y t h i n g w hich l i v e s and

moves w i t h i n i t , m ust ^ w i t h o u t , h o w ev er, p ay in g undue

a tte n tio n to d e ta il, have a h ig h se n se o f form al s y n th e s is

(2 ). In flu en cin g and p e rv a d in g e v e ry p a r t of th e dram a,

th e m ethod o f S h a k e s p e a re , whose dram a k n i t s to g eth er th e

g reatest and th e s m a lle s t a n d c omm ands e v e r y t h i n g from an

im m utable c e n t r e , even th e f l y w hich f a l l s to t%e g r o u n d

on th e farth e st ed g e, m u st, he b e li e v e d , be a d o p te d by

every p lay w rig h t 13) - & p o i n t w hich L udw ig, to o , endor­

s e s r e p e a te d ly by em p asisin g th e s t r i c t u n ity o f s tru c ­

tu re w hich u n d e r l i e s th e v ery v a r ie ty and i n f i n i t e d iv er­

sity o f S h a k e s p e a r e a n dram a 14).

l . C f . r e v i e w o f V . P . W e b e r ’s D i e W a h a b i t i m . 1 8 4 9 ^ 2 8 5 : " A q f
d e n B a u a b e r , a a f d i e S o l i d i t S.t d e r G r u n d v e s t e n kommt e s
a n . . 0 " - 2 . S c h i l l e r ^s B r i e f w e c h s e l m i t K g r n e r ” , 1 8 4 8 - 4 9 ;
W XI p . 1 4 1 . - 3 . C f . W i l l p . 1 4 5 , r e v i e w o f B o o k e n t i t l e d
S h a k e sp e a re s Z e itg e n o s s e n und i h r e W erke;l858. -
4 o C f . e . g . œ V p . 255.'
- 152 -
But ag reem en t b etw een th e tw o d ram a tists on t h e n e c e s s i t y

for d ram atic u n ity d o e s n o t go b e y o n d t h e s e v e r y g e n e r a l

p rin cip le s, to w hich any a r t i s t m u st t o a certain ex ten t

g iv e h is assen t. The i m p o r t a n t i s s u e on w hich t h e i r theo­

ries d iv id e is t h e m e th o d vjhereby t h i s effect is achieved

and th e d e g re e o f em phasis w hich e a c h a t t a c h e d to u n i t y on

th e one h an d and d i v e r s i t y on t h e o th er. A clu e to a ne­

cessary d iv erg en ce on t h i s p o in t is alread y p r o v i d e d by

th e g en eral n a tu re of th eir th e o re tic a l w ritin g s w hich

sheds co n sid erab le lig h t on th e esse n tia l d ifferen ce in

th eir in d iv id u al t a l e n t : th e ep ig ram m atic c h a r a c t e r o f muct

o f H e b b e l *s d i a r i e s and th e sty le of h is essays and a r ­

tic le s, condensed o f te n to the p o in t of in su fficien t cla ­

rity , b etray a m in d whose p r o c e s s e s o f th o u g h t are h ig h ly

c o n ce n tra te d ; w h ilst th e rh ap so d ic e ffu siv en ess o f th e

S h a k e sp e a re s t u d ie n . w ith t h e i r d e ta ile d and r e p e t i t i v e ob­

se rv atio n s, p o in ts to the v ery o p p o site. The d a n g e r o f

allo w in g e ith e r of th ese ten d en cies to dom inate d ram atic

p rac tic e, is o n ly too ap p aren t, a n d t h a t H e b b e l and Ludw ig

w ere b o th acu tely aw are o f i t is c learly ev id en ced i n thei]

w ritin g s. Thus, after the com pletion o f J u d ith th e form er,

w ith a fain t feelin g of u n easin ess, w r o te t o Ludw ig T i e c k :

"S in e l y r i s c h e F o n ta in e w erden S ie n i c h t fin d en ; ob i c h

aber n ich t au f der e n tg e g e n g e se tz te n S e ite zu w e it g egan-

gen und in d e r d r a m a tis c h e n C o n c e n tr a tio n h i e u n d da zu


- 133 -

Starr g e w o r d e n b i n , das 1 s t es, was i c h v o n I h n e n z u e r f a h -

ran w d n s c h e " ( l )• C onscious of h is sh o rtc o m in g s, Hebbel

seem s to h a v e e n d e a v o u r e d t o make amends f o r th e unadorned

co n ce n tra te d stru c tu re o f th;^is h i s first p la y by t u r n i n g

to d e n o v e v a . whose s u b j e c t , i n h i s v ie w , need ed a f a r w ider

canvas w ith a m u ch g r e a t e r number o f "sin g le t h r e a d s ” ( 2 )o

S tep p in g out o f th e u re e k tem ple of Ju d ith in to what Em il

Kun c a l l s th e G o th ic m inst@ K 3) o f G e n o v e v a , H e b b e l , far

from ex p erien cin g a sense of g reater a rtistic freedom , was

ch eck ed by th e co m plexity o f th e task and a p p e a rs to have

a n tic ip a te d the danger o f lo s in g h is h e a rin g s in th e fo llo w

in g d iary en try w ritte n ten days b e f o r e he actu ally s ta rte d

work on h i s new p l a y : ”B e i S h a k e s p e a r e i s t g e i z i g s t e Oeco-

nom ie t r o t z h d c h s te n H eichthum s, Z e i c h e n d e s g r ô s s t e n Ge­

n ies ù b e rh a u p t” (4 j. A lthough at th e tim e o f i t s com pletion

w ell sa tisfie d w ith th e form o f G en o v ev a. H eb b el so o n r e a ­

lise d th at to conceal a rtistic economy b e n e a t h a w e a l t h o f

d e ta il as S h a k e s p e a r e h a d done 15), w as, in fac t, co n trary

to h is own n a t u r a l d ram atic talen t, and\^ h e l a t e r charac­

te rise d the p lay as " la b y rin th in e " (6). A fter p ro d u c in g the

suprêm e exam ple o f m a s t e r l y c o n c e n tr a tio n , M aria M agdalenat

and su b s e q u e n tly h is T r a u e r s p i e l i n S i c i l i e n . Hebbel him -

1 . L e t t e r t o Ludw ig T i e c k , 17 «Jan.l84o ; £ r . i x p ,2 7 #
2 .1 I I 2 4 1 1 ,2 9 D ec.1841. - 3. -
4oT I I 2 1 1 9 , 3 S s p , 1 8 4 o # - 5 . G f . r e v i e w o f " S h a k e s p e a r e s
Z e i tg e n o s s e n und ih re^W erk e,1 8 5 8 ,W X II p . 1 6 3 .- 6 . L e t t e r to
F r a n z D i n g e l s t e d t , 1 4 J u n e 1 8 5 8 ; ^ V V ’I p . 1 4 2 .
- 134 -

se lf cam e t o th e co n clu sio n th a t h is dram atic talen t tend­

e d to v !;a r d3 c o n c e n t r a t i o n , a n d h e was f i r m l y c o n v i n c e d t h a t

what th e present c alle d a fau lt, w ould be r e g a r d e d i n t h e

fu tu fe as a v irtu e (l).

As t o p recise d e fin itio n s o f th e k in d o f s tr u c tu r e

w hich c o n c e n t r a t i o n demands, for t h e s e ®ne w o u l d s e a r c h i n

v ain ;ainor]Jst H e b b e l *s d r a m a t i c th eo ries, sin ce th e p a rti­

cu lar t r e a t m e n t wa s a l w a y s f o r him p r e s c r i b e d by t h e k i n d

o f m aterial concerned.

But i n g e n e ra l term s, stric t economy o f s t r u c t u r e im ­

p lie d reducing th e a c tio n to ab so lu te e sse n tia ls in th e

purest sense o f th e w ord, even i f th is in p ra c tic e very

o f t e n went h a n d - i n - h a n d w ith "perhaps too arrogant a d is­

d ain fo r a ll a cc esso rie s" (2 ). Waen H e b b e l e x p r e s s e d t h e

fear th at such a m ethod m ig h t be c o n fu s e d by u n d is c e r n in g

c ritic s w ith co ld n e ss cm t h e p a r t o f t h e d ram atist 1 3 he

was an ticip a tin g th e k in d o f c r i t ic i s m w h ic h l u d w i g m ore

than once l e v e l l e d a g a i n s t him . Thus t h e l a t t e r com plained

th a t h is co n tem p o rary d id not conceal w ith s u f f i c i e n t ar­

tistry th e b are bones of h is h ig h ly c o n c e n tr a te d dram as,

and c o n tr a s t e d t h i s w ith S h a k e s p e a re 's p l a y s , w h e r e we

forget t h e m ere " s k e l e t o n " and e n jo y th e r i c h , .b u t con­

t r o l l e d m ovem ents o f t h e b o d y :

l o C f p T I I I 3919*2o J a n . 1 8 4 7 . C f * a l s o L e t t e r t o A r n o l d Hflge,
15 S e p , 1 8 5 2 ; ^ V p . 5 3 . - 2 . L e t t e r to G u sta v K ühne, 8 Nov.
1 8 5 2 l i b i d o p . 7 2 . - 3 . G f . L e t t e r to F ra n z L i n g e l s t e d f ,1 2 June
1 3 6 2 ; B ? 7 v ’ p . 2 2 . - 1. 0 ? V p , 5 'Q.
- 135 -

”W ie i n der p o ly p h o n isch en S c h r e ib a r t, wo d i e ein fach e

H arm o n ien fo lg e zu v e r s c h i e d e n e n Stim m en e r a a n z i p i e r t ist

deren jede ih r eig n es G esetz d e r Bewdgung i n s i c h h a t ,

•..u n d doch wohl e i n g e o r d n e t i s t ” (l).

# iilst fo r H ebbel th e a c c e n t l a y on c o n c e n tr a ti o n and

c o m p a c t n e s s , Ludw ig a lw a y s ad v o cated th e g r e a t e s t p o ssib le

b read th and m u l t i p l i c i t y w h i c h was c o m p a t i b l e w i t h t h e

sp iritu a l u n ity o f a d r a n a , m aking t h i s th e d istin g u ish in g

m ark o f r e a l i s m as o p p o se d to id ealism , ”Der H a u p t u n t e r -

sch ied d e s k d n s t i e r i s c h e n H e a l i s m u s vom k d n s t i e r i s c h e n

I d e a l i s m u s ” , h e w ro te b etw een 1858 and I 860, ”i s t , dass

der K e a lis t sein er w i e d e r g e s c h a f f n e n W elt s o v i e l v o n i h -

rer B reite und M a n n ig fa ltig k e it iS sst, als s i c h m it der

g e i s t i g e n E inJrieit v e r t r a g en w i l l , w o b e i d i e s e E inJrieit

se lb st zwar v i e l l e i c h t schw erer, aber daffir w e i t g r o s s a r -

tig e r i n s Auge f & l l t ” ( 2 ), The y e a r s o f p a i n f u l ex p erience

w hich l i e b eh in d t h is em phasis on " s p i r i t u a l u n i t y " , m ust

be c le a r to a n y o n e , who h a s cast a g lan ce in to th e w e lte r

o f e v er-m u ltip ly in g p lo ts and s u b - p l o t s , in trig u es and

c o u n te r-in trig u es w hich c o n s t i t u t e th e g r e a te r part of

L u d w i g *s d r a m a t i c s k e t c h e s . S eein g as h e d i d w i t h d istu rb ­

ing c l a r i t y the im p licatio n s and consquences o f e a c h new

facto r in th e p lo t, he te n d e d to d issect it in to m in u te

l.G S V p . 4 5 7 ,1 8 5 7 -5 8 .- 2 . i b i d . p .4 5 8 ,1 8 5 8 -6 o .
— 136 -

d e ta il, a l t h o u g h h e was h i m s e l f o n l y t o o conscious of th e

dangers o f such a procedure from t h e p o i n t o f view o f d ra ­

m atic co m p o sitio n ;

"i^s s c h e i n t , i c h b i n w i e d e r m i t v o l l e n S e g e l n a u f m einem

a l t en Irrw e g e . W e l c h e r Turm v o n B a b e l v o n D e t a i l u n d E n t - ]

w ick lu n g b a u t sich h ie r auf! I c h m uss w i e d e r ein e 2 e i t -

lan g S hakespeare le s en, um d e n M a s s t a b w ieder zu f i n d e n "

- " g e r a d lin % ) t", "ein fach st", "rund, g ed rân g t, g esch lo s-

3en”, " ja k e in V er& steln in s U n e n d lic h e ..." ( l ).

Such rem arks are ch aracteristic o f th e ad m onitions w ith

w h ic h Ludw ig c o n t i n u a l l y b r a c e d h i m s e l f t o h i s task . But

seem in g ly q u i t e u n a b l e t o make a p l a n i n term s o f sim p le

stru c tu re (2), he ten d ed to a p p ly re m e d ie s w hich w ere o n ly

too freq u e n tly o f a som ewhat h a p h a z a r d n a t u r e , lac k in g a ll

o rg an ic n ecessity . The l o n g h i s t o r y o f Der E rb f< ü rste r i s aU

s u c c e s s io n o f such rem ed ies, w here t h e o m is s i o n o f one p a r i


■ !
o f th e d ram atic s tr u c tu r e for th e sake o f b r e v i t y alm ost

in v a r ia b ly le d to th e in tr o d u c tio n o f new m o t i f s . t h u s comj

p iic a tin g th e a l r e a d y com plex p l o t e v e n m o r e . T h e o n l y wayj

o u t was t o s i m p l i f y th e p lo t, and t h i s i d e a was n o d o u b t

at the ro o t o f L u d w i g ’s t h e o r y o f S h a k e s p e a r e ’s c o n c e n t r â t '

ed a c tio n w ith in a s o - c a ll e d free f o r m . K nowing t h e d iffi-;

l . N o t e t o D ie E reu n d e von I m o la . c i t e d b y E r i c h S c h m i d t , ^ ;
IV p p .4 o f . - 2 . V . L e t t e r o f 9 O c t . l 8 5 o i n an s e r t o one o f |
E r a n z D i n g e l s t e d t , i n w hich t h e l a t t e r a d v i s e d Ludw ig to
c l a r i f y to h im s e lf in a c l e a r l y w orked-out p la n th e a rra n ­
gem ent and o r g a n ic developm ent o f h i s m a t e r i a l V lp. 364.
- 137 -

c u lty in h is own c r e a t i v e process o f reducing th e ”n o v e l -

listic c o n t e n t ” to a short a c c o u n t and t h e te n d e n c y w hich

th e u n r u ly m a t e r i a l h a d o f grow ing b e n e a th h i s hands in to

n o v els tl), h e was m o r e t h a n o n c e t e m p t e d t o tak e th e l i n e

o f le a st resistan ce and rem ould h i s m a t e r i a l in to novel or

short sto ry form (2 ). But th e unequal s tr u g g le in v ariab ly

c o n tin u ed , as he t r i e d a g a in and a g a in to a n a l y s e t h e me­

t h o d b y w h i c h S h a k e s p e a r e h a d g a i n e d m a s t e r y o v e r h i s ma­

te ria l. Thus h e found, th at it was n o t u n t i l the l a t t e r

had tra c e d th e p lo t in a few b r o a d s t r o k e s w ith in a sim p le

p lan - one m ain s i t u a t i o n , one them e, one c h i e f c h a r a c t e r ,

one s i n g l e aim - t h a t he s t a r t e d e la b o r a tin g and d iv id in g

in to scenes:

"Shakespeare en tw irft d i e Fab e l i n w e n i g e n g r o s s e n ZQ.-

gen, d ie, k au sal m itein an d er v e rk n û p ft, feststeh en .

Dann t e i l t er dèn F a b e l - s o l c h e r g e s t a l t in Szenen, dass

d ie M otive v o lls t& n d ig k l a r , d er â u s s e r e V organg v o l l -

s t Sin d i g an sch au lich s ic h d arin d a r s t e l l e n k S n n en ...N u n

b ere ich e rt er d i e H andlung m it m a n n ig fa ltig e m D e t a i l ”

(3).

Such problèm e w h ich w ere c o n s t a n t l y b e s e t t i n g L udw ig ne­

v e r c l a i m e d H e b b e l *s a t t e n t i o n for one m om ent. A s t o r y ,

l . C f . "M ein V erfairiren beim p o e t i s c h e n S o h a f f e n " ,G S V I p . 2 1 6 .


2 . O f , L e t t e r t o L u d w i g T i e c k , 1 3 ^ a r c h 1 8 4 3 iB r i e f e ^e d . c i t .
p ^ 7 5 ; L e t t e r to K a rl G u tzk o w ,9 F e b .1 8 4 7 ;i b i d . p . 192 ; and L e t ­
t e r t o F d u a r d D e v r i e n t , 5 D e c . 1 8 4 6 :GS V X - 0 . 3 4 3 . -
3 .GS V p . 93", 1 8 5 1 - 5 5 .
— 158 -

" f a i t h f u l and sim p le ju st as th e ch ro n ic le r recorded i t " (l),

u su ally p ro v id ed th e p lo t, though n o t w ith o u t d r a s t i c changes

in the in n e r a ctio n . S om etim es, in d eed , it seem ed as th o u g h

th e m ateria l p ro v id ed by h is s o u r c e was a l r e a d y so com plete,

so rounded o f f in itse lf as t o leave th e d ram atist l i t t l e

scope ( 2 ). But w ith h i s k e e n wye f o r e sse n tia ls, Hebbel soon

re a lise d th at th is w ould b e a f a l s e a s s u m p t i o n 1?è4 n , and he

observes th at a "common a n e c d o t e h u n t e r " who t h i n k s h e c a n

produce a d ra m a s i m p l y by t a k i n g some h i s t o r i c a l event and

c u ttin g it in to d i a l o g u i s e d s c e n e s w ould be s a d l y d isillu ­

s io n e d by th e r e s u l t (3). H ebbel w ould h av e agreed w ith Lud-

w ig t h a t e v e n S h a k e s p e a r e ’s m a s s i v e dram as c o u l d be t r a c e d

back to th e v e ry sim p le s t o r i e s from w hich th e y o r i g i n a t e d

14), but he d en ied th a t th e n o v e l% istic arrangem ent o f th e s e

sto ries i n a n y way c o i n c i d e d w i t h t h e stru c tu re o f a dram a.

L udw ig, for whom t h e r e l i â t i o n b e t w e e n t h e g e r m s t o r y and th e

fin al d r a m a was m u c h l e s s c o m p l i c a t e d t h a n f o r H e b b e l , made

no s u c h d i s t i n c t i o n ; he felt t h a t S h a k e s p e a r e ’s s o u r c e s - h i s

an ecd o tes and s t o r i e s - i n t h e m s e l v e s h a d p r e p a r e d t h e way

f o r him p e r f e c t l y , sin ce a l l have in th em selv es an i d e a l u n i ­

ty stro n g enough to b e a r th e g reatest ela b o ratio n . The w h o le

1 . C f . L e t t e r t o F r a n z D i n g e l s t e d t , 1 2 D e c . 1 8 5 1 ; B r . I V p . 357#
2 . C f . L e t t e r t o H .T h .H 8 t s c h e r , 2 2 D e c . 1 8 4 7 : i b i d . n . 7 3 : "Hr Q ier
S t o f f j s c h è e n m ir sch o n zu v o l l e n d e t , zu a b g e ru n d e t i n s i c h ,
um dem K û n s t l e r a u c h n u r n o c h s o v i e l A r b e i t z u g e b e n , a l s n 8 -
th ig i s t ,w e n n e r s i c h ^ e g e i s t e r n s o i l . . " .- 3 * C f .r e v ie w oi
M a s s i n g e r ’s L u d o v i c o . 1 8 4 9 :W XI p . 2 5 3 # —4 . C f . L e t t e r t o M ^ i e
W i t t g e n s t e i n , 27 J a n . 1 8 5 9 : 3 r . V I p . 233 ; " A l l é s ,w as d i e s e n g S h a k e -
s p e a r e j z u r d r a m a t i s c h e n S p i t z e d e r J a l n r h u n d e r t e m a c h t , k a n n dez
C o m p o n is t n i c h t b r a u c h e n ; e r m uss d i e u n g e h e u r e n K u n s t w e r k ^ ^
w ied er i n d ie e in fa c h e n H o v ellen a n f l d s e n , a n s^ ^ ^ n e n r e
- 139 -
C
a c t i o n )would b e c o m p r e s s e d i n t o m ite a short form ala

w hich, even in th e m ost ab stract shape, p le a s e s by i t s

v e r y sym m etry (l).

H e n ce fo rth th is " f r e e ” form , w hich a llo w e d t h e dram a­

tist a ll k inds of v a ria tio n s and a l e i s u r e l y e la b o ra tio n

of h is b asic sto ry , became f o r L udw ig t h e only p o s s ib le

l a w o f s t r u c t u r e : " I c h s e h e immer m eh r e i n , dass d ie Sha-

k e s p e a r i s c h e Form fflr d i e v o l l k o m m e n s t e T r a g f l d i e u n e n t -

b eh rlich y d ais sie k ein e L ic e n z , dass s i e e in G esetz i s t "

(2). In h is own p l a y s th e ad o p tio n o f t h is form seem ed to

g i v e him a l l th e scope for d e ta il and e x p a n liv e n e s s th at

he c o u ld d e s ir e , for a re a listic p re s e n ta tio n o f charac­

ter and a t r u e d ep ic tio n o f i t s m an ifo ld phases and con­

d itio n s - a ll o f w hich n e c e s s i t a t e d a s tr u c tu r e very

d ifferen t from t h e co n cise, c o n c e n t r a t e d fo rm , w here t h e

threads o f the p sy ch o lo g ical a c t i o n t e n d e d i n L udw ig*s

o p i n i o n to become e n t a n g l e d i n t h e se q u e n c e o f o u tw a rd

ev en ts 13)* A c c o r d i n g l y , h e n o t e d i n a p lan fo r h is

dreas H p fe r:

"V iele A u f t r i tt e , v iel â u s s e r e B e w e g u n g , Kommen, A b -

gehen, wo d u r c h d ie H a u p tp erso n en und ilire E n tw ick lu n -

gen re c h t oft zusammenkommen; e i n e g e w i s s e B r e i t e ,

1 . C f . L e t t e r to J u l i a n S clim id t,3 J u l y , 1 8 5 7 VI p p .3 9 7 f*
"So d e r K a u f i n a n n v o n V e n e d i g : ^ r e u n d s c h a f t g i e b t s i c h um
-L ie b e w i l l en i n d ie G ew alt des H a ss e s u n d w ird von d er
d a n k b a r e n v o r s e i n e r H a c h e g e r e t t e t . I n Homeo : L i e b e b e -
s i e g t d e n H a s s i n i h r e m Un t e r g a n g e a n d e m s e l b e n " .
2 .G S V p. 2 2 8 ^ 1 8 5 5 - 5 6 . - 3 . O f . i b i d . 0 . 1 9 5 . 1 8 5 1 - 5 5 : " B e i d e r
k o n z e n t r i e r t e n F(%frm,wo m a n " S u s s ' e r l i c h e W i r k u n g e n zusamr-
— 1 4o —

d u i ’c h w e l c h e i 3 e i d e a , O f t s e h e n der H auptpersonen und B re i­

te, d e r ^ u s c h a u e r h e i m i s c h e r g e m a c h t w i r d im S t û c k e ” ( l ) «

The f a c t th at th is p lay , to o , rem ain ed a fragm ent g iv e s a

rin g of trag ic iro n y to t h e c l a i m made by Ludw ig t h a t dram a­

tic form and t h e d r a m a t i s t *s own c a p a c i t y m u s t b a l a n c e o n e

an o th er ( 2 ). It is th e lesser d ram atic talen t, he d e c l a r e s ,

w hich n e e d s th e c o n ce n tra te d a rt form , fav o u rab le as i t is

to co n stan t te n sio n , w h ilst th e stro n g d ram a tist needs th e

freer form , w hich i n tu rn p ro vid es a n atu ral a n tid o te to h is

su rp lu s power*

"B in schw aches G - e t r S n k m ag m a n zum G e n u s s e k o n z e n t r i e r e n ,

e in sta rk e s m u s s m an v e r d ü n n e n u n d %Ü_ldern. J e w e n i g e r G e -

w alt e in S to f f b e s i tz t, d e s to mehr w i r d e r i n k o n z e n t r i e r -

ter i?orm g e w i n n e n ; je g ew altig er der ^ to f f an s i c h , d esto

m ehr w ird es ihm g u t th u n , in freier Fo rm b e h a n d e l t z u w e r ­

den".

But w h ils t on th e one hand r e a l i s i n g th at in th e case o f

a d ram atist less in command o f h i s medium t h e u s e o f S h a k e ­

s p e a r e *s m e t h o d was n o t o n l y i l l - a d v i s e d , but h arm fu l, on

th e o th e r, he c o n s id e re d i t , a s we h a v e s e e n , to be th e o n ly

one p ro p e r to g r e a t dram a.

Not so H e b b e l, who n e v e r allo w ed h is ad m iratio n for th e

K ing o f d r a m a t i s t s to be u n q u a lif ie d . "Es i s t f û r m ich k e i n

l . u l t d d by o . j i s c h e r . 0 0 . c i t . p 6 5 . L u d w i g was w o r k i n g o n
t h i s p i a y I w h i c h a t o n e t i m e was e n t i t l e d Bm-r S a p (^ w j,rt v o n
P a s s e i e r . d u r i n g 1 8 5 o 2 . G f , G S V p * 427*
— 141 —

Z w eife l", he w rote in h is d iary o f 1846, "dass se in Z erflie.

s s e n i n u n e n d lic h e - S in z e lh e ite n s i c h m it d e r Form d e s D ra­

mas n i c h t v e r t r S g t o Vor der Kunst i s t es g l e i c h , ob e i n

F eh ler a u f k f l n i g l i c h e W eise o d e r B e t t l e r - M a n i e r b e g a n g e n

w ird (1 ) . F o r him S h a k e s p e a r e h a d o f f e n d e d a g a i n s t th e fun­

d a m en ta l law s o f a r t by r a n g in g h i m s e l f i n h i s exp ansive­

ness e sse n tia lly on t h e s i d e o f N ature and f a i l i n g to ob­

serve th e r u le s o f co n tra ctio n and c o n c e n tr a tio n d ictated ^

if n d t by h i s m edium , th e n by t h e v e ry v a s t n e s s o f h i s ma­

terial# F o r H e b b e l h i m s e l f d i d n o t cheese w h a t h e c a l l e d

"th e h ig h e st art re stin g on a b s o l u te c o n ce n tra tio n ", be­

cause th e canvas ag ain st w hich he p l a c e d t h e actio n s of h is

own d r a m a s was l e s s b r o a d t h a n S h a k e s p e a r e ^s ; o n t h e oèh-e

trary , by th e v e ry fact th a t h is d r a m a was t o tran scen d

th e m erly p e rs o n a l and mount t h e w o rld s t a g e , w h e r e no

lo n g er th e fate of a n a tio n , but o f th e w orld i n g e n e ra l

was at stak e, he f e l t h im s e lf c o n s tr a in e d to eschew a l l

d w e llin g upon d e t a i l and to sin g le o u t o n l y t h e v i t a l mo­

m ents o f th e a ctio n l2 )# I n J u d it h he had a lre a d y p o in te d

1 # T I I I 3 6 7 9 ,1 6 S e p tl8 4 6 # - 2 , C f .L e t t e r to F ra n z D i n g e l s t e d t
1 2 J u n e 1 8 5 2 ;B £ ,.V p .2 2 : . • " d a s S t ü c k p i e r o d e s u n d M ariam n e') .
b eh teJd eM k e i n - V 6 l k e r - ,s o n d e r n e in ^ a llg e m e in e s '^ e l t s c h ic k -
s a l ; f r e i l i c h i s t e s a b e r m i t e i n e r s o l c h e n A u f g a b e , w e n n mai
n i c h t z u r T r i l o g i e g r e i f e n , a l s o d a s W erk f ü r e w i g v o n d e r
Bdhne a b s c h l i e s s e n w i l l , a u c h u n t r e n n b a r v e r b u n d e n , n i c h t zu
t i e f i n s D e t a i l h i n a b z u s t e i g e n ; n u n k a n n e i n H e f e r a t , z u dem
doch o f t g e g r i f f e n w erden m u s s ,n i e i n so b renneiiden F a rb e n
g l& n z e n ,w ie d ie u n m itte lb a i* e ,h ie r a b e r b e i so w e it a u sg e -
s p a n n t e m Halimen n u r i n d e n H a u p t m o m e n t e n m S g l i c h e D a r s t e l -
l u n g , u n d s o w i r d d e n n l e i c h t d i e h S c h s t e , a u f a b s o l u t e r Con­
c e n t r a t i o n b eru h en d e Kunst m it K â lte v e rw e c h se lt" #
- 142 -

c o n scio u sly to the p o ssib ility o f s u c h a t r e a t m e n t whose

e sse n tia l featu re is a kinJL o f s y m b o l i c a l p e r s p e c t i v e ; not

only d o e s J u d i t h ’s d i v i n e m i s s i o n em b o d y t h e ete rn al pro­

blem o f t h e i n d i v i d u a l ’s r e l a t i o n to p th e u n iv e rs a l am h e r

en co u n ter w ith H o lo fe m e s sig n ify th e c o n flict betw een th e

sexes, but th ese tw o i d e a s w hich a re w elded i n to one ac­

tio n aie in tu rn c o n ta in e d in a k ind o f m etap h y sic a l w orld

dram a w hich h a s to a larg e ex ten t its independent s u b s tr a ­

tum i n th e scene d ep ic tin g th e Jew ish p e o p le . The a m b i t i o n

for c reatin g a so -called "epoch-m aking" dram a i n c o n t r a s t

to a"sem i-n atio n al" on th e one h a n d , and a " s u b j e c t iv e -

in d iv id u a l" one on th e o th er (l ) n ev er l e f t H ebbel, but

assum èd^ ev er l a r g e r p ro p o rtio n s in th e su c ce siv e sta g e s

o f h is d ram atic career. A l r e a d y i n 1 8 4 4 H e b b e l v^rote :

"Ich denke nS m lich n i c h t T h eater - oder L e s e -î'u tte r zu lie -

f e r n , s o n d e r n i n einem e i n z i g e n g r o s s e n G e d i c h t , d e s s e n
n ich t
H eld/m ehr d ie s e s o d er je n e s In d iv id u u m , so n d e rn d ie

M enschheit s e l b s t ist u n d d e s s e n H a h m en n i c h t e in z e ln e

A n e c d o te n und ^ o r f & l l e , s o n d e r n d i e g a n z e G e s c h i c h t e um -

sc h lie sst, den G r u n d s te i n zu ein em ganz n e u e n , b i s jetzt

no ch n i e d a g e w e s e n e n Dramas z u l e g e n . . " ( 2 ) . But w h atev e r

h is su b je ct, H ebbel endeavoured n e v er to lo s e sig h t o f th e

k in d o f s t r u c t u r e m ost a p p ro p riate to h is purpose, and th e

m ore c o m p re h e n siv e h i s dram as b e ca m e , t h e m ore he b e l i e v -

1 . P r e f a c e t o M a r i a Ma -gcdalena. 1 8 4 4 p .4 o .
2 . L e t t e r t o C h a r l o t t e R o u s s e a u , 29 M a rc h 1 8 4 4 ; D r . H I p o 6 2 ,
- 143 -

ed in the n e c e s s ity f o r what h e c alle d "aesth etic l o g a r i t h m ”

(1 ).
In t h e o r y , L udw ig to o claim ed th a t s t r u c t u r e sh o u ld be

a re la tiv e facto r, depending e n tire ly on t h e aim s and c o n ­

d itio n s o f th e in d iv id u a l d ram a tist. Thus h e h e l d u p S h a ­

k e s p e a r e 's m eth o d o f c o m p o s itio n as b e in g t h e m ost e x p e ­

d ien t in th e sense o f a c c o rd in g m ost p e r f e c t l y w ith h i s

p articu lar purposes ( 2 ). "S hakespeare gin g von der L a r s t e l -

lung e in e s S c h ic k s a ls aus, u n d d i e Form b e q u e m te s i c h da-

nach und m usst e es ; d ie a l t e n F r a n z o s e n v on den fG nf A k te n

u n d d r e i F i n l r ie i te n , u n d d e r S t o f f muss t e â i c h danaoh b e -

quemen" (5)* D iv id in g th e dram a b r o a d l y i n t o an cien t, or

G reek, and m odern, or S h a k e sp e a re a n , (French dram a he r e ­

g a r d e d as a h y b rid form ), he c o n f id e n tly ra n g e d h im s e lf

on th e sid e o f S h a k e sp e a i'e , w ith o u t b ein g aw are o f any i n ­

co n sisten cy in the id e a o f em u latin g a d ra m a tist b o rn th ree

c en tu ries e a rlie r and t h e r e f o r e w orking u n d e r v e ry d i f f e ­

rent c o n d itio n s from o ne l i v i n g in th e n in e te e n th cen tu ry .

W ith o u t, in fac t, m aking c l e a r t o h i m s e l f th e p r e c i s e na­

tu re o f th ese d ifferen t c o n d i t i o n s , L u d w i g wa s s o m e t i m e s

t e m p t e d t o make u n f a i r com parisons# Thus h e s e t what he

c o n s id e re d to be th e p e rfe d tly o rg an ic stru c tu re o f Shake­

s p e a r e 's p lay s o v e r a g a i n s t G reek tr a g e d y , i n w hich he

1 . L e t t e r t o S a i n t h e n e T a i l l a n d i e r , 9A u g . 1 8 5 2 ; B £ , V I I I p . 4 4 ,
2oC f.G S V p . 8 5 . C f # a ls o i b i d . p . 4 2 3 ,1 8 5 1 - 5 5 *
3 . i b i d . p . 426.
- 144 -

found an u n r e l a t e d m ix tu re of ly ric and e p ic elem en ts, ”wo

An f a n g u n d iilnde K e l i e f s und nur d ie M itte freiste^d e druppe

sin d , wo d i e arm e H a n d l u n g g e w a l t s a m g e d e h n t u n d im m e r, ehe

w ir noch h e im isc h d a r in w erden k o n n te n , von u n e n d lic h e n ,

u n d r am a t i s c h e n C h o r g e s & n g e n z e r r i ^ S e e n w i r d ” ( l ) .

H ebbel, w ith h is e n tire ly d ifferen t approach, saw t h e

great p erio d s o f w orld l i t e r a t u r e in h is to ric a l p e rsp ec tiv e

each c o n tr ib u tin g , in accordance, w ith th e p a r t i c u l % view

of life o f th e tim e, to a d e v e l o p m e n t w h i c h was s t i l l con­

tin u in g in h is own t i m e and to w hich h e f e l t h im s e lf to be

c o n trib u tin g . The/extrem e i n s i g n i f i c a n c e o f the in d iv id u al

in th e face o f h is gods endowed G reek T rag e d y w ith a ”c h a s f

restrM m t v%ic% was i n e v i t a b l y l o s t in th e fu ll ep ic

b r e a d t h o f S h a k e s p e a r e a n dram a (2 ).B u t betw een th e two l a y

the r i s e of C h ristia n ity , and o f P r o t e s t a n t i s m in p articu ­

lar, g iv in g to th e in d iv id u a l an e n t i r e l y d ifferen t sta tu s

in th e w orld, and i t was b u t as a n a tu ra l consequence o f

th is e v o lu tio n ary process t h a t S h a k e s p e a r e was f o r c e d t o

reverse th e s o - c a lle d ’’e c o n o m y ” o f t h e dram a and a d o p t a

new fo rm ( 3 )*

The q u estio n o f s tr u c tu r e is th ere fo re c l o s e l y bound up

w i t h t h e k i n d o f sc o p e w hich t h e dramgbist g i v e s h i s charac­

ters, and i t is at th is p o i n t t h a t H e b b e l *s a n d L u d w i g *s

t h e o r i e s m ust be e x p e c te d t o come i n t o p a r t i c u l a r l y m arked

co n flict# For w h ils t b oth re c o g n is e d th e r ic h d ep ic tio n o f

l . C f . G S V p . 8 5 . - 2 # C f . r e v i e w o f L * E c k a r d t *s T b : a m a t u r g i s c h _ e
S t u d i e n . l 8 5 3 : W X I I p . 3o . - 3 * C f . P r e f a c e t o M a r i a M a ^ z d a l e n a #
1844;W XI p . 3 5 .
- 145 -
a vast range o f in d iv id u a l ch aracters to be th e essence o f

Shakespearean dr*ama, L u d w i g r e g a r d e d t h i s as t h e p rim e con­

c e r n o f any m odern d r a m a t i s t , w hereas H ebbel c o n ten d ed

th at it m u s t b e s u p e r s e d e d b y a new t y p e o f d r a m a a l t o g e ­

th er. H ebbel c h a r a c t e r i s e s th e two t y p e s in h is e s s a y on

S c h ille r's c o r r e s p o n d e n c e w i t h K 5 rn e r as on t h e one h a n d

" d ie m it N o th w e n d ig k eit im H a s r e l i e f s t y l g e h alte n en C h a r ^

tere der A lt e n " , and on th e o t h e r as "die m arkigen, b is in

d ie l e t z t e F a se r h in ab selb stân d ig gew o rd en en L e s t a l t en

der N eueren" (w hich h e a l l e g e s S c h ille r to have t r i e d to

com bine w i t h o u t s u c c e s s ) (l).V /hen one r e c a l l s such i n t i ­

m ately p o rtra y e d ch aracters as J u d i t h o r G olo, it is ob­

v io u s t h a t H ebbel, p articu larly in h is e a rlie r p erio d ,

was s t i l l far from r e a l i s i n g th e form er ty p e ; yet a com­

p a r is o n w ith the k in d o f c h a r a c te r is a tio n i n M oloch o r

D em etrius c le arly p o in ts to a developm ent i n t h a t d irec­

tio n - th o u g h th e frag m e n ta ry c h a r a c te r o f b oth th e s e

p lay s in d ic ate s th at it rem ain ed l a r g e l y th eo re tic al.

That t h i s w as, ind eed , a co nscious developm ent, is borne

o u t by H e b b e l *s own s t a t e m e n t about h is a i m s i n H e r o des,

a n d M a r i a m n e : "Und d a b e i h a b e i c h m i r die A ufgabe g e s t e l l t

he w rote i n 185o , " d i e Form m S g l i c h s t z u v e r e i n f a c h e n u n d

d i e g r o s s e n h i s t o r i s c h d n Mas s e n s o w o h l ^ . d i e ^ d i e F a k t o r e n

l i ' S c h i l l e r s B r i e f w e c h s e l m i t Kfirn er'^ 1 8 4 8 - 4 9 p * 1 4 o #


The f a c t t h a t i n t h e same y e a r H e b b e l e m p h a s i s e d t h e n e ­
c e s s i t y f o r k e e p i n g h i s M o l o c h " d u r c h a u s im B a s - r e l i e f -
S t i l " th ro w s an im portant l i g h t on h i s a t t i t u d e to G re ek
d r a m a a s a p r a c t i s i n g d r a m a t i s t I C f # T I I I 4 6 1 1 ^^1 2 ^ J n n e
— 146 —
d es p s y c h o l o g i s Chen P r o c e s s e s b i l d e n , als auch das D etail

der N ebenpersonen und der S i t u â t io n en in den H in te r g r u n d

drhngen, da ic h d b e rz e u g t b in , dass aus dem S t y l der G rie-

c h e n u n d dem S t y l S h a k e s p e a r e ' ^ s dur chaus e in M ittleres ge—

wonnen w erd en m u s s ” ( l ) . In t h i s ^ second p e rio d , then, the

sim p le c o n c e n t r a t e d fo rm was t o b e b r o u g h t in to lin e w ith

H ebbel*s d e lib era te re stric tio n o f th e scope o f th e in d i­

v id u al ch aracters (2 ), th e p sy ch o lo g ical and h i s t o r i c a l

b re a d th o f Shakespeare b e in g , as i t w e re, m o d if i e d by t h e

f o r m a l p e r f e c t i o n o f t h e G r e e k s . T h e s e tw o e l e m e n t s , each

sp rin g in g from v e r y d ifferen t co n d itio n s of th e p ast, w ere

th u s to form t h e b a s i s for a new d r a m a , fu lfillin g th e

needs and c o n d itio n s o f th e p resen t.

F o r L udw ig s u c h a c o m p r o m i s e was a c o m p l e t e c o n t r a d i c ­

tio n in term s, s i n c e S h a k e s p e a r e a n dram a m eant t h e g r a d u a l

u n fo ld in g of ch aracter and p a s s io n and th u s n e cessitated

th e g reatest fle x ib ility , w hereas G reek tr a g e d y and

its d escend an t, Prench c l a s s i c a l dram a, wh e afe t h e c h a r a c -


(
t e r 5 and t h e i r fate w ere p r a c t i c a l l y c o m p le te from t h e b e ­

g in n in g and th e strictest c o n tin u ity of a c tio n w ith in a

c lo sely k n it fram ew ork a c c o r d in g ly p r e v a i l e d - or sho u ld ,

id ea lly , have p re v a ile d . Hebbel tried to h a v e t h e best of

l # L e t t e r to S a i n t Hene T a i l l a n d i e r , 9 A u g .1 8 5 2 ; B r . V I I I p ,
4-6 , rje mo l o c h w h i c h "dem S t y l n a c h z w i s oh e n m o d e r n e r u n d
a n tik e r T ragodie in der m itte s te h e n d u r f te " .O f . a lso
L e t t e r t o G u s t a v Kflhne, 1 9 M a rc h 105o ; D r . I V p . 2 o 7 .
5 . Of . L e t t e r to A r n o l d K d g e , 1 5 ^ e p . l 8 5 2 ; £ r . V p . 5 6 .
- 147 -

b oth w o rld s, he argued, im p ly in g t h a t th is was b o u n d t o

stra in the stum ctu re o f h is dram a to b r e a k i n g p o in t. For

sin ce in a co n fin ed space th e c h a r a c t e r s h a v e l i t t l e op p o r­

tu n ity for developm ent through a ctio n , H e b b e l was f o r c e d

to r e s o r t to th e e p ic m ethod o f l e t t i n g h is personages

"ex p la in " th em selv es, th e r e b y im peding th e r a p i d flo w stf

e sse n tia l for d ram atic effect. H e b b e l ’s answ er to su ch

charges w ould h a v e b e e n to p o in t / a t a d r a m a s u c h a s G-yges

und s e i n h i n g , w here, in h is view , th e fact th at it was

em in en tly s u ite d for th e th é â tre fran p ais, and p o s s e s s e d

a ll th e a ttrib u te s w h ic h L udw ig c l a s s e d w i t h t h e s i m p l e

form o f (jree k dram a, was b y no m e a n s i n c o m p a t i b l e w i t h the

e sse n tia l d i’a m a t i c q u a litie s r e q u i r e d by th e m odern t h e a ­

tre: "Aus e in er a l t en F a b e l des H ero d o ts h e r v o r g e s p o n n e n ,

ab en th eu e rlic h bunt in den S i t u â t io n e n , s ic h b is zum l e t z -

t e n M om ent i n d e r H andlung s t e i g e r n d , und dennoch ,g rie-

ch isch ein fach in d e n G h a i’a c t e r e n , d a b e i k n a p p im Z u s c h n h t

u n d r a p i d im V e r l a u f " , i s how h e h i m s e l f d e s c r i b e d t h e

p l a y some t i m e b e f o r e its com pletion (l).

When c o n s i d e r i n g L u d w i g ’s c r i t i c i s m o f H ebbel attem p ­

ted f u s i o n o f G reek and S h a k e s p e a re a n e le m e n ts , it is im­

p o rtan t to bear i n m ind, how ever, t h a t he does n o t appear

1 . L e t t e r t o S i g m u n d E n g l â n d e r , 6 May 1 8 5 4 ; L r . V p . l 5 9 * ^ u t
c f . a l s o i b i d . 25 F e b . 1 8 6 3 , £ £ V I I p . 3 o 2 : d a s s i c h k e i —
nesw egs d a r a u f a u s g in g , e in e a n tik e T rag S die zu d i c h t e n ”.
— 148 —

to have been a c q u a in te d w ith e ith er G-y;<es u n d s e i n n i n ^

o r H ero des u n d M ariam ne y n o r , in d eed , w i t h H e b b e l *s t h e o ­

retica l sta tem e n ts on th e s u b j e c t (sin ce th ese appear

c h ie fly in l e t t e r and d i a r y f o r m ) . From h i s comm ents i n

th e Shakes p e a r es t u d i e n i t w ould seem t h a t h e b a s e d h i s

c ritic ism alm o st e x c l u s i v e l y on H e b b e l* s J u l i a , w hich,

tho u g h th e au th o r h im s e lf had h e ra ld e d i t as so m e th in g

en tire ly new b o t h i n co n ten t and form (]E) , i s n o t one o f

h is best o r m ost r e p r e s e n t a t i v e p lay s. " H e b b e l” , L udw ig

w rites in h is c ritic ism of it, "hat die d re i u n v erein ­

b a r s t e n H inge i n s e i n e m Hrama v e r e i n i g e n w o l l e n : m o d e r n -

sten S to ff, S h a k e sp e a i'is che C h a i 'a k t e r i s t i k und a n t ik e

Form ; g r ô ' s s t e K o n z e n t r a t i o n d e r H a n d lu n g b u e i a u s g e f & i r -

te ste r G h a r - a k te r is tik ” ( 2 ). It can, indeed, h a r d l y be

d en ied th a t in J u l i a H ebbel had in fact trie d to im pose

a form f o r w h i c h h e was n o t y e t r i p e , and th a t th e flaw s

to w h ich Ludw ig p o i n t s , d isc ern ib le as th e y ai*e i n Ju d itl

are h ere d e s p ite th e a lle g e d preponderance o f s i t u a t i o n


)
o v e r c h a r a c t e r ( 5 ), a c c e n t u a t e d by t h e c o m p re ssio n i n t o

th ree acts*
It is i n M a ria M agdalena w r i t t e n alm ost 4 y e a rs before

the c o m p l e t i o n o f J u l i a , t h a t we f i n d d e p t h o f c h a r a c t e ­

r i s a t i o n m erging p e r f e c t l y w ith a tau tn ess of stru c tu re

d i c t a t e d n a t u r a l l y by th e v e ry l i m i t a t i o n o f th e sphere

i n w hich t h e dram a m o v es. But t h e r e is no e v i d e n c e th at

H ebbel had c o n sc io u sly e n te r ta in e d th e p o ssib ility of a


1 * O f . L e t t e r to F l i s e L e n p i ; ^ . l ^ H c ^ . l 8 4 5 H I
2 . G S V p. 3 5 9 , 1 8 5 1 - 5 5 . - T . G x . IT 1 1 1 4 3 1 2 , 2 4 O c t . 1 8 4 7 .
- 149 -

h a lf-w a y house b etw eei^ h ak esp eare and t h e G reeks at th is

tim e - though th e f i n i s h e d p l a y may w e l l h a v e p r o v i d e d

th e sta rtin g -p o in t for h is later t h e o r y . However t h i s m ay '

b e , H ebbel h e re a c h ie v e d what he l a t e r deemed p o s s i b l e on­

ly by a m ore r e s t r i c t e d k in d o f c h a r a c te r is a tio n , th ro u g h

a h ig h ly s k ilf u l use of a n aly tic al tec h n iq u e . In o th er

w ords, he com pressed th e a ctio n and a rra n g e d th e p lo t in

s u c h a way t h a t th e s i t u a t i o n p rev a ilin g at th e b eg in n in g

o f th e dram a c o n t a i n s a ll th e d ecisiv e facto rs lead in g to

th e developm ent and c l i m a x .- a m ethod w h o lly o p p o se d to

L u d w i g ’s c o n c e p t i o n o f s t r u c t u r e . I n t h e l a t t e r ’s o p i n i o n ,

such "E x p o sitio n sstü ck e”, as h e c a l l e d them , w ere s u i t e d

o n ly to th e purposes o f the G reeks and q u ite in co m p atib le

w ith th e ric h n e s s o f c o n te n t o f a m odern dram a:

" D ie e i n t i e i t l i c h e Form i s t n u r m 3 g l i c h b e i dem V e r f a h r e r

der A lten , wenn d i e H a n d lu n g e in fa ch und e ig e n tlic h

mehr b l o s s e in e K a ta stro p h e als e in e ganze H andlung i s t .

S o il sie re ic h e re n In h a lt haben, so muss d e r D i c h t e r

raffin ieren " (l).

But w h i l s t i n M a r i a Ma.g ;dalena t h e task of c o n ce n tra tio n

was n o t only f a c i l i t a t e d b u t, in d eed , e x a c te d by th e na­

tu re of its r e s t r i c t e d m i l i e u , i n H ebbel*s o th er p lay s,

w here th e h o r i z o n i s much l e s s lim ite d , it became a t once

l . G S V p . 4 5 o , 1 8 5 7 - 5 8 . C f . a l s o i b i d . n . 4 1 5 . 1 8 4 o - 5 1 . w h e re Lud­
w ig g i v e s p r e c e d e n c e o v e r t h e V e s t o f Sojphokles * dram as to
A nfeiS one. o n t h e g r o u n d s t h a t i t p r e s e n t s n o t o n l y t h e c a ­
ta stro p h e , but " g u ilt in a ctio n ".
- 15o -

m ore d i f f i c u l t , and, in h is o p in io n , e v en m ore i n d i s p e n s ­

a b le . In a letter to Schumann o f 1853 H eb b el c h a r a c t e r i s e d

h is approach in th e fo llo w in g illu m in a tin g passage:

"S ie erw eitern den K re is d er M usik, ohne i h n zu z e r -

sprengen, und zwar w ie i c h es i n m e i n e r K u n s t e b e n f a l l s

v ersuche, a u f dem Wege g r d s s e r e r V e r t i e f u n g i n d ie g e-

gebenen S iem ente" (l).

I n H e r o d e s u n d M a r i a n n e ^ w h ic h c o m p a s s e s many a s p e c t s of

th e a n c ie n t w orld, H ebbel had , in d eed , stre tc h e d the lim it!

o f dram a to a co n sid erab le e x te n t, a p r o c e d u r e w hich i n ­

e v itab ly put a great s tr a in on t h e g e n e r a l s t r u c t u r e .

"A n statt das L e b e n ^ in u n m i t t e l b a r e r ^ n tb in d u n g v o rz u ffih re n

(2 ), H ebbel f e l t h im s e lf fo rc e d to n a r r o w down a n d t o con­

tract h is larg e -sca le a ctio n in to th e space o f fiv e acts ;

a v irtu a lly boundless c o n te n t had to be co m pressed i n to

extrem e com pactness o f form and t h e g r e a t w o rld o f h i s t o r y

m irro re d in s t r i c t scen ic lim ita tio n s of space (3)#

Such a m ethod w as, at le a st in th eo ry , d iam etrically

opposed to th at o f Ludw ig, who w o u l d h a v e t h e d ram a tist

sta rt from a n u c l e a r a c tio n h o ld in g to g e th e r t h e â a m e sm a3

number o f c h a r a c t e r s w ith in th e n a r r o w n s t p o s s i b l e qpace,

in o rd e r to be a b l e t o w ork o u t w a r d s , exp an ding and

1 . L e t t e r t o H o b e r t S c h u m a n n , l o May 1 8 5 3 p . l o 4 ^
2 . L e t t e r t o l î m i l P a l l e s k e , 25 May 1 8 5 o p^21.
3 . " . . d i e ungeheure K nappheit der F o rm ,d ie ic h [fu r H erodes
u n d M a rism n e j w S h lte ,u n d d ie m ich s o g a r t r o t z des f a s t
g r S n z e n lo s e n S t o f f e s , a u f a l l e u n d je d e V erw andlung v e r -
z i c h t e n l i e s s " - L e t t e r t o S m i l P a l l e s k e , 25 May 1 8 5 o IV
p.'221o
- 151 -

creatin g v a ria tio n s upon th e c en tral them e. Above a l l , he

m ust n o t s o much s e e th e w hole o f h i s a ctio n in p e rsp ec tiv e

by r e d u c i n g it to s t r i c t u n ity of p lace, a s make t h e play

itse lf an e x e r c i s e in p ersp ectiv e g ro u p in g , w hereby d e t a i l s

and m ere "ex p ed ien ts" have t h e i r p lace, but are at th e same

tim e p r e v e n t e d from i n t e r f e r i n g w i t h t h e m ore i m p o r t a n t

lay ers o f th e a ctio n . One g l a n c e a t h m ilia G a l o t t i . he a s s e r t ­

ed, su ffices to show t h a t c o n ce n tra tio n in space a n d t i m e m ad e


j
su c h a m ethod im p o s s ib le and war s h o u l d , th erefo re, be de- j

d ared i n no u n d e r t a i n term s upon t h i s p a rticu la r type o f

stru c tu re (l).

I n L u d w i g ’s own p l a y s , th en , the co n stan t attem p ts to r e ­

duce t h e number o f s c e n i c chagges as far as p o s s ib l e - a t one

s ta g e he even r e g r e t t e d the im p o s s ib ility o f r e d u c i n g t h e m any

d ifferen t p laces i n w hich t h e s t o r y o f Agnes B e r n a u e r p l a y s

to one s i n g l e se ttin g (2) - w e re n o t made i n accordance w ith

a p articu lar th eo ry , b u t s e r v e d m e r e ly as an e x p e d i e n t for

sim p lify in g the c o m p lica te d s t r u c t u r a l m ach in ery , ^or th e in ­

flu en ce o f i^hakespeare and th e i m p o r t a n c e h e cam e t o a ttac h

to th e in d iv id u a l treatm en t o f m ilie u , in f a c t ra n c o u n ter to

the observance o f any g r e a t m easure o f u n i t y o f p l a c e , how­

ever b e n e fic ia l it m ig h t have been

l . C f . ( ^ V p . 272. - 2 . C f.L e t t e r to S duard L e v r ie n t, 2 June


1 8 5 4 ; œ VI p . 585.
- 152 -
t o him from a p r a c t i c a l p o in t o f view .

But th e m ost im p o rta n t co n sid eratio n in th is m a t t e r was f o a

Ludw ig t h e g ro w in g co n v ictio n th at the q u estio n o f u n ity of

p l a c e h a d i n d e e d no r e a l v a l i d i t y f o r t h e m odern dram a - and

th at it depended upon th e i n d i v i d u a l d ram a tist to adapt h is

m ethod to h i s p a rticu lar needs. In essence, such a th eo ry

bears of n ecessity a c e r t a i n resem blance to th at o f H ebbel,

who was a s v i o l e n t l y o p p o s e d as Ludw ig t o any k in d o f n a tu r a ­

listic trea tm e n t, b e liev in g th at th e dram a m ust i n e v i t a b l y

conform to a rea lism of its ow n . Thus t o c ritic s who a r g u e d

ag ain st th e u n ity o f tim e and p la c e on t h e g ro u n d s th at so

much c o u l d n o t h a v e h a p p e n e d i n one p la c e and in one day, h e ^

r e p l i e d : "Selir w o h l, Ih r H erren, aber d e r e r s t e A ct d e r Kunst'

ist eben d ie v iJllig e N eg atio n der re a le n W elt" ( l ) . From t h e

po in t o f view o f s t r u c t u r e , th e danger o f d is ru p tin g h is

play s b y t o o m an y c h a g e s o f s c e n e was n e c e s s a r i l y less acu te

th an in th e c a s e o f L udw ig; o n ly i n D ie N ib e lu n g e n , w here h e

felt th a t n o th in g c o u ld be o m it t e d from t h e e sse n tia lly dra­

m atic o rig in a l, did he, in h is own w o r d s , p erm it h im s e lf a

few S h a k e s p e a r e a n l i b e r t i e s in re la tio n to space and tim e ,

lib e rtie s w hich n o r m a lly he u s e d to regard s t r i c t l y as "Ma-

j i e s t & t s - H e g e l n " ( 2 ) . On t h e w h o l e , h e a p p e a r s to have been


m ore
1 . 1 IV 5 7 8 8 , 4 ( ? ) M a rc h I 8 6 0 . - 2 . L e t t e r t o F r i e d r i c t i U e c h t -
r i t z , 21 N o v . 1 8 5 6 ; B r . V 5 4 9 . O f , a l s o L e t t e r t o A d o l p h § t e r n , 2 9
J a n . 1 865 V I I p . 296 : " I c h k a n n m ic h d u r c h a u s n i c h t zu S h a ­
k e s p e a r e ’s M e t h o d e d e s r a s c h e n S c e n e n - V / e c h s e l s e n t s c h l i e s s e n *
- 153 -
purposeful i n h i s m eth o d t h a n L udw ig, and a com parisX on o f

h is treatm en t o f A^nes B e r n a u e r ^ w hich by t h e v e r y n a t u r e

of its su b ject t n ecessitated a g reater v a rie ty o f p lace,

w ith th at of h is co n tem p o rary , shows H e b b el* s g r e a t e r ma­

stery o f economy* B u t i t is c le ar t h a t H e b b e l ’s a ttitu d e

to th is q u e s t i o n was g o v e r n e d , n o t by any d e l i b e r a t e d esire

for form al p e r f e c tio n , but rath e r f o r what one m ig h t c a l l

"in n er sequence" - a c o n s i d e r a t i o n wkdch p l a y s a p ro m inen t

part also i n L u d w i g ’s t h e o r y of stru c tu re . B o th b e l i e v e d the

p reserv a tio n of th is sequence to b e of p a r a m o u n t im portance,

and b o th , m oreover, ten d ed to th in k o f i t in r e la tio n to

d ram atic illu sio n . Thus H e b b e l felt th at each change o f

scene in th e th ea tre co n stitu ted v irtu a lly th e b eg in n in g of

a new p l a y i n t h e m ind o f t h e s p e c t a t o r , and he a d v is e d th e

d ram atist to observe g re a t m o d eratio n in th is respect (l).

Ten y e a r s later, how ever, he had m o d ifie d t h i s view , and

w ith a p r o d u c t i o n o f Kin.g; L e a r fresh i n h i s m ind h e w r o t e :

"M ich s t S r e n je tz t a u c h d i e V e r w a n d l u n g e n a u f dem T h e a t e r

n i c h t m ehr s o , w i e f r t Ü r i e r . Hs i s t doch n u r s o , als w e n n zwej

Tr&ume i n e i n a n d e r f i b e r g e h e n , durch e i n e n Moment d e r H r n ü c h -

terung zusaramen g e k n t i p f t " ( 2 ). Ludw ig w ould even h a v e s a e r i ­

fied th e outw ard arrangem ent o f a p la y i f on ly th e d esired

effect on th e s p e c t a t o r w ere s a f e g u a r d e d . W ritin g Die P f a r r -

rose at th e b eg in n in g o f 1849 he s a i d : " D i e V e r w a n d l u n g im

l.C f. T i n 3597, 5 June 1845.


2o T I V 5 4 8 9 , 3o O c t . 1 8 5 6 .
- 154 -
v i e r t e n A ufzug w ird i h r e g r o s s e n ,3 c h w i e r i g k e i t e n h a b e n . DqcI
mi’c h t ’ i c h d ie erste h â lfte d i e s e s A ufzugs n i c h t zum v o r i g e n

sch lag en , w eil i c h h ô c h s t u n g e r n z w is c h e n den b e i d e n H g.lf-

ten den s u s c h a u e r z u A t e m kommen l a s s e n mô’c h t e ” ( l ) . W ith

reference to th e q u e s tio n o f tim e in dram a, th e accent was

e v e n m ore o b v i o u s l y on i n n e r s e q u e n c e r a t h e r th an e x te rn a l

c a u sa lity ; when L u g w ig , for exam ple, let six years elap se

b etw een th e se c o n d and t h i r d act o f h i s Hermann y h e d i d i t

in th e hope t h a t th e co n tin u ity o f th e inner developm ent

w ould be su c h a s t o make t h e im a g in atio n o f th e s p e c ta to r

forget a ll tem p o ral d iv isio n , and t h a t t h e w hole dram a

w ould th u s b e t r a n s p o r t e d in to a r e g i o n w here "no c l o c k

strik es a n d m e n do n o t count the y ears" ( 2 ).

For th e m odern d r a m a t i s t , n u rtu red in th e tra d itio n of

p lay s such as I b s e n *s P e e r G ynt. t h i s problem of th e tim e

elem en t in d ram atic c o n s tru c tio n has ceased to b e a n im­

p o rtan t issu e, and i t is in te re stin g to r e f l e c t t h a t Heb­

bel and L udw ig, who, w hile, s t i l l much p r e o c c u p i e d w i t h i t ,

a d v o c a t e d a m ore r e a s o n a b l e approach to it, were p a r t l y

in stru m en tal in b rin g in g about th is sta te of affa irs.

H e b b e l* s Agnes B e r n a u e r . w here f r e q u e n t r e f e r e n c e s to tim e

in th e first two a c t s , to em phasise th e quick sequence o f

ev en ts and th e sw iftn ess o f th e w ooing, g i v e way t o less

exact references and lo n g e r in te rv als to denote th e slo w ,

but in ev itab le w orkings of d estin y , is a g o o d e x a m p l e djf

1 . C i t e d b y P . M e r k e r , SW V I p*}LXXVI.
2 oV. H . K r a e g e r , a r t . c i t # p .4. !
- 155 -

th e way i n w hich l a c k of u n ity o f tim e adds to r a t h e r than

d ^etrao ts from t h e g e n e r a l im p re ssio n o f a u n if ie d organism

T im e, lik e p l a c e , lu d w ig w s rte betw een 1858 and I 8 6 0 , shoulj

p r o v i d e no m o r e t h a n a f r a m e w o r k a n d a m e a n s for th e c o n ti­

n u ity o f th e a ctio n :

" D ie Z e i t m i s s t n ich t nach a b s t r a k t e n M inuten, sondern

nach e r f ü l l t e n Moment e n , sie hat d a s G - e s e tz der S ^n ta-

sie und d e s m ens c h i i c h e n G e i s t e s . K i n e W e l t , die in der

M itte steh t z w i s c h e n d e r ob j e k t i v e n W a t i r h e i t in den B in­

g e n u n d dem G e s e t z e , d a s u n s e r G eist h in e in z u le g e n ge-

drungen i s t " (l).

W ith a s i m i l a r n o tio n of p o e tic t r u t h , Hebbel n o ted in

h is d i a r y o f 1 8 4 5 : S i n c e çla^^ks are not w o rld s, plays â la

L essin g cannot be tru e dram as (2). It is w orth c o n s id e r in g

th is c h arac reristica lly pregnant aphorism at th is p o in t;

for it t h r o w s m uch l i g h t on H e b b e l* s theory of to am atic

stru c tu re as a liv in g o rganism , w h ilst a t t h e same tim e

fo rm in g an i m p o r t a n t p o in t o f c o n ta c t w ith th a t o f Ludwig*

The l a t t e r , a s we h a v e a l r e a d y h a d o c c a s i o n t o observe,

was alw ays quick to dondemn t h e c o n ce n tra te d form o f L e s -


«
sin g es p l a y s , w h i c h f o r h i m was synon^/in ous w i t h "m echanism

It was E m i l i a G a l o t t i i n p articu lar w hich h a d to bear th e

brunt of th eir com bined c r i t i c i s m as g i v i n g , d esp ite the

flaw lessn ess of its e x ec u tio n , th e u n com fortable im pressic?,

o f clo ck w o rk * W hilst H ebbel gave due c r e d i t t o L e s s i n g ’s

1 a GS V p . 4 5 9 ^ 1 8 5 8 —6 0 ♦ — 2 *O f * % I I I 3 3 3 o ,2 1 F e b ,18 4 5 * ^f*
also T I 1496, I 6 F e b .1839.
- 156 -

p recisio n (l), and th e c r a f t s m a n i n Ludwig c o u l d n o t h e l p

ad m irin g the "G e trie b en h e it" of h is work, th e p erfectio n of

o u tw a r d form 12), th ey both f o u n d him l a c k i n g in th at inde­

fin ab le q u a lity w hich t r a n s f o r m s a rtific ia l stru c tu re in to

an o rg a n ic w hole, w here a l l th e p arts are n a tu r a lly corre­

lated . O nly th e dynam ic e f f e c t of a n a tu ra l in te rp la y b et­

ween a l l the c h a r a c te r s , Hebbel b e lie v e d , co u ld ach iev e

t h i s , w h i l s t .c fe reiu l atten tio n to the a u c c e ss iv e s ta g e s of

developm ent o f the in n er a c t i o n m ust so inform th e dram a­

t i s t *s w o r k t h a t th e s tr u c tu r a l d e s i g n seem s to rest on

th is developm ent alo n e, w ithout r e s o r t to a rtific ia l con­

triv a n ce s and c a l c u l a t i o n s .

A p l a y w hich i s co n cern ed r a t h e r w ith th e c a r e f u l, lo g i­

cal s e q u e n c e o f one s c e n e and th e n e x t th a n w ith th e under­

ly in g tex tu re o f 'th e r e l a t i o n s h i p betvje-^^n g u i l t and p u n ish ­

m ent, h a d u p o n Ludw ig t h e sam e e f f e c t of su p e rfic ia lity

as a game o f c a r d s or chess, w here t r i c k fo llo w s upon t r i c f

move u p o n move w i t h c h illin g sym m etry ( 5 ) W ith a l l th e

h a r d won e x p e r i e n c e o f h is own c o m p l i c a t e d p r o c e s s e s of

d ram atic c o n s t r u c t i o n b e h i n d h .m, L u d w i g a t t r i b u t e d s u c h

a m ethod to an e x c e s s i v e r e g a r d to t h e m ere c a u s a l connec­

tio n o f the actio n . Reduced to its sim p le st p ro p o rtio n s,

th is "p rag m atisch e N exus", as he c alle d i t , form ed th e

l . C f . ”L i t e r a t u r b r i e f e " , 1 8 5 9 ; E X I I jo. 2 2 2 . - 2 . C f V p . 5 3o ^
1 8 6 0 - 6 5 ; C f . a l s o i b i d . p . 88 a n d G S . V l p . 3 9 4 . - 3 . Gf ÿ
n « 80 •
- 157 -

e s s e n tia l b asis o f e v e r y d ra m a , b u t when u n r e l a t e d t o th e inner

actio n produced a t b e s t a k in d o f m ech an ical c a l c u l a t i o n and a t

w orst a com plete d isru p io n of d ram atic stru c tu re . How o f t e n h a d

th e o rg an ic u n ity o f h is own p l a y s been destro y ed in th is way!

In an e f f o r t to prevent h is co m p licated p lo ts from assu m in g

ever la rg e r p ro p o rtio n s, he w ould r u t h l e s s l y drop m o t i f s and

personages, th is o ften c reatin g gaps in th e cau sa l co n n ectio n

w h i c h h a d somehow t o b e f i l l e d a g a i n w i t h new o n e s - a process

w hich, if it d id not im p air th e s t r u c t u r e even m ore, at le a st

added to its a rtific ia lity (l). In th e v a rio u s stag es o f th e

H rb fflrster th is preponderance of th e outw ard a c t i o n over th e

in n er is p a i'tic u la rly r e g r e tta b le . In a d esire to abandon th e

k in d of in tr ig u e p rev alen t in e a rlie r v ersio n s, s u c h as D ie

W ild s c h û t z e n , Ludw ig h a d d e c i d e d t o drop H choche, a ch aracter

who h a d h i g h e r t o p la y e d an im p o rta n t r o l e in th e a ctio n , sin ce

it was h e w h o , out of a sense o f g rie v a n c e , had g iv en B erndt

(C h ristia n U lrich ) th e f a l s e news o f t h e m u r d e r o f h i s son. B ut.

w ith th e o m issio n o f th e p r i n c i p a l in trig u e r, however d e s ira b le

th is m ig h t b e from th e p o i n t o f v iew o f o l i a r a c t e r i s a t i o n , Lud­

w ig was f o r c e d t o in tro d u ce in to th e d ra m a tic m achinery a l l

those c o n triv e d m isu n d ersta n d in g s and


1 . C f . E d u a r d D e v r i e n t * s e n t r y i n h i s d i a r y , 9 ^ u g . 1 8 4 9 : "Das S t ü c k
( D ie V / a l d t r a g 6 d i e ) h a t an g e d r u n g e n e r K a r f t v e r l o r e n , d i e Verwidc
l u n g i s t e i n f a c h e r , a b e r a u c h k i l n s t l * i c h e r , u n w a l ' i r s c h e i n l i c h e r ge-
w orden" ;an d l ^ u g . 1 8 4 9 : " D a n n a r b e i t e t e i c h V o r-u n d N a c h m itta g
m i t L udw ig a n g e s t r e n g t an Umform ungen d e r V e r w ic k lu n g i n s e i ­
nem S t û c k ' i h m w u r d e z u l e t z t g a n z s c h w i n d l i c h d a v o n ”- c i t e d b y
P .M erker VI pp. x 5 c x v ii-x x x ix .
- 158 -
c o in cid en ces w hich, by o c c u p y in g a larg e part of the l a t -

ter part of th e p lo t, im p air th e s t r u c t u r a l b a la n ce o f th e

p lay a s we now h a v e i t (l). It was o n l y t o b e e x p e c t e d ,

th erefo re, t h a t L udw ig s h o u l d s u b s e q u e n t l y h a v e l a i d great

stress on a c a i-e fu l i n t e g r a t i o n o f th e e t h i c a l problem

u n d erly in g e v e r y dram a - its inner a c tio n w ith th e o u t­

w ard p lo t such as S h a k e s p e a r e h a d a c h i e v e d (2). To t h e

la tte r, i . e . th e s o - c a lle d ’’K a u s a l n e x u s " , b e l o n g t h o s e

scenes of ex p o sitio n i n S h a k e s p e a r e ’s p l a y s w h i c h c o n t r i ­

bu te to t h e s p e c t a t o r ’s m o r e r a t i o n a l u n d e r s t a n d i n g o f th e

w hole w ith t h e u tm o s t c la rity , w h ilst th e form er, th e

”s o u l ” o f th e dram a, is la id bare in tho se g re a t ”S p i e l -

szenen" w hich a r e e sse n tia lly d ram atic and d e s ig n e d to

fu lfil a ll th e needs of th e th e a tr e . H ere th e accent is

e x c l u s i v e l y on c h a r a c t e r i s a t i o n , th e d ep ictio n o f p assio n

and th e expansion o f fe e lin g s (3).

F o r H e b b e l ’s t e s t i m o n y o n t h e s u b j e c t , w h i c h h a s a n im­

p o rtan t though n o t alw ays v e r y o b v io u s b e a r i n g on t h e pro­

blem o f s t r u c t u r e , it is in te re stin g to t u r n to h is pre­

face to M a ria M a/rdalena. H e re , at th e end o f a d i s c u s s i o n

o f the t y p e o f d ra m a commonly c o n s i d e r e d t o b e w o r t h y o f

p ro d u ctio n , he says th at th e tru e d ram atist w ill in ev i­

tab ly clo th e the in n er event in a ll its stag es o f develop-

1.^&ein 185o L u d w ig e n v i s a g e d t h e p o s s i b i l i t y o f a n o t h e r
r e - m o d e l l i n g o f P e r F r b f firs t e r - v . i b i d . p p. 3 9 3 f f •
2 . C f . ^ V p . l o 5 , 1 8 5 1 " 5 5 Î ' Man u n t e r s c h e i de d e n K a u s a l n e x u s
zw isch en V ersch u ld u n g und K a ta s tr o p h e .d a s e th is c h e P roblen
d a s S c h i c k s a l , v o n d e r F a b e l o d e r dem a u s s e r e n G e s c h i c h t s -
u m rig e " *' e r s t e i s t d ie S e e le ,d a s zw eite der L e ib ” .
3 .Cf.A l l#
- 159 -

ment in an o u t e r s t o r y or an ecd o te, w hich he w i l l then

raise to a clim ax i n a c c o rd a n c e w ith th e fo r m a l law o f g r a

d atio n ; in o th e r w ords, he w i l l re n d e r i t so t e n s e and i n ­

tere stin g th at even th a t p art o f th e a u d i e n c e w h ic h h a s no

n o tio n o f th e tru e actio n , w i l l be amused and s a t i s f i e d

(l). H ebbel thus seem s to im ply t h a t a d i s t i n c t i o n betw een

in n er and o u te r a ctio n co u ld e x is t only fo r th e sp e cta to r;

f o r him , the d i'a m a tis t, th e tw o w e w e r e j e x t r i c a b l y in terw o ­

ven a n d c o n s t i t u f e d no r e a l problem , t h e m e rg in g o f them

in to an o r g a n ic w hole w i t h i n t h e fram ew ork o f f i v e acts

b ein g a w holly sp o n tan eo u s process, n o t one c a l l i n g for

th e o re tic a l d e lib era tio n . It is, th ere fo re , not su rp risin g

th at on t h i s p o in t, though i t to u c h e s v e r y c l o s e l y upon an

im p o rtan t facto r in th e s tr u c tu r e o f h is drsm a^, H ebbel

h im self is alm ost w h o lly s i l e n t .

T his facto r, w hich i s at t h e r o o t o f L u d w i g ’s c ritic ism

o f H ebbel*s p lay s - th eir e p ic q u a lity , th e ir u n in te rru p t­

ed flow w ith o u t any s l a c k e n i n g o f t e n s i o n , reta rd a tio n or

clim ax — i s e sse n tia lly a p a rt o f th e l a t t e r * ’s c o n c e n t r a ­

t i o n upon th e deeper im p lica tio n s o f the a c tio n and th e in

ner developm ent o f th e ch aracters. Ludw ig draw s a tten tio n

to the in o rd in a te number o f a n e c d o te s i n t r o d u c e d b y H e b b e l^

l o C f . W XI p . 5 5 , 1 8 4 4 . C f . a l s o H e b b e l *s c o m m e n t o n H e r jp d e s .
und M ariam ne: "das S td c k s t e i g e r t s i c h s e h r u n d d arch d ie
e i n f a c h s t e n - M o t i v e ' ' — T* I I I 4 9 6 3 , 1 % v . 1 8 5 1 .
— l6 o "•
but a fzT m ore s t r i k i n g rev elatio n o f t h e l a t t e r ’s approach

is h is c h a i'a c te r is tic a n d m uch c r i t i c i s e d u s e o f t h e mono­

logue - esp ecially in h is e arlie r dram as. Genoveva i n par­

tic u la r is a w a rn in g exam ple a g a i n s t too frequent a use o f

m onologues and H ebbel h im s e lf l a t e r referred d e p re cia tin g ­

ly to the " m o n o lo g is c h e Gepr& ge” o f t h i s p lay . H ere, in ­

deed, th e excessiv e c o n c e n t r a t i o n u p o n a c h a r * a c t e r ’s i n ­

w ard p r o c e s s e s and a c o rr e s p o n d in g l a c k o f d ra m a tic actio n

tax th e s tu r c tu r e o f each a c t as o f th e w hole a lm o st to

b reak in g p o in t, and H ebbel l a t e r m o d if ie d t h i s p rac tic e

c o n sid erab ly . Y et L udw ig w o u ld h a v e m a i n t a i n e d t h a t , id ea­

lly , the eth ica l and p s y c h o lo g ic a l co n ten t o f an e v e n t ,

w hich i t is th e e sse n tia l fu n ctio n o f a m ono lo gue t o r e ­

v eal, need not n e c e s s a r ily in te rfe re w ith th e s t r u c t u r a l

c o m p o s i t i o n o f a d r a m a . On t h e c o n trary , w ith h is eye on

Shakespeare and even L e s s i n g , he claim ed th a t t r u e dram a

sh o u ld c o n s is t of a series o f m o n o lu g u es, p ro v id in g the

h ig h lig h ts of th e in n er actio n f o r w hich a l l else is but

th e n e ce ssa ry p rep aratio n ( l ) . H a m l e t s n u m e ro u s m onologues

are th e k e rn e l, th e re m a in in g sc e n e s b e in g m erely b u i l t

a r o u n d t h e m , h e w r o t e some y e a r s e a r l i e r , b e t w e e n 1 8 5 1 a n d
n o t,
1855 -/h o w e v e r, w ith o u t c r i t i c i s m o f th e e x c e s s iv e i n t r o -

1 . "N ur f r e i l i c h % n o l o g im r e c h t e n S i n n e . D i e s e r w i r d n u r
e i n w a h r e r w e rd e n ,w e n n das Ganze des S t û c k e s d a r a u f a b g e -
s e h e n i s t , d . h . w e n n e s s i c h zum Z w e c k e n i m m t , d e n e t h i s c h e n
u n d p s y c h o l o g i s ch en I n h a l t o d e r G e h a lt e in e s E r e i g n i s s e s
d a r z u s t e l l e n , slo d a s s d i e s e r p s y c h o l o g i s c h d a r g e s t e l l t e e t h i
s c h e G e h a lt eben das S tü c k s e i n s o l l . S ^ i s t s b e i Shak© pea-
r e und i n N ach fo lg e d e s s e lb e n b e i L e s s in g ,d e r e n S tucke
e in e R eitie v o n M onojogen m it d a z w is c h e n lie g e n d e n V e r a n l a s -
s u n g e n sin d " -G S V p . 5 3 4 , 1 8 6 1 - 6 5 .
- 161 -

sp ectiv en ess o f th e i r in c e o f Denmark ( l ). The f o l l o w i n g

passage, w ritte n at ro u g h ly th e same t i m e , r e v e a l s m ost

c le a rly th e dynam ic f u n c t i o n w h ic h Ludw ig a t t r i b u t e d to th e

m onologue i n th e c o n stru ctio n o f a dram a: ”N un s i e h t m a n

[ b e i ShJakespeare]) i n M onologen d i e i n n e r e H andlung a l s Ge-

fd til der S itu a tio n und T rieb des C h a ra c te rs d ie E n ts e h lü s -

se geb& ren, d ie dann i n S p i e la z e n e n v o l l z o g e n , in Susserer

H andlung zu T h a ts a c h e n w erden, die w ieder neue E n ts c h lû s s e

h erv o rb rin g en ? ( 2 ). B ut t h i s dynam ic f u n c t i o n o f t h e mono­

logue co u ld o n ly be f u l f i l l e d w ith in th e free form o f

Shakespearean dram a, and he b e l i e v e d t h a t exponents o f the

c o n c e n t r a t e d ty p e o f s t r u c t u r e w ere f o r c e d to r e s o r t to thm

u s e o f m onologues as m ere c o n v e n ie n t l i n k s in th e com press­

ed outw ard a c tio n o f h is dram as. Ear from r e c o g n i s i n g th e

re le n tle ss lo g ic w ith w hich H eb b el traces t h e human a n d

h isto ric a l processes u n d erly in g h is p lay s, h e saw i n them

but a su p e rfic ia l attem p t at calcu lated re g u la rity , w here

not th e in n er developm ent o f c h a r a c t e r , but th e ra p id

su c cessio n o f o u t w a r d e v e n t s was o f p r i m a r y i m p o r t a n c e *

H o w e v e r t h i s m ay b e , it is c le ar th& Ÿ f$0fA g^^im ply a m a t­

te r o f tech n iq u e, stru c tu re was i n fact fo r H ebbel and

lo G f.G S V p . 1 9 8 , 1 8 5 1 - 5 5 . Gf. a l s o L e t t e r to K a r l G utzkow ,


6 J a n * 1 8 4 9 ; ^ VI p . 5 4 8 , w h ere Ludwig e x p r e s s e s t h e o p i n i o n
t h a t m a n y o f t h e m o n o l a g u e s i n Das E r & u l e i n v o n S c u d e r i
m i g h t h a v e b e e n c u t # - 2 #GS V p . 9 2 , 1 8 5 1 - 5 5 .
— 1 62 —

Ludw ig a h i g h l y com p ];ex p r o c e s s , in v o lv in g th e org an ic fu­

sio n o f many d i f f e r e n t lay ers and e le m e n ts. I n L u d w i g ’s

d ram atic p ra c tic e h is sense for th e “l i v i n g phenomenon”

o f t e n te n d e d to become b l u n t e d by h i s c o n tin u al search for

what he c alle d th e s e c re ts o f tech n iq u e l l ) , b u t h e wa s f o i

th is reason a ll t h e m ore a p p r e c i a t i v e of th e unsurpassed

o rg an ic stru c tu re o f th e p lay s o f Shakespeare. A dram a,

b o th a g re e d , m ust be an o r g a n is m whose i n n e r m o s t w o r k in g s ,

free from t h e c o n trad icy ftlo n s and e r r o r s o f the o rd in ary

w orld, are l a i d b are in a c le arly a rtic u la te d p a ttern 12).

The m eans b y w h ich t h i s can b e s t be a c h ie v e d and, ind eed ,

th e real test of tru ly d ram atic co m p o sitio n , is th e art of

m o tiv atio n . "D ie G rfisse d e s S h a k e s p e a r e ’s c h e n D r a m a s " ,

H ebbel w rote in 1858, " V / u r z e l t im B a u , u n d d e r Bau w i e d e r

in den M o tiv e n " (5 ), ad jin g s ig n if ic a n tly th at it was p r e ­

c ise ly in the art o f m o t i v a t i o n t h a t L e s s i n g was a m a s t e r .

T h is m o d i f i c a t i o n o f h i s f o rm e rly h e l d view about plays

s u c h a s E m i l i a G a l o t t i m ay p e r h a p s b e a t t r i b u t e d t o Heb­

b e l ’s own h i g h l y conscious p rac tic e in th is field , w hich

h a d shown him t h a t th e d i s t i n c t i o n betw een m e c h a n ic a l

and o rg a n ic s t r u c t u r e was a s u b t l e one to d ra w . From ^ -

d ith t o D e m e t r i n a no p r o b l e m o c c u p i e d h i s m in d m ore t h a n

l o V. A , S t e r n ’s i n t r o d u c t i o n t o t h e S h a k e s n e a r e s t u d i e n , (rj
j * ^ . n . l 4 . - - 2. ib id .. p. 80, an d * !"! 886, 3 S e p .1837.
5 . S h a k e s p e a r e ’s Z e i t g e n o s s e n u n d . i h r e W erke , 1 8 5 8 4 . 1 1
p .163.
- 163 -

th at of c le ar, u n a s s a ila b le m o tiv atio n - in d eed , it was.

o ften th e la c k of it in h is raw m a t e r i a l w hich p r o v e d

th e i n i t i a l im petus t o new d r a m a t i c prod u ctio n * The t r u ­

ly creativ e d ram a tist, he c la im e d , m ust p o ssess th e facu l­

ty o f m o tiv a tin g , as i t w ere, th e m o tiv es th em selv es in

such a way t h a t h e l a y s bare "das N erv en - und A d erg e-

fle c h t, n ich t b lo ss i n s e i n e n H auptstSm m en, sondern b is

^ u m Ha&i'-Grewebe h e r a b ” - a q u a lity f o r w hich h e h a d l o o k ­

ed in v a in in Don C a r l o s ( l ), T h is is a ch aracteristical­

ly hig h sta n d ard , whose a p p l i c a t i o n i n H e b b e l ^s own d r a ­

m a s was t h a t th e m o tiv a tio n , in s t e a d o f b ein g "ro o ted ”

in th e s t r u c tu r e , not in fre q u e n tly tended to tak e pre­

cedence over it# In o rder not to n e g le c t any l i n k in th e

c h a in o f circu m stan ces l e a d i n g up to J u d i t h ’s f a t e f u l

d ecisio n , f o r exa^iple, H ebbel found i t n e c e ssa ry to de­

v o te th e g reater part o f th e second act o f t h e p l a y tfX

h-ea? a n a c c o u n t o f h e r p r e v i o u s ex p erien ces as t h e "m aider

w idow ", w hich, how ever n e c e s s a r y to the in n er a ctio n ,

does y e t im pose a c e r t a i n s t r a i n upon i t s stru c tu re as a

whole# But w h e th e r clo th ed in n a rra tiv e form o r i n preg­

nant a n ecd o tes, it was a m e t h o d w h i c h , in d ic ativ e as i t

is o f the h ig h ly c o n cen trated q u a lity o f h is w o r k , h e ne%

ver a b a n d o n e d . Hven w h ere m o t i v a t i o n i s part o f th e for­

w ard-m oving a c t i o n , the 'b a re b o n e s” are o f te n on ly too

c le a rly d isc ern ib le , rhe reaso n fo r th is, H e b b el w ould

1 . Cf. T i l 2966, l o 8f , 25 Dec # 1 8 4 3 .


- 164 -

have s a id - a n d h e r e h e p r o b a b l y came t o feel h is k in sh ip

w ith L e ssin g - lay p rec ise ly in th e sim p le , unadorned

stru c tu re of h is p lay s, now i n f i n i t e l y e a s i e r was. i t for

Shakespeare, w ith h is w ealth o f d e t a i l , to conceal th e

a rtistic , c a i'e fu lly m o tiv a te d economy o f h i s dram as than

for L essin g , who c o m p a r e d w i t h h i m a s does t h e b a r e Germao

fir tree w ith the In d ia n banana covered in fo liag e! ( l ).

In each c a se , how ever, th e effect was o n e o f g r e a t a rtis­

try , and i n each case it is in te restin g to n o te , Hebbel

a ttrib u te d th is to the activ e p articip a tio n o f th a t great

but la tte rly much m a l i g n e d f a c u l t y o f r e a s o n , w hich, as

he had n o te d t e n y e ar's e arlie r, was t h e s a l t o f th e dra­

ma, conspicuous o n ly by i t s absence (2). In general p rin -


I

c ip le , Ludw ig w o u ld h a v e a g re e d w ith him , b u t th e p arti­

c u l a r u s e w h ic h L e s s i n g made o f h i s reason c o n stitu te d

in h is view a f a u l t , n o t, as i n S h a k e s p e a r e a n dram a, a

v irtu e . A cutely aw are o f h i s ovm r e f l e c t i v e t u r n o f m in d

and c a r e f u l n o t to o v errate its im portance in th e dram a­

t i s t *s s c a l e o f v a lu e s , fudw ig d efin es th e problem i n the

fo llo w in g co n crete term s:

" Der V e r s t a n d d a r f b l o s s n eg ativ b e i der p o e tisc h e n

A rb eit thS -tig s e i n . . .E r m acht sein en T eil ein für

allein al ab w i e \ d e r Baume i s t e r , und e n tf e r n t sich dann.

1 .R e v ie w o f "S hakes p e a r es Z e i t g e n o s s e n und i h r e W erke",


1858;W X I I p . 1 6 3 . B u t c f . a l s o L e t t e r to H erm ann H e t t n e r ,
31 B e c . l 8 5 9 ; H r . I V p . 3oo ; "Was i c h f i b e r s e i n e C ^ e s s i n g s j
M o t i v i ^ r u n g im A l l g e m e i n e n s a g t e , g a l t n i c h t s e i n e n Z w e k -
k e n u n d dem V e r h & l t n i s G s e i n e r Z w e c k e z u r e i g e n t l i c h e n
- 165 -

ÏÏlDel l û t es, wenn e r m i t ©einem M a s s la b e u n d S c h u r z f e l l

uns d u r c h das B auw erk ] ÿ e g l e i t e t und u n s fiber a i l v o r r e c h -

n e t. Benn das H S c h s t e , was e r d ad u rc h bev^irken k a n n , ist

dass w ir am i^nde d e s G-ebSudes i h m e i n g e s t e h e n , es s e i

w irk lic h a ile s a u f das 2w e c k m S ssig ste e i ï i g e r i c h t e t , an

der iT e stig k eit und R ic h tig k e it des GebSudes s e i g a r n i ch

zu z w e if e ln " (l )

These and o th e r d efin itio n s by th e two d r a m a t i s t s p o in t,

w hether c o n s c io u s ly or u n c o n s c io u s ly , to an u n d e r l y i n g flaw

in th eir own m e t h o d s o f m o t i v a t i o n ; the failu re to d istin ­

g u is h s u f f i c i e n t l y betw een th e effect aim ed a t and th e p a r­

t i c u l a r means by w hich i t is ach iev ed . R eason, i n H e b b e l ’s

dram as, o fte n tend s to obtrude itse lf in to h is l o g i c a l mo­

tiv a tio n , and m o tiv a tio n i n its tu r n to im pose i t s in ev i­

ta b le c h a in o f c irc u m s ta n c e s w ith undue fo rc e upon th e

stru c tu re o f the dram a T h is is cle arly th e case in h is

m ost in te lle ctu a l p lay , A^nes B e r n a u e r ^ w here t h e d esire

to m o tiv a te A ike E r n s t ' s m om entous d e c i s i o n to h a v e Agnes

put to death r e s u l t s in len g th y argum ents about th e claim s

o f S o c ie ty over th e in d iv id u a l, a fact, w hich, however

e sse n tia l to H ebbel*s purpose, im pairs th e s t r u c tu r a l ba­

lance o f the l a t t e r part o f th e p la y . H is own i d e a l , on th e

o th er hand, was v e r y d ifferen t, an d c o n s i t e d in;^the a c t i o n s

o f h is ch aracters sp rin g not from c a r e f u l l y m o t i v a t e d d e - ,

G isio n s, b u t^in accordance w ith th e economy o f h i s p lay s,

l.G S V 5 1 1 ,1 8 6 1 -6 5 .
- 166 -

d irec tly from t h e i r own i n d i v i d u a l n a tu re 11). T h is, he

rig h tly b e liev e d , c o u l d b e a c h i e v e d o n l y i f r e a s o n was i n

harm ony w ith t h e im a g in atio n and, above a l l , w ith th e power

to shape ("g esta lte n d e K ra ft" ), a ll o f w hich s h o u l d com bine

in th e art o f m o tiv atio n 12).

S i m i l a r l y , L udw ig dem anded t h a t c a re fu l m o tiv atio n

sh o u ld ^ b esid es com plying w ith the demands o f r e a s o n , also

stim u la te th e im ag in atio n and s a t i s f y the fe e lin g s, eq u at­

in g th is demand w i t h a need he felt to be v e ry stro p g i n h i s

own d r a m a t i c p r a c t i c e (3)*

"Nun e n d l i c h k e n n e i c h m e in e n F e i n d g en au v o n A n s e h e n

u n d Namen; e r h e i s s t : zu g r o s s e und fortw S h-

r e n d w irk e n d e N eigung z u r V e r t i e f u n g des V e r s t a n d e s ,

L am it h â n g t d e r Hang zusam m en, F i g u r e n u n d i h r H a n d e l n ,

den g a n z en V organg i n D e t a i l zu z e r le g e n , sta tt sie dar-

aus aufzuhauen. S ta tt d ie an sein an d erg eleg ten T e ile nun

zusam m enzufassen, zerleg e i c h s i e v o n neuem; nun h a b e

ich e i n e A nzalil v o n k l e i n e n M o tiv e n , so g r o s s , dass

m e in tT b e rb lic k n i c h t mehr d i e für d ie D a rs te llu n g w esent

lic h e n h e ra u sfin d e n kann. D e r F e h l e r kommt d a i i e r : M e i ­

nen e r s te n V ersuchen f e h l t e , dass d e r f ib e rb lic k e n d e V ere

stan d n ich t im H l e i c h g e w i c h t e m i t P h a n t a s i e u n d S m p f i n -

l . C f o T I I I 4 1 1 9 , 2 Q / l a r c h 1 8 4 7 : " D i e C h a r a i t t e r e im D r a m a w e r ­
den n ur dann m it der h ü c h s te n - M e is te r s c h a f t b e h a n d e lt,w e n n
d e r D i c h t e r , u m i n d e r O econom ie s e i n e s S t ü c k e s den n f i th i g e r
Gew inn v o n i h n e n z u z i e h e n y i h n e n g a r n i c h t e r s t b e s o n d e r e
E n t s c h l û s s e , d . h . A n lâu fe zu b e stim m te n T h a ten u n t e r z u le g e n
b r a u c h t , s o n d e r n wenn d i e s e u n m i t t e l b a r . aus i h r e r N a t u r h e r -

und in re
a tio n en ,
P h an tasie
- 167 -

dung s t a n d . . . " ( l ). W hereas H e b b e l does n o t appear to have

b e e n aw are o f any d i s c r e p a n c y b e tw e e n h i s th eo ry and p r a c t i ­

ce o f m o t i v a t i o n , l u d w i g , l o o k in g b a ck on t h e havoc w hich

h is p re d ile c tio n for d e ta ile d m o tiv a tio n had caused in the

sh ap in g o f h is p lay s, co u ld not fail to be a p p a lle d by th e

g u l f w h ich so o b v i o u s l y s e p a r a t e d h i s m ethod from t h a t w hich

he adm ired i n S h a k e s p e a re . V/hen E d u a r d D e v r i e n t d r e w h i s

a tte n tio n to th e ex ag g erated m o tiv a tio n in "D ie W a l d t r a g ^ d i e

o f 1849, ludw ig co u ld o n ly a g re e , ex p lain in g th at it wa s t h e

consequence o f lo s in g h is form er s p o n ta n e ity 12).

B eing c e r t a i n o n ly o f th e m ost im p o rta n t of h is h e r o ’s

a c t i o n s , he s u b m itte d th e m o tiv es fo r th o se actio n s to con­

stan t a lte ra tio n s a n d s t i b s t i t u t i o n s . The g a n g e r s of such a

procedure are a g a i n shown o n l y t o o c le arly in th e chequered

c a re e r o f Per E rb ffirs te r, lea v in g its apparent tra c e s on th e

stru c tu re o f th e fin a l v ersio n (3). T he i n v e n t i o n o f s u b s i ­

d iary p lo ts for th e express purpose o f m o tiv a tin g a certain

a c t i o n was a p r o c e d u r e on w hich h e e x p e n d e d i n o r d i n a t e care

14). But i n s p i t e o f th e g re a t and c o m p a ra tiv e ly s u c c e s s f u l

e ffo rts at s i m p l i f i c a t i o n w h ic h c a n be o b s e r v e d i n t h e de­

v elo p m en t o f Per E r b f f l r s t e r , lu d w ig n e v er l e a r n t to ap p ly

to h is own w o r k w h a t h e k n e w t o b e t h e s e c r e t o f tr u e m o ti­

v a tio n : a sim p le p lo t w ith g r e a t sim p le m o tiv e s , d isp en sin g

l.GrS V I p . 2 2 2 , 1 8 5 8 - 5 o . - 2 . C f . l e t t e r t o E d u a r d P e v r i e n t , 1 4 ^ u g
1 8 4 9 ^ i b i d . p . 3 4 5 . P i e W a l d t r a g S d i e was t h e n a m e g i v e n t o t h e
i m m e d i a t e p r e d e c e s s o r o f P e r -^ £ ^ f f a s t e r . - 3 » E o r d e t a i l s
l é o n M i s . OP. c i t . I p p . 2 3 9 f f . - 4 . C f . l u d w i g *s n o t e o n t h e p l a n n ­
e d f u s i o n o f - b e s . P f a r r e r s T o c h t e r w i t h P i e W a l d b u i i g : H un mus
s e n N e b en h an d lu n g en e r f u n d e n w e rd eru rlie d ie s en C h a r a k te r zu
Ende t r e i b e n kSnnen — ^ ^ l p .2 2 p
- 168 -

w ith a co m p licated ”s c a f f o l d i n g ” ( l ) . As l a t e as about

1862 he w ro te in c o n n e c tio n w ith D ie K a ia fto a n n s to c h te r v o n

M e ssin a ; "Ich v e rfo lg e iinrner d i e M o t i v e i n s o v i e l F& den

als sie sich nur irg en d s p a lte n la s s en, und w ill j e des

s i c h t b a r raachen. Das i s t , w ie i c h m ir s c h o n ta u s e n d m a l g e -

sa g t habe, ganz v e rk e h rt" (2).

In h is e a rlie r d ram atic th e o ry ludw ig draw s a ch aracte­

ristic a lly su b tle d i s t i n c t i o n b etw een " p ra g m a tic " m o tiv a ­

tio n , w hich i s p rim a rily co n cern ed w ith th e c o n ten t o f th e

dram a and t h e m o u ld in g o f t h e d ram atic s i t u a t i o n in gene­

ra l, and " a r t i s t i c " m o tiv atio n , w hich conveys th e effect

of a strict r e l a t i o n betw een cause and e f f e c t (5)* I h e l a t ­

ter, w hich he c a l l s m o t i v a t i o n i n t h e h i g h e r sense, co n sti­

tu te s trag ic in e v itab ility , th e c arefu lly c alcu lated in te ­

g r a tio n o f each p a rt in to th e schem e o f t h e w hole* The

prim e r e q u i s i t e is "E in lieit der d ic h te r i s chen I n te n tio n "

( 4 ), and t h i s purpose o f th e d r a m a ti s t m ust be c l e a r l y

ex p ressed in the c lo se c o n n ectio n o f p a ssio n , su ffe rin g ,

g u ilt and punistim ent (5)* Dut when one t u r n s to t h e m ass

o f L u d w i g ’s u n f i n i s h e d p l a y s , m an y o f w h i c h n e v e r p r o g r e s s

ed beyond th e second or t h i r d act, and i n w hich t h e au th o r

was f r e q u e n t l y u n d e c i d e d as t o the n a tu re of th e fin al

1.G& V p . l o i , 1 8 5 1 - 5 5 * - 2 . C i t e d f r o m a n u n p u b l i s h e d MS o f
t h e S h a k e s p e a r e - S t u d i e n b y L ë o n M is . o n . c i t . . I I p . 1 7 3 .
3 .C f .G S V p. 4 1 ^ ^ 1 8 4 0 - 5 r . - 4 * i b i d . 0 . 2 6 2 . - 5 . i b i d . p . 412.
— 169
c atastro p h e or dénouem ent. i t is a ll too ev id en t th at th is

much d i s c u s s e d g u i l t - p u n i s J r i m e n t t h e o r y n e v e r assum ed a con­

crete enough s h a p e i n L u d w ig 's m ind to produce a c le arly

a rticu la te d in n er stru c tu re .

T h is c h a ia c te ristic in d e c isio n and la c k o f pu rp o se s t a n d

i n m arked c o n t r a s t to th e d r a m a ti c work o f H e h h el who, as

he h im se lf a ffirm s, knew a t e v e ry s t e p w here he i n t e n d e d to

go (l). ij’o r h i m t h e p resen ta tio n o f tra g ic in e v ita b ility

was s y n o n y m o u s w i t h d ram atic form (2 ), and thaja t h e m o st

s a c r e d law o f th e d ram a tist. It was v e r y l a r g e l y th is w hich

pro m p ted th e r i g i d m o ti v a t i o n o f h i s own p l a y s , in ten d ed

as t h e y w ere to create an i m p r e s s i o n o f a b s o l u t e n e c e s s i t y

( 3)0 It was t h e g u i d i n g p rin cip le in the treatm en t o f h is

sources, whose a rb itrarin ess and n o t in frequent in eo n sis-

ten c ie s m ight have p ro v ed f a t a l to a d ram a tist le s s ab le to

"let th e end a r i s e out o f th e b eg in n in g w ith co n v in cin g in ­

e v ita b ility " (4 ). H is treatm en t o f H erodes ’ seco n d d e p ar­

tu re and th e consquent r e p e t it i o n of h is fatefu l command,

w hich h e h a d fo u n d i n t h e o rig in a l, is a case in p ain t ; in

th e th ird act the en v elo p in g a c tio n o f th e g r e a t b a t t l e

w hich c a l l s t h e K i n g aw ay o n c e m o r e , b u rsts in upon th e

in n er dram a b e tw e e n H ero d es and M ariam ne as som ewhat o f a

shock, b u t Hebbel turns it to th e advs^age o f th e fin al

l.C f. n i l 3 9 0 1 ,1 5 J a n . 1 8 4 4 .- 2 .C f.T I 1 3 9 5 ,5 D e c .1838.


3 . Of o H e b b el's'^ m iark on H e r o d e s u n d M ariam n e e i n e T r ago d ie
u n b e d i n g t e s t e r No t h w e n d i g k e i t I I I 4334 ,2 2 D e c .1847.
4 oH eview o f M a s s i n g e r ' s L u d o v ic o .1849.W ^ I p . 2 4 8 .
- 17o -
catastro p h e w i t h s u c h consum m ate s k i l l , th at th e tw o p a r a ­

lle l ep iso d es become t h e v e r y p i l l a r s upon w hich t h e w hole

d ram atic s t r u c tu r e rests.

W hile e n g a g e d on H e r o des u n d M a ria m n e y H e b b e l w r o te i n

h is d iary : "has N othw endige b r i n g e n , aber in d e r F orm d e s

k ,u f % llig e n : das ist das g a n z e G-eheim niss d e s d ram atisch en

S ty ls"(l), thus u n w ittin g ly e c h o i n g o n e o f L u d w i g ’s f a ­

v o u r i t e maxims : " T i e f s t e i - ^ b s i c h t l i c h k e i t an j e d e r S t e l l e

m i t dem S c h e i n v b l l i g e r U n a b s i c h t l i c h k e i t des Ganzen zu

v erh ftllen " (2). In co n sid erin g th e im p licatio n s o f th ese

tw o s t a t e m e n t s , it is re v e a lin g to c o m p a re t h e two d ram a ­

t i s t s * th eo ries on th e p lac e o f co in cid en ce in dram a i n

general and as i t affected th e s tr u c tu r e of th eir own

play s in p a rtic u la r. The p a r a d o x i c a l m a n n e r o f f o r m u l a t i o n

w h ic h L udw ig freq u e n tly em ploys in th is co n n ectio n i s in

itse lf in d ic ativ e o f a dilem m a o f w h ich h e m ust h a v e b e e n

o n ly too co nscious ; e i t h e r , he sa y s , the d ram a tist - par­

tic u la rly th e d ram atist who d o e s n o t favour th e fre e Sha­

kespearean form - w i l l become f o r c e d and a f f e c t e d , or, if

h e w ould a v o id t h i s , he w ill fall in to th e op p o site trap

o f m aking c o in c id e n c e th e m ain f a c t o r in the a ctio n ip )

When o n e r e c a l l s to what an e x te n t t h e new m o t i f s o f de­

cep tio n and m is ta k e n i d e n t i t y co m p licate th e d ram atic

stru c tu re o f Dor F r b f f i r s t e r . i t is not s u rp ris in g th at

Ludw ig e v o lv e d t h e s e t h e o r i e s w ith p a r t i c u l a r r e f e r e n c e

1 , T 1 1 1 4 1 7 5 , 2o May 1 8 4 7 # - 2 . L e t t e r t o J u l i a n S c l i m i d t 1 4
S e p .l8 5 8 ;G S p . 4 1 2 . C f . a l s o GS V p . 4 5 6 , 1 8 5 7 - 5 8 . - 5# i b i d#.
- 171 -

to th is p lay . Thus h e s e v e r e l y c ritic ise d th e m ista k e o f

h a v i n g made a p p a r e n t co in cid en ces a part o f th e very s tr u c ­

tu re, alth o u g h he hoped t h a t the id ea o f fa te w ould l e n d a

su p erio r k ind o f u n ity to what m ig h t o t h e r w i s e a p p e a r ex­

tran eo u s to the organism o f ' the a ctio n (l). If, how ever,

th is so -called ’’i d e a l c o n n e c tio n ” (2) i s n o t made s u f f i c i e n t

ly c le a r, th en co in cid en ce can only l e a d to th e underm ining

o f th e chain o f e a u s a l it y and m ust be a v o id e d as b e in g un­

dr am atic 13). H ebbel, on t h e o t h e r h a n d , f o r whom t h e ef­

fect of a b s o l u t e n e c e s s i t y was p a r ' a m o u n t , d o e s n o t appear

to have en v isag ed th e p o ssib le activ e p a z 't i c i p a t i o n o f co­

in cid en ce in th e body o f th e dram a. O n ly as t h e in itia tin g

facto r o f th e trag ic co n flict d id he allo w for i t - a th e­

o ry w hich, alth o u g h not a c tu a lly put in to g e n e ra l term s

u n til 1847, he had a lre a d y co n scio u sly a c te d upon i n Geno-

veva: g e h t Golo S c h r i t t v o r S c h r i t t , w o lle n d und n i'c h t

w o llen d , w e ite r, der P re is w âchst m it d e r Mülie, n u r e i n

g ro s s e r H n tsch lu ss kann d ie tausend S tric k e zerreissen ,

w elche Z u f a l l und S c h ic k s a l aus einem ein z ig e n , w ahnsinni-

g e n A u g e n b lic k g e sp o n n e n h a b e n ” ( 4 ), A g a in one n o t e s the

Ju x tap o sitio n o f co in c id e n ce and f a t e , so s i g n i f i c a n t also

i n L u d w ig 's th eo ry o f tr a g ic in e v ita b ility , and p erhaps

l . V j J L e t t e r t o K a r l G u t z k o w , 1 5 M a r c h 1 8 4 7 ;H r i e f e , e d . c i t *
p o 2 l 6 . - 2 o C f . e s p . G S V p . 4 3 1 , 1 8 5 5 - 5 6 . - 3 . G f . L e t t e r t o ITu-
l i a n S c in n id t, 14 8 e p .l8 5 8 ;G S VI p .4 1 1 : " D e r s o g e n a n n t e Zu-
f a l l im D r a m a i s t n i c h t s An d e r e s - u n d d e s h a l b a u s k e i n e m
a n d e r n w e s e n t l i c h e n G r u n d e z u v e r r n e i d e n - a l s e i n e L fic k e
i n d e r K e t t e , e i n e N a t u r w x i ’k u n g , d i e n i c h t d u r c h A b s i c h t
d r a m a t i s c h g e m a c h t i s t . . ” . - 4 . Ï I 1 4 7 5 , 6 7 f . , 2 F e b . 1839#
- 172 -

now here a p p lie d w ith g r e a t e r artistry than in the a n aly tic al

stru c tu re o f M a r ia M a;?dalena, H e re t h e d ra m a tist has evaded

the dilem m a o f m aking c o i n c i d e n c e th e le v e r o f th e trag ic

a c t i o n by p l a c in g th e s le n d e r m o tiv es f o r K l a r a ’s s u b m i s s i o n

in the e x p o sitio n and m ak in g them assum e t h e r o l e of fate

as th e clo sely k n it actio n u n fu rls to its clim ax .

That H ebuel su cceed ed in g iv in g to t h e t r a g e d y o f common

life a new l e a s e of life is c h ie fly due t o h i s m astery o f

form , f o r now here i s the in e v ita b ility o f th e ch ain o f c i r ­

cu m stan ces m ir r o r e d i n a m ore f l a w l e s s s t r u c t u r a l sequence

than i n M a r i a Ma: d a l en a . T h i s s e q u e n c e he c o n c e iv e d as t h r e e

ascending s ta g e s o f d ram atic e ffe ct, w hich he d e s c r i b e d i n

th e fo llo w in g fo rm u la:

"Iste S tu fe k i in s t i e r i s c h e r V / i r k u n g : e s k a n n s o s e v n !
2 te " " " : es i s t !
5te ” ” " : e s muss s o s e y n ! (l)

To t r a n s l a t e th is c h a i ’a c t e r i s t i c a l l y n o n -tech n ical fo rm u la­

tio n in to term s o f d r'a m a tic s t r u c t u r e m ig h t w e l l be to con­

stru e s o m e th in g w hich H e b b e l h i m s e l f n e v e r i n t e n d e d . B ut,

b ro ad ly sp eak in g , t h e y seem t o c o rre sp o n d to the th ree s ta ­

ges o f ex p o sitio n , c lim a x and c a t a s t r o p h e on w hich h i s own

dr'am a s are b u i lt . To t h e p re se n ta tio n o f th e p o ten tial fac­

to rs lead in g to th e ensu in g d ram atic c o n f l i c t H e b b e l obvioiB <

ly g a v e much c a r e f u l th o u g h t(2); a s we ha%e a l r e a d y n o t e d ,

l . T I I I 4 7 9 1 , 1 J a n . 1 8 5 1 . - 2 . C f . H e b b e l ’s n o t e o n D i e M i b e l u n -
g e n :"D e r e r s t e A ct(v o n zehnen v e rm u th lic h !)w ird b a ld f e r t i g
se y n -u n d v e r s p r i c h t e in e g u te E x p o s itio n ” - 11^ 5396, 18 Oct
1855.
- 173 -
th e ex p o sitio n in Ju d ith a s s u m e d a l e n g t h w h i c h was d e t r i ­

m en tal to th e b a la n ce o f th e w hole, but in h is subsequent

p lay s one c a n n o t h e l p b u t b e im p r e s s e d by t h e in cre asin g

sk ill w ith w hich m o t i f s p o in tin g to a tim e p r e v io u s to th e

dram a a r e i n t e r w o v e n and l i f t e d in to th e forw ard-m oving

actio n * The c h a r a c t e r s t h e m s e l v e s may w a v e r a n d t e m p o r a r i ­

ly sw erve from t h e i r a llo tte d p ath , but th e ch ain o f c i r ­

c u m s t a n c e s m oves on r e l e n t l e s s l y , so th at even an u n e x p e c t­

ed tu r n in the in n er a c tio n o nly se rv es to enJriance t h e

m ounting se n se of trag ic in ev itab ility . T he s k i l f u l change

in th e m o tiv es le a d in g t o J l u d i t h *s m u r d e r o u s d e e d , m ay w e l l

h a v e b e e n i n H e b b e l *s m i n d w h e n h e w r o t e s o m e y e a r s later:

"Von g r o s s e r W irkung i s t e s im D r a m a , w e n n d i e M o t i v e

a u f e in ganz b e stim m te s, dem L e s e r u n d Z u s c h a u e r d e u t-

lic h es Z ie l h in zu w irk en sc h e in e n , und dann p l S t z l i c h

ausser diesem noch e in ganz anderes ung eah n tes und u n -

vorgesehenes erreich en . Do c h w i r d n u r dem G e n i e e i n s o l -

ch er D oppelschlag oder z u rû c k sp rin g en d e r B litz g elin g en

(1).
The c l i m a x h a v i n g b e e n r e a c h e d , th e fin al catastro p h e is

c le a rly and i n e s c a p a b l y f i x e d , and e v e r y th in g is d irected

tow ards i t w ith such te n a c ity o f purpose th a t even th e n o r­

mal r e t a r d i n g fu n c tio n o f the fo u rth act is g en erally ig n o r

lo T II 2688, 2o May 1 8 4 3 o
- 174 -

ed by H ebbel (l). At t h e same t i m e , th e "so m uss es s e y n "

o f th e dram a t e n d s to re n d e r the fifth act o f H e b b e l *s

la te r p lay s, such as ü ^ n e s B e r n a u e r o r Gy^es u n d s e i n H i n g .

som ewhat to p h e a v y w ith l e n g t h y a r g u m e n t s . H ie i n c l u s i o n o f

a scene w ith c h a ra c te rs stran g e to th e p rev io u s a ctio n at

th e e n d o f H e r o d e s u n d M axiam ne h a s a sim ila r effect if re­

g a r d e d from a s t r i c t l y stru c tu ra l an g le. But by i n t e g r a t i n g

th ese elem en ts in to th e in n er actio n a n d m ak in g them p o i n t

to a N e ce ssity o u tsid e th e im m ed iate s p h e re of th e p a rtic u ­

lar dram a, H ebbel y e t succeeded in p reserv in g i t s e sse n tia l

u n ity .

T rag ic in e v ita b ility as an im p o rta n t elem ent in d ram atic

stru c tu re is a p r o b l e m much d i s c u s s e d a l s o in th e Shakespe-

a re stu à ie n , w here i t is n e a r l y alw ays co u p led w ith t r a g i c

atm o sp h ere (2). Ludw ig demanded t h a t it sh o u ld c o n sist i n

a ste ad ily risin g ten sio n , from t h e v e r y b e g i n n i n g o f th e

play , when t h e s p e c t a t o r m u st a lre a d y be a b le to se n se th e

trag ic outcom e, u n til th e fin al c a t a s t r o p h e becomes an i n ­

e v itab le certain ty . The w h o le p l a y , in f a c t , m ust c o n s t i ­

tu te a clim ax - " l a u t e r S z e n e n w ie i n d e n M a k k a b & e r n , k flh n

auf S te ig e ru n g g eb au t"(3 ) " w h ilst at t h e sam e t im e p r o v i d ­

i n g m oments o f r e s t w h e r e t h e t e n s i o n m ay s l a c k e n a n d t h e

1 . C f . T I I I 4 9 6 3 , 1 N o v . 1 8 3 1 2"D e n 4 . A c t d e r A g n e s B . b e g o n n e n .
Las S tü c k s t e i g e r t s i c h und d urch d ie e i n f a c h s t e n M o t i v e " . '
2 . ^ V p . 416 ; 1 8 4 0 -5 1 : " T r a g i s c h e N o tw e n d ig k e it i s t d i e Tr& -|
g e r i n d e r t r a g i s c h e n S tim m u n g ".- 3 . C ite d by E r ic h S chm idt ‘
f r o m a n u n p u b l i s h e d n o t e b o o k d e d i c a t e d t o K{jni^ A l f r e d
( 1 8 5 5 - 5 7 ) , GS I V p . 3 2 .
- 175 -
s p e c ta to r pause for b rea th (l). The m o s t i m p o r t a n t facto r

in t h e b u i l d i n g up o f su c h t e n s i o n and, in d eed , th e s e c r e t

of trag ic n ecessity , according t o L u d w ig , is th e art of pre­

p a ra tio n , w hich, as i t w ere, o rien tates t h e s p e c t a t o r *s

m ind and s e t s h is ex p ecta tio n s in th e proper d irec tio n . The

way i n w h i c h L u d w i g d e s c r i b e s th e t e c h n i q u e b y w hich t h i s

can be a c h i e v e d and w hich he h i m s e l f c la im e d t o h a v e l e a r n t

from -B eethoven, is in itse lf sig n ific an t and i n d i c a t i v e of

h is se n sitiv e ap p ro ach to th e problem .

” Wie b e i S h a k e s p e a r e s c h e i n t b e i ihm li.e .B e e th o v e n ) d ie

b u n t e s t e F f i l l e von, M o d u l â t i o n e n zu h e r r s c h e m . . • T r i t t man

nSher h in zu , s o b e w u n d e r t m an d i e S i n J r i e i t , w i e v o r h e r

d ie M a n n ig fa ltig k e it, d i e N o t w e n d i g k e i t , w ie v o r h e r d i e

K fihnheit der W illkiir. Lange v o r dem w i r k l i c h e n L i n t r i t t e

der M o d u latio n i n d ie T onart d e r D om inante o d e r i n d i e

verw andte D u rto n art zeig t d e r K om pom ist d i e s e s c h o n .

( 2 ).
On t h e o th er hand, t h e ‘d i'a m a tis t m ust bew are o f r a i s i n g ex­

p ectatio n in ^ h e s p e c t a t o r w hich a r e n o t s a t i s f i e d in the

course o f the p la y or borne o u t by thefnature o f th e en d in g .

On t h e w hole, th e r ig h t k in d o f b eg in n in g for h is plays was

alw ays a m atter of great c o n c e r n t o Ludw ig - one t h i n k s ,

for ex am p le, o f th e d ifferen t op en in g sc e n e s en v isag ed fo r

Agnes B e rn a u e r o r T i b e r i u s O racchus — and a re o ften done

l . C f . G S V p. 4^26.- 2 . i b i d . n . B 2V 19,1 8 5 1 - 5 5 .
- 17 6 -

in such a liv e ly and s u g g e s t i v e manner as to co n stitu te th e

best part o f h is d ram atic achievem ent. But t h i s very v a rie ty

p o in ts to the fact th at th ese scenes w ere f r e q u e n t l y w r i t t e n

w ithout an eye to th e g e n e ra l tre n d of th e actio n - a flaw

w hich L udw ig l a t e r rea d ily d e tected in h is own - S r b f i ü r s t e r (l )

A lth o u g h th e u n ify in g atm o sp h ere o f t h i s play c a n now h a r d l y

be d en ied , it grew g r a d u a l l y o u t o f th e s u c c e s s i v e v e r s i o n s ,

w ith o u t b ein g a preconceived fa c t or in the s t r u c t u r a l schem e

o f the w hole, and t h i s ex p lain s why L u d w i g was u n l i k e l y to

b rin g it co n scio u sly in to lin e w ith h is su b seq u en tly develop­

ed view o f t h e i d e a l ty p e o f co m p o sitio n : i

"In den m e i s t e n T ra g fid ie n S h a k e s p e a r es i s t ein e A rt Sona-

tenform a n z u tre ffe n ... Im e r s t e n T e l l e w erden d ie M otive

gegeben, d ie d a n n im z w e i t e n a u f L e b e n und Tod s i c h auf

den H als rû c k e n , d .h . d ie so g e n a n n te V erw icklung eingehen

u n d d ie Spannung l e i d e n s c h a f t l i c h m ach en ; a ls d ritte r T eil

fo lg t d ie A uflflsung d er k ram p fig v e r s c h l u n g enen M otive i n

der b eru iiig en d en G e w issh eit d eë^u sg an g es, d ie au sk lin g en d e

B eruliigung und V ers8liung, d i e hflJrirung u n d H r s c h ü t t e r u n g

fiter das s i c h auslebende Produkt des z w e ite n T e l l e s . L ie

Spannung w ird zu r r e i n t r a g i s c h e n Stim m ung" (2).

V ifith o ut g o i n g i n t o th e tec h n ic al a c c u r a c y o f L u d w i g ’s d e s c r i p

1 . C f e é è é - d . GS V p . Y 8 2 : " N u n h a t t e i c h a b e r d u r c h d e n u n t r a g i -
s c h e n A n f a n g a n d r e S r w a r t u n g e n e r r e g t , a l s i c h b e f r i e d i g e n woll
t e , d a n n w a r d i e H a n d l u n g e t was a b s o n d e r l i c h , a u c h | f e h l t e d i e Ge-
sch lo ssen lieit 2 . i b i d . p. 8 9 ,1 8 6 o -6 5 *
- 177 -

tio n o f t h e s o n a t a form 11), it is im p o rtan t to re a lise

th at h is use o f m u s i c a l t e r m i n o l o g y wa s n o t p u r e l y m e t h a —

p h o rica l. h s we h a v e a l r e a d y s e e n , h e f r e q u e n t l y dr-ew a t t e n -
J
tio n , i n s e n s i t i v e and t e l l i n g o b s e r v a tio n s , to th e c lo s e

a n a lo g y b etw een th e tw o a rts o f m usic and d r an a , and w as,

m oreover, co n v in ced th a t a m usical train in g co u ld have a

very p o ten t in f lu e n c e upon th e d r a m a t i s t ’s m a n n e r o f c o n ­

stru c tin g h is p lay s. T h u s h e was o n e o f t h e first to draw

a tte n tio n to th e i m p o r t a n c e o f K l e i s t ’s m u s i c a l s t u d i e s for

h is d ra m a tic w ork, and, in d eed , traced t h e s o n a t a form i n

h is p lay s se v e ra l years b e fo re he fo rm u lated , in th e passage

quoted above, h i s t h e o r y o f S h a k e s p e a r e ’s art o f com posi­

tio n ( 2 ). On t h e o t h e r h a n d , it is n o t by v i r t u e o f a mecha­

n ical o b s e rv a n c e o f th e law s o f m u s ic a l c o m p o s itio n t h a t

L u d w i g ’s id e a o f d ram atic s t r u c tu r e can be c a l l e d a m u sical

one, but r a th e r because o f h is deeply s e n s i t iv e approach to

th e problem o f c r e a t i n g atm o sp h ere, w hich he felt to be

esse n tia l to b o th art form s alik e. T h u s , when h e d i v i d e d !

S h a k e s p e a r e ’s d r a m a s in to th e th ree stag es of ex p o sitio n ,

(p rep aratio n ), ten sio n and th e r e s o l v i n g o f t e n s i o n , h e was


but fo llo w in g th e d ictates o f o n e who w a s c o n s t a n t l y "on

th e track o f th e sp o n tan eo u sly c re a tin g m u sician ” (3)*

l * v . H a n s K l e i 4 , ”M u s i k a l i s c h e K o m p o s i t i o n i n d e u t s c h e r D i c h t -
k u n s t ” i n D e u tsch e V i e r t e l . i a l i r e s s c h r i f t ,V I I I p . 6 3 8 ,w here he
p o i n t s t o L u d w i g *5 c o n f u s i o n o f t h e s o n a t a f o r m p r o p e r w i t h
t h e 4 - p a r t s o n a t a c o m p o s it i o n .- 2 . v . L e t t e r to J u l i a n S chm idt
3 J u l y 1857;G S VI p p . 3 9 3 f . - 3 . i b i d . p . 394.
- 173 -
"Dazu kommt” , h e h i i n s e l f e x p l a i n s , " l a s s i c h v o n d e r Musi k

h e r z u r P o e s i e kam, d i e , unbeküm m ert um a l l é s A n d e re a l s

d i e d e s O h i o s s e h h e i t d e r S tim m u n g , a l l e h i e m e n t e i n d i e s e m

e i n z i g e n b e a b s i c h t i g t e n Ton z u s a m m e n s tira m t" .

It was o n s u c h a b asis t h a t Ludw ig t r i e d to b u i l d h is

own p l a y s o f th e p erio d . H i s Kfini^ A l f r e d , f o r exam ple,

was t o co n sist of a series of scenes a ll stric tly co n n ect^

w ith one a n o th e r, but each w ith i t s own a t m o s p h e r e , w hich

a g a in l e d b a ck to the u n d e rly in g a tm o s p h e r e o f t h e w hole

1 ) . At t h e same t i m e , it s h o u ld be n o te d t h a t i n m an y o f

h is e a rlie r p lay s, he had in tro d u c e d a c tu a l m u sical ef­

fects such as so n g s and tru m p et c a l lu s , so t h a t the creatio

o f a tm o s p h e r e h a d become an en d i n i t s e l f r a t h e r than a

m eans o f d ra m a tic s t r u c t u r e . Thus h e i n t e n d e d a t th e end

o f denoveva to rein fo rce th e co n cilia to ry a tm o sp h ere by

d istan t sounds of relig io u s ch an tin g (2 ), w h ilst i n D ie

Torr^auer H e id e t h e r e is an im p re s s iv e o p e ra tic clo se, in

w hich, ag ain st th e background o f a s e t t i n g sun, o rch estra

and ch o ru s jo in in a g r a n d sym phony o f j u b i l a t i o n ( 5 )# f t

is, in d eed , a far c r y from t h i s t o L u d w i g *s l a t e r com pari­

s o n o f S h a k e s p e a r e *s p l a y s w i t h M o z a r t ’s o p e r a s , w here

every scen e, w ith its own k e y , its own i n s t r u m e n t a t i o n ,

its p e c u l ia r rhythm , its c h a r a c t e r i s t i c a l l y m elodic and

l . Y . G S IV p . 3 2 . C f . a l s o GS V p . 7 3 , l B 4 o - 5 1 * - 2 . v . H , K r a e g e r ,
a r t . c i t .P|»3 2 3 f « - jo V o G S T V p . 7 6 . G f . a l s o W . S c h m i d t - O b e r -
i H s s n i t z ^ o p . c i t . f o r d e t a i l s o f m u s i c a l e f f e c t s i n D ie
M akkab& er#
- 1 7 9 •“

harm onie tr e a tm e n t, is im p o rtan t not in i t s e l f , but only

i n so f a r as it c o n trib u te s to the org anic u n ity o f th e

w hole (l). I n t h e o r y , Ludw ig a lw a y s condemned t h e u s e o f

m u sical effects ( 2 ), a lth o u g h he n ev er q u ite abandoned

them , a n d was w e l l awace o f w hat h e c a l l e d t h e dangers of

h is own m u s i c a l n a t u r e ( 3 ). N ow here, in d eed , is th ere a

m ore o b v io u s g ap b e tw e e n t h e S h a k e s p e a r e s t u d i en and h i s

own p l a y s and fra g m e n ts , and w h ils t one c a n n o t h e l p adm ir­

in g th e co n sisten cy and i n g e n u i t y w i t h w hich Ludw ig t r a c e s '

c e r t a i n modes o f m u s i c a l s t r u c t u r e th r o u g h t h e w ork o f

o th er d ram atist, one m u st, on t h e w h o le , d ep lo re th e in ­

flu en ce o f m usic on h i s own d r a m a t i c p rac tic e.

The r e a s o n f o r th is d i s c r e p a n c y becomes c l e a r when one

com pares L u d w ig 's th eo ries o f m usical s t r u c tu r e w i t h Heb­

b e l 's m ore g e n e r a l v ie w s o f th e r e l a t i o n b etvæ en m u sic an^

d r a m a . As e a r l y as 1 8 3 6 , t h e l a t t e r h a d draw n a fu ndam en- j

tal d i s t i n c t i o n b etw een th e s p h e re o f m usic on th e one

hand and t h a t of p a in tin g , sc u lp tu re and p o e t r y on t h e

o th er ; w h ilst th e one e n d e a v o u re d t o m erge t h e p a r t i c u l a r

in th e g en eral and was, th erefo re, u ltim a te ly d e stru c tiv e ,j

th e o th er i n d i v i d u a l i s ed t h e g e n e r a l to a c le arly d efin ed j

l . G f , GS V p . 1 9 3 , 1 8 5 1 - 5 5 . - 2 . C f . a p a s s a g e t o t h i s
e f f e c t q u o t e d f r o m a n u n p u b l i s h e d MS o f t h e S h a k e s p e a r e — !
S t u d i e n b y L e o n M i s , p p . c i t . I p . 2 ’S 7 - 3* " D i e G e f a h r e n m e i
n e r e i g n e n m u s i k a l i s c h e n N a t u r " - c i t e d b y W. S c l r i m i d t -
O b e r l S s s n i t z , op. c i t . p . 91#
— 1 8o

p articu lar (l), and th u s alo n e fu lfille d i n H e b b e l *s v i e w

th e c o n d itio n s for p e r f e c t i o n o f form : "A llés In d iv id u ali -

si^ ren f& irt z u r ew igen i n n e r e n F o r m /( 2 ) , A lth o u g h t h i s de­

fin itio n d ates from a tim e p r e v i o u s to H ebbel*s d ram atic

cy(8jceeXy it was o n e w h i c h h e was t o ap p ly c o n s ta n tly , bo th

in h is c ritic a l th eo ry (3 ) and w ith r e f e r e n c e to h is own

w ork, and w hich was l a t e r r e i n f o r c e d b y t h e new i n s i g h t h e

had g ain e d through h is own e x p e r i e n c e of w ritin g th e l i - j

b retto fnS an o p e r a (4), j

It is, u n lik e ly , th erefo re, t h a t H e b b el w ould e v e r h a v e

g iv en s e rio u s c o n s i d e r a t i o n to m usic as a p o ten t facto r in |

dram a, and i t was o n l y v e r y o c c a s i o n a l l y th a t he allo w ed

the in tru sio n o f m usical effects in to the c lo se ly k n it

stru c tu re o f h is own p l a y s . H o w e v e r , b e a r i n g i n m ind t h e

p a rticu lar f u n c t i o n w h i c h m u s i c was t o fu lfil and th e r e ­

stra in t w hich, if used in dram a, it m ust i n v a r i a b l y put

upon th e n a tu ra l in d iv id u a l l s ing ten d en cies o f th e dram a­

tist, he d id at t h e same t i m e en v isag e th e p o ssib ility of

a f u s i o n b e tw e e n o p e r a and dram a " i n v e r y s p e c i a l c ase s”.

S u c h a c a s e wa s \ ^ ' 9 1 -. -

1 . C f. 2 ^ 5 5o ,5 S e p .1 8 3 6 :"M aler,B iid ln au er und H ic h te r b r i n ­


g e n n u r i n v e r e i n t e m W irken d as A b g e r u n d e t - V o r t r e f f l i c h e
z u r v o l l e n d e t e n Ans c h a u u n g ; d i e Mus i k h a t e i n e e n t g e g e n g e —
s e t z t e S p h S r e . i n d e m s i e , w e n n j e n e d a s A l l g e m e i n e zum B e ­
s t im m t-A bgegranz t e n i n d i v i d u a l i s i e r e n , das B estim m te i n e i n
A l l g e m e i n e s z u v e r s c i m e l z e n s u c h t . Darum i s t s i e v e r n i c h -
t e n d i n i t i r e r l e t z t e n V /irkung". - 2 . i b i d . l o l 8 , 7 M arch 1 8 3 8 .
3 # v . i n p a r t i c u l a r r e f e r e n c e s t o H i c h a r d Wagner - B r . V I p p .
1 9 1 , 1 9 6 ,2 3 3 e t c . - 4 . In 1858 H ebbel w rote P er S t e in w u f f . o f
w h ic h h e s a i d : " I c h h a b e e i n e n sch fln en Gew inn v o n H i n s î c h t
i n das V e r h S ltn is s d er P o e s ie zu r-M u sik davon g e tr a g e n " -
h e t t e r t o « t eh e r^-S eh u m 'A A A F r i e d r i c h U e c h t r i t z , 4 May 1 8 5 8 .
i b i d . p. 129. ’
- 181 -
M oloch (l) - vvhich, b o t h i n t h i s respect and i n th e fact th at it

was n e v e r co m p leted , bears an i n t e r e s t i n g resem blance to a sim ila r

e arly p r o j e c t by L udw ig: " e i n T r a u e r s p i e l m i t M usi k , aber ganz e i-

g e n und neu angew andt" (2 ). Not t h a t H e b b e l i n t e n d e d to w rite any­

th in g approach ing an o p e r a - th e m u sic, he em phasised, was t o ser­

ve, not ru le (5 ) - but because o f th e very g ran d io se n a tu re of its

co n cep tio n the d ra m a was w i t h few e x c e p t i o n s to be t r e a t e d in a

"g en eral" rath e r than in an " i n d i v i d u a l i s t i c " m anner, and a p p ea r­

ed,^ t o w arrant a m u sical accom panim ent n o t u n l i k e th at o f th e b a l­

lad (4 ). The h i g h l y s y m b o l i c a l , w o r l d - e m b r a c i n g ch aracter o f th e

C h ristu s fragm ent su g g e sts a sim ila r approach, and a lth o u g h th ere

is no d i r e c t ev id en ce for th is , it is in te re stin g to n ote th a t

L m i l Kuli s p e a k s of it as a "d ram atic o r a to r io " (5)* H ow ev er, it

was a m e t h o d w h i c h H e b b e l was n o t to r e p e a t and h is next and l a s t

p lay , D em etriu s, b e a rs no a p p a r e n t trac es o f the a u t h o r ’s p r e o c c u

p a tio n w ith th e p r o b l e m o f m u s i c a n d drama*

D ifferen t a s L u d w i g ’s a p p r o a c h , both p r a c t ic a l and t h e o r e t i c a l

may h a v e b e e n t o t h e same p r o b l e m , h e y e t l a c k e d tw o b a s i c q u ali­

tie s e sse n tia l to any d r a m a t i s t a c tiv e ly

1 . "Ohne h i c h a r d W agners B uch (O p e r u n d D ram a)im Ganz e n o d e r im S i r


z e l n e n i r g e n d a c c e p t i r e n z u k 8n n e n , s c h w e b t d o c h a u c h m i r , u n d z w ar
v o n m einem e r s t en A u f t r e t e n a n , d i e M ÿ g l i c h k e i t e i n e r V e r s c h m e l -
z u n g v o n O p e r u n d Drama i n g a n z s p e c i e l l e n F h l e n v o r , u n d m e i n e n
M o l o c h , a n dem i c h s e i t z e h n J a l n r e n a r b e i t e , h a b e i c h m i r i m m e r ±i
B e z u g a u f d i e M u s i k g e d a c h t " . L e t t e r t o R o b e r t S c h u m a n n , 21 J u n e
1 8 5 3 ; ^ . V p . l o 9 # - 2 . L e t t e r t o C , G * S c h a l l e r , 2 May 1 8 4 o : B r i e f e , e d .
c i t . y P .4 5 . - 3 . O f .D # K r a e l ik u n d ^ .L e m m e rm e y e r,Neue H e b b e ld o k u m e n te
B e r l i n a n d L e i p z i g , 1 9 1 3 , p . 8 6 . - 4 . G f . L e t t e r t o h o b e r t " S c h u m a n n , 3o
N o v . l 8 3 3 ; ^ . V p . 1 3 b . - 3 . F r i e d r i c h H e b b e l s S g m m tlic h e W erke,H am bu%
1 8 f c ? 4 ^ In tro d u e tio n to v o l s .I V - V I , p . 3.
- 182 -

in te ie ste d in th e art o f m usic# Fi r s t l g c , on accou nt o f h i s

n a tu ra l ten d en cies and o f h is claim th at c e r ta in asp ects

o f m u sical tech n iq u e co u ld be ta k e n over in to th at of th e

dram a U ), he failed t o make a w o r k a b l e d i s t i n c t i o n b e t ­

ween t h e tw o, th e r e b y la y in g h i m s e l f open to a certain

amount o f c o n f u s io n (2 ). ftco n d ly , he la c k e d th e a b ility


to seize upon th e e sse n tia ls o f m u sical s tr u c tu r e as r e l e ­

vant to th e dram a w ith^iut g i v i n g u n d u ly d e t a i l e d a tten tio n

to s p e c if ic m u sical d ev ices# Thus s i d e by s i d e w ith h is

co n stan t em phasis o n S h a k e s p e a r e *s p o w e r o f i n t e g r a t i n g

a ll t h e m an y e l e m e n t s o f h is plays in to a s i n g l e w hole

went a m in u te an aly sis of a ll th e se p a ra te p arts, lea d in g

him t o make s u c h acute but h ig h ly s p e c ia lis e d o b se rv a tio n s

as t h e d i s t i n c t i o n b e tw e e n sym phonic and c o n c e r t e d ty p e s

o f scenè in th e p lay s o f Shakespeare 13 )* I n L u d w i g ’s d r a ­

m atic p ra c tic e , th is p red ilec tio n for d e ta il c le a rly pre-


U
d o m in ates, a n d a l t h o u g h ( s u c c e e d e d now a n d a g a i n i n t h e

c r e a t i o n o f what h e c alle d "p o ly p h o n ic fin ales" or a se­

ries of "m u sik alisch e S tim m u n g s m o m e n te th e "m ighty p o ly ­

phonies" and " d ra m a tic sym phonies" ( 4 ) o f w hich he dream t

w ere to rem ain p e r p e t u a l l y o u t of h is reach. -But t h e pre—

1 . "Was a n d e r m a l e r i s c h e n T e c h n i k d a n n n o c h f e h l t , k a n n
aus d e r p o ly p h o n ie c h en M u sik e n t l e h n t w erden.-der K o n t r a -
p u n k t , d ie Fuge d e r H a n d lu n g , d er F lu s s ,H h y tm ik ,-d y n am ik ,H ar-
m o n i k j M e l o d i k " — ^ V I p . 2 9 , 1 8 5 7 —5 8 #— 2 # i t w i l l b e c l e a r
from what h a s - g o n e b e f o r e t h a t Ludw ig d i d n o t , a n y m ore
t h a n H e b b e l e n v i s a g e a m e r g i n g o f t h e two a r t s . C f # G S V I p#
29 a n d i b i d . p . 3 4 4 . - 3 .Cf#GS V p . 1 1 1 , 1 8 5 1 - 5 5 . - 4 . v # B . F i s c h ë |
OP# c i t . p . 46
- 183 -

ponderance of th e a n a l y t i c a l m ethod o v e r th e s y n t h e t i c a l is

o n e o f t h e h e il 1- m a r k s also o f L u d w g ’s d r a m a t i c t h e o r y , and

in p a rtic u la r o f h is th eo ry o f s t r u c tu r e . The v e r y t e n a c i t y

w ith w hich he ro b e d d eep er and d eep er i n t o the v ario u s ele­

m ents whic]TA c o n s t i t u t e the s t r u c tu r a l p e rfe c tio n o f h is ma­

s t e r *s d r a m a t i c art p r e c l u d e d him from e v e r fo rm in g f o r him ­

se lf a coherent and d e f i n i t i v e id ea of th at p erfectio n ,

e ith er in h is d ram atic th eo ry or in p ra c tic e in any one o f

h is p lay s.

" D er Gang d e r H a u p t s z e n e n a n a l y t i s c h , der In h a lt w ird

h e r a u s g e w i c k è i t ; d e r P la n s y n th e h s c h . M u s te r; H am lets S zen e

m it dem G e i s t . . ” ( l ) T h e s e w o r d s aieem t o p o i n t u n c o n s c i o u s l y

to two c h a r a c t e r i s t i c featu res i n L udw ig*s ap p ro ach to th e

p r o b l e m o f fir a m a t i c s t r u c t u r e ; firstly , th e im p o rta n c e w hich

he a tta c h e d to th e in d iv id u al scene, and, seco n d ly , th e r e ­

a lisa tio n o f th e need fo r a co h esiv e p la n . The n e c e s s i t y for

a rig h t rela tio n sh ip betw een th e two h a d becom e i n c r e a s i n g ­

ly obvious t o Ludw ig e v e r s i n c e h i s e a rlie st attem p ts at

w ritin g play s, and even o p e ra s : "La i c h v o n v o rrü rierein k e i - ;

nen P la n m a c h te ” , he w rote in 1846, "und m ir j e d e Zwiffl/cJrien-

und F d llsz e n e z u r mus i k a l i s c h e n Hummer a n s c h w o l l , w urden

m eine O pern U n g eh eu er. S c h n itt ic h nun davon ab, so v iel ich

zu m dssen g l a u b t e , urn d i e H o r m a l l & n g e h e r a u s z u b r i n g e n , s o -ws

war das k e in e o rg an isch e C e n tra lisa tio n - und das i s t ’s , was

m±x h e u t e noch (und b e s o n d e r s m it dem S n g e l ) p a s s i e r t " ( 2 ) .

l # i ^ V p .4 3 6 ;1 8 5 5 -6 .- 2 .L e tte r t o Z d u a r d D e v r i e n t , 5 Dec 1 8 4 6
G6 V I p . 3 4 4 /
- 184 -

But th e subsequent th ree v ersio n s o f P e r i^ n ^ e l v o n Au^sbiir.s

f a r e d no b e t t e r , and th e p lan s and s k e tc h e s for h is p lay s c

co n tin u ed to d iffer i n no way f r o m t h o s e for h is n o v els,

except for a seem in g ly a r b i t r a r y d iv is io n in to acts and

scenes. H is stu d ies f o r A ndreas H p f e r . f o r ex am ple, show

at lea st six d ifferen t attem p ts at such a d iv is io n , w h ilst

in a ll h is p lay s t h e number o f a c t s , th e a d d itio n o f pro­

lo g u es and th e o f t e n arb itrary d iv isio n in to trilo g ies and

tetralo g ies rem ain ed a m a tte r for en d less d e lib era tio n and

change®

One i s rem inded in t h i s co n n ectio n o f a passage i n Heb­

b e l *s d i a r y o f 1354, w here he r e c o r d s h a v in g b e e n a s k e d by

Grutzkow w h e t h e r h e was i n t h e h a b i t o f m aking d e t a i l e d

p lan s for h is dram as: "Ich b e s t r i t t d i e s s , ich setzte ihm

das O e f & ir lic h e ein er zu g r o s s e n V e r tie f u n g in s D etail aus

e in a n d e r. . . ich b eh au p tete, e i n e g r ü n d l i c h e S k i z z e v o r dem

K unstw erk s e y n i c h t v i e l b e s s e r , w ie e i n e B i o g r a p h i e v o r

dem L e b e n ® . " (l). The f a c t is th a t Hebbel alw ays d en ied

th e n e c e s s ity for - and, in d eed , th e p o ssib ility of - sucl

a p lan (2 ), and i t is only in c o n n e c tio n w ith h is youth­

ful p l a y , M i r a n d o l a . t h a t We h a v e a r e c o r d o f some s y s t e -
I
m atic scen e-b y -scen e arrangem ent o f th e first tw o a c t s , |

though even t h i s was b y no m e a n s ad iiered to in th e execu­

tio n , ÿo anyone f a m i l i a r w ith th e c reativ e processes of

1 . T I V 5 5 3 8 , 39 f f , 14 A u g .1854®
2 . C f . T l 1 4 9 6 , 1 6 F eb . 1839#
- 185 -

H ebbel, it is, how ever, c le ar th at, a l t h o u g h h e may n o t h a v e

conveyed h is plan s to p a p e r , h e n e v e r b e g a n a new d r a m a w i t h

out h a v in g a c le a r n o tio n , not on ly o f h is su b ject m atter,

but also o f th e g e n eral o u tlin e o f th e outw ard s t r u c t u r e .

Thus h e n o t e d i n 1 8 3 9 • "A ls m e in H a u p tw e rk muss i c h die Ju­

d ith b etrach ten , von der jetzt zw ei A cte fertig s in d und

d ie i n m ir b i s in s K lein s t e h in e in v o lle n d e t ist" ( l )3?.,

and i n 1858 he w ro te in c o n n e c t i o n w i t h D e m e tr iu s : " Die l e t z ­

ten zwei ^ cte j s i n d b e i m i r immer b l o s s e fig e r-S p rünge , de-

n en itire B edeutung gew iss ist" (2).

A lth o u g h , a s we h a v e s e e n , L u d w i g ’s p r a c t i c a l m e t h o d was

sad ly w an tin g i n th is resp ect, he b e li e v e d i n th eo ry th a t

t h e / arrangem ent o f th e acts sh o u ld arise n a tu ra lly out o f

th e developm ent o f a p a s s io n . The c o m p a c t n e s s o f a play

su c h as O th e llo se em e d t o him due t o t h e fact th at it was

b u ilt p rec ise ly on t h i s p rin cip le , th at, w h ilst the first

two acts co n ta in th e co n d itio n s u n d e r w hich jea lo u sy is

p o ssib le and p ro b a b le , the o th e r th ree present th is sam e

jea lo u sy in actio n (3). S im ila rly , he in te n d e d to co n stru ct

h is own A n d r e a s H o f e r in such a way t h a t e a c h s u c c e s s i v e -ae

a c t w ould c o n s t i t u t e a crescendo (4). Ln g e n e r a l , h o w e v e r ,

L udw ig g ave l i t t l e co n sid eratio n to the act as an im p o r ta n t

stu rc tu ra l elem en t, a dynam ic u n i t y w i t h i n t h e dram a as a

w hole. Throughout h is d ram atic th e o ry i t is rath er the

l . T I I 8 65 &3I D e c . 1 8 3 9 . - 2 . L e t t e r t o F r a n z D i n g e l s t e d t , 1 4
D ec. . 1 8 5 8 ; ^ . VI p . 2 2 1 . - 3 # C f . ^ V p . l o 2 , 1 8 5 1 - 5 5 # - 4 . C f.B .
F is c h e r , o n .c i t . . p . 65.
— 186 —

n atu re and t r e a tm e n t o f th e s c e n e w hich i s param ount, th e

p a tien t d e v o tio n w ith w hich, to u se h is own t e r m , h e "ana­

to m ised ” th e s tr u c tu r e of scene after scene b ein g a recurr­

ing featu re o f t h e S h a k e s o e a r e s t u d i e n * The s c e n e is essen­

tia lly a u n it, com plete and p e r f e c t in i t s e l f , but one

whose r e l a t i o n to t h e w hole m ust alw ays be b o rn e i n m in d.

T h is s u p e r i o r w hole i s never re f e r r e d to as th e act, but

alw ays in term s o f th e dram a i t s e l f .

" h in ü h a k e s p e a i'is c h e s Stiick i s t ein e fortw & kirende V o r b e -

reitu n g a u f d ie K a t a s t r o p h e , und so h a t jede ein zeln e

Szene ih re eig n e k le in e K a ta s tro p h e , zu d e r d e r d b r i g e

D ialo g V o rb e re itu n g ist" (l).

'Ti/hen L u d w i g s p e a k s o f th e d r am a g e i n g d iv id e d in to sm all

scenes, each o f w hich form s a c o m p le te G e n r e b i l d o r M jm us,

w h ilst at th e same t i m e m a i n t a i n i n g th e c o n tin u ity of the

w hole, it is not su rp risin g , th erefo re, th a t he sh o u ld

m ention in one b r e a t h th e p lay s o f Shakespeare a n d G o e t h e ’s

Faust (2)* T h is d oes n o t mean t h a t every scene has the

same i m p o r t a n c e o r t h e same f u n c t i o n t o fu lfil/, for, as

has a l r e a d y b e e n m e n t i o n e d , Ludw ig alw ay s d istin g u ish ed

c arefu lly b e t w e e n two t y p e s of scene: on t h e one h a n d t h e

k i n d w hich form s th e r e a l stru c tu re or "skeleton" o f the

p la y by p la c in g a ll th e em phasis on t h e words and a c t io n s

o f th e hero - th e s o -c a lle d "S p iel" or "T h a th a n d lu n g s s z e -

l.œ V p . 99. - 2 .C f. ib id . p . 427.


- 187 -

n e n " — and on t h e o th er th e s o - c a lle d "A u sleh eszen en " or

"S zen en des G le ic h g & ltig e n " w hich a r e c h ie fly concerned

w ith th e im pact o f th e actio n i n t h e m ind o f t h e s p e c t a t o r

by d eep en in g the e ffect, slack en in g th e te n s io n and p ro v id ­

i n g w hat L udw ig c a l l e d p o inty o f d e p a r t u r e , tran sitio n and

rest (l)*

" In S zenen ohne e i g e n t l i c h e T h athandlung, wozu i c h auch

B n tsch lû sse, P i âne usw. zS tile, i n w e lc h e n d i e Stim m ung

von e in e r Th a t h a n d l u n g s s z e n e w i e i n f ig u r ie r te n O rg el-

punkten a u s k l i n g t . • . f in d e t das polyphone A u sleb en m ehre-

rer k o n t r a s t i e r e n d e n Stim m en n e b e n e i n a n d e r , w orin d ie

P o esie am m e i s t e n S p i e l r a u m h a t , am b e q u e r n s t e n P i a t z " ( 2 ) .

The p r i n c i p l e h e r e in v o lv ed is e s s e n tia lly n o n -arc h ite c ­

to n ic , rely in g not on a rh ytlrim ical a rra n g e m e n t o f s c e n e

w ith in act and a ct w i t h i n dram a, b u t on a m o d u la tin g pro­

g ressio n of le is u re lin e s s and i n t e n s i t y , m oving l i k e a

sym phony t o its ap p o in ted tr a g ic clo se. It is, in d eed , es­

se n tia lly a m u sical p r in c ip le .

If a p lay such as P e r L r b f B r s t e r does n o t en tirely con­

form t o th is p rin c ip le (3), it yet rev eals th e unconscious

b e g in n in g o f an a t t i t u d e w hich r a t e d th e cum u lativ e effect |

o f a tm o s p h e r e m ore h i g h l y t h a n a l o g i c a l d iv isio n in to I

scenes and a c t s . The d i f f e r e n c e b e c o m e s c l e a r w h e n o n e oom-


I
pares w ith i t a p la y such as H e b b e l* s H e ro d e s u n d M a ria m n e ^

l . C f . G S V p p . 1 2 3 , 4 5 4 , 4 7 6 , 1 1 1 , a n d GS I V p . 4 4 * - 2 . i b i d . p . 94^
1 8 5 8 - 6 o . - 3 . O f . L u d w i g *s own c r i t i c i s m - i b i d . p . 1 2 2 - 2 3 >
1851-55.
X88 —

w here th e outw ard p a t t e r n is alm o st one o f sym m etry, b u i l t

on th e p rin cip le of a n tith e sis w hich, in tu rn , was i n i i e r e n t

i n H e b b e l ’s i d e a o f d u a l i s m and c o n f l i c t . C o n flic t b ein g

th e essence o f dram a, th e d ra m a tis t m ust, Hebbel b e lie v e d ,

c ry sta llise its sa lie n t situ atio n s i n what i n a n o th e r con­

n e c tio n he c a lle d "p o in ts o f c o n cen tratio n " ( lf o rm in g

certain c le a rly -d e fin e d stag es in th e d ram atic stru ctu re#

In h is own p r a c t i c e , Hebbel u s u a lly r e f e r r e d to th ese as

"H au p t-S cen en ", im p ly in g t h e i r im portance fo r th e g en eral

actio n , but also freq u e n tly em phasising th eir re la tio n to

th e p a i'tic u la r act i n w hich t h e y s t a n d . Thus h e sp o k e o f

th e scene b etw een T itu s a n d M a r i amne a s th e c h i e f one i n

th e fin al a c t o f H e r o d e s u n d M a r i amne (2^, w h ilst it was

th e Jew - a su b sid iary ch aracter im p o rtan t only for the

u n d erly in g problem o f th e play - who p r o v i d e d i n h i s eyes

th e apex o f th e se c o n d a c t o f Genoveva (3). The a c t is

h e re se en to be b u i l t up on a p r i n c i p l e of g rad a tio n in

w hich m in o r and m a jo r s c e n e s aljk e are i n t e l l i g i b l e o nly

w ith in th e c o n tex t o f a la r g e r u n i t. T h is larg e r u n it is

th e a ct, w hich i n tu rn conform s t o no o u t w a r d p a t t e r n ,

but to an in w a rd p r i n c i p l e o f form i n an o r g a n i c w hole^

fu lfillin g a dynam ic f u n c t i o n w i t h i n the dram a. W hile en­

g a g ed on w r i t i n g M a ria M agdalena H ebbel d escrib ed th is

1 . L e t t e r to A rn o ld K ûg e,1 5 H e p .1832 V p . 2 6 . — 2.%" I l l


4461, 14 N o v .1 8 4 8 .- 3 .L e t t e r to F ra n z D i n g e l s t e d t 2 S e p .
1 85 1 ;B r IV p . 3 1 5 .
— 189"

p rin cip le in th e fdlow ing c h a r a c t e r i s t i c terras:

’’Was ^ t y l in der K unst, das b e g r e i f e n d ie L eu te am w enig*

sten . So i n d e r T r a g i ’d i e , dass d ie I d e e ira 1 . Act als

zuckendes L ic h t, ira 2 . a ls S tern , d e r m it N e b eln kSrapft,

ira 3 , a ls dSm m ernder Mond, im 4 . a ls s tra h le n d e Sonne,

d ie k e in e r rae h r v e r l â u g n e n k a n n , u ^ t o 5* a l s v e r z e h r e n -

d e r u n d z e r s t j r e n d e r K om et h e r v o r t r e t e n rauss” ( l ).

Such a s ta te m e n t m u st, h o w ev er, n o t be t a k e n too l i t e ­

rally , and th e s im p le fact th at it was w r i t t e n d u r i n g H e b ­

b e l *s c o m p o s i t i o n o f a d r a m a i n t h r e e acts, is a w arning

ag ain st o v e r-sira p lifica tio n ! It c a lls, m oreover, fo r th e

careful in v estig atio n o f a h ig h ly com plex p ro b le m , th at o f

the I d e a as t h e u l t i m a t e source o f form . T his is a facto r

common t o H e b b e l a n d L u d w i g a l i k e , and c o n s t i t u t e s an i n ­

te re stin g and im p o rta n t p o in t o f c o n ta ct in any c o m p a riso n

of th eir th eo ries o f d ram atic s t r u c t u r e . In the case o f

Hebbel i t is p a z 'tic u la r ly n e c e s s a ry , in o rd er to av o id

false or u n fa ir co n clu sio n s, not to lo se sig h t of h is dra­

m atic p ra c tic e . H is d e fin itio n in th e h a p le ss ’’M e i n W o r t

liber das Dram a” o f t h e Id e a as th e ’’A l l é s b e d i n g e n d e s i t t -

lic h e C entrum ” , f o r exam ple, has c a u s e d much f r u i t l e s s c ri­

tic ism , a n d may w e l l h a v e o c c a s i o n e d t h e fo llo w in g sta te ­

m ent by L udw ig: ”Die I d e e des lb: am a s m u s s m e h r k o n k r e t als


ab strak t, m e h r im k ü n s t i e r i s c h e n a ls p h ilo so p h isc h e n S in n e

genommen w e r d e n , sie ist d ie E in h e it des M ann ig fa l t i g e n ,

l.C f.T II 2897, 25 N o v . 1 8 4 3 . - V .


— 19o —

der S tan d p u n k t, aus dem d a s M a n n i g f a l t i g e s i c h a l s SinJrieit

a n s c h a u e n 1 &s s t " ( l ). But H e b b el w ould h a v e d en ied w ith great

vehem ence any a c c u s a t i o n o f h a v in g trie d to tra n sla te th e

Idea in i t s ess n t i a l l y p h ilo so p h ic al or sp e cu la tiv e sense

in to th e sphere o f the dram a, b e in g co n v in ced t h a t , before

he can ex ecu te an y th in g , the p o e t m ust undergo a double pro­

cess: " Der g e m e in e B t o f f m uss s i c h in ein e Idee auflflsen und

d ie Id ee sich w ieder zur G e sta lt v e rd ic h te n 12). T h is d efi­

n itio n , f o r m u l a t e d m ore t h a n a y e a r b e f o r e H e b b e l ’s first

p lay , J u d ith , alre ad y r e f e r s to t h e two p r o c e s s e s w h i c h a l ­

ways se e m e d to him e s s e n t i a l for a tru ly d ram atic presen­

tatio n , a n d w h i c h h e was c o n s t a n t l ^ ^ n o t w i t h o u t e ffo rt,

try in g to com bine i n h i s ovjn d r a m a s - the process o f sym­

b o lisatio n and t h a t o f th e fin al appearance o f th e Idea in

th e perfect form . In re sp e c t of th e form er, it is p o ssib le

to trace a d e fin ite change, or ra th e r p ro g ressio n , in th e

th eo ry and p r a c t i c e o f h eb b el; in such e a rly w ritin g s as

h is e s s a y o n K l e i s t *s P r i a m . F r i e d r i c h v o n Hpmburg. ( 3 ) , th e

p r e s e n t a ti o n o f th o u g h t s t r i v i n g t o become d e e d th r o u g h t h e

a c tio n o f the h e ro , w hich h e t r a c e s through th e su c c e ssiv e

stag es of the p la y , is e sse n tia lly in agreem ent w ith L ud-

l.G H V p . 4 3 7 . - 2.T I 1232, June 1 8 3 8 .C f, a lso an i n t e r e s t i n g

c o m m e n t b y H u d w i g : "Man t h u t n u n w o h l , s t e t s b e i d e r A n s c h a u -
u n g z u b l e i b e n , d i e - V / i ^ k u n g n i c h t i n e i n e F o r m e l - I de e - a u f zu-
3 i & s e n , j b i d e r d i e A ns c h a u u n g u n t e r g e h t , u n d d i e d a s Aus d i c h -
t e n e r s c h w e r t , w e i l i m m e r w i e d e r d i e Mulie e r f o r d e r t w û r d e ,
G edanken, das h e i s i t a b s t r a k t e , i n G e fü h le und H andlung en r û c i
w S xts zu d b e r s e t z e n . . GS V p . 263#"- 3 . ”^ b e r T h e o d o r K f i r n e r
u n d H e i n r i c h v o n K l e i s t " " Y l 8 36 ; W I K p . 3 9 .
- 191 -
v ; i g ’s th eo ry o f th e ”C h a rak terid ee " as i n f o r m in g and l i n k ­

in g to g eth er every part o f a dram a. But t h i s c o n c e p tio n be­

cam e i n c r e a s i n g l y m e r g e d w i t h H e b b e l ’s own s u b j e c t i v e th e­

ory o f th e I d e a as a?w orld p r i n c i p l e , u n t i l he even e n v is­

aged the p o ssib ility o f m aking t h e v e r y "ju stific atio n " of

the Idea i t s e l f th e su b ject o f a dram a (l). T h is in cre asin g

em phasis on t h e thou g h t co n ten t o f h is dram as, w hich i n e v i ­

tab ly put a great s tr a in upon t h e i r stru c tu re (2), puts one

i n m ind o f a p a s s a g e by L udw ig, in w hich he c la im s th at,

sin ce th e id eas o f th e "se n tim en ta l" poet act as c o n t e n t

C s t o f f ” ), o n ly th e " n a i v e " poem o r dram a c a n h a v e p o e t i c

form 13). N o t w i t h s t a n d i n g t h i s m arked te n d e n c y , how ever,

H ebbel e n d eav o u red to re m a in t r u e to h i s view o f th e clo se

c o n n e c tio n betw een c o n te n t and form , and c o n tin u e d to s t r i v

after a form o f dram a whose s t r u c t u r e w ould be i d e n t i c a l

w ith th e particu lai" id eas w ith w hich i t was c o n c e r n e d .

T his is seen, for exam ple, in h is view o f th e carefu lly

graded r e la tio n s h ip i n w hich t h e v a r i o u s p arts o f a dram a

w ere to s ta n d to th e Idea i t s e l f .

"Und o b g l e i c h d ie zu G runde g e l e g t e I d e e . . . d e n H i n g ab-

g ieb t, in n erh alb dessen s ic h A llés p la n e ta risc h regen

und bewegen m uss, so h a t der D ic h te r. . .s ic h wohl zu

h û ten , a lle sein e C harafetere, w ie d i e s s in den s o g e -

t o h i s A g n e s B e r n a u e r : N u r im l e t z t e n -act m u s s i c n x m r z e n .
A l l é s , was d e n b t a a ^ a n g e h t , l & s s t d i e Menge k a l t - L e t t e r t o
C h r i s t i n e H e b b e l , 26 M a r c h 1 8 5 2 :B r . I V p . 4 2 4 . * * 3# G f . GS V I p .
3 8 a n d GH V p . 2 7 o , -
- 1 9 2 .-

n a n n ten ly r is c h e n S tû ck en S f t e r s g e sch ie h t, dem C e n t r u m g l e i c h

nah * zu s t e l l e n . Das v o l l k o m m e n s t e L e b e n s b i l d e n t s t e h t dann,

wenn d e r H a u p t c h a r a k t e r das fûr d ie Nebe n - und C e g e n c h a r a k te -

re w ird , was d a s C esch ick , m it dem e r r i n g t , für ih n i s t , und

wenn a i c h auf so lch e W eise A l l é s , b is zu den u n t e r s t e n A b s tu -

fungen h e ra b , in , durch und m it e in a n d e r e n tw ic k elt, b ed in g t

und s p i e g e l t ” ( l ) .

It is in te re stin g to n o t e t h a t L udw ig, to o , thought o f th e Idea

as the s u n r o u n d w hich t h e v a r i o u s ch aracters o f a dram a re^ ro lv e

lik e p lan ets in v ary in g degrees o f p ro x im ity , co n d itio n in g one

a n o th er w ith in an o r g a n i c u n i t y (2). B ut w h i l s t H e b b e l saw t h i s

re la tio n sh ip in an a sc e n d in g scale, w ith th e I d e a as the h ig h e s t

facto r, tran scen d in g th e im m ed iate sc o p e o f th e dram a, Ludw ig,

who m a d e t h e Idea re sid e w ith in th e soul;T o f th e h e ro h i m s e l f (3 )

ad v o cated a tec h n iq u e of p e rsp ec tiv e : ” G a nz im V o r d e r g r u n d e das

L eiden des a l t e n L e a r , m e h r im H i n t e r g r u n d u n d e b e n s o w e n i g e r

b reit au sg efd tirt d ie G lo s te rg e s c h ic h te , n o c h w e i t e r im H i n t e r ­

grund und f a s t b lo s s sk izziert d as V e r h S l t n i s Edmunds z u d e n

bo h w estern , W underbar w ie d i e L e a r g r u p p e und d i e G l o s t e r g r u p p e

in e in a n d e r v e r s c h r ânkt w erden” (4 ), ad d in g i n an o th er p la c e :

"D ie D o p p e lf a b e ln b e i S h a k e s p e a r e s i n d g le ic h s a m d ie

1 . " M e i n Y/ort i i b e r d a s D r a m a " , W X I p . 5 # - 2 . 0 f . G S V p . 6 2 . - 3 . C f .


i b i d . p . 4 4 1 : " E s i s t b e i S h a k e s p e a r e k e i n Neb e n e i n a n d e r 1 a u f e n d e s
Dr a m a t i s ch-eKhe a t r a l i s c h e n , d e r e t h i s c h - p s y o h o l o g i s c h e n I d e e u n d
des Stiickes s e l b s t ,s o n d e rn d i e s e r V /id e r s tr e it i n d e rs e lb e n P e r­
s o n i s t z u g l e i c h d a s t h e a t r a l i s c h - d r a m ^ i s c h e T hem a u n d d e r K e m
d e r I d e e " . - 4 . i b i d , p . 214
- 19 3 -
z w e i A ugen, durch w e lc h e d i e E in e S e e l e der t r a g i s c h e n I d e e

uns sc h m er z b e z a u b e r n d a n s i e h t ” ( l ) .

Such o b s e r v a t i o n s may w e l l h a v e had t h e i r r o o t i n Ludwig's


own e a r l y d r a m a tic p r a c t i c e . I n Das Fr&%lein v o n S p u d e r i

f o r e x a m p le , t h e problem o f how t o j o i n two s e p a r a t e p l o t s


t o form a c o h e r e n t w hole had b e e n p a r t l y s o l v e d by r e l a t i n g
them t o t h e same u n d e r l y i n g i d e a o f S o h e in und S p i n , w h ich

o c c u p i e d Ludwig so much d u r in g t h i s e a r l y p e r i o d . C on verse­


l y , i n D ie Makkab&er. i t w ould seem as thou gh t h e p l o t con­
c e r n in g E l e a z a r ' s t r e a s o n had b e e n i n v e n t e d by t h e a u th o r

w it h t h e e x p r e s s p u r p o se o f e m p h a s is in g t h i s same i d e a a l ­
r e a d y p r e s e n t i n J u d a h 's c h a r a c t e r ( 2 ) . That t h e I d e a was

o f a c t u a l a s s i s t a n c e t o Ludwig i n t h e c o n s t r u c t i o n o f h i s

p la y s i s p ro v ed by s t a t e m e n t s s u c h as t h e f o l l o w i n g ; w h ich
r e f e r s t o t h e 1856 v e r s i o n o f Agnes B e r n a u e r : "Ich s t e c k e

b i s d b er d i e Ohren i n meinem S t û c k e ; e n d l i c k h a b ' i c h e s

s o w e i t g e b r a c h t , d a s s m ir m ein Ged& chtnis denyyon e i n z e i ­


n en Zflgen, woraus m ein P la n b e s t e h t , so l e b h a f t w ie d e r v e r -
g e g e n w & r t ig t , d a ss i c h i h n zu e i n e r Anschauung m it H i l f e

d es Eadens und LSmpchens der I d e e im M i t t e l p u n k t e , zusam -


m eSŸassen h o f f e n darf" (3 )# H e n c e , Ludwig l a t e r demanded
J

t h a t t h e I d e a s h o u l d c o n s t i t u t e t h e v e r y b a s i s o f d r a m a tic

stru ctu re, and r e f e r r i n g o n ce a g a in t o t h e a r t o f m u s i c ,


Woxt ttijcx ùfu ïi% ;i.7 ,1 8 5 1 -5 5 . |
2 . I n t h e B i b l e s t o r y E l e a z a r was n e v e r a d e s e r t e r , b u t d i e d
a h e r o i c d e a th a t t h e s i e g e o f J e r u s a l e m . - 3 # L e t t e r t o B e r t
h o l d A u e r b a c h ,11 A p r i l 1 8 5 6 ;GS VI p . 3 8 8 .
- 194 -
c la im e d t h a t , j u s t as h e r e t h e many v a r ia tio n s and m o d u la t io n
r e f e r b ack t o a c e n t r a l th e m e , s o t h e u n d e r l y i n g i d e a o f a

drama must become i t s c h i e f c o o r d i n a t i n g f a c t o r , p r o d u c in g

a s e n s e o f u n i t y and n e c e s s i t y ( l ). I t i s i t s c e n tr e o f gra­

v ity , it s " p l a s t i c la w " , t h e d r a m a t i s t ' s c h i e f means o f


t r a n s f o r m in g h i s m a t e r i a l i n t o a l i v i n g o r g a n ism . " S ie i s t

d i e h i n h e i t d es M a n n i g f a l t i g e n , d er S ta n d p u n k t, aus dem das


M a n n i g f a l t i g e s i c h a l s -E in h e it a n sch a u en I d s s t " ( 2 ) . F orget­

t i n g f o r t h e moment h i s own p a i n f u l s e a r c h i n g f o r t h e I d e a
and t h e o f t e n c o l d l y i n t e l l e c t u a l p r o c e s s w hich accom p an ied

i t , Ludwig i s h e r e b a s i n g d r a m a tic s t r u c t u r e upon a p r in ­


c i p l e w hich t r a n s c e n d s t h e m e r e ly t e c h n i c a l , th u s l i f t i n g

drama on t o a p la n e where even t h e m ost a c c o m p lis h e d


" craftsm an " must i n e v i t a b l y f a i l . By c a l l i n g t h e I d e a " d ie

H a u p tb ed in g u n g a l l e r W irkungen, das Band ohne w e lc h e s d i e

Wirkung i n Wirkungen z e r f a l l e n m u ss, d i e s i c h g e g e n s . e i t i g


au fh eb en " ( 3 ) , he com es, m o r e o v e r , c u r i o u s l y n e a r t o an

i n t e r e s t i n g d e f i n i t i o n by H e b b e l, f o r m u la t e d two or t h r e e

y e a r s l a t e r , i n 1 8 5 9 : ”B ie I de en s i n d im ibrama d a s s e l b e ,
was d er C o n tr a -P u n c t i n d er M usik; n i c h t s an s i c h , ab er

O rundbedingung f ü r A i l e s " (4 )#
W ithout t h i s c o n v i c t i o n o f t h e s u s t a i n i n g power o f t h e

I d e a , n e i t h e r H e b b e l* s nor L u d w ig 's c o n c e p t i o n o f d r a m a tic


s t r u c t u r e w ould b e c o m p le t e , b u t i n e a c h c a s e t h e i r c o n - ^
l.C f.G S V p p . 4 5 6 f . , 1 8 5 7 - 5 8 .- 2 .ib id .p .4 3 7 ,1 8 5 5 - 5 6 .- 3 # i b i d 4 .
4.T IV 5 6 9 5 , 1 A p r i l 1 8 5 9 .
- 195 -

c e p t i o n a p p r o x im a te s t o an i d e a l and i s o n ly t o o f r e q u e n t l y
o v ersh a d o w ed by o t h e r c o n s i d e r a t i o n s . The c h i e f s t u m b lin g -
b l o c k i n Ludwig*s own d r a m a tic p r a c t i c e was d o u b t l e s s t h e
p r e o c c u p a t i o n w it h h i s m a t e r i a l and t h e c o n s t a n t r e s h a p in g

of it w it h o u t a p p a r en t i n n e r n e c e s s i t y . H is v e r y f i r s t p la y s

s u c h as t h e e a r l i e r v e r s i o n o f A/^nes B e rn a u e r abounded i n

a l l t h e p a r a p h e r n a l i a o f Sturm und Lrang i n t r i g u e s , w ith

t h e a c c e n t e n t i r e l y on w i l d m a c h in a t io n s and e x t e r n a l i t i e s

o f p lo t. "Las w ild e L i n g ” , h e l a t e r c a l l e d one o f t h e s e im-^

m atu re a t t e m p t s , b e i n g p a i n f u l l y aware o f i t s d e p lo r a b le

l a c k o f form , b u t q u i t e u n a b le t o e x e r t any e f f e c t i v e con ­


t r o l o v e r t h e "M ateria p ecc a n s" w hich seem ed t o d e f y i t s
v e r y c r e a t o r and ta k e p o s s e s s i o n o f him l i k e a d i s e a s e (l).

I & is d r a m a tic p r a c t i c e c o n s i s t e d o f a c e a s e l e s s p r o c e s s o f
s e l e c t i o n from a mass o f p o s s i b l e p l o t s , w hich o u s t e d a l l

s e r i o u s a t te m p ts to endow them w it h d ram a tic form . With t h e

a b s o r p t i o n i n S h a k e s p e a r e a n drama, h e t e n d e d , as we h a v e
s e e n , t© become i n t e r e s t e d i n t h e more e t h i c a l c o n t e n t ©f

h i s own p l a y s , i n p a r t i c u l a r i n t h e r e l a t i o n s h i p b e tw e e n
g u i l t and p u n ish m e n t. But t h e in n u m e r a b le d i f f e r e n t p la n s

and u n f i n i s h e d v e r s i o n s o f a l l t h e s e l a t e r pLays amply p ro v e


t h a t t h e p rob lem o f f i n d i n g a s u i t a b l e pl#it i n w hich t o

c l o t h e t h i s r e l a t i o n s h i p s t i l l r e m a in e d , and w it h i t th e
need & f ir m d r a m a tic s t r u c t u r e and t h e u n f u l f i l l e d

c r a v i n g f o r form#

1 . Of . L e t t e r t o Lduard L e v r i e n t , 5 L e e . 184-6 :GS VI p . 342#


— 196 —

Y et i n t h i s v e r y f l e x i b i l i t y o f h i s m a t e r i a l t h e r e can b e

d e t e c t e d an e l e m e n t , w h ich i n t h e s u r e r hands ©f a more accom­

p l i s h e d d r a m a t is t m ig h t h a v e p r o v e d o f p o s i t i v e v a l u e i n t h i s

c o n n e c t i o n - an e le m e n t which was t o some e x t e n t l a c k i n g ±n

t h e work o f H e b b e l. T h is i s t h e c a p a c i t y f o r what S c h i l l e r , i i
a n o th e r c o n n e c t i o n , c a l l e d t h e " S p i e l t r i e b ", o r , mere p r e c i s e

l y , what Ludwig d e s c r i b e d as t h e a b i l i t y t o d e ta c h s u b j e c t

m a t t e r from a l l e x t e r n a l c o n d i t i o n s ( l ) and t o p l a c e i t w it h ­

o u t r e s e r v e i n t h e s e r v i c e o f form . The " e t h i c a l s e r i o u s n e s s "

w it h w hich H eb b el a p p ro a ch ed h i s dram as, t h e s e n s e o f a h i s t o ­

r i c a l m i s s i o n w hich t h e y w ere t o f u l f i l , o fte n ten d s in h is

t h e o r e t i c a l w r i t i n g s t o c lo u d any c o n s i d e r a t i o n s o f t h e more

fo r m a l a s p e c t s o f drama and t o endow h i s dr ama ttic s u b j e c t s

t© s u c h an e x t e n t w it h t h e u r g e n c y o f a "message" t h a t t h e
m o u ld in g o f them i n t o a t r u l y d ra m a tic s t r u c t u r e c o u ld i n

f a c t , b e n© s i m p l e p r o c e s s . That H e b b el was n o t unaware o f

t h i s and y e t f e l t a b le t o j u s t i f y i t i s shown by h i s c l a im
i n t h e P r é f a c é t # M a ria M agd alena t h a t i n h e r o i c t r a g e d y (a s

o p p o se d t o t h e t r a g e d y o f common l i f e ) " d ie Schw cre d es S t o f -

fes, das G ew icht der s i c h u n m i t t e l b a r d aran k n ü p fen d en H e f l e -

% ionen"to a c e r t a i n e x t e n t made amends f o r d e f i c i e n c i e s i n

t r a g i c form ( 2 ) . At b e s t t h e p a r t i c u l a r q u a l i t y o f d r a m a tic
1 .C f.G S V p #4 1 2 : "Bin Drama muss vollkommen g e s c h l o s s e n und v©3f
kemmen d u r c h s i c h t i g s e i n . Das macht d i e vollkom m ene L o slU su n g
##m S t o f f e s v o n S u s s e r n B e d in g u n g c n n ë t i g . B g muss s e i n e B e d in
g u n g en a l l e i n s i c h s e l b e r h ab en und w ir m üssen das s e h e n " .
2.W XI p 6 3 f . C f . a l s o H e b b el *s c h a r a c t e r i s t i c rem ark: "Man w ir f t
m ir z u w e i l e n & o h w e r f & lli g k e it des D i a l o g s v o r und v e r l a n g t
i h n f l i e s s e n d e r . D a r a u f a n tw o r t e i c h : d a s Wasser w i r f t d i e weni,
s t e n B i a s en a u f , i n dem $(eine F i s c h e schwimmen"-T I I I 3 8 2 4 , ^
2 9 N o v .1846
- 197 -

s t r u c t u r e must a lw ay s be d i c t a t e d by t h e n a t u r e o f t h e ma­

t e r i a l and s h o u l d o n ly be ju d g ed i n r e l a t i o n t o i t (l).
T h is d oes n o t , h o w e v e r , e x c l u d e t h e n e c e s s i t y f o r a p e r f e c t

f u s i o n b e tw e e n c o n t e n t and form , and H e b b e l, aware o f a

d a n g ero u s c l e a v a g e i n h i s own work i n t h i s r e s p e c fe , more


th a n o n ce r e f e r s t o t h e d i f f i c u l t y w hich h e e x p e r i e n c e i i n

r e c o n c i l i n g t h e tw o , im p ly in g t h a t i t was o f t e n overcom e

o n l y by a c o n s c i o u s a r t i s t i c e f f o r t ( 2 ) . Y et a lt h o u g h l i g h t
n e s s o f t o u c h , th r o u g h detactim ent from and e v e n a c e r t a i n

a r t i s t i c i n d i f f e r e n c e tow ards h i s m a t e r i a l a r e q u a l i t i e s
w h ich H e b b e l* s d r a m a tic s t r u c t u r e o f n e c e s s i t y l a c k e d , i t s

v e r y c o n e i s e n e s s and a b s o l u t e s i m p l i c i t y has a p e c u l i a r

appeal o f i t s own, w hich i s i n no s m a l l m easu re due t o t h e

s e l f - a s s u r a n c e , c o n s i s t e n c y and i n e x o r a b l e s e n s e o f p u rp ose
r e v e a l e d i n h i s t h e o r y o f d ra m a tic form .

The f r a g m e n ta r y c h a r a c t e r o f m ost o f Ludwig *s work t e l l s


a v e r y d i f f e r e n t s t o r y , w hich i s c h a r a c t e r i s e d by a con­
s t a n t t e n s i o n b e tw e e n h i s i d e a l o f d r a m a tic s t r u c t u r e and

h i s own e f f o r t s t o a t t a i n t o i t . On t h e one hand h e »aw

t h e m a s s iv e o rg a n ism o f a S h a k e s p e a r e a n p la y w hich seem ed


t o him n o t o n l y t o h a v e a c h i e v e d a t r u e u n io n o f form and

c o n t e n t ^ b u t t o h a v e , as i t w e r e , overcom e t h e o f t e n t r i v i a ]
1 . C f . r e v i e w o f H . ^ t n e r ’s A ndreas H o f e r , 1849:W XI p . 2 7 9 .
2 . C f .L e t t e r t o L . G u r l i t t .2® May 184-7tB r.IV p . 2 6 : " I c h t h e i l g
d i e SekwJlche S c h i l l e r s , d e r J a h r e b e d u r f t e ,u m S t o f f und Fora
m it e i n a n d e r zu v e r s S h n e n ”#
- 198 -
o r u n p l e a s a n t subq^eot m a tt e r by a m a s te r y o f d r a a ia tic compo­
sitio n ( l ) ; on t h e o t h e r h a n d , t h e r e was t h e s p e c t a c l e o f tlB

a c c u m u la tio n o f h i s own s h a p e l e s s p l a n s , g i v i n g r i s e t o one


a l t e r a t i o n a f t e r th e o t h e r . " W ill i c h n i c h t gan z neue A r b e i t

m achen, muss i c h m anches vo n jenem c o m p l i c i e r t e n G e t r ie b e


m it i n s Neue aufnehmen - und damit am Ende das G anze, denn

das Zeug i s t so v e r w a c h se n u n t e r s i c h , d a ss man n i c h t s è o s —

bekommt, ohne das Ganze zu z e r r e i s s e n ” ( 2 ) . Thus r a n Lud­

w i g ^ u s u a l argum ents a t t h e end o f a lo n g and w eary r o a d ,

and what i n 184o had seem ed s o e a s y , nam ely to c o l l e c t a

w e a lt h o f m a t e r i a l and t h e n t o u n i t e i t w it h b e a u t y o f form

( 3 ) , was to re m a in p e r p e t u a l l y o u t o f h i s rea ch *

However t h i s may b e , t h e problem o f d ra m a tic sh a p e was i ï


t h e c a s e o f b o t h d r a m a t i s t s a v e r y r e a l o n e , i f o n ly

b e c a u s e o f i t s v e r y i n t i m a t e b e a r i n g upon t h e i r own work.

A lth o u g h n e i t h e r o f them h a v e b e e n s e e n to o f f e r any c l e a r -


c u t d e f i n i t i o n s , b o th H e b b e l* s f r e q u e n t r e f e r e n c e s t o form

i n g e n e r a l and L u d w ig 's d i l i g e n t e x a m in a t io n o f i t s many


f a c e t s i n c o m p o s i t i o n do i n f a c t add up t o a c l e a r l y d i s t i n ­

g u is h a b le c o n c e p tio n o f th e q u a l i t y o f d ra m a tic s t r u c t u r e *

But t h e p o i n t s o f c o n t a c t b e tw e e n t h e i r t h e o r i e s a r e f e w ,
and n o t h in g i n f a c t shows more c l e a r l y t h e c h a r a c t e r i s t i c

d i f f e r e n c e s i n t h e i r ap p roach t o t h e p r i n c i p l e s and m ethods

u n d e r ly in g the c o n s tr u c tio n o f p la y s .

l * C f , ^ V p . 2 7 o . - 2 * L e t t e r t o J .G .W e t z s t e in ,M a y /J u n e 1 8 4 3 ;
(B r i e f e . e d . c i t *p *7 5 » - 3 * O f . L e t t e r t o C h r .O t t e , 1 8 March
164-q : ~ i b i d *p*29*
- 199 -

CONCLUSION

The g e n e r a l p i c t u r e w hich em erges from t h e p r e s e n t cemr-

p a r i s p n o f some m ajor a s p e c t s o f H eb b el and Ludw ig*s dra­


m a t ic t h e o r y i s a com plex o n e . # i i l s t f o r muck o f t h e tim e

t h e i r v ie w s have b e e n s e e n t o ru n p a r a l l e l , w i t h v a r y i n g

d e g r e e s o f d i s t a n c e b e tw e e n them , at some p o i n t s t h e y h a v e

a lm o s t c o n v e r g e d , and a g a in a t o t h e r s h a v e c r o s s e d s h a r p l y

and g o n e t h e i r s e p a r a t e w a y s, The q u e st a f t e r p e r f e c t i o n
on w hich t h e y w ere en g a g ed was ^ l o n g and d i f f i c u l t , and
a lt h o u g h t h e q u a l i t y o f t h e i r a c h ie v e m e n t d i f f e r e d g r e a t l y ,

n e i t h e r o f them would h a v e c la im e d to h a v e r e a c h e d t h e end

o f h is jounmey# A c o n c l u s i v e e s t i m a t e o f t h e i r d r a m a tic

th eory i s t h e r e f o r e d i f f i c u l t t o make, e s p e c i a l l y as i t

lie s i n t h e n a t u r e o f any a n a l y s i s , and i n p a r t i c u l a r o f

an a n a l y s i s ©f p o e t i c t h e o r i e s , th a t a f i n a l s y n th e s is i s

n o t e a s i l y a r r i v e d a t - u n l e s s i t be s o u g h t i n t h e c r e a t i v e

work from w hich t h e s e t h e o r i e s h a v e sp ru n g or to w hich

th ey are u lt i m a t e ly d ire cted #

For t h e w r i t e r o r d r a m a t is t h i m s e l f , o c c u p i e d w it h t h e

t h e o r y o f h i s a r t , t h i s p r a c t i c a l b a s i s i s o f paramount
im p o r t a n c e , b u t e v e n s o t h e prob lem o f s y n t h e s i s i s a very
r e a l o n e . The m easu re i n w hich H eb b el and Ludwig w ere a b le

to s o lv e i t r e v e a ls a n o t ic e a b le d iffe r e n t^ h ig h ly s i g n i f i ­

c a n t f o r t h e i r g e n e r a l ap proach t o drama. T o r tu r e d by h i s

own a c u t e s e n s e ©f v a l u e s , Ludwig h i m s e l f c h a r a c t e r i s e s
— 20# —

t h e problem on a page o f t h e S h a k es pe a r e s t u d i e n ; "Der Ge-

f a h r an at ©mis Chen S tad iu m s fü r den K fin s tle r muss i c h e n t s a -

g e n , wenn n i c h t gen u g S a n z h e i t d er Anschauung mehr i n m ir

ü b r ig i s t , s i e zu ilb e r w in d e n ” ( l ) . W h ils t much o f t h e f a s ­

c i n a t i o n and i n t e r e s t o f h i s w r i t i n g s l i e s p r e c is e ly in
L u d w ig 's p r e d i l e c t i o n f o r d e t a i l and h i s k e e n a p p r e c i a t i o n

o f t h e more m in u te s u b t l e t i e s o f d r a m a tic a r t , t h e y l a c k
a c e r t a i n c o h e s i o n and do n o t alw ays s u c c e e d i n c o n v e y in g

a s e n s e o f t h e w h o le n e s s o f drama. U n c e r t a i n as he was o f

h i m s e l f a t e v e r y s t a g e , h e t u r n e d t o S h a k e s p e a r e , and p i e c i

by p i e c e exam in ed h i s p l a y s , t h e r e b y t e n d in g t o l ^ e sig h t
o c c a s i o n a l l y o f t h e m a r v e l l o u s l y com p lex m o s a ic o f h i s

m a s t e r ' s a c h ie v e m e n t as a whole#

"D ie K o n s t ”, H e b b e l w r o te t® h i s f r i e n d H ^ f h .h f it s c h e r ,

"mit der S i e d i e C o m p o sitio n z e r l e g e n und w ied er zusammen

s e t z e n , ohne d a ss s i c h d ie F&den e i n e i n z i g e s Mai v e r w i r -

r e n , j a , i c h m Schte s a g e n , ohne d a s s d ie N erv en und A dern

d es d er O berhaut e n t k l e i d e t e n O rganism us auch nur e i n e n

A u g e n b lic k zu zu ck en a u fh S r e n , i s t b ew u n d eru n g sw ü rd ig ” (2 )#

I f L u d w ig 's w r i t i n g s do n o t a lw a y s r i s e t o s u c h a s t a n d - i

a r d , h i s a p p ro ach was y e t n e v e r t h a t o f t h e mere c r a ft s m a n

'oad t h e manner o f h i s a n a l y s i s b e in g one o f g r e a t i n s i g h t


1 # C i t e d from an u n p u b lis h e d MS ©f t h e S h a k e s n e a r e s t u d i e n
by H#Lttcke,o p # c i t #p#)t^7#- 2 # 2 ? ^ e o #1 8 4 7 I V p # 7 o .
— 2®1 —

and s e n s i t i v i t y , a lw a y s a v o id in g t h e danger o f g l i b generar-

lisa tie n ÿ * I t is c l e a r , on t h e o t h e r h an d , t h a t H eb b el *s

t a s k was g r e a t l y f a c i l i t a t e d by h i s l e s s mi nut A n a l y t i c a l

t u r n o f m ind. L e s s Hampered th a n h i s con tem p ora ry by m i s g i v ­

i n g s ab o u t e v e r y s t e p i n h i s own c r e a t i v e p r o c e s s e s , he had
from an e a r l y age d e v e l o p e d a more c o m p r e h e n siv e v ie w o f

h i s a r t , and t h e a b i l i t y to form g e n e r a l c o n c l u s i o n s i s th e
mark o f a l l h i s c r i t i c a l work. Even when h e c o n c e r n s him­
s e l f w it h t h e i n d i v i d u a l a s p e c t s o f drama, i t i s a lw a y s -

e i t h e r e x p l i c i t l y o r by i m p l i c a t i o n - w ith r e f e r e n c e t o a

l a r g e r w h o le , f o r t h e drama was f o r him c o n c e i v a b l e o n l y as

an i n d i s s o l u b l e e n t i t y . W hatever t h e t o p i c o f h i s d e l i b e ­

r a t i o n s , t h e r e f o r e , t h e c o n v i c t i o n t h a t i t had t o b e r e ­

duced t o fu n d a m en ta l p r i n c i p l e s i s e v i d e n t th r o u g h o u t Heb­

b e l *s d r a m a tic t h e o r y , endow ing i t w it h d e p th and a s e n s e

o f f i n a l i t y w h o l l y a b s e n t from L udw ig*s e n d l e s s s e a r c h i n g s .

I f H e b b e l* s t h e o r e t i c a l work show s l i t t l e regard for

m atters o f d e t a i l , i t i s b e c a u s e h e was c o n c e r n e d , n o t w i t h
t e c h n i q u e , b u t r a t h e r w it h t h e u l t i m a t e q u a l i t y o f drama

as t h e suprem e form o f a r t . P r o c e e d in g from a c l e a r c o n v i c ­


t i o n ab out t h e p r i n c i p l e s by w hich i t i s g o v e r n e d , he a?aw

h i s d u ty i n t h e p u r su a n ce and d e f e n c e o f i t s l o f t y aims and


i n t h e co n d em n a tio n and r e j e c t i o n o f e v e r y t h i n g , i n wkiat—
To
e v e r form i t m ig h t m a n i f e s t i t s e l f , w hich r a n c o u n te r ^ th e m .

The manner o f r e a l i s i n g t h e s e aim s m ig h t d i f f e r — and Heb­


b e l h i m s e l f , wkiile o u t l i n i n g h i s own m e th o d s , s t u d i e d c l o s e
— 2o 2 —

ly t h e d i f f e r e n c e s o f approach a d o p te d by s u c c e s s i v e g e n e ­

r a t i o n s o f d ram atist», b u t t h e f i n a l e f f e c t - H ebb el *s m ain

c r i t e r i o n - m ust a lw a y s a p p r o x im a te t o t h e h i g h e s t s t a n d a r d s
o f a r t . T h ese were o f s u c h v i t a l im p o r ta n c e t o him and a re

s t a t e d w it h su ch r e p e a t e d em p h asis t h a t undue s i g n i f i c a n c e
a p p e a rs so m etim es t o be a t t a c h e d b y him to c o n s i d e r a t i o n s
o f an e s s e n t i a l l y a b s t r a c t n a t u r e . R e f e r e n c e s t o h i s own

p l a y s as w e l l as numerous comments upon o t h e r d ra m a tists, i t

is t r u e , show t h a t t h e demands o f d ra m a d c jp r e se n ta tio n w ere

a lw a y s paramount i n h i s m ind, b u t t h e s e a r e o f t e n t a k e n f o r

g r a n t e d and t h e danger o f o v e r - i n t e l l e c t u a l i s i n g c e r t a i n

p rob lem s i s n e t a lw a y s a v o id e d i n h i s t h e o r e t i c a l w r i t i n g s .
L u d w ig, on t h e o t h e r h a n d , r a r e l y a llo w e d h i s mind t o be

c lo u d e d by p r e o c c u p a tio n s » w ith t h e d eep er prob lem s r e l a t i n g

t© t h e m ean ing and p u r p o se o f h i s a r t . B u t , i n t e r e s t e d as

h e was i n t h e m ethods o f d r a m a tic a r t , h e was d o n t i n u a l l y

a l i v e to t h e p e c u l i a r c o n d i t i o n s o f drama. H is c a r e f u l d i s ­
t i n c t i o n s b e tw e e n t h e k in d o f t r e a t m e n t im posed by t h e no­
v e l and t h e drama r e s p e c t i v e l y g i v e ample p r o o f o f h i s acu­

t e d is c e r n m e n t . J u s t as t h e s e d i s t i n c t i o n s a r e b a s e d on t h e

judgm ent g a i n e d from p r a c t i c a l e x p e r i e n c e , so t h e w hole o f

Ludwig *s d r a m a tic t h e o r y i s c h a r a c t e r i s e d by h i s power o f

o b s e r v a t i o n and h i s c o n s t a n t r e g a r d f o r t h e demands ©f t h e
l i v i n g s t a g e . Mis p rim ary c o n c e r n was t h e a b i l i t y t o c r e ­
a t e th r o u g h t h e medium o f t h e t h e a t r e t h e d e e p e s t and m ost
v i v i d i m p r e s s i o n p o s s i b l e , and w h e th e r i n c o n n e c t i o n w it h
- 2# 3 -

h i s wp&n w ork, w it h S h a k e s p e a r e , or w ith t h e drama i n g e n e ­

r a l, t h i s c o n s t i t u t e d th r o u g h o u t h i s t h e o r e t i c a l work h i s
c h ie f c r ite r io n *

The q u e s t i o n w hich Ludwig th u s c o n t i n u a l l y a s k e d h i m s e l f


was : how d o es S h a k e s p e a r e o b t a i n h i s p o w e r fu l e f f e c t s ? and
i n h i s own d r a m a tic p r a c t ix e e : how ca n I p r e s e n t my ch a r a c ­

t e r s i n t h e m ost d r a m a tic manner and w it h o u t l o s i n g any o f

th e v ig o r o u s q u a l i t y o f t h e i r i n i t i a l c o n c e p t io n ? In con­

t r a s t t o t h i s , H e b b e l* s d r a m a tic t h e o r y i s d evoted c h i e f l y

to t h e i n n e r c o n t e n t o f drama, i t s p r o b le m a t ic a s p e c t s #

H is d i a r i e s and c o r r e s p o n d e n c e i n p a r t i c u l a r p r o v id e t h e
answ er t o t h e q u e s t i o n a s t o how h e f e l t b e s t a b l e t o i n ­

c o r p o r a t e i n d r a m a tic form t h e i d e a s and problem s w hich

o c c u p i e d h i s mind and p r o v id e d t h e f i n a l im p etu s to drama­


t i c p r o d u c t i o n . That t h i s w a s, h o w e v e r , no p u r e l y i n t e l l e c ­

t u a l p r o c e s s , h a s b e e n b o rn e o u t a g a in and a g a in by t h e
fa c t th at h is t h e o r e t i c a l s t a t e m e n t s were alw ays made with^

c l o s e r e f e r e n c e t o h i s own p l a y s , and t h e f u l l i m p l i c a t i o n

o f c e r t a i n p r i n c i p l e s became c l e a r to him o n l y as a r e s u l t

o f h i s d r a m a tic p r a c t i c e . As each s u c c e s s i v e s t a g e i n Heb­


b e l *s c a r e e r as a p r a c t i s i n g d r a m a t is t c o n s t i t u t e d a new

p h aye i n h i s d e v e lo p m e n t, t h e s e p r i n c i p l e s d e ep en ed and i n
t u r n made demands upon hj_s work w hich h e was n o t alw a ys

a b le to f u l f i l # But s u c h was H eb b el *s s e r i o u s n e s s and h i ^


s e n s e o f d u ty to w a rd s h i s a rt th a t he c o n tin u e d t o a ffir m
t h e s e p r i n c i p l e s w it h a l l t h e power o f h i s c o n v i c i t i o n s :
— 2o 4 —
”w e i l e s n i e u n e h r e n h a f t s e y n kann, wenn e i n n i c h t ganz unr-
b e r u f e n e s In d iv ià u u m ohne e g o i s t i s c h e Neben—H ftc k s io h te n an
P r i n c i p i e n f e s t h S l t , b e i denen es s d b s t zu k u rz kommt" ( l ),

I n L u d w ig 's c a s e t h i s problem o f t h e in a d e q u a c y o f h i s
p r a c t i c a l a c h ie v e m e n t i n c o m p a riso n w ith h i s t h e o r e t i c a l

s t a n d a r d s was much more a c u t e , and h i s ex tre m e c o n s c i o u s ­

n e s s o f h i s #wn m i s t a k e s u n d e r l i e s t h e w hole o f h i s drama­

t i c th e o r y # I'h is t e n d e d on t h e w hole to make him b l i n d t o


t h e more v a l u a b l e a s p e c t s o f t h e p la y s b e l o n g i n g t o h i s
o
s p o n t a n e o u s p e r i o d , and i n s t e a d o f ack n ow led gin g th e im p o r t

a n t i n f l u e n c e upon t h e y were bound to e x e r t upon h i s g e n e ­

r a l v ie w o f drama, h e l o o k e d e x c l u s i v e l y t o h i s t h e o r e t i c a l

work to l a y t h e f o u n d a t io n f o r h i s r e a l i s t i c t r a g e d y o f

t h e f u t u r e # T h is t e n d e n c y to w a rd s b e l i t t l i n g h i s own e f f o r l
had i n t u r n a r e s t r i c t i v e upon h i s c r i t i c a l f a c u l ­

tie s, and meant t h a t h i s t h e o r y o f drama, th ou gh g i v i n g


t h e a p p e a ra n ce o f g reat er m a t u r i t y th a n h i s p r a c t i c e and

s e e m in g to mkke t o o h i g h demands upon h i s t a l e n t , d id i n

f a c t n o t a lw a y s k eep p a ce w it h t h e m ethods t o be o b s e r v e d

i n su ch c o m p a r a t i v e l y e a r l y p l a y s as Per E r b f f l r s t e r ^^

Y et i t w ould c l e a r l y b e f a l s e t o a s s e r t t h a t i n h i s pre.

o c c u p a t i o n w ith t h e g r e a t e s t d r a m a t is t o f a l l t im e s Lud­

w ig a l t o g e t h e r e f f a c e d h i s own i n d i v i d u a l i t y # S h a k e s p e a r e ,

it is t r u e , became more and more f o r him t h e o n ly p o s s i b l e


l # L e t t e r to Lm il P a l l e s k e , 23 June 1 8 4 7 :Br#lV p . 39#
— 2o 5
m odel o f p e r f e c t i o n , and t h e m e a s u r i n g - s t i c k w ith w hich to

gauge th e d ram atic achievem ents of past and p r e s e n t . But h i s

w o r s h i p was n e v e r an end i n itse lf; it was t h e m eans o f f u l ­

fillin g a su b je ctiv e need, and th e q u estio n s d is c u s s e d w ith

such ceaseless d e v o tio n in th e S h ak e sp ea re-S tu d ie n are the

q u estio n s w hich w ere o f t h e u tm o s t u r g e n c y and r e le v a n c e for

L u d w i g ’s own d r a m a t i c w o r k , h i s w ritin g s are in fa c t no l e s s

th e e x p ressio n o f h is own p e r s o n a l aim s and p r e ju d ic e s than

th e s e e m i n g ly m ore i n d e p e n d e n t th e o re tic a l w ork o f h i s con-

te m p o ra i'y .

In h is c o n c e p tio n o f a book i n rh a p s o d ic sty le on Shake­

s p e a r e H eb b el h a d e n v is a g e d t h e m ethod o f what he calle d a

"sp e cu la tiv e th eo lo g ian " in c o n tra st to th at of a "p riest at

th e a lta r". "Wenn i c h daran g in g e " , he d e c la re d , " s o w S r e mia

Shakespeare n a tiirlich n u r Neb e n - u n d d a s D r a m a s e l b s t H a u p t -

s a c h e " ( l ). It m ig h t be s a i d t h a t L u d w ig 's t h e o r e t i c a l w ork

com bined b o th k in d s o f approach, t h a t he e x a lte d Shakespea­

rean dram a above a l l e lse, w h ilst at th e same t im e - and a l ­

m ost w ith o u t know ing i t - p reserv in g h is personal sc a le of

v a lu es and h i s own c r i t i c a l judgm ent. H is concern fo r th e

d r a m a i n g e n e r a l was a s deep as t h a t o f H eb b el, though n e i ­

th er o f them - by v i r t u e of th eir personal p reo ccu p atio n

w ith th e problem s o f t h e i r art - co u ld la y claim to any r e a l

m easure o f o b j e c t i v i t y tow ards it.

The v a l u e of th e ir d ram atic th eo ry lie s in i t s co n sisten ­

cy o f p u rp o s e and i n th e v ery h ig h sta n d a rd s w hich i t esta­

b lish e d at a t i m e when t h e s t a t u s o f t h e German d ram a


!• T II 2414, 30. Dec- 1841.
— 2©6 —

was r a p i d l y d e c l i n i n g . Jtt®©ted a s t h e y w e r e i n th e trad itie ié

©f th e p a s t and y e t b e a r in g w ith in them t h e u n m i s t a k a b l e

seeds o f a m ore m o d ern e r a , b o th in sp irit and form , th eir

com bined v iew s c o n stitu te an im p o r ta n t facto r in th e su b se­

quent developm ent o f t h e l i t e r a t u r e of th eir c o u n try . Thou^

t h e i r means w e re v e r y d ifferen t and th e m anner o f t h e i r

approach o f te n d iam etrica lly opposed, in th eir im m ediate

end o f p e r f e c t i n g th eir in d iv id u al ta le n t as w e ll as i n

t h e i r m ore g e n e r a l in te n tio n of p lacin g th e dram a on a s u ­

rer fo o tin g w ith o u t im p airin g i t s fun d am en tal v a lu e s , they

h a d n e c e s s a r i l y much i n common. C o m b i n e d w i t h t h e im ag in a­

tio n , v isio n and e x p e rie n c e of th e creativ e artist, the re ­

su lts of th eir p en etratin g judgm ent and s e n s i t i v e observa­

tio n throw i n a ll th eir d iv ersity an i n t e r e s t i n g sid e -lig h i

on th e problem s and d i f f i c u l t i e s facin g n o t on ly th e n in e ­

te e n th cen tu ry d ra m a tist, b u t, to some e x t e n t at lea st, anj

poet o f th e th e a tre .
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