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The Beginnings of the Ottoman Empire

Clive. Foss
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OX F O R D S T U D I E S I N B Y Z A N T I UM

Editorial Board
jaś elsner catherine holmes
james howard-­j ohnston elizabeth jeffreys
hugh kennedy marc lauxtermann
paul magdalino henry maguire
cyril mango marlia mango
claudia rapp jean-­p ierre sodini
jonathan shepard
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi

OXFORD STUDIES IN BYZANTIUM


Oxford Studies in Byzantium consists of scholarly monographs and editions on
the history, literature, thought, and material culture of the Byzantine world.

Church Architecture of Late Antique Northern Mesopotamia


Elif Keser Kayaalp
Byzantine Religious Law in Medieval Italy
James Morton
Caliphs and Merchants
Cities and Economies of Power in the Near East (700–950)
Fanny Bessard
Social Change in Town and Country in Eleventh-­Century Byzantium
James Howard-­Johnston
Innovation in Byzantine Medicine
The Writings of John Zacharias Aktouarios (c.1275–c.1330)
Petros Bouras-­Vallianatos
Emperors and Usurpers in the Later Roman Empire
Civil War, Panegyric, and the Construction of Legitimacy
Adrastos Omissi
The Universal History of Stepʻanos Tarōnecʻi
Introduction, Translation, and Commentary
Tim Greenwood
The Letters of Psellos
Cultural Networks and Historical Realities
Edited by Michael Jeffreys and Marc D. Lauxtermann
Holy Sites Encircled
The Early Byzantine Concentric Churches of Jerusalem
Vered Shalev-­Hurvitz
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi

The Beginnings of the


Ottoman Empire
CLIVE FOSS

1
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi

1
Great Clarendon Street, Oxford, OX2 6DP,
United Kingdom
Oxford University Press is a department of the University of Oxford.
It furthers the University’s objective of excellence in research, scholarship,
and education by publishing worldwide. Oxford is a registered trade mark of
Oxford University Press in the UK and in certain other countries
© Clive Foss 2022
The moral rights of the author have been asserted
First Edition published in 2022
Impression: 1
All rights reserved. No part of this publication may be reproduced, stored in
a retrieval system, or transmitted, in any form or by any means, without the
prior permission in writing of Oxford University Press, or as expressly permitted
by law, by licence or under terms agreed with the appropriate reprographics
rights organization. Enquiries concerning reproduction outside the scope of the
above should be sent to the Rights Department, Oxford University Press, at the
address above
You must not circulate this work in any other form
and you must impose this same condition on any acquirer
Published in the United States of America by Oxford University Press
198 Madison Avenue, New York, NY 10016, United States of America
British Library Cataloguing in Publication Data
Data available
Library of Congress Control Number: 2021942724
ISBN 978–0–19–886543–8
DOI: 10.1093/oso/9780198865438.001.0001
Printed and bound in Great Britain by
Clays Ltd, Elcograf S.p.A.
Links to third party websites are provided by Oxford in good faith and
for information only. Oxford disclaims any responsibility for the materials
contained in any third party website referenced in this work.
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi

In Memoriam
MARK WHITTOW
Who would have enjoyed discussing all this
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi

Contents

List of Maps ix
List of Illustrations xi
Introduction1
1. The Homeland of the Ottomans 9
2. The View from Byzantium 99
3. Reconciling the Accounts 135
4. Non-­Narrative Sources 141
5. The Overlords 157
6. Osman and his Neighbors 163
7. Western Asia Minor in the 1330s 191
8. The Aftermath 223
9. Final Thoughts 231

Bibliography 245
Index 255
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List of Maps

1. The Homeland xv
2. The Aegean region xvi
3. The Marmara region xvii
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List of Illustrations

1.1 Ertuğrul’s tomb in Söğüt 11


1.2 Söğüt, seen from the southeast 12
1.3 Söğüt, from the west 12
1.4 Byzantine remains at Günyarık 15
1.5 The Domaniç mountains, with some grazing ground [5] 18
1.6 Looking down on the plain of İnegöl from the Domaniç range 19
1.7 The great forest near Domaniç 19
1.8 The site of Bilecik 24
1.9 Bilecik: Orhan’s mosque 25
1.10 Karacahisar barely visible on top of the hill [10] 30
1.11 The town of İnönü 34
1.12 İnönü’s fortified cave 36
1.13 Looking east from Sultanönü 37
1.14 Harmankaya, home of Mihal 47
1.15 The Sangarius valley, west of Inhisar 50
1.16 Bozaniçkaya on the Sangarius 51
1.17 Taraklı, a goal of raids 51
1.18 Göynük, once an emirate 53
1.19 Mudurnu, once a bishopric 54
1.20 Caravansaray of Mihal beg at Gölpazar 56
1.21 Çakır Pınar 59
1.22 Yarhisar 59
1.23 Yarhisar: Orhan’s mosque 60
1.24 The walls of Ulubat/Lopadion 64
1.25 The fort of Iki Kule 66
1.26 Malagina, overlooking the Sangarius 67
1.27 Walls of Malagina/Akhisar 68
1.28 The Sangarius at Geyve 69
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xii List of Illustrations

1.29 Justinian’s bridge over the Sangarius 70


1.30 Tower-­like structure on the bridge 71
1.31 Karadin/Trikokkia 71
1.32 Monument to Akçakoca in Kandıra 74
1.33 Looking down on Nicaea 77
1.34 Lascarid tower of Nicaea 78
1.35 Karacakaya, a blockading fort 79
1.36 Apollonia 82
2.1 Nicaea: tower of Andronicus II 106
2.2 Menteşe’s island fortress 107
2.3 Aerial view looking north toward Acropolis of
Sardis. © Archaeological Exploration of Sardis/President
and Fellows of Harvard College, reproduced with permission 112
2.4 Chliara: a Byzantine military base, secure in the mountains
overlooking the plain [40] 114
2.5 Tripolis 115
2.6 The walls of Philadelphia. © History and Art
Collection/Alamy Stock Photo 116
2.7 Walls and citadel of Magnesia © History and Art
Collection/Alamy Stock Photo 116
2.8 Niketiaton 123
2.9 Nicomedia: Byzantine walls 124
2.10 The gulf of Nicomedia 125
4.1 Orhan’s new coinage, struck in Bursa in 1327. © Classic
Numismatic Group, LLC, http://www.cngcoins.com, reproduced
with permission 143
4.2 Birgi’s great mosque (1312) 149
7.1 Peçin, Menteşe’s new capital 193
7.2 Birgi, Aydın’s capital [50] 196
7.3 Aydın’s summer resort 197
7.4 The citadel of Ephesus 198
7.5 The Cayster valley, one source of Aydın’s wealth 199
7.6 Silver gigliato of Theologos (Ephesus). Courtesy of the
Princeton University Numismatic Collection, Department
of Rare Books and Special Collections, Firestone Library 200
7.7 Nif/Nymphaeum: Byzantine and later fortifications [55] 203
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List of Illustrations xiii

7.8 Nymphaeum: the Lascarid palace 204


7.9 Bergama, a Karesi capital 205
7.10 Achyraous/“Akira,” Karesi’s first capital 206
7.11 Kütahya: walls 209
7.12 Kütahya citadel [60] 209
7.13 Bursa, Orhan’s capital 211
7.14 Kastamonu: city center, with citadel in background 215
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List of Maps xv

1. The Homeland
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi
2. The Aegean region
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi

List of Maps xvii

3. The Marmara region


OUP CORRECTED PROOF – FINAL, 15/12/21, SPi
OUP CORRECTED PROOF – FINAL, 15/12/21, SPi

Introduction

One of the great historical problems at the dawn of the modern age is the
emergence of the Ottomans and consequent collapse of the Byzantine
empire. At first sight, it seems astonishing that an insignificant Turkish
group in a remote corner of Bithynia on the borders of Byzantium should
rise so rapidly from obscurity to domination. When Osman, the epony-
mous founder of a mighty future empire, was born, his people were a tribe
still wandering, or perhaps recently settled, in the land which was to give
birth to their state. A century later, his descendants had crossed into Europe,
soon to overwhelm all their enemies, and on the threshold of becoming a
world power. Close investigation does little to resolve the problem. It has
fascinated scholars in modern times almost as much as the Fall of the
Roman Empire, and with no more satisfactory results: many theories of
varying plausibility have been constructed, but the mystery remains.1 This
chapter has not the ambition to lift the veil which surrounds the origins of
the Ottomans, but merely to suggest a way of approaching the problem, and
present some material rarely considered in this context.
The earliest Ottoman history depends on Turkish chronicles written in
the fifteenth and sixteenth centuries, with scattered information derived
from earlier Byzantine and Arab writers. The oldest source is the Greek his-
torian George Pachymeres (1242–c.1310), a contemporary of Osman who
first mentions him in 1302, and concludes his narrative in 1308. He is fol-
lowed by Nicephorus Gregoras (1295–1359) and John VI Cantacuzene
(1292–1383), who were active in the reigns of Orhan and Murat I. The
Arabic accounts of al-­Umari and the observant traveler Ibn Battuta describe
a situation in the early years of Orhan, around 1333–1335.2 They are con-
temporary with the oldest epigraphical, numismatic, and archaeological
evidence: the first dated Ottoman inscription is of 1333, the earliest coins
from the beginning of the reign of Orhan, the first buildings or traces of
them from the years following the conquest of Nicaea in 1331. These are the
contemporary sources, adequate enough, perhaps, for the reign of Orhan
(c. 1320–1360), but revealing little of the crucial half-­century previous when

The Beginnings of the Ottoman Empire. Clive Foss, Oxford University Press. © Clive Foss 2022.
DOI: 10.1093/oso/9780198865438.003.0001
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