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V.
The
Neurologic
Examination
Scientific Basis for Clinical Diagnosis
Hiroshi Shibasaki
& Mark Hallett
SECOND EDITION
OXFORD
T H E N E U R O L O G I C E X A M I N AT I O N
THE NEUROLOGIC EXAMINATION
Scientific Basis for Clinical Diagnosis
SECOND EDITION
DOI: 10.1093/med/9780197556306.001.0001
This material is not intended to be, and should not be considered, a substitute for medical or other professional advice. Treatment for the conditions
described in this material is highly dependent on the individual circumstances. And, while this material is designed to offer accurate information with
respect to the subject matter covered and to be current as of the time it was written, research and knowledge about medical and health issues is
constantly evolving and dose schedules for medications are being revised continually, with new side effects recognized and accounted for regularly.
Readers must therefore always check the product information and clinical procedures with the most up-to-date published product information
and data sheets provided by the manufacturers and the most recent codes of conduct and safety regulation. The publisher and the authors
make no representations or warranties to readers, express or implied, as to the accuracy or completeness of this material. Without limiting
the foregoing, the publisher and the authors make no representations or warranties as to the accuracy or efficacy of the drug dosages mentioned
in the material. The authors and the publisher do not accept, and expressly disclaim, any responsibility for any liability, loss or risk that may be
claimed or incurred as a consequence of the use and/or application of any of the contents of this material.
9 8 7 6 5 4 3 2 1
To Shinobu, Judy, and our families for their constant support, and to the many patients
we have examined who have taught us about the neurologic examination
CONTENTS
viii
10. TRIGEMINAL NERVE 75 13. SENSE OF EQUILIBRIUM 93
1. Structures and functions 75 1. Structures and functions of the pathways
A. Somatosensory pathway 75 related to equilibrium 93
i. Central facial paralysis and peripheral F. Bulbar palsy and pseudobulbar palsy 104
facial paralysis 87 Bibliography 105
ii. Crossed hemiplegia of facial muscle 87
15. NECK AND TRUNK 106
iii. Mimetic muscles 87
1. Examination of the neck 106
B. Somatosensory function 87
A. Postural abnormality of the neck 106
C. Gustatory sense 87
B. Examination of muscles innervated by the
D. Lacrimation and salivation 87 accessory nerve 106
E. Facial skin and mucosa 88 C. Cervical spondylosis 107
Bibliography 88 D. Lhermitte sign 107
B. Cognitive functions related to the auditory 16. MOTOR FUNCTIONS AND MOVEMENT DISORDERS 109
sense 90
1. Final common pathway of the motor system 109
2. Examination of auditory function 91
A. Motor cortex and corticospinal tracts 109
A. Tinnitus 91
i. Pyramidal tract and upper motor neuron 109
B. Sensorineural deafness 92
ii. Corticospinal tract 109
Bibliography 92
iii. Lesion of the corticospinal tract and
distribution of motor paralysis 111
Contents
B. Structure and function of spinal cord 112 I. Toxic polyneuropathy 145
i. Laminar structure of the lateral J. Metabolic polyneuropathy 145
corticospinal tract 112 K. Hereditary polyneuropathy 145
ii. Blood perfusion of the spinal cord 113 L. Spastic paralysis 146
C. Anterior horn cells and peripheral motor M. Gowers sign 146
nerves 114
N. Disuse atrophy 146
i. α motor fibers 114
4. Muscle tone 147
ii. Motor unit and reinnervation 114
A. Spasticity 147
iii. γ motor fibers 115
B. Clonus 147
D. Neuromuscular junction and muscle 115
C. Rigidity 148
2. Central control of voluntary movement 115
D. Hypotonia 149
A. Higher functions of motor cortices 116
5. Muscle spasm and cramp 149
B. Basal ganglia 116
A. Hemifacial spasm 150
i. Cytoarchitecture of striatum and neural
circuits of basal ganglia 116 B. Tetanus 150
ii. Nigrostriatal system 119 C. Stiff-person syndrome and progressive
encephalomyelitis with rigidity and
iii. Deep brain stimulation in Parkinson myoclonus 151
disease 119
D. Painful muscle spasm (cramp) 151
iv. Significance of raphe nucleus and locus
coeruleus 119 6. Myotonia 152
v. Parkinsonism 121 7. Coordination 152
vi. Causes of parkinsonism 123 Bibliography 153
vii. Disability rating score of Parkinson
disease 124 18. TENDON REFLEXES AND PATHOLOGIC REFLEXES 157
ii. Cerebellar circuit and clinical A. Tendon reflex of the distal extremity muscles 158
symptomatology 127 B. How to confirm loss of ankle jerk 160
iii. Spinocerebellar degeneration 129 C. Significance of hyperactive tendon reflexes 160
iv. Acquired cerebellar ataxia 130 3. Pathologic reflexes and their generating
v. Tumors of the cerebellum 131 mechanisms 160
C. Sites of lesion for monoplegia 139 ii. Other conditions presenting with
postural tremor 169
D. Root lesions 141
iii. Titubation 170
E. Plexus lesions 142
iv. Physiologic tremor 170
F. Acute polyneuritis 142
C. Action tremor 170
G. Atypical acute polyneuritis 144
3. Chorea 171
H. Chronic inflammatory demyelinating
polyneuropathy 145 4. Ballism 172
x
5. Athetosis 172 iii. Sensory impairment in a transverse
6. Dystonia 172 spinal cord lesion 200
Contents
B. Frontotemporal lobar degeneration 224 27. SLEEP DISORDERS 255
C. Leukoencephalopathy 225 1. Obstructive sleep apnea–hypopnea syndrome 255
Bibliography 227 2. Central sleep apnea–hypopnea syndrome 255
3. REM sleep behavior disorders (RBD) 255
24. APHASIA, APRAXIA, AND AGNOSIA 230
4. Narcolepsy and related disorders 256
1. Neural circuits related to language, praxis,
and recognition 230 5. Periodic limb movement in sleep 257
2. Examination of language, praxis, and recognition 239 C. Hereditary channelopathies of muscles 262
xii
4. Medial dorsal nucleus as a relay center to the B. Tetanus 289
prefrontal cortex 273 5. Conditions expected to have poor functional
5. Anterior nucleus and memory 274 recovery unless appropriately treated at early
6. Pulvinar as a relay center to the parietal lobe 274 clinical stage 289
7. Intralaminar nucleus as a relay center of the A. Acute compression of spinal cord 290
ascending reticular activating system 274 B. Progressive ischemic cerebrovascular
8. Relay nucleus for the visual and auditory diseases 290
system 275 6. Examination of coma 291
Bibliography 275 A. Degree of coma (coma scaling) 291
B. Presence or absence of asymmetry in
31. ADJUSTMENT TO THE EXTERNAL ENVIRONMENT neurological signs 291
AND CONTROL OF THE INTERNAL MILIEU
(HYPOTHALAMUS AND NEUROENDOCRINOLOGY) 276 C. Examination of brainstem functions 292
Contents
LIST OF BOXES
1-1 Onset of neurological symptoms in 11-1 Orbicularis oris muscle and orbicularis
cerebrovascular diseases 3 oculi muscle 86
2-1 Risk factors for vascular diseases in the young 11-2 Crocodile tears syndrome 88
population 6
11-3 Bilateral facial paralysis 88
2-2 Lacunar infarction 7
14-1 Wallenberg syndrome and related conditions 97
3-1 Clinical neurology from a wide viewpoint 9
14-2 Why does the tongue deviate on protrusion
3-2 Inflammatory diseases of the nervous system 17 even in a unilateral hemispheric lesion? 99
4-1 Subclavian steal syndrome 26 14-3 Named syndromes related to brainstem and
cranial nerves 100
4-2 Etiologic classification of syncope 26
14-4 Frey syndrome 102
4-3 Causes of syncope 27
16-1 Mirror movement 111
4-4 The Glasgow Coma Scale 28
16-2 Non-motor symptoms and signs in Parkinson
4-5 The Japan Coma Scale 28 disease 122
9-2 Top of the basilar artery syndrome 59 16-7 Conditions other than Parkinson disease in
which l-dopa may improve the parkinsonian
9-3 Saccadic eye movement and smooth pursuit symptoms 127
eye movement 63
16-8 The Hoehn and Yahr scale for the level of
9-4 Causes of extraocular muscle paralysis 67 disability in Parkinson disease 127
9-6 Comprehensive examination of eye movements 72 16-10 Hereditary disorders characterized by cerebellar
ataxia, spastic paralysis, and cataract 131
10-1 Marcus Gunn phenomenon 79
17-1 Inclusion body myositis 137
10-2 Raeder (paratrigeminal) syndrome 80
17-2 Spinal and bulbar muscular atrophy 137
10-3 Forced grasping 81
17-3 Juvenile muscular atrophy of unilateral upper
10-4 Head retraction reflex and opisthotonos 81 extremity (Hirayama disease) 141
17-4 Neuromyelitis optica spectrum disorders 19-15 Transient myoclonic state with asterixis in
(NMOSD) 148 elderly patients 181
17-5 Acute disseminated encephalomyelitis (ADEM) 19-16 Palatal tremor and Guillain–Mollaret triangle 182
versus multiple sclerosis (MS) 148
19-17 Diaphragmatic flutter 183
17-6 Degenerative disorders of upper motor neurons 149
19-18 Startle reflex in progressive supranuclear palsy 184
17-7 Adrenomyeloneuropathy 149
20-1 Modalities of somatosensory system 191
17-8 HTLV-I-associated myelopathy/tropical spastic
paralysis (HAM/TSP) and subacute 20-2 Pain associated with herpes zoster 197
myelo-optico-neuropathy (SMON) 150
20-3 Carpal tunnel syndrome 197
17-9 Malignant syndrome and malignant hyperthermia 150
20-4 Thalamic pain and Dejerine–Roussy syndrome 198
17-10 What can occur in Parkinson patients during
l-dopa treatment? 151 20-5 Fabry disease 198
18-1 Inverted tendon reflex 158 20-6 Impairment of dorsal root ganglion cells 200
18-2 Significance of finger flexor reflex 159 21-1 Familial amyloid polyneuropathy 206
18-3 Achilles tendon reflex and peripheral nerve 21-2 Diagnostic criteria of multiple system atrophy 209
lesions 160
22-1 How does paradoxical kinesia occur? 212
18-4 Complete motor paralysis of toes and
Babinski sign 161 22-2 Progressive supranuclear palsy and
corticobasal degeneration 213
18-5 Alternatives to the Babinski sign; the Bing sign 161
22-3 Idiopathic normal-pressure hydrocephalus 213
18-6 Abdominal reflex and abdominal muscle reflex 162
22-4 Tandem gait and Romberg test 214
18-7 How is the resting tremor in Parkinson disease
suppressed by voluntary movement? 162 22-5 Intermittent claudication 214
19-1 Asymmetry of tremor 168 23-1 Montreal Cognitive Assessment (MoCA) 217
19-2 Involuntary movements suppressed by ethanol 23-2 Transient global amnesia 217
intake 168
23-3 Wernicke encephalopathy 220
19-3 Tremor caused by midbrain lesion 170
23-4 Subacute and fluctuating behavioral
19-4 Fragile X-associated tremor/ataxia syndrome 170 abnormality 220
19-5 Genotype and phenotype of Huntington disease 171 23-5 Change of emotion and character by a lesion of
the right temporal lobe 222
19-6 Generating mechanism of dystonia 174
23-6 Dementia pugilistica (chronic traumatic
19-7 Hereditary myoclonus–dystonia syndrome 176 encephalopathy) 224
19-8 Causes of cortical myoclonus 179 23-7 HIV-related neurological disorders 224
19-9 Causes of progressive myoclonus epilepsy 179 23-8 Prion disease 225
19-10 Hereditary paroxysmal dyskinesia 180 23-9 Vanishing white matter disease 226
19-12 Benign adult familial myoclonus epilepsy 180 23-11 Progressive multifocal leukoencephalopathy (PML) 226
19-13 Mitochondrial encephalomyopathy and 24-1 Alexia with and without agraphia 233
abnormality of mitochondrial functions 181
24-2 Kanji (morphogram) and kana (syllabogram) of
19-14 Unilateral asterixis due to thalamic lesion 181 Japanese language 233
xvi
24-3 Inability to open eyes 235 27-1 Could sleep apnea syndrome cause cognitive
impairment? 257
24-4 Gerstmann syndrome 236
27-2 REM sleep behavior disorder (RBD) as a
24-5 Syndrome of Alice in Wonderland 236 synucleinopathy 257
24-8 Ventriloquist effect and cocktail party effect 237 29-2 Functional gait disorders 269
List of B oxes
PREFACE TO THE FIRST EDITION
A number of books related to neurology and neurological in 2013 (Shibasaki, 2013). Since those books have been
diagnosis have been published and are currently available in widely accepted among Japanese neurologists, he decided
updated editions, but most of them are disease-oriented or to publish an updated English version for international
anatomy-oriented, and only few are function-oriented. As a readers and asked Mark Hallett to help.
consequence of recent advances of laboratory testing including Mark Hallett learned his clinical neurology in Boston
electrophysiology and neuroimaging, the importance of his- from Drs. Raymond Adams, C. Miller Fisher, H. Richard
tory taking and physical examination in neurological diagnosis Tyler, and Norman Geschwind. The examination in
tends to be neglected. However, the correct interpretation of Boston in those days was heavily influenced by Dr. Derek
symptoms and signs based on modern scientific knowledge is Denny-Brown, who himself was influenced by Dr. Gordon
of utmost importance in the diagnosis of neurological diseases. Holmes. Denny-Brown (1946) authored a very brief book-
The problems of any patient have to be based on a detailed and let on the neurologic examination that was the manual.
thoughtful analysis of the patient; the laboratory testing is just Like Dr. Shibasaki, Dr. Hallett spent time in London and
an extension of the examination. In this regard, this book is was influenced there by Dr. C. David Marsden. Dr. Hallett
organized in terms of functional anatomy of the nervous sys- notes that while he and Dr. Shibasaki had the good fortune
tem and aims at providing a bridge from the basic sciences such to be originally trained by giants in the field, the examina-
as anatomy, physiology, pharmacology and molecular biology tion does continue to evolve and we appreciate the contri-
to neurological symptoms and signs. As one of the unique fea- butions of all our neurologic colleagues over our years of
tures of this book, 113 boxes are attached in order to discuss practice.
some specific topics of current interest and some clinical issues Since the two authors have had their main interests in
that the authors have been particularly interested in. the field of human motor control, movement disorders,
This book is primarily aimed at neurology residents and involuntary movements and clinical neurophysiology, the
registrars, but it is hoped that it will be also useful for neu- number of references cited for each chapter have been influ-
rologists in general practice, pediatric neurologists, neurosur- enced, leading to a relatively larger number of literature
geons, psychiatrists, physical therapists, technicians of clinical citations for the chapters related to those specialty fields.
neurophysiology and neuroimaging, and medical students. We are grateful to Prof. Per Brodal of Oslo for allowing
Hiroshi Shibasaki learned clinical neurology from a us to use many of the neuroanatomy figures from his book
number of senior neurologists, including Dr. Yoshigoro The Central Nervous System (Brodal, 2010).
Kuwoiwa and Dr. Shukuro Araki of Japan, Dr. A.B. Baker HS expresses his thanks to Dr. Masao Matsuhashi
and Dr. John Logothetis of USA, and Dr. A.M. Halliday of Kyoto University for his valuable help in computer
and Dr. Ian McDonald of UK. He also received a profound processing.
impact from Dr. Jun Kimura while they worked together in
Kyoto University. He has also collaborated with Dr. Mark
Hallett who is a co-author of this book and Dr. Hans B IB LIOGR APH Y
O. Lüders of USA for many years. By integrating all the
information collected from those distinguished neurolo- Brodal P. The Central Nervous System. Structure and Function. 4th ed.
Oxford University Press, New York, 2010.
gists and based on his own vast clinical experience, he has Denny-Brown D. Handbook of Neurological Examination and Case
created his own concept of neurological diagnosis. He pub- Recording. Cambridge: Harvard University Press; 1946.
lished a book entitled For Those Who Learn Neurological Shibasaki H. Diagnosis of Neurological Diseases. Igaku-Shoin, Tokyo,
2009, pp. 1–332 (in Japanese).
Diagnosis in Japanese from Igaku-Shoin in Tokyo, the first Shibasaki H. Diagnosis of Neurological Diseases. 2nd ed. Igaku-Shoin,
edition in 2009 (Shibasaki, 2009) and the second edition Tokyo, 2013, pp. 1–381 (in Japanese).
PREFACE TO THE SECOND EDITION
Since the first edition of this book appeared in 2016, it has on Neurologic Manifestations of the Systemic Medical
been widely accepted and has developed a favorable reputa- Diseases, which encompasses collagen vascular diseases, sar-
tion. As the scientific information in this specialty field has coidosis, endocrine diseases, metabolic diseases, and cancer.
been rapidly advancing and expanding, we thought it useful We acknowledge helpful review of this revised edition
to update in this second edition many issues in relation to by Dr. Stephen G. Reich of the University of Maryland
the phenomenology, pathophysiology, pathology, diagnos- School of Medicine and Dr. Yiwen Shi of Johns Hopkins
tic skills, and treatment of disorders of the nervous system. Hospital. H.S. expresses his thanks to Prof. Takashi
In view of the recent interest in infectious diseases such as Nagamine of Sapporo Medical University for his valuable
Zika virus and the new coronavirus, Chapter 32, “Infectious help in computer processing and to Dr. Asako Makino for
Diseases of the Nervous System,” stands as an independent excellent assistance. Finally, we acknowledge the efficient
chapter in this second edition. We also thought it appro- help of Mr. Craig Allen Panner of Oxford University Press
priate to make a new section in the physical examination in preparing this book.
EXPLANATORY NOTES
Regarding the use of medical terminology, the following (applied to the brainstem and spinal cord) means infe-
principles are adopted in this book. rior, or directed toward the feet. In the brain, “anterior”
A symptom is a subjective condition determined from and “posterior” are used to describe front and back,
the complaints of the patient during the history taking. respectively. Ventral means inferior in the brain, and
A sign is an objective finding identified by the physician anterior in the brainstem and spinal cord. Dorsal means
during the physical examination. superior in the brain, and posterior in the brainstem and
Lesion is the site of the nervous system that is affected spinal cord.
by pathology or functionally impaired. Disturbance is an Neurologic refers to neurology (e.g., the neurologic
abnormality of nervous functions. examination) whereas neurological refers to a disease
Rostral (applied to the brainstem and spinal cord) process (e.g., a neurological symptom).
means superior, or directed toward the cranium. Caudal
ACKNOWLEDGMENTS
The following figures and table were reproduced from 20-2, 20-3, 21-1, 22-1, 22-2, 22-4, 22-5, 23-1, 23-3, 23-5,
Diagnosis of Neurological Diseases, 2nd edition, Igaku- 23-7, 23-8, 23-9, 24-1, 24-3, 29-1, 30-1.
Shoin Ltd. Tokyo, 2013, with kind permission: Chapter 4: Table 4-1, 4-3, 8-1, 9-1, 14-1, 16-1, 16-2,
Chapter 1: Figures 1-1, 1-2, 2-1, 4-1, 5-1, 5-2, 5-3, 5-4, 16-3, 18-1, 18-2, 18-3, 19-1, 19-2, 22-1, 24-2, 25-1, 25-2,
5-5, 7-2, 7-3, 7-5, 7-9, 8-2, 8-3, 8-4, 8-5, 9-1, 9-2, 9-3, 9-4, 25-3, 29-1, 29-2, 30-1, 30-2, 30-3.
9-5, 9-6, 9-8, 10-1, 10-2, 10-3, 11-1, 11-2, 11-3, 12-1, 12-3, Copyright to the following figures do not belong to the
13-1, 14-2, 14-4, 14-6, 14-7, 16-1, 16-2, 16-5, 16-6, 16-7, Work. The third parties’ permissions are required.
16-8, 16-13, 16-14, 16-15, 16-16, 16-19, 16-21, 16-24, 16- Chapter 2: Figures 6-1, 7-1, 7-4, 7-6, 7-7, 7-8, 8-1, 9-7,
25, 16-26, 16-28, 16-29, 16-30, 16-31, 16-32a, 17-2, 17-3, 12-2, 14-3, 14-5, 16-3, 16-4, 16-9, 16-10, 16-11, 16-12,
18-1, 18-2, 18-5, 18-7, 18-10, 18-12, 18-13, 19-1, 19-2, 19- 16-17, 16-18, 16-20, 17-1, 18-3, 18-4, 18-6, 18-11, 22-3,
3, 19-4, 19-5, 19-6, 19-7, 19-8, 19-9, 19-10, 19-11, 20-1, 23-2, 23-4, 23-6, 27-1, 28-1, and Table 24-1.
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matters had probably been obtained from the manœuvres of the war
galleys on the Rhine. But a Roman general was supposed to be able
to take command on either element as circumstances required. In
the present case Crispus more than justified his father’s choice. He
was ordered to attack and destroy Amandus, and the
peremptoriness of the order was doubtless due to the difficulty of
obtaining supplies for so large an army by land transport only. Two
actions were fought on two successive days. In the first Amandus
had both wind and current in his favour and made a drawn battle of
it. The next day the wind had veered round to the south, and
Crispus, closing with the enemy, destroyed 130 of their vessels and
5000 of their crews. The passage of the Hellespont was forced;
Amandus with the remainder of his fleet fled back to the shelter of
Byzantium, and the straits were open for the passage of
Constantine’s transports.
The Emperor pushed the siege with energy, and plied the walls so
vigorously with his engines that Licinius, aware that the capitulation
of Byzantium could not long be postponed, crossed over into Asia to
escape being involved in its fate. Even then he was not utterly
despondent of success, for he raised one of his lieutenants,
Martinianus, to the dignity of Cæsar or Augustus—a perilous
distinction for any recipient with the short shrift of Valens before his
eyes—and, collecting what troops he could, he set his fleet and army
to oppose the crossing of Constantine when Byzantium had fallen.
But holding as he did the command of the sea, the victor found no
difficulty in effecting a landing at Chrysopolis, and Licinius’s last
gallant effort to drive back the invader was repulsed with a loss of
25,000 men. Eusebius, in an exceptionally foolish chapter, declares
that Licinius harangued his troops before the battle, bidding them
carefully keep out of the way of the sacred Labarum, under which
Constantine moved to never-failing victory, or, if they had the
mischance to come near it in the press of battle, not to look
heedlessly upon it. He then goes on to ascribe the victory not to the
superior tactical dispositions of his chief or to the valour of his men,
but simply and solely to the fact that Constantine was “clad in the
breastplate of reverence and had ranged over against the numbers
of the enemy the salutary and life-giving sign, to inspire his foes with
terror and shield himself from harm.”[64] We suspect, indeed, that far
too little justice has been done to the good generalship of
Constantine, who, by his latest victory, brought to a close a brilliant
and entirely successful campaign over an Emperor whose stubborn
powers of resistance and dauntless energy even in defeat rendered
him a most formidable opponent.
Licinius fell back upon Nicomedia. His army was gone. There was
no time to beat up new recruits, for the conqueror was hard upon his
heels. He had to choose, therefore, between suicide, submission,
and flight. He would perhaps have best consulted his fame had he
chosen the proud Roman way out of irreparable disaster and taken
his life. Instead he begged that life might be spared him. The request
would have been hopeless, and would probably never have been
made, had he not possessed in his wife, Constantia, a very powerful
advocate with her brother. Constantia’s pleadings were effectual:
Constantine consented to see his beaten antagonist, who came
humbly into his presence, laid his purple at the victor’s feet, and
sued for life from the compassion of his master. It was a humiliating
and an un-Roman scene. Constantine promised forgiveness,
admitted the suppliant to the Imperial table, and then relegated him
to Thessalonica to spend the remainder of his days in obscurity.
Licinius did not long survive. Later historians, anxious to clear
Constantine’s character of every stain, accused Licinius of plotting
against the generous Emperor who had spared him. Others declared
that he fell in a soldiers’ brawl: one even says that the Senate
passed a decree devoting him to death. It is infinitely more probable
that Constantine repented of his clemency. No Roman Emperor
seems to have been able to endure for long the existence of a
discrowned rival, however impotent to harm. Eutropius expressly
states that Licinius was put to death in violation of the oath which
Constantine had sworn to him.[65] Eusebius says not a word of
Licinius’s life having been promised him; he only remarks, “Then
Constantine, dealing with the accursed of GOD and his associates
according to the rules of war, handed them over to fitting
punishment.”[66] A pretty euphemism for an act of assassination!
So died Licinius, unregretted by any save the zealous advocates
of paganism, in the city where he himself had put to death those two
hapless ladies, Prisca and Valeria. The best character sketch of him
is found in Aurelius Victor, who describes him as grasping and
avaricious, rough in manners and of excessively hasty temper, and a
sworn foe to culture, which he used to say was a public poison and
pest (virus et pestem publicum), notably the culture associated with
the study and practice of the law. Himself of the humblest origin, he
was a good friend to the small farmers’ interests; while he was a
martinet of the strictest type in all that related to the army. He
detested the paraphernalia of a court, in which Constantine
delighted, and Aurelius Victor says that he made a clean sweep
(vehemens domitor) of all eunuchs and chamberlains, whom he
described as the moths and shrew-mice of the palace (tineas
soricesque palatii). Of his religious policy we shall speak elsewhere;
of his reign there is little to be said. It has left no impress upon
history, and Licinius is only remembered as the Emperor whose
misfortune it was to stand in the way of Constantine and his
ambitions. Constantine threw down his statues; revoked his edicts;
and if he spared his young son, the Cæsar Licinianus, the clemency
was due to affection for the mother, not to pity for the child.
Martinianus, the Emperor at most of a few weeks, had been put to
death after the defeat of Chrysopolis, and Constantine reigned alone
with his sons. The Roman Empire was united once more.
CHAPTER VIII
LAST DAYS OF PERSECUTION
“When I first visited the East,” Maximin wrote,[67] some years later,
in referring to his accession, “I found that a great number of persons
who might have been useful to the State had been exiled to various
places by the judges. I ordered each one of these judges no longer
to press hardly upon the provincials, but rather to exhort them by
kindly words to return to the worship of the gods. While my orders
were obeyed by the magistrates, no one in the countries of the East
was exiled or ill-treated, but the provincials, won over by kindness,
returned to the worship of the gods.”
“But since the mad obstinacy of certain people has reached such a
pitch that they are not to be shaken in their resolution either by the
justice of the imperial command or by the fear of imminent
punishment, and since, actuated by these motives, a very large
number have brought themselves into positions of extreme peril, it
has pleased their Majesties in their great pity and compassion to
send this letter to your Excellency.
“Their instructions are that if any Christian has been apprehended,
while observing the religion of his sect, you are to deliver him from all
molestation and annoyance and not to inflict any penalty upon him,
for a very long experience has convinced the Emperors that there is
no method of turning these people from their madness.
“Your Excellency will therefore write to the magistrates, to the
commander of the forces, and to the town provosts, in each city, that
they may know for the future that they are not to interfere with the
Christians any more.”
“To the Saviours of the entire human race, to the august Cæsars,
Galerius Valerius Maximinus, Flavius Valerius Constantinus, Valerius
Licinianus Licinius, this petition is addressed by the people of the
Lycians and the Pamphylians.
“Inasmuch as the gods, your congeners, O divine Emperor, have
always crowned with their manifest favours those who have their
religion at heart and offer prayers to them for the perpetual safety of
our invincible masters, we have thought it well to approach your
immortal Majesty and to ask that the Christians, who for years have
been impious and do not cease to be so, may be finally suppressed
and transgress no longer, by their wicked and innovating cult, the
respect that is owing to the gods.
“This result would be attained if their impious rites were forbidden
and suppressed by your divine and eternal decree, and if they were
compelled to practise the cult of the gods, your congeners, and pray
to them on behalf of your eternal and incorruptible Majesty. This
would clearly be to the advantage and profit of all your subjects.”
Evidently the Christians had not yet come to the end of their
troubles. Those who read this circular letter, for it seems to have
been sent round from city to city, must have expected the
persecution to break out anew at any moment. We do not know to
what extent the edict was observed. If it had been generally acted
upon, we should certainly have heard more of it, inasmuch as it must
have entailed a widespread exodus from the provinces of Maximin.
But of this there is no evidence. We imagine rather that this circular
was merely a preliminary sharpening of the sword in order to keep
the Christians in a due state of apprehension.
Maximin, however, continued his anti-Christian propaganda with
unabated zeal, and with greater cunning and better devised system
than before. His court at Antioch was the gathering place of all the
priests, magicians, and thaumaturgists of the East, who found in him
a generous patron. We hear of a new deity being invented by
Theotecnus, or rather of an old deity being invested with new
attributes. Zeus Philios, or Jupiter the Friendly was the name of this
god, to whom a splendid statue was erected in Antioch, and to
whose shrine a new priesthood, with new rites, was solemnly
dedicated. The god was provided with an attendant oracle to speak
in his name; what more natural than that the first response should
order the banishment of all Christians from the city? Very noteworthy,
too, was the re-appearance of a vigorous anti-Christian literature.
Maximin set on his pamphleteers to write libellous parodies of the
Christian doctrines and encouraged the more serious
controversialists on the pagan side to attack the Christian religion
wherever it was most vulnerable. The most famous of these
productions was one which bore the name of The Acts of Pilate and
purported to be a relation by Pilate himself of the life and conduct of
Christ. It was really an old pamphlet rewritten and brought up to
date, full, as Eusebius says, of all conceivable blasphemy against
Christ and reducing Him to the level of a common malefactor.
Maximin welcomed it with delight. He had thousands of copies
written and distributed; extracts were cut on brass and stone and
posted up in conspicuous places; the work was appointed to be read
frequently in public, and—what shews most of all the fury and
cunning of Maximin—it was appointed to be used as a text-book in
schools throughout Asia and Egypt. There was no more subtle
method of training bigots and poisoning the minds of the younger
generation amongst Christianity. Some of the Emperor’s devices,
however, were much more crude. For example, the military
commandant of Damascus arrested half a dozen notorious women
of the town and threatened them with torture if they did not confess
that they were Christians, and that they had been present at
ceremonies of the grossest impurity in the Christian assemblies.
Maximin ordered the precious confession thus extorted to be set up
in a prominent place in every township.
But the Emperor was not merely a furious bigot. There is evidence
that he fully recognised the wonderful strength of the Christian
ecclesiastical organisation and contrasted it with the essential
weakness of the pagan system. In this he anticipated the Emperor
Julian. Paganism was anything but a church. Its framework was
loose and disconnected. There were various colleges of priests,
some of which were powerful and had branches throughout the
Empire, but there was little connection between them save that of a
common ritual. There was also little doctrine save in the special
mysteries, where membership was preceded by formal initiation.
Maximin sought to institute a pagan clergy based upon the Christian
model, with a definite hierarchy from the highest to the lowest. There
were already chief priests of the various provinces, who had borne
for long the titles of Asiarch, Pontarch, Galatarch, and Ciliciarch in
their respective provinces. Maximin developed their powers on the
model of those of the Christian bishops, giving them authority over
subordinates and entrusting them with the duty of seeing that the
sacrifices were duly and regularly offered. He tried to raise the
standard of the priesthood by choosing its members from the best
families, by insisting on the priests wearing white flowing robes, by
giving them a guard of soldiers and full powers of search and arrest.
Evidently, Maximin was something more than the lustful,
bloodthirsty tyrant who appears in the pages of Lactantius and the
ecclesiastical historians. He dealt the Church much shrewder—
though not less ineffectual—blows than his colleagues in
persecution. With such an Emperor another appeal to the faggot and
the sword was inevitable, and the death of Galerius was the signal
for a renewal of the persecution. This time Maximin struck directly at
the most conspicuous figures in the Christian Church and counted
among his victims Peter, the Patriarch of Alexandria, and three other
Egyptian bishops—Methodus, Bishop of Tyre, Basiliscus, Bishop of
Comana in Bithynia, and Silvanus, Bishop of Emesa in Phœnicia. In
Egypt the persecution was so sharp that it drew Saint Antony from
his hermit’s cell in the desert to succour the unfortunate in
Alexandria. He escaped with his life, probably because he was
overlooked or disdained, or because the mighty influence which he
was to exercise upon the Church had not yet declared itself. This
persecution was followed by a terrible drought, famine, and
pestilence. Eusebius,[69] in a vigorous chapter, describes how
parents were driven by hunger to sell not only their lands but also
their children, how whole families were wiped out, how the pestilence
seemed to mark down the rich for its special vengeance, and how in
certain townships the inhabitants were driven to kill all the dogs
within their walls that they might not feed on the bodies of the
unburied dead. Amid these horrors the Christians alone remained
calm. They alone displayed the supreme virtue of charity in tending
the suffering and ministering to the dying. From the pagans
themselves, says Eusebius, was wrung the unwilling admission that
none but the Christians, in the sharp test of adversity, shewed real
piety and genuine worship of God.[70]
Maximin’s reign, however, was fast drawing to a close. After
becoming involved in a war with Tiridates of Armenia, from which he
emerged with little credit to himself, he entered into an alliance with
Maxentius, the ruler of Italy, against Constantine and Licinius, but did
not invade the territory of the latter until Maxentius had already been
overthrown. As we have seen, Maximin was utterly routed and, after
a hurried flight to beyond the Taurus, he there, according to
Eusebius,[71] gathered together his erstwhile trusted priests,
thaumaturgists, and soothsayers, and slew them for the proved
falsehood of their prophecy. More significant still, when he found that
his doom was certain, he issued a last religious edict in the vain
hope of appeasing the resentment of the Christians and their God.
The document is worth giving in full:
The bigot must have been brought very low and reduced to the
last depths of despair before he set his seal to such a document as
this. One can see that it was drawn up by Maximin with a copy of the
Edict of Milan before him, and that he hoped, by this tardy and
clumsy recognition of the principle of absolute liberty of conscience
for all men, to make the Christians forget his brutalities. Doubtless,
the Christians of Cilicia and Syria looked to Constantine in far off
Gaul as a model prince and emperor, and heard with joy of the
steady advance of Constantine’s ally, Licinius. The latter would come
in their eyes in the guise of a liberator, and prayers for his success
would be offered up in every Christian church of the persecuted
East. Maximin sought to repurchase their loyalty: it was too late. His
absurd pretext that his orders had been misunderstood by his
provincial governors would deceive no one. He had been the
shrewdest enemy with whom the Church had had to cope; his edict
of recantation was read with chilly suspicion or cold contempt, which
was changed into hymns of rejoicing when the Christians heard that
the tyrant had poisoned himself and died in agony, while his
conqueror, Licinius, had drowned the fallen Empress in the Orontes
and put to death her children, a boy of eight and a girl of seven.
Those who had suffered persecution for ten years may be pardoned
their exultation that there was no one left alive to perpetuate the
names of their persecutors.[72]
Throughout this time the West had escaped very lightly. Even
Maxentius had begun his reign by seeking to secure the good-will of
the Christians. Eusebius, indeed, makes the incredible statement[73]
that in order to please and flatter the Roman people he pretended to
embrace the Christian faith and “assumed the mask of piety.”
Probably all he did was to leave the Christians of Rome in peace.
The chair of St. Peter had remained empty for four years after the
death of Bishop Marcellinus. In 308 Marcellus was elected to fill it
and the Church was organised afresh. But it was rent with internal
dissensions. There was a large section which insisted that the
brethren who had been found weak during the recent persecution
should be received back into the fold without penance and reproach.
Marcellus stood out for discipline; the quarrel became so
exacerbated that Maxentius exiled the Bishop, who shortly
afterwards died. A priest named Eusebius was then chosen Pontiff,
but the schismatics elected a Pontiff of their own, Heraclius by name,
and the rival partisans quarrelled and fought in the streets.
Maxentius, with strict impartiality, exiled both. The record of this
schism is preserved in the curious epitaph composed by Pope
Damasus for the tomb of Eusebius: