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HEMATOLOGY
BASIC PRINCIPLES AND PRACTICE
Chapter 78: “The Pathologic Basis for the Classification of Non-Hodgkin and Hodgkin Lymphomas” is in the Public Domain.
No part of this publication may be reproduced or transmitted in any form or by any means, electronic or mechanical, includ-
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noted herein).
Notices
Knowledge and best practice in this field are constantly changing. As new research and experience broaden our understanding,
changes in research methods, professional practices, or medical treatment may become necessary.
Practitioners and researchers must always rely on their own experience and knowledge in evaluating and using any information,
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ISBN: 978-0-323-73388-5
Printed in India
11. Cytokines, Chemokines, Other Growth Factors, and 25. Unmodified Ex Vivo Expanded T Cells 289
Their Receptors 123 Ifigeneia Tzannou, Wingchi Leung, and Premal Lulla
Hal E. Broxmeyer† and Maegan L. Capitano 26. Treatment of Hematologic Malignancies with
12. Role of Chemokines in Leukocyte Trafficking 137 Genetically Modified T Cells 295
Antal Rot, Elin Hub, Steffen Massberg, Alexander G. Eben I. Lichtman, Malcolm K. Brenner, and
Khandoga, and Ulrich H. von Andrian Gianpietro Dotti
xxxi
xxxii Contents
28. Granulocytopoiesis and Monocytopoiesis 322 47. Autoimmune Hemolytic Anemia 672
Frederick D. Tsai, Arati Khanna-Gupta, and Marc Michel and Ulrich Jäger
Nancy Berliner
48. Extrinsic Nonimmune Hemolytic Anemias 688
29. Thrombocytopoiesis 334 William C. Mentzer and Stanley L. Schrier†
Camelia Iancu-Rubin and Alan B. Cantor
30. Inherited Bone Marrow Failure Syndromes 350 PART VI
Yigal Dror NON-MALIGNANT LEUKOCYTES 698
31. Aplastic Anemia 396
Neal S. Young and Jaroslaw P. Maciejewski 49. Neutrophilic Leukocytosis, Neutropenia,
Monocytosis, and Monocytopenia 698
32. Paroxysmal Nocturnal Hemoglobinuria 416 Lawrence Rice, Arthur W. Zieske, and Moonjung Jung
David J. Araten and Robert A. Brodsky
50. Lymphocytosis, Lymphocytopenia,
33. Acquired Disorders of Red Cell, White Cell, and Hypergammaglobulinemia, and
Platelet Production 431 Hypogammaglobulinemia 708
Francis R. LeBlanc, Jaroslaw P. Maciejewski, and Sravanti P. Teegavarapu and Martha P. Mims
Thomas P. Loughran, Jr.
51. Disorders of Phagocyte Function 717
PART V Mary C. Dinauer and Thomas D. Coates
RED BLOOD CELLS 451 52. Congenital Disorders of Lymphocyte Function 736
Sung-Yun Pai and Luigi D. Notarangelo
34. Pathobiology of the Human Erythrocyte and Its 53. Pediatric and Adult Histiocytic Disorders 750
Hemoglobins 451 Adi Zoref Lorenz, Olive S. Eckstein, Nitya Gulati,
Martin H. Steinberg, Edward J. Benz, Jr., and Benjamin Michael B. Jordan, and Carl E. Allen
L. Ebert
54. Lysosomal Storage Diseases, Focusing on Gaucher
35. Approach to Anemia in the Adult and Child 463 Disease: Perspectives and Principles 769
Judith C. Lin and Edward J. Benz, Jr. Atul Mehta, Mia Horowitz, Joaquin Carrillo-Farga,
36. Iron Homeostasis and Its Disorders 473 and Ari Zimran
Tomas Ganz 55. Epstein-Barr Virus and Associated
37. Disorders of Iron Homeostasis: Iron Deficiency Lymphoproliferative Conditions 782
and Overload 483 Nader Kim El-Mallawany, Lisa R. Forbes, Rayne H.
Clara Camaschella Rouce, and Carl E. Allen
41. Thalassemia Syndromes 555 57. Conventional and Molecular Cytogenomic Basis of
Sujit Sheth Hematologic Malignancies 813
Vesna Najfeld
42. Pathobiology of Sickle Cell Disease 585
Robert P. Hebbel and Gregory M. Vercellotti 58. Pharmacology and Molecular Mechanisms
of Antineoplastic Agents for Hematologic
43. Clinical Aspects of Sickle Cell Disease 599 Malignancies 900
Laurel A. Menapace and Swee Lay Thein Stanton L. Gerson, Paolo F. Caimi, Ehsan Malek, and
44. Hemoglobin Variants Associated with Benjamin Tomlinson
Hemolytic Anemia, Altered Oxygen Affinity, and 59. Pathobiology of Acute Myeloid Leukemia 937
Methemoglobinemias 630 Andrew M. Brunner and Timothy A. Graubert
Edward J. Benz, Jr. and Benjamin L. Ebert
60. Clinical Manifestations and Treatment of Acute
45. Red Blood Cell Enzymopathies 638 Myeloid Leukemia 950
Xylina T. Gregg and Josef T. Prchal Harry P. Erba
46. Red Blood Cell Membrane Disorders 650 61. Myelodysplastic Syndromes 977
Patrick G. Gallagher Christopher J. Gibson and David P. Steensma
Contents xxxiii
62. Allogeneic Hematopoietic Stem Cell Transplantation 79. Origin of Hodgkin Lymphoma and Therapeutic
for Acute Myeloid Leukemia and Myelodysplastic Targets 1331
Syndrome in Adults 1001 Ralf Küppers
John Koreth, Joseph H. Antin, and Corey Cutler
80. Hodgkin Lymphoma 1339
63. Acute Myeloid Leukemia in Children 1013 Anas Younes, Ann S. LaCasce, Graham Collins,
C. Michel Zwaan, Olaf Heidenreich, and Bouthaina Dabaja, and Ahmet Dogan
E. Anders Kolb
81. Origin of Non-Hodgkin Lymphoma and Therapeutic
64. Blastic Plasmacytoid Dendritic Cell Neoplasm 1029 Targets 1352
Andrew A. Lane Matthew S. McKinney and Sandeep S. Dave
65. Myelodysplastic Syndromes and Myeloproliferative 82. Clinical Manifestations, Staging, and Treatment of
Neoplasms in Children 1036 Follicular Lymphoma 1367
Elliot Stieglitz, Christopher C. Dvorak, and Benjamin S. Lucy Pickard and John G. Gribben
Braun
83. Marginal Zone Lymphomas (Extranodal/MALT,
66. Pathobiology of Acute Lymphoblastic Leukemia 1049 Splenic, and Nodal) 1378
Melissa A. Burns, Alejandro Gutierrez, and Samer Al Hadidi and Carlos A. Ramos
Lewis B. Silverman
84. Diffuse Large B-Cell Lymphoma of the Central
67. Clinical Manifestations and Treatment of Childhood Nervous System 1390
Acute Lymphoblastic Leukemia 1066 Syed A. Abutalib, Nilanjan Ghosh, Alexander Feldman†,
Rayne H. Rouce and Rachel E. Rau Karan S. Dixit, and Rimas V. Lukas
68. Acute Lymphoblastic Leukemia in Adults 1078 85. High-Grade B-Cell Lymphomas 1420
Shira Dinner, Sandeep Gurbuxani, Alexandra E. Rojek, Kieron Dunleavy and Stephen Douglas Smith
Nitin Jain, and Wendy Stock
86. Mantle Cell Lymphoma 1430
69. Chronic Myeloid Leukemia 1103 Julie M. Vose
Michael W. Deininger
87. Virus-Associated Lymphoma 1439
70. The Polycythemias 1129 Katherine C. Rappazzo, Jennifer A. Kanakry, and
Marina Kremyanskaya, Vesna Najfeld, John Richard F. Ambinder
Mascarenhas, and Ronald Hoffman
88. Malignant Lymphomas in Childhood 1448
71. Essential Thrombocythemia 1169 Kara M. Kelly, Birgit Burkhardt, and Catherine M. Bollard
Bridget K. Marcellino, John Mascarenhas, Camelia
Iancu-Rubin, Marina Kremyanskaya, Vesna Najfeld, 89. T-Cell Lymphomas 1462
and Ronald Hoffman Alessandro Broccoli and Pier Luigi Zinzani
72. Primary Myelofibrosis and Chronic Neutrophilic 90. Monoclonal Gammopathy of Undetermined
Leukemia 1193 Significance and Smoldering Multiple Myeloma 1492
Sangeetha Venugopal, Vesna Najfeld, Alla Keyzner, S. Vincent Rajkumar and Shaji Kumar
Siraj M. El Jamal, Ronald Hoffman, and John 91. Multiple Myeloma 1506
Mascarenhas
Sydney X. Lu, Even H. Rustad, Saad Z. Usmani,
73. Myelodysplastic Syndrome/Myeloproliferative and C. Ola Landgren
Neoplasm Overlap Syndromes 1225 92. Waldenström Macroglobulinemia/Lymphoplasmacytic
Douglas Tremblay, Jonathan Feld, Nicole Kucine, Lymphoma 1539
Noa Rippel, Siraj M. El Jamal, and John Mascarenhas
Jorge J. Castillo and Steven P. Treon
74. Eosinophilia, Eosinophilic Neoplasms, and the 93. Immunoglobulin Light-Chain Amyloidosis (Primary
Hypereosinophilic Syndromes 1243 Amyloidosis) 1553
Peter Valent, Andreas Reiter, and Jason Gotlib
Morie A. Gertz, Francis K. Buadi, Martha Q. Lacy, and
75. Mast Cells and Mastocytosis 1263 Suzanne R. Hayman
Jason Gotlib, Hans-Peter Horny, and Peter Valent
76. Chronic Lymphocytic Leukemia 1282 PART VIII
Farrukh T. Awan and John C. Byrd
COMPREHENSIVE CARE OF PATIENTS WITH
77. Hairy Cell Leukemia 1301 HEMATOLOGIC MALIGNANCIES 1567
Farhad Ravandi
78. The Pathologic Basis for the Classification of 94. Key Considerations for Managing Infections in the
Non-Hodgkin and Hodgkin Lymphomas 1314 Compromised Host 1567
Girish Venkataraman, Elaine S. Jaffe, and Stefania Samuel A Shelburne, Russell E. Lewis, and
Pittaluga Dimitrios P. Kontoyiannis
xxxiv Contents
95. Principles of Radiation Therapy for Hematologic 110. Supportive Care for the Transplant Patient 1770
Disease 1583 Abraham S. Kanate and Navneet S. Majhail
Idalid Franco, Daphne Haas-Kogan, and Andrea K. Ng
96. Grading and Toxicity Management after Immune PART X
Effector Therapy 1594
Emily C. Ayers, Noelle V. Frey, and Daniel W. Lee TRANSFUSION MEDICINE 1785
97. Identification and Management of Checkpoint 111. Human Blood Group Antigens and Antibodies 1785
Inhibition Toxicity 1599 William J. Lane, Connie M. Westhoff, Jill R. Storry, and
Evgeniya Kharchenko and John W. Sweetenham Beth H. Shaz
98. Psychosocial Aspects of Hematologic 112. Principles of Red Blood Cell Transfusion 1801
Disorders 1605 Robert A. DeSimone, Paul M. Ness, and
Hermioni L. Amonoo, Cynthia S. Peng, Rebecca M. Melissa M. Cushing
Hammond, and Roxanne Sholevar
113. Clinical Considerations in Platelet Transfusion
99. Pain Management and Antiemetic Therapy in Therapy 1814
Hematologic Disorders 1616 Richard M. Kaufman
Thomas W. LeBlanc
114. Human Leukocyte Antigen and Human Neutrophil
100. Palliative Care 1631 Antigen Systems 1820
Kathleen A. Lee, Hilary McGuire, Barbara Reville, Ena Wang, Sharon Adams, David F. Stroncek, and
and Janet L. Abrahm Francesco M. Marincola
101. Therapy-related Late Effects of Hematologic 115. Principles of Plasma and Plasma
Malignancies 1638 Derivatives 1837
Wendy Landier and Smita Bhatia Alexandra Jimenez, Christopher D. Hillyer, and
Beth H. Shaz
126. Evaluation of the Patient with Suspected Bleeding 144. Stroke 2241
Disorders 1988 Emer Mcgrath, Michelle Canavan, and Martin O’Donnell
Catherine P. M. Hayward and Alice D. Ma
145. Acute Coronary Syndromes 2251
127. Laboratory Evaluation of Hemostatic and Thrombotic John W. Eikelboom and Jeffrey I. Weitz
Disorders 1996 146. Peripheral Artery Disease 2261
Menaka Pai and Karen A. Moffat
Stanislav Henkin and Mark A. Creager
128. Acquired Disorders of Platelet Function 2007 147. Atrial Fibrillation 2270
Peter L. Gross and José A. López
Monika Kozieł Siołkowska, Tatjana S. Potpara, and
129. Diseases of Platelet Number: Immune Gregory Y. H. Lip
Thrombocytopenia, Neonatal Alloimmune 148. Bleeding and Clotting Disorders in Pediatrics 2278
Thrombocytopenia, and Posttransfusion Purpura 2020 Nasrin Samji, Anthony K. C. Chan, and Mihir D. Bhatt
Michelle P. Zeller, Shuoyan Ning, Donald M. Arnold, and
Caroline Gabe
PART XII
130. Thrombocytopenia Caused by Hypersplenism, CONSULTATIVE HEMATOLOGY 2292
Platelet Destruction, or Surgery/Hemodilution 2033
Theodore E. Warkentin
149. Hematologic Changes in Pregnancy 2292
131. Heparin-Induced Thrombocytopenia 2049 Arielle L. Langer, Michael Paidas, and Caroline Cromwell
Theodore E. Warkentin
150. Hematologic Manifestations of End-Organ
132. Thrombotic Thrombocytopenic Purpura and the Failure 2305
Hemolytic Uremic Syndromes 2063 Marissa Laureano and Christopher Hillis
Gemlyn George and Kenneth D. Friedman
151. Hematologic Manifestations of Solid Tumors 2312
133. Structure, Biology, and Genetics of von Willebrand Kathryn DeCarli, Peter Barth, Andrew M. Brunner, and
Factor 2081 Fred J. Schiffman
Paula James, Orla Rawley, and Mackenzie Bowman 152. Hematologic Manifestations of HIV/AIDS 2319
134. Hemophilia A and B 2095 Maryam Own and James B. Bussel
Manuel Carcao, Keith Gomez, Davide Matino, and Glenn
153. Hematologic Findings and Consequences of Novel
F. Pierce
Coronavirus (SARS-CoV-2) Infection 2335
135. Rare Coagulation Factor Deficiencies 2125 Leonard Naymagon and Douglas Tremblay
David Gailani, Benjamin F. Tillman, and Allison P.
Wheeler 154. Hematologic Aspects of Parasitic Diseases 2342
David J. Roberts
136. Transfusion Therapy for Coagulation Factor
Deficiencies 2144 155. Hematologic Problems in the Surgical Patient:
Elizabeth Roman and Catherine S. Manno Bleeding and Thrombosis 2369
Iqbal H. Jaffer and Jeffrey I. Weitz
137. Disseminated Intravascular Coagulation 2156
Marcel Levi 156. The Spleen and Its Disorders 2378
Thomas A. Ollila, Adam S. Zayac, and Fred J. Schiffman
138. Hypercoagulable States 2167
Julia A. M. Anderson and Jeffrey I. Weitz 157. Aging and Hematologic Disorders 2394
Kah Poh Loh, Mazie Tsang, Shakira J. Grant,
139. Antiphospholipid Syndrome 2179 Richard J. Lin, and Heidi D. Klepin
Lucia R. Wolgast and Jacob H. Rand
158. Onco-cardiology: Focus on Cardiac Complications of
140. Venous Thromboembolism 2196
Hematologic Treatments 2400
Noel C. Chan and Jeffrey I. Weitz
Andrea Gallardo-Grajedau and Gagan Sahni
141. Prevention and Treatment of Venous 159. Resources for the Hematologist: Interpretive
Thromboembolism in Pregnancy 2205 Comments and Selected Reference Values for
Leslie Skeith and Shannon M. Bates
Neonatal, Pediatric, and Adult Populations 2408.e1
142. Atherothrombosis 2212 Andrea N. Marcogliese and Lisa Hensch
Daisy Sahoo, Moua Yang, and Roy L. Silverstein Chapter 159 can be found online at Elsevier eBooks for
143. Antithrombotic Drugs 2223 Practicing Clinicians
Iqbal H. Jaffer and Jeffrey I. Weitz Index 2409
PA RT I MOLECULAR AND CELLULAR BASIS OF HEMATOLOGY
C HA P T E R 1
ANATOMY AND PHYSIOLOGY OF THE GENE
Andrew J. Wagner, Nancy Berliner, and Edward J. Benz, Jr.
Normal blood cells have limited life spans; they must be replenished not involved in forming the peptide bond links of the chain. The
in precise numbers by a continuously renewing population of progen- properties of cells, tissues, and organisms depend largely on the aggre-
itor cells. Homeostasis of the blood requires that proliferation of these gate structures, properties and biochemical activities of their proteins,
cells be efficient yet strictly constrained. Many distinctive types of and the interactions occurring among them. The central dogma of
mature blood cells must arise from these progenitors by a controlled molecular biology states that genes control these properties by encod-
process of commitment to, and execution of, complex programs of ing the structures of proteins, controlling the timing and amount of
differentiation. Thus developing red blood cells must produce large their production, and coordinating their synthesis with that of other
quantities of hemoglobin but not the myeloperoxidase characteristic proteins. The information needed to achieve these ends is transmit-
of granulocytes, the immunoglobulins characteristic of lymphocytes, ted (expressed) from DNA and translated into proteins by a class of
or the fibrinogen receptors characteristic of platelets. Similarly, the nucleic acid molecules called RNA. Genetic information thus flows
maintenance of normal amounts of procoagulant and anticoagulant in the direction DNA → RNA → protein. This central dogma pro-
proteins in the circulation requires an exquisitely regulated produc- vides, in principle, a universal approach for investigating the biologic
tion, destruction, and interaction of the components. Understanding properties and behavior of any given cell, tissue, or organism by study
the basic biologic principles underlying cell growth, differentiation, of the controlling genes. Methods permitting direct manipulation of
death, and the homeostasis of critical proteins requires a thorough DNA and RNA sequences should then be universally applicable to
knowledge of the structure and regulated expression of genes because the study of all living entities. Indeed, the power of the methodologies
the gene is now known to be the fundamental unit by which biologic of molecular genetics lie in the universality of their utility.
information is stored, transmitted, and expressed in this regulated One exception to the central dogma of molecular biology that is
fashion. especially relevant to hematologists is the storage of genetic informa-
Genes were originally characterized as mathematic units of inheri- tion in RNA molecules in certain viruses, notably the retroviruses
tance. They are now known to consist of molecules of deoxyribo- associated with T-cell leukemia and lymphoma, and the human
nucleic acid (DNA). By virtue of their ability to store information in immunodeficiency virus. When retroviruses enter the cell, the RNA
the form of nucleotide sequences, to transmit it by means of semicon- genome (the term “genome” refers to the totality of DNA or RNA
servative replication to daughter cells during mitosis and meiosis, and sequences encoding the genetic information of a cell, tissue, or organ-
to express it by directing the incorporation of amino acids into pro- ism) is copied into a DNA replica (cDNA). This is accomplished
teins, DNA molecules are the chemical transducers of genetic infor- with RNA-dependent DNA polymerases, enzymes also called reverse
mation flow. Efforts to understand the biochemical means by which transcriptases. This DNA representation of the viral genome is then
this transduction is accomplished have given rise to the disciplines of expressed according to the pathway specified by the central dogma.
molecular biology and molecular genetics. Retroviruses thus represent a variation on the theme rather than a
true exception to or violation of the dogma. There are also some RNA
viruses (coronaviruses being the most universally known example)
THE GENETIC VIEW OF THE BIOSPHERE: THE that carry an RNA-dependent RNA polymerase capable of replicat-
ing many copies of its own RNA genome. These messenger RNAs
CENTRAL DOGMA OF MOLECULAR BIOLOGY (mRNAs) then encode proteins essential to their life cycle.
1
2 Part I Molecular and Cellular Basis of Hematology
A B C
3′ end
3′ C:G 5′
5′ end H O A:T
O H 2′ 3′ H
5′ H2C A:T 5′ 3′
O N G:C
N 1′ H H 4′ C:G
4′ H H N H N T:A T A
1′ O 5′CH2
N A T
3′ 2′ H O H N G:C
H T:A
O H CH3 O C:G
G C
N A:T
Thymine H
-O P O Adenine O P O- C G
A:T
O N H G:C 3′ 5′
CH3 H O
C:G
O H 2′ 3′ H T:A
N H
5′ H2C O N
1′ H H 4′
T:A
4′ H H 1′ N H N C 5′
N N 3′ G
O 5′ CH2 G C
H 3′ 2′ H C:G G
Adenine O Thymine O
O H A:U T
T:A A
-O O O P O- C:G
P G
N H H O A:U T
O H 2′ 3′ A:U T
O H N H T:A A
5′ H2C O N C:G G
1′ H H 4′
1′ N H N G:C C
4′ H H N G:C A C
N O 5′ CH2
T A
H 3′ 2′
H N H O A
O T
O H Guanine Cytosine A T
H
-O O P O- T A
P O A T
H H O 5′ 3′
O H 2′ 3′ H
O H N A:T
5′ H2C O N 1′ G:C
N H H 4′
C:G
4′ H H 1′ N H N T:A
O 5′ CH2
2′
N G:C
H 3′ H N H O T:A
O H N 5′ end C:G
5′ A:T 3′
-O O Cytosine Guanine
P
3′ end
Figure 1.1 STRUCTURE, BASE PAIRING, POLARITY, AND TEMPLATE PROPERTIES OF DNA. (A) Structures of the four nitrogenous bases project-
ing from sugar phosphate backbones. The hydrogen bonds between them form base pairs holding complementary strands of DNA together. Note that A–T and
T–A base pairs have only two hydrogen bonds, whereas C–G and G–C pairs have three. (B) The double helical structure of DNA results from base pairing of
strands to form a double-stranded molecule with the backbones on the outside and the hydrogen-bonded bases stacked in the middle. Also shown schematically
is the separation (unwinding) of a region of the helix by mRNA polymerase, which is shown using one of the strands as a template for the synthesis of an mRNA
precursor molecule. Note that new bases added to the growing RNA strand obey the rules of Watson-Crick base pairing (see text). Uracil (U) in RNA replaces T
in DNA and, like T, forms base pairs with A. (C) Diagram of the antiparallel nature of the strands, based on the stereochemical 3′ → 5′ polarity of the strands.
The chemical differences between reading along the backbone in the 5′ → 3′ and 3′ → 5′ directions can be appreciated by reference to (A). A, Adenosine; C,
cytosine; G, guanosine; T, thymine; U, uracil.
form the backbone of the polymer, from which the purine or pyrimi-
dine bases project perpendicularly. group attached to the 2′ carbon rather than the hydrogen found in
The haploid human genome consists of 23 long, double-stranded deoxyribose) and the pyrimidine base uracil is used in place of thy-
DNA molecules tightly complexed with histones and other nuclear mine. The bases are commonly referred to by a shorthand notation:
proteins to form compact linear structures called chromosomes. The the letters A, C, G, T, and U are used to refer to adenosine, cytosine,
genome contains approximately 3 billion nucleotides; the individual guanosine, thymine, and uracil, respectively.
chromosomes range from 50 to 200 million bases in length. By con- The ends of DNA and RNA strands are chemically distinct because
vention they are numbered from the longest (chromosome 1) to the of the 3′ → 5′ phosphodiester bond linkage that ties adjacent bases
shortest (chromosome 22), with the sex chromosomes getting the together (see Fig. 1.1). One end of the strand (the 3′ end) has an
special designation X and Y. Females inherit the XX genotype and unlinked (free at the 3′ carbon) sugar position, and the other (the 5′
males, XY. The individual genes are aligned along each chromosome. end) has a free 5′ position. There is thus a directionality (polarity) to
The human genome contains about 2000 to 30,000 genes. Blood the sequence of bases in a DNA strand: the same sequence of bases read
cells, like most somatic cells, are diploid. That is, each chromosome in a 3′ → 5′ direction carries a different meaning than if read in a 5′ →
is present in two copies, so there are 46 chromosomes consisting of 3′ direction. Cellular enzymes can thus distinguish one end of a nucleic
approximately 6 billion base pairs (bp) of DNA. acid from the other and one strand from its paired mate; most enzymes
The four nucleotide bases in DNA are two purines (adenosine and that “read” the DNA sequence tend to do so only in one direction
guanosine) and two pyrimidines (thymine and cytosine). The basic (3′ → 5′ or 5′ → 3′ but not both). For instance, most nucleic acid–
chemical configuration of the other nucleic acid found in cells, RNA, synthesizing enzymes read the template strand in 3′ → 5′ direction,
is quite similar, except that the sugar is ribose (having a hydroxyl thus adding new bases to the strand in a 5′ → 3′ direction.
Chapter 1 Anatomy and Physiology of the Gene 3
Storage of Genetic Information in the Nucleotide secondary structures that affect the accessibility of sequences and the
Sequences of DNA interaction of the molecule with proteins or other nucleic acids.
A B
3′
5′ 3′ 5′
C:G G
A:T 5′ C: G
:C
T:A A:T A:
T
3′
C:G T:
T:A A
G C
C: G :G
C: :T A :G
C
C:G A :A G T:A :T
A:T T :C C G :C
:C
T:A
G G:
C
G :G
G:C C:
3′ 5′ T:A
T:A 5′ C
G:C A 3′
T 3′ 5′
C:G C G
T:A 5′
T:A
C:G G:C 3′
C:G
T:A 5′
G:C
T:A
C:G
T:A 3′
T:A C:G
A:T
C:G T:A
C:G
A:T
T:A
C:G
T:A
A:T
T:A T:A
A:T 3′ 5′ 5′ 3′
T:A
5′ 3′
Figure 1.2 SEMICONSERVATIVE REPLICATION OF DNA. (A) The process by which the DNA molecule on the left is replicated into two daughter
molecules, as occurs during cell division. Replication occurs by separation of the parent molecule into the single-stranded form at one end, reading of each of
the daughter strands in the 3′ → 5′ direction by DNA polymerase, and addition of new bases to growing daughter strands in the 5′ → 3′ direction. (B) The
replicated portions of the daughter molecules are identical to each other (red). Each carries one of the two strands of the parent molecule, accounting for the term
semiconservative replication. Note the presence of the replication fork, the point at which the parent DNA is being unwound. (C) The antiparallel nature of the
DNA strands demands that replication proceed toward the fork in one direction and away from the fork in the other (red). This means that replication is actually
accomplished by reading of short stretches of DNA followed by ligation of the short daughter strand regions to form an intact daughter strand.
4 Part I Molecular and Cellular Basis of Hematology
The Expression of Genetic Information Via Translation ability to interact with other molecules, localization, and stability). In
Into Proteins Using the Genetic Code the aggregate, these proteins control cell structure and metabolism.
The process by which DNA achieves its control of cells through pro-
The information stored in the DNA base sequence of genes achieves tein synthesis is called gene expression.
its impact on the structure, function, and behavior of organisms by An outline of the basic pathway of gene expression in eukaryotic
governing the structures, timing, and amounts of proteins and certain cells is shown in Fig. 1.3. The DNA base sequence of the “minus,”
RNAs synthesized in the cells. The primary structure (i.e., the amino “anticoding” strand is first copied into an RNA molecule with a com-
acid sequence) of each protein determines its three-dimensional con- plementary base sequence, called premessenger RNA (pre-mRNA), by
formation and therefore its properties (e.g., shape, enzymatic activity, mRNA polymerase. Pre-mRNA thus has a base sequence identical to
Coding Noncoding
sequence (intervening 3′ coding
5′ (exon) sequence, intron) strand
DNA
3′ 5′ noncoding
Transcription
strand
mRNA 5′ Exon Intron
precursor 3′
5′ CAP 3′Poly (A), modification
and shortening of
Processing transcript
Nucleus
Cytoplasm
Initiation factors
tRNA, ribosomes
Translation
Completed
Protein apoprotein
Cofactors
other subunits
Microsomes
Golgi, etc.
Figure 1.3 SYNTHESIS OF mRNA AND PROTEIN—THE PATHWAY OF GENE EXPRESSION. The diagram of the DNA gene shows the alternat-
ing array of exons (red) and introns (shaded color) typical of most eukaryotic genes. Transcription of the mRNA precursor, addition of the 5′-CAP and 3′-poly
(A) tail, splicing and excision of introns, transport to the cytoplasm through the nuclear pores, translation into the amino acid sequence of the apoprotein, and
posttranslational processing of the protein are described in the text. Translation proceeds from the initiator methionine codon near the 5′ end of the mRNA,
with incorporation of the amino terminal end of the protein. As the mRNA is read in a 5′ → 3′ direction, the nascent polypeptide is assembled in an amino →
carboxyl terminal direction.
Chapter 1 Anatomy and Physiology of the Gene 5
because different portions of the genome are selectively expressed or serve as markers of actively transcribed genes. For example, a search
repressed in each cell type. Each cell must “know” which genes to for undermethylated CpG islands on chromosome 7 facilitated the
express, how actively to express them, and when to express them. This search for the gene for cystic fibrosis.
biologic necessity has come to be known as gene regulation or regu- DNA methylation is facilitated by DNA methyltransferases
lated gene expression. Understanding gene regulation provides insight (DMTs). DNA replication incorporates unmethylated nucleotides
into how pluripotent stem cells determine that they will express the into each nascent strand, thus leading to demethylated DNA. For
proper sets of genes in daughter progenitor cells that differentiate cytosines to become methylated, the methyltransferases must act after
along each lineage. Major hematologic disorders (e.g., the leukemias each round of replication. After an initial wave of demethylation early
and lymphomas), immunodeficiency states, and myeloproliferative in embryonic development, regulatory elements are methylated dur-
syndromes result from derangements in the system of gene regula- ing various stages of development and differentiation (Chapter 2).
tion. An understanding of the ways that genes are selected for expres- Aberrant DNA methylation also occurs as an early step during tumor-
sion thus remains one of the major frontiers of biology and medicine. igenesis, leading to silencing of tumor suppressor genes and of genes
Chapters 2, 4, and 6 offer a more thorough coverage of these topics. related to differentiation. This finding has led to induction of DNA
The following sections provide brief introductions. demethylation as a target in cancer therapy. Indeed, 5-azacytidine,
a cytidine analog that inhibits DMT, and the related compound
decitabine, are approved by the US Food and Drug Administration
Chromatin and the Epigenetic Regulation of (FDA) for use in myelodysplastic syndromes, and their use in cases of
Gene Expression other malignancies is being investigated.
The mechanisms by which particular regions of DNA are tar-
Only a small fraction of the 6 billion base pairs of DNA present in a geted for methylation are under intense investigation. It is becoming
diploid human cell codes for proteins or for the ribosomal, transfer, increasingly apparent that this modification begets further alterations
and spliceosome RNAs, even including the nearby DNA sequences in chromatin proteins that in turn influence gene expression.
(promoters, repressors, enhancers, silencers, and insulator sequences) The “opening” of chromatin is necessary but not sufficient for
that are needed to support regulated protein synthesis. As discussed genes to be expressed. The sequences within the now-accessible regions
later and in Chapter 4, many additional species of RNA molecules of DNA that are intended for transcription, and no others, must be
exhibiting important regulatory effects on gene expression have been identified and configured for binding by the intranuclear factors and
and still are being discovered. Yet, less than 10% of the genome mRNA polymerase that will execute the transcription program. This
accounts for all DNA sequences having a known function in gene is accomplished by the presence of sequences embedded near or within
expression. The remainder is called “DNA dark matter.” It is being the gene that are recognized by specific proteins that activate or inacti-
intensively investigated, but its purpose and impact on homeostasis vate transcription depending on which stimulatory or inhibitory pro-
remain unknown. A major challenge for cells, then, is how to find the teins the sequences attract. These are discussed in the next section.
genes and how to identify and activate only those genes whose expres- The major protein components of chromatin are histones, which
sion it needs for its vital functions. The field of study that has arisen are a small, highly basic protein family that binds tightly to the acidic
to address these questions is called epigenetics. This section provides residues in DNA. Histones can be acetylated, reducing their affin-
only a brief introduction to epigenetics; Chapter 2 offers a thorough ity for DNA, or methylated, which stabilizes their binding. Histone
review and documents the increasing importance of epigenetics to acetylation, phosphorylation, and methylation of the N-terminal tail
hematology. are the focus of intense study for their potential roles in opening or
Most of the DNA in living cells is inactivated by formation of closing access to regions of DNA for expression. For example, acety-
a nucleoprotein complex called chromatin. The histone and nonhis- lation of histone lysine residues (catalyzed by histone acetyltransfer-
tone proteins in chromatin effectively sequester genes from enzymes ases) is associated with transcriptional activation. Conversely, histone
needed for expression. The most tightly compacted chromatin deacetylation (catalyzed by histone deacetylase) leads to gene silenc-
regions are called heterochromatin. Euchromatin, less tightly packed, ing. Histone deacetylases are recruited to areas of DNA methylation
contains actively transcribed genes. Activation of a gene for expression by DMT and by methyl–DNA-binding proteins, thus linking DNA
(i.e., transcription) requires that it become less compacted and more methylation to histone deacetylation. Drugs inhibiting these enzymes
accessible to the transcription apparatus. These processes involve both have been demonstrated to be active anticancer agents and continue
cis-acting and trans-acting factors. Cis-acting elements are regulatory to be the focus of ongoing studies. The regulation of histone acetyla-
DNA sequences within or flanking the genes. They are recognized by tion and deacetylation appears to be linked to gene expression, but
trans-acting factors, which are nuclear DNA–binding proteins needed the roles of histone phosphorylation and methylation are less well
for transcriptional regulation. understood. Current research suggests that in addition to gene regu-
DNA sequence regions flanking genes are called cis-acting because lation, histone modifications contribute to the “epigenetic code” and
they influence expression of nearby genes only on the same chromo- are thus a means by which information regarding chromatin structure
some. These sequences do not usually encode mRNA or protein mol- is passed to daughter cells after DNA replication occurs.
ecules. They alter the conformation of the gene within chromatin
twisting or kinking the surrounding DNA in ways that facilitate or
inhibit access to the factors that modulate transcription. When exog- Regulatory Sequence Motifs in or Near Genes:
enous nucleases (DNAses) are added experimentally in small amounts Enhancers, Promoters, and Silencers
to nuclei, these exposed regions are especially sensitive to their DNA-
cutting action. Thus DNAse hypersensitive sites in chromatin have Several types of cis-active DNA sequence elements have been defined
come to be useful as markers for regions in or near genes that are according to the presumed consequences of their interaction with
accessible for transcription (Chapter 2). nuclear proteins (see Fig. 1.5). Promoters are found just upstream (to
DNA methylation is an epigenetic structural feature that also marks the 5′ side) of the start of mRNA transcription (the CAP). mRNA
differences between actively transcribed and inactive genes. Most polymerases appear to bind first to the promoter region and thereby
eukaryotic DNA is heavily methylated; that is, the DNA is modified gain access to the structural gene sequences downstream. Promoters
by the addition of a methyl group to the 5 position of the cytosine thus serve a dual function of being binding sites for mRNA poly-
pyrimidine ring (5-methyl-C). In general, heavily methylated genes merase and marking for the polymerase the downstream point at
are inactive; active genes are relatively hypomethylated, especially in which transcription should start.
the 5′ and 3′ flanking regions containing the promoter and other reg- Enhancers are more complicated DNA sequence elements.
ulatory elements (see “Enhancers, Promoters, and Silencers”). These Enhancers can lie on either side of a gene or even within the gene.
flanking regions frequently include DNA sequences with a high Enhancers are bound by enhancer binding proteins, thereby stimulat-
content of Cs and Gs (CpG islands). Hypomethylated CpG islands ing expression of genes nearby. The domain of influence of enhancers
Chapter 1 Anatomy and Physiology of the Gene 7
(i.e., the number of genes to either side whose expression is stimu- (cytosine-rich regions called zinc fingers, leucine-rich regions called
lated) varies. Some enhancers influence only the adjacent gene; oth- leucine zippers, and so on), but other regions appear to be unique.
ers seem to mark the boundaries of large multigene clusters (gene Some factors recognize specific DNA sequence motifs within pro-
domains) whose coordinated expression is appropriate to a particu- moters, enhancers, silencers, or insulators and bind directly to them,
lar tissue type or a particular time. For example, the very high levels whereas others bind to these factors, forming complexes that promote
of globin gene expression in erythroid cells depend on the function or inhibit transcription. Many factors implicated in the regulation
of an enhancer that seems to activate the entire gene cluster and is of growth, differentiation, and development (e.g., homeobox genes,
thus called a locus-activating region (see Fig. 1.5). The nuclear fac- proto-oncogenes, antioncogenes) appear to be DNA-binding pro-
tors interacting with enhancers are probably induced into synthesis or teins and may be involved in the steps needed for activation of a gene
activation as part of the process of differentiation. Chromosomal rear- within chromatin. These factors are discussed in more detail in several
rangements that place a gene that is usually tightly regulated under other chapters (see Chapters 2, 4, and 6); when mutated, many are
the control of a highly active enhancer can lead to overexpression of involved in the pathogenesis of blood dyscrasias, such as c-myc and
that gene. This commonly occurs in Burkitt lymphoma, for example, c-myb.
in which the MYC proto-oncogene is juxtaposed and dysregulated by
an immunoglobulin enhancer.
Silencer sequences serve a function that is the obverse of enhancers. Regulation at the Level of Pre-mRNA and
When bound by the appropriate nuclear proteins, silencer sequences mRNA Metabolism
cause repression of gene expression. Some evidence indicates that the
same sequence elements can act as enhancers or silencers under differ- In eukaryotic cells, mRNA is initially synthesized in the nucleus (see
ent conditions, presumably by being bound by different sets of pro- Figs. 1.3 and 1.4). Before the initial transcript becomes suitable for
teins having opposite effects on transcription. Insulators are sequence translation in the cytoplasm, mRNA processing and transport occur
domains that mark the “boundaries” of multigene clusters, thereby by a complex series of events including excision of the portions of the
preventing activation of one set of genes from “leaking” into nearby mRNA corresponding to the introns of the gene (mRNA splicing),
genes. The concerted actions of enhancers, silencers, and insulators modification of the 5′ and 3′ ends of the mRNA to render them more
delineate the specific DNA sequences to be transcribed or prevented stable and translatable, and transport to the cytoplasm. Moreover, the
from transcription within an opened region of chromatin. amount of any particular mRNA moiety in both prokaryotic and
One way that activation of transcription of a genomic DNA seg- eukaryotic cells is governed not only by the composite rate of mRNA
ment is accomplished is by a “looping” out phenomenon whereby synthesis (transcription, processing, and transport) but also by its
some DNA binding proteins first bind to each end of a potentially degradation by cytoplasmic ribonucleases (RNA degradation). Many
expressed segment of open chromatin; those proteins then bind mRNA species of special importance in hematology (e.g., mRNAs
to one other, pulling the ends together and forming a looped-out for growth factors and their receptors, proto-oncogene mRNAs, acute
segment of chromatin. Additional factors then bind to enhancers, phase reactants) are exquisitely regulated by control of their stability
silences, promotors, and enhancers, thereby demarcating those parts (half-life) in the cytoplasm.
meant for transcription or silencing. Loops, in other words, may be Posttranscriptional mRNA metabolism is complex. Only a few
a secondary structure that identifies areas primed for transcription relevant aspects are considered in this section. Chapter 4 provides
(see Fig. 2.1). more detail.
Intron
GU AG GU AG GU AG (poly A tail)-3′
5′ “CAP”
5′ UT 3′ UT
Splice Splice
donor acceptor
site Splicing site
5′ UT 3′ UT
Figure 1.5 REGULATORY ELEMENTS FLANKING THE STRUCTURAL GENE. (*For more information refer to suggested readings from Jones B;
Kumar A, et al; Waddington S, et al.)
describe the intranuclear organelle that mediates mRNA splicing nucleotide 7-methyl-guanosine and is called CAP (see Fig. 1.4). The
reactions. The biochemical mechanism for splicing is complex. A 5′-CAP enhances both mRNA stability and the ability of the mRNA
consensus sequence, which includes the dinucleotide GU, is recog- to interact with protein translation factors and ribosomes.
nized as the donor site at the 5′ end of the intron (5′ end refers to the
polarity of the mRNA strand coding for protein); a second consensus
sequence ending in the dinucleotide AG is recognized as the accep- 5' and 3' Untranslated Sequences Within mRNAs
tor site, which marks the distal end of the intron (see Figs. 1.4 and That Modulate Stability and Translatability
1.5). The spliceosome recognizes the donor and acceptor and forms
an intermediate lariat structure that provides for both excision of the Most mature mRNAs contain sequence motifs at the 5′and 3′ ends of
intron and proper alignment of the cut ends of the two exons for liga- the molecule extending beyond the initiator and terminator codons
tion in precise register. that mark the beginning and the end of the sequences actually trans-
mRNA splicing has proven to be an important mechanism for lated into proteins (see Figs. 1.4 and 1.5). These so-called 5′ and 3′
greatly increasing the versatility and diversity of expression of a single untranslated regions (5′ UTRs and 3′ UTRs) influence both mRNA
gene. Several different mRNA and protein products can arise from a stability and the efficiency with which mRNA species can be trans-
single gene by selective inclusion or exclusion of individual exons from lated. For example, if the 3′ UTR of a very stable mRNA (e.g., globin
the mature mRNA products. This phenomenon is called alternative mRNA) is swapped with the 3′ UTR of a highly unstable mRNA
mRNA splicing. It permits a single gene to code for multiple mRNA (e.g., the c-myc gene), the c-myc mRNA becomes more stable.
and protein products with related but distinct structures and functions. Conversely, attachment of the 3′ UTR of c-myc to a globin mol-
The mechanisms by which individual exons are selected or rejected ecule renders it unstable. Instability is often associated with repeated
are complex and highly context-specific, varying among different cell sequences rich in A and U in the 3′ UTR (see Fig. 1.4). The UTRs
types, differentiation stages, and physiologic states. Chapter 4 provides in mRNAs coding for proteins involved in iron metabolism medi-
additional details. For present purposes, it is sufficient to note that ate altered mRNA stability or translatability by binding iron-laden
important physiologic changes in cells can be regulated by altering the proteins and thus govern iron storage and turnover (see Chapter 36).
patterns of mRNA splicing products arising from single genes.
Many inherited hematologic diseases arise from mutations that
derange mRNA splicing. For example, some of the most common Transport of mRNA From Nucleus to Cytoplasm:
forms of the thalassemia syndromes and hemophilias (see Chapters 41 mRNP Particles
and 134) arise by mutations that alter normal splicing signals or create
splicing signals where they normally do not exist (activation of cryp- An additional potential step for regulation or disruption of mRNA
tic splice sites). Conversely, mutations altering key protein factors that metabolism occurs during the transport from nucleus to cytoplasm.
modulate alternative splicing pathways are known to contribute to the mRNA transport is an active, energy-consuming process (Chapter 4).
pathogenesis of bone marrow dyscrasias (see Chapters 59, 61, and 66). Moreover, at least some mRNAs appear to enter the cytoplasm in the
form of complexes bound to proteins (mRNPs). mRNPs may regu-
late stability of the mRNAs and their access to translational appa-
Modification of the Ends of the mRNA Molecule ratus. Some evidence indicates that certain mRNPs are present in
the cytoplasm but are not translated (masked message) until proper
Most eukaryotic mRNA species are polyadenylated at their 3′ ends. physiologic signals are received.
Polyadenylation results in the addition of stretches of 100 to 150 “A”
residues at the 3′ end. Such an addition is often called the poly-A
tail and is of variable length. Polyadenylation facilitates rapid early Regulation of mRNA Processing and Stability
cleavage of the unwanted 3′ sequences from the transcript and is also
important for stability or transport of the mRNA out of the nucleus. As mentioned earlier, cells can regulate the relative amounts of dif-
Signals near the 3′ extremity of the mature mRNA mark positions at ferent protein isoforms arising from a given gene by altering the
which polyadenylation occurs. The consensus signal is AUAAA (see relative amounts of an mRNA precursor that are spliced along one
Fig. 1.4). Mutations in the poly-A signal sequence have been shown pathway or another (alternative mRNA splicing). Many striking
to cause thalassemia (see Chapter 41). examples of this type of regulation are known—for example, the
At the 5′ end of the mRNA, a complex oligonucleotide having ability of B lymphocytes to make both immunoglobulin M (IgM)
unusual phosphodiester bonds is added. This structure contains the and IgD at the same developmental stage, changes in the particular
Chapter 1 Anatomy and Physiology of the Gene 9
isoforms of cytoskeletal proteins produced during red blood cell Regulation at the Level of mRNA Translation
differentiation, and a switch from one isoform of the c-myb proto-
oncogene product to another during red blood cell differentiation. The amount of a given protein accumulating in a cell depends not
Abnormalities of mRNA splicing due to mutations at the splice only on the amount of the mRNA present but also on the rate at
sites can lead to defective protein synthesis, as can occur in β-globin which it is translated into the protein and the stability of the protein.
pre-mRNA, leading to some forms of β-thalassemia. The effect of Translational efficiency depends in part on the structural features of
controlling the pathway of mRNA processing used in a cell is to any given mRNA, including polyadenylation, secondary structure of
include or exclude portions of the mRNA sequence. These portions the 5′ and 3′ UTRs, and presence of the 5′ cap. The amounts and
encode peptide sequences that influence the ultimate physiologic state of activation of protein factors needed for translation are also
behavior of the protein, or the RNA sequences that alter stability crucial. The secondary structure of the mRNA, particularly in the
or translatability. 5′ UTR, greatly influences the intrinsic translatability of an mRNA
The importance of the control of mRNA stability for gene regu- molecule by constraining the access of translation factors and ribo-
lation is being increasingly appreciated. The steady-state level of any somes to the translation initiation signal in the mRNA. Secondary
given mRNA species ultimately depends on the balance between the structures along the coding sequence of the mRNA may also have
rate of its production (transcription and mRNA processing) and its some impact on the rate of elongation of the peptide.
destruction. One means by which stability is regulated is the inher- Changes in capping, polyadenylation, and translation factor effi-
ent structure of the mRNA sequence, especially the 3′ and 5′ UTRs. ciency affect the overall rate of protein synthesis within each cell. These
As already noted, these sequences appear to affect mRNA second- effects tend to be global rather than specific to a particular gene prod-
ary structure, recognition by nucleases, or both. Different mRNAs uct. However, these effects influence the relative amounts of different
thus have inherently longer or shorter half-lives, almost regardless of proteins made. mRNAs whose structures inherently lend themselves
the cell type in which they are expressed. Some mRNAs tend to be to more efficient translation tend to compete better for rate-limiting
highly unstable. In response to appropriate physiologic needs, they components of the translational apparatus, but mRNAs that are inher-
can thus be produced quickly and removed from the cell quickly ently less translatable tend to be translated less efficiently in the face
when a need for them no longer exists. In contrast, globin mRNA of limited access to other translational components. For example,
is inherently quite stable, with a half-life measured in the range of the translation factor eIF-4 tends to be produced in higher amounts
15 to 50 hours. This is appropriate for the need of reticulocytes to when cells encounter transforming or mitogenic events. This causes an
continue to synthesize globin for 24 to 48 hours after the ability increase in overall rates of protein synthesis but also leads to a selec-
to synthesize new mRNA has been lost by the terminally mature tive increase in the synthesis of some proteins that were underproduced
erythroblasts. before mitogenesis because they competed less well when the supply
The stability of mRNA can also be altered in response to changes in of active eIF-4 was limiting. It is also now being increasingly recog-
the intracellular milieu. This phenomenon usually involves nucleases nized that several classes of low-molecular-weight RNAs (micro-RNAs
capable of destroying one or more broad classes of mRNA defined on [miRNAs]) can have profound effects on the output of proteins from
the basis of their 3′ or 5′ UTR sequences. Thus, for example, histone individual mRNAs or related groups of mRNAs by recognizing specific
mRNAs are destabilized after the S-phase of the cell cycle is complete. sequences in them and thereby altering stability or translatability.
Presumably this occurs because histone synthesis is no longer needed. Translational regulation of individual mRNA species is critical for
Induction of cell activation, mitogenesis, or terminal differentiation some events important to blood cell homeostasis. For example, as dis-
events often results in the induction of nucleases that destabilize spe- cussed in Chapter 36, the amount of iron entering a cell is an exquisite
cific subsets of mRNAs. Selective stabilization of mRNAs probably regulator of the rate of ferritin mRNA translation. An mRNA sequence
also occurs; for example, α-globin mRNA is stabilized by the pro- called the iron response element is recognized by a specific mRNA-
tective binding of a specific stabilizing protein to a nuclease target binding protein but only when the protein lacks iron. mRNA bound
sequence in its 3′ UTR. to the protein is translationally inactive. As iron accumulates in the cell,
Another critical mechanism that ensures the efficiency and fidel- the protein becomes iron bound and loses its affinity for the mRNA,
ity of gene expression is nonsense-mediated decay (NMD). NMD resulting in translation into apoferritin molecules that bind the iron.
has evolved to deal with the fact that common classes of mutations Tubulin synthesis involves coordinated regulation of transla-
(either germ line or somatic, and including point mutations, “frame tion and mRNA stability. Tubulin regulates the stability of its own
shifts” due to small deletions or insertions, and mutations causing mRNA by a feedback loop. As tubulin concentrations rise in the
mis-splicing; see Chapters 3 and 4) result in the creation of a pre- cell, it interacts with its own mRNA through the intermediary of an
mature translation termination codon in the translation reading mRNA-binding protein. This results in the formation of an mRNA-
frame (also stop codons or nonsense mutations). Nonsense codons protein complex and nucleolytic cleavage of the mRNA. The mRNA
can also be created by transcription or processing errors occurring is destroyed, and further tubulin production is halted.
during expression of normal genes. Indeed, as many as 5% to 30%
of mature mRNA transcripts may carry nonsense codons in some
cells under certain conditions. These mRNAs can be translated only Heterogeneity of rRNAs and tRNAs
into fragments of the intended protein and are thus physiologically
useless. This impairs the efficiency of gene expression, expending The 18 S and 28 S rRNAs, the many ribosomal proteins needed to
the considerable energy required for even partial translation while assemble a ribosome, and tRNAs are encoded by many genes and
serving no functional purpose. Moreover, those fragments fold are actually quite heterogeneous. The heterogeneity also varies among
abnormally and can trigger stress responses such as the unfolded cell types and under varied cellular states such as the nutritional stress
protein response (Chapter 4) that can trigger other undesired cel- found in cancer cells. These variations appear to create significant
lular reactions. These fragments can also contain some of the func- alterations in the translatability of specific mRNAs. These effects
tional domains of the intended complete protein. These can interact can be blunted or accentuated by the tendency of different ribosome
deleteriously with other cellular components, deranging cellular classes to favor or disfavor certain patterns of codon use. Disease states
homeostasis. have been associated with mutations in these proteins and RNAs
NMD addresses these issues by recognizing nonsense codons and (ribosomeopathies), and manipulation of this complexity for thera-
destroying the affected mRNA, thus avoiding its translation. The pro- peutic purposes is under intense investigation.
cess exists across evolution from yeast to mammals. It is mediated These few examples of posttranscriptional regulation emphasize that
by complex protein and RNA components functioning and support- cells tend to use every step in the complex pathway of gene expression
ing at least two recognition and destruction pathways. It is becoming as points at which exquisite control over the amounts of a particular
clear that the integrity of these pathways is likely relevant to multiple protein or RNA species can be regulated. In other chapters, additional
disease states, including neoplasia. levels of regulation are described (e.g., regulation of the production,
10 Part I Molecular and Cellular Basis of Hematology
stability, activity, localization, and access to other cellular components mRNA transcripts in a sequence-specific manner and in doing so
of the proteins that are present in a cell [see Chapters 6 and 7]). brings the endonuclease activity within the RISC to the targeted tran-
script. An RNA-dependent RNA polymerase in the RISC may then
create new siRNAs to processively degrade the mRNA, ultimately
leading to complete degradation of the mRNA transcript and abroga-
Roles of Small Interfering RNAs, Micro RNAs, Short tion of protein expression.
Hairpin RNAs, and Long Noncoding RNAs in Regulating Although this endogenous process likely evolved to destroy invad-
Gene Expression ing viral RNA, the use of siRNA has become a commonly used tool
for evaluation of gene function. Sequence-specific synthetic siRNA
Cells were once thought to possess only three basic classes of RNA may be directly introduced into cells or introduced via gene transfec-
molecules: mRNA, rRNAs (5 S, 18 S, and 28 S), and tRNA. Moreover, tion methods and targeted to an mRNA of a gene of interest. The
the physiologic capacity of these RNA species was thought to be only siRNA will lead to degradation of the mRNA transcript and accord-
informational, their nucleic acid sequences serving as codons, antico- ingly prevent new protein translation. This technique is a relatively
dons, or binding sites for ribosomal proteins, splicing and translation simple, efficient, and inexpensive means to investigate cellular phe-
factors, mRNA transport factors, etc. Two fundamental discoveries notypes after directed elimination of expression of a single gene.
have profoundly changed our view of the biologic role of RNAs. First Experimentally, engineered short hairpin RNAs (shRNAs) are used
was the recognition that some RNA molecules have catalytic activity extensively to degrade or block the translation of a gene’s mRNA
that sustain key steps in gene expression such as pre-mRNA splic- product in a highly specific fashion, thus allowing one to target or
ing. In cells, these activities are often carried out within ribonucleic “knock down” the expression of any gene or collection of genes at will
acid (RNP) complexes. The second was the discovery that cells con- and allowing assessment of a cell’s behavior in the absence of expres-
tain a potpourri of small RNA species in both the nucleus and the sion of the targeted genes.
cytoplasm. Collectively these RNA moieties provide another layer of miRNAs, or MIRs, are 22-nucleotide small RNAs encoded by the
complex posttranscriptional mechanisms modulating gene expres- cellular genome that alter mRNA stability and protein translation.
sion. Some of these small RNAs might modulate transcription and These genes are transcribed by RNA polymerase II and capped and
processing as well. polyadenylated similar to other RNA polymerase II transcripts. The
One such process is carried out by small interfering RNAs (siR- precursor transcript of approximately 70 nucleotides is cleaved into
NAs): short, double-stranded fragments of RNA containing 21 to mature miRNAs by the enzymes Drosha and Dicer. One strand of the
23 bp (Fig. 1.6). The process is triggered by perfectly complemen- resulting duplex forms a complex with the RISC that together binds the
tary double-stranded RNA, which is cleaved by Dicer, a member of target mRNA with imperfect complementarity. Through mechanisms
the RNase III family, into siRNA fragments. These small fragments that are still incompletely understood, miRNA suppresses gene expres-
of double-stranded RNA are unwound by a helicase in the RNA- sion, likely either through inhibition of protein translation or through
induced silencing complex (RISC). The antisense strand anneals to destabilization of mRNA. miRNAs appear to have essential roles in
development and differentiation and are aberrantly regulated in many
types of cancer cells. The identification of miRNA sequences, their
regulation, and their target genes are areas of intense study.
Other classes of small RNA molecules, such as circular or ringed
RNAs and glycosylated RNAs, are under active study. Discussion of
dsRNA
these is beyond the scope of this chapter. Moreover, a class of extraor-
dinarily long RNA transcripts (long noncoding RNA [lncRNA]) has
Dicer been known to exist for decades, but its functions are just beginning
to be uncovered. lncRNA may be support an important mechanism
for “opening” large domains of chromatin to access by mRNA poly-
merase (RNA polymerase II), transcription factors, enhancer- and
silencer-binding proteins, etc., so the genes within that domain can
be expressed. This might also provide clues into the role played by
DNA “dark matter” in gene regulation, if the signals for the pro-
duction, start points, and end points of lncRNAs are encoded in the
21-23 nt siRNA regions “opened” by lncRNA transcription.
RISC
Structural genes are separated from one another by as few as 1 to 5
kilobases or as many as several thousand kilobases of DNA. Almost
nothing is known about the reason for the erratic clustering and spac-
ing of genes along chromosomes. It is clear that intergenic DNA con-
m7G AAAA(n) tains a variegated landscape of structural features that provide useful
tools to localize genes, identify individual human beings as unique
from every other human being (DNA fingerprinting), and diagnose
m7G AAAA(n) human diseases by linkage. Only a brief introduction is provided here.
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